BEST EXECUTION POLICY ........................................................................................................................ 3

1 APPLICATION ............................................................................................................................... 3

2 EXECUTION FACTORS .................................................................................................................. 3

3 SPECIFIC INSTRUCTIONS ............................................................................................................. 4

4 EXECUTION VENUES .................................................................................................................... 4

5 EQUITIES ...................................................................................................................................... 4

6 FIXED INCOME ............................................................................................................................. 4

7 LISTED DERIVATIVE CONTRACTS ................................................................................................. 4

8 FOREIGN EXCHANGE ................................................................................................................... 5

9 COLLECTIVE INVESTMENT SCHEMES (CIS) .................................................................................. 5

10 CHARGES..................................................................................................................................... 5

11 MONITORING AND REVIEW OF OUR EXECUTION POLICY .......................................................... 5

12 PUBLISHING TRADING VOLUMES ............................................................................................... 5

13 STAFF UNDERSTANDING ............................................................................................................ 5

SORBU S PART NER S LLP 2 , T H E M A L T H O U S E , W A T E R S T R E E T , S T A F F O R D , S T 1 6 2 A G SOR BU S.CO M

A U T H OR I S E D A N D RE G U L A T E D BY T H E F I N A N C I A L C O N D U C T A U T H O RI T Y 1

2

3

4

5

MIFID II best execution policy DFM 20190523 (1)MIFID II best execution table 20190523 (3)