Gerald Bruce Lee Financial Disclosure Report for 2009

download Gerald Bruce Lee Financial Disclosure Report for 2009

of 7

  • date post

    06-Apr-2018
  • Category

    Documents

  • view

    216
  • download

    0

Embed Size (px)

Transcript of Gerald Bruce Lee Financial Disclosure Report for 2009

  • 8/3/2019 Gerald Bruce Lee Financial Disclosure Report for 2009

    1/7

    A O l O FINANCIAl., I)ISCLOSUR E REPOR T g e ~ , ~ R e q u i r e d byt h e E t h i c sin Government Act of 1978ge~. ~0~0 FOR CALENDAR YEAR 2009I. Person Reporting (last nam e, first, middle ialtial) 2. Court or Organization 3. Date of ReportLee, Gerald 13. Eastern District of Vhginia 05105/201(I

    4. Title (Article Itl judges indicate active o r senior status: 5a- Report Type (ccck ppropri~ te t)~) 6, Reporting Periodmagistrate judges indicate full- or part-dine) ~ Nomination, Date 01/01/2~9

    U.S.Dis~ict Judge-Active ~ hddal ~ Annual ~ FinalI ~ 3 t/2~)9

    5b. ~ Amen~d Reporl7. Chambers or Ol~ce Address 8. On the basis of Ihe information contained in this Report and anymodificalions pertaining thereto, ills, in my opinion, in compliance401 Cotg01ouse Squate ~Hlh applicable laws and regulallons.Alexandria, Virginia 22314

    Revieuing Officer._ Dale

    IMPORTA NT NO TES: The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    1 . P O S I T I O N S . r ~ , . p o , , ~ , , ~ indiHdual only; see pp. 9-13 of filing instructions,)r~ N O N E (No reportable positions.)

    POSITION NAM E OF ORGANIZATION/ENTITY1. Bomd of Directors Federal Judges Association

    2. Baord of Advisors Marshall Brem~an Program The American University W ashington College ofL a w

    3. De,ms Advisory Council The American University W ashington College of Law

    ax. ~--~,~.tva~ ~*o. (Repo,ting individual only; see pp. 14-16 of filing instructions.)~ NO~ (No reportable agreements.) -"~ "

    DATE PARTIES ~D TERMSI. ~/16199 Delaw~e Charter Guarantee Trust Company, IRA FBO Gerald B~uce Lee

    2.5/92 Virginia Retirement System, governm ent pension, Fairfax Circuit Court

  • 8/3/2019 Gerald Bruce Lee Financial Disclosure Report for 2009

    2/7

    FINAN ClAir DISCLOSURE REPOR T N a m e o f P e r s o n R e p o r t in g [ ) a t e o f R e p o r tPage 2 of 7 Lee, G e r a l d B , 0 5 / 0 4 / 2 0 1 0

    I I I . N O N - I N V E S T M E N T I N C O M E . (Reporliltg individualand sp ...... ~ see pp. 17-24 of f iling instructions.)A. Fliers Non-Investment Income[ NO~ (No reportable non-investment inco~ne.)

    DATE SO~CE ~D TYPE INCOME(yours, not spouses)

    2.3.4

    B. Spouses Non-Investment ln~2onle - If you were m arried during any portion of the reporting ye~tr, complete this section.(Dt~llttr atnt~unt not required excepl jor h~mor~tria.)~ NONE (No reportab[e non-investment income. )

    I)ATg SOURCE A~ TYPE

    3.4,

    I V . R E I M B U R S E b l E N T S - - , r, ,~ g o ~ ,, ,, io ,, t o a g i n g . y o o d , e , , , e c ~ o i . . . . . ..~ NO~ (No reportable reimbursements,)

    SOWRCE DATES LOCATION PU~OSE ITEMS PAID OR PROVIDED1 V irg~ia Trial !~% ers N.l~ch !3-15 .2~9 W illiamsburg. Virginia Teach transporlation, hotek and mealsAssociation, Richmond,Virginia

    2. Federal ~blic Defender April 17-18, 2010 W illiamsburg. Virginia Teach transporlalion, hotel, and mealsConference3. Federal Jndges Associa6on May 2-4, 2009 Washington. DC Board meeting Trransportation, hotel, and mealsgoard Meeting

    5.

  • 8/3/2019 Gerald Bruce Lee Financial Disclosure Report for 2009

    3/7

    P a g e F I N A N C I A L 3 o f 7 D I S C L O S U R E R E P O R T

    V . G I F T S . ~ t , c t , , ~ , a o , ~ ~ o ~ . . . .. . ~ ~ children; s c e p p . 2 8 -3 1 of filing instructions.)NO~ (No reportable gifts. )

    SO~CE DESCRIPTION VALUE1.

    2.3.4.5 .

    1o l.,l.,-lkl)lL, l 1 1 I%k~. (Includes thos e of sp . . . . .. . d dependent children; see pp. 32.33 of filing instr~tctions.)N O N E (No reportable liabilities. )

    CREDITOR DESCRItYIION VALUE CODE

    2.3.4.5.

  • 8/3/2019 Gerald Bruce Lee Financial Disclosure Report for 2009

    4/7

    FINANCIAL DISCLOSURE N a m e o f P e r so n R e p o r t i ~ t g ] D a t e o f R e p o t !REPORTPage 4 of 7 o 5 1 0 4 / 2 0 1 o

    ~ N O N E (No reportable income, assets, or transactions.)

    I~riplion of Assets I n c o m e d u r i n g G r o s s v a l u e a + e n d T r a n ~ a c [ i o n s d u r i n g r c l + r f i n g p e r io d( i n c l u d i n g ~ a s t a s s e t s } ~ reposing ~riod of reposing ~riod .............P i a c e " { X ) " a f t e r e a c h a s s e t I A m o u n t T v N ( e . g , , V a l u e Value T y p e ( e . g , Date ~ V altlc Gaill Idt:lllily Ofe x e m p t f r o m p r i o r d s c lo s u r e ] C o d e 1 t i N , r e n l , C o d e 2 M e t h o d btly, s e l l m m A kg v v C o d e 2 ~ C o d e I buyer/seller, (A-H) orint) ( J - P C o t l e 3 r e d e m p t i o m ; (JP} / A-H~ ( i f p r i v a t eI ( Q - W ) [ t r a n s a c t i o n )

    l. Virginia Retirement System Va, Cir. Ct. E Distribution K TPension 92-982. Alliance Capital Rcse~es Money Mark e~ A I m e r e s ~ J TFund (401)(K)3. W al M~ Stores,lnc dRA~ A Dividcnd J T4 , Opp Q uest for Opt), A Fund None J T Buylmomhly 1 / 0 1 / 0 9 J5 . Partial Sale 0 4 / t 5 1 0 9 l A6. Sold 12/t5i09 J A(part)7, AIM Constdlation Fund None J T Buy!monihly 1 / 0 1 / 0 9 J8. Sold 1 2 1 1 5 / 0 9 J Atp ~t )9 . Jotmson Controls None J T

    t0 . Alger lvloney Market Fund None Sold 2/27/00 J Al I. Vangaard Total Stock Index Fund, IRA None L T

    12 Vanguard Total Stock Mkt index IRA None J T13 . Vanguard US Growth IRA None J T)4. Va nguard US Growth Fund IRa\ None J T15. Vanguard 500 Index Fund 1RA None J T1 6 . Vanguard Capital Opp IRA None K T17 . Vanguard Treasury Ivl/blarket Fund None K T Buy monthly 0 1 / 0 1 1 0 9 J

  • 8/3/2019 Gerald Bruce Lee Financial Disclosure Report for 2009

    5/7

    FINANCIAL DISCLOSURE REPORT N a m e o f P e . . . . R e p o r t i n g D a t e o f R e p o r tPage 5 of 7 Lee, Gerald B. 05/04/2010V I I . INVESTMENTS and TRUSTS .. i ........ ; . e , t . . . . .. l ions (Includes tho se of sp .. . .. . d depen dent children; see pp . 34-60 of f i ling instructions.)[~] NONE (No reportable income, assets, or transactions.)

    A , V ..........C,- ......~ ................................... D.D e s c r i p t io n o f A s s e t s ~ I n c o m e d u r i n g ~, G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) i r e p o r t i n g p e r i o d I o f r e p o r t i n g p e r i o d [ T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d~ .... { i i . . . . . . . . . . (2) i~i~ii I --(~i- I ( , ) . . . . . . . . / 2 ) [ (4) .......{5 5 . . . . .. . . . . .. . .P l a c e " I X ) " a f t e re a c h a s s e l Amount i Type (eg., V a l u e ! Value ] T y p e ( e . g . , Date ! Value [ Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e i Code I [ d i v . , r e n t , C o d e 2 i M e t h o d I b y. se . n m / d d / y y Code 2 |Code I buyer/seller] (A-H)] o r i n t . ) I J - P ) [ C od e 3 r e d e m pt i o n ) ( J - P ) | (A-H) ( i f p r i v a t e~ [ ( Q - W ) .L ............ [. / t r a n s a c t i o n )...................................................... I_ ......1 8 . Fidelity Fund IRA None ,I T1 9 . Fidelity Aggressive Growth IRA None J T20. Vangnard H ealth Care Fnd IRA None J T2 1 . TIAA CREF Tax Exempt Bond Ftmd None J T Bu y 01/01/09 J(addl)2 2 . Sold 04/15/09 J A(part)2 3 . Sold 06/08/09 J A(pan)2 4 . Sold 12/01/09 J A(part)2 5 . W alt Disney Co. None Sold 02/27/09 J A2 6 . Russell 3000 Index None J T B n y 1/01/09 J(addq)2 7 . W almart Stores, Inc. A Dividend J T Bu y 1 / 0 1 / 0 9 3(addl)2 8 . Starbucks Corp None Sold 02/27/09 J A2 9 . General Mills. Inc. None J T Bn y 01/01/09 J(addl)3 0 . ,o,01 (K) Retirement Plan and None M T Buy 01/01/09 K~rust (addl)3 1 . General Elec~c A Dividend Bu y 03/08/09 J

    3 2 . Sold 12/01/09 J A

    I. Income Gain Codes: A =$1.00(1 or less B =$1J31)l - $2.50B C =$2,50! - SS,{XX ) D =$5 .001 - $ 15 ,@ E =$15.0012. V alue Codes J =$15 ,0 OOor less K =$ 15.01)1 - $50,0(~ L =$,50.001 - $100,000 M =$100.001 - $250.1X~)

    P3 =$25.0 0 0 .00 1 - $ 50 .0 0 0 ,0 0 0 P4 =More than3 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) $ =Assessment T -Cash Ma~kel(See Column C2) U =Book Vahle V = Other W =Estimated

  • 8/3/2019 Gerald Bruce Lee Financial Disclosure Report for 2009

    6/7

    FINANCIAl. DISCLOSURE REPOR T N ..... r , o . . . . . ~ p o . i , ~ g o ~ , ~ o ~ r ~ p o .Page 6 of 7 Lee, Gerald B, 05/04- /2010VIII. ADDITIONAL INFORMATION O R EX PLANATIONS.

    VII. lnvcstmcnt~ and TrustsThese investments are tbJough Sharebuilder.cor~No.21. Walt Disney Stock Less than $1,000.00 per m~)nlh.No. 22 Russell 300 0 Index is purchased monthly. Less than $1,0I)t).00 per mor~th.No. 23 . W aiMart, Stores, Inc. is purchased monthly. Less than $1,000 .Y3 per monthNo. 24. Starbucks Cnrp is ptuchased m outhly. Less than $I,00 {).00 per lnotllh. This stock was sold in F eb~uary 2()09.No 25. General Mills, Inc. is pnrchased monthly,. Less than $1 00 0.00 pere monthNo. .401 ~k ) Retirement Pi~.n andN , M~n-ch 2009 and sold in December 2009.No. 20. q-IAA CREF Tax Excmpl Bond Fund is purchased monthly. Less than $1.000.00 per month

  • 8/3/2019 Gerald Bruce Lee Financial Disclosure Report for 2009

    7/7

    FINANCIAL DISCLOSURE REPORT N~m~ of P . . . . R e p o r l i a g D a t e o f R e p o r tPage 7 of 7 Lee, G e r a l d B . 0 5 / 0 4 / 2 0 1 0IX. CERTIFICATION.

    1 certify that all information given above (including information pertaining to m y sponse an d minor o r dependent children, if any) isaccurate, true, and complete to the best of my kno wledge and belief, and that any information not reported was w ithheld because it met applicable state,toryprovisions permitting non-disclosure.

    I further certify that earned in