Bruce M Selya Financial Disclosure Report for 2010

download Bruce M Selya Financial Disclosure Report for 2010

of 19

Transcript of Bruce M Selya Financial Disclosure Report for 2010

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    1/19

    AO 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

    FOR CALENDAR YEAR 2010Report Reqtdred by the Ethicsin Government A ct o fl978(5 U.S.C. app. I01-I11)

    I . P e r s o n Reporting (last name, first , middle init ial)SE L Y A , BRU CE M .

    4. Title (Article III judges indicate active or senior s t a t u s ;magistrate judges indicate full- or part-time)US C IR C UIT JUDG E - SENIOR STATUS

    7 . C h a m b e r s o r O f f ic e A d d r e s s3 1 6 FEDER AL C OUR TH OUSEO N E E X C H A N G E T E R R A CEPR OV IDENC E, R 1 02903

    2. Court or O r g a n i z a t i o nUNITED STATES C OUR T OF APPEALS

    3. Date of R e p o r t05/15/201 I

    5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b le l a w s a n d r e g u l a t i o n s .

    6 . R e p o r t i n g P e r i o d01/01/:2010

    to12/31/2010

    R e v i e w i n g O f f i c e r D a t e

    I M P O R T A N T N O T E S : The instructions accompanying this form m ust be followed Com plete all parts,checking the NONE box for each part where you have no reportable information. Sign on last pag~

    I . P 0 S I T I 0 N S . c R e p o , a n g i n d i v i d u a l only; see p p . 9 - 1 3 of filing instructionx)D NONE(No reportablepositions.)NAME OF ORGANIZATION/ENTITY

    1 . G EN ER AL P AR TN ER < IN VEST MEN T P RO PER TY O N LY > F RIEN D SH IP R EALT Y G R OU P (R EA L EST AT E G EN ER ALPAR TNER SHIP)2. G E N E R A L P A R T N E R < I N V E S T M EN T P R O P E R T Y O N L Y > SELYA PR OPER TIES (R EAL ESTATE GENER AL PAR TNER SHIP)3. JUDICIAL COUNCIL CHAIRMAN R I STATE - FEDER AL JUDIC IAL C OUNC IL4. TR USTEE EMER ITUS R HOD E ISLAND HOSPITAL (A NON -PR OFIT C OR POR ATION )5. TR USTEE EMER ITUS B R Y A N T U N I V E R S IT Y6. D IR ECT O R LIFESPAN CO R PO R AT IO N (N O N -P R O FIT H O LD IN G CO MPAN YFOR R H ODE ISLAND, MIR IAM, EMMA P B R ADLEY & NEWPOR THOSPITALS)7. ADJUNC T PR OFESSOR B O S T O N C O L L E G E L AW S C H O O L8. AD JUN CT PR O FESSO R BO ST O N UN IV ER SIT Y LAW SCH O O L9. D IR ECT O R H O SPIT AL ASSO CIAT IO N S O F R H O D E ISLAN D (A N O N -P R O FITC O R P O R A T I O N )

    1 0 . LIMITED PARTNER POC ASSET V ILLAGE ASSOC IATES (R EAL ESTATE LIMITEDPAR TNER SHIP)1 I. D IR ECT O R R O G ER W ILLIAMS UN IV ER SIT Y SCH O O L O F LAW

    1 2 . ADJUNC T PR OFESSOR R O G E R W I L L I A M S U N I V ER S I T Y S C H O O L O F L A W1 3 . EXECUTOR ESTATE # 11 4 . EXECUTOR ESTATE # 2

    POSITION

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    2/19

    FINANCIAL DISCLOSURE REPORTPage 2 o f 19

    N a m e o f P e r s o n R e p o r t i n gS E L Y A , B R U C E M .

    D a t e o f R e p o r l05/15 /201 I

    1 5 . M E M BE R Y D N I C , L L C ( R E A L E ST A T E I N V E S T M E N T S I N G L E M E M B E R L L C )

    I 1. A G R E E M E N T S . t~ , ~ o r~ - g individual onb; set plx 14-16 of fillng instruction~.)N O N E (No reportable agreements.)

    D A T E1.2.

    3.

    PARTIES AND TERMS

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    3/19

    FINANCIAL DISCLOSURE REPORTPage 3 o f 19

    N a m e o f P e r s o n R e p o r t in gSELYA, BRUCE M.

    D a t e o f R e p o r t05/15/2011

    I II . N O N - IN V E S T M E N T I N C O M E . tRepor~.g i.di,idaoI o.dspo.se: seepp. I7-2 ~ of~li.gA. Fliers Non-Investment Income

    D (N o re portab le incom e .)ONE non-investmentDATE SOURCE AND TYPE

    1.2010

    2.3.4.

    ROGER W ILLIAMS UNIVERSITY SC HOOL OF LAW - ADJUNC TPROFESSOR

    INCOME(yours, not s p o u s e s )$25,000

    B . S p o u s e s N o n - I n v e s tm e n t ln c o m e - I f you were married during any portion of the reporting )ear, complete this section~(Dollar amount not required except for honoraria.)

    N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

    1 .2.

    3.

    4.

    I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse and dependem children; see pp. 25-27 of filing instructions.)

    ~] N O N E (No reportable reimbursements.)

    2.3.4.5.

    SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    4/19

    FINANCIAL DISCLOSURE REPORTPage 4 o f 19

    N a m e o f P e r s o n R e p o r t i n gS E L Y A , B R U C E 5 1 .

    D a t e o f R e p o r t05/15/2011

    V . G I F T S . a n c ~ . d e s , h o s e ,o s p o n s e a n d d e p e n d e n , children; see p t x 2 8 - 3 1 of filing instructions.)N O N E (No rep ortable gif ts .)

    SOURCE DESCRIPTIONI.

    2.

    3.

    4.

    5.

    VALUE

    V I . L I A B I L I T I E S . ~tncludes those of sponse and dependent chi ldren; seepp. 32-33 of f i l ing instruct ion&)D (No reportable l iabi li t ies .)O N E

    CREDITOR DESCRIPTION1 . BAN K R H O D E ISLAN D MO R T G AG E (FR IEN D SH IP R LT Y G R P-40% )2.3.

    4.5.

    VALUECODEL

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    5/19

    FINANCIAL DISCLOSURE REPORTPage 5 o f 19

    N a m e o f P e r s o n R e p o r t i n gSELYA, BRUCE M.

    D a t e o f R e p o r t05/15/2011

    V I I. I N V E S T M E N T S a n d T R U S T S -income, value, transactiotm (Includes those ofsp ...... d dependent children; seepp. 34-60 of filing instructlon~)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period

    (including m~st assels) r e po rt i n g p er i o d o f r e p o rt i n g p er i o d(I) (2) (I) (2) (1 ) (2) (3) (4) (5 )

    Place "IX)" atler each asset A m o un t T y p e ( e . g . , V al ue Value T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fexempt from prior disclosure [ Code I d i v . , r e n t , Code 2 M e th o d buy, sell, mm!dd /yy Code 2 Code I buy e r/se llerI ( A - H ) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

    I. B R OKER AGE AC COUNT # 12. FR IENDSH IP R EALTY 40% , LINC OLN,RI APARTMENT BUILDING R e n t N W3. MA INV ESTOR TRUST MUTUAL FUND A Dividend J4. MA X CO , IN C. CO MMO N STO CK None J5. M E T L I F E C O M M O N S T O C K A D i v i d e n d K T

    6. ORBIS INC 1.9% COMMON STOCK None J W7. PHOENIX COMMON STOCK A Div id end J T8. POCASSET VILLAGE ASSOC 2.5%, G R ent M WC R ANSTON, R I APAR TMENTBUILDING9. SELYA PR OPER TIES 5 0 % , B R e n t M W

    PR OV IDENC E, R I R ESIDENTIALC O N D OI0 . SILV ER R ESOUR C ES, INC C OMMO N N o n e J WSTO CK1 1 . WASHINGTON TRUST BANCORP A Div id end J T1 2 . Y D N IC, L L C RE A L E ST A T E , G R ent Pl WP O R T S M O U T H , N H1 3 . A G A W A M H U N T N O T E R E C E I V A B L E A Interest J T Bu y 01/01/10 J1 4 . B R O K E R A G E A C C O U N T # 21 5 . BANKOF AMERICA CH ECK\SAV B I n t e r e s tACCT PROV RI1 6 . BANKOF RH ODE ISLAND CHECK\SAV A I n t e r e s tPROV RI

    N

    J

    T

    T

    I. Income Gain Codes: A -$1,000 or less B =$1,001 - $2,500 C = $2.501 - $5 ,000 D = $5.001 - $15 ,000(See Col um ns BI and D 4 ) F =$50.001 - $1 00.000 G = $1 00 .00 1 - 51 .0 00.0 00 I ll :5 1.0 00 .0 01 - 55 .0 ~O .0 00 112 =More than $5.000.000

    2. Value Codes J -$15.1300 or le~ K = $15.001 - $50.000 L = $50.001 - 5100.000 M = 5 1 1 3 0 . 0 0 1 - $ 2 5 0 . 0 ~ 0(S c c C o lu mn s C I an d D3) N = $250.001 - $500.000 O = $500.001 - $1,000.000 PI = $1.000.001 - $5 .000.000 P2 ~55.000.001 - $25.000.000

    P3 =525.000.001 - S50.0~0.000 P4 =More than $50.000.0003. Value Mewhod Codes Q =Appraisal R =:Cost IRcal Estate Only) S - Assessm cm T -~S~h Marke~

    (See Cohann C2) U = Book Value V =Other W =Estimated

    E =$15,001 - $5 0.000

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    6/19

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    7/19

    FINANCIAL DISCLOSURE REPORTPage 7 o f 19

    N a m e o f P e r s o n R e p o r t i n gS E L Y A , B R U C E M .

    D a t e o f R e p o r t0 5 / 1 5 / 2 0 1 1

    V I I . I N V E S T M E N T S a n d T R U S T S - inco~,e, ~.e, t,a,~ooio,~ (Includes those of spouse and dependent chUdren: s e e p t x 3 4 - 6 0 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D .D e s cr ipt i on of As s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t S ) r e p o r t i n g p e r i o d of rt~rt ing periodl (1) (2) (1) (2) (0 (2) (3) (4) (5 )

    Place "(X)" after each asset A m o u n t T y p e ( e . g ., V a l u e V a l u e Type (e.g., Dat e V a l u e G a i n Iden t i ty o fe x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d lv ., re n t , C o d e 2 M e tho d bu y , se ll , mm/dd~y C o d e 2 C o d e I b uye r / s e l l e r

    i (A-H) or int .) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r iva teI (Q-W) t r a ns a ct i on)

    34 .35 .

    36 .37 .

    R I H O U S I N G & M O R T G A G E F I N A N C EC OR P B ONDS MUNI B ONDR I PR OV PLANTATIONS B OND MUNIBONDR H O D E I S L A N D C L EA N W A T E R B O N DMUNI BONDW A R W I CK R I B O N D M U N I B O N D

    D I n t e r e s t M TD I n t e r e s t N T

    C I n t e r e s t M TA I n t e r e s t K T

    38 . AGILENTTECHNOLOGIES INC. A Div idendCO MMO N STO CK39 . B A R R I CK G O L D C O R P O R A T I O N A Div idendSTOC K4 0. DELL INC C OMMON STOC K A Div idend

    JLJ

    TTT

    41 . GLAXO SMITHKLINE PLC C OMMON A Div idendSTO CK42 . INTELCORPCOMMON STOCK A Dividend K T4 3. N EW M O N T MI NI NG C O RP . S TO CK A Div idend L T44 . N TN BU ZZTIME IN C. CO MMO N STO CK A Div idend J T45 . V ER IGY LTD C OMMON STOC K A Div idend J T46 . W E L L S F AR G O & C O C O M M O N S T O C K A D i v i d e n d K T47 . B R O K E R A G E A C C O U N T # 54 8. BA NK OF A ME RI CA - INTEREST A I n t e r e s t K TCHECKING4 9. A NA DA RK O P ET R O CO . CO M MO N A Div idend K TSTO CK50 . B OF A TAX EXEMPT R ESER V ES C ASH A Div idend L TFUND NAME C HANGE

    I. Income Gain Codes: A = $1.000 or less B = $1,001 - $2,500 C = $2,501 - $5 ,000 D = $5,0O I - $15 ,000( 5c Columns B I and D 4) F = $ 5 0 . 0 0 1 - $ I 0 O . 0 0 0 G = $1 00 .0 01 - $1 .0 00.0 00 It I = $1 .0 00 .0 01 - $5 .00 0.0 00 112 =More than $5.000.000

    2. Value Codes J = $15.000 or less K = $15.001 - $50.000 L = $50.001 - $100.000 M =$100,001 - $250.000(S ee C o lu mn s C I an d D3) N = $250.001 - $ 500.000 O = $5 00.001 - $1 .000.000 PI =$1.000.001 - $5.000,000 P2 =$5.000.001 - $25,000.000

    F3 =$25.00~.001 - $50.000.000 P4 =Moee than $50.000.0~03. Value Method Co& :s Q = Appraisa l R =Cost (Real Estate Only) S =Assessment T =Cash Market(See Column C2) U =Book Value V =O~hcr W = Es t imated

    E = S l 5 . 0 0 1 - S 5 0 . 0 0 0

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    8/19

    FINANCIAL DISCLOSURE REPORTPage 8 o f 19

    N a m e o f P e r s o n R e p o r t i n gS E L Y A , B R U C E M .

    D a t e o f R e p o r t05/15/2011

    V l I . I N V E S T M E N T S a n d T R U S T S - inco,.e, vatue. ~ .....i o n s (Includes those of sp ...... d d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d( i ncluding t r us t a s s e t s )

    Place "(X)" after each assetexempt from prior disclosure

    Income dur ingr e p o r t i n g p e r i o d

    (i) (2)A m o u n t T y pe ( e .g .,C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

    G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d(I) (2)V alue V alue

    C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

    O)T y p e ( e .g . ,buy, sell,

    r e d e m p t i o n )

    (2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

    m m /d d~ y Co de 2 Code I buy er/seller( J - P ) (A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    5 1. F R O N TI ER C O MM UN I CA T IO N S F /K J A A Div idendIDEARC, INC COMMON STOCK52 . IDEARC, INC. COMMON STOCK A Div idend Sold 01/01/10 J

    N A M E C H A N G E /SPINOFF

    53 . MA INV ESTOR S TR UST MUTUAL A Div idend J TFUND54 . MA X CO , IN C. CO MMO N STO CK A Div idend J T55 . ONEOK, INC . C OMMON STOC K B Div idend K T56 . P E R K I N E L M ER I N C . C O M M O N S T O C K A Dividend K T57 . P I N N A C LE W E S T CO M M O N S T O C K A Dividend J T58 . QWESTC OMMUNIC ATIONS C OMMON A Dividend J TSTOC K59 . SOUTH AMER IC AN MINER ALS A Dividend J TCO MMO N STO CK60 . TEXTR ON, INC . C OMMON STOC K A Dividend K T61 . UNION PAC C OR PC OMMON STOC K B Div idend L T62 .63 .64 .

    V ER IZON C OMMUNIC ATIONSCO MMO N STO CK Div idendWASHINGTON TR UST C OMMON A Div idendSTOC KFAIR POINT C OMMUNIC ATIONS INC . A Div idend J T

    65 . B R OKER AGE AC C OUNT # 66 6. 3 M CO R P. CO MM O N ST O CK B Div idend L T6 7 . A B BO T T L A B S CO M M O N S T O C K B Div idend K T

    Bu y(addl)Bu y(addl)

    05 /03 /1003130/I 0

    I . I n co m e G a in Co d es : A = $ 1 ,0 0 O o r l e s s B =$1 , 0 0 1 - $2 .5 0 0 C = $ 2 .5 0 1 - $ 5 ,0 0 0 D = $5 .0 0 1 - $ 1 5 .0 0 0{Se e C olu mn s B I a nd IM ) F = $5 0.0 01 - $ 10 ~.0 ~O G = $ 1 0 0 ,0 0 1 - $ 1 . 0 0 0 . 0 Q O I II = $1 .0 O 0. 00 1 - $5 ,0 00 .0 00 1 1 2 = M or c t ha n $ 5 .0 00 .0 00

    2 . V a lu e Co d es J = $ 1 5 ,0 0 0 o r l e s s " K =S I 5 .0 0 1 - $5 0 .0 0 0 L =$5 0 .0 0 1 - $10 0 .0 0 0 M =$10 0 .0 0 1 - $2 5 0 .0 0 0( Se e C ol um tts CI a nd D3 ) N = $2 50 ,0 01 - $ 50 0.0 00 O = $ .~0 .0 0 1 - $1 .0 0 0 .0 O O P I = $ 1 .0 00 .0 01 - $ 5 .0 00 .0 00 P 2 = $ 5 .0 00 .0 01 - $ 25 .0 00 ,0 ~ 3

    P3 =$2 5 .0 0 0 .0 0 1 - $5 0 .0 0 0 .0 0 0 P4 =M o r e th an $5 0 .0 0 0 .00 03 . Va lu e M eth o d Co d es Q = A p p r a i sa l R = : C o s t ( R e a l E ~ t a t e O n l y ) S =As s es s m en t T = C a s h M a r k e t

    ( S c Co lu m n C2 ) U = B o o k V a l u e V = O lhc r W = Es tim a te d

    E =$15.001 - $50.000

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    9/19

    FINANCIAL DISCLOSURE REPORTPage 9 o f 19

    N a m e o f P e r s o n R e p o r t i n gS E L Y A , B R U C E M .

    Date of R e p o r t05/15 /201 I

    N O N E (No reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o n i n g p e r i o d

    ~ (I) (2 )P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p ~ ( e . g .,e x e m p t f r o m p r i o r d is c l o s u r e i Code I d i v . , r e n t ,I (A-H ) o r i n t . )

    G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d(i) (2)Value Value

    C o d e 2 M e th o d( J - P ) C o d e 3

    O)T y p e ( e . g .,buy, sell,

    r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p ~ r t i n g p e r i o d(2) (3) (4) (5 )

    D a t e Value Gain I d e n t i t y o fr n m t d d ~ i y Code 2 Code I buyer/seller

    ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

    68 . ACE, LTD COMMON STOCK A Dividend K T Bu y 04/20110 K69 . AFLACK, INC. COMMON ST OCK70 . AIR PR OD UC TS & C HEMIC ALS, INC .

    CO MMO N STO CK71 . ALLSTATE C OR P. C OMMON STOC K

    B

    BA

    Dividend LDividend LDividend K

    TTT

    Bu y 05/ 27 / 1 0 K(add l )Bu y 01/26/10 L

    72 .73 .74 .75 .

    AMER IPR ISE FINANC IAL, INC .CO MMO N STO CKA M G E N I N C . C O M M O N S T O C K

    ANALOG DEV IC ES, INC . C OMMONSTOC KAOL, INC. COMMON ST OCK

    A Dividend KA Dividend KB Dividend LA Dividend

    T Bu y 03/30/10(add l )T Bu y 01/05/10(add l )

    JK

    Sold 02/26/10 J A

    76 . APAC HE COR PC OMMON STOC K A Dividend L T77 . AR IZONA B R D R EGENTS 5%MUNICIPAL BOND78 . AT&T INC C OMMON STOC K

    D

    CInterest M

    Dividend LT

    T

    79 . AUTOMATIC DATA PROCESSING INC. B DividendCO MMO N STO CK80 . B LACKR OC K, IN C . C OMMON STOC K A Dividend

    K

    Bu y 05/27/10 K

    81 . Sold I 1/10/I0 K A82 . B N Y M E L L O N M O N E Y M A R K E T C A S HF U N D83 . B N Y M E L L O N N T L I N T E R M U N I

    B O N D S84 . B O O N E - F L O R E N C E W T R S U P P L YM U N I B O N D

    AD

    C

    InterestInterest MInterest L

    T

    T

    So l d 03/18/10 PI A

    B u y 04/ 27 / 1 0

    1. Incom e G ain Codes: A = $1,009 or less B = $1.001 - $2.500 C = $2.501 - $5 .000 D =~5.091 - $15.000(S c C o lu mn s B I an d IM) F =$50,0~1 - $10~.009 G =$100.091. $1.000.09~ I I 1 = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 ~ . 0 0 0 112 =More than $5.000.00~

    2. Value Codes J = $ 1 5 . 0 0 0 o ~ " l e s s K =$15.001 - $50.000 L = $ 5 0 . 0 0 1 - $ l O O . 0 0 0 M =$100.001 - $250.000(S~e Columns CI and D3) N =$250.001 - $500.000 O =$50~.001 - $1.0(~.00~ PI -$1.000.001 - $5.000.0~0 P2 =$5.000.001 -P3 =$25.000.001 - $50.0~0,000 P 4 = M o r e t h an $ 5 0 . 1 X ) 0 .0 0 0

    3. Value Method Codes Q = A p , p ~ i sa l R =~osl (Real Estale Only) S =Assessment T =Cash Market(S~e Column C2) U -B o o k V a lu e V =Other W = k s t il n a ~ c d

    E =$15.091- $50.000

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    10/19

    FINANCIAL DISCLOSURE REPORTPage 10o f t 9Name of Pe rson Re por t i ng [ Date of ReportSELYA, BRUCE M.

    [05/15/2011

    V I I. I N V E S T M E N T S a n d T R U S T S - i .... e, value, tr ....lions (Includes those of sp ...... d dependen t ch i ldren; see p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n & )N O N E (No reportable income, assets, or transactions.)

    A. B. D.Description of Assets Income during Transactions during reporting period

    (including trust assets) r e p o r t i n g p ~ r i o d11) (2)

    P l a c e " ( X ) " a f t e r e a c h a s s e t , A m o u n t T y p e ( e . g .,exempt from prior disclosure ! Code I d i v . , r e n t ,i (A-H) o r i n t . )

    G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d(]) (2)Value ValueC o d e 2 M e th o d

    ( J - P ) C o d e 3

    0)T y p e ( e . g .,b u y , sell,r e d e m p t i o n )

    (2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

    mnddd/yy C ode2 Co d e l buyer/seller( J - P ) (A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    85 . B R ISTOL R I DTD 2 / 1 5/ 1 04.5% MUNI B Interest L T Bu y 02/10/10 LBOND86 . C ANON, INC . C OMMON STOC K A Dividend So ld 05 /03 /10 K87 . CARDINAL HEALTH, INC. COMMON B Dividend L T Bu y 04/29/10 K

    STO CK (addl)88 . C ENTER POINT ENER GY, INC . B Dividend K T Bu y 12/02/10 KCO MMO N STO CK89 . C HEV R ON C OR POR ATION C OMMON B Div idend L T Bu y 03/05 /10 JSTOC K (addl)90 . CHUBB CORP. COMMON STOCK B Dividend K T Bu y 03/29 /10 J(addl)91 . C ISC O SYS INC . C OMMON STOC K A Dividend L T92 . C ONOC OPH ILLIPS C OMMON STOC K C Div idend L T Bu y 102/22/10 K(addl)93 . CRA aNY MELLON, N.A. CASH A Interest O T Bu y 01/01 /10 PI94 . Sold 12/17/10 PI(part)95 . DENSO C OR P C OMMON STOC K A Div idend K T Bu y 09/15 /10 K96 . DISTR IC T C OLUMB IA DTD 5/ 21 /08 A Interest Matured 03/25 /10MUNICPAL BOND97 . D O N N E L L E Y R R & S O N S C O . C Div idend L T Bu y 09/17 /10CO MMO N STO CK ( add l )98 . D U PO N T A N D CO MPA N Y CO MMO N B Div idend K T Bu y I1 /10/10STOC K ( add l )99 . EATON C OR P. C OMMON STOC K B Div idend L T Bu y 02/17 /10( add l )1 00 . EMER SON ELEC TR IC C O. C OMMON B Dividend L T Bu y 04 /29/10STO CK (addl)1 01 . EXELON C OR P C OMMO N STOC K B Dividend Bu y 04 /14 /10(addl)

    M AKKKKK

    I. Income Gain Codes: A $1.00~ or l ess B -$1,001 - $2.500 C =$2.501 - $5.000 D =$5.0~1 - $15.000(S ee C o lu mn s B I an d D4 ) F =$50.1)01 - $100.000 G =$ 10 0.00 1 - $ 1.0 00,0 00 1 11 = $1 .000.001 - $ 5.000.000 1 12 = Mo re tha n $ 5,00 0.000

    2. V alue Codes J = $15.000 or h:ss K = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0 L =$50.001 - $ 100.000 M = $ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0(S ee C o lu mn s C I an d D3) N =$250.001 - $500.0~ O O =$50~ .001 - $1,00~ .0O O PI =$1.0~0.001 - $ 5.000.000 P2 =$5,000.001 - $25.000.00Q

    P3 =$25.000.001 - $50.000.0~0 P4 =M~e than $50.00~.0~03. Value Method Codes Q =Appraisal R = Co st (R ea l Esta te O nly ) S = Asse ssm en t T =Cash Markc~(See Column C2) U =Book Value V -O ~ hcr W =Estimated

    E =$15,001 - $50.000

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    11/19

    FINANCIAL DISCLOSURE REPORTPage 11 ofl9 Ia m e o f P e r s o n R e p o r t i n gS E L Y A , B R U C E M . Date o f Report05/15/201 I

    V I I. I N V E S T M E N T S a n d T R U S T S - i.co~,e, voluc. ,ro,~ac,lo,~ ( Includes those of spo ..... d d c p e n d e n t c h i l d r e n : s e e p p . 3 4 - 6 0 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a lu e a t e n d T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d

    ( i ncluding t r us t a s s e t s ) r e por t i ng pe r iod o f r e p o r t i n g p e r i o di. (I) (2 ) (I) (2) (I ) 2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d is c l o s u r e C o d e I d i v . , r e n t , C od e 2 M e th o d b u y , s e l l , m m /d d/ y y C o d e 2 C o d e I b u y e r / s e l l e r ( A - H ) o r i n t . ) ( J - P ) Code3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t ei ( Q - W ) ~ n s a c f i o n )

    1 0 2 . Sold 12/02/10 K A1 03 . EXXO N MO B IL C OR P. COMMON C Dividend M T Bu y 03/12/10 KSTO CK ( add l )1 04. GENER AL ELEC TR IC C O. C OMMO N B Dividend L T Bu y 05/03/10 J

    STO CK ( add l )1 0 5 . GENERAL MILLS, INC. COMMON B Dividend K T Bu y 12/06/10 KSTOC K1 0 6 . GENUINE PARTS CO. COMMON B Dividend K T Bu y 04 /15 /10 KSTO CK1 07 . GOLDMAN SAC HS GR OUP, INC . A Dividend L T Bu y 03/25 /10 KCO MMO N STO CK ( add l )1 0 8 . H A R R I S CO R P O R A T I O N C O M M O N A Dividend K T Bu y 04/ 05/ 1 0 KSTO CK (add l )1 0 9 . HEALTH CARE REIT, INC. COMMON B Div idend Sold 03/26/10 K BSTO CK1 1 0 . HOME DEPOT, INC . C OMMON STO C K C Dividend M T Bu y 102/17/10 K(add l )1 1 1 . H O N E Y W E L L I N T L I N C C O M M O N B Dividend L T Bu y 02/22/10 JSTOC K (add l )1 1 2 . HOSPIR IA INC . C OMMON STOC K A Div idend K T Bu y 05/ 04/ 1 0 K( add l )1 1 3 . HUDSON C ITY B ANC OR P, INC . A Dividend Bu y 02/22/10 JCO MMO N STO CK (add l )1 1 4 . Sold 04 /20/10 K A1 1 5 . INDIANAPOLIS IND PUB IMPT DTD B2 / 1 7 /1 0 5% MUNI B ON D

    B1 6 . I N T E L C O R P C O M M O N S T O C KInterest

    DividendLL

    TT

    Bu y 02/03/10 L

    1 1 7 . INTER NAT IONAL B USINESS AMA CH IN ES CO RPO RA TIO N CO MMO NSTO CKDividend Bu y 05/04/10 K

    I. Income Gain Codes: A = $1.000 or less B = $1,001 - $2.500 C = $2.501 - $5,0D 0 D =$5.001 - $15.0~O(See Colum ns B1 and 134) F =$50.001. $100.00O O =$100.001 - $1.000.000 II1 =$1.000.001 - $ 5.000.000 112 =More than $5.000.000

    2. Value Codes J = $15.000 or less K = $15.001 - $50.000 L = 150.001 - $100.000 M = $100.001 - $250.0~ 0(See Columns CI and D3) N =$250.001 - $500.000 O =$500,001 - $1 .000.000 PI -$1,000.001 - $5.0~0.000 P2 =$5.000.001 - $25,000.000P3 = S25,000.001 - $50,000.000 P4 =Mo~ than $50.000.0~0

    3. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =Asscssmem T =Cash MarketISce Column C21 U B o o k V a l u e V =Other W = Es t imated

    E =$15 , 0 0 1 - $5 0 , 0 0 0

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    12/19

    FINANCIAL DISCLOSURE REPORTPage 12 o f 19

    N a m e o f P e r a o n R e p o r t in gSELYA, BRUCE M.

    D a t e o f R e p o r t05/1512011

    N O N E (No reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s e t s T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

    P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

    I n c o m e d u r in gr e p o r t i n g p e r i o dO) (2)A m o u n t T y p e ( e .g .,C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value Value

    C o d e 2 M e th o d( J - P ) C o d e 3

    (i)T y p e ( e .g . ,buy, sell,

    r e d e m p t i o n )

    ( 2 ) ( 3 ) ( 4 ) (5)D a t e V a l u e G a i n I d e n t i b , o f

    m m ! d d , 3 , y C o d e 2 C o d e I b u y e r / s e l l e r(J-P) ( A - H ) (if private

    t r a n s a c t i o n )

    1 1 8 .1 1 9 .

    1 2 0 .1 2 1 .1 2 2 .1 2 3 .124.1 2 5 .1 2 6 .1 2 7 .1 2 8 .129.1 3 0 .1 3 1 .1 3 2 .1 3 3 .1 3 4 .

    INV ESC O LIMITED C OMMON STOC K B Dividend L Bu y 05/27/10 KJOHNSON & JOHNSON C OMMONSTOC KKELLOGG C O. C OMMON STOC KKILLEEN TEX D TD 1 0 / 1 / 2004 4% MUNIBO N DKR AFT FOO DS, INC . C OMMON STOC KLEGGETT & PLATT, INC. COMMONSTOC KL I M I T E D B R A N D S , INC. CO MMO NSTOC KLOR ILLAR D, INC . COMMON STOC KLUZER NE C NTY PA DTD 1 2 / 1 4/ 06MUNICIPAL BONDMAR SH & MC LENNAN C OS, INC .CO MMO N STO CK

    B Dividend K T Bu y 03/19/10( add l )B Div idend K T Bu y 01/04/10(add l )B Interest L T Bu y 02/17 /10B Dividend L T Bu y 05/13/ I0(add l )B Dividend Sold 03/02110B Div idend L T Bu y 02118/10( add l )C Dividend L T Bu y 05/12/10(add l )A Interest M TA Dividend Bu y(add l )

    Sold

    J

    KLKK AKK

    03/25/10 J04/21/10 K A

    MC DONALDS C OR POR ATIONCO MMO N STO CKMC GR AW HILL C OMPANIES, INC .CO MMO N STO CKMEDTR ONIC INC C OMMON STOC KMERCK & CO., INC. COMMON STOCKMIC R OC HIP TEC HNOLOGY, INC .CO MMO N STO CKMICRO SO F T CO RPO RA TIO N CO MMO NSTOC K

    B Dividend KA Dividend KB Dividend KC Dividend LB Dividend LB Dividend L

    T Bu y 03/23 /10( add l )TT Bu y 04 /26 /10( add l )T Bu y 02/01/10(add l )

    T Bu y(add l ) 02/19/10

    KJ

    I. Income Gain Codes: A = $1.009 or less B = $1,001 - $2,500 C = $2,501 . $5 ,000 D = $5,001 - $15,000(See Columns BI and D4) F ~$50.001 - $100.000 G =$100,001 - $ 1.000,000 tt I = $1.00O .001 - $5.000.000 112 = More than $5 ,000.00 0

    2. Value Co&~ J 3515.000 o less K =$I 5,001 - $50.000 L =$50.001 - $100,0~O M =$100.001 - $250.000ISc e C olu mn s C I a nd D 3) N = $2 50 ,0 0| - $ 50 ~.0 00 O =$ 50 0,0 01 - $ | .00 0,0 00 P I = $1 .0 00 ,0 01 - $ 5.0 00 .0 00 P2 =$5.000.001 - $25,0~1.000

    P3 =$25,000.001 - $50.090.000 P4 =More than $50.000.0{)03. Value Method Codes Q =Appraisal R -~Sos! IRcal Estate Only) S = A s . s ~ s s rt v 2 " ~ ! T =Cash MarkettSee Column C2) U = Book Value V = O ther W = Estim aled

    E =$15,00L- $50.000

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    13/19

    FINANCIAL DISCLOSURE REPORTPage 13 o f 19

    N a m e o f P e r s o n R e p o r t in gSELYA, BRUCE M.

    D a t e o f R e p o r t05/15/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , .e , v a l u e , ~ . a .~ o , ~ i o , ~ (Includes those of spouse and dependent children; see pl 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.D ~ s c r ip t i o n o f A s s e t s Incom e during G ross value at end Transactions during rel~rting period

    (including trust assets) r e po rt i n g p er i o d o f r e p o rt i n g p er i o d(I) (2) (I) (2) (I) (2) (3) (4) (5 )

    P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V alue V alue T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fexempt from prior disclosure Code I d i v . , r e n t , Code 2 M e th o d buy, sell, m m/ddiy y Code 2 Code I buyer/seller(A-It) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

    l ( Q - W ) t r a n s a c t i o n )

    1 3 5 . NEW HAMPSHIR E HEALTH & ED DTD D Interest M T3/12/02 MUNICIPAL BOND1 3 6 . N E W P O R T R I D T D 4 / I / 20 1 0 5 % M U N I B Interest L TBO N D137. NINTENDO OF AMER IC A LTD. A Div idend K TCO MMO N STO CK1 3 8 . NOMUR A HOLDING S INC . COMMON A Div idend K TSTO CK1 3 9 . NOK IA C OR P. C OMMON ST OC K A Div idend

    Buy 03/17/10

    Bu y 04/20/I 0Sold 03 /10/10

    KA

    1 4 0 . N O R F O L K S O U T H E R N C O R P O R A T I O N B D i v i d e n dC O M M O N S T O C K

    1 4 1 . N O V A R T I S A G C O M M O N S T O C K B D i v i d e n d1 4 2 . O A O G A Z P R O M S P O N S O R E D A D R A D i v i d e n dC O M M O N S T O C K1 4 3 . O CCID E N T A L P E T RO L E U M CO RP . A D i v i d e n dC O M M O N S T O C K1 4 4 . O L I N C O R P . C O M M O N S T O C K A D i v i d e n d

    LL

    KKK

    T Bu y 04 /28 /10(addl)T Bu y 03/30/10( add l )T Bu y 09/08 /10T Bu y 01/28 /10(addl)T

    J

    J

    K

    J

    1 4 5 . O MN ICO M G RO U P IN C. CO MMO N A Div idendSTOC K1 4 6 . OPNET TEC HNO LOGIES INC . B Div idendCO MMO N STO CK1 47 . OR AC LE COR P. C OMMON STOC K A Div idend1 48 . P[~PSICO INC . C OMMON STOC K B Div idend1 4 9 . P E T R O L E O B R A S I LE I R O S A B DividendP E T R O B R A S S P O N S O R E D A D RCO MMO N STO CK1 50 . PFIZER , INC . C OMMON STOC K D Div idend

    KLLLK

    M

    T Bu y 03/04 /10 KT Bu y 04 /05 /10 KT Bu y 01/15/10 J(addl)T Bu y 05 /13 /10 K(addl)T Buy 09/14/10 K

    T Bu y(addl) 02/01/10

    I . Incom e G ain Codes: A = $1,000 or less B = $1,001 - $2.500 C = $2,501 - $5 ,000 D =$5.001 - $15,000{See Columns BI and 134) F =$50.001 . $ 100,000 G =$100.001. $1,000.000 I I I =$1.000.001 - $5.000,000 112 =More than $5.000.0002. Value Codes J =$15 ,000 ~" [ e~ K = $15,0 0 1 - $50 ,0 ~ } L =150.001 - $100.0~O M = $ 1 ~ O . 0 0 1 - $ 2 5 0 ,0 0 0IS c e C o lu mas C I an d D3) N = $25 0.001 - $ 500.000 O = $5 00.001 - $1 .000.000 P I = $1 .0 00 ,0 ~1 - $ 5.0 00 ,0 ~O P 2 = $5 .0 00 .0 01 -

    P3 =$25,000.001 - $50,000.090 P4 =More than $50.0~).0003. Value Method Codes Q =Appraisal R =Cos~ (R eal Esta te O nly ) S = Ass~ ssm en ! T =Cash Markc~

    (See Colu m n C2) U = Boo k V alue V = O h c r W =Estimated

    E =$15,001- $50.000

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    14/19

    FINANCIAL DISCLOSURE REPORTPage 14 o f 19

    N a m e o f P e r s o n Repor t ingS E L Y A , B R U C E M .

    D a t e o f R e p o r ~05/15/2011

    VII. INVESTMENTS and TRUSTS -i ........,,.,. ...., io,~ a . d . ~ , h o s eN O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s T r a n s a c l io n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d is c l o s u r e

    I n c o m e d u r i n g G r o s s v a lu e a t e n dr e po rt i n g p er i o d o f r e p o rt i n g p e r i o d( 1 ) ( 2 ) (1) (2) 0) (2) (3) (4.) (5 )

    A m o u n t T y p e ( e . g ., V a lu e V a lu e T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fC o d e I d iv ., re n t , C o d e 2 M e tho d bu y , se ll , m n d d d / y y C o d e 2 C o d e I b uye r / s e l l e r( A - H ) or int .) ( J - P ) C o d e 3 r e d e m p l i o n ) ( J -P ) (A - H ) (if p riv a te( Q - W ) t r a n s a c t i o n )

    1 5 1 .

    1 5 2 .

    1 5 3 .1 5 4 .1 5 5 .1 5 6 .1 5 7 .1 5 8 .1 5 9 .1 6 0 .1 6 1 .

    PHILIP MOR R IS INTER NATION AL, INC .CO MMO N STO CKPLUM CREEK TIMBER CO., INC.COMMON STOCKPR AXIR INC . C OMMON STOC KPR OGR ESSIV E C OR P OHIO C OMMONSTOC KPUR DUE UNIV IND R EV S DTD 4/ 9 / 20095 % B O N DQUALCOMM, INC. COMMON STOCKR A Y T H E O N C O . C O M M O N S T O C K

    R I C LEAN WATER MUN IC IPAL B ONDR I S T & P R O V I D E N C E D T D 1 2 / 18 / 2 0 085 % M U N I B O N DR I S T & P R O V P L A N T A T I O N SM U N ICIP A L BO N DR I HEALTH & ED B LDG MUNI B OND

    C Dividend L T Bu y !03 / 02 / 1 0 K(add l )A Dividend Sold 03/25/10 KA Dividend K T Bu y 04/ 1 4/ 1 0 J

    (add l )A Dividend Sold 02/19/10 JB Interest L T Bu y 01/07/10 LB Dividend L T Bu y 02/12/10 L(add l )B Dividend K T Bu y 04/12/10 K(add l )D Interest M T Bu y 10/27/10 M(add l )C Interest L T Bu y 04/29/10 LC Interest M TD Interest M T

    1 6 2 . R I STATE EC ONOMIC DEV C OR P R EVDTD 03 / 02 /2006 5% MUNI B OND1 6 3 . SAN ANTONIO TEX DTD 1 1 / 1 5/20025.5% MUNI B OND1 6 4 . SCHLUMBERGER, LTD. COMMONSTOC K1 6 5 . S EM P R A E N E R G Y C O M M O N S T O C K

    B Interest L T Bu y 01/28/10 LC Interest L T Bu y 03/22/10 LA Dividend L T Bu y 01/26/10 K( add l )B Dividend Sold 04/ 1 5/ 1 0 K

    1 6 6 .1 6 7 .

    SHELB Y C NTY TENN DTD 1 1 / 3 0 / 06MUNICIPAL BONDSIMON PR OPER TY G R OUP, INC . R EITCO MMO N STO CK

    A

    BInterest L T Sold 12/01/10 K(pan)

    Div idend K T Bu y 0 4 / 2 0 / 1 0 K(add l )

    A

    I. Income Gain Codes: A = $1.000 or less B = $1,001 - $2,500 C = $2,501 - $5 .000 D = $5.001 - $15.000(See Columns B 1 and IM) F ~$50.001 - $ 100.000 G =$100.001 - $ 1.000.000 I 1 1 = $ 1 . 0 0 0 . 0 ~ 1 - $ 5 , 0 0 0 . 0 0 0 1 1 2 = M o r e t h a n $ 5 .0 0 0 . ( 1 0 0

    2. Vah~e COd~ J = $15.000 or Ic~ s K = $15.001 - $50.000 L = $ 5 0 . 0 ~ 1 - $ 1 0 0 . 0 O O M =$100.001 - $250.000{See Columns CI an d D 3 ) N =$250.001 - $500.0~0 O = $5 ~.0 0t - $ 1,0 00 .0 00 P | = $1,00 0,0 ~t - $ 5,(~ 0,~ 00 P2 =$ 5.000.001 - $25.000.000

    P3 =$25.000.001 - $50,000,000 P4 =More than $50.000.0003. V alue Method Codes Q = Appraisal R =Cost (Real Estate Only) S =Asscssmcm T =Cash Market

    (See Column C2) U = Book Value V :Ol hcr W = Es t imated

    E =$15.001- $50.000

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    15/19

    FINANCIAL DISCLOSURE REPORTPage 15 o f 19

    N a m e o f Person Reporl ingSELYA, BRUCE M.

    Date of R e p o r t05/15/2011

    V l l. IN V E S T M E N T S a n d T R U S T S -i .... e , value, tr ....t lons (Includes ,hose of ~pou~ and dependent children; see pp. 34-60 of fi ling instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. D .D e s c r i p t io n o f A s s e t s I n c o m e d u r in g T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

    0) (2)P l a c e " ( X ) " a f te r e a c h a s s e t i A m o u nt T y pe ( e .g .,e x e m p t f r o m p r i o r d i s c lo s u r e i Code I d i v . , r e n t ,I (A-It) o r i n t . )

    G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d(i) (2)V a lu e ValueC o d e 2 M e th o d

    ( J - P ) C o d e 3

    (I) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fbuy , sell, m m /ddh/y Code 2 Code I buyer/seller

    r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et ~ a n s a c t i o n )

    1 6 8 . SOUTH C AR OLINA ST PUB DT D 1 1 / 5 / 0~MUNICIPAL BOND1 6 9 . S P E CT R A E N E R G Y C O R P O R A T I O NCO MMO N STO CK1 7 0 . TAIWAN SEMIC ONDUC TOR MFG C O. ,

    LTD . CO MMO N STO CK1 7 1 .1 7 2 .173.1 7 4 .1 7 5 .1 7 6 .1 7 7 .1 7 8 .1 7 9 .180.

    1 8 1 .

    1 8 2 .

    1 8 3 .

    B I n t e r e s t L TB Interest L T Bu y 03/19/10 L

    A Dividend Bu y 03/10/10 J(addl)Sold 03 /22/10 K

    TEXAS INSTRUMENTS INC. COMMONSTOC KT H E P R O C T E R & G A M B L E C O .C O M M O N S T O C K

    A Dividend L T Bu y 04/12/10 KB Dividend L T Bu y 05 /1 0 /I0 J( add l )A D iv id end Sold 04 /01 /10 K

    B Div idend M T Bu y 01/05 /10 K(addl)Dividend L T Bu y 01/25/10 K(addl)Dividend Bu y 02/1 I / I0 J( add l )

    Sold 03/05/10 K

    THE TR AV ELER S C OMPANIES, INC .CO MMO N STO CKTHE W ALT DISNEY C O. C OMMONSTOC KTIME WAR NER , INC . C OMMON STOC K BTOTAL S.A. ADR COMMON STOCK B

    UNITED TEC HNOLOGIES C OR P B Div idendCO MMO N STO CKA DividendALE SA COMMON STOC KFOR MER LY C OMPANHIA V ALE DELR I O D O C E

    V ALER O ENER GY C OR P. C OMMONSTO CKWALGR EEN C O. C OMMON STOC K

    W A S H I N G T O N S T D T D 7 / 8 / 0 9 5 %MUNICIPAL BOND

    A Div idendA Dividend

    B Interest

    LK

    K

    L

    T Bu y 04/29/10 K(addl)T Bu y 04/09/10 K(addl)

    A

    T Bu y(addl)T

    A

    Sold 01/28/10 K A04/26/10 K

    I. Income Gain Codes: A =$ 1.000 or less B = $ 1 , 0 O I - $ 2 . 5 0 0 C = $2.501 - $5 .000 D = $ 5.001 - $15,000(S ee C o lu n ms B I an d IM) F =$50,001 - $100,000 G = $1 00 .00 1 - $1 .00 0.00 0 II 1 =$ 1.00 0.0 01 - $5 ,0 00 .0 00 11 2 =More than $5.000.000

    2 . V a l u e C o d ~ . s J = $15.0~ 0 o~ less K = $15.001 - $50.000 L =$50.0~ 1 - $ 100.000 M = $ 100.001 - $ 250.000(See Columns CI and D3) N = 1250,001 - $500.000 O =$50~ .001 - $1.000.0OO PI = $1.000.001 - $5 ,000,000 P2 =$5 .000.001 - $25,000.000

    P3 =$25,0~0.001 - $50.000.000 P4 =Mote than $50.000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S =Asscssme-at T =Cash Markc~(See Column C2) U =Book Value V =01her W = Es t imated

    E =$15,001 - $5 0.000

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    16/19

    FINANCIAL DISCLOSURE REPORTPage 16 o f 19

    N a m e o f P e r s o n R e p o r t i n gS E L Y A , B R U C E M .

    D a t e o f R e p o r t05/15/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t r a n s a c t i o n s (Includes those of sponse and dependent children: s e e p l ~ 3 4 - 6 0 o/filing i n , t r a c t i o n s . )N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( i n c l u d in g t r u s t a s s e ~ ) r e p o r t i n g p ~ r i o d0) (2)

    Place "(X)" after each asset Amount T y p e ( e . g .,e x e m p t f r o m p r i o r d is c l o s u r e i Code I d i v . , r e n t ,i (A-H) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)

    V a lu e V a l u eC o d e 2 M e th o d

    ( . l - P ) C o d e 3( Q - W )

    (I)T y p e ( e .g . ,

    buy. sell.r e d e m p t i o n )

    T r a n s a c l i o n s d u r i n g r e l ~ o r f in g l ~ r i o d(2) (3) (4) ( 5 )

    D a Z e Value Gain I d e n t i ~ y o fm m / d d f ! f y Code 2 Code I buy er/selle r

    ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

    1 8 4 . W E S T E R L Y R I D T D 8 / I /0 1 5 %MUNICIPAL BOND1 8 5. WHIR LPOOL C OR P. C OMMON STOC K1 8 6 .

    B

    A

    InterestDividend Bu y(add l )

    Sold02/09/I 012/06/10

    JK

    1 8 7 . WILLIAMS COS, INC. COMMONSTOC K1 8 8 . WINDSTR EAM C OR P. C OMMONSTO CK1 8 9 . X L G R O U P P L C C O M M O N S T O C K

    1 90 . XER OX C OR P. C OMMON STOC K

    A Dividend KC Dividend KB Dividend LA Dividend

    T Bu y(add l ) 05 /26 /10

    T Bu y 09/10/10 K NAME C HANGE(add l )Sold 03/17/10 K D

    1 91 . XILINX, INC . COMMON STOC K A Dividend K T1 9 2 . Y U M ! BR A N D S , IN C . C O M M O N S T O C K A Dividend

    1 9 3 . ZUR IC H FINL SV C S ADR C OMMON C DividendSTOC K1 9 4 . BR O K E R A G E A C C O U N T # 7

    KL

    TT

    Bu y 03/02/10 J(add l )Bu y 01/07/10 K(addI)

    195 . B OF A MUNI R ESERVES DLY CASH A Interest1 96 . BIF TAX EXEMPT FUN D C ASH A Interest1 9 7 . R H O D E I S LA N D H S G & M T G F I N B InterestC OR P. MUNI B ONDS1 9 8 . SMITHFIELD R I GO B DS SER . 2003 B InterestMU N I BO N D S1 99 . B R OKER AGE AC C OUNT # 8

    N

    J

    L

    L

    T

    T

    T

    T

    Bu y 01/01/10NAME C HANGE

    200. ESTATE # I - CMA MONEY FUN D A Dividend Closed 12/31/10 J

    I , Income Gain Codes: A -$ [ ,000 or less B =$ 1,001 - $2,500 C = $2,501 - $5 ,000 D = $5.001 - 515.000(See Columns BI and D4) F =$50.001 - $100.000 O = $100.001 - $1.000,000 II1 =$1.000.001 - $ 5.000.000 1 1 2 = M o r e ~ h a n $5.000.000

    2. Value Co&~s J =515.000 or less K = $15.001 - $50.000 L = 550.001 - $ 100.000 M =$10~.001 - $250.000(See Columns CI and D3) N =$250.0~1 - $500.00fl O =550~.001 - $1,000.0~) PI =51.000,001 - 55.000,0~) P2 =$5.000.001 - $25,000.000

    P3 =$25,000.001 - 550.0OI.000 P4 =More than3. Value Mclhod Codes Q :Appraisal R =Cos~ (Real Estate Only) S :Assessment T =Cash Markel(See Column C2I U B o o k V a l u e V =O~her W = Es t imated

    E = $ 1 5 , 0 0 1 - $ 5 0 . ~

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    17/19

    FINANCIAL DISCLOSURE REPORTPage 17 o f 19

    N a m e o f P e r s o n R e p o r t i n gSELYA, BRUCE M.

    D a t e o f R e p o r t05/15/201 I

    V II. INV ESTMENTS a n d TRU STS - i .. . .. . .., , e , t r a n s a c t l o n ~ (Includes those of spouse and dependent children; seepp. 3 4 - 6 0 of f!llng instructlon~.)[] (N o reportable income, assets, or transactions.)ONE

    A. B. C. D.Description of Assets Income during Gross va lue a t end Transactions during reporting period

    (including trust assets) r e p o r t i n g p e r i o d of reporting periodI (0 (2) (i) (2) (I) (2) (3) (4) ( 5 )

    P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V alue V alue T y p e ( e .g . , D a t e Value Gain ldenlity ofexempt from prior disclosure Code I d i v . , r e n t , Code 2 M e th o d buy, sell, m m / d d ? y y Code 2 Code I buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

    l ( Q - W ) l a a n s a c t i o n )

    201 . EST A T E # 2 - C M A M O N EY F U N D A D i v i d e n d K T2 0 2 . W E S T E R L Y R I A M B A C B /E C P N . 5 % B I n t e r e s t L T B u y 0 6 / 0 8 / 1 0 LMUNI BOND2 0 3 . B R O K E R A G E A C C O U N T # 9

    204.205 .206.

    B A N K O F A M E R I C A C O R P . C O M M O N A D i v i d e n d J TS T O C KG O L D C O R P , I N C . C O M M O N S T O C K A D i v i d e n d S old 08/10/10 K D

    ML B ANK DEPOSIT PROGRAM A Div id end J T

    I. I n c o m e G a i n C o d e s : A = $1.000 or less B = $1.001 - $2.500 C = $2,501 - $5 .000 D = $5.0O I - $15.000(S ee C o lu mn s B I an d D4 ) F = $50,001 - $100,000 G =$100,001 - $1.000,000 II I = $1,000.001 - $5 ,000.000 1 1 2 = M o r e t h an $ 5 , 0 0 0 . (~ 0 0

    2. Value Codc.s J =$15.000 ot less K = S I S . 0 0 1 - $ 5 0 . 0 0 0 L ~ $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 M =$ I 0~.001 - $250.000(S ee C o lu mn s C I an d D3) N = $250,001 - $ 500.000 O = $5 00,001 - $ 1,000.000 PI =$1,000.001 . $5.000,000 P2 =$5,000,001 - $25,000,000

    P3 =$25,000.001 - $50.000,000 P4 =More than $50.000,0003. Value Method Codes Q =Appraisal R =Co st (R ea l ~ta t O~ ly ) S = Asscssm en ! T =Cash Market{See Column C2) U =Book Value V = O lher W = Esfim aled

    E =$15.001 - $50.000

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    18/19

    FINANCIAL DISCLOSURE REPORTP a g e 1 8 o f 1 9

    N a m e o f P e r s o n R e p o r t in gS E L Y A , B R U C E M .

    Date of Report05/15/201 I

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

  • 8/3/2019 Bruce M Selya Financial Disclosure Report for 2010

    19/19

    FINANCIAL DISCLOSURE REPORTPage 19 o f 19

    Name of Person Repor t ingS E L Y A , B R U C E M .

    Dale o f Report05/15/2011

    IX. CERTIFICATION.I c e r t i fy th a t a l l i n fo rma t ion g ive n a b ove ( inc lud ing in fo rma t ion pe r t a in ing to my s pous e a nd minor o r de pe nde n t c h i ld re n , i f a ny ) i sa c c u ra te , t rue , a nd c om ple te to th e be s t o f my knowle dg e a nd b e l i e f , a nd tha t a ny in fo rm a t ion no t re por t e d wa s ~ v i th he ld b e c a us e i t me t a pp l i c a b le s t a tu to ryprov i s ions pe rmi t t ing non- d i s c los u re .I fu r th e r c e r t ify th a t e a rne d inc om e f rom o u t s ide e mp loy m e nt a nd h onora r i a a nd th e a c c e p ta nc e o f g i f t s wh ic h h a ve be e n re por t e d a re inc om pl ia nc e wi th the p rov i s ions o f 5 U.S .C . a pp . 50 1 e t . s e q , 5 U.S .C . 7353 , a nd J ud ic i a l C on fe re nc e re gu la t ions .

    Signat ur e: S[ BRUCE M. SELYA

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    Comm ittee on Financial DisclosureAdministrat ive Office o f the United States CourtsS u i te 2 - 3 0 1One Colum bu s Circle, N.E.W ashingto n, D.C. 20544