Aldol and Claisen Condensations

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    REACTIONS OFa-HYDROGENS :ALDOL AND CLAISEN

    CONDENSATION REACTIONS

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    C CH

    O

    H

    C CH

    OH

    H

    C CH

    O

    NuNu:

    :B

    nucleophilic

    addition

    ..-

    removal

    ofa-H

    TYPES OF REACTIVITY FOR

    ALDEHYDES AND KETONES

    Good nucleophiles add. Strong bases removea-hydrogens.

    Often, both processes compete.

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    ALDOL CONDENSATION

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    R CH2

    C H

    O

    R CH2

    C H

    O

    R CH2

    C

    OH

    H

    CH C H

    O

    R

    +

    R CH2

    CH C C H

    O

    R

    The Aldol Condensation

    base

    an aldol

    (b-hydroxyaldehyde)

    ald

    +ol

    H3O+ - H2O

    a,b-unsaturated aldehyde

    aldols easily lose

    water to form a

    double bond

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    CH3C H

    O: :

    + O H:.._

    ..

    : : : :..

    _.. _

    CH3

    C H

    O: :

    CH2

    C H

    O: :..

    _

    :

    ..

    :

    : :

    : :..

    : :

    + H2O

    :..

    : :

    CH3

    C

    O

    H

    H

    + :OH..

    ..

    _

    CH2

    C H

    O

    CH2

    C H

    O

    CH2

    C H

    O

    CH2

    C H

    O

    _

    _

    CH3

    CO

    H

    CH2

    C H

    O

    CH3

    C

    O

    H

    Aldol Condensation -- Mechanism

    fast

    fast

    slow

    enolate ion

    forms new

    C-C bond

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    + _

    CH3

    C

    H

    O_

    CH3

    C

    H

    O

    CH2

    C

    H

    O

    .. _

    CH2

    C

    H

    O

    The Bond Forming Step

    nucleophile

    (donor)

    carbonyl(acceptor)

    enolate

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    Ketones Also Give Aldol Condensations

    C

    O

    CH3

    C

    OH

    CH3

    CH2

    C OCH2

    C O

    ..NaOH

    C CH3

    CH

    C O

    aldol

    -H2O-

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    CROSSED ALDOLCONDENSATIONS

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    Crossed Aldol CondensationsKETONE + ALDEHYDE

    C

    O

    H C

    OH

    H

    CH2

    C OCH2

    C O

    CH CH C

    O

    ..

    a chalcone

    - H2O

    NaOH

    Works best to if an aldehyde isthe acceptor, since they are

    more reactive; and works really

    well if the aldehyde has no a-H.The ketone should have the a-H.

    aldehyde

    ketone

    -

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    IMPORTANT GUIDELINES

    Aldehyde carbonyl groups are more reactive towardnucleophilic addition than ketone carbonyl groups.

    OCR H

    OCR R

    d+d-

    d+d-

    +I +I

    +I

    Nu:

    MORE

    REACTIVE

    Alkyl groupsdeactivate the

    carbonyl ( +I )

    to addition.

    1.

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    H-C-H CH3-C-H CH3-C-CH3

    O O O

    RELATIVE REACTIVITY OF C=O GROUPS

    Density - LUMO plots ( color scale 0.000 to 0.030 )

    MORE

    REACTIVE

    LESS

    REACTIVE

    THE EFFECT OF ALKYL SUBSTITUTION

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    Ketones form enolate ions more easily than aldehydes.

    O

    CC

    HR

    R

    O

    CC

    R

    R

    R

    - -:: ::.. ..

    More

    substituents

    on thedouble bond

    more stable

    Which enolate will

    form fastest?

    ..

    ..

    ..: :

    ..: :

    ..:

    ..:

    -

    -

    -

    -CH3CH2 C

    O

    CH3

    CH3CH

    2C

    O

    CH2

    CH3CH

    2C

    O

    CH2

    CH3CH C

    O

    CH3

    C

    O

    CH3

    CHCH3

    disubstituted

    monosubstituted

    2.

    aldehyde enolate ketone enolate

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    In mixed reactions the ketone enolate

    usually adds to the aldehyde.

    ALDEHYDE + KETONE ?

    The ketone forms the lower energy enolate (forms faster)

    and it adds to the aldehyde (more reactive C=O).

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    WHAT ABOUTTWO DIFFERENT KETONES ?

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    HOW MANY PRODUCTS WITH THIS ONE ?

    CH3

    CO

    CH2

    CO

    CH3

    CH3CH

    2+

    x2 x2

    8 POSSIBLE PRODUCTS !

    two different self dimers two different self dimers

    four mixed products

    A B

    a b c d

    aB, bB, cA, dA

    aA, bA cB, dB

    .. which enolate do you think will form preferentially?

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    FORMATION OF RINGS

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    Formation of Rings

    O

    CH3

    O

    CH2

    CH3

    O

    OH

    O

    CH3

    CH3

    C

    O

    CH2CH

    2CH

    2C

    O

    CH3

    NaOH

    :-

    a1 a2

    Why donta2 hydrogens react ?

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    CH2

    PhC

    CH2

    O

    Ph

    O O

    PhPh

    O

    PhPh

    Ph Ph

    KOH

    EtOH

    TETRAPHENYLCYCLOPENTADIENONE

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    O

    O H H

    OH

    OO

    1) O3

    2) H3O+

    KOH

    Aldol

    H2SO4

    - H2O

    OH-

    An Interesting Sequence

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    CLAISEN CONDENSATIONS

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    CH2 C O CH2

    O

    R CH3

    CH2C O CH

    2

    O

    R CH3

    CH2

    C

    O

    R CH C

    R

    O

    O CH2CH

    3

    + NaOCH2CH3

    +

    CH3

    CH2

    O H

    The Claisen Ester Condensation

    a b-ketoesterCH3CH2OH

    Notice that

    the base, the solvent and the leaving group

    CH3CH2O-Na+, CH3CH2OH, CH3CH2O

    -

    all match (this is required in most cases).

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    1)

    2)

    +

    :..

    ..

    CH3C OC

    2H

    5

    O

    O C2H

    5

    _ :

    _ : :.. _

    CH3

    C OC2H

    5

    O

    :

    _

    CH2

    C OC2H

    5

    O

    : :

    .. _

    CH2C OC

    2H

    5

    O

    CH3

    C OC2H

    5

    O

    CH2

    C OC2H

    5

    O

    CH2

    C

    O

    OC2H

    5

    Claisen Ester Condensation Mechanism

    3)

    : :.. _

    CH3

    C

    O

    CH2

    C OC2H

    5

    O

    : :

    + O C2H5:..

    ..

    _

    CH2

    C OC2H

    5

    O

    CH3

    C OC2H

    5

    O

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    Dieckmann Condensation

    C

    CH

    O

    O

    CH3

    C O

    O

    CH3

    O

    C

    O

    O CH3

    CH2CH

    2CH

    2CH

    2COOMeMeOOC

    ..

    A CYCLIC CLAISEN CONDENSATION

    NaOMe

    MeOH

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    PATTERNS

    R CH2

    COH

    R

    CH C RO

    R

    R CH2

    C C C R

    O

    RR

    3-hydroxyaldehyde or

    3-hydroxyketone(H)

    (H)

    b-hydroxy to C=O

    a,b-unsaturated C=O2-propen-1-al or

    2-propen-1-one

    ALDOL

    ALDOL

    CLAISENR CH2

    C

    O

    CH C OR

    O

    R

    b-keto ester

    Type of

    Condensation

    Reaction

    -H2O

    (with loss of H2O)

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    SYNTHESIS

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    C

    CH3

    OCH2

    CH2

    CCH

    2

    O

    CH2CH CH CH

    2CH

    3

    C

    CH3

    CH2

    CH2

    CCH

    O

    CH2CH CH CH

    2CH

    3

    OHKOH

    O

    CH3

    CH2

    C CCH2 CH3

    H H

    - H2O

    Synthesis of a Perfumery Compound

    Why dont the

    other sets ofa-Hreact?

    cis-Jasmone

    Scent of Jasmine in perfumes.

    Aldol Condensation

    Dehydration

    cis cis12

    a3a4

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    +CH2

    CH C H

    O

    OHO

    P

    OH

    OO

    CH2

    C CH2

    O P OH

    OH

    O O

    O

    Glyceraldehyde-3-phosphate

    CH2

    CH C CH C CH2

    O P OH

    O

    O

    O

    OH

    OH

    HOHO

    P

    OH

    O O

    Dihydroxyacetone phosphate

    Fructose-1,6-diphosphate

    a

    ALDOLCONDENSATION

    enzyme

    Biological Synthesis of Fructose

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    CH3

    CH2

    CH2

    C H

    O

    CH3

    CH2

    CH2

    C H

    O

    a

    NaOH CH3 CH2 CH2 C

    OH

    CHCH2

    CH3

    C H

    H

    O

    CH3

    CH2

    CH2

    C

    OH

    CHCH2

    CH3

    C H

    H

    O

    H2

    Ni

    CH3

    CH2

    CH2

    C

    OH

    CHCH2

    CH3

    C H

    O

    HH

    H

    ALDOL

    CONDENSATION

    HYDROGENATION

    2-Ethyl-3-hydroxyhexanal

    2-Ethyl-1,3-hexanediol

    --used in "6-12" insect repellent

    Synthesis of an Insect Repellent