AO 18 s 2010

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    ADMINISTRATIVE ORDER

    NO. 18 SERIES OF 2010

    Addendum to AdministrativeOrder No. 14 series of 2007

    (Code of Ethics for Fund

    Raising)

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    What are the Legal Bases:

    1987 Philippines ConstitutionPresidential Decree No. 1563(Mendicancy Law of 1987)

    ICAB Resolution No. 054-46 seriesof 2010 (Addendum to the Policyon Photolisting of Children in theInternet)

    Republic Act No. 7610 (SpecialProtection of Children AgainstChild Abuse, Exploitation and

    Discrimination)

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    What are the Princ ip les of Conduc t

    on the Sol ic i tat ion Act iv i t ies

    Priority the best interest of thebeneficiaries

    Respect for the interest and intention ofits donors, clients or patrons, and the

    general public

    Accountability for the solicitation ofcharitable and public funds

    Manage the funds with the highest levelof professionalism and integrity

    Accuracy and truthfulness in the conductof solicitation

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    What are the Princ ip les of Conduc t

    on the Sol ic i tat ion Act iv i t ies

    Engage only in fund drive campaignsthat are not coercive, intimidating, ordeceptive.

    Respect for the integrity, privacy, and

    pride of its clients or patrons

    Funds raised should be used inaccordance with approved work andfinancial plan and obtain explicitconsent from the DSWD before alteringthe intended use of the donations

    Adhere with the standard financial ratio

    on the utilization of funds

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    What are the Addendum

    Individual SolicitationApplicant

    Individual soliciting funds for

    his/her child/ren and/or relative/ssuffering from chronic diseasesthat requires long term and/orexpensive medication

    Application coursed through aDSWD registered and licensedSWDAs or CIU of the DSWD orLGU

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    What are the Addendum

    Individual SolicitationDefinition of Individual

    A person who is a parent, guardian

    or immediate relative of a patientsuffering from chronic diseases thatrequires long term and/or expensivemedication. He/she shall becertified by the Social Worker of theLocal Social Welfare andDevelopment Office of his/herlocality to be eligible to seek furtherassistance in behalf of the patient.

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    What are the Addendum

    Individual Solicitation

    Requirements

    Accomplished Application Form

    Copy of the valid registration and

    license certificate of the endorsingregistered and licensed SWDA.

    Applicants Social Case StudyReport

    Medical Certificate/Abstract andestimated Medical Cost/Expensesfor the treatment of the patient/s

    Work and Financial Plan

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    What are the Addendum

    Individual Solicitation

    RequirementsEndorsement letter from DSWDregistered and licensed SWDA or theCIU of the DSWD or LGU

    Pledge of Commitment to conduct fundraising campaign

    Track Record of the Applicant

    Other specific requirements depending

    on methodology to be usedIf for renewal, Fund Utilization Report ofits proceeds and expenditures for theprevious fund campaign

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    What are the Addendum

    Individual Solicitation

    Procedure

    Filing of application at respectiveDSWD-Field Office covering the

    region where the solicitation activitywill be conducted

    Assessment of the eligibility of theapplicant and evaluate the veracity

    of the submitted documents.

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    What are the Addendum

    Individual Solicitation

    ProcedureEndorse assessment report withappropriate recommendation

    If approved

    Issue the solicitation permit and provideorientation on the standard operatingprocedures in the inventory, monitoringand utilization of solicited funds for

    compliance.Endorse a copy of the permit to the

    concerned DSWD registered andlicensed SWDA or the CIU of theDSWD or LGU that has jurisdiction overthe applicants fund drive activities

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    What are the AddendumIndividual Solicitation

    Procedure

    Endorse assessment report with appropriaterecommendation

    If disapproved

    Returned application to the applicantcopy furnish the DSWD registeredand licensed SWDA or the CIU of theDSWD or LGU that has jurisdictionover the applicants fund drive

    activities for their information andreference.

    Discuss with the applicant the reasonsfor the disapproval and provide the

    necessary technical assistance

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    What are the Addendum

    Individual Solicitation

    Responsibility of the SWDAs

    Accountable and liable for anyactions of the individual solicitor tothe issued permit

    Keep/file all documents for pre-application, during and postprocesses

    Provide information on mattersrelated to the solicitation activitywhile respecting the privacy ofdonors.

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    What are the Addendum

    Individual Solicitation

    Validity of the PermitTreated as local fund campaign

    Valid only in the approved area/s

    within the region for a definite periodwhich in no case shall exceed sixmonths

    The name in the permit to be issued

    should be the DSWD registered andlicensed SWDA or the CIU of theDSWD or LGU that has jurisdictionover the applicants fund driveactivities with the name of the

    applicant also included.

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    What are the Addendum

    Individual Solicitation

    Post Facilitation ProcessIndividual solicitor shall inform theconcerned DSWD FO on the scheduleof inventory/accounting of solicitedfunds (atleast 1 month before the expiry

    date)Within sixty (60) days after the expirydate of the permit, whetherconsummated or not, surrender the

    authority together with the followingreports:

    Fund utilization reportverified/certified by the auditor ofDSWD registered and licensedSWDA or the CIU of the DSWD/LGU

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    What are the Addendum

    Individual Solicitation

    Post Facilitation Process List of donors and their

    corresponding addresses and contactnumbers, if applicable

    Expired original certificate authorizingthe conduct of local fund campaign.

    If permit is unused, a justification fornot continuing the fund campaign

    activity.If permit not yet fully disbursed orutilized submit a status report of thefunds within the 60 days. A report shallbe submitted monthly thereafter until allthe solicited funds are utilized

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    What are the Addendum

    Individual Solicitation

    Post Facilitation Process

    The DSWD FO where theapplication was filed, whether

    announced or unannounced, shallmonitor/visit the conduct of fund-raising activities of the individual towhom the permit was issued to

    determine whether these are inaccordance with the permit issued.

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    What are the Addendum

    Photo l is t ing

    The solicitation paraphernalia shouldprotect the beneficiaries identity, privacyand confidentiality and shall not portray adehumanizing picture or situation of theintended beneficiary/ies.

    If actual pictures of the beneficiaries areto be used, they should not show theirfaces but rather their activities while atthe agency. No information on the

    beneficiary shall be uploaded/published.Solicitation paraphernalia shouldhighlight the agencys thrust, activitiesand success stories rather than the life of

    the beneficiaries.

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