C O V E R S H E E T - Petron | The No. 1 Oil Company in ... · JOSE P. DE JESUS RON W. HADDOCK...

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P E T R O N

C O R P O R A T I O N

S M C H E A D O F F I C E C O M P L E X 4 0 S A N

M I G U E L A V E. M A N D A L U Y O N G C I T Y

1 2 3 1 0 5 2 1

Dept. Requiring this Doc.

Total No. of Stockholders

Remarks = pls. use black ink for scanning purposes

Document I. D. Cashier

S T A M P S

Domestic Foreign

To be accomplished by SEC Personnel concerned

Fiscal Numer LCU

Amended Articles Number/Section

Total Amount of Debt Outstanding: P291,239 Million (as of September 30, 2019-CONSO)

Fiscal Year Annual Meeting

Secondary License Type, if Applicable

N/A

(for 2019)

145,413 (as of September 30, 2019)

Certificates of Permit to Offer Securities for Sale dated 1994, 1995, 1996, 2010, 2014, 2016, 2018 and 2019

Contact Person Company Telephone Number

Month Day FORM TYPE Month Day

AMENDEDGENERAL INFORMATION SHEET

FOR 2019

C O V E R S H E E T

S. E. C. Registration Number

(Company's Full Name)

( Business Address: No. Street City / Town / Province )

ATTY. JOEL ANGELO C. CRUZ 886-3888

A.

1.a.b.c.d.e.f.g.h.i.j.

k.

2.a.b. a.c. b.d.e.f.g.h. c.i.j.

3.a. d.b.c. 7.

d. a.e.f. b.g.h. c.i.j.

k. d.l.

m. 8.n. Describe

nature of business:

B.

Jewelry dealers in precious metals, who, as a business, trade in precious metals

5. Jewelry dealers in precious stones, who, as a business, trade in precious stone

6.

Has the Corporation complied with the requirements on Customer Due Diligence (CDD) or Know Your Customer (KYC), record-keeping, and submission of reports under the AMLA, as amended, since the last filing of its GIS?

creation, operation or management of juridical persons or arrangements, and buying and selling business entities

managing of client money, securities or other assets

Banks

Pawnshops

Insurance Agents

Corporate Name:

Offshore Banking Units Quasi-BanksTrust EntitiesNon-Stock Savings and Loan Associations

4.

Foreign Exchage DealersMoney ChangersRemittance AgentsElectronic Money Issuers

Insurance Companies

Financial Institutions which Under Special Laws are subject to Bangko Sentral ng Pilipinas' (BSP) supervision and/or regulation, including their subsidiaries and affiliates.

Mutual Benefit Association

organization of contributions for the creation, operation or management of companies

Securities Salesman

Securities Dealers

Other entities managing Securities or rendering similar services

Investment HousesInvestment Agents and ConsultantsTrading Advisors

AMENDED GENERAL INFORMATION SHEETSTOCK CORPORATION

================================ PLEASE PRINT LEGIBLY ================================

Please check the appropriate box:

acting as (or arranging for another person to act as) a nominee shareholder for another person

All Other Persons and entities supervised and/or regulated by the Insurance Commission (IC)

Is the Corporation a covered person under the Anti Money Laundering Act (AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365)

acting as (or arranging for another person to act as) a director or corporate secretary of a company, a partner of a partnership, or a similar position in relation to other juridical persons

Securities Brokers

Insurance Brokers

Holding Companies

PETRON CORPORATION

management of bank, savings or securities accounts

providing a registered office, business address or accommodation, correspondence or administrative address for a company, a partnership or any other legal person or arrangement

acting as a formation agent of juridical persons

Company service providers which, as a business, provide any of the following services to third parties:

Professional ReinsurersReinsurance Brokers

None of the aboveEntities administering of otherwise dealing in valuable objectsEntities administering or otherwise dealing in cash Substitutes and other similar monetary instruments or property supervised and/or regulated by the Securities and Exchange Commission (SEC)

Mutual Funds or Open-end Investment CompaniesClose-end Investment Companies

Persons who provide any of the following services:

Holding Company Systems Pre-need Companies

Common Trust Funds or Issuers and other similar entitiesTransfer Companies and other similar entitiesOther entities administering or otherwise dealing in currency, commodities or financial derivatives based there on

GIS_STOCK(v.2019) Page 2

NUMBER OF SHARES

9,375,104,497624,895,503

TOTAL 10,000,000,000 TOTAL P

F I L I P I N ONO. OF STOCK-

HOLDERS

NUMBER OF SHARES

NUMBER OF SHARES IN THE HANDS OF THE

PUBLIC **

PAR/STATED VALUE AMOUNT (PhP) % OF

OWNERSHIP

145,417 8,989,653,128 2,588,195,615 1.00 8,989,653,128.00 95.79%45 7,088,395 7,063,395 1.00 7,088,395.00 0.08%28 2,853,770 23,910 1.00 2,853,770.00 0.03%

TOTAL 8,999,595,293 TOTAL TOTAL P 8,999,595,293.00

F O R E I G N(INDICATE BY

NATIONALITY)

NO. OF STOCK-

HOLDERS

NUMBER OF SHARES

NUMBER OF SHARES IN THE HANDS OF THE

PUBLIC **

PAR/STATED VALUE AMOUNT (PhP) % OF

OWNERSHIP

268 385,451,369 385,451,369.00 4.11%2 33,925 33,925.00 0.00%1 23,910 23,910.00 0.00%

TOTAL 385,509,204 TOTAL TOTAL P 385,509,204.009,385,104,497.00 100.00%

F I L I P I N ONO. OF STOCK-

HOLDERS

NUMBER OF SHARES AMOUNT (PhP) % OF

OWNERSHIP

145,417 8,989,653,128 2,588,195,615 1.00 8,989,653,128.00 95.79%45 7,088,395 7,063,395 1.00 7,088,395.00 0.08%28 2,853,770 23,910 1.00 2,853,770.00 0.03%

TOTAL 8,999,595,293 TOTAL P 8,999,595,293.00F O R E I G N

(INDICATE BY NATIONALITY)

NO. OF STOCK-

HOLDERS

NUMBER OF SHARES AMOUNT (PhP) % OF

OWNERSHIP

268 385,451,369 385,451,369.00 4.11%2 33,925 33,925.00 0.00%1 23,910 23,910.00 0.00%

TOTAL 385,509,204 TOTAL P 385,509,204.00 TOTAL PAID-UP P 9,385,104,497.00 100.00%

1.001.001.00

Common 1.001.001.00

1.001.00

CommonPreferred

PETRON CORPORATION


==================================== PLEASE PRINT LEGIBLY ==================================

CAPITAL STRUCTURE

PAR/STATED VALUE

CORPORATE NAME:

AUTHORIZED CAPITAL STOCK

(as of 2019 Annual Stockholders' Meeting Record Date of March 26, 2019)

** Other than Directors, Officers, Shareholders owning 10% of outstanding shares. *** Based on total outstanding capital stock

PAID-UP CAPITAL

PAR/STATED VALUE

PAR/STATED VALUE

TYPE OF SHARES *

TYPE OF SHARES *

* Common, Preferred or other classification

Common

TYPE OF SHARES *

SUBSCRIBED CAPITAL10,000,000,000.00

TYPE OF SHARES *

NOTE: USE ADDITIONAL SHEET IF NECESSARY

Common

Common

Percentage of Foreign Equity : 4.11%

624,895,503.00

AMOUNT (PhP)(No. of shares X Par/Stated Value)

TOTAL SUBSCRIBED P

9,375,104,497.00

TYPE OF SHARES *

Preferred Series 2APreferred Series 2B




***

***

***

(plus additional paid in capital of P19,652,702,000.00)

GIS_STOCK (v.2019) Page 3

CORPORATE NAME:

NATIONALITY INC'R BOARD GENDER STOCKHOLDER OFFICER EXEC.

COMM.TAX IDENTIFICATION

NUMBER1. Filipino

2. Filipino

3. Filipino

4. Filipino

5. Filipino

6. American

7. Malaysian

8. Filipino

9. Filipino

10. Filipino

11. Filipino

12. Filipino

13. Filipino

14. Filipino

15. Filipino

FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.

FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER, SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.

FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.

PETRON CORPORATION

N C Y

N M Y

STOCK CORPORATION================================ PLEASE PRINT LEGIBLY ================================

D I R E C T O R S / O F F I C E R S

NAME/CURRENT RESIDENTIAL ADDRESS

Chairman

M

General Manager

M

M

M

Y N/A

N/AN M YM

N

N M

M Y

N M Y N/A

N M YM

F

N/A

N M Y N/A

N M YM

F

N/A

N Y N/A

N M YM

M

N Y

Y

M

AURORA T. CALDERON

FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.

N Y

N/AM

MCARLOS JERICHO L. PETILLA

FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.

AMENDED GENERAL INFORMATION SHEET

N/A

INSTRUCTION:

N/A

N

MIRZAN MAHATHIR

EDUARDO M. COJUANGCO, JR.

RAMON S. ANG

LUBIN B. NEPOMUCENO

ESTELITO P. MENDOZA

JOSE P. DE JESUS

RON W. HADDOCK

VIRGILIO S. JACINTO

NELLY FAVIS-VILLAFUERTE

HORACIO C. RAMOS

REYNALDO G. DAVID

ARTEMIO V. PANGANIBAN

MARGARITO B. TEVES

N/A

N/A

N/A

N/A

M N/AYMN

N/AN/A

Executive Committee/C

President and Chief Executive

OfficerExecutive

Committee/M

Executive Committee/M

Audit Committee/M;

Corporate Governance

Committee/ M

Executive Committee/Alt. M; Audit Committee/M; Risk

Oversight Committee/M; Related Party Transaction Committee/M

Executive Committee/Alt. M; Corporate Governance

Committee/M

Audit Committee/C; Risk Oversight Committee/M;

Corporate Governance Committee/M; Related Party Transaction

Committee/M

I(Lead

Independent Director)

Audit Committee/M; Risk Oversight Committee/C; Corporate Governance

Committee/M

I

I Audit Committee/M; Corporate Governance Committee/C

I Related Party Transaction Committee/C


CORPORATE NAME:

NATIONALITY INC'R BOARD GENDER STOCKHOLDER OFFICER EXEC.

COMM.TAX IDENTIFICATION

NUMBER16. Filipino

17. Filipino

18. Filipino

19. Filipino

20. Filipino

21. Filipino

22. Filipino

23. Filipino

24. Filipino

25. Filipino

26. Filipino

27. Filipino

28.

29.

30.

FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.

FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER, SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.

FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.


================================ PLEASE PRINT LEGIBLY ================================PETRON CORPORATION

D I R E C T O R S / O F F I C E R S

NAME/CURRENT RESIDENTIAL ADDRESS

N/A

N/AEMMANUEL E. ERAÑA N M Y

N F YSUSAN Y. YU

N F Y VP - Supply

N/AMARIA ROWENA O. CORTEZ

N M Y VP - Retail Sales

N/AARCHIE B. GUPALOR

N M Y VP and Treasurer

N/AALBERTITO S. SARTE

N M Y N/AJAIME O. LU

N M Y N/AROLANDO B. SALONGA

N M YFERNANDO S. MAGNAYON

N/A

N F Y

F YMARIA ROSARIO D. VERGEL DE DIOS N

N/A

MYRNA C. GERONIMO

N M YJOEL ANGELO C. CRUZ

N F Y

N/A

N/A

INSTRUCTION:

FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR. FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.

N/AJHOA NNA JASMINE M. JAVIER-ELACIO

NOTHING FOLLOWS

SVP and Chief

Finance Officer

N/A

N/A VP -Procurement

N/A

N/A

N/A

N/A VP & Executive Assistant to the President on

Petron Malaysia Operations and Refinery

Special Projects

N/A VP -Commercial

Sales

N/A VP - Human Resources

ManagementN/A

N/A

AVP and Controller

VP - General Counsel and Corporate

Secretary/ComplianceOfficer

N/A AssistantCorporate Secretary

N/A VP - Operations and Corporate Technical

Services Group


TYPE NUMBERAMOUNT

(PhP)

% OF OWNER-

SHIP

1 SEA REFINERY CORPORATION Common 4,696,885,564 4,696,885,564.00

TOTAL 4,696,885,564 4,696,885,564.00

2. PCD NOMINEE CORP. Common 1,766,325,697 1,766,325,697.00 1,766,325,697.00

6,326,705 6,326,705.00 6,326,705.00

2,754,415 2,754,415.00 2,754,415.00

TOTAL 1,775,406,817 1,775,406,817.00

3. SAN MIGUEL CORPORATION Common 1,702,870,560 1,702,870,560.00

TOTAL 1,702,870,560 1,702,870,560.00

4. PCD NOMINEE CORP. Common 379,963,392 379,963,392.00 379,963,392.00

33,875 33,875.00 33,875.00

23,910 23,910.00 23,910.00

TOTAL 380,021,177 380,021,177.00

5. PETRON CORPORATION EMPLOYEES Common 378,818,699 378,818,699.00

TOTAL 378,818,699 378,818,699.00

6. F. YAP SECURITIES, INC. Common 12,704,918 12,704,918.00

TOTAL 12,704,918 12,704,918.00

7. ERNESTO CHUA CHIACO &/OR Common 6,000,000 6,000,000.00

TOTAL

95.40%

4,696,885,564.00

NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH:Common: 143,072, Preferred: 51 (as of 2019 Annual Stockholders' Meeting record date of March 26, 2019)

6,000,000.00

378,818,699.00

12,704,918.00

4.04%


================================ PLEASE PRINT LEGIBLY ================================


CORPORATE NAME: PETRON CORPORATION

TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS:

TOTAL NUMBER OF STOCKHOLDERS:Common: 145,685, Preferred 2A: 47, Preferred 2B: 29 (as of 2019 Annual Stockholders' Meeting record date of March 26, 2019)

SHARES SUBSCRIBEDNAME, NATIONALITY AND CURRENT

RESIDENTIAL ADDRESS

P314,478 Million

Filipino

Filipino

AMOUNT PAID(PhP)

TAX IDENTIFICATION NUMBER

50.10%

STOCKHOLDER'S INFORMATION

Filipino

(Non-Filipino)

RETIREMENT PLAN

Filipino

1,702,870,560.00

18.84%

18.16%

4.05%

Filipino

Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS

TOTAL AMOUNT OF SUBSCRIBED CAPITAL

TOTAL AMOUNT OF PAID-UP CAPITAL

MARGARET SY CHUA

Filipino

0.06%

8,952,707,735.00

0.14%

Preferred Series 2A

Preferred Series 2A

Preferred Series 2B

Preferred Series 2B


TYPE NUMBERAMOUNT

(PhP)% OF OWNER-

SHIP

8. SYSMART CORP. Common 4,000,000 4,000,000.00

TOTAL4,000,000 4,000,000.00

9. MARGARET S. CHUACHIACO Common 3,900,000 3,900,000.00

TOTAL3,900,000 3,900,000.00

10. RAUL TOMAS CONCEPCION Common 3,504,000 3,504,000.00Filipino

TOTAL3,504,000 3,504,000.00

11. GENEVIEVE S. CHUACHIACO Common 2,735,000 2,735,000.00

TOTAL2,735,000 2,735,000.00

12. ERNESSON S. CHUACHIACO Common 2,732,000 2,732,000.00

TOTAL2,732,000 2,732,000.00

13. Q-TECH ALLIANCE HOLDINGS, INC. Common 2,648,500 2,648,500.00

TOTAL2,648,500 2,648,500.00

14. GENEVIEVE S. CHUA CHIACO Common 2,490,000 2,490,000.00

TOTAL2,490,000 2,490,000.00

0.23%

P314,478 Million

2,490,000.00Filipino

0.03%

0.03%

0.03%

0.03%

22,009,500.00TOTAL AMOUNT OF PAID-UP CAPITAL

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.



Filipino

17 Tangile Road, North Forbes Park, Makati City

Filipino

Filipino


Filipino

CORPORATE NAME: PETRON CORPORATION

AMOUNT PAID(PhP)

4,000,000.00

TAX IDENTIFCATION

NUMBER

SHARES SUBSCRIBED

Filipino

2,732,000.00

3,900,000.00

3,504,000.000.04%

TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS:

2,735,000.00

2,648,500.00




0.04%

0.04%


NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS


TYPE NUMBERAMOUNT

(PhP)

% OF OWNER-

SHIP

15. BENEDICT CHUA CHIACO 2,365,000 2,365,000.00

TOTAL

16. ANTHONY CHUA CHIACO 2,008,000 2,008,000.00

TOTAL

17. SHARAD RAHMANIFARD Common 2,000,000 2,000,000.00

TOTAL

18. MANUEL AWITEN DY Common 2,000,000 2,000,000.00

TOTAL

19. KRISTINE CHUA CHIACO 1,956,000 1,956,000.00

TOTAL

20. CHING HAI GO &/OR MARTINA GO 1,500,000 1,500,000.00

TOTAL

21. OTHERS (Indicate the number of the remaining stockholders)

Common397,697,167 397,697,167.00

397,697,167.00

761,740 761,740.00 761,740.00

99,355 99,355.00 99,355.00

TOTAL

0.13% 410,387,262.00

9,385,104,497.00

1,500,000.00

Filipino

Filipino

0.03%

0.02%

Iranian

2,000,000.00

2,000,000.00

1,956,000.00

TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS: P314,478 Million

TAX IDENTIFICATION NUMBER



(as of 2019 Annual Stockholders' Meeting Record Date of March 26, 2019)SHARES SUBSCRIBED

NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS

AMOUNT PAID(PhP)

CORPORATE NAME:


PETRON CORPORATION

Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS


TOTAL AMOUNT OF PAID-UP CAPITAL

0.02%



Filipino

0.02%

0.02%

Filipino

0.02%

2,365,000.00

2,008,000.00

Filipino

Common - 146,665Preferred 2A - 45Preferred 2B - 27

Preferred Series 2A

Preferred Series 2B

(plus additional paid in capital of P19,652,702,000.00)


CORPORATE NAME:

1.

1.1

1.2

1.3

1.4

1.5

2.

3.

4.5. DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR:

5.1 CASH 5.2 STOCK 5.3 PROPERTY

6.

TOTAL MANPOWER COMPLEMENT

1,762

INVESTMENT OF CORPORATEFUNDS IN ANOTHER CORPORATION

NOTE: USE ADDITIONAL SHEET IF NECESSARY

ADDITIONAL SHARES ISSUED DURING THE PERIOD: N/A


PLEASE PRINT LEGIBLY

OTHERS

STOCKS

BONDS/COMMERCIAL PAPER (Issued by Private Corporations)LOANS/ CREDITS/ ADVANCES

DATE STARTED OPERATIONS: N/A

N/A

N/ATYPE OF LICENSE/REGN.

Please see Annex "C"

INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:)

DATE NO. OF SHARES AMOUNT

DATE OF BOARD RESOLUTION

DATE OFSTOCKHOLDERSRATIFICATION

GOVERNMENT TREASURY BILLS

AMOUNT (PhP) DATE DECLARED

N/A

Please see Annex "B"

TREASURY SHARES N/A

TYPE OF DIVIDEND

NO. OF SHARES % AS TO THE TOTAL NO. OF SHARES ISSUED

100,000,000 Preferred Shares 1.05%

UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR P26,092 Million

P

N/AN/A

N/AN/A

N/A

TOTAL

DATE ISSUED: N/A

SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY:NAME OF AGENCY:

TOTAL NO. OF OFFICERS

30

I CSEC B S P

AMOUNT (PhP) DATE OF BOARD RESOLUTION

Please refer to the 2018 Audited F/SAuthority granted under the General Resolutions initially

approved on May 16, 2017

N/A

TOTAL NO. OF RANK & FILE EMPLOYEES

862

TOTAL ANNUAL COMPENSATION OF DIRECTORS DURING THE PRECEDING FISCAL

YEAR (in PhP)

P16,145,029.31

(excluding directors, officers and rank-and-file employees)


Category

A

B

C

D

E

F

G

H

I

Filipino 106-226-775 22.47% D and I C

Filipino 118-247-725 27.01% I A

Note: This page is not for uploading on the SEC iView.

1 For Stock Corporations.2 For Non-Stock Corporations.3 For Stock Corporations.

BENEFICIAL OWNERSHIP DECLARATION

“Beneficial Owner” refers to any natural person(s) who ultimately own(s) or control(s) or exercise(s) ultimate effective control over the corporation. This defination covers the natural person(s) who actualy own or control the corporation as destinguished from the legal owners. Such beneficial ownership may be determined on the basis of the following:

Description

Natural person(s) owning, directly or indirectly or through a chain of ownership, at least twenty-five percent (25%) of the voting rights, voting shares or capital of the reporting corporation. Natural person(s) who exercise control over the reporting corporation, alone or together with others, through any contract, understanding, relationship, intermediary or tiered entity.Natural person(s) having the ability to elect a majority of the board of directors/trustees, or any similar body, of the corporation.

% OF OWNERSHIP1 / % OF VOTING

RIGHTS2

Natural person(s) having the ability to exert a dominant influence over the management or policies of the corporation.Natural person(s) whose directions, instructions,or wishes in conducting the affairs of the corporation are carried out by majority of the members of the board of directors of such corporation who are accustomed or under an obligation to act in accordance with such person's directions, instructions or wishes.Natural person(s) acting as stewards of the properties of corporations, where such properties are under the care or administration of said natural person(s).Natural person(s) who actually own or control the reporting corporation through nominee shareholders or nominee directors acting for or on behalf of such natural persons.Natural person(s) ultimately owning or controlling or exercising ultimate effective control over the corporation through other means not falling under any of the foregoing categories.Natural person(s) exercising control through positions held within a corporation (i.e., responsible for strategic decisions that fundamentally affect the business practices or general direction of the corporation such as the members of the board of directors or trustees or simlar body within the corporation; or exercising executive control over the daily or regular affairs of the corporation through a senior mangement position). This category is only applicable in exceptional cases where no natural person is identifiable who ultimately owns or exerts control over the corporation, the reporting corporation having exhausted all reasonable means of identification and provided there are no grounds for suspicion.

Nov. 3, 1956

COMPLETE NAME (Surname, Given

Name, Middle Name, Name Extension (i.e.,

Jr., Sr., III)

SPECIFIC RESIDENTIAL

ADDRESSNATIONALITY DATE OF

BIRTH

TAX IDENTIFICATION

NO.

TYPE OF BENEFICIAL

OWNER3

Direct (D) or Indirect (I)

CATEGORY OF

BENEFICIAL OWNERSHIP

Ang, Ramon See 671 Notre Dame St., Wack-Wack, Mandaluyong

Jan. 14, 1954

Zobel, Iñigo Urquijo 6 Banaba Road, South Forbes Park, Makati

Instructions:

1. Identify the Beneficial Owner/s of the corporation as described in the Categories of Beneficial Ownership in items A to Ibelow. List down as many as you can identify. You may use an additional sheet if necessary.2. Fill in the required information on the beneficial owner in the fields provided for.

3. In the “Category of Beneficial Ownership” column, indicate the letter(s) corresponding thereto. In the event that theperson identified as beneficial owner falls under several categories, indicate all the letters corresponding to suchcategories.

4. If the category is under letter “I”, indicate the position held (i.e., Director/Trustee, President, Chief Executive Officer,Chief Operating Officer, Chief Financial Officer, etc.).

5. Do not leave any item blank. Write “N/A” if the information required is not applicable or “NONE” if non-existent.

ANNEX "A"

San Miguel Corporation PW0000027 SMC-HOC, 40 San Miguel Avenue Mandaluyong City

1

2

3

4

5

6

7

8

9 Petron Oil & Gas Mauritius Ltd. foreign-registered c/o First Island Trust Company Ltd., Suite 308, St. James Court, St Denis Street, Port-Louis, Mauritius

10 Petron Finance (Labuan) Limited foreign-registered Brumby Centre, Lot 42, Jalan Muhibbah, 87000 Labuan F. T., Malaysia

11

12 Pandacan Depot Services Inc. CS200415407 Jesus Street, Pandacan, Manila

PARENT SEC REGISTRATION NO. ADDRESS

DIRECT SUBSIDIARY/AFFILIATE SEC REGISTRATION NO. ADDRESS

Petron Freeport Corporation S200340684 Rizal Blvd., Argonaut Highway, Subic Gateway, Subic Bay Freeport Zone, Zambales

Petrogen Insurance Corporation A196604801 SMC-HOC, 40 San Miguel Avenue Mandaluyong City

Petron Marketing Corporation S2004401101 SMC-HOC, 40 San Miguel Avenue Mandaluyong City

Limay Energen Corporation CS201012119 SMC-HOC, 40 San Miguel Avenue Mandaluyong City

New Ventures Realty Corporation AS95008297 SMC-HOC, 40 San Miguel Avenue Mandaluyong City

Overseas Ventures Insurance Corporation Ltd.

foreign-registered AON House, 4/F, 30 Woodbourne Avenue, Pembroke HM 08

Petron Singapore Trading Pte.Ltd. foreign-registered 391B Orchard Rd., #14-02 Ngee Ann City Tower B, Singapore, 238874

foreign-registered 21/F Edinburgh Tower, The Landmark, 15 Queen's Road Central, Hong Kong

Petron Global Limited foreign-registered P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands

Petrochemical Asia (HK) Limited

Date Declared Period Intended (Payment Date)

March 13, 2018 April 18, 2018 PHP 1.406 B

March 13, 2018 2nd Quarter 2018 (May 3, 2018) PHP 112.2 M

March 13, 2018 2nd Quarter 2018 (May 3, 2018) PHP 49.3 M

March 13, 2018 3rd Quarter 2018 (August 3, 2018) PHP 112.2 M

March 13, 2018 3rd Quarter 2018 (August 3, 2018) PHP 49.3 M

August 7, 2018 4th Quarter 2018 (November 5, 2018) PHP 112.2 M

August 7, 2018 4th Quarter 2018 (November 5, 2018) PHP 49.3 M

August 7, 2018 1st Quarter 2019 (February 4, 2019) PHP 112.2 M

August 7, 2018 1st Quarter 2019 (February 4, 2019) PHP 49.3 M

ANNEX "B"

Series 2B Preferred

Series 2A Preferred

Series 2B Preferred

Series 2A Preferred

Series 2B Preferred

2018

Common

CASH DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR

Series 2B Preferred

Series 2A Preferred

Series 2A Preferred

Classification Amount

ANNEX "C"

SEC1 Certificate of Permit to Offer Securities for Sale (5,000,000,000 Common Shares)

Date Issued June 28, 1994

2 Certificate of Permit to Offer Securities for Sale (5,000,000,000 Common Shares)Date Issued May 30, 1995

3 Certificate of Permit to Offer Securities for Sale (1,562,553,023 Common Shares)Date Issued June 6, 1996

4 Certificate of Permit to Offer Securities for Sale (50,000,000 Preferred Shares)Date Issued February 12, 2010

5 Certificate of Permit to Offer Securities for Sale (7,000,000 Preferred Shares with an Over-Subscription Option of up to 3,000,000 Perpetual Preferred Shares Series 2)

Date Issued October 17, 2014

6 Certificate of Permit to Offer Securities for Sale (P15,000,000,000.00 with an Over-Subscription Option of up to P5,000,000,000.00 Worth of Fixed Rate Bonds)


7 Certificate of Permit to Offer Securities for Sale (P20,000,000,000.00 Worth of Fixed Rate Bonds)


8 Certificate of Permit to Offer Securities for Sale (15,000,000 with an Over-Subscription Option of up to 5,000,000 Perpetual Preferred Shares Series 3)

Date Issued May 31, 2019

Started operations in 1966

Type of License/Reg'n.



SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOVERNMENT AGENCY



NAME OF AGENCYType of License/Reg'n.



C O V E R S H E E T - Petron | The No. 1 Oil Company in ... · JOSE P. DE JESUS RON W. HADDOCK...

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