28TH ANNUAL ITA WORKSHOP - jurispub.com

iii

&WORLD ARBITRATION & MEDIATION REVIEW

VOL. 10 2016 NO. 4 28TH ANNUAL ITA WORKSHOP

WHEN JUSTICE DELAYED WOULD BE JUSTICE DENIED:

EMERGENCY ARBITRATORS AND INTERIM MEASURES IN INTERNATIONAL ARBITRATION WELCOME REMARKS Abby Cohen Smutny 451 KEYNOTES: INTERIM MEASURES IN INTERNATIONAL ARBITRATION KEYNOTES INTRODUCTION Jennifer Kirby 453 KEYNOTE: INTERIM MEASURES: THE SLOW James E. Castello 454 EVOLUTIONS OF QUICK ARBITRAL RELIEF KEYNOTE: EMERGENCY ARBITRATION: Prof. Patricia Shaughnessy 467 JUSTICE ON THE RUN MOCK SCENARIO 479 MOCK: INTERIM MEASURES HEARING PART 1 David Brynmor Thomas 485 PART 2 John Beechey 513

Dominique Brown-Berset Elizabeth Devaney Alejandro Ogarrio Hansel T. Pham Noradèle Radjai Tomasz J. Sikora FORMS OF INTERIM RELIEF Jennifer Kirby 521 John P. Bang The Hon. Faith Hochberg Ank Santens

ETHICAL OBLIGATION OR ETHICAL VIOLATION David Brynmor Thomas 539 Natalie L. Reid Roland Ziadé

INTERIM MEASURES AGAINST STATES Jennifer Kirby 549 Marinn Carlson Eloïse Obadia Anton A. Ware

iv

INTERIM MEASURES IN PRACTICE: Jennifer Kirby 563 INSTITUTIONAL INSIGHTS Steven K. Andersen Chiann Bao Annette Magnusson ARE ARBITRAL DECISIONS GRANTING INTERIM David Brynmor Thomas 581 RELIEF ENFORCEABLE The Hon. Edward C. Chiasson Prof. Jack J. Coe, Jr. Andrés Jana CONCLUDING REMARKS Abby Cohen Smutny 597 FACULTY BIOS 599 BIBLIOGRAPHY 619

ARTICLES DO “DUAL HATS” CAUSE ARBITRATOR Alexander Bedrosyan 625 BIAS? AN EMPIRICAL ASSESSMENT OF DECISIONMAKING BY INVESTMENT ARBITRATORS WHO ALSO WORK AS COUNSEL

iii


VOL. 10 2016 NO. 3 ETHICS IN INTERNATIONAL ARBITRATION

PROCEEDINGS OF THE 13TH ANNUAL ITA-ASIL CONFERENCE: A SPOT LIGHT ON ETHICS IN INTERNATIONAL ARBITRATION:

ADVOCATES, ARBITRATORS AND AWARDS WELCOME REMARKS Abby Cohen Smutny 295

KEYNOTE ADDRESS: The Hon. Ian Binnie C.C., Q.C. 297 SHOULD ARBITRAL AWARDS BE RIGHT, OR JUST ENFORCEABLE? ARBITRATOR ETHICS THROUGH THE LENS OF Ank Santens 309 ARBITRATOR ROLE: ARE ARBITRATORS Prof. Margaret L. Moses ADJUDICATORS OR SERVICE PROVIDERS? Laurence Shore WHO SHOULD REGULATE THE ADVOCATES Prof. Erin O’Hara O’Connor 335 AND WHAT SHOULD BE REGULATED? R. Doak Bishop THE FUTURE OF ETHICS REGULATION IN Prof. Marie-Claude Rigaud INTERNATIONAL ARBITRATION Mairée Uran Bidegain FACULTY BIOS 359

ARTICLES FROM THE ITA-ASIL CONFERENCE THE ROLE OF THE ARBITRATOR: ADJUDICATOR Prof. Margaret L. Moses 367 OR SERVICE PROVIDER? SHIFTING SANDS: NEW TRENDS ON ETHICS Dr. Margie-Lys Jaime 383 REGULATION OF ARBITRATORS IN INVESTOR-STATE DISPUTE SETTLEMENT CORRUPTION IN INTERNATIONAL ARBITRATION ARBITRATING ISSUES OF CORRUPTION IN INDIA: Manu Sanan 407 AN UNCHARTERED BEGINNING

iv

DAMAGES IN INTERNATIONAL ARBITRATION PREJUDGMENT INTEREST AND THE Aaron Dolgoff & Tiago Duarte-Silva 439 FALLACY OF THE INVALID ROUND TRIP PREJUDGMENT INTEREST AND THE Manuel A. Abdala 445 FALLACY OF THE INVALID ROUND TRIP: Pablo D. López Zadicoff A REPLY & Pablo T. Spiller

iii


VOL. 10 2016 NO. 2 INTERNATIONAL ENERGY ARBITRATION &

OTHER TOPICS IN INTERNATIONAL ARBITRATION

PROCEEDINGS OF THE 3RD ANNUAL ITA-IEL-ICC JOINT CONFERENCE ON INTERNATIONAL ENERGY ARBITRATION WELCOME REMARKS Karl Hennessee 143

C. Mark Baker KEYNOTE PRESENTATION: Charles D. “Chuck” Davidson 145 THE FUTURE OF INTERNATIONAL ENERGY – WEAVING THROUGH THE MAZE OF COMMERCIAL AND POLITICAL RISK NAVIGATING THE CHANGING GEOPOLITICAL LANDSCAPE James E. Castello 155 DURING AN ENERGY DISPUTE: Suzana M. Blades BALANCING THE POLITICAL AND ARBITRAL James L. Loftis DEVELOPMENTS IN REGARD TO IRAN, IRAQ, RUSSIA, LIBYA, Marc D. Veit SYRIA AND ISDS ISSUES WITH FAILED OR FAILING STATES DOES YUKOS CHANGE THE PARADIGM OF Sophie Nappert 175 INVESTMENT ARBITRATION? Prof. Julián Cardenas García Alexandra Dosman Roman Khodykin ARBITRATION’S “USUAL SUSPECTS” – Karl Hennessee 191 MYTH OR REALITY? Rocío Digón Louis B. Kimmelman Michael L. Morkin EMERGENCY ARBITRATOR PROCEEDINGS IN Kevin O’Gorman 207 OIL & GAS DISPUTES Rocío Digón Mark W. Friedman Aníbal Sabater DAMAGES AWARDS IN ENERGY DISPUTES Steve Davidson 225 Francisco Balduzzi Andrew Flower Prof. John Y. Gotanda FACULTY BIOS 243

iv

LUNCHEON A CONVERSATION WITH GERALD AKSEN Gerald Aksen 257 Prof. Andrea K. Bjorklund

OTHER TOPICS IN INTERNATIONAL ARBITRATION TOOLS AVAILABLE TO A TRIBUNAL IN A Ian Meredith 275 COMMERCIAL ARBITRATION TO INVESTIGATE Jonathan Graham SUSPICIONS OF CORRUPTION

iii


VOL. 10 2016 NO. 1 ARBITRATION DEVELOPMENT AND TRENDS STATEMENTS AS EVIDENCE OF STATE PRACTICE FOR Patrick Dumberry 1 CUSTOM CREATION IN INTERNATIONAL INVESTMENT LAW VIOLATIONS OF FAIR AND EQUITABLE TREATMENT IN Daniela Páez-Salgado 41 INVESTOR-STATE ARBITRATION: THE USE OF PROPORTIONALITY TO REVIEW CONTRACTUALLY AGREED SANCTIONS HOW “INTERNATIONAL” IS INTERNATIONAL ARBITRATION? Caline Mouawad 69

REGIONAL VIEWS OF ARBITRATION & MEDIATION JUDICIAL ATTITUDES TOWARDS ANTI-ARBITRATION Ikram Ullah 101 INJUNCTIONS IN PAKISTAN, ENGLAND, AND FRANCE DEVELOPMENT OF ARBITRATION IN TURKEY Okan Demirkan, 123 Gürhan Aydin & Burak Eryiğit


VOL. 9 2015 NO. 4 27TH ANNUAL ITA WORKSHOP

“SUBCONSCIOUS INFLUENCES IN INTERNATIONAL ARBITRATION” WELCOME REMARKS AND INTRODUCTIONS R. Doak Bishop 339 BIOGRAPHIES OF WORKSHOP FACULTY 341 SUBCONSCIOUS INFLUENCES IN ARBITRAL Margaret L. Moses 363 DECISION-MAKING Jeffrey J. Rachlinski Shari Seidman Diamond Edna Sussman CROSS-CULTURAL APPROACHES TO ADVOCACY AND R. Doak Bishop 391 ARBITRAL DECISION-MAKING Andrés Jana June Junghye Yeum David Brynmor Thomas Laurent Lévy STRATEGIES FOR PERSUASION IN THE FACE OF José I. Astigarraga 403 SUBCONSCIOUS INFLUENCES AND CULTURAL Suzana M. Blades DIFFERENCES: ARBITRATOR SELECTION Mark W. Friedman AND OVERALL THEMES Jay Alexander William Peter Hartert Benoit LeBars Eduardo Gonçalves LUNCHEON PRESENTATION Donald Francis Donovan 429 A NEW ERA OF INVESTOR-STATE ARBITRATION? WRITTEN ADVOCACY, SUBCONSCIOUS INFLUENCES, AND Margaret Moses 443 DIFFERING CULTURAL EXPECTATIONS José María Alonso Jennifer Kirby Maria Vicien-Milburn

ORAL ADVOCACY, SUBCONSCIOUS INFLUENCES, AND José I. Astigarraga 453 DIFFERING CULTURAL EXPECTATIONS James L. Loftis Anne Véronique Schlaepfer Eduardo Zuleta Claus von Wobeser John M. Townsend

ETHICS AND SUBCONSCIOUS INFLUENCES Luke Sobota 477 Rachael D. Kent Claus von Wobeser THE ARBITRATORS’ PERSPECTIVE: JUDGING AND Susan D. Franck 487 JUSTIFICATION IN THE FACE OF SUBCONSCIOUS John R. Crook INFLUENCES AND CULTURAL DIFFERENCES Dominique Brown-Berset Manuel Conthe L. Yves Fortier CONCLUDING REMARKS TO THE 27TH ANNUAL R. Doak Bishop 501 ITA WORKSHOP 27TH ITA ANNUAL WORKSHOP RESEARCH RESOURCES 503

CURRENT TRENDS IN INTERNATIONAL ARBITRATION & MEDIATION TEN (AND MORE) BEST READS FOR MEDIATORS Josefina M. Rendón 507

ITA SERVICES AND EVENTS ITA 2016 CALENDAR OF EVENTS 525 ITA MEMBERSHIP APPLICATION 527

iii


VOL. 9 2015 NO. 3 12TH ANNUAL ITA – ASIL CONFERENCE

“CORRUPTION IN INTERNATIONAL ARBITRATION: EVIDENCE AND REMEDIES” WELCOME REMARKS AND INTRODUCTIONS R. Doak Bishop 225 Lucinda A. Low BIOGRAPHIES OF WORKSHOP FACULTY 231 KEY NOTE PRESENTATION: EVERYTHING YOU ALWAYS Nicola Bonucci 239 WANTED TO KNOW ABOUT FOREIGN BRIBERY AND W. Michael Reisman CORRUPTION BUT WERE AFRAID TO ASK ALLEGATIONS OF CORRUPTION IN THE UNDERLYING Lucinda A. Low 249 CLAIM: THE EVIDENTIARY CHALLENGES Andrea J. Menaker Stanimir A. Alexandrov W. Michael Reisman ALLEGATIONS OF CORRUPTION IN THE UNDERLYING Chiara Giorgetti 273 CLAIMS: WHAT REMEDIES ARE AVAILABLE TO THE Charles N. Brower ARBITRAL TRIBUNAL John R. Crook W. Michael Reisman CONCLUDING REMARKS Andrea K. Bjorklund 299

RESEARCH RESOURCES 301

ITA – ASIL CONFERENCE PAPER REMEDIES FOR CORRUPTION John R. Crook 303

REGIONAL VIEWS ON ARBITRATION AND MEDIATION NEW BRAZILIAN ARBITRATION ACT: THE MAIN Eliana Baraldi 317 CHANGES AND THE NEW SCENARIO Marina Morelli

iii



OTHER TOPICS IN INTERNATIONAL ARBITRATION INTERNATIONAL ENERGY ARBITRATION

2ND ANNUAL ITA – IEL JOINT CONFERENCE PASSAGES OF THE PROCEEDINGS OF THE CONFERENCE 2014 YEAR IN REVIEW: THE TOP TEN DEVELOPMENTS Laurence Shore 113 IN INTERNATIONAL ENERGY ARBITRATION THE REVISED IBA GUIDELINES ON CONFLICTS OF David Arias 129 INTEREST IN INTERNATIONAL ARBITRATION EXPECTING THE UNEXPECTED: HOW INTERNATIONAL James L. Loftis 145 ENERGY AND OILFIELD SERVICES COMPANIES Michol L. Ecklund MANAGE FRONT PAGE GEOPOLITICAL EVENTS Jay G. Martin Steven S. Runner

2ND ANNUAL ITA – IEL JOINT CONFERENCE LUNCHEON

A CONVERSATION WITH PROFESSOR J. MARTIN HUNTER J. Martin Hunter 161 Jarrod Wong

OTHER TOPICS IN INTERNATIONAL ARBITRATION BLOWING HOT AND COLD: STATE COMMITMENTS TO Timothy G. Nelson 181 ARBITRATE INVESTMENT DISPUTES

iii


VOL. 9 2015 NO. 1 RECENT DEVELOPMENTS IN INTERNATIONAL ARBITRATION

SOVEREIGNS RULE AGAIN: RECENT CHALLENGES TO Jaroslav Kudrna 1 ENFORCEMENT AND EXECUTION OF ARBITRAL AWARDS AGAINST SOVEREIGNS WHAT IS THE FAIR AND EQUITABLE TREATMENT Marta de Sousa Nunes Vicente 51 STANDARD? CONTENT AND SOURCES TTIP AND CETA VS. NAFTA: REFLECTIONS Michael P. Daly 85 ON TREATY NEGOTIATIONS UNDER PUBLIC SCRUTINY

REGIONAL VIEWS OF ARBITRATION AND MEDIATION SWITZERLAND: CONCILIATION AND MEDIATION Andrea E. Rusca 99 UNDER THE NEW PROVISIONS OF THE CODE OF CIVIL PROCEDURE

iii


VOL. 8 2014 NO. 4 26TH ANNUAL WORKSHOP

OF THE INSTITUTE FOR TRANSNATIONAL ARBITRATION “MODERN ENFORCEMENT OF ARBITRAL AWARDS: ‘SHOW ME THE MONEY’”

WELCOME REMARKS TO THE 26TH ANNUAL ITA WORKSHOP R. Doak Bishop 413 BIOGRAPHIES OF WORKSHOP FACULTY 415 THE EXPECTATION: HOW IMPORTANT IS ENFORCEMENT Kevin O’Gorman 437 IN THE CHOICE OF INTERNATIONAL ARBITRATION? Michael S. Goldberg

Karl Hennessee Gregory Odry THE PRESENT REALITY: HOW WELL DOES ENFORCEABILITY James L. Loftis 451 HOLD UP IN PRACTICE? Mark Lowes Gaëtan Verhoosel Reinmar Wolff MORNING MOCK Mark Feldman 469 ENFORCEMENT STRATEGY STARTS EARLY: Fedelma Claire Smith CHOOSING THE SEAT OF THE ARBITRATION Jack J. Coe, Jr. Claudia Salomon Ank Santens KEY NOTE PRESENTATION Bernardo Sepulveda Amor 491 ENFORCEABILITY OF ARBITRAL AWARDS: R. Doak Bishop CUSTOMARY LAW, STATE RESPONSIBILITY, AND THE ROLE OF THE INTERNATIONAL COURT OF JUSTICE RECENT CHALLENGES TO ENFORCEMENT IN THE Sabine Konrad 503 INVESTMENT TREATY FIELD Dolores Bentolila Karel Daele Martina Polasek THE MARKET FOR AWARDS Alvaro Galindo 515 Victoria Shannon Mick Smith Maxi Scherer

&iv WORLD ARBITRATION & MEDIATION REVIEW

AFTERNOON MOCK Elizabeth Snodgrass 527 21ST CENTURY ENFORCEMENT STRATEGIES John Fellas Tomasz Sikora Jim Mintz THE SPECTRE OF ENFORCEMENT RISK AND INEFFICIENT Eduardo Zuleta 551 ARBITRAL PROCEDURES Michael Evan Jaffe Jean E. Kalicki Elisabeth Eljuri CONCLUDING REMARKS TO THE 26TH ANNUAL R. Doak Bishop 569 ITA WORKSHOP 26TH ITA ANNUAL WORKSHOP: RESEARCH RESOURCES 571

ARTICLE ON ENFORCEMENT STATE RESPONSIBILITY FOR NON-ENFORCEMENT OF Deyan Draguiev 577 ARBITRAL AWARDS ITA SERVICES AND EVENTS ITA 2015 CALENDAR OF EVENTS 619

ITA MEMBERSHIP APPLICATION 621

iii

&

WORLD ARBITRATION & MEDIATION REVIEW

VOL. 8 2014 NO. 3 11TH ANNUAL ITA – ASIL CONFERENCE

MASS AND CLASS CLAIMS IN ARBITRATION WELCOME REMARKS AND INTRODUCTIONS Andrea K. Bjorklund 295 KEY NOTE PRESENTATION: Carolyn B. Lamm 299 THE FUTURE OF LARGE-SCALE CLAIMS COMMERCIAL ARBITRATION: CLASS CLAIMS Christopher Drahozal 313 Deepak Gupta Geneviève Saumier INVESTMENT ARBITRATION: MASS CLAIMS S.I. Strong 331 Michael Waibel Samuel Wordsworth

ITA-ASIL CONFERENCE PAPER MASS AND CLASS CLAIMS IN ARBITRATION: Geneviève Saumier 351 A CANADIAN PERSPECTIVE

CURRENT TRENDS IN INTERNATIONAL MEDIATION MEDIATION IN ENGLAND & WALES, HONG KONG AND Alexander McKinnon 369 SINGAPORE: ARBITRATION’S REACTIONS TO DEVELOPMENTS IN LITIGATION

IN MEMORIAM OF LEAH D. HARHAY LEAH D. HARHAY’S BIOGRAPHY 393 EDITORS’ NOTE 395 INVESTMENT ARBITRATION IN 2021: A LOOK TO DIVERSITY AND CONSISTENCY Leah D. Harhay 397

iii

&



OTHER TOPICS IN INTERNATIONAL ARBITRATION

INTERNATIONAL ENERGY ARBITRATION AN ITA – IEL JOINT WINTER FORUM

WINTER FORUM PAPERS CAN STATE COUNTERCLAIMS SALVAGE INVESTMENT Mark W. Friedman 139 ARBITRATION? Ina C. Popova OVERLAPPING INVESTOR-STATE ARBITRATION CLAUSES Odysseas G. Repousis 181 FOR ENERGY AND ENVIRONMENTAL DISPUTES IN THE ENERGY CHARTER TREATY AREA

WINTER FORUM LUNCHEON A CONVERSATION WITH HON. CHARLES N. BROWER Hon. Charles N. Brower 209 with Prof. Charles H. Brower, II

ARTICLES ON OTHER TOPICS IN INTERNATIONAL ARBITRATION

THE APPLICABLE LAW IN FOREIGN INVESTMENT DISPUTES Jan H. Dalhuisen 229 Andrew T. Guzman MOVING THE GOAL POST! HOW SOME NAFTA TRIBUNALS Patrick Dumberry 251 HAVE CHALLENGED THE FTC NOTE OF INTERPRETATION ON THE FAIR AND EQUITABLE TREATMENT STANDARD UNDER NAFTA ARTICLE 1105

& WORLD ARBITRATION & MEDIATION REVIEW

VOL. 8 2014 NO. 1

FROM SOFT LAW TO BRAZILIAN LAW SEVERAL ISSUES IN INTERNATIONAL ARBITRATION

GOING SOFT: TOWARDS A NEW AGE OF SOFT LAW IN INTERNATIONAL INVESTMENT LAW?

Marc Jacob Stephan W. Schill

1

NAVIGATING THE "GATEWAY" TO INTERNATIONAL ARBITRATION IN THE U.S. COURTS ‒ A DECADE OF ADVENTURES, POST-HOWSAM

Timothy G. Nelson 49

CONFLICTS OF INTEREST AND DISCLOSURE DUTIES OF NON-MARTIAN ARBITRATORS

Manuel Conthe Antonio Delgado

81

ARBITRATION UNDER THE BRAZILIAN LAW WITH REGARD TO THE MAIN CHANGES SUGGESTED BY THE REFORM COMMITTEE

Deborah Alcici Salomão

107

BOOK REVIEW

THE INTERPRETATION OF INTERNATIONAL INVESTMENT LAW: EQUALITY, DISCRIMINATION AND MINIMUM STANDARDS OF TREATMENT IN HISTORICAL CONTEXT BY TODD WEILER

Roberto Aguirre Luzi Jorge Mattamouros

129

iii



OF THE INSTITUTE FOR TRANSNATIONAL ARBITRATION “INTERNATIONAL ARBITRATION FROM THE ARBITRATOR’S PERSPECTIVE”

WELCOME REMARKS TO THE 25TH ANNUAL ITA WORKSHOP R. Doak Bishop 601 BIOGRAPHIES OF WORKSHOP FACULTY 603 ITA: THE FIRST TWENTY-FIVE YEARS Ewell E. “Pat” Murphy 623 THE THEORY AND REALITY OF THE ARBITRATOR: William W. Park 629 WHAT IS AN INTERNATIONAL ARBITRATOR? Teresa Cheng Brigitte Stern ARBITRATOR TRANSPARENCY: LISTS, COMMENTS Dietmar W. Prager 651 AND RATINGS: A DEBATE Catherine Rogers Charles N. Brower INTRODUCTION TO THE MOCK Audley Sheppard 669 THE MOCK: SCENARIO FOR ITA MOCK AND DISCUSSION POINTS 671 SCENE I: APPLICATIONS TO PREVENT COUNSEL FROM ACTING Guido Tawil 675 Leah D. Harhay Abby Cohen Smutny Eduardo Damião Gonçalves Christina Cathey Schuetz Lucy Reed Pierre Bienvenu Claus von Wobeser SCENE II: THE ARBITRATOR’S POWERS TO CONTROL Lucy Reed 689 COUNSEL CONDUCT Pierre Bienvenu Claus von Wobeser Christina Cathey Schuetz THE MOCK: PANEL DISCUSSION Pierre Bienvenu 697 Eduardo Damião Gonçalves Leah D. Harhay Lucy Reed Christina Cathey Schuetz Audley Sheppard Abby Cohen Smutny Guido Tawil Claus von Wobeser


25 YEARS OF INTERNATIONAL ARBITRATION: Bernard Hanotiau 711 THE PAST AND THE FUTURE THE ARBITRATOR AND CONSIDERATIONS OF PUBLIC POLICY David D. Caron 721 George A. Bermann Anton Maurer ADVOCACY FROM THE ARBITRATOR’S PERSPECTIVE: Judith Gill 737 WHAT IS HELPFUL AND WHAT IS NOT Donald Francis Donovan Jean Kalicki Eduardo Zuleta ARBITRAL DECISION-MAKING: THE LEGAL THEORY AND Manuel Conthe 763 THE PSYCHOLOGICAL REALITY Eduardo Zuleta GENERAL COUNSEL PANEL: WHAT ARBITRATORS Alan Crain, Jr. 773 SHOULD DO BETTER Peter Rees Laura M. Robertson Anke Sessler BIBLIOGRAPHY – 25TH ANNUAL ITA WORKSHOP 789

THE 2013 PAT MURPHY AWARD INTRODUCTION OF THE HON. CHARLES N. BROWER, David D. Caron 797 ON HIS RECEIPT OF THE 2013 PAT MURPHY AWARD ACCEPTANCE REMARKS: Hon. Charles N. Brower 799 2013 PAT MURPHY AWARD

ITA SERVICES AND EVENTS ITA 2014 CALENDAR OF EVENTS 803 ITA 2014 ANNUAL MEMBERSHIP ITA MEMBERSHIP APPLICATION

iii

&


VOL. 7 2013 NO. 3 GATEWAY ISSUES IN INTERNATIONAL ARBITRATION

REMARKS FROM THE 10TH ANNUAL ITA-ASIL CONFERENCE

INTRODUCTION R. Doak Bishop 435 and Sophie Nappert

KEY NOTE ADDRESS: GATEWAY ISSUES George A. Bermann 439 IN INTERNATIONAL ARBITRATION COMMERCIAL ARBITRATION Thomas J. Stipanowich 451 INVESTMENT ARBITRATION Sophie Nappert 463 CONCLUDING REMARKS Andrea K. Bjorklund 485

ARTICLES ARBITRATING “ARBITRABILITY” Alan Scott Rau 487 ENFORCEMENT OF FOREIGN ARBITRAL AWARDS IN CHINA: Qisheng HE 573 DOMINANT ROLE OF THE SUPREME PEOPLE’S COURT

iii

&


VOL. 7 2013 NO. 2

25TH ANNIVERSARY OF THE DALLAS WORKSHOP INSTITUTE FOR TRANSNATIONAL ARBITRATION

INSIGHTS AND IDEAS FROM ITA MEMBERS

INTRODUCTION Charles H. Brower II and Abby C. Smutny

277 PLUS ÇA CHANGE . . . THE PERSISTENT ROLE OF STATES IN CONTROLLING DISPUTE SETTLEMENT AND LAWMAKING

Andrea K. Bjorklund

279 EXPERIENCES, SUGGESTIONS, AND EXPECTATIONS REGARDING COMMERCIAL AND INVESTMENT ARBITRATION

Karl-Heinz Böckstiegel 291 CHALLENGES OF INTERNATIONAL INVESTMENT ARBITRATORS: HOW DOES IT WORK, AND DOES IT WORK?

Chiara Giorgetti 303 THE DELOCALISATION OF DIFC ARBITRATION IN DUBAI AND THE ENFORCEMENT OF ARBITRAL AWARDS

A F M Maniruzzaman and Ahmed M

Almutawa

321 TWENTY-FIVE YEARS ON: ARBITRATION SAILS ONWARD OVER THE SUPPORTIVE SEA OF INTERNATIONAL COMMERCE

John Burritt McArthur 335 CHOICE OF VENUE AND THE RULE OF LAW Klaus Reichert 349 LIMITS ON JUDICIAL INVOLVEMENT IN ARBITRATOR SELECTION Lionel M. Schooler 357 THE “CULTURALIZATION” OF MULTIPARTY ARBITRATION: DEVELOPING INTERNATIONAL BEST PRACTICES

Josefa Sicard-Mirabal and Rachel E. Clarke

367


DOUBLING DOWN ON DEFERENCE?TREATMENT STANDARDS AND THE PUBLIC LAW FALLACY Frédéric G. Sourgens

and Baiju Vasani 379

INCREASING LEGALISM IN INTERNATIONAL COMMERCIAL ARBITRATION: A NEW THEORY OF CAUSES, A NEW APPROACH TO CURES S.I. Strong 391

CIVIL LIABILITY OF ARBITRATORS AND ARBITRAL INSTITUTIONS IN INTERNATIONAL COMMERCIAL ARBITRATION: THE DEVELOPMENT OF THE ARBITRATION LAWS AND RULES IN THE LAST 30 YEARS Pilar Perales Viscasillas 405

MED-ARB: AN ARGUMENT FOR FAVORING EX PARTE COMMUNICATIONS IN THE MEDIATION PHASE Edna Sussman 421

iii


VOL. 7 2013 NO. 1 25TH ANNIVERSARY

OF THE DALLAS WORKSHOP

INSTITUTE FOR TRANSNATIONAL ARBITRATION “THE BEST OF THE BEST”

LUNCHEON SPEECHES AND ADDRESSES INTRODUCTION R. Doak Bishop, 1

ITA Chair 2000 THE DOCKET AND DECISION-MAKING PROCESS Stephen M. Schwebel 3 OF THE INTERNATIONAL COURT OF JUSTICE 2001 INTERNATIONAL ARBITRATION AND SOVEREIGNTY W. Michael Reisman 19 2002 THE WORLD OF INTELLECTUAL PROPERTY AND THE David D. Caron 33 DECISION TO ARBITRATE 2002 THE COMING CRISIS IN THE GLOBAL Charles N. Brower, 47 ADJUDICATION SYSTEM Charles H. Brower II & Jeremy K. Sharpe 2003 WAITING FOR LOEWEN Jan Paulsson 87 2004 THE ARBITRATOR AND THE LAW: Gabrielle Kaufmann-Kohler 99 DOES HE/SHE KNOW IT? APPLY IT? HOW? AND A FEW MORE QUESTIONS 2005 REFLECTIONS OF AN INTERNATIONAL ARBITRATOR Gerald Aksen 111 2006 INTERIM MEASURES UNDER UNCITRAL’S James Castello 119 MODEL LAW NEW PROPOSALS 2006 WHY BOTHER AND WHY IT MATTERS? V. V. Veeder 133 2007 DEVELOPING SUCCESSFUL NEGOTIATING SKILLS James A. Baker, III 143 2008 FRAMING THE CASE ON QUANTUM William W. Park 151 2008 DAMAGES IN INTERNATIONAL ARBITRATION: Lucy F. Reed 159 LESS IS MORE, MORE OR LESS


2009 WHOSE ARBITRATION IS IT ANYWAY? Carla Powers Herron 173 A CORPORATE PERSPECTIVE ON THE DUTIES OF COUNSEL AND THE ARBITRAL TRIBUNAL 2009 ARBITRATION INTEGRITY: William W. Park 185 THE TRANSIENT AND THE PERMANENT 2009 THE INTERNATIONAL ARBITRATOR AS Donald Francis Donovan 193 TRANSNATIONAL JUDGE 2010 MORAL HAZARD IN INTERNATIONAL Jan Paulsson 205 DISPUTE RESOLUTION 2011 ADVOCACY IN INTERNATIONAL ARBITRATION Toby Landau 227 2012 THE QUALITY OF ARBITRAL DECISION-MAKING R. Doak Bishop 239 AND JUSTIFICATION 2013 A CONVERSATION WITH GARY BORN Gary Born and 253 Professor Linda J. Silberman

iii



OF THE INSTITUTE FOR TRANSNATIONAL ARBITRATION “THE FINAL CURTAIN:

POST-HEARING SUBMISSIONS, DELIBERATIONS AND ENFORCEMENT” WELCOME AND INTRODUCTION Lucy F. Reed, 699 ITA Chair ITA 24TH ANNUAL WORKSHOP PROGRAM 701 BIOGRAPHIES OF WORKSHOP FACULTY 709 INTRODUCTION TO WORKSHOP AND ACT I Jennifer M. Smith, 723

Workshop Co-Chair ACT I: POST-HEARING ISSUES 725 SCENE I: CLOSING AND COSTS SUBMISSIONS 725 SCENE II: REACHING A DEAL OR WAITING FOR THE AWARD, LATE SETTLEMENT ISSUES 741 PANEL DISCUSSION/QUESTION AND ANSWER 746 INTRODUCTION TO ACT II Philippe Pinsolle, 765 Workshop Co-Chair ACT II: DELIBERATION: THE UGLY, THE BAD AND THE GOOD 766 SCENE I: THE UGLY 766 SCENE II: THE BAD 772 SCENE III: THE GOOD 778 PANEL DISCUSSION/QUESTION AND ANSWER 786 LUNCHEON PRESENTATION: THE QUALITY OF ARBITRAL R. Doak Bishop 801 DECISION-MAKING AND JUSTIFICATION INTRODUCTION TO ACT III Professor Tai-Heng Cheng, 813 Workshop Co-Chair ACT III: RECONSIDERATION - CHALLENGE - ENFORCEMENT 814 SCENE I: DEBRIEFING 814 SCENE II: LOCAL ENFORCEMENT CHALLENGES 823 PANEL DISCUSSION/QUESTION AND ANSWER 830


CORPORATE COUNSEL AND ARBITRATOR Mark C. Morril, Moderator 849 PERSPECTIVES Dominique Brown-Berset Teresa Cheng Fred G. Bennett

Mark L. Greenberg CLOSING REMARKS Lucy F. Reed 875 BIBLIOGRAPHY – “THE FINAL CURTAIN: 877 POST-HEARING SUBMISSIONS, DELIBERATIONS AND ENFORCEMENT”

ITA SERVICES AND EVENTS SCOREBOARD OF ADHERENCE TO TRANSNATIONAL Elina Mereminskaya 881 ARBITRATION TREATIES, Monique Sasson AS OF JANUARY 15, 2013 ITA 2013 CALENDAR OF EVENTS 885 ITA MEMBERSHIP APPLICATION

iii


VOL. 6 2012 NO. 3 9TH ANNUAL ITA-ASIL CONFERENCE ARBITRATION IN TIMES OF CRISIS INTRODUCTION BY THE CONFERENCE CO-CHAIRS Andrew Newcombe 407

John R. Crook KEYNOTE ADDRESS: THE ARGENTINE CASES: AN V. V. Veeder 411 EVALUATION OF 10 YEARS OF ARBITRATION – POSSIBLE LESSONS FOR ICSID ARGENTINA’S ICSID ARBITRATIONS AND THE Cymie R. Payne 427 UNCC EXPERIENCE: CONSISTENCY AND CAPABILITY IN MASS CLAIMS DIVINING THE CONTENT OF THE CUSTOMARY Jennifer Thornton 463 INTERNATIONAL LAW MINIMUM STANDARD OF TREATMENT FROM THE JURISPRUDENCE OF THE U.S.-MEXICO GENERAL CLAIMS COMMISSION THE PARADOXICAL ARGENTINA CASES José E. Alvarez 491 Gustavo Topalian INTERNATIONAL ARBITRATION AND THE ARGENTINE CASES: L. Yves Fortier 545 AN EVALUATION OF 10 YEARS OF ARBITRATION – INSTITUTIONAL ASPECTS

1ST ANNUAL ITA WINTER FORUM INTRODUCTION BY THE CONFERENCE CO-CHAIRS Susan D. Franck 561

Leah D. Harhay NO ARBITRATION IS AN ISLAND: THE ROLE OF COURTS IN Charles C. Correll 565 AID OF INTERNATIONAL ARBITRATION Ryan J. Szczepanik THE DEATH OF THE TWO-HEADED NIGHTINGALE: Charles N. Brower 619 WHY THE PAULSSON-VAN DEN BERG PRESUMPTION Charles B. Rosenberg THAT PARTY-APPOINTED ARBITRATORS ARE UNTRUSTWORTHY IS WRONGHEADED

BOOK REVIEWS WHEN INTERNATIONAL LAW WORKS REALISTIC IDEALISM John R. Crook 681 AFTER 9/11 AND THE GLOBAL RECESSION BY TAI-HENG CHENG SINGAPORE LAW ON ARBITRAL AWARDS David D. Caron 695 BY CHAN LENG SUN SC

iii


VOL. 6 2012 NO. 2 LIBER AMICORUM ABASCAL

PART II* INTRODUCTION AND DEDICATION TO LIBER AMICORUM David D. Caron 171 JOSÉ MARÍA ABASCAL INVESTOR STATE ARBITRATION FRAMING THE WORK OF ICSID ANNULMENT COMMITTEES David D. Caron 173

THE NEW ICC ARBITRATION RULES IN CASES INVOLVING Ignacio Torterola 201 STATES AND STATE ENTITIES INTERNATIONAL RULES AND PROCEDURES GOOD FAITH IN INTERNATIONAL ARBITRATION Bernardo M. Cremades 217

A COMMENT ON THE ARBITRATION REGIME UNDER Rafael Illescas Ortiz 245 THE ROTTERDAM RULES: A BALANCED ONE

PRACTICAL CONSIDERATIONS IN INTERNATIONAL ARBITRATION THE SELECTION OF THE RIGHT ARBITRATOR: Luis Enrique Graham 255 PRACTICAL CONSIDERATIONS UNCITRAL IN FAVOR OF USING ELECTRONIC Agustín Madrid-Parra 275 MEANS IN ARBITRATION THE ARBITRAL TRIBUNAL’S DECISION TO SUSPEND Claus von Wobeser 299 THE ARBITRATION

RIGHTS IN INTERNATIONAL ARBITRATION: INVESTOR AND ARBITRATOR INVESTMENT PROTECTION RIGHTS: Francisco González de Cossío 325 SUBSTANTIVE OR PROCEDURAL? WHAT ARE THE RESPONSIBILITIES OF AN ARBITRAL Eduardo Siqueiros T. 347 TRIBUNAL FACED WITH A BREACH OF INTEGRITY OF ONE OF ITS MEMBERS? * Part I appeared in World Arb. & Med. Rev., 2012, Volume 6:1.


ARBITRATION IN SPAIN COMPANY ARBITRATION IN SPANISH LAW Manuel Olivencia 369 ARBITRATION IN SPAIN: AN INTERNATIONAL Pilar Perales Viscasillas 385 PERSPECTIVE ON THE MODIFICATIONS INTRODUCED BY LAW 11/2011

iii


VOL. 6 2012 NO. 1

LIBER AMICORUM ABASCAL

PART I INTRODUCTION AND DEDICATION TO LIBER AMICORUM Luis Enrique Graham 1 JOSÉ MARÍA ABASCAL Pilar Perales Viscasillas Aníbal Sabater

UNCITRAL RULES AND MODEL LAW GENERALIZING ABOUT THE VIRTUES OF SPECIFICITY: James Castello 7 THE SURPRISING EVOLUTION OF THE LONGEST ARTICLE IN THE UNCTIRAL MODEL LAW AD HOC INTERNATIONAL ARBITRATIONS – C. Mark Baker 35 THE WAY OF THE FUTURE? Efrén C. Olivares

INTERNATIONAL ARBITRATION IN MEXICO FROM THE ABSTRACT TO REALITY: Luis Omar Guerrero Rodríguez 51 CHALLENGES IN RECOGNIZING AND ENFORCING Ximena Suárez Enríquez COMMERCIAL ARBITRATION AWARDS IN MEXICO THE MEXICO CITY NATIONAL CHAMBER OF Yanett Quiroz Valdovinos 79 COMMERCE COMMERCIAL ARBITRATION AND MEDIATION COMMISSION MEXICO’S AMENDMENT TO FACILITATE JUDICIAL Rodrigo Zamora 97 COOPERATION IN ARBITRATION

EQUITY AND CULTURE: ANALYZING PERSPECTIVES EX AEQUO ET BONO ARBITRATION Gerardo Lozano Alarcón 105 “CULTURAL CONFLICTS” IN INTERNATIONAL ARBITRATION: Aníbal Sabater 125 MYTHS, MISUNDERSTANDINGS, AND LESSONS FROM DEALING WITH THE UNUSUAL

INSOLVENCY PROCEEDINGS:

INTERNATIONAL LAW’S ANSWER TO A WORLD CRISIS UNCITRAL ON INSOLVENCY LAW: THIRD ACT – David Morán Bovio 139 FIRST SCENE ARBITRATION AS A TOOL IN SUPPORT OF INSOLVENCY Thomas S. Heather 161 PROCEDURES (CONCURSO MERCANTIL)


LIBER AMICORUM ABASCAL PART II∗

INVESTOR STATE ARBITRATION FRAMING THE WORK OF ICSID ANNULMENT COMMITTEES David D. Caron THE NEW ICC RULES IN CASES INVOLVING STATES Ignacio Torterola AND STATES-ENTITIES

INTERNATIONAL RULES PROCEDURES GOOD FAITH IN INTERNATIONAL ARBITRATION Bernardo Cremades A COMMENT ON THE ARBITRATION REGIME IN THE Rafael Illescas Ortiz ROTTERDAM RULES: A BALANCED ONE

PRACTICAL CONSIDERATIONS IN INTERNATIONAL ARBITRATION THE SELECTION OF THE RIGHT ARBITRATOR: Luis Enrique Graham PRACTICAL CONSIDERATIONS UNCITRAL IN FAVOR OF USING ELECTRONIC Agustín Madrid-Parra MEANS IN ARBITRATION THE ARBITRAL TRIBUNAL’S DECISION TO SUSPEND Claus von Wobeser THE ARBITRATION

RIGHTS IN INTERNATIONAL ARBITRATION: INVESTOR AND ARBITRATOR INVESTMENT PROTECTION RIGHTS: Francisco González de Cossío SUBSTANTIVE OR PROCEDURAL? WHAT ARE THE RESPONSIBILITIES OF AN ARBITRAL Eduardo Siqueiros T. TRIBUNAL FACED WITH A BREACH OF INTEGRITY OF ONE OF ITS MEMBERS?

ARBITRATION IN SPAIN COMPANY ARBITRATION IN SPANISH LAW Manuel Olivencia ARBITRATION IN SPAIN: AN INTERNATIONAL Pilar Perales Viscasillas PERSPECTIVE ON THE MODIFICATIONS INTRODUCED BY LAW 11/2011 ∗ Part II will appear in World Arb. & Med. Rev., 2012, Volume 6:2.

iii


VOL. 5 2011 NO. 4

22ND ANNUAL WORKSHOP

OF THE INSTITUTE FOR TRANSNATIONAL ARBITRATION “THE MERITS HEARING: GETTING THE MESSAGE TO THE TRIBUNAL” WELCOME AND INTRODUCTION Lucy Reed, 351

ITA Chair 22ND ANNUAL ITA WORKSHOP PROGRAM 353 FACULTY BIOGRAPHIES 361 ACT I: THE MERITS HEARING: Professor Guido Tawil, 375 ASSEMBLING YOUR CASE AND EVIDENCE Workshop Co-Chair INTRODUCTION TO THE WORKSHOP AND ACT I 375 SCENE I: DOCUMENT PRODUCTION IN INTERNATIONAL 378 ARBITRATION: A COMPROMISE OF CIVIL AND COMMON LAW APPROACHES SCENE II: DOCUMENT PRODUCTION IN INTERNATIONAL 384 ARBITRATION: ROLE OF PROFESSIONAL ETHICS SCENE III: WITNESS PREPARATION IN INTERNATIONAL 388 ARBITRATION: A COMPROMISE OF CIVIL AND COMMON LAW APPROACHES SCENE IV: WITNESS PREPARATION IN INTERNATIONAL 395 ARBITRATION: ROLE OF PROFESSIONAL ETHICS PANEL DISCUSSION/QUESTION AND ANSWER 400 ACT II: THE MERITS HEARING: Wendy J. Miles, 411 PRESENTING YOUR CASE Workshop Co-Chair INTRODUCTION TO ACT II 411 SCENE I: PRELUDE: PRELIMINARY ISSUE ON 412 NON-DISCLOSURE OF DOCUMENTS SCENE II : THE TRIBUNAL REACTS: A REQUIREMENT FOR 424 COMPROMISE OF CIVIL AND COMMON LAW APPROACHES AND SANCTIONS FOR ETHICAL BREACHES SCENE III: THE EVIDENTIAL HEARING COMMENCES: OPENING STATEMENTS 432 PANEL DISCUSSION/QUESTION AND ANSWER 441 LUNCHEON ADDRESS: ADVOCACY IN INTERNATIONAL Toby Landau, Q.C. 453 ARBITRATION


ACT III: THE MERITS HEARING: PRESENTING YOUR Michael S. Goldberg, 465 TESTIMONIAL EVIDENCE Workshop Co-Chair INTRODUCTION TO ACT III 465 SCENE I: TESTIMONIAL EVIDENCE: EXAMINATION-IN-CHIEF, 465 CROSS-EXAMINATION, RE-EXAMINATION SCENE II: PROCEDURAL ANTICS – DEMONSTRATING THE 478 UNPREDICTABLE NATURE OF ARBITRATION SCENE III: DEMONSTRATION OF CROSS-EXAMINATION AND 483 RE-EXAMINATION OF TORGAS FACT WITNESS PANEL DISCUSSION/QUESTION AND ANSWER 495 PERSPECTIVES FROM THE CORPORATE COUNSEL: Alan R. Crain, Jr., Moderator, 507 CHALLENGES TO DELIVERING THE PARTY’S Dennis Grindinger, MESSAGE EFFECTIVELY AND EFFICIENTLY Eric C. Liebeler, Javier Rubinstein BIBLIOGRAPHY – “THE MERITS HEARING: 539 GETTING THE MESSAGE TO THE TRIBUNAL”

ITA SERVICES AND EVENTS SCOREBOARD OF ADHERENCE TO TRANSNATIONAL Seem Maleh, 543 ARBITRATION TREATIES, Kathleen Amanda Zugsay AS OF OCTOBER 3, 2011 ITA 2012-13 CALENDAR OF EVENTS 547 ITA MEMBERSHIP APPLICATION


VOL. 5 2011 NO. 3

* EDITORIAL COMMENT * THE INDEPENDENCE AND IMPARTIALITY OF David D. Caron 255 LEGAL SYSTEMS * FAULT LINES IN INTERNATIONAL COMMERCIAL ARBITRATION

PAPERS AND COMMENTS FROM THE 8TH ANNUAL ITA-ASIL CONFERENCE * INTRODUCTION Lucy Reed 271 KEYNOTE ADDRESS: THE QUIET CONVERGENCE OF Diane P. Wood 273 ARBITRATION AND LITIGATION HOW NATIONAL IS INTERNATIONAL ARBITRATION William Dodge 291 INTRODUCTION TO SESSION ONE ARBITRABILITY AND PUBLIC POLICY Gary Born 293 PARTY AUTONOMY AND ITS LIMITS Margaret L. Moses 301 INTRODUCTION TO SESSION TWO THE SUPREME COURT’S RECENT PERSPECTIVE Linda J. Silberman 303 ON PARTY AUTONOMY IN ARBITRATION: WHAT DOES IT MEAN FOR THE PROPOSED ALI RESTATEMENT ON INTERNATIONAL COMMERCIAL ARBITRATION? PARTY AUTONOMY AND ITS DISCONTENTS: J. William Rowley 321 THE LIMITS IMPOSED BY ARBITRATORS Robert Wisner AND BY MANDATORY LAWS * RECENT EVENTS IN THE AMERICAS * COMMENT: NUOVO PIGNONE V. PETROMAC: AMICUS Arnoldo Wald 339 CURIAE BY THE ICC BRAZILIAN COMMITTEE


VOL. 5 2011 NO. 2

* GENERAL PRINCIPLES OF INTERNATIONAL COMMERCIAL ARBITRATION * FOREWORD Bernard Hanotiau 95 GENERAL PRINCIPLES OF LAW IN INTERNATIONAL Klaus Peter Berger 97 COMMERCIAL ARBITRATION: HOW TO FIND THEM — HOW TO APPLY THEM THAT RARE BIRD: NON-NATIONAL LEGAL STANDARDS Felix Dasser 143 AS APPLICABLE LAW IN INTERNATIONAL COMMERCIAL ARBITRATION GENERAL PRINCIPLES OF LAW IN INTERNATIONAL Emmanuel Gaillard 161 COMMERCIAL ARBITRATION — CHALLENGING THE MYTHS THE APPLICATION OF TRANSNATIONAL RULES Yves Derains 173 IN ICC ARBITRAL AWARDS GENERAL PRINCIPLES OF LAW AND TRANSNATIONAL Loukas Mistelis 201 RULES IN INTERNATIONAL ARBITRATION: AN ENGLISH PERSPECTIVE TRANSNATIONAL PRINCIPLES IN U.S. COURTS David W. Rivkin 231


VOL. 5 2011 NO. 1

* THE MATH ISSUE: DAMAGES & INTEREST *

INVALID ROUND TRIPS IN SETTING PRE‐JUDGMENT Manuel A. Abdala 1 INTEREST IN INTERNATIONAL Pablo D. López Zadicoff ARBITRATION Pablo T. Spiller THE LAW APPLICABLE TO THE AWARD OF INTEREST: Angeline Welsh 23 A ROADMAP THROUGH THE MAZE HISTORICAL ANALYSIS OF ICSID CONCLUDED CASES Linda A. Ahee 43 Leonardo Giacchino Richard E. Walck

* DEVELOPMENTS WITH RESPECT TO THE UNITED STATES *

GROWING PAINS: BUILDING AMERICAN John Burritt McArthur 57 ARBITRATION’S LEGITIMACY THROUGH EVERYDAY ARBITRAL DECISIONS

_____________________________________________________________ RECOGNITION AND ENFORCEMENT OF FOREIGN Efrén C. Olivares 91 ARBITRAL AWARDS IN MEXICO: AN UPDATE

iii


VOL. 4 2010 NOS. 4-5

21ST ANNUAL WORKSHOP

OF THE INSTITUTE FOR TRANSNATIONAL ARBITRATION “COMMENCING AN INTERNATIONAL ARBITRATION:

FUNDAMENTALS AND STRATEGY” WELCOMING REMARKS Lucy Reed, 287 ITA Chair 21ST ANNUAL ITA WORKSHOP PROGRAM 289 FACULTY BIOGRAPHIES 295 MOCK SCENARIO 305 ACT I: DRAFTING AND NEGOTIATING THE Professor Christopher 311 ARBITRATION CLAUSE Gibson, Workshop Co-Chair INTRODUCTION TO THE WORKSHOP AND ACT I 311 SCENE I: WHAT SHOULD BE IN THE DISPUTE RESOLUTION CLAUSE? 314 SCENE II: CAN WE GET WHAT WE WANT: NEGOTIATING THE DISPUTE RESOLUTION CLAUSE 323 PANEL DISCUSSION: DRAFTING AND NEGOTIATING THE 332 DISPUTE RESOLUTION CLAUSE ACT II: REQUEST FOR ARBITRATION, RESPONSE, AND Klaus Reichert, 343 COUNTERCLAIM AND ARBITRATOR Workshop Co-Chair APPOINTMENT ISSUES INTRODUCTION TO ACT II 343 SCENE I: PUTTING THE SHOW ON THE ROAD – 344 TORGAS STARTS THE ARBITRATION SCENE II: DRILL-BD RISES TO MEET THE CHALLENGE 358 PANEL DISCUSSION: HOW IMPORTANT ARE THE INITIAL 370 FILINGS? REALITY VS. PERCEPTIONS ACT III: THE PRELIMINARY HEARING TO ORGANIZE Jean E. Kalicki, 379 THE ARBITRATION PROCEDURE Workshop Co-Chair INTRODUCTION TO ACT III 379 SCENE I: TORGAS PREPARES FOR THE PRELIMINARY HEARING 381 SCENE II: DRILL-BD PREPARES FOR THE PRELIMINARY HEARING 387 SCENE III: THE PRELIMINARY HEARING 392 TRIBUNAL’S DELIBERATIONS 400


QUESTIONS FOR CONSIDERATION FOLLOWING ACT III: 406 THE PRELIMINARY HEARING TO ORGANIZE THE ARBITRATION PROCEDURE BIBLIOGRAPHY – “COMMENCING AN INTERNATIONAL ARBITRATION: 407 FUNDAMENTALS AND STRATEGY” ITA SERVICES AND EVENTS SCOREBOARD OF ADHERENCE TO TRANSNATIONAL Seem Maleh 419 ARBITRATION TREATIES, AS OF MARCH 28, 2011 Tracy Matlock ITA 2011 PROGRAMS AND ACTIVITIES CALENDAR 423 ITA MEMBERSHIP APPLICATION 425


VOL. 4 2010 NO. 3

* ENFORCEMENT *

ARTICLES RECOGNITION AND ENFORCEMENT OF FOREIGN ARBITRAL Efrén C. Olivares 185 AWARDS IN MEXICO: CASES AND LEGISLATION HOW TO ENFORCE FOREIGN ARBITRAL Yaroslav Petrov 203 AWARDS IN UKRAINE Oleksiy Demyanenko Liudmila Dudnik

COMMENTS RECENT DEVELOPMENTS IN THE ENFORCEMENT OF Lucy Greenwood 229 INTERNATIONAL ARBITRATION AWARDS IN ENGLAND & WALES

* DEVELOPMENTS WITH RESPECT TO EVIDENCE PRODUCTION IN THE

UNITED STATES * WHAT IS THE EFFECT OF INTERNATIONAL ARBITRAL David M. Orta 247 RULES ON THE AVAILABILITY OF ASSISTANCE IN Giselle Fuentes THE PRODUCTION OF EVIDENCE PURSUANT TO 28 U.S.C. § 1782?


VOL. 4 2010 NO. 2

* ARBITRATION: THE END OF THE GOLDEN AGE? *

PAPERS AND COMMENTS FROM THE 7TH ANNUAL ITA-ASIL CONFERENCE

INTRODUCTION Leah D. Harhay 105

PAPERS LEGISLATIVE THREATS TO THE HISTORICALLY STRONG RELATIONSHIP BETWEEN DOMESTIC AND INTERNATIONAL ARBITRATION IN THE U.S. Rachael D. Kent 107 WHY ARE WE “RE-CALIBRATING” OUR INVESTMENT TREATIES? José E. Alvarez 143 COMMENTS THE EVOLUTION OF ARBITRATION WITH RESPECT TO CONSUMER AND EMPLOYEE DISPUTES Richard W. Naimark 163

INTERNATIONAL ARBITRATION FROM THE CORPORATE PERSPECTIVE Elpidio (“PD”) Villarreal 167 U.S. STATE DEPARTMENT SUBCOMMITTEE REPORT ON THE U.S. MODEL BIT – IDENTIFYING THE QUESTIONS RAISED Jack J. Coe, Jr. 173 A DEFENSE OF THE 2004 UNITED STATES MODEL INVESTMENT TREATY Barton Legum 177


VOL. 4 2010 NO. 1

ARTICLES CLASS ACTIONS AND ARBITRATION MURKY WATERS: STOLT-NIELSEN S.A. V. ANIMALFEEDS INTERNATIONAL CORP. William G. Whitehill 1 CONFUSION OR CLARITY IN PERSPECTIVE: JURISPRUDENTIAL REVIEW OF THE INVESTOR-STATE ARBITRATION CLAUSE IN THE ASEAN-CHINA INVESTMENT TREATY AND THE AWARD ON JURISDICTION IN THE FIRST CHINA-RELATED ICSID CASE Wei Shen 27

COMMENTS COMMENT: THE CONDITION OF POLISH COMMERCIAL MEDIATION Piotr Nowaczyk 87

COMMENT: ENFORCEMENT OF FOREIGN ARBITRAL AWARDS SUBJECT TO LOCAL LIMITATION PERIODS – SUPREME COURT OF CANADA Michael D. Schafler 95


VOL. 3 2009 NOS. 4-5

*WHEN ARBITRATIONS GO BAD*

PAPERS FROM THE 6TH ANNUAL ITA-ASIL CONFERENCE THE CONVENIENT MYTH OF DAVID AND GOLIATH IN Lucy Reed 443 TREATY ARBITRATION Lucy Martinez YOU CAN BET THE COMPANY BUT NOT THE STATE: THE PROPER AND IMPROPER CONDUCT OF SOVEREIGNS IN ARBITRATION Laurence Shore 465 DOCUMENT PRODUCTION IN INTERNATIONAL ARBITRATION: WHAT DOES IT HAVE TO DO WITH DISCOVERY? Nathalie Voser 481 MESSAGE FROM A CLIENT Charles A. Beach 491 *ISSUES IN INVESTMENT ARBITRATION*

ARTICLES ISSUES OF PROOF OF GENERAL PRINCIPLES OF LAW IN INTERNATIONAL ARBITRATION Michael D. Nolan 505 Frédéric Gilles Sourgens ICSID PROVISIONAL MEASURES TO ENJOIN PARALLEL DOMESTIC LITIGATION Rodrigo Gil 535 INTELLECTUAL PROPERTY PROTECTION THROUGH INTERNATIONAL INVESTMENT AGREEMENTS: CHALLENGES OF A DIFFERENT HORIZON OF INVESTMENT PROTECTION Javier Ferrero 603

iii


VOL. 3 2009 NO. 3

20TH ANNUAL WORKSHOP

OF THE INSTITUTE FOR TRANSNATIONAL ARBITRATION “CONFRONTING ETHICAL ISSUES IN INTERNATIONAL ARBITRATION”

INTRODUCTION David D. Caron, 205 ITA Chair 20TH ANNUAL ITA WORKSHOP PROGRAM 209 FACULTY BIOGRAPHIES 215 INTRODUCTION TO THE WORKSHOP AND ACT I Kenneth B. Reisenfeld, 229 Workshop Co-Chair ACT I: ETHICAL ISSUES IN SELECTING THE ARBITRAL TRIBUNAL 229 SCENE I: INTERVIEWING PROSPECTIVE ARBITRATORS 231 SCENE II: ARBITRATOR DISCLOSURES AND CHALLENGES 241 COMMENTARY AND PANEL DISCUSSION: INSIDERS’ Jon Beechy 269 PERSPECTIVES ON CHALLENGES BEFORE THE ICC Jennifer Kirby INTERNATIONAL COURT OF ARBITRATION KEYNOTE ADDRESS: ARBITRATOR INTEGRITY: Professor W.W. (Rusty) Park 281 THE TRANSIENT AND THE PERMANENT INTRODUCTION TO ACT II James E. Castello, 289 Workshop Co-Chair ACT II: THE ARBITRATION: ETHICAL ISSUES IN PRESENTING THE CASE 289 SCENE I: INFORMATION GATHERING 292 SCENE II: HEARING ON DOCUMENT DISCLOSURE REQUESTS 313 LUNCHEON ADDRESS: Carla Powers Herron 323 WHOSE ARBITRATION IS IT ANYWAY? ACT II, SCENE III: ARBITRATOR DELIBERATIONS ON MOTIONS 333 FOR DISCLOSURE AND POSSIBLE CORRUPTION ISSUES INTRODUCTION TO ACT III Catherine A. Rogers, 351 Workshop Co-Chair ACT III: DECISIONS AND CHALLENGES AFTER THE ARBITRAL PROCEEDINGS 351


SCENE I: ATTORNEY AND CLIENT STRATEGY SESSION 352 SCENE II: DISCIPLINARY HEARING 369 SCENE III: HEARING TO ENFORCE/CHALLENGE AWARD 389 REMARKS ON THE CHANGE OF CHAIR IN THE ITA David D. Caron 409 BIBLIOGRAPHY – ITA WORKSHOP 2009: CONFRONTING Catherine A. Rogers 419 ETHICAL ISSUES IN INTERNATIONAL ARBITRATION ITA SERVICES AND EVENTS SCOREBOARD OF ADHERENCE TO TRANSNATIONAL ARBITRATION Seem Maleh 437 TREATIES, AS OF SEPTEMBER 25, 2009 Rami Zoubi ITA 2010 CALENDAR OF EVENTS 441 ITA MEMBERSHIP APPLICATION


VOL. 3 2009 NO. 2

* MANDATORY LAW *

ARTICLE S LAWS THE IMPAC

T OF INTERNATIONALLY MANDATORY

ON THE ENFORCEABILITY OF ARBITRATION AGREEMENTS Jan Kleinheisterkamp 91

NEW TOOLS FOR AN OLD QUEST:

A COMMENTARY ON KLEINHEISTERKAMP, THE IMPACT OF INTERNATIONALLY MANDATORY LAWS ON THE ENFORCEABILITY OF ARBITRATION AGREEMENTS TaiHeng Cheng 121

THE ENFORCEABILITY COMMENT: MANDATORY LAW AND

OF ARBITRATION AGREEMENTS Alan Scott Rau 133

* PRACTICAL INSIGHTS FOR THE ARBITRATION BAR *

ARTICLES

G BTICAL ADVICE FOR DRAFTERS OF DOMESTIC TERNATI NAL ARB TRATION AGREEMENTS M. Anderson Berry

OODBYE OILER‐PLATE: Noel Rodriguez Pamela Fulmer 149

PRACAND IN O I

ISSUES IN INTERNATIONAL TAX AND CURRENCY ARBITRATION Richard E. Walck 173


VOL. 3 2009 NO. 1

* THE MEDIATION ISSUE *

ARTICLES THE CHALLENGE OF DEVELOPING COMMON MEDIATION LAW REGIMES IN EUROPE AND THE UNITED STATES: FROM “PATCHWORK” Siegfried H. Elsing TO COHERENCE? Alexandra N. Diehl 1 USER PREFERENCES AND MEDIATOR PRACTICES: CAN THEY BE RECONCILED WITHIN THE PARAMETERS SET BY ETHICAL CONSIDERATIONS Edna Sussman 49 ESSAY: FINDING CREATIVE SOLUTIONS IN ADR Richard M. Calkins 69

CURRENT DEVELOPMENTS IN MEDIATION CERTIFYING INTERNATIONAL COMPETENCY STANDARDS FOR MEDIATORS: A LOOK AT IMI’S INITIATIVE Neil Carmichael 83


VOL. 2 2008 NO. 5

EDITORIAL COMMENTARY

DISENCHANTED? BUSINESS SATISFACTION WITH INTERNATIONAL ARBITRATION Christopher R. Drahozal 1

ARTICLES

STEMMING THE TIDE OF JUDICIALISATION IN INTERNATIONAL ARBITRATION Alan Redfern 21 THE ARBITRATION-LITIGATION RELATIONSHIP IN TRANSNATIONAL DISPUTE RESOLUTION: EMPIRICAL INSIGHTS FROM THE U.S. FEDERAL COURTS Christopher Whytock 39 TRENDS AND CHALLENGES IN INTERNATIONAL ARBITRATION: TWO SURVEYS OF IN-HOUSE Loukas Mistelis COUNSEL OF MAJOR CORPORATIONS Crina M. Baltag 83 IGNORING THE ELEPHANT IN THE ROOM: INTERNATIONAL ARBITRATION: CORPORATE ATTITUDES AND PRACTICES (2008) Michael McIlwrath 111 INTERNATIONAL ARBITRATION – THE FACTS IN NEED OF DATA AND METRICS – LESS RELIANCE ON ANECDOTES William K. Slate II 127


VOL. 2 2008 NO. 4

19TH ANNUAL WORKSHOP

OF THE INSTITUTE FOR TRANSNATIONAL ARBITRATION

“DAMAGES IN INTERNATIONAL ARBITRATION: STRATEGIES, TECHNIQUES & PRESENTATION”

INTRODUCTION TO THE WORKSHOP Prof. David D. Caron, 1 ITA Chair

19TH ANNUAL ITA WORKSHOP PROGRAM 7

FACULTY BIOGRAPHIES 13

____________________________ INTRODUCTION TO ACT I Stephen Jagusch, 27 Workshop Co-Chair

ACT I: REACTIONS TO AWARD ON LIABILITY AND ENGAGING EXPERTS 29 SCENE I: UNITED AND PARAGONIA LEARN OF AWARD 29 SCENE II: UNITED’S EXPERT BEAUTY PARADE (PT I-II) 37 Commentary and Discussion 49 KEYNOTE ADDRESS: FRAMING THE CASE ON QUANTUM Prof. William W. (Rusty) Park 59 INTRODUCTION TO ACT II Prof. Andrea K. Bjorklund, 67 Workshop Co-Chair

ACT II: PREPARING FOR THE QUANTUM HEARING 67 SCENE I: PROBLEMS WITH EVIDENCE IN VALUATION 67 SCENE II: PREPARING FOR THE HEARING WITH THE EXPERTS (PTS I & II) 81 Commentary and Discussion 94

LUNCHEON ADDRESS: LESS IS MORE, MORE OR LESS Lucy Reed 101 INTRODUCTION TO ACT III Claudia T. Salomon 115 Workshop Co-Chair

ACT III: HEARING ON QUANTUM 115 SCENE I: THE HEARING ON QUANTUM (PART I) 115 SCENE II: THE HEARING ON QUANTUM (PART II) 129 INTRODUCTION TO ACT IV Claudia T. Salomon, 149 Workshop Co-Chair

& WORLD ARBITRATION & MEDIATION REVIEW

ACT IV: COST SUBMISSIONS AND THE TRIBUNAL’S DELIBERATIONS 149 SCENE I: COST SUBMISSIONS 149 SCENE II: THE TRIBUNAL’S DELIBERATIONS 157 Commentary and Discussion 163 CLOSING REMARKS 179

____________________________

BIBLIOGRAPHY – ITA WORKSHOP 2008 “DAMAGES IN INTERNATIONAL ARBITRATION: STRATEGIES, TECHNIQUES & PRESENTATION” Jeffrey Sullivan 181

GLOSSARY OF TERMS USED IN THE ASSESSMENT OF DAMAGES

IN INTERNATIONAL ARBITRATION Dr. Manuel A. Abdala, LECG 185

ITA SERVICES AND EVENTS

SCOREBOARD OF ADHERENCE TO TRANSNATIONAL Seem Maleh ARBITRATION TREATIES, AS OF JANUARY 1, 2009 Tracy Matlock 193 ITA 2009 CALENDAR OF EVENTS 197

ITA MEMBERSHIP APPLICATION 199


VOL. 2 2008 NO. 3

EDITORIAL COMMENTARY

A NEW PARTNERSHIP: THE INSTITUTE FOR TRANSNATIONAL ARBITRATION AND Charles H. Brower, II WORLD ARBITRATION AND David D. Caron MEDIATION REVIEW Abby Cohen Smutny 1 INTRODUCTION TO THE BOARD OF EDITORS Leah D. Harhay 3 ANTICIPATING THE 2009 U.S. “FAIRNESS IN David D. Caron ARBITRATION ACT” Seth Schreiberg 15

ARTICLES

HALL STREET ASSOCS. V. MATTEL, INC.: SUPREME COURT DENIES ENFORCEMENT OF AGREEMENT TO EXPAND THE GROUNDS FOR VACATUR UNDER THE FEDERAL ARBITRATION ACT Charles H. Brower, II 23 GLAMIS GOLD, LTD. V. UNITED STATES OF AMERICA: A CASE STUDY ON DOCUMENT PRODUCTION AND PRIVILEGE IN INTERNATIONAL Véronique Camerer ARBITRATION Christina G. Hioureas 33 TOWARDS A PRESUMPTION OF TRANSPARENCY

IN INVESTMENT ARBITRATION Ruth Teitelbaum 59 THE UNCITRAL ARBITRATION RULES AND FIRST OPTIONS: FAILING TO CLEARLY AND UNMISTAKABLY EVINCE THE INTENT TO ARBITRATE ISSUES OF ARBITRABILITY Thomas W. Walsh 87

iii

iii


VOLUME 1 2008 ISSUE 1-2

INVESTMENT ARBITRATION ARBITRATION INVOLVING STATES Kaj Hobér 1 INVESTMENT TREATY ARBITRATION: AN ASIAN PERSPECTIVE John Savage 43 ARBITRATING INVESTMENT DISPUTES: ISSUES OF JURISDICTION Francisco Orrego Vicuña 69

EXPROPRIATION THE CONCEPT OF EXPROPRIATION UNDER THE ECT AND OTHER INVESTMENT PROTECTION TREATIES Christoph H. Schreuer 89 INDIRECT EXPROPRIATION AND

THE RIGHT OF THE GOVERNMENTS TO REGULATE CRITERIA TO ARTICULATE THE DIFFERENCE Katia Yannaca-Small 129

THE DISTINCTION BETWEEN LAWFUL AND UNLAWFUL APPROPRIATION Audley Sheppard 137

THE UMBRELLA CLAUSE

WHERE’S MY UMBRELLA? AN “ORDINARY

MEANING” APPROACH TO ANSWERING THREE KEY QUESTIONS THAT HAVE EMERGED FROM THE “UMBRELLA CLAUSE” DEBATE Craig S. Miles 161

CONTAINING THE SCOPE OF THE UMBRELLA CLAUSE Laura Halonen 183

iii

WORLD ARBITRATION &

MEDIATION REVIEW VOLUME 1 2007 ISSUE 6

RECENT DEVELOPMENTS IN ARBITRATION

PRIVATIZATION OF PUBLIC SERVICES:

UNCITRAL AND TRANSPARENCY Jessica L. Cambridge 1

LANDIS’ LAST CHANCE: RISING CONCERNS OVER

ANTI-DOPING ARBITRAL PROCEEDINGS Emily J. Tucker 7

RECENT DEVELOPMENTS IN ARBITRATION:

IN BRIEF Richard Holmes Snyder 13

AMERICAN DECISIONAL LAW ON ARBITRATION:

1. FEDERAL CIRCUIT COURTS OF APPEALS

SECOND CIRCUIT VACATES ARBITRAL AWARD

AFTER FINDING MANIFEST DISREGARD OF

THE LAW Christian DeGuzman 19

THIRD CIRCUIT EXPANDS THE ROLE OF ARBITRATORS IN

CERTAIN UNDERWRITERS V. WESTCHESTER FIRE Jason Blose 23

FOURTH CIRCUIT HOLDS THAT THE ARBITRAL FORUM IS

APPROPRIATE FOR ANTITRUST CLAIMS Brian Doyle 27

AGREEMENTS MAY BE ENFORCEABLE AGAINST

NON-SIGNATORIES IN FIFTH CIRCUIT Jamie L. Coleman 33

SIXTH CIRCUIT OVERRULES MOOG AND HOLDS TIME-

LIMITATION BAR TO BE THRESHOLD QUESTION

FOR ARBITRATOR Samantha Weidner 37

NINTH CIRCUIT HOLDS EMPLOYEE DISPUTE RESOLUTION

PROGRAM UNCONSCIONABLE IN DAVIS V.

O'MELVENY & MYERS Alexis Grieco 41

NINTH CIRCUIT HOLDS THAT CLASS ARBITRATION

WAIVERS IN CELL PHONE CONTRACTS

ARE UNENFORCEABLE Benjamin Schaefer 45

iv WORLD ARBITRATION & MEDIATION REVIEW [Vol. 1:6

FAILURE BY ARBITRATOR TO DISCLOSE INFORMATION

ABOUT DEALINGS WITH PARTY TO ARBITRATION

CONSTITUTES EVIDENT PARTIALITY; VACATUR

OF ARBITRATION AWARD GRANTED BY

NINTH CIRCUIT Terrence Burke 47

TENTH CIRCUIT COURT OF APPEALS RULES ALL CLAIMS

RELATING TO A PREVIOUSLY ARBITRATED

DISPUTE ARE PRECLUDED Andrew Flenner 49

2. STATE SUPREME COURTS

THE SUPREME COURT OF CALIFORNIA ASSERTS THAT

PROCEDURAL UNCONSCIONABILITY WARRANTS

JUDICIAL SCRUTINY TO DETERMINE SUBSTANTIVE

UNCONSCIONABILITY Taisha L. Chambers 53

THE COLORADO SUPREME COURT REJECTS THE

INTERTWINING DOCTRINE Samantha Weidner 59

FOREIGN DECISIONAL LAW ON ARBITRATION

TRIBUNAL FINDS THAT CONTRACTS ARISING OUT OF

BRIBES WILL BE DEEMED VOID AB INITIO AND

UNENFORCEABLE TO EQUITABLE OR LEGAL

PROTECTION: WORLD DUTY FREE COMPANY V.

THE REPUBLIC OF KENYA Augusto I. Molina 63

THE PROCEDURAL INTEGRITY OF PROCEEDINGS DEEMED

PRIMORDIAL DESPITE THE GENERAL TREND TOWARDS

GREATER TRANSPARENCY: BIWATER GAUFF V. UNITED

REPUBLIC OF TANZANIA, PROCEDURAL ORDER

NUMBER THREE Augusto I. Molina 67

TRIBUNAL REJECTS AMICUS CURIAE STATUS TO A THIRD-

PARTY BUT LEAVES OPEN THE POSSIBILITY FOR FURTHER

INVOLVEMENT WITHIN THE ARBITRAL PROCEEDINGS:

BIWATER GAUFF V. UNITED REPUBLIC OF TANZANIA,

PROCEDURAL ORDER NUMBER FIVE Augusto I. Molina 73

ARGENTINA’S CRUMBLING INVESTMENTS: THE FAIR AND

EQUITABLE TREATMENT DOCTRINE IN ENRON

CORPORATION V. ARGENTINE REPUBLIC Aridaman Shah Singh 77

THE BATTLE BETWEEN COUNTRIES AND CORPORATIONS

CONTINUES AND ARGENTINA FALLS AGAIN: VIVENDI

V. ARGENTINA Aridaman Shah Singh 83

2007] TABLE OF CONTENTS v

SUMMARIES OF RECENT LITERATURE ON ARBITRATION

SUMMARY: THE PUBLIC-PRIVATE DISTINCTION IN THE

INTERNATIONAL ARBITRATION OF INDIVIDUAL CLAIMS

AGAINST THE STATE BY GUS VAN HARTEN Alex Hvizda 89

SUMMARY: ARBITRATION OF INTERNATIONAL OIL, GAS,

AND ENERGY DISPUTES IN LATIN AMERICA

BY ALEXIA BRUNET AND JUAN AGUSTIN LENTINI Alex Hvizda 93

SUMMARY: IF YOU (RE)BUILD IT, THEY WILL COME:

CONTRACTS TO REMAKE THE RULES OF LITIGATION IN

ARBITRATION’S IMAGE

BY HENRY S. NOYES Alex Hvizda 97

SUMMARY: FROM “NORTH-SOUTH DIVIDE” TO “PRIVATE-

PUBLIC DEBATE”: REVIVAL OF THE CALVO DOCTRINE

AND THE CHANGING LANDSCAPE IN INVESTMENT LAW

BY WENHUA SHAN Alex Hvizda 101

SUMMARY: PRECEDENT AND CONTROL IN INVESTMENT

TREATY ARBITRATION

BY TAI-HENG CHENG Alex Hvizda 105

BOOK REVIEWS

BEYOND REASON: USING EMOTIONS TO NEGOTIATE

REVIEWED BY NANCY A. WELSH 109

LANGUAGE AND TRANSLATION IN INTERNATIONAL COMMERCIAL

ARBITRATION: FROM THE CONSTITUTION OF THE ARBITRAL

TRIBUNAL THROUGH RECOGNITION AND ENFORCEMENT

PROCEEDINGS Shant H. Zakarian 113

JAMES BOSKEY ADR WRITING COMPETITION

TEN DOLLARS FOR TWENTY-FOUR YEARS: PROVIDING JUSTICE

FOR EXONEREES USING VICTIM-OFFENDER MEDIATION

BY KIMBERLY N. GRANT 121

EVENTS IN ARBITRATION AND ADR

CALENDAR 137

iii

WORLD ARBITRATION &

MEDIATION REVIEW VOLUME 1 2007 ISSUE 5

INTERNATIONAL ARBITRATION

A COMPARATIVE LAW ANALYSIS OF U.S. JUDICIAL

ASSISTANCE Anna Conley 609

STEPS TOWARD AN INTERNATIONAL ARBITRATION

CULTURE? A DISSENTING VIEW FROM THE PEOPLE’S

REPUBLIC OF CHINA Anne-Marie Loong 665

A NAZI-LOOTED ART TRIBUNAL Jennifer Anglim Kreder 693

THE FORUM REPORT ON DEVELOPMENTS IN

U.S. ARBITRATION LAW AND PRACTICE

NATIONAL ARBITRATION FORUM CASE

SUMMARIES Kirk Knutson & Ryan Chandlee 701

NATIONAL ARBITRATION FORUM DOMAIN NAME Kristine Fordahl Dorrain 719

DISPUTE DECISIONS

RECENT PUBLICATIONS ON ARBITRATION AND ADR

BIBLIOGRAPHIC RESOURCES Gail Partin 735


CALENDAR 741

iii

WORLD ARBITRATION &

MEDIATION REVIEW VOLUME 1 2007 NUMBER 4

INTERNATIONAL ARBITRATION

VOLUNTARY INTERVENTION AND OTHER PARTICIPATION OF

THIRD PARTIES IN ONGOING INTERNATIONAL ARBITRATIONS:

A SURVEY OF THE CURRENT STATE OF PLAY Thomas Bevilacqua 507

THE WTO AND NAFTA – A COMPARISON OF DISPUTE

RESOLUTION SYSTEMS AND OUTCOMES INVOLVING

THE UNITED STATES, MEXICO, AND CANADA Sue Ann Mota & Divya Rao 539

SAFEGUARDING AGAINST EXPROPRIATION OF ASSETS

IN LATIN AMERICA: THE BOLIVIAN WATER

DECISION, DISTILLED Timothy G. Nelson & Marco E. Schnabl 557

INTERNATIONAL MEDIATION

THE “THIRD OPTION”: INTERNATIONAL COMMERCIAL

MEDIATION Antonin I. Pribetic 563

A CASE FOR MEDIATION: FAMILY MEDIATION IN

INTERNATIONAL CHILD CUSTODY Christoph C. Paul & Dr. Jamie Walker 589

DEVELOPMENTS IN U.S. ARBITRATION LAW NATIONAL ARBITRATION FORUM CASE

SUMMARIES Kirk Knutson & Ryan Chandlee 595


CALENDAR 605

WORLD ARBITRATION &


DEVELOPMENTS IN US MEDIATION

MEDIATION LITIGATION TRENDS: James R. Coben & Peter N. Thompson 395

1999–2007

MEDIATION CASE LAW REVIEW PART II: James R. Coben & Peter N. Thompson 415

JULY–JANUARY 2006

RECENT DEVELOPMENTS IN INTERNATIONAL ARBITRATION

TEN YEARS OF UNCITRAL MODEL LAW Stefan Kröll & Peter Kraft 439

IN GERMANY

NEW ARBITRATION RULES FOR THE STOCKHOLM CHAMBER Marie Öhrström 485

OF COMMERCE

BOOK REVIEW

REVIEW OF ‘GLOBAL TRENDS IN MEDIATION’ Michael Leathes 487

BIBLIOGRAPHIC RESOURCES

RECENT PUBLICATIONS ON ARBITRATION AND ADR Gail Partin 489


CALENDAR 503

iii

WORLD ARBITRATION &


SYMPOSIUM ON LATIN AMERICAN ARBITRATION

INTRODUCTION: LATIN AMERICAN ARBITRATION Mary Helen Mourra, Esq. 183

BOLIVIAN GAS NATIONALIZATION: NEGOTIATION Mauricio Ipiña Nagel 193

V. ARBITRATION

ARBITRATION IN PANAMA Leonardo Bonadies Mora 205

RECOGNITION OF FOREIGN JUDGMENTS IN Nadia de Araujo 211

BRAZIL: THE EXPERIENCE OF Frederico de Valle Magalhães Marques

THE SUPREME COURT AND THE

SHIFT TO THE SUPERIOR FEDERAL COURT

THE DEVELOPMENT OF BRAZILIAN DECISIONAL LAW Joaquim de Paiva Muniz 223

FAVORING THE ARBITRABILITY OF DISPUTES

INVOLVING STATE ENTITIES

RECENT PRECEDENTS IN BRAZIL REGARDING SERVICE Joaquim de Paiva Muniz 229

OF PROCESS IN INTERNATIONAL ARBITRATIONS

AN APPROACH TO INTERNATIONAL ARBITRATION: CHINA Nicolás Ossa G. 231

& CHILE

ARBITRATION IN THE UNITED STATES

Nagrampa v. MailCoups, Inc. 237

Bd. of Tr., Sheet Metal Workers’ Nat’l Pension Fund v. BES Serv., Inc. 241

FORUM CASE SUMMARIES 243

ARBITRATION IN FOREIGN COURTS

FEDERAL COURT OF AUSTRALIA 257

Comandate Marine Corp. v. Pan Australia Shipping Pty. Ltd.

[2006] FCAFC 192

SCHOLARLY COMMENTARY ON ARBITRATION

AN EMPIRICAL STUDY OF COST-BASED CHALLENGES Christopher R. Drahozal 355

TO ARBITRATION AGREEMENTS

NADJA ALEXANDER’S WORLDWIDE PERSPECTIVES ON MEDIATION

MEDIATION IN TIMOR-LESTE: Santina Soares & Jennifer Laakso 361

OPPORTUNITIES AND CHALLENGES

SCHOLARLY COMMENTARY ON MEDIATION

KEEPING THE ESSENCE OF MEDIATION Antoine Masson & Fiona Breen 371

BIBLIOGRAPHIC RESOURCES

RECENT PUBLICATIONS ON ARBITRATION AND ADR Gail A. Partin 385

EVENTS IN ARBITRATION AND ADR 391

iii

WORLD ARBITRATION &


ARTICLES

LOST PROFIT AND CAPITAL INVESTMENT Michael Pryles 1

RECOVERING DAMAGES FOR UNJUST ENRICHMENT IN

INTERNATIONAL ARBITRATION Dana H. Freyer 19

LOST PROFITS AND THE DISCOUNTED CASH FLOW METHOD

OF CALCULATION R. Doak Bishop & Craig S. Miles 33

CONFERENCE PROCEEDINGS FIRST ANNUAL LEADING ARBITRATORS’ SYMPOSIUM ON THE CONDUCT

OF INTERNATIONAL ARBITRATION 43

RECENT INTERNATIONAL DEVELOPMENTS PRIVATE, INTERNATIONAL ARBITRATION PANEL QUALIFIES AS

§ 1782 TRIBUNAL, U.S. COURT HELD 127

CANADA RATIFIES ICSID 128

NATIONAL ARBITRATION FORUM CASE SUMMARIES I. CALIFORNIA COURT ERRS BY HOLDING HEARING AFTER, NOT BEFORE,

MOTION TO COMPEL ARBITRATION 131

II. SUPREME COURT OF SOUTH DAKOTA UPHOLDS ACCEPTED, BUT

UNSIGNED, SETTLEMENT AGREEMENT 132

III. ARBITRATOR EXCEEDS POWERS BY COMMITTING LEGAL ERROR 133

IV. LACK OF EVIDENCE IS FATAL TO MOTION TO VACATE AN ARBITRATION AWARD 134

V. CALIFORNIA FEDERAL COURT STAYS LITIGATION WHILE NINTH CIRCUIT

DECIDES ISSUE OF ARBITRAL CLASS WAIVER 135

VI. CONFIDENTIALITY PROTECTIONS APPLY TO HYBRID PROCEDURE

CONSISTING OF ARBITRATION AND MEDIATION 136

VII. MISSOURI COURT REFUSES TO ENFORCE AGREEMENT TO ARBITRATE ON

AN INDIVIDUAL BASIS 137

MEDIATION CASE LAW REVIEW PART I: James R. Coben & Peter N. Thompson

January–June 2006 139

NADJA ALEXANDER’S WORLDWIDE PERSPECTIVES ON MEDIATION INTERVIEW WITH UK MEDIATOR MICHAEL LEATHES 165

BIBLIOGRAPHIC RESOURCES RECENT PUBLICATIONS ON ARBITRATION AND ADR Gail A. Partin 171

CALENDAR 179

28TH ANNUAL ITA WORKSHOP - jurispub.com

Documents

Transcript of 28TH ANNUAL ITA WORKSHOP - jurispub.com