cat QuY CUA NGUm: NQI BO CUA QuY D~I CHUNG · Kinh gui: - Uy ban Chung khoan Nha mroc - So' Giao...

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COl':G HOA xA HOI cHiJ NGHiA VI~T NAM DQc l~p - T\!' do - Hanh phuc TE E SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ngay 05 thang 11 ndm 2018 Day month year . THONG BAo GIAO DlCH CO PIIIEU/CmJNG cat QuY CUA NGUm: NQI BO CUA CONG TY D41 CHVN G, NGUm: NQI BQ CUA QuY D~I CHUNG vA NGUm: co LIEN QUAN CUA NGUCH NOI BO NOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON. Kinh gui: - Uy ban Chung khoan Nha mroc - So' Giao dich chirng khoan - Cong ty C6 phan Yang bac da quy PhU Nhuan To' - The State Securities Commission - The Stock Exchange - Phu Nhuan Jewelry Joint Stock Company 1. Thong tin v€ ca nhanlt6 chirc thuc hien giao dich/ Information on individual/ organization that conducts the transfer: - HQ va ten ca nhan/Ten t6 clnrc/ Name of individual/organization: NGUYEN HOANG ANH - Quoc tich/ Ndtionality: Viet Nam - S6 CMND, H9 chieu, The din cuoc (d6i voi ca nhan) hoac S6 Giay chirng nhan dang Icy doanh nghiep, Gi~y phep hoat dong ho~c gi~y to' phap ly tuong duong (d6i voi t6 chirc), ngay cftp, noi cftp/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. S6 h9 chien/ Passport number: - -I, Ngay cftp/ Date of issue: NO'i c~p/ Place of issue: f - Dia chi lien M/Dia chi tru so chinh/ Address: - Di~n thoai/ Telephone: .. . .. __ ..r . -e- •••.••••••••••••••••••••••••••••••••••••••••••••••••••••••••• - Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy (neu c6) hoac m6i quan h~ voi cong ty dai chung, cong 1y quan ly quy /Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Giam d6c kh6i 2. Thong tin v€ nguoi noi b9 cua cong ty dai chung/quy dai chung la nguoi c6 lien quan cua ca nMnlt6 chirc thuc hien giao dich (d6i voi tnrong hop nguoi thuc hien giao dich la ngiroi c6 lien quan cua ngiroi noi b9 cua cong ty dai chung/quy dai chungj/ Information about internal person of the public company/public'fund is related person of trading individual/organization (in case trader is related person of internal person of the public company/public fund): - HQ va ten nguoi noi b9/ Name of internal person: - Quoc tich/ Nationality: - S6 CMND, H9 chieu, The din cuoc/ ID card/Passport No.:

Transcript of cat QuY CUA NGUm: NQI BO CUA QuY D~I CHUNG · Kinh gui: - Uy ban Chung khoan Nha mroc - So' Giao...

Page 1: cat QuY CUA NGUm: NQI BO CUA QuY D~I CHUNG · Kinh gui: - Uy ban Chung khoan Nha mroc - So' Giao dich chirng khoan ... Thong tin v€ nguoi noi b9 cua cong ty dai chung/quy dai chung

COl':G HOA xA HOI cHiJ NGHiA VI~T NAMDQc l~p - T\!' do - Hanh phuc

TE E SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

Ngay 05 thang 11 ndm 2018Day month year .

THONG BAo GIAO DlCH CO PIIIEU/CmJNG cat QuY CUA NGUm: NQI BO CUACONG TY D41 CHVN G, NGUm: NQI BQ CUA QuY D~I CHUNG vA NGUm: co

LIEN QUAN CUA NGUCH NOI BONOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OF INTERNALPERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND

RELATED PERSONS OF INTERNAL PERSON.

Kinh gui: - Uy ban Chung khoan Nha mroc- So' Giao dich chirng khoan- Cong ty C6 phan Yang bac da quy PhU Nhuan

To' - The State Securities Commission- The Stock Exchange- Phu Nhuan Jewelry Joint Stock Company

1. Thong tin v€ ca nhanlt6 chirc thuc hien giao dich/ Information on individual/ organization thatconducts the transfer:

- HQ va ten ca nhan/Ten t6 clnrc/ Name of individual/organization: NGUYEN HOANG ANH

- Quoc tich/ Ndtionality: Viet Nam

- S6 CMND, H9 chieu, The din cuoc (d6i voi ca nhan) hoac S6 Giay chirng nhan dang Icy doanhnghiep, Gi~y phep hoat dong ho~c gi~y to' phap ly tuong duong (d6i voi t6 chirc), ngay cftp, noicftp/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 h9 chien/ Passport number: - -I,Ngay cftp/ Date of issue: NO'i c~p/ Place of issue: f

- Dia chi lien M/Dia chi tru so chinh/ Address:

- Di~n thoai/ Telephone: .. . .. __ ..r .-e- •••.•••••••••••••••••••••••••••••••••••••••••••••••••••••••••

- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy (neu c6) hoac m6i quan h~ voicong ty dai chung, cong 1y quan ly quy /Current position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: Giam d6c kh6i

2. Thong tin v€ nguoi noi b9 cua cong ty dai chung/quy dai chung la nguoi c6 lien quan cua canMnlt6 chirc thuc hien giao dich (d6i voi tnrong hop nguoi thuc hien giao dich la ngiroi c6 lienquan cua ngiroi noi b9 cua cong ty dai chung/quy dai chungj/ Information about internal personof the public company/public'fund is related person of trading individual/organization (in casetrader is related person of internal person of the public company/public fund):

- HQ va ten nguoi noi b9/ Name of internal person:

- Quoc tich/ Nationality:

- S6 CMND, H9 chieu, The din cuoc/ ID card/Passport No.:

Page 2: cat QuY CUA NGUm: NQI BO CUA QuY D~I CHUNG · Kinh gui: - Uy ban Chung khoan Nha mroc - So' Giao dich chirng khoan ... Thong tin v€ nguoi noi b9 cua cong ty dai chung/quy dai chung

- Dia chi thirong tru/ Permanent address:

- Di~n thoai lien h~1Addres ':

- Fax: Email:

- Clnrc VI) hien nay tai cong ty dai chung, cong ty quan ly quyl Currently posittion in the publiccompany, the fund management company:

- M6i quan h~ gitra ca nkln1t6 chirc thuc hien giao dich voi ngiroi n9i b91 Relationship ofindividual/organization executing transaction with internal person:

- S6 hrong, ty l~ c6 phieu/chirng chi guy ma nguoi n9i b9 dang nam gifr (neu c6)! Number,ownership proportion of shi ires held by the internal (if any):

3. Mil chtrng khoan giao die hi Securities code: PNJ

4. Cac tai khoan giao dich c6 c6 phieu/chtrng chi guy neu tai muc 31 Trading account numberwith shares/fund certificates mentioned above: tai cong ty chung khoan/ Insecurities company:

5. S6 hrong, tY 1~ c6 phieu/chirng chi guy nam gifr tnroc khi thuc hien giao dich/ Number,ownership proportion of shares/fund certificates held before transaction: 0 c6 phan.

6. S6 luong c6 phieu/chung chi guy dang ky mua/ban/cho/duoc cho/tang/diroc tang/thirake/chuyen nhuong/nhan chuyen nhuong/hoan d6il Number of sharesljund certificates registeredto purchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred/swap: 30,000c6 phan.

7. S6 hrong, tY 1~c6 phieu/chirng chi guy du kien nam gitr sau khi thuc hien giao dich/ Number,ownership proportion of sharesljund certificates expected to hold after the transaction: 30,000c6 phan.

8. Muc dich thuc hien giao dich/ Purposes of transaction: Mua c6 phieu theo chuang trinhESOP. -

9. Phuong thirc giao dich/ J.. fode of transaction: Thuc hien quyen mua ESOP.

10. Thai gian du kien thuc hien giao dich/ Transaction period: Tir ngay/from 09/11/20 18 d~nngay/ to 23/1112018.

NGU61: BAo cAolNAME OF REPORTING PERSON

NGUYEN HOANG ANH