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FEBRUARY 2014 | Volume 37 Number 2
Feature Article
abstract
Full article available online at Healio.com/Orthopedics. Search: 20140124-18
Cauda equina syndrome (CES) is a rare but serious neurosurgical emergency that can
have devastating long-lasting neurologic consequences. Compression of the cauda
equina can result in paralysis of bowel and bladder function. Such compression has
been considered the only absolute indication for surgery in cases of lumbar disk dis-
ease. Therefore, it is extremely important that physicians be aware of the condition
so that a surgeon is consulted before neurological damage becomes permanent. This
article reports the results of delayed surgical decompression in cases of lumbar disk
herniation with CES.
The study group comprised 14 patients (11 men and 3 women) with a mean age of 48
years (range, 36-57 years). Clinical presentation was chronic low back pain, sciatica,
and impaired sphincter function. All patients had a fenestration at the affected level
and site, and the disk fragments were excised and the disk space cleared. The surgeries
were performed 1 to 3 months after onset of sphinctric disturbance. Postoperatively,
all patients were relieved of back and/or leg pain and showed sensory improvement.
Twelve patients regained full control of urination and defecation. Lower extremity
strength improved in 9 patients.
The classical presentation of CES is not obvious. Even if surgery is performed late due
to delayed presentation, significant improvement in neurologic and bladder function
can still be expected.
The authors are from the Orthopedic Department, Tanta University School of Medicine, Tanta, Egypt.
The authors have no relevant financial relationships to disclose.
Correspondence should be addressed to: Tarek A. Aly, MD, PhD, Orthopedic Department, Tanta
University School of Medicine, 48th Sarwat St, Tanta 31111, Egypt ([email protected]).
Received: May 30, 2013; Accepted: August 20, 2013; Posted: February 7, 2014.
doi: 10.3928/01477447-20140124-18
Efficacy of Delayed Decompression ofLumbar Disk Herniation Causing CaudaEquina SyndromeTAREKA. ALY, MD, PHD; MOHAMEDOSAMAABORAMADAN, MD
Figure:Anteroposterior (A) and lateral (B) radio-
graphs of a 35-year-old man with cauda equina
syndrome. Note straightening of the lumbar spine.
A B
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ORTHOPEDICS| Healio.com/Orthopedics
Feature Article
Cauda equina syndrome (CES)
is a rare but serious neurosur-
gical emergency that can have
devastating long-lasting neurologic con-
sequences. The majority of ruptured orsequestrated disk fragments migrate in
upward, downward, or lateral directions
owing to anatomic properties of the ante-
rior epidural space.1 Compression of the
cauda equina could result in paralysis of
bowel and bladder function.1Such com-
pression has been considered the only
absolute indication for surgery in cases of
lumbar disk disease.2Few reports of cau-
da equina compression owing to lumbar
disk prolapse have been published, and
the prognosis for the recovery of bowel
and bladder function postoperatively has
been uniformly gloomy,3-5 although the
recovery of motor function has generally
been considered likely. Sphincter paraly-
sis is a rare (2%) but potentially disastrous
complication of lumbar intervertebral disk
prolapse.6Patients usually present first in
general practice and then in general medi-
cal, surgical, or orthopedic or rheumatolo-
gy departments. Therefore, it is extremely
important that physicians be aware of the
condition so that a neurosurgeon can be
consulted before the neurological damage
becomes permanent. The urgency of the
diagnosis and treatment of lumbar disk
herniation or sequestration may be com-
pared with that for extradural hematoma
in head injury.4,5
This article reports the results of de-
layed surgical decompression in cases of
lumbar disk herniation with CES.
MATERIALSANDMETHODSThe study group comprised 14 patients
(11 men and 3 women) with a mean age of
48 years (range, 36-57 years). The clini-
cal presentation was chronic low back
pain with sciatica bilateral in 12 patients
and unilateral in 2 patients (Figure 1).
Impaired sphincter function had occurred
from 24 hours to 3 months preoperatively.
Complete loss of sphincter control, mean-
ing that catheterization was required to
treat urinary retention (providing objec-
tive evidence of a severe lesion), occurred
in 8 patients. Partial sphincter loss oc-
curred in 6 patients, where they were able
to urinate by bladder compression, eitherby breath holding or by manually com-
pressing the abdomen.
All but 2 patients had weakness in their
legs, varying from weak dorsiflexion and
eversion of 1 foot to bilateral weakness se-
vere enough to prevent walking. Reflexes
were absent at the knee and ankle in 9 pa-
tients.
All patients had a sensory loss in the
perineum. Eleven patients had sensory
loss in the skin of the buttocks and upper
posterior thighs (saddle area), but in 3
patients it was confined to the perineum
(ie, the depths of the natal cleft: pericoc-
cygeal, perianal, and posterior labial or
scrotal areas). Perineal sensory impair-
ment was total (anesthetic) in 2 patients,
dense (analgesic) in 7, and moderate (hy-
poalgesic and hypesthetic, but with dis-
crimination preserved) in 5 patients. In
10 male patients, erection and ejaculation
were affected.
Plain radiographs of the lumbar spine
were examined for spondylotic changes,
narrowing of the bony canal in the sag-
ittal plane, and disparity in the distance
between the superior facets and the ped-
icles. Magnetic resonance imaging (MRI)
was performed for all patients to demon-
strate any compression on the thecal sac
(Figures 2-3).
The results were rated as follows: ex-
cellent indicated a return to normal blad-
der function; good indicated a definite
improvement; and poor indicated no im-provement.7
RESULTS
The lesion was at the L4/5 level in
11 patients, at the lumbosacral level in
2, and at the L3/4 level in 1. All patients
had a fenestration at the affected level and
site, and the disk fragments were excised
and the disk space cleared. The surger-
ies were performed 1 to 3 months after
onset of sphinctric disturbance because
of late presentation of the patients to the
authors institution. Twelve patients re-
gained full control of urination and def-
ecation. In 2 others, sphincter recovery
was incomplete. They were able to urinate
by straining. Postoperatively, all patients
were relieved of their back and/or leg
pain, and all patients showed sensory im-
provement. Strength in the lower extremi-
ties improved in 9 patients within 1 to 4
months. Among 10 men in whom erection
and ejaculation were affected, 8 patients
completely recovered and 2 reported pain-
ful incomplete erections and uncontrolled
ejaculations.
The overall results were excellent in 8
(57%) patients, good in 4 (29%), and poorin 2 (14%).
DISCUSSION
Cauda equina syndrome is a term ap-
plied to the clinical picture of perineal
sensory loss with disorder of voluntary
control of both anal and urethral sphinc-
ters as well as sexual responsiveness.
Clinical signs accompanying CES may
differ in different patients, but tradition-
Figure 1:Anteroposterior (A) and lateral (B) ra-
diographs of a 35-year-old man with cauda equina
syndrome. Note straightening of the lumbar spine.
A B
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FEBRUARY 2014 | Volume 37 Number 2
Feature Article
ally the syndrome is characterized by low
back pain; bilateral or unilateral sciatica;
saddle hypoesthesia or anesthesia; mo-
tor weakness of the lower extremities;
impairment of anal, bulbocavernosus,
medioplantar, or Achilles tendon reflexes
bilaterally; rectal and bladder sphinc-
ter dysfunction; and sexual impotence.8
However, most patients do not present
with all the characteristic features of CES.
The most frequent symptoms at initial di-
agnosis are acute low back pain with uni-
lateral or bilateral sciatica and unilateral
or bilateral muscle weakness of the lower
extremities. Perineal sensory loss is a sen-
sitive and relatively specific sign in the
diagnosis of CES.9,10
Cauda equina syndrome is a relatively
uncommon condition, with an incidence
of approximately 2% to 3% of all her-
niated lumbar disks.11,12
Cauda equinasyndrome occurs more commonly in
men, with onset usually in the fourth de-
cade,13 and is characterized by sciatica,
saddle (perianal) anesthesia, urinary re-
tention, and variable sensory and motor
deficits of the lower extremity.
The timing of the treatment of CES
is controversial. It is considered a surgi-
cal emergency. Early decompression has
been shown to improve functional recov-
ery.12,14-16 In Shapiros13 experience, all
patients recovered urinary or stool conti-
nence if they underwent surgery within 48
hours of developing symptoms, compared
with one-third of patients who underwent
surgery after 48 hours. However, blad-
der function may take years to recover;
therefore, long-term follow-up is indi-
cated. Gleave and Macfarlane12 showed
no significant difference in time to surgi-
cal decompression. Several studies have
demonstrated no correlation between the
time to surgical decompression and re-
covery of neurologic and bladder func-
tions.17-19 Using animal models of CES,
Sayegh et al20 found no differences in
neurologic outcomes with early vs de-
layed intervention. Kostiuk et al21 found
no correlation between neurologic recov-
ery and decompression delay over a range
of hours to weeks. In the current study,although all surgeries were performed late
(1-3 months after the onset of CES symp-
toms), most patients recovered. What
variable accounts for the fact that some
patients do well with delayed decompres-
sion? The variable proposed is the mag-
nitude (amount) of compression that the
contents of the thecal sac can withstand.
Delamarter et al22 showed that at a con-
stant pressure (75% constriction of cauda
diameter), the time to decompression did
not play a role in functional or histologic
outcome. This may be explained by recov-
ery being more dependent on the nature of
the prolapse than the speed at which thenerve roots are compressed.
CONCLUSION
The current study has limitations. The
number of cases was small, which reflects
the difficulty in evaluating a relatively in-
frequent emergency presentation. Further
study is required to assess the effect of
varying grades of urological deficit in
CES, determined by urodynamic studies,
on postoperative outcome.
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