6-Linked document A Portfolio Analysis · Safeguards Operational Review, Linked Document A 1...

Safeguards Operational Review, Linked Document A

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PORTFOLIO ANALYSIS

Table 1: Strengthening and Use of Country Safeguard Systems Technical Assistance Projects

TA Title DMC Cost Approval

Year 6285 Strengthening Country Safeguard Systems REG 1,568,000a

2005

Report on a Suggested Methodology for Assessing Country Safeguard System

REG 2011

Preliminary Country Safeguards Review: India: Environment Safeguard IND 2011 Preliminary Country Safeguards Review: Kyrgyz Republic: Environment Safeguard

KGZ 2011

Preliminary Country Safeguards Review: People’s Republic of China: Environment Safeguard

PRC 2011

Preliminary Country Safeguards Review: Philippines: Indigenous Peoples

PHI 2011

7566 Strengthening and Use of Country Safeguard Systems REG 9,000,000b 2010

Strengthening Environmental Impact Assessment System and its Implementation Practices

BAN 2012

Preparation of Draft Sub Decree on Informal Settlers CAM 2011 Strengthening Capacity of Indonesia’s Environment Impact Assessment (AMDAL) System

INO 2012

Capacity Development for Social Safeguard Preparation and Implementation in Water Resource Management and Energy in Indonesia

INO 2012

Strengthening Community Consultation and Grievance Redress Mechanism in the Committee on Road

KAZ 2013

Strengthening Capacity for Strategic Environment Assessment KGZ 2013 Strengthening WREA Capacity to Implement Lao Resettlement Policies LAO 2010 Reform of Legal and Regulatory Framework for Involuntary Resettlement (Phase I)

MON 2010

Reform of Legal and Regulatory Framework for Involuntary Resettlement (Phase II)

MON 2011

Improving Legal and Regulatory Framework for Environmental Impact Assessment

MON 2011

Capacity Building for Implementing Environment and Social Safeguards in Myanmar

MYA 2012

Institutional Strengthening and Capacity Development for the Ministry of Construction on Environment and Social Safeguards

MYA 2014

Strengthening Involuntary Resettlement Safeguard Systems in Nepal NEP 2012 Environmental Training for Civil Servants in Pakistan PAK 2012 Enhancing the Philippine Environmental Impact Statement (EIS) System Improvement Initiatives

PHI 2011

Country Safeguard Review PNG 2011 Developing Resettlement Safeguards Capacity in the Transport Sector in Timor-Leste

TIM 2012

Strengthening the Regulatory Framework for EIA in Timor-Leste TIM 2012 ESMS Capacity-Building for Private Sector Financial Intermediaries REG 2010 Supporting and Strengthening National-Level Capacity for a Country Involuntary Resettlement Safeguard System

SRI 2010

Strengthening Implementation Capacity for EIA in Vanuatu VAN 2014 Amending the 2003 Land Law and Its Implementing Decrees VIE 2010 Capacity Development for the Implementation of the New Environment Decree

VIE 2011

Mainstreaming Biodiversity Considerations into Country Environmental Safeguard System

VIE 2014

EIA Clearinghouse and Capacity Strengthening through Twinning SRI, LAO

2011


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TA Title DMC Cost Approval

Year 7038 Enhancing the Legal and Administrative Framework for Land Project INO 800,000 2009 7386 Strengthening Enforcement of Environmental Laws and Regulations PRC 300,000 2009 7433 Mainstreaming Land Acquisition and Resettlement Safeguards in the

Central and West Asia Region REG 5,000,000 2009

7474 Strengthening of Judicial Capacity to Adjudicate Upon Environmental Laws and Regulations

REG 225,000 2009

7548 Improving the Implementation of Environmental Safeguards in Central and West Asia

REG 1,550,000 2010

7735 Building Capacity for Environmental Prosecution, Adjudication, Dispute Resolution, Compliance, and Enforcement in Asia

REG 2,705,000 2010

8210 Preparation of Regulations and Capacity Development Plan for Involuntary Resettlement

MON 200,000 2012

8217 Strengthening Country Safeguard Systems in the Transport Sector SOL 600,000 2012 8274 Improving the implementation of safeguard policy applications in

selected South Asia Developing Member Countries REG 225,000 2012

8309 Capacity Building for Enhanced Safeguards Management PAK 550,000 2012 8428 Strengthening Safeguards Capacity in the Urban Sector in Kiribati KIR 220,000 2013 8548 Aligning Asian Development Bank and Country Systems for Improved

Project Performance

INO 1,500,000 2013

8569 Improving Safeguard Policy Applications in South Asia Developing Member Countries

REG 1,500,000 2013

8663 Sustainable Environmental Management of Projects in Central and West Asia

REG 1,500,000 2014

Total 27,443,000 BAN = Bangladesh, CAM = Cambodia, PRC = People’s Republic of China, CSS = country safeguard systems, IND = India, INO = Indonesia, KAZ = Kazakhstan, KGZ = Kyrgyz Republic, LAO = Lao PDR, MON = Mongolia, MYA = Myanmar, NEP = Nepal, PAK = Pakistan, PHI = Philippines, PNG = Papua New Guinea, SOL = Solomon Islands, SRI = Sri Lanka, TA = technical assistance, TIM = Timor-Leste, VIE = Viet Nam. a Initial approval in 2005 was for $800,000. Supplementary financing was approved for $170,000 in 2007 and $598,000 in

2008.

b Initial approval in 2010 was for $5 million. Supplementary financing was approved for $3 million and $1 million in 2011 and 2013, respectively.

Source: ADB website on country safeguards systems, and project data sheets.

Table 2: Financial Intermediary Projects Approved with Safeguard FI Categorization (2007–2012)

Loan No. DMC Project Name

Approval Public/ Private

Safeguards Category Amount ($ million) Pre-SPS SPS ENV IR IP

2404 IND MFF-India Infrastructure Project Financing Facility - Project 1

x Public FI B A 300.00

2453/ 2454

BAN Public-Private Infrastructure Development Facility

x Public FI A A 165.00

2509 IND MFF-India Infrastructure Project Financing Facility - Project 2

x Public FI B B 200.00

2515 PHI Credit for Better Health Care Project x Public FI C A 37.70 2516 INO Indonesian Infrastructure Financing

Facility Company Project x Public FI A A 100.00

2549 BAN Small and Medium Sized Enterprise Development Project

x Public FI C C 76.00

2586 IND MFF-Second India Infrastructure Project Financing Facility - Tranche 1

x Public FI B B 210.00

2611 PRC MFF-Guangdong Energy Efficiency and Environment Improvement Investment Program - Tranche 2


2617 IND Micro, Small and Medium Enterprise Development Project



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2634 UZB Second Small and Microfinance Development Project

x Public FI FI FI 50.00

2660 IND MFF-National Capital Region Urban Infrastructure Financing Facility - Tranche 1


2686 PNG Microfinance Expansion Project x Public FI C B 13.00 2689 KAZ MFF: Small and Medium Enterprise

Investment Program - Tranche 1 x Public FI FI FI 150.00

2717 IND MFF-Second India Infrastructure Project Financing Facility – Tranche 2


2771 PRC Energy Efficiency and Emission Reduction Project in Shandong Province


2773 PRC MFF-Guangdong Energy Efficiency and Environment Improvement Investment Program - Tranche 3


2775 UZB Housing for Integrated Rural Development Investment Program - Tranche 1


2782 REG ASEAN Infrastructure Fund x Public FI FI FI 150.00 2822 IND MFF - Second India Infrastructure

Project Financing Facility - Tranche 3 x Public FI FI FI 240.00

2835 PRC Hebei Energy Efficiency Improvement and Emission Reduction Project


2865/ 2866

BAN Financing Brick Kiln Efficiency Improvement Project


2867 MLD Inclusive Micro, Small, and Medium-Sized Enterprise Development


2922/ 2933

ARM Women's Entrepreneurship Support Sector Development Program (SF)


7200 PRC Credite Orienwise Group Limited x Private FI C C 3.00 7249 KAZ Guarantee and Loan JSC

Kazkommertsbank x Private FI C C 150.00

7250 MLD Secured Loan Republic of the Maldives South Asian SME Leasing Facility

x Private FI C C 4.50

7251 SRI Secured Loan Rep. of Sri Lanka South Asian SME Leasing Facility


7255 KAZ Senior Loan to Bank Centercredit x Private FI C C 50 7257 PAK JS Private Equity Fund I x Private FI B/C C 50.00 7258 AZE Debt Financing to Bank of Baku x Private FI C C 6.00 7259 MON Loan to Khan Bank x Private FI C C 10.00 7260 GEO Senior Loan to Joint Stock

Commercial Bank of Georgia x Private C C C 25.00

7264 REG Micro and Small Enterprise Financing Facility


7266 AZE Subordinated Loan to International Bank of Azerbaijan (IBA)


7267 AZE Subordinated Loan to Bank Respublika Open Joint Stock Company


7269 / 2369

SRI Loan to Commercial Leasing Company Limited


7274 MLD Equity Investment and Loan to the Housing Development Finance Corporation



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7282 INO Loan to Bank Mandiri (PERSERO) x Private FI C C 300.00 7289 VIE Loan to Saigon Thuong Tin Bank

(SACOMBANK) x Private FI C C 25.00

7298 INO Equity Investment in Indonesian Infrastructure Financing Facility Company Project

x Private FI A A 40.00

7299 REG Islamic Infrastructure Fund (CIMB) x Private FI B/C C 100.00 7305 GEO Bank Republic Joint Stock Company x Private FI C C 20.00 7309 REG Credit Guarantee and Investment

Facility x Private FI FI FI 130.00

7312 REG ASEAN China Investment Fund II x Private FI C C 25.00 7315 / 2690

GEO Bank of Georgia x Private FI FI FI 50.00

7318 REG Asia Water Fund x Private FI FI FI 20.00 7320 / 7321

REG Clean Energy Funds - Renewable Energy Asia Fund

x Private FI FI FI 40.00

7322/ 2712

INO Housing Finance Program x Private FI FI FI 300.00

7323 REG Shorecap II Limited x Private FI FI FI 10.00 7325 REG MFI Risk Participation Facility x Private FI FI FI 250.00 7327/ 2740

INO Indonesia Eximbank x Private FI FI FI 100.00

7331 IND Solar Power Generation x Private FI FI FI 150.00 7332 / 7334

REG Climate Ventures Capital Funds x Private FI FI FI 40.00

7336 REG Sino-Green Climate Investment Fund x Private FI FI FI 25.00 7343/ 7344/ 7345/ 7346/ 2810/ 2811/ 2812/ 2813

ARM SME Finance Program x Private FI FI FI 65.00

7347 REG Aureos Southeast Asia Fund II x Private FI FI FI 15.00 7349/ 2844

BAN Industrial Energy Efficiency Finance Program


7350 / 2849

KGZ Senior Unsecured Loan in Kyrgyz Investment and Credit Bank Small and Medium-Sized Enterprise Finance


7352 REG Customized Fund Investment Group x Private FI FI FI 100.00 7353 / 2853

IND Renewable Energy and Energy Efficiency Projects


7355 / 2855

PRC Microfinance Wholesale Lending Facility


7357 PHI Philippine Investment Alliance for Infrastructure Fund


7359 / 2884

SRI Housing Finance x Private FI FI FI 15.00

7360 IND Credit Enhancement of Project Bonds x Private FI FI FI 128.00 7372 UZB Equity Investments in Ipak Yuli Bank x Private FI FI FI 6.00 7374 / 2939

REG Supply Chain Finance Program x Private FI FI FI 200.00

Total 26 40 5,352.26 ARM = Armenia, AZE = Azerbaijan, BAN = Bangladesh, PRC = People’s Republic of China, DMC = developing member country, ENV = environment, FI = financial intermediary, GEO = Georgia, IND = India, INO = Indonesia, IP = Indigenous Peoples, IR =


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involuntary resettlement, KAZ = Kazakhstan, KGZ = Kyrgyz Republic, MFF = multitranche financing facility, MLD = Maldives, MON = Mongolia, PAK = Pakistan, PHI = Philippines, REG = regional, SRI = Sri Lanka, UZB = Uzbekistan, VIE = Viet Nam. Note: Some FI projects did not get a safeguard FI categorization; some obtained a safeguards category C; a few were classified as environmental safeguard category A or B. Source: Loan and Grant Financial Information Services (LFIS).

Table 3: Profile of the 66 Financial Intermediary Projects Approved, 2007–2012

Item Description Pre-SPS % of Total Approved SPS

% of Total Approved

Approval 26 39 40 61 Categorization Projects categorized FI for environment and C

for social safeguards 20 77 10 25

Projects categorized FI for environment and A/B for social safeguards

6 23 1 3

Projects categorized FI for both environment and social safeguards

0 0 29 73

Total 26 100 40 100 Sector Public sector 8 31 15 38

Private sector 18 69 25 63 Total 26 100 40 100

Project Type Equity projects (including MFFs and sector loans)

4 15 9 23

Investment projects (including MFFs and sector loans)

1 4 5 13

Loans 21 81 23 58 Other types (guarantee projects) 0 0 3 8

Total 26 100 40 100 Safeguards Document

With EMS/ESMS at approvala 21 81 18 48 With ESSF at approval 5 19 6 13 With neither EMS/ESMS nor ESSF at approval (indicated as category C)

0 0 8 20

With neither EMS/ESMS nor ESSF due to other reasons (cancelled, no counterparty, awaiting documents, breach of contract, etc.)

0 0 8 20

Total 26 100 40 100 Modality MFFs/sector loans implemented by FIs 5 19 6 15

Projects implemented by FIs 21 81 34 85 Total 26 100 40 100

Infrastructure Orientation

Infrastructure oriented 9 35 20 50 Non-infrastructure oriented 17 65 20 50

Total 26 100 40 100 Total Amount ($ million)

With EMS/ESMS 889 861 Without EMS/ESMS 190 1,784 With ESSF 775 853 With Safeguards Documents 1,664 1,714

Total FIs 1,854 3,498 Total Amount, Public and Private ($ million)

Public Sector 989 1,624 FI 214 919 MFF/Sector Loan 775 705

Private Sector 866 1,874 FI 866 1,726 MFF/Sector Loan 0 148

Percentage to Total ADB Portfolio, Public and Private

Total ADB Project Portfolio 32,540 37,915 % FIs to Total ADB Project Portfolio 6 9

Total ADB Public 29,993 32,704 % Public FIs to Total ADB Public 3 5

Total ADB Private 2,546 5,210 % Private FIs to Total ADB Private 34 36


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EMS = environmental management system, ESMS = environmental and social management system, ESSF = environmental and social safeguards framework, FI = financial intermediary, MFF = multitranche financing facility, SPS = Safeguard Policy Statement. a Loans 2516 and 7298 were counted as only one project in the detailed safeguard requirements assessment. Source: This study, and Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database and ADB Project Data Sheets.

Summary of ADB Projects Approved, 2007–2013

A. By Safeguards Area

Table 4: Summary of Safeguards Classification of Projects, 2007–2013

Classification/ Category

2007 2008 2009 2010 2011 2012 2013 No. % No. % No. % No. % No. % No. % No. %

ENV A 17 20 16 18 15 16 18 16 18 17 15 13 16 15 B 29 34 37 42 40 43 56 49 66 61 61 54 61 58 C 21 24 26 29 26 28 26 23 11 10 26 23 17 16 FI 19 22 10 11 13 14 15 13 13 12 12 11 12 11

Total 86 100 89 100 94 100 115 100 108 100 114 100 106 100 IR

A 19 22 21 24 21 22 17 15 25 23 25 22 21 20 B 16 19 24 27 24 26 32 28 37 34 33 29 37 35 B/C 1 1 0 0 C 50 58 44 49 49 52 53 46 33 31 44 39 36 34 FI 13 11 13 12 12 11 12 11

Total 86 100 89 100 94 100 115 100 108 100 114 100 106 100 IP

A 6 7 9 10 8 9 2 2 6 6 1 1 5 5 B 19 22 18 20 24 26 17 15 13 12 11 10 15 14 C 61 71 62 70 62 66 83 72 76 70 90 79 74 70 FI 13 11 13 12 12 11 12 11

Total 86 100 89 100 94 100 115 100 108 100 114 100 106 100 ENV = environment, FI = financial intermediary, IR = involuntary resettlement, IP = Indigenous Peoples. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database.

Table 5: Re-categorization of Safeguards Classification of Projects, 2007–2013

Re-categorization ENV IR IP Total Upgrade C to B 2 7 - 9 Upgrade B to A 1 1 - 2

Re-categorized C to FI - 1 1 2

Downgrade A to B 3 2 - 5 Downgrade B to C 2 1 1 4 Downgrade A to C - 3 - 3 ENV = environment, FI = financial intermediary, IR = involuntary resettlement, IP = Indigenous Peoples. Source: This study from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database.


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FI = financial intermediary, SPS = Safeguard Policy Statement. Source: This study based on data from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES).

31.6 25.6 19.1 24.7 24.5 27.2 22.2 23.3 25.5

28.1 36.6

24.5 28.9

48.0 42.5 59.8 46.0 43.4

26.9 34.0

46.6 37.2

18.1 19.1 8.4 24.9 20.5

13.4 3.7 9.7 9.2 9.4 11.3 9.7 5.7 10.6

0%

20%

40%

60%

80%

100%

2007 2008 2009 Pre-SPS Post-SPS 2010 2011 2012 2013

A B C FI

39.6 33.9 17.8

28.8 28.4 27.2 31.1 31.7 23.7

14.9 22.7

24.6 21.2 30.3 25.0

36.5 26.1

33.1

45.5 43.4 57.6 50.0 32.1 37.1

22.7 36.4 32.6

- - - -9.2 10.7 9.7 5.7 10.6

0%

20%

40%

60%

80%

100%

2007 2008 2009 Pre-SPS Post-SPS 2010 2011 2012 2013

A B C FI

23.8 10.2 12.4 15.2

4.6 2.7 6.7 0.8 8.0

22.8 29.8

15.7 21.7

10.3 12.4 8.6 9.8

10.4

53.4 60.0 72.0

63.1

75.9 74.2 75.0 83.6 71.0

- - - -9.2 10.7 9.7 5.7 10.6

0%

20%

40%

60%

80%

100%

2007 2008 2009 Pre-SPS Post-SPS 2010 2011 2012 2013

A B C FI

Figure 1: Safeguards Classification by Lending Volume Pre- and Post-SPS Adoption

a) Environment

b) Involuntary Resettlement

c) Indigenous Peoples


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B. By Sector

Table 6: Environmental Safeguards Classification of Projects by Sector, 2007–2013. Sector and Category

2007 2008 2009 2010 2011 2012 2013 No. % No. % No. % No. % No. % No. % No. %

ANR 5 6% 8 9% 6 6% 12 10% 12 11% 13 11% 11 10% A 0% 2 25% 1 17% 2 17% 3 25% 3 23% 3 27% B 5 100% 5 63% 5 83% 10 83% 9 75% 10 77% 7 64% C 0% 1 13% 0% 0% 0% 0% 0% FI 0% 0% 0% 0% 0% 0% 1 9%

Education 3 3% 2 2% 2 2% 1 1% 4 4% 6 5% 6 6% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 2 50% 1 17% 6 100% C 3 100% 2 100% 2 100% 1 100% 2 50% 5 83% 0% FI 0% 0% 0% 0% 0% 0% 0%

Energy 10 12% 18 20% 19 20% 24 21% 26 24% 22 19% 27 25% A 2 20% 4 22% 4 21% 6 25% 6 23% 3 14% 6 22% B 8 80% 10 56% 10 53% 16 67% 13 50% 17 77% 17 63% C 0% 0% 0% 1 4% 1 4% 1 5% 2 7% FI 0% 4 22% 5 26% 1 4% 6 23% 1 5% 2 7%

Finance 21 24% 5 6% 5 5% 17 15% 5 5% 12 11% 11 10% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 29% 2 40% 2 40% 6 35% 1 20% 3 25% 5 45% FI 15 71% 3 60% 3 60% 11 65% 4 80% 9 75% 6 55%

HSP 1 1% 3 3% 2 2% 2 2% 1 1% 4 4% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 2 67% 0% 0% 1 100% 3 75% 1 33% C 1 100% 1 33% 1 50% 2 100% 0% 1 25% 2 67% FI 0% 0% 1 50% 0% 0% 0% 0%

Industry and Trade 2 2% 3 3% 2 2% 0% 0% 5 4% 4 4%

A 1 50% 0% 0% 0% 0% B 0% 1 33% 2 100% 0% 0% C 0% 2 67% 0% 3 60% 2 50% FI 1 50% 0% 0% 2 40% 2 50%

Multisector 11 13% 15 17% 11 12% 11 10% 13 12% A 2 18% 5 33% 3 27% 0% 3 23% B 6 55% 5 33% 3 27% 4 36% 5 38% C 2 18% 3 20% 3 27% 4 36% 2 15% FI 1 9% 2 13% 2 18% 3 27% 3 23%

PSM 6 7% 10 11% 14 15% 9 8% 4 4% 11 10% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 100% 10 100% 14 100% 9 100% 4 100% 11 100% 3 100% FI 0% 0% 0% 0% 0% 0% 0%

Transport and ICT 21 24% 19 21% 23 24% 27 23% 28 26% 25 22% 23 22%

A 10 48% 5 26% 6 26% 7 26% 6 21% 7 28% 7 30% B 8 38% 10 53% 11 48% 18 67% 21 75% 16 64% 12 52% C 2 10% 3 16% 4 17% 2 7% 1 4% 2 8% 3 13% FI 1 5% 1 5% 2 9% 0% 0% 0% 1 4%

WOMIS 6 7% 6 7% 10 11% 12 10% 15 14% 15 13% 18 17% A 2 33% 0% 1 10% 3 25% 0% 2 13% 0% B 2 33% 4 67% 9 90% 8 67% 15 100% 13 87% 18 100% C 1 17% 2 33% 0% 1 8% 0% 0% 0% FI 1 17% 0% 0% 0% 0% 0% 0%


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Sector and Category

2007 2008 2009 2010 2011 2012 2013 No. % No. % No. % No. % No. % No. % No. %

Not classified 0% 0% 1 1% A 0% B 1 100% C 0% FI 0%

Total 86 100% 89 100% 94 100% 115 100% 108 100% 114 100% 106 100% ANR = agriculture and natural resources, HSP =health and social protection, ICT = information and communications technology, PSM = public sector management, WOMIS = water supply and other municipal infrastructure and services. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database.

Table 7: Involuntary Resettlement Safeguards Classification of Projects by Sector, 2007–2013 Sector and Category

2007 2008 2009 2010 2011 2012 2013 No. % No. % No. % No. % No. % No. % No. %

ANR 5 6% 8 9% 6 6% 12 10% 12 11% 13 11% 11 10% A 0% 2 25% 2 33% 2 17% 5 42% 6 46% 2 18% B 1 20% 4 50% 2 33% 5 42% 3 25% 4 31% 4 36% C 4 80% 2 25% 2 33% 5 42% 4 33% 3 23% 4 36% FI 0% 0% 0% 1 9%

Education 3 3% 2 2% 2 2% 1 1% 4 4% 6 5% 6 6% A 0% 0% 0% 0% 1 25% 0% 0% B 1 33% 0% 0% 0% 1 25% 1 17% 2 33% C 2 67% 2 100% 2 100% 1 100% 2 50% 5 83% 4 67% FI 0% 0% 0% 0%

Energy 10 12% 18 20% 19 20% 24 21% 26 24% 22 19% 27 25% A 4 40% 2 11% 3 16% 3 13% 4 15% 2 9% 5 19% B 4 40% 9 50% 9 47% 9 38% 13 50% 9 41% 13 48% C 2 20% 7 39% 7 37% 11 46% 3 12% 10 45% 7 26% FI 1 4% 6 23% 1 5% 2 7%

Finance 21 24% 5 6% 5 5% 17 15% 5 5% 12 11% 11 10% A 0% 0% 1 20% 0% 0% 0% 0% B 0% 0% 1 20% 0% 0% 0% 0% B/C 1 5% 0% 0% C 20 95% 5 100% 3 60% 8 47% 1 20% 3 25% 5 45% FI 9 53% 4 80% 9 75% 6 55%

HSP 1 1% 3 3% 2 2% 2 2% 1 1% 4 4% 3 3% A 0% 1 33% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 1 100% 2 67% 2 100% 2 100% 1 100% 4 100% 3 100% FI 0% 0% 0% 0%


A 0% 1 33% 1 50% 0% 0% B 0% 0% 0% 0% 1 25% C 2 100% 2 67% 1 50% 3 60% 1 25% FI 2 40% 2 50%

Multisector 11 13% 15 17% 11 12% 11 10% 13 12% 0% A 2 18% 7 47% 4 36% 0% 5 38% B 5 45% 4 27% 3 27% 2 18% 1 8% C 4 36% 4 27% 4 36% 6 55% 4 31% FI 3 27% 3 23%

PSM 6 7% 10 11% 14 15% 9 8% 4 4% 11 10% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 100% 10 100% 14 100% 9 100% 4 100% 11 100% 3 100% FI 0% 0% 0% 0%


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Sector and Category

2007 2008 2009 2010 2011 2012 2013 No. % No. % No. % No. % No. % No. % No. %


A 11 52% 6 32% 9 39% 9 33% 9 32% 12 48% 9 39% B 2 10% 4 21% 2 9% 9 33% 7 25% 9 36% 7 30% C 8 38% 9 47% 12 52% 9 33% 12 43% 4 16% 6 26% FI 0% 0% 0% 1 4%

WOMIS 6 7% 6 7% 10 11% 12 10% 15 14% 15 13% 18 17% A 2 33% 2 33% 1 10% 3 25% 1 7% 5 33% 5 28% B 3 50% 3 50% 7 70% 7 58% 12 80% 10 67% 10 56% C 1 17% 1 17% 2 20% 2 17% 2 13% 0% 3 17% FI 0% 0% 0% 0% 0% 0% 0%

Not classified 0% 0% 1 1% A 0% B 0% C 1 100% FI 0%


Table 8: Indigenous Peoples Safeguards Classification of Projects by Sector, 2007–2013 Sector and Category

2007 2008 2009 2010 2011 2012 2013 No. % No. % No. % No. % No. % No. % No. %

ANR 5 6% 8 9% 6 6% 12 10% 12 11% 13 11% 11 10% A 0% 1 13% 1 17% 0% 4 33% 1 8% 0% B 2 40% 4 50% 3 50% 5 42% 3 25% 4 31% 4 36% C 3 60% 3 38% 2 33% 7 58% 5 42% 8 62% 6 55% FI 0% 0% 0% 0% 0% 0% 1 9%

Education 3 3% 2 2% 2 2% 1 1% 4 4% 6 5% 6 6% A 0% 0% 0% 0% 0% 0% 1 17% B 3 100% 1 50% 2 100% 1 100% 2 50% 3 50% 3 50% C 0% 1 50% 0% 0% 2 50% 3 50% 2 33% FI 0% 0% 0% 0% 0% 0% 0%

Energy 10 12% 18 20% 19 20% 24 21% 26 24% 22 19% 27 25% A 0% 3 17% 2 11% 0% 1 4% 0% 2 7% B 4 40% 4 22% 8 42% 1 4% 0% 1 5% 2 7% C 6 60% 11 61% 9 47% 22 92% 19 73% 20 91% 21 78% FI 0% 0% 0% 1 4% 6 23% 1 5% 2 7%

Finance 21 24% 5 6% 5 5% 17 15% 5 5% 12 11% 11 10% A 0% 0% 1 20% 0% 0% 0% 0% B 0% 0% 1 20% 0% 0% 0% 0% C 21 100% 5 100% 3 60% 8 47% 1 20% 3 25% 5 45% FI 0% 0% 0% 9 53% 4 80% 9 75% 6 55%

HSP 1 1% 3 3% 2 2% 2 2% 1 1% 4 4% 3 3% A 0% 1 33% 1 50% 0% 0% 0% 0% B 0% 0% 0% 1 50% 0% 1 25% 1 33% C 1 100% 2 67% 1 50% 1 50% 1 100% 3 75% 2 67% FI 0% 0% 0% 0% 0% 0% 0%


A 0% 1 33% 0% 0% 0% B 0% 0% 2 100% 0% 0% C 2 100% 2 67% 0% 3 60% 2 50% FI 0% 0% 0% 2 40% 2 50%


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Sector and Category

2007 2008 2009 2010 2011 2012 2013 No. % No. % No. % No. % No. % No. % No. %

Multisector 11 13% 15 17% 11 12% 11 10% 13 12% 0% 0% A 1 9% 2 13% 1 9% 0% 0% B 5 45% 3 20% 3 27% 2 18% 2 15% C 5 45% 10 67% 7 64% 6 55% 8 62% FI 0% 0% 0% 3 27% 3 23%

PSM 6 7% 10 11% 14 15% 9 8% 4 4% 11 10% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 100% 10 100% 14 100% 9 100% 4 100% 11 100% 3 100% FI 0% 0% 0% 0% 0% 0% 0%


A 5 24% 1 5% 1 4% 1 4% 1 4% 0% 2 9% B 4 19% 6 32% 3 13% 4 15% 4 14% 1 4% 2 9% C 12 57% 12 63% 19 83% 22 81% 23 82% 24 96% 18 78% FI 0% 0% 0% 0% 0% 0% 1 4%

WOMIS 6 7% 6 7% 10 11% 12 10% 15 14% 15 13% 18 17% A 0% 0% 1 10% 1 8% 0% 0% 0% B 1 17% 0% 2 20% 3 25% 2 13% 1 7% 3 17% C 5 83% 6 100% 7 70% 8 67% 13 87% 14 93% 15 83% FI 0% 0% 0% 0% 0% 0% 0%

Not classified 0% 0% 1 1% A 0% B 0% C 1 100% FI 0%



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FI = financial intermediary, SPS = Safeguard Policy Statement. Source: This study based on data from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES).

15% 19%

69%43%

9% 9% 14% 10% 11% 8% 7%

49%59%

20%

41%

73%73%

18%

44% 55%74%

35% 43%

32% 12%6% 11% 18%

23%

14%

3%

22%9%

52% 48%

4% 10% 6% 5% 4%

59%40%

13% 7% 5% 2%

0%

20%

40%

60%

80%

100%

2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13

Central and West East Asia Pacific Private Sector South Asia Southeast Asia

A B C FI

17% 14%

63%45%

9% 2% 6%25% 25% 19% 20%

17%42%

11%

16%

55%50%

30% 18%

32%43%

19% 25%

66%33%

26%34% 36%

46%68%

37%

43% 26%62% 53%

0% 10% 0% 5% 4% 0%

38%

0% 6% 0% 2%

0%

20%

40%

60%

80%

100%

2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13


A B C FI

2%17% 9% 2% 3% 7% 3%

16%4%

11%

20%18% 36%

8% 11%

42%

15%

17%27%

87%90%

63%68%

64%

88% 86%

59%

51%

76%67% 67%

10% 5% 4%

38%

6% 2%

0%

20%

40%

60%

80%

100%

2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13


A B C FI

C. By Operational Department

Figure 2: Safeguards Classification by Operations Department Pre- and Post-SPS Adoption

a) Environment




13

Table 9: Number of Projects by Safeguards Risk Category in 2007–2009 and 2010–2013, by Department

Safeguards Category

CWRD EARD PARD PSOD SARD SERD 2007–2009

2010– 2013

2007–2009

2010– 2013

2007–2009

2010–2013

2007–2009

2010– 2013

2007–2009

2010– 2013

2007–2009

2010– 2013

No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. %

Environment

A 7 15 13 19 24 69 24 43 1 9 - - 4 9 11 14 7 10 12 11 5 8 7 7

B 23 49 41 59 7 20 23 41 8 73 19 73 8 18 34 44 38 55 84 74 22 35 43 43

C 15 32 8 12 2 6 6 11 2 18 6 23 6 14 2 3 15 22 10 9 33 52 48 48

FI 2 4 7 10 2 6 3 5 - - 1 4 26 59 31 40 9 13 8 7 3 5 2 2 Involuntary Resettlement

A 8 17 10 14 22 63 25 45 1 9 - - 1 2 5 6 17 25 28 25 12 19 20 20

B 8 17 29 42 4 11 9 16 6 55 13 50 13 30 14 18 22 32 49 43 12 19 25 25

C 31 66 23 33 9 26 19 34 4 36 12 46 30 68 29 37 30 43 30 26 39 62 53 53

FI - 7 10 - - 3 5 - - 1 4 - 30 38 - - 7 6 - - 2 2 Indigenous Peoples

A 1 2 - - 6 17 5 9 - - - - 1 2 2 3 5 7 3 3 10 16 4 4

B 5 11 - - 7 20 10 18 4 36 2 8 5 11 - - 29 42 17 15 11 17 27 27

C 41 87 62 90 22 63 38 68 7 64 23 88 38 86 46 59 35 51 87 76 42 67 67 67

FI - - 7 10 - - 3 5 - - 1 4 - 30 38 - - 7 6 - - 2 2

Total: 47 100 69 100 35 100 56 100 11 100 26 100 44 100 78 100 69 100 114 100 63 100 100 100 CWRD = Central and West Asia Department, EARD = East Asia Department, FI = financial intermediary, PARD = Pacific Department, PSOD = Private Sector Operations Department, SARD = South Asia Department, SERD = Southeast Asia Department. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES).


14

FI = financial intermediary, MFF = multitranche financing facility, NS = nonsovereign, SPS = Safeguard Policy Statement. Source: This study based on data from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES).

D. By Financing Modality

Figure 3: Safeguards Classification by Financing Modality Pre- and Post-SPS Adoption

a) Environment



41% 31% 33%19%

2% 7%2% 0%

13%0%

15% 4%

18% 36% 39%44%

32% 18% 2%

60% 92%

22%27%

40% 30% 28%27%

66%

38%96% 98%

27%8%

63%

38%

3% 10%37%

2%31%

0%

20%

40%

60%

80%

100%

2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13

Project MFF NS -- Private Program Sector Other

A B C FI

11% 5% 9% 0% 5% 2%20% 11% 4%

29%19%

41%

8% 11%3% 2% 2%

27%42% 19%

8%

60%73%

50%

81%84%

60%

96% 95%

53% 58% 70%

58%

3% 10%37%

2%31%

0%

20%

40%

60%

80%

100%

2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13


A B C FI

32% 20% 28%15% 7% 15% 13% 8% 4% 4%

52% 65% 59%69%

23%

44%

4%

80% 92%

26%38%

14% 12% 2% 5%

11%

3%96% 98%

7%

37% 23%

2% 3% 11% 10%

59%38%

2%33% 35%

0%

20%

40%

60%

80%

100%

2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13 2007–09 2010–13


A B C FI


15

Table 10: Number of Projects by Safeguards Risk Category in 2007–2009 and 2010–2013, by Financing Modality

Safeguards Category

Project MFF NS Private Program Sector Other 2007–2009

2010–2013

2007–2009

2010–2013

2007–2009

2010–2013

2007–2009

2010–2013

2007–2009

2010–2013

2007–2009

2010–2013

No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. %

Environment

A 29 32 45 20 13 28 9 15 3 7 11 15 - - 2 13 1 8 1 4 1 4

B 48 52 150 65 27 59 41 69 10 23 32 44 2 4 - 12 80 11 92 7 26 10 38

C 13 14 27 12 1 2 3 5 5 11 2 3 43 96 42 98 1 7 - 10 37 6 23

FI 2 2 8 3 5 11 6 10 26 59 28 38 - 1 2 - - 9 33 9 35 Involuntary Resettlement

A 38 41 71 31 15 33 11 19 1 2 5 7 1 2 - 2 13 - 4 15 1 4

B 17 18 82 36 18 39 26 44 14 32 13 18 1 2 - 9 60 11 92 6 22 7 27

C 37 40 69 30 13 28 16 27 29 66 28 38 43 96 42 98 4 27 1 8 17 63 10 38

FI - 8 3 - 6 10 - 27 37 - 1 2 - - - 8 31 Indigenous Peoples

A 10 11 11 5 4 9 - 2 5 2 3 1 2 - 3 20 - 3 11 1 4

B 27 29 43 19 19 41 5 8 5 11 - 1 2 1 2 4 27 5 42 5 19 2 8

C 55 60 168 73 23 50 48 81 37 84 44 60 43 96 41 95 8 53 7 58 19 70 15 58

FI - 8 3 - 6 10 - 27 37 - 1 2 - - - 8 31

Total: 92 100 230 100 46 100 59 100 44 100 73 100 45 100 43 100 15 100 12 100 27 100 26 100 FI = financial intermediary, MFF = multitranche financing facility, NS = nonsovereign. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES).


16

Table 11: ADB Projects Approved in 2010–2013 with Safeguards Classification Approval Year Dept DMC

Project No.

Approval No. Project Name Loan Type Sector Amount ENV IR IP

2010 EARD PRC 42117 2616 Tianjin Integrated Gasification Combined Cycle Power Plant Project Project Energy 135.0 A C C 2010 SARD IND 43158 2617 Micro, Small, and Medium Enterprise Development Project - Project Credit Line/NS-

Public (DFI) Finance 50.0 FI C C

2010 SARD SRI 36601 2618 North East Community Restoration and Development Project II - Supplementary Project T and ICT 200.0 A A B 2010 SERD INO 40061 2619 Java-Bali Electricity Distribution Performance Improvement Project Project Energy 50.0 C C C 2010 EARD MON 35377 2621 Regional Road Development Project - Supplementary Project T and ICT 8.0 B C C 2010 SARD SRI 38356 2624 Fiscal Management Efficiency Project (formerly Fiscal Management Reform

Program II) Project PSM 50.0 C C C

2010 PARD SAM 43191 2625 Economic Recovery Support Program (Subprogram 1) Program Multisector 16.0 C C C 2010 SARD SRI 44065 2626 Conflict-Affected Region Emergency Project Project ANR 66.1 B C C 2010 EARD PRC 42017 2631 Second Heilongjiang Road Network Development Project MFF-Subproject WOMIS 140.0 B B C 2010 EARD PRC 40682 2632 Integrated Renewable Biomass Energy Development Sector Project (formerly Rural

Energy and Ecosystem Project Finance 50.0 FI FI FI

2010 CWRD UZB 42489 2633 MFF - Water Supply and Sanitation Services Investment Program - Tranche 2 MFF-Subproject T and ICT 173.0 A B C 2010 CWRD UZB 42007 2634 Second Small and Microfinance Development Project Project ANR 100.0 B A C 2010 CWRD UZB 42107 2635 MFF - Central Asia Regional Economic Cooperation Corridor 2 Road Investment

Program - Project 1 MFF-Subproject WOMIS 123.0 B B B

2010 SERD VIE 42080 2636 Strengthening Water Management and Irrigation Systems Rehabilitation Project Program Finance 60.4 C C C 2010 SARD IND 38254 2638 MFF - North Karnataka Urban Sector Investment Program - Tranche 2 Program HSP 150.0 C C C 2010 SARD NEP 36169 2641 Rural Finance Sector Development Cluster Program (Subprogram 2) Program Finance 120.0 C C C 2010 CWRD PAK 41641 2644 Punjab Millennium Development Goals Program - Subprogram 2 Sovereign

Guarantee Energy 232.3 A C C

2010 CWRD PAK 41545 2645 Sindh Growth and Rural Revitalization Program - Subprogram 2 Project WOMIS 100.0 A A C 2010 CWRD AZE 43406 2646 Janub Gas-Fired Power Plant Project Project WOMIS 100.0 A A A 2010 EARD PRC 42011 2647 Wuhan Urban Environmental Improvement Project Project ANR 40.0 B C B 2010 EARD PRC 42012 2648 Chongqing Urban-Rural Infrastructure Development Demonstration Project Project WOMIS 60.0 B B B 2010 SARD BAN 40534 2649 Second Crop Diversification Project SAL Multisector 150.0 B B C 2010 SARD NEP 36188 2650 Secondary Towns Integrated Urban Environmental Improvement Project Project WOMIS 35.0 B B C 2010 SARD IND 37066 2651 MFF - Rural Roads Sector II Investment Program - Tranche 5 MFF-Subproject T and ICT 85.0 B C C 2010 SERD INO 39071 2654 Metropolitan Sanitation Management and Health Project Project T and ICT 10.0 B B C 2010 CWRD GEO 42414 2655 MFF - Sustainable Urban Transport Investment Program - Tranche 1 Project WOMIS 150.0 A A B 2010 SARD NEP 44058 2656 Kathmandu Sustainable Urban Transport Project Project Energy 150.0 B B C 2010 EARD PRC 42010 2657 Guangxi Southwestern Cities Development Project Program PSM 9.5 C C C 2010 EARD PRC 40634 2658 Inner Mongolia Autonomous Region Environment Improvement Project (Phase II) MFF-Subproject Multisector 78.0 FI FI FI 2010 PARD RMI 43321 2659 Public Sector Program - Subprogram 1 Project Energy 100.0 B A C 2010 SARD IND 41598 2660 MFF - National Capital Region Urban Infrastructure Financing Facility -Tranche 1 Project Multisector 400.0 C C B 2010 SARD BAN 44192 2661 Bangladesh-India Electrical Grid Interconnection Project Project T and ICT 300.0 B A C 2010 SERD PHI 43407 2662 Social Protection Support Project Program Multisector 100.0 C C C 2010 SARD IND 41629 2663 Bihar State Highways II Project (formerly Bihar State Roads II) Program Finance 300.0 C C C 2010 CWRD GEO 43496 2664 Social Services Delivery Program Project PSM 25.0 C C C 2010 SERD THA 41325 2665 Capital Market Development Program Project ANR 29.8 B B C 2010 SERD BAN 39452 2666 Strengthening Governance Management Project SAL Multisector 48.5 B C C 2010 CWRD KGZ 39676 2667 CAREC Regional Road Corridor Improvement Project (Supplementary) MFF-Subproject ANR 67.6 B C C


17

Approval Year Dept DMC

Project No.


2010 CWRD KGZ 44236 2668 Emergency Assistance for Recovery and Reconstruction Project T and ICT 35.0 B B B 2010 SARD IND 37091 2669 MFF - Agribusiness Infrastructure Development Investment Program - Tranche 1 Project Energy 16.7 B B C 2010 SERD CAM 42334 2670 Rural Roads Improvement Project Program PSM 10.0 C C C 2010 CWRD KGZ 43456 2671 Power Sector Improvement Project (formerly Transmission and Distribution

Metering Project) (formerly Transmission and Distribution Metering Project) Program PSM 10.0 C C C

2010 SERD CAM 41373 2674 Public Financial Management for Rural Development Program - Subprogram 2 (Subprogram 2)

MFF-Subproject WOMIS 43.4 B C C

2010 SERD CAM 38421 2675 Promoting Economic Diversification Program (Subprogram 2) MFF-Subproject Energy 89.7 B B C 2010 SARD IND 40648 2676 Infrastructure Development Investment Program for Tourism - Tranche 1 MFF-Subproject ANR 51.6 A C C 2010 SARD IND 41614 2677 MFF - Assam Power Sector Enhancement Investment Program - Tranche 2 Program PSM 40.0 C C C 2010 SARD IND 40156 2679 MFF - Sustainable Coastal Protection and Management Investment Program -

Tranche 1 Project Energy 132.2 B B C

2010 SERD VIE 41360 2680 Second Small and Medium-Sized Enterprises Development Program - Subprogram I MFF-Subproject ANR 56.9 A A B 2010 SARD IND 41626 2681 Bihar Power System Improvement Project Project T and ICT 24.5 B B B 2010 SARD IND 38412 2684 MFF - Assam Integrated Flood and Riverbank Erosion Risk Management

Investment Program - Tranche 1 Project Finance 13.0 FI FI FI

2010 SARD NEP 44143 2685 Subregional Transport Enhancement Project MFF-Subproject Energy 208.0 A A C 2010 PARD PNG 44304 2686 Microfinance Expansion Project TA Loan T and ICT 23.0 C C C 2010 SARD IND 41627 2687 MFF - Himachal Pradesh Clean Energy Development Investment Program-Tranche 3 MFF-Subproject Multisector 150.0 FI FI FI 2010 SARD BAN 44142 2688 Subregional Transport Project Preparatory Facility Project ANR 40.0 B C C 2010 CWRD KAZ 44060 2689 MFF - Small and Medium Enterprise Investment Program - Tranche 1 Sector Multisector 120.0 B B C 2010 EARD PRC 42022 2694 Jiangxi Sustainable Forest Ecosystem Development Project ANR 60.0 B B B 2010 SARD BAN 39298 2695 City Region Development Project T and ICT 250.0 A A A 2010 SARD BAN 40515 2696 Sustainable Rural Infrastructure Improvement Project Project HSP 27.0 C C B 2010 CWRD KAZ 41121 2697 MFF: CAREC Transport Corridor 1 (Zhambyl Oblast Section) [Western Europe-

Western People's Republic of China International Transit Corridor] Investment Program - Tranche 3

Project T and ICT 75.0 B B B

2010 SERD VIE 41508 2699 Second Greater Mekong Subregion Regional Communicable Diseases Control Project

Project T and ICT 315.0 B A C

2010 EARD PRC 40683 2700 Risk Mitigation and Strengthening of Endangered Reservoir in Shandong Province Program Finance 10.0 C C C 2010 SERD VIE 41444 2703 Second Northern GMS Transport Network Improvement Program Finance 60.0 C C C 2010 SARD IND 42513 2705 Karnataka State Highway Improvement Project Program PSM 200.0 C C C 2010 SERD CAM 34389 2706 Financial Sector Development Program (Cluster 2, Subprogram 4) Program Finance 200.0 C C C 2010 SERD VIE 37577 2707 Financial Sector Program III - Subprogram II MFF-Subproject T and ICT 150.0 A A C 2010 SERD INO 40009 2708 Infrastructure Reform Sector Development Program (Subprogram 3) MFF-Subproject Multisector 250.0 FI FI FI 2010 EARD PRC 40626 2709 Yunnan Integrated Road Network Development Project Project T and ICT 12.0 B B C 2010 SERD PHI 38276 2715 Financial Market Regulation and Intermediation Program, Subprogram II Project T and ICT 45.0 B C C 2010 CWRD GEO 41122 2716 Road Corridor Investment Program - Project 2 Project ANR 30.0 B B B 2010 SARD IND 41036 2717 Second India Infrastructure Tranche Financing Facility - Tranche 2 Program PSM 200.0 C C C 2010 PARD KIR 44281 2718 Road Rehabilitation Project MFF-Subproject T and ICT 100.0 C C C 2010 EARD MON 41192 2719 Regional Logistics MFF-Subproject WOMIS 63.0 B B C 2010 SERD REG 40253 2721 GMS-VIE Biodiversity Conservation Corridor MFF-Subproject Energy 200.0 B C C 2010 SERD INO 43211 2723 Sixth Development Policy Support Program MFF-Subproject Energy 242.0 B B C 2010 EARD PRC 43332 2724 Railway Energy Efficiency and Safety Enhancement Investment Program-Tranche 2 MFF-Subproject T and ICT 283.0 B B C


18


Project No.


2010 SARD IND 40031 2725 MFF - Rajasthan Urban Sector Development Investment Program (Tranche 3) MFF-Subproject T and ICT 170.0 A A C 2010 CWRD PAK 34339 2726 MFF - Renewable Energy Development Sector Investment Program PFR2 MFF-Subproject T and ICT 350.0 A A C 2010 CWRD PAK 38456 2727 MFF Power Distribution Enhancement (Tranche 2) MFF-Subproject T and ICT 40.0 B B C 2010 CWRD KAZ 43439 2728 MFF - CAREC Corridor 2 (Mangystau Oblast Sections) Investment Program -

Tranche 1 MFF-Subproject Energy 69.0 B B C

2010 CWRD ARM 42145 2729 North-South Road Corridor Investment Program - Project 2 Project Multisector 12.8 B C C 2010 SERD VIE 41414 2730 GMS Ben Luc-Long Thanh Expressway Project (MFF $650 m) - PFR 1 MFF-Subproject T and ICT 115.0 B C C 2010 SERD VIE 39500 2731 Ho Chi Minh City Urban Mass Rapid Transit Line 2 Investment Program - PFR 1 MFF-Subproject T and ICT 222.2 B C C 2010 SARD IND 32298 2732 MFF- Madhya Pradesh Power Sector Investment Program (Tranche 6) Project T and ICT 23.0 B C C 2010 PSOD GEO 42920 7305 Bank Republic Joint Stock Company NS-Private Finance 20.0 FI C C 2010 PSOD AFG 40921 7307 Sungas Liquefied Petroleum Gas Project NS-Private Energy 8.0 B C C 2010 PSOD ARM 43922 7308 Zvartnots Airport Expansion Project (Phase 2) NS-Private T and ICT 40.0 B A C 2010 PSOD REG 44908 7309 Credit Guarantee and Investment Facility NS-Private Finance 130.0 FI FI FI 2010 PSOD REG 43938 7312 ASEAN China Investment Fund II NS-Private Finance 25.0 FI FI FI 2010 PSOD REG 44927 7318 Asia Water Fund NS-Private Finance 20.0 FI FI FI 2010 PSOD REG 43934 7323 Shorecap II Limited NS-Private Finance 10.0 FI FI FI 2010 PSOD GEO 43923 7324 Port of Poti NS-Private T and ICT 18.0 B C C 2010 PSOD REG 44934 7325 MFI Risk Participation Facility NS-Private Finance 250.0 FI FI FI 2010 PSOD PAK 43903 7326 Uch II - Power Private Limited NS-Private Energy 150.0 A C C 2010 SERD VIE 39538 2613/2614 SOE Reform and Corporate Governance Facilitation Program - Project 1 MFF-Subproject PSM 130.0 C C C 2010 SARD BAN 38164 2622/2623 Natural Gas Access Improvement Project (formerly Clean Fuel Development

Project) Project Energy 266.0 B A C

2010 CWRD UZB 43151 2629/2630 Talimarjan Power Project (formerly CASAREM-Talimarjan Energy Development Project) (formerly CASAREM-Talimarjan Energy Development Project)

Project Energy 350.0 A C C

2010 SARD SRI 42254 2639/2640 Northern Road Connectivity Project Project T and ICT 154.4 B B C 2010 SERD VIE 40354 2642/2643 Health Human Resources Sector Development Program SDP

Program/Project Multisector 60.0 C C B

2010 SERD VIE 41339 2652/2653 Skills Enhancement Project Project Education 70.0 C C B 2010 SERD CAM 38558 2672/2673 Water Resources Management Sector Development Program (Program) SDP

Program/Project ANR 30.0 B B C

2010 SERD VIE 41461 2682/2683 Sustainable Rural Infrastructure Development Project in Northern Mountain Provinces

Project ANR 108.0 B B B

2010 PARD PAL 44031 2691/2692 Water Sector Improvement Program Program WOMIS 16.0 C C C 2010 SARD BAN 35049 2701/2702 Padma Multipurpose Bridge Project Project T and ICT 615.0 A A C 2010 SARD SRI 37378 2710/2711 Jaffna and Kilinochchi Water Supply and Sanitation Project Project WOMIS 90.0 B B C 2010 PARD PNG 41504 2713/2714 Town Electrification Investment Program, Tranche 1 MFF-Subproject Energy 57.3 B B B 2010 PSOD PRC 42936 7310/2627 Songhua River Basin Water Pollution Control and Management Project Private

Sector Facility NS-Private WOMIS 146.6 B B C

2010 PSOD THA 43936 7311/2628 Solar Power Project NS-Private Energy 70.0 B C C 2010 PSOD AZE 43931 7313/2637 Garadagh Cement Expansion and Energy Efficiency Improvement Project NS-Private Energy 27.0 A C C 2010 PSOD THA 44931 7314/2678 Bangchak Solar Project NS-Private Energy 134.3 B C C 2010 PSOD GEO 44923 7315/2690 Bank of Georgia NS-Private Finance 50.0 FI FI FI 2010 PSOD PRC 44905 7316/2693 Municipal Natural Gas Infrastructure Development 2 NS-Private Energy 200.0 B B C 2010 PSOD PRC 44928 7317/2698 Jilin Wind Power Project NS-Private Energy 240.0 B B C


19


Project No.


2010 PSOD PAK 43937 7319/2704 Zorlu Enerji Power Project NS-Private Energy 36.8 B C C 2010 PSOD REG 44926 7320/7321 Clean Energy Funds - Renewable Energy Asia Fund NS-Private Energy 40.0 FI FI FI 2010 PSOD INO 44936 7322/2712 Housing Finance Program NS-Private Finance 300.0 FI FI FI 2011 CWRD KAZ 41121 2735 CAREC Transport Corridor I (Zhambyl Oblast Section) [Western Europe-Western

People's Republic of China International Transit Corridor] Investment Program - Tranche 4

Project T and ICT 4.7 B B C

2011 SARD IND 43063 2736 Madhya Pradesh State Roads Project III MFF-Subproject T and ICT 112.0 B B C 2011 CWRD TKM 43441 2737 North-South Railway Project T and ICT 95.0 A B C 2011 EARD PRC 42016 2738 Qinghai Rural Water Resources Management MFF-Subproject WOMIS 300.0 B B C 2011 PARD COO 40287 2739 Avatiu Port Development (Supplementary) MFF-Subproject T and ICT 150.0 B A C 2011 SERD INO 44906 2740 Indonesia Eximbank Project T and ICT 125.0 B C C 2011 SERD VIE 40080 2741 Ha Noi Metro Rail System (Line 3: Nhon-Ha Noi Station Section) Project ANR 60.0 B A A 2011 EARD PRC 40684 2744 Forestry and Ecological Restoration in Three Northwest Provinces NS-Public Finance 100.0 FI FI FI 2011 CWRD UZB 42107 2746 Central Asia Regional Economic Cooperation Corridor 2 Road Investment Program

- Tranche 2 Project T and ICT 293.0 A A C

2011 SERD VIE 29296 2747 Phuoc Hoa Water Resources (Supplementary) Project ANR 100.0 B C A 2011 SARD IND 43912 2748 Bangalore Metro Rail Transit System NS-Private T and ICT 40.0 B C C 2011 CWRD GEO 43405 2749 Urban Services Improvement Investment Program - Tranche 1 MFF-Subproject T and ICT 240.0 B B C 2011 CWRD ARM 42417 2752 Sustainable Urban Development Investment Program - Tranche 1 Project ANR 60.0 A A B 2011 SERD VIE 41456 2754 Water Sector Investment Program - Tranche 1 NS-Public T and ICT 250.0 B C C 2011 CWRD KGZ 42399 2755 CAREC Corridor 1 (Biskek-Torugart Road) - Project 3 MFF-Subproject WOMIS 80.0 B B C 2011 SARD BAN 42171 2756 Khulna Water Supply MFF-Subproject T and ICT 48.6 B A C 2011 EARD PRC 43024 2759 Xinjiang Altay Urban Infrastructure and Environment Improvement NS-Private WOMIS 100.0 B B C 2011 EARD PRC 43025 2760 Gansu Tianshui Urban Infrastructure Development MFF-Subproject WOMIS 138.0 B B C 2011 SARD BAN 42122 2761 Third Primary Education Development Project T and ICT 55.0 A C C 2011 SARD BAN 42248 2763 Second Chittagong Hill Tracts Rural Development Project WOMIS 75.0 B A C 2011 SARD IND 43467 2764 Madhya Pradesh Energy Efficiency Improvement Investment Program - Tranche 1 Project Multisector 100.0 A A B 2011 EARD PRC 43332 2765 Railway Energy Efficiency and Safety Enhancement Investment Program-Tranche 3 Project Multisector 100.0 A A C 2011 EARD MON 43007 2766 Higher Education Reform Project Education 320.0 B B B 2011 SARD SRI 38357 2767 Additional Financing National Highways Sector NS-Private Energy 170.0 A C C 2011 SERD INO 43255 2768 Urban Sanitation and Rural Infrastructure Support to the PNPM Mandiri Project ANR 55.0 B A A 2011 SARD BAN 37113 2769 Power System Efficiency Improvement MFF-Subproject Energy 200.0 B B C 2011 SARD IND 37143 2770 North Eastern State Roads Investment Program -Tranche 1 MFF-Subproject T and ICT 250.0 C C C 2011 EARD PRC 40524 2771 Shandong Energy Efficiency and Emission Reduction Project Education 20.0 C C C 2011 CWRD UZB 44483 2772 Second Central Asia Regional Economic Cooperation Corridor 2 Road Investment

Program - Tranche 1 Project T and ICT 85.0 B A C

2011 EARD PRC 39653 2773 Guangdong Energy Efficiency and Environment Improvement Investment Program - Tranche 3

Project Multisector 100.0 B C C

2011 CWRD UZB 44318 2775 Housing for Integrated Rural Development Investment Program - Tranche 1 Project Energy 300.0 A B C 2011 SARD NEP 34304 2776 Kathmandu Valley Water Supply Improvement MFF-Subproject T and ICT 74.8 B A B 2011 SERD LAO 40368 2777 Secondary Education Sector Development Program Project Energy 100.0 FI FI FI 2011 SARD IND 44431 2778 Gujarat Solar Power Transmission MFF-Subproject T and ICT 130.0 B C C 2011 CWRD UZB 41340 2779 Advanced Electricity Metering MFF-Subproject Energy 42.9 FI FI FI 2011 SERD LAO 33356 2780 Additional Financing Nam Ngum River Basin Development Sector Project NS-Private Energy 100.0 A B C


20


Project No.


2011 CWRD UZB 45067 2781 Central Asia Regional Economic Cooperation Corridor 6 (Marakand-Karshi) Railway Electrification Project

MFF-Subproject Multisector 200.0 FI FI FI

2011 SERD REG 45097 2782 ASEAN Infrastructure Fund Project WOMIS 80.0 B B C 2011 PARD PNG 41509 2785 Rural Primary Health Services Delivery Project (SF) Program Education 10.0 C C B 2011 SERD INO 42208 2786 Second Local Government Finance and Governance Reform Program -

Subprogram 2 Project Energy 100.0 B B C

2011 SERD VIE 41433 2789 Transport Connections in Northern Mountainous Provinces Project (SF) Project Energy 150.0 C C C 2011 SARD SRI 42459 2790 Local Government Enhancement Sector Project (SF) Sector ANR 5.0 B B B 2011 SERD LAO 44057 2791 Second Private Sector and SME Development Program - Subprogram 1 (SF) Project T and ICT 100.0 B C C 2011 SARD IND 36330 2793 Railway Sector Investment Program - Tranche 1 Equity Multisector 150.0 FI FI FI 2011 SARD IND 43464 2794 Himachal Pradesh Clean Energy Transmission Investment Program - Tranche 1 Project HSP 20.0 B C C 2011 PARD KIR 43072 2795 South Tarawa Sanitation Improvement Sector Project (SF) Program PSM 200.0 C C C 2011 SARD NEP 38426 2796 Decentralized Rural Infrastructure and Livelihood Project - Additional Financing (SF) Project T and ICT 80.0 B B A 2011 SARD IND 38272 2797 Uttarakhand Urban Sector Development Investment Program - Tranche 2 Sector WOMIS 59.0 B B B 2011 SARD IND 41614 2800 Assam Power Sector Enhancement Investment Program-Tranche 3 Program PSM 5.0 C C C 2011 PARD SAM 43191 2801 Economic Recovery Support Program (Subprogram 2) (SF) NS-Private Energy 97.0 A A C 2011 EARD PRC 43032 2802 Xi'an Urban Road Network Improvement Project MFF-Subproject T and ICT 150.0 B A C 2011 SERD INO 45064 2805 Low-Carbon and Resilient Development Program MFF-Subproject Energy 113.0 B B C 2011 SARD IND 42265 2806 Assam Urban Infrastructure Investment Project - Tranche 1 Project WOMIS 7.6 B B C 2011 CWRD GEO 43405 2807 Urban Services Improvement Investment Program - Tranche 2 Project ANR 18.0 B B B 2011 SARD NEP 41155 2808 Electricity Transmission Expansion and Supply Improvement Project MFF-Subproject WOMIS 100.0 B B C 2011 SERD LAO 31351 2809 Smallholder Development Project - Additional Financing (SF) NS-Private Energy 48.0 B B C 2011 SERD VIE 43400 2814 O Mon IV Combined Cycle Power Plant Project MFF-Subproject Energy 50.0 B B C 2011 SERD CAM 42305 2815 Third Financial Sector Program - Subprogram 1 (SF) Program Multisector 10.8 C C C 2011 SARD BHU 44240 2816 Urban Infrastructure Project Project T and ICT 150.0 A A C 2011 SERD INO 38479 2817 Regional Roads Development Project Policy-based

lending Multisector 100.0 C C C

2011 PARD VAN 42392 2820 Interisland Shipping Support Project (SF) MFF-Subproject Multisector 81.0 B B C 2011 EARD PRC 43023 2821 Guangxi Beibu Gulf Cities Development Project MFF-Subproject WOMIS 40.0 B C C 2011 SARD IND 41036 2822 Second India Infrastructure Project Financing Facility - Tranche 3 Project Energy 56.0 B B C 2011 SARD IND 39630 2823 National Power Grid Development Investment Program - Tranche 3 Project ANR 5.0 B C C 2011 CWRD KAZ 45150 2824 Central Asia Regional Economic Cooperation Corridor 1 (Taraz Bypass) Project Project Energy 309.9 A A C 2011 CWRD UZB 42489 2825 Water Supply and Sanitation Services Investment Program - Tranche 3 Program Finance 15.0 C C C 2011 SERD VIE 41462 2826 Comprehensive Socioeconomic Urban Development Project in Viet Tri, Hung Yen,

and Dong Dang Project Multisector 19.9 B C C

2011 SERD VIE 42191 2827 Support for the Implementation of the Poverty Reduction Program V - Subprogram 3 (SF)

Project T and ICT 180.0 B A B

2011 SERD VIE 40239 2828 Development of the Northern Chu and Southern Ma Rivers Irrigation System Project (SF)

Project T and ICT 10.8 B C C

2011 EARD PRC 43054 2829 Hai River Estuary Area Pollution Control and Ecosystem Rehabilitation Project Project Multisector 200.0 A A C 2011 SARD IND 43467 2830 Madhya Pradesh Energy Efficiency Improvement Investment Program - Tranche 2 MFF-Subproject Multisector 240.0 FI FI FI 2011 CWRD AZE 39176 2831 Road Network Development Program - Tranche 3 MFF-Subproject Energy 76.0 B B C 2011 PARD VAN 42391 2832 Port Vila Urban Development Project (SF) MFF-Subproject WOMIS 58.0 B B C 2011 SARD IND 40648 2833 Infrastructure Development Investment Program for Tourism - Tranche 2 Project Multisector 70.0 B A B


21


Project No.


2011 SARD IND 35290 2834 North Eastern Region Capital Cities Development Investment Program - Tranche 2 Program PSM 24.8 C C C 2011 EARD PRC 44012 2835 Hebei Energy Efficiency Improvement and Emission Reduction Project Project ANR 110.0 B A A 2011 SERD PHI 41076 2836 Road Improvement and Institutional Development Project Project ANR 100.0 A C C 2011 SARD IND 37091 2837 Agribusiness Infrastructure Development Investment Program -tranche 2 MFF-Subproject Energy 200.0 B B C 2011 EARD PRC 40685 2838 Jiangsu Yancheng Wetlands Protection Project MFF-Subproject T and ICT 200.0 A A C 2011 SERD CAM 43309 2839 Provincial Roads Improvement Project (SF) SDP-Project

Loan WOMIS 5.0 B B C

2011 SERD PHI 41380 2840 Governance in Justice Sector Reform Program - Subprogram 2 MFF-Subproject WOMIS 43.8 B C C 2011 CWRD PAK 37231 2841 Punjab Irrigated Agriculture Investment Program (Tranche 2) MFF-Subproject WOMIS 72.0 B B B 2011 CWRD AZE 42408 2842 Water Supply and Sanitation Investment Program - Tranche 2 Project Energy 100.0 FI FI FI 2011 SARD BAN 32234 2845 Railway Sector Investment Program - Tranche 2 Project T and ICT 62.0 B C C 2011 CWRD PAK 37192 2846 Power Transmission Enhancement Investment Program - Tranche 3 MFF-Subproject ANR 24.3 B C C 2011 EARD MON 41193 2847 Western Regional Road Corridor Investment Program - Tranche 1 Project ANR 36.9 A A C 2011 SERD VIE 42039 2848 Power Transmission Investment Program - Tranche 1 Project T and ICT 52.0 B B B 2011 PSOD IND 44941 7331 Solar Power Generation Policy-based

lending PSM 300.0 C C C

2011 PSOD REG 44916 7336 Sino-Green Climate Investment Fund MFF-Subproject ANR 270.0 B B C 2011 PSOD REG 45911 7347 Aureos Southeast Asia Fund II (ASEAF II) NS-Private Energy 30.0 FI FI FI 2011 PSOD PAK 45905 7348 Foundation Wind Energy I and II Project T and ICT 300.0 B C C 2011 SARD SRI 39415 2733/2734 Sustainable Power Sector Support MFF-Subproject Energy 243.2 B B C 2011 CWRD PAK 44372 2742/2743 Flood Emergency Reconstruction MFF-Subproject T and ICT 45.0 A C C 2011 SERD VIE 42079 2750/2751 University of Science and Technology of Hanoi Development (New Model

University) MFF-Subproject Energy 120.5 B A C

2011 SARD SRI 31501 2757/2758 Secondary Towns and Rural Community-Based Water Supply and Sanitation (Supplementary)

Guarantee Energy 150.0 FI FI FI

2011 PARD PNG 43200 2783/2784 Bridge Replacement for Improved Rural Access Sector Project Equity Finance 25.0 FI FI FI 2011 SARD IND 44426 2787/2788 National Grid Improvement Project Equity Finance 15.0 FI FI FI 2011 PARD PNG 40037 2803/2804 Lae Port Development Project - Additional Financing Guarantee Energy 33.4 B C C 2011 PSOD PNG/

REG 44937 7328/2745 Bemobile Expansion Project Energy 120.0 B B C

2011 PSOD PRC 45900 7330/2753 Municipal Water Distribution Infrastructure Development SAL Multisector 650.0 B A C 2011 PSOD REG 44945 7332/7334 Climate Ventures Capital Funds Project Education 190.0 B A C 2011 PSOD THA 44946 7335/2762 Nong Saeng Natural Gas Power Project WOMIS 17.6 B B C 2011 PSOD UZB 43925 7337/2774 Kandym Gas Field Development Project Project T and ICT 90.0 B B B 2011 PSOD PAK 44914 7339/2792 Patrind Hydropower Project Sector Energy 750.0 B B C 2011 PSOD IND 45915 7340/2798 Dahanu Solar Power Project NS-Private Energy 465.1 A A A 2011 PSOD LAO 40906

/41385 7341/2799/ 2818/2819

Nam Ngum 3 Hydropower Project Project T and ICT 89.1 B C C

2011 PSOD ARM 45903 7343/7344/ 7345/7346/ 2810/2811/ 2812/2813

Small and Medium-Sized Enterprise Finance Program (ACBA Credit Agricole Bank) NS-Private Finance 65.0 FI FI FI

2011 PSOD BAN 45916 7349/2844 Industrial Energy Efficiency Finance Program Equity Energy 40.0 FI FI FI 2012 SARD NEP 42161 2851 Integrated Urban Development Project WOMIS 44.8 B B C


22


Project No.


2012 SERD CAM 46009 2852 Flood Damage Emergency Reconstruction SAL T and ICT 55.0 B B C 2012 SARD BAN 45174 2856 Dhaka-Chittagong Expressway Public-Private Partnership Design Loan TA Loan T and ICT 10.0 C C C 2012 SARD BAN 40448 2859 Second Teaching Quality Improvement in Secondary Education Project Education 70.0 C C B 2012 CWRD ARM 45299 2860 Water Supply and Sanitation Sector - Additional Financing Project WOMIS 40.0 B B C 2012 SARD IND 41603 2861 Bihar Urban Development Investment Program-Tranche 1 Project WOMIS 65.0 B B C 2012 SARD MLD 43566 2867 Inclusive Micro, Small, and Medium-Sized Enterprise Development Project Industry

and Trade 5.6 FI FI FI

2012 CWRD UZB 42107 2868 Central Asia Regional Economic Cooperation Corridor 2 Road Investment Program - Tranche 3

Project T and ICT 100.0 B B C

2012 CWRD KGZ 44198 2869 Power Sector Rehabilitation Project Energy 15.0 B C C 2012 PARD REG 42291 2870 Higher Education in the Pacific Investment Program - Tranche 1 MFF-Subproject Education 2.6 B C C 2012 SERD INO 46239 2871 Precautionary Financing Facility Program PSM 500.0 C C C 2012 SERD PHI 43396 2872 Increasing Competitiveness for Inclusive Growth Program - Subprogram 1 Program PSM 350.0 C C C 2012 SERD LAO 43316 2876 Pakse Urban Environmental Improvement Project WOMIS 24.3 B B C 2012 SERD VIE 42235 2877 Microfinance Development Program - Subprogram 1 Program Finance 40.0 C C C 2012 SARD BAN 42177 2878 Urban Primary Health Care Services Delivery Project HSP 50.0 B C C 2012 SARD IND 40423 2881 Rural Connectivity Investment Program-Tranche 1 Project T and ICT 252.0 B C C 2012 SARD IND 38254 2882 North Karnataka Urban Sector Investment Program-Tranche 3 Sector WOMIS 60.0 B B C 2012 EARD PRC 44013 2885 Shanxi Energy Efficiency and Environment Improvement Project Energy 100.0 B B C 2012 SARD IND 44425 2894 Bihar State Highways II - Additional Financing Project T and ICT 300.0 B A C 2012 SERD INO 44252 2895 Financial Market Development and Integration Program Program Finance 300.0 C C C 2012 PARD SOL 44382 2897 Broadband for Development Project T and ICT 10.5 B B C 2012 EARD PRC 44011 2898 Heilongjiang Energy Efficient District Heating Project Energy 150.0 B C C 2012 EARD PRC 44021 2901 Integrated Development of Key Townships in Central Liaoning Project T and ICT 150.0 A A C 2012 CWRD KGZ 38298 2902 Second Vocational Education and Skills Development Project Education 10.0 C C C 2012 EARD PRC 44020 2903 Gansu Urban Infrastructure Development and Wetland Protection Project T and ICT 100.0 A A C 2012 SERD CAM 38421 2904 Promoting Economic Diversification Program-Subprogram 3 Program PSM 25.0 C C C 2012 SERD LAO 46059 2905 Governance and Capacity Development in Public Sector Management Program-

Subprogram 1 Program PSM 2.5 C C C

2012 SARD BAN 45084 2913 Coastal Climate-Resilient Infrastructure (SF) Project ANR 20.0 B A B 2012 SARD IND 41627 2914 Himachal Pradesh Clean Energy Development Investment Program-Tranche 4 Project Energy 315.0 A A C 2012 EARD PRC 44007 2915 Jiangxi Fuzhou Urban Integrated Infrastructure Improvement Project Project T and ICT 100.0 A A C 2012 CWRD KAZ 46145 2916 CAREC Corridor 3 (Shymkent-Tashkent Section) [Link to the Western Europe-

Western People's republic of China International Transit Corridor] Road Improvement Project

Project T and ICT 125.0 B C C

2012 SERD VIE 44507 2920 Public-Private Partnership Support Project (SF) Project PSM 20.0 C C C 2012 CWRD AZE 45389 2921 Second Road Network Development Investment Program - Tranche 1 Project T and ICT 250.0 A A C 2012 SARD IND 37139 2924 Uttarakhand Power Sector Investment Program - Project 4 Project Energy 150.0 B B C 2012 SARD IND 41116 2925 Jammu and Kashmir Urban Sector Development Investment Program - Tranche 2 Project WOMIS 110.0 B A C 2012 SARD IND 44453 2926 West Bengal Development Finance Program Program PSM 400.0 C C C 2012 SERD INO 38354 2927 State Accountability Revitalization Project Project PSM 57.8 C C C 2012 SERD INO 42099 2928 Polytechnic Education Development Project Project Education 75.0 C C C 2012 SERD VIE 42275 2929 Second Upper Secondary Education Development Project Project Education 90.0 C C B 2012 SERD VIE 42179 2930 Greater Mekong Subregion Capacity Building for HIV/AIDS Prevention Project Project HSP 15.0 C C B


23


Project No.


2012 SERD LAO 43319 2931 Greater Mekong Subregion East-West Economic Corridor Towns Development Project (SF)

Project WOMIS 26.6 B B C

2012 EARD MON 41243 2932 Fourth Health Sector Development Project - Additional Financing(SF) Project HSP 25.0 B C C 2012 EARD PRC 44019 2940 Hubei Huangshi Urban Pollution Control and Environmental Management Project Project ANR 100.0 A A C 2012 EARD PRC 44036 2941 Anhui Chao Lake Environmental Rehabilitation Project Project ANR 250.0 A A C 2012 SERD INO 46093 2942 Inclusive Growth through Improved Connectivity Program - Subprogram 1 Program T and ICT 300.0 C C C 2012 EARD PRC 43049 2943 Comprehensive Agricultural Development Project Project ANR 200.0 B B B 2012 SERD VIE 43120 2944 Trade Facilitation: Improved Sanitary and Phytosanitary Handling in Greater

Mekong Subregion Trade Project (SF) Project Industry

and Trade 11.0 C C C

2012 PARD COO 42503 2946 Economic Recovery Support Program - Subprogram 2 Program PSM 6.0 C C C 2012 SARD BAN 40540 2949 South Asia Subregional Economic Cooperation Road Connectivity Project (SF) Project T and ICT 198.0 B A C 2012 PARD RMI 43321 2950 Public Sector Program - Subprogram 2 (SF) Program PSM 5.0 C C C 2012 SERD VIE 45260 2956 Ho Chi Minh City Urban Mass Rapid Transit Line 2 Investment Program-Tranche 2 Project T and ICT 500.0 A A C 2012 SERD PHI 41220 2957 Integrated Natural Resources and Environmental Management Project Project ANR 100.0 B B A 2012 SERD VIE 42039 2959 Power Transmission Investment Program - Tranche 2 Project Energy 110.2 B A B 2012 SERD VIE 41456 2961 Water Sector Investment Program - Tranche 2 Project WOMIS 212.0 B B B 2012 EARD PRC 43031 2962 Hunan Xiangjiang Inland Waterway Transport Project Project T and ICT 150.0 A A C 2012 EARD MON 45009 2963 Fifth Health Sector Development Project (SF) Project HSP 30.0 B C C 2012 SERD PHI 43207 2964 Market Transformation through Introduction of Energy-Efficient Electric Vehicles

Project Project Energy 300.0 C C C

2012 CWRD UZB 44483 2965 Second Central Asia Regional Economic Cooperation Corridor 2 Road Investment Program - Tranche 2

Project T and ICT 220.0 B A C

2012 SARD BAN 42378 2966 Power System Expansion and Efficiency Improvement Investment Program - Tranche 1

Project Energy 185.0 B B C

2012 CWRD KAZ 43439 2967 Central Asia Regional Economic Cooperation Corridor 2 (Mangystau Oblast Section) Investment Program - Tranche 2

Project T and ICT 371.3 A B C

2012 SERD VIE 45406 2968 Low Carbon Agricultural Support Project (SF) Project ANR 74.0 B C B 2012 SERD VIE 43319 2969 Greater Mekong Subregion Corridor Towns Development Project (SF) Project WOMIS 130.0 B A C 2012 SERD CAM 40190 2970 Greater Mekong Subregion Flood and Drought Risk Management and Mitigation

Project (SF) Project ANR 35.0 B A C

2012 CWRD PAK 37231 2971 Punjab Irrigated Agriculture Investment Program - Tranche 3 Project ANR 73.0 B B C 2012 CWRD PAK 38456 2972 Power Distribution Enhancement Investment Program - Tranche 3 Project Energy 245.0 B B C 2012 EARD PRC 44035 2973 Ningxia Irrigated Agriculture and Water Conservation Demonstration Project Project ANR 70.0 B C B 2012 CWRD GEO 44183 2974 Regional Power Transmission Enhancement Project (SF) Project Energy 48.0 B B C 2012 SARD SRI 37381 2977 Dry Zone Urban Water and Sanitation Project - Additional Financing (SF) Project WOMIS 40.0 A A C 2012 PARD PNG 44375 2978 Maritime and Waterways Safety Project (SF) Project T and ICT 41.5 B B C 2012 SERD CAM 42361 2979 Medium-Voltage Sub-Transmission Expansion Sector Project Project Energy 45.0 B B C 2012 EARD PRC 44037 2980 Shaanxi Weinan Luyang Integrated Saline Land Management Project Project ANR 100.0 A A C 2012 SARD IND 44427 2981 Chhattisgarh State Road Sector Project Project T and ICT 300.0 B A B 2012 SERD VIE 45098 2982 Project Preparation and Start-up Support Facility (SF) Project PSM 37.9 C C C 2012 SERD CAM 2983 Greater Mekong Subregion Southern Economic Corridor Towns Development

Project (SF) Project WOMIS 37.0 B A C

2012 PSOD REG 45918 7352 Customized Fund Investment Group NS-Private Finance 100.0 FI FI FI 2012 PSOD PHI 45929 7357 Philippine Investment Alliance for Infrastructure Fund NS-Private Finance 25.0 FI FI FI


24


Project No.


2012 PSOD IND 43932 7360 Credit Enhancement of Project Bonds NS-Private Finance 128.0 FI FI FI 2012 PSOD UZB 41953 7372 Joint-Stock Commercial Bank Ipak Yuli Project Finance 6.0 FI FI FI 2012 CWRD TAJ 45432 8259 Central Asia Regional Economic Cooperation Corridor 6 (Ayni-Uzbekistan Border

Road) Project T and ICT - B B C

2012 PARD TIM 45094 2857/2858 Road Network Upgrading Project T and ICT 40.0 B B C 2012 SARD BAN 42196 2862/2863/

2864 Greater Dhaka Sustainable Urban Transport Project T and ICT 160.0 B A C

2012 SARD BAN 45273 2865/2866 Financing Brick Kiln Efficiency Improvement DFI Finance 50.0 FI FI FI 2012 SERD CAM/

LAO 43120 2873/2874 Trade Facilitation: Improved Sanitary and Phytosanitary Handling in the Greater

Mekong Subregion Trade Project Industry

and Trade 14.0 C C C

2012 CWRD GEO 42414 2879/2880 Sustainable Urban Transport Investment Program-Tranche 2 Project T and ICT 80.0 B A C 2012 SERD CAM 41392 2886/2887 Decentralized Public Service and Financial Management Sector Development

Program - Subprogram 1 (Policy-based Loan) SDP PSM 37.5 C C C

2012 SERD CAM 43260 2888/2889 Third Education Sector Development Program (Policy-based loan) SDP Education 30.0 C B B 2012 SARD SRI 42254 2890/2891 Northern Road Connectivity - Additional Financing Project T and ICT 98.0 B B C 2012 SARD SRI 43576 2892/2893 Clean Energy and Network Efficiency Improvement Project Energy 130.0 B B C 2012 CWRD UZB 46007 2917/2918 Namangan 500-Kilovolt Power Transmission Project Project Energy 150.0 B B C 2012 CWRD ARM 45230 2922/2923 Women's Entrepreneurship Support Sector Development Program (SF) Program/DFI Finance 40.0 FI FI FI 2012 EARD MON 39256 2934/2935 Urban Transport Development Investment Program - Tranche 1 Project T and ICT 59.9 B B C 2012 SERD LAO 40190 2936/2937 Greater Mekong Subregion Flood and Drought Risk Management and Mitigation

Project (LAO/VIE) (SF) Project ANR 69.0 B A C

2012 SARD SRI 45148 2947/2948 Greater Colombo Water and Wastewater Management Improvement Investment Program - Tranche 1

Project WOMIS 84.0 B B C

2012 SARD BAN 43477 2951/2952/ 2953

Second Capital Market Development Program (SF) Program Finance 300.0 C C C

2012 SARD BAN/ BHU

45260 2954/2944 South Asia Subregional Economic Cooperation Trade Facilitation Program (SF) Program Industry and Trade

29.3 C C C

2012 CWRD PAK 37220 2975/2976 Sindh Cities Improvement Investment Program - Tranche 2 Project WOMIS 99.1 A B C 2012 PSOD KGZ 45910 7350/2849 Kyrgyz Investment and Credit Bank Small and Medium Sized Finance NS-Private Industry


2012 PSOD UZB 44944 7351/2850 Surgil Natural Gas Chemicals Project NS-Private Energy 125.0 A C C 2012 PSOD IND 46902 7353/2853 Renewable Energy and Energy Efficiency Projects NS-Private Energy 100.0 FI FI FI 2012 PSOD IND 46900 7354/2854 Rajasthan Concentrating Solar Power NS-Private Energy 103.0 B C C 2012 PSOD PRC 45907 7355/2855 Microfinance Wholesale Lending Facility NS-Private Finance 20.0 FI FI FI 2012 PSOD THA 45923 7356/2875 Provincial Solar Power NS-Private Energy 25.2 B C C 2012 PSOD BAN 46904 7358/2883 PRAN Agribusiness NS-Private ANR 25.1 B C C 2012 PSOD SRI 46912 7359/2884 Housing Finance NS-Private Finance 15.0 FI FI FI 2012 PSOD IND 44932 7361/2906 145 Megawatts Grid-Connected Solar Project NS-Private Energy 100.0 B C C 2012 PSOD PRC 46917 7367/2896 Tianjin Cold Chain Logistics Facility Development NS-Private Not

classified 24.0 B C C

2012 PSOD PRC 46906 7368/2899/ 2900

Agricultural and Municipal Waste to Energy NS-Private ANR 100.0 B B C

2012 PSOD THA 46907 7370/2912 Ayudhaya Natural Gas Power Project NS-Private Energy 185.0 A C C 2012 PSOD REG 46914 7371/2919 Southeast Asia Energy Efficiency Project NS-Private Energy 40.0 B C C


25


Project No.


2012 PSOD IND 44940 7373/2938 Pune Nirvana Hills Rehabilitation Project NS-Private WOMIS 35.0 B A C 2012 PSOD REG 46920 7374/2939 Supply Chain Finance Program NS-Private Finance 200.0 FI FI FI 2012 PSOD PRC 46921 7375/2933 Songhua River Basin Water Pollution Control and Management Project Private

Sector Facility, Phase 2 NS-Private WOMIS 95.0 B B C

2012 PSOD THA 45924 7376/2945 Theppana Wind Power Project NS-Private Energy 4.5 B C C 2012 PSOD PRC 46930 7377/2960 Dynagreen Waste to Energy Project NS-Private Energy 100.0 B B C 2013 SERD MYA 46372 2984 Support for Myanmar's Reforms for Inclusive Growth Program (SF) Program PSM 575.5 C C C 2013 PSOD SRI 46924 2987 Small and Medium-Sized Enterprises Finance NS-Private Finance 50.0 C C C 2013 SERD VIE 41496 2988 Greater Mekong Subregion Southern Coastal Corridor Project - Additional

Financing (SF) NS-Private Energy 275.0 FI FI FI

2013 PSOD INO 46936 2989 East Jakarta Water Supply Development Project Project Industry and Trade

15.0 FI FI FI

2013 CWRD ARM 42145 2993 North-South Corridor Investment Program - Tranche 3 Project T and ICT 25.0 B A B 2013 SARD BHU 46371 2994 Strengthening Economic Management Program Project WOMIS 44.7 B C C 2013 CWRD KGZ 46124 2995 Central Asia Regional Economic Cooperation Regional Improvement of Border

Services NS-Private Energy 52.0 B C C

2013 SARD NEP 43524 3000 Kathmandu Valley Wastewater Management Project T and ICT 100.0 A A C 2013 SARD IND 43464 3001 Himachal Pradesh Clean Energy Transmission Investment Program: Tranche 2 Project PSM 14.2 C C C 2013 SERD CAM 42305 3002 Third Financial Sector Program - Subprogram 2 Project Industry

and Trade 4.2 C B C

2013 EARD PRC 45506 3003 Gansu Jiuquan Integrated Urban Environment Improvement NS-Private Energy 25.0 B C C 2013 EARD PRC 45511 3010 Hunan Technical and Vocational Education and Training Demonstration NS-Private ANR 40.2 B C C 2013 PSOD AZE 47905 3011 Promoting Rural Financial Inclusion Project WOMIS 80.0 B B C 2013 SARD NEP 38350 3012 South Asia Subregional Economic Cooperation Road Connectivity Project Energy 110.0 B B C 2013 SERD VIE 40255 3013 Central Mekong Delta Region Connectivity Program Finance 15.0 C C C 2013 EARD PRC 45023 3014 Hubei-Yichang Sustainable Urban Transport Project T and ICT 100.0 B A C 2013 SERD INO 41074 3015 West Kalimantan Power Grid Strengthening Project Education 50.0 B C C 2013 EARD PRC 45508 3017 Xinjiang Integrated Urban Development Project Finance 50.0 FI FI FI 2013 EARD PRC 45509 3022 Chongqing Urban-Rural Infrastructure Development Demonstration II Project T and ICT 75.0 A A A 2013 SERD LAO 44138 3024 Greater Mekong Subregion East-West Economic Corridor Agriculture

Infrastructure Sector Project T and ICT 410.0 A A C

2013 SARD BAN 44192 3031 SASEC Bangladesh-India Electrical Grid Interconnection-Additional financing Project T and ICT 150.0 A A C 2013 SERD VIE 40238 3032 Productive Rural Infrastructure Sector Project in the Central Highlands Project Energy 49.5 B B B 2013 SARD IND 46166 3033 Supporting Human Capital Development in Meghalaya NS-Private ANR 18.4 B C C 2013 SARD BHU 37399 3034 Green Power Development-Additional Financing Project WOMIS 200.0 B A B 2013 EARD PRC 44022 3035 Guangxi Baise Integrated Urban Environment Improvement Project ANR 150.0 A A B 2013 SERD VIE 44265 3038 Second Health Care in the Central Highlands NS-Private WOMIS 120.0 B B C 2013 CWRD UZB 44318 3039 Housing for Integrated Rural Development Investment Program-Tranche 2 Sector ANR 60.0 B B B 2013 SARD IND 38255 3040 Uttarakhand State-Road Investment Program - Tranche 3 Project Energy 12.0 B A C 2013 SERD LAO 45301 3041 Water Supply and Sanitation Sector Sector ANR 80.0 B B B 2013 EARD PRC 43029 3042 Inner Mongolia Road Development Project Education 100.0 B C B 2013 CWRD UZB 42007 3043 Small Business and Entrepreneurship Development Project Energy 39.0 B B C 2013 SERD VIE 45198 3044 Secondary Cities Development Project WOMIS 80.0 B A B 2013 SARD BAN 44213 3047 Secondary Education Sector Investment Program-Tranche 1 Project HSP 70.0 B C B


26


Project No.


2013 SARD IND 47083 3048 Accelerating Infrastructure Investment Facility in India - Tranche 1 DFI-Project ANR 200.0 FI FI FI 2013 CWRD PAK 45233 3049 Social Protection Development Project T and ICT 150.0 B B C 2013 SERD VIE 41360 3050 Second Small and Medium-Sized Enterprises Development Program, Subprogram 2 Sector WOMIS 35.0 B B B 2013 SARD BAN 42173 3051 Dhaka Environmentally Sustainable Water Supply Project T and ICT 200.0 A B A 2013 SARD IND 45224 3052 Rajasthan Renewable Energy Transmission Investment Program - Tranche 1 Credit Line Finance 50.0 FI FI FI 2013 SARD IND 42266 3053 Kolkata Environmental Improvement Investment Program - Tranche 1 Project WOMIS 95.0 B A C 2013 EARD PRC 46078 3054 Anhui Huainan Urban Water Systems Integrated Rehabilitation Project Education 90.0 B C B 2013 SARD IND 47229 3055 Uttarakhand Emergency Assistance DFI T and ICT 400.0 FI FI FI 2013 CWRD KGZ 45169 3056 Central Asia Regional Economic Cooperation Corridor 3 (Bishkek-Osh Road)

Improvement, Phase 4 Project HSP 430.0 C C C

2013 SARD NEP 43448 3057 Bagmati River Basin Improvement Program Finance 50.0 C C C 2013 SARD IND 46417 3062 Jaipur Metro Rail Line 1-Phase B Project WOMIS 250.0 B A C 2013 CWRD GEO 42414 3063 Sustainable Urban Transport Investment Program - Tranche 3 Project Energy 62.0 B B C 2013 CWRD UZB 42489 3064 Water Supply and Sanitation Services Investment Program - Tranche 4 (SF) Project WOMIS 100.0 B B C 2013 SARD IND 40423 3065 Rural Connectivity Investment Program - Tranche 2 Project ANR 150.0 A A C 2013 SARD IND 47100 3066 Madhya Pradesh Power Transmission and Distribution System Improvement Sector T and ICT 200.0 A B C 2013 CWRD UZB 45366 3067 Solid Waste Management Investment Project T and ICT 65.0 B B C 2013 SERD INO 46093 3068 Inclusive Growth through Improved Connectivity, Subprogram 2 Project ANR 25.5 A C C 2013 EARD MON 46312 3072 Payment System Modernization Project T and ICT 176.0 A C C 2013 SARD IND 37143 3073 North Eastern State Roads Investment Program-Tranche 2 Project T and ICT 73.0 B A C 2013 EARD PRC 45030 3074 Yunnan Sustainable Road Maintenance (Sector) Project WOMIS 42.0 B C C 2013 EARD PRC 46058 3075 Qinghai Delingha Concentrated Solar Thermal Power Sector T and ICT 275.0 B C C 2013 CWRD GEO 43405 3078 Urban Services Improvement Investment Program-Tranche 3 (SF) Project Energy 350.0 B B C 2013 CWRD AZE 42408 3079 Water Supply and Sanitation Investment Program-Tranche 3 Project WOMIS 69.0 B B C 2013 SERD PHI 47337 3080 Emergency Assistance for Relief and Recovery from Typhoon Yolanda Program T and ICT 400.0 C C C 2013 SERD VIE 44251 3081 Financial Sector Deepening Program, Subprogram 1 (SF) NS-Private WOMIS 100.0 B B C 2013 EARD PRC 43332 3082 Railway Energy Efficiency and Safety Enhancement Investment Program-Tranche 4 Project Finance 20.0 C C C 2013 SERD INO 42362 3083 Java-Bali 500-Kilovolt Power Transmission Crossing Project T and ICT 125.2 B A B 2013 SERD MYA 46390 3084 Power Distribution Improvement Project (SF) Sector T and ICT 80.0 B B C 2013 EARD MON 42322 3086 Additional Financing of Food and Nutrition Social Welfare Project Project Energy 150.0 B B B 2013 SARD BAN 42378 3087 Power System Expansion and Efficiency Improvement Program-Tranche 2 Project WOMIS 98.0 B B C 2013 SARD IND 38254 3088 North Karnataka Urban Sector Investment Program-Tranche 4 Project WOMIS 150.0 B B C 2013 CWRD KAZ 44060 3093 Small and Medium Enterprise Investment Program-Tranche 2 SAL PSM 500.0 C C C 2013 SERD INO 46421 3094 Coral Reef Rehabilitation and Management Program−Coral Triangle Initiative Program Finance 45.0 C C C 2013 EARD PRC 46047 3095 Guangxi Nanning Vocational Education Development Project Project T and ICT 180.0 C C C 2013 CWRD PAK 38456 3096 Power Distribution Enhancement Investment Program - Tranche 4 Project Energy 224.0 A A C 2013 SARD BAN 32234 3097 Railway Sector Investment Program - Tranche 3 Project Energy 60.0 B C C 2013 SERD PHI 46420 3100 Kalahi CIDDS National Community-Driven Development Project NS-Private Energy 150.0 A C C 2013 PSOD IND 46931 7381 Off Grid Pay-As-You Go Solar Power (aka Simpa Networks Off-Grid Pay-As-You-

Go Solar Power) Project HSP 20.0 C C C

2013 PSOD IND 46919 7386 Hydro and Wind Power Development (aka NSL Renewable Power Project) Project Energy 310.0 B A C 2013 PSOD PAK 46923 7393 Rural Financial Inclusion and Dairy Growth Facility Project WOMIS 63.3 B B C 2013 PSOD REG 47927 7394 Orbimed Asia Partners NS-Private Energy 250.0 A A A 2013 PSOD IND 47920 7400 Solar and Wind Power Development Project DFI Finance 150.0 FI FI FI


27


Project No.


2013 SARD NEP 43281 2990/2991 Tanahu Hydropower Project (SF) Project ANR 45.5 B B B 2013 PARD PNG 43197 2998/2999 Port Moresby Power Grid Development Project Education 50.0 B B B 2013 PARD FSM 44469 3004/3005 Yap Renewable Energy Development Project Energy 167.2 C C C 2013 SERD CAM 44321 3006/3007 Climate-Resilient Rice Commercialization Sector Development Program Project T and ICT 100.0 C C C 2013 SARD SRI 39293 3008/3009 Education Sector Development Program SPL Education 372.1 B B A 2013 PSOD KAZ 46933 3018/3019 Akmola Electricity Distribution Network Modernization NS-Private Energy 80.0 B B C 2013 PARD TIM 46260 3020/3021 Road Network Upgrading Sector NS-Private Finance 75.0 FI FI FI 2013 CWRD UZB 44458 3025/3026 Amu Bukhara Irrigation System Rehabilitation NS-Private Energy - C C C 2013 SARD SRI 47182 3027/3028 Southern Road Connectivity NS-Private Energy - A B C 2013 SARD SRI 45148 3029/3030 Greater Colombo Water and Wastewater Management Improvement Investment

Program - Tranche 2 NS-Private Finance - FI FI FI

2013 SERD LAO 44057 3036/3037 Second Private Sector and Small and Medium-Sized Enterprises Development Program-Subprogram 2

NS-Private Finance - FI FI FI

2013 SARD BAN 42180 3045/3046 Second Public-Private Infrastructure Development Facility NS-Private Energy - B C C 2013 CWRD UZB 45120 3058/3059 Samarkand Solar Power (regular-term loan) Project Energy 120.0 A A A 2013 PARD PAL 42439 3060/3061 Koror-Airai Sanitation Project Energy 51.7 B B C 2013 PARD PNG 43141 3070/3069 Civil Aviation Development Investment Program-Tranche 2 Project Energy 4.7 B B C 2013 PARD PNG 40173 3077/3076 Highlands Region Road Improvement Investment Program-Tranche 2 SDP ANR 31.0 B B C 2013 CWRD PAK 47094 3090/3091/

3092 Jamshoro Power Generation Project RBL Education 100.0 B C C

2013 EARD MON 45007 3098/3099 MFF-Ulaanbaatar Urban Services and Ger Area Development Investment Program - Tranche 1

Project Energy 15.0 B B C

2013 PSOD MON 47930 3102/3103 Supporting Micro, Small, Medium-Sized Enterprises and Leasing Finance Sector T and ICT 40.0 B B C 2013 PSOD GEO 46925 7379/2985 Promoting Financial Sector Growth and Service Diversity Project ANR 174.0 B C C 2013 PSOD PRC 46928 7380/2986 Clean Bus Leasing Project T and ICT 70.0 B A C 2013 PSOD THA 46934 7384/2992 Central Thailand Solar Power Project Project WOMIS 70.0 B B C 2013 PSOD ARM 46941 7385/2996 Sevan-Hrazdan Cascade Hydropower System Rehabilitation Program Industry

and Trade

15.0 C C C

2013 PSOD KAZ 46944 7387/2997 RG Brands Agribusiness DFI Energy 100.0 FI FI FI 2013 PSOD IND 46943 7389/3016 Champion Agro Limited Horticulture Cold Chain Project Energy 101.1 B B C 2013 PSOD PRC 47904 7392/3023 Beijing Enterprises Water Group Limited and BEWG Environmental Group

Company Limited for the Wastewater Treatment and Reuse Project WOMIS 26.9 B C C

2013 PSOD PRC 47923 7395/3071 Urban-Rural Integration Water Distribution Project T and ICT 15.0 B C C 2013 PSOD IND 47928 7396/3085 Dahej Liquefied Natural Gas Terminal Expansion Phase 3 Project T and ICT 69.0 B B C 2013 PSOD INO 42916 7397/3089 Sarulla Geothermal Power Development Project Project Energy 840.0 A B C 2013 PSOD IND 47924 7398/3101 Delhi Electricity Distribution System Improvement Project Project WOMIS 27.5 B A C 2013 PSOD CAM 47914 7399/3104 ACLEDA Bank Plc, Promoting Financial Inclusion DFI Industry


ADB = Asian Development Bank, AFG = Afghanistan, ANR = agriculture and natural resources, ARM = Armenia, AZE = Azerbaijan, BAN = Bangladesh, BHU = Bhutan, CAM = Cambodia, CAREC = Central Asia Regional Economic Cooperation, COO = Cook Islands, CWRD = Central and West Asia Department, DFI = direct foreign investment, DMC = developing member country, EARD = East Asia Department, ENV = environment, FI = financial intermediary, FSM = Federated States of Micronesia, GEO = Georgia, GMS = Greater Mekong Subregion, IND = India, INO = Indonesia, IP = Indigenous Peoples, IR = involuntary resettlement, HSP = health and social protection, KAZ = Kazakhstan, KGZ = Kyrgyz Republic, KIR = Kiribati, LAO = Lao People’s Democratic Republic, MFF = multitranche financing facility, MLD = Maldives, MON = Mongolia, MYA = Myanmar, NEP = Nepal, NS = nonsovereign, PAK = Pakistan, PAL = Palau, PARD = Pacific Department, PFR =


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periodic financing request, PHI = Philippines, PNG = Papua New Guinea, PRC = People’s Republic of China, PSM = public sector management, PSOD = Private Sector Operations Department, RBL = results-based lending, REG = regional, RMI = Marshall Islands, SAL = Special Assistance Loan, SAM = Samoa, SARD = South Asia Department, SDP = sector development program, SERD = Southeast Asia Department, SF = Special Fund, SOL = Solomon Islands, SPL = special program loan, SRI = Sri Lanka, T and ICT = transport and information and communications technology, TA = technical assistance, TAJ = Tajikistan, THA = Thailand, TIM = Timor-Leste, TKM = Turkmenistan, UZB = Uzbekistan, VAN = Vanuatu, VIE = Viet Nam, WOMIS = water supply and other municipal infrastructure and services. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database.

Table 12: ADB Projects with Re-categorization of Safeguards Classification Approved, 2011–2014 ENV IR IP

No. Approval

No. Project No. Approval

Year Dept DMC Project Name Original/ Previous

New/ Recat

Original/ Previous

New/ Recat

Original/ Previous

New/ Recat

ReCategorization Approval Date

1 L2227 36252 2005 CWRD AFG Western Basins Water Resources Management Project

- - A/B C - - IR: 25 Mar 13

2 L2328 36595-013 2007 EARD PRC Anhui Hefei Urban Environment Improvement Project

A B - - - - ENV: 2 Nov 11

3 L2407 40051-013 2008 EARD PRC Gansu Baiyin Urban Development Project A B - - - - ENV: 24 Jun 11 4 L2436 38660-023 2008 EARD PRC Ningxia Integrated Ecosystem and Agricultural

Development Project - - B C - - IR: 23 Mar 11

5 L2437 42085-013 2008 CWRD AZE Power Transmission Enhancement Project - - C B - - IR: 13 Oct 11 6 L2458 38255-02 2008 SARD IND MFF-Uttarakhand State Road Investment

Program - Project 2 B A - - - - ENV: 28 Jan 11

7 L2487 40665-013 2008 EARD PRC Songhua River Basin Water Pollution Control and Management Project

A B - - - - ENV: 23 May 12

8 L2517 42182-013 2009 SERD VIE Renewable Energy Development and Network Expansion and Rehabilitation for Remote Communes Sector Project (Formerly Renewable Energy for Remote Communes Sector Project)

- - A B - - IR: 23 Oct 13

9 L2539 42358 2009 SERD CAM Greater Mekong Subregion: Cambodia Northwest Provincial Road Improvement Project

C B - - - - ENV: 18 Jul 13

10 L2539 42358 2009 SERD CAM Greater Mekong Subregion: Cambodia Northwest Provincial Road Improvement Project

B C A C C C ENV: 6 Nov 12 IR: 2 Nov 12 IP: 2 Nov 12

11 L2559 41930 2009 SARD IND Small and Medium Enterprise Trade Finance Development Facility

FI FI C FI C FI ENV: 20 Mar 12 IR: 20 Mar 12 IP: 20 Mar 12

12 L2571 42408-023 2009 CWRD AZE MFF-Water Supply and Sanitation Investment Program - Project 1

- - C B - - IR: 14 May 12

13 L2288/ L2602

37269 2007 SERD CAM Greater Mekong Subregion: Rehabilitation of the Railway in Cambodia

B C A C B C ENV: 29 Aug 12 IR: 4 Sep 12 IP: 4 Sep 12

14 L2655 42414 2010 CWRD GEO MFF-Sustainable Urban Transport Investment Program - Tranche 1

- - C C C C IR: 2 Mar 12 IP: 5 Mar 12

15 L2658 40634-013 2010 EARD PRC Inner Mongolia Autonomous Region Environment Improvement Project (Phase II)

B B - - - - ENV: 9 Jan 13


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ENV IR IP

No. Approval

No. Project No. Approval

Year Dept DMC Project Name Original/ Previous

New/ Recat

Original/ Previous

New/ Recat

Original/ Previous

New/ Recat

ReCategorization Approval Date

16 L2668 44236-013 2010 CWRD KGZ Emergency Assistance for Recovery and Reconstruction

- - C B - - IR: 23 Mar 12

17 L2807 43405 2011 CWRD GEO MFF-Urban Services Improvement Investment Program - Tranche 2

- - C B - - IR: 25 Jul 14

18 L2833 40648-033 2011 SARD IND MFF-Infrastructure Development Investment Program for Tourism - Tranche 2

- - C B - - IR: 25 Apr 14

19 L2733 39415 2011 SARD SRI Sustainable Power Sector Support Project B B - - - - ENV: 14 Jun 13 20 L2742 44372-013 2011 CWRD PAK Flood Emergency Reconstruction Project - - A B - - IR: 18 Dec 12 21 L2923 45230 2012 CWRD ARM Women's Entrepreneurship Support Sector

Development Program (SF) - - - - FI *FI IP: 28 May 14

22 E7186 37909 2009 PSOD REG Trade Facilitation Program C *FI C *FI C *FI ENV: 29 Feb 12 IR: 27 Feb 12 IP: 27 Feb 12

23 G0107 39265-022 2008 EARD MON Western Regional Road Corridor Development Project-Phase 1

- - C B - - IR: 12 Nov 13

24 G0122 31197-032 2008 CWRD KGZ Community Based Infrastructure Services Sector Project-Supplementary

- - C B - - IR: 6 Mar 12

25 G0234 41444-022 2010 SERD LAO Second Northern GMS Transport Network - - B A - - IR: 30 Apr 14 26 G9156 44363 2011 SERD CAM JFPR-Improving Market Access for the Poor in

Central Cambodia C B - - - - ENV: 8 Mar 13

AFG = Afghanistan, ARM = Armenia, AZE = Azerbaijan, CAM = Cambodia, CWRD = Central and West Asia Department, DMC = developing member country, E = equity, EARD = East Asia Department, ENV = environment, FI = financial intermediary, G = grant, GEO = Georgia, IND = India, IP = Indigenous Peoples, IR = involuntary resettlement, KGZ = Kyrgyz Republic, L = loan, LAO = Lao People’s Democratic Republic, MFF = multitranche financing facility, MON = Mongolia, PAK = Pakistan, PRC = People’s Republic of China, PSOD = Private Sector Operations Department, REG = regional, SARD = South Asia Department, SERD = Southeast Asia Department, SRI = Sri Lanka, VIE = Viet Nam. Note: *FI = treated as C. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database.


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Table 13: Civil Works Disbursements (40% and above) for Projects Approved, 2010–2012

No. Year No.

Total Amount

($ million)

Civil Works Disbursement

vs Total Amount (%) Project Name DMC

Loan Type ENV IR IP

1 2010 2631 200.0 93% Second Heilongjiang Road Network Development Project

PRC Project A A B

2 2010 2651 222.2 81% MFF - Rural Roads Sector II Investment Program - Tranche 5

IND MFF-Subproj

B C C

3 2011 2735 112.0 81% CAREC Transport Corridor I (Zhambyl Oblast Section) [Western Europe-Western People's Republic of China International Transit Corridor] Investment Program - Tranche 4

KAZ MFF-Subproj

B B C

4 2010 2697 173.0 74% MFF: CAREC Transport Corridor 1 (Zhambyl Oblast Section) [Western Europe-Western People's Republic of China International Transit Corridor] Investment Program - Tranche 3

KAZ MFF-Subproj

A B C

5 2010 2635 115.0 66% MFF - Central Asia Regional Economic Cooperation Corridor 2 Road Investment Program - Project 1

UZB MFF-Subproj

B C C

6 2010 2639/ 2640

154.4 61% Northern Road Connectivity Project SRI Project B B C

7 2010 2709 250.0 55% Yunnan Integrated Road Network Development Project

PRC Project A A A

8 2010 2700 29.8 50% Risk Mitigation and Strengthening of Endangered Reservoir in Shandong Province

PRC Project B B C

9 2011 2736 300.0 48% Madhya Pradesh State Roads Project III IND Project B C C 10 2011 2824 95.0 45% Central Asia Regional Economic Cooperation

Corridor 1 (Taraz Bypass) Project KAZ Project A B C

11 2011 2842 300.0 44% Water Supply and Sanitation Investment Program - Tranche 2

AZE MFF-Subproj

B B C

12 2011 2845 150.0 41% Railway Sector Investment Program - Tranche 2

BAN MFF-Subproj

B A C

13 2010 2667 23.0 95% CAREC Regional Road Corridor Improvement Project (Supplementary)

KGZ Project B C C

14 2011 2739 4.7 94% Avatiu Port Development (Supplementary) COO Project B B C 15 2011 2803/

2804 89.1 67% Lae Port Development Project - Additional

Financing PNG Project B C C

16 2010 2618 12.8 65% North East Community Restoration and Development Project II - Supplementary

PRC Project A C C

17 2010 2626 150.0 66% Conflict-Affected Region Emergency Project SRI SAL B B C 18 2011 2742/

2743 650.0 50% Flood Emergency Reconstruction PAK SAL B A C

19 2012 2852 55.0 43% Flood Damage Emergency Reconstruction CAM SAL B B C AZE = Azerbaijan, BAN = Bangladesh, CAM = Cambodia, CAREC = Central Asia Regional Economic Cooperation, COO = Cook Islands, ENV = environment, DMC = developing member country, IND = India, IR = involuntary resettlement, IP = Indigenous Peoples, KAZ = Kazakhstan, KGZ = Kyrgyz Republic, MFF = multitranche financing facility, PAK = Pakistan, PNG = Papua New Guinea, PRC = People’s Republic of China, SAL = special assistance loan, SRI = Sri Lanka, UZB = Uzbekistan. Note: Cumulative disbursements as of 30 April 2014. Source: Controller's Department.

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