Charlene E Honeywell Financial Disclosure Report for Honeywell, Charlene E

8/3/2019 Charlene E Honeywell Financial Disclosure Report for Honeywell, Charlene E

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I AO 10Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0 Report Required b.v the E thicsin Government Act o f 1978(5 U.S.C . app..~.~ I01-111)I. Person R epor t ing ( las t name, f i r s t , middle ini t i a l )H O N E Y WE L L , CH A R L E N E E .

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or parbtime)

U.S. Dislr ic t Judge - Active Status

7. Chambers or Office AddressU.S. Cour thouse and Federa l Bui lding2110 First StreetRoom 6 -186Ft. Myers, FL 33901

2. Court or Organizat ionU.S. Distr ic t Court, Middle Distr ic t of Florida

3. Date of Report05/13/201 I

5a. Report Type (check appropriate type)] N o m i n a t i o n , Date~l Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Officer Date

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,check ing the NONE box for each par t where you hav e no repor table informat ion. S ign on las t page.

I . P O S I T I O N S . (Repor t ing indiv idu a l on l y; s eepp. 9 -13 of f i l ing in s t ruc t ions . )[~] N O N E ( N o reportable posi t ions. )

POSITION N A M E O F O R G A N I Z A T I O N /E N T I T Y

2.

3.

4.

5.

I I . A G R E E M E N T S . ( R , p o , i . g individual only; see pp. 14-16 of filing instructions.)[-~ NONE (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s o n R e p o r t in gHONEYWELL, CHARLENE E.

D a t e o f R e p o r t05/13/201 I

I l L N O N - I N V E S T M E N T I N C O M E . tRepo,ing indi,idual und sp ....s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investment Income

~] (No repor table income. )ONE non-investmentDATE SOURCE AND TYPE

|o

2.3.4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - l f ~ , o u were married during any portion of the reporting year, complete this section.(Dol lar amount not required except for honora ria . )

N O N E ( N o reportable non-investment income.)

1.20102.

3.4.

DATE SOURCE AND TYPECity of Tampa, Salary

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertai ....( Includes those to spou se and de penden t chi ldren; see pp. 25 -27 of f i l ing instruct ions. )

~ -~ (No reportable reimbursem ents. )ONE

3.4.5.

SOURCE DATES LOCATIONFlorida Bar Associa tion June 24 - 25, 2010 Boca Raton, FL

PURPOSEFederal Judges RoundtableSeminar

ITEMS PAID OR PROVIDEDTransportation, Meals, Lodging


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N a m e o f P e r s o n R e p o r ti n gH O N E Y W E L L , C H A RL E N E E .

Date of Report05/13/201 I

V . G I F T S . O n e l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 S - 3 1 o f f i l i n g in s t r u c t io n s . )N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.

5.

VALUE

V I . L I A B I L I T IE S . a n e l u d e s those of spouse and dependent children; seepp. 32-33 of filing instructions.)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5.

V AL UE CODE


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N a m e o f P e r s o n R e p o r t in gH O N E Y W E L L , C H A R L E N E E .

D a t e o f R e p o r t05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income , va l ue , t r ansac t ions ( I nc ludes those of spouse and d ependen t chi l dren; s ee pp. 34 -60 of f i ling in s t ruc t ions . )[~] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)Value Value

C o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

O)T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r in g r e p o r t in g p e r i o d(2) (3) (4)

D a t e Value G a i nm m / d d / y y C o d e 2 Code I

( J - P ) ( A - H )

(5 )I d e n t i t y o fbuyer/seller( i f p r i v a t e

t r a n s a c t i o n )

Suncoast Schools Federa l Credi t Union A InterestAccount401K(Y)

K T

- -PIMCO Tota l Re turn Admin4. - -Vangua rd Morgan Growth Fund5. - -M s M id C ap Gro wth

6. - -Amer ican Funds Fundmt Inv

8.9.I0 .II .1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

- -Amer ican Funds EuropacDeferred Compensation # 1 E Dividend L T- - ING Fixed Account- -VanKampen M id Cap Growth Fund

So ld 09 /24/10 J D(part)S old 05 /20 /10 J A

- -DW S Equi ty 500 Index Fd- -New Pe r spec t ive Fd (Amer ican Funds)- -Oppenhe imer Ma in St r ee t Fd- -Growth Fd of Amer ica (Amer ican FundsGro wth Fu n d )- -P ioneer Fund (Y)

Sold(part)Sold(part)Sold(part)Sold(part)

09/24/I 009 /24/1009/24/I 009/24/10

JJ

J

J

DB

- -Pionee r Fund--Mrgn Stanley lnst Fd Trst

So ld(part)Bu y

09 /24/10 J05/20/10 . J

CC

A

I. Income Gain Codes:(sec C olumn , BI and I)4)

2.Value Codes( See Col umn, CI and D3)

3. Value Method CodesI Scc Col unm C2)

A =$1,00~ or lessF =$50.@)1 - $ I00.0~)J SI5.0OO or lessN =$250.001 - $500.000P3 =$25,000,001 - $50,000,O~)Q =AppraisalU = Book Value

B- $ 1 ,001 - $ 2 ,5 00G =$100,001 - $1,000.000K =$15,001 - $50.000O =$500,001 - $1,000.000R =Cost (real Estate Only)V = O ther

C =$2,501 - $5,000H I =$ 1,000,001 - $5,000.000L =$50,1)01 - $100.000PI =$1,000.001 - $5.000,000P4 =More than $50,000.000S =AssessmentW =Estimated

D =$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,0~O,000

= C ash Marke t

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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N a m e o f P e r s o n Report ingH O N E Y W E L L , C H A R L E N E E .

Date of R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o r ~ , . v a l u e ~ t r a n s a c t i ~ n s a n c ~ u d e s t h ~ s ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p ~ 3 4 ~ 6 ~ f ~ i n g i n s t r u c t i ~ n s ~ )[~] NONE (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g . ,e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t ,(A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value Value

C o d e 2 M e t h o d(J-p) C o d e 3( Q - W )

T y p e ( e . g .,b u y , s e l l ,

r ~ d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Valu~ G a i n

m m / d d / y y C o d e 2 Code I( J - P ) ( A -H )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

1 8 . -Mrgn S tanley Inst FdTrst1 9 .

09/24110 J D

20 .21 . Defer red Compensa t ion#2 (Y)22 . - - M S I N S T C A P T L C R T H F d23 . - -NRS Flor ida Fixed Fd24 . Defe r r ed Com pensa t ion #325 . - -Nat ionwide Fixed Account

C Dividend

26. --NWFundD

27 . - - N W L g c a p G r28 . - -T Row e Pr ice Grwth S tkAdv29. IRA D Dividend M T30 . - -Delaware Pooled Trust D ivers i f ied IncomeFund31 . --Europacif ic Growth Fd32 . --Fidelity Advisor

33 . --Fidelity Adv New Insights Fd34 . --Henderson Intl Opptys

I . In co m e G a in Co d e s: A = $ 1 .0 0 0 o r le s s B = $ 1 . 0 0 1 - $ 2 . 5 0 0 C = $ 2 . 5 0 1 - $5,000 D = $ 5 . 0 0 1 - $15,0OO( S e e C o l u m n s B I a n d D 4 ) F = $ 5 0 .0 0 1 - $ 1 0 0 .0 O G -$10O , 001 - $1 . 0~ ) . 009 H 1 = $ 1 .0 0 0 .0 0 1 - $ 5.0 00 .0 00 H 2 = M or e th an $5 .0 00 .0 00

2 . V a l ue Code s J -$15,000 or less K = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L =$ 5 0 ,001 - $ 100 ,0O 0 M = $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 00( S e e C o l u m n s C I a n d D 3 ) N ~ $ 2 5 0 . 0 0 1 - $ 5 0 0 , 0 0 0 O =$5 00 . 001 - $1 . 000 . 000 PI =$1 . 000 . 0O l - $5 . 000 , 000 P2 =$5 . 000 , 001 - $25 . 0 (~ . 000

P3 $25.000.001 - $50.000.000 P 4 = M o r e t h a n $ 5 0 . 0 0 0 .0 0 03 . Va l u e Me t h o d C o d e s Q = Appra i s a l R C o : . t ( R e a l E s t a t e O n l y) S = As ~e s s m c rn T=Cash Market

( S e e C o l u m n C 2 ) U = B o o k V a l u e V Olhcr W =E~,timatcd

E = $ 1 5 , 1 3 0 1 - $ 5 0 . 0 0 0


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N a m e o f P e r s o n R e p o r li n gHONEYW ELL, CHARLENE E.

D a t e o f R e p o r t05/13/201 I

V I I . IN V E S T M E N T S a n d T R U S T S - in e or .o , ,,ol.e transactions (Includes those of spou se and dependent children; seepp. 34-60 o f filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a s se ts ) r ep o rtin g p e r io d

(1 )Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div. ,( A - H ) or int.)

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lu e V a lu e

C o d e 2 M e t h o d(J-P) C o d e 3< Q - W )

(1 )Type (e.g.,buy , se l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Value Gain

mm/dd/yy Code 2 Code 1(J-P) (A -H)

(5 )Identity of

buyer/seller(if private

transaction)

35 . -Harlford Mu t FDS Inc36. -IVY FDS Inc

37 . - P I M C O F D S P A C I n v t38 . -PIMCO Real Return Bond39 . --Pioneer Ser Tr III40 . - -Roy ce Fd41 . - -Rydex Ser ies Funds42 . --Sentinel Group Fds Inc

1. Income Gain Codes:(See C o lumns B I and I )4 )

2.Value Codes( See Col umns CI and D3)

3.Value Method Codes( See Col umn C2)

A=$1,000 or lessF =$50,001 - $100,0OOJ =$15.000 or lessN =$250.0~1 - $500,000P 3 =$25,000,001 - $50,000.O00Q=AppraisalU =Book Value

B=$1,001 - $2,500G =SI00,001 - $1,00~.000K =$15,001 - $50,000O =$500,001 - $1,000.0~R =Cost (Real Estate Only)V :O ~hcr

C ~$2,501 - $5,000H 1 =$ 1,000.001 - $5.000.0~0L =$50,001 - $ I 0~,000PI =$1,000.001 - $5,00~.0~0P4 =More than $50.000.000S =AsscssmenlW =Estimated

D = $ 5 , 001 - $15 , 0~H2 =More thanM =$10~,001 - $250.000P2 =$5,000.001 - $25.000.000T = C ash Marke t

E =$I 5.001 - $50.0OO


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N a m e o f P e r s o n R e p o r l in gH O N E Y W E L L , C H A RL E N E E .

D a l e o f R e p o r t05/I 3/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)I . The 401K in Sec t ion VII was rol led over to a Wells Fargo IRA .on Novem ber 13 , 2009 . Having been sworn in as a d is t r ic t judge on D eccrmber 2 , 2009 , I wasnot required to f i le a f inanc ia l d isc losure repor t for ca lendar year 2009 . The IRA is l is ted in Sec t ion Vll .

2 . I wi thdrew funds f rom D efe r r ed Compensa t ion Account #1 in Sec t ion VI I on Sep tember 24 , 2010 .3 . De fe r r ed Compensa t ion Account #2 in Sec t ion VI I was ro l led ove r to a Thr if t Sav ings Plan on M ay 6 , 2010 .4. The Pioneer Fund under Deferred Compensation Account #1 in Section VII was purchased in 2009, after my nominiation disclosure report was fi led. I was notr equ i r ed to f i le a f inanc ia l d isc losure r epor t fo r ca lenda r y ea r 2009 .


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Name of Person R epor t ingHONEY\VELL, CHARLENE E.

Date of Report05/13 /2011

IX. CERT IFICATION.I c e r t if y t ha t a l l i n fo rma t i on g i ve n a b ove ( i nc l ud i ng i n fo rm a t i on pe r t a i n i ng t o my spo use a nd m i no r o r de pe nde n t c h i l d r e n , if a ny) i s

a c c u ra t e , t r ue , a nd c om pl e t e t o t he be s t o f my kno wl e dge a nd be l i e f , a nd t ha t a ny i n fo rma t i on no t r e po r t e d wa s w i t hhe l d be c a use i t me t a pp l i c a b l e s t a t u t o ryp rov i s i ons pe rmi t t i ng non -d i sc l o su re .1 fu r t he r c e r t i f y t ha t e a rne d i nc ome f rom ou t s i de e mp l oyme n t a nd hono ra r i a a nd t he a c c e p t a nc e o f g i f t s whi c h ha ve be e n r e po r t e d a r e i ncom pl iance w i th th e pr ov is ions of 5 U .S .C . app . 501 e t . s eq . , 5 U .S .C . 7353 , and Judic ia l C onf e r ence r egula t ions .

Signatur e: S[ CHARLENE E. HONEYWELL

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A L L S T O F I L E T H I S RE PO RT M A Y B E S U B JE C T T O C I V I LAND CRIM INAL SANCTIONS (5 U.S .C. app. 104)

Com m i t t ee on F inanc ia l D i sc losu reAdm in i s tr a t ive O f f i ce o f th e Un i t ed S ta t e s C o u r t sSui te 2 -301One Colum bus Circ le , N.E.Washington , D.C. 20544

Charlene E Honeywell Financial Disclosure Report for Honeywell, Charlene E

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