1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative...
Transcript of 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative...
![Page 1: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/1.jpg)
STM103
19/16/2010 www.pippanorris.com
![Page 2: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/2.jpg)
Structure of classWhat are the major alternative concepts of democratic governance.
1. Electoral democracy:
Joseph Schumpeter
2. Liberal democracy:
Robert Dahl
3. ‘Good’ governance:
World Bank Institute (Kaufmann/Kraay)29/16/2010 www.pippanorris.com
![Page 3: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/3.jpg)
Key questions How would you assess the strengths and weaknesses of alternative concepts of democracy and governance?
Which of these concepts would you use to assess the quality of democratic governance in your home region, for example, working in a UN agency, a national NGO, as a journalist, as an official for a bilateral donor, or as an academic analyst?
How would you justify your choice of concepts and measures to a diplomatic official from, say, ASEAN, the African Union, or the UN?
39/16/2010 www.pippanorris.com
![Page 4: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/4.jpg)
Take a few minutes Jot down a few sentences giving your working definition of the following concepts.
“Democracy is…
“Good governance is… How would you measure each of these concepts?
9/16/2010 www.pippanorris.com 4
![Page 5: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/5.jpg)
9/16/2010 www.pippanorris.com 5
![Page 6: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/6.jpg)
9/16/2010 www.pippanorris.com 6
Alternative concepts of democratic governance
Electoral democracy
Przeworski/Cheibub
Liberal democracy
Polity IV/Freedom House
‘Good’ governance
Ibrahim Index/World Bank
Minimalist Maximalist
![Page 7: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/7.jpg)
1.Electoral democracy Joseph Schumpeter, Capitalism, socialism and democracy (1943)
Procedural or minimalist definition "The democratic method is that institutional arrangement for arriving at political decisions in which individuals acquire the power to decide by means of a competitive struggle for the people's vote“
Multiparty elections at regular intervals for head of government and legislative bodies
Will discuss measures in class 8 What are the pros and cons of this notion?
9/16/2010 www.pippanorris.com 7
![Page 8: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/8.jpg)
Minimalist exclusions No social or economic aspects are included
No measure of accountability, responsibility, responsiveness or representation
No measure of freedom, liberties or human rights
No measure of participation eg universal franchise
No reference to civil‐military relations
What are ‘competitive’ elections?
•Advantages and disadvantages of this approach?
![Page 9: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/9.jpg)
9/16/2010 www.pippanorris.com 9
Democratic governance
Electoral democracy
Przeworski/Cheibub
Liberal democracy
Polity IV/Freedom House
Good governance
Ibrahim Index/World Bank
Minimalist Maximalist
![Page 10: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/10.jpg)
2. Liberal Democracy Long tradition of liberal democratic theory: Locke, Madison, Bentham, James Mill, JS Mill
Modern versions draw upon Robert Dahl 1956. A Preface to Democratic Theory
Two concepts are important: Contestation ‐‐ competition and pluralism
Mass participation
9/16/2010 www.pippanorris.com 10
![Page 11: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/11.jpg)
Dahl's Conceptual LogicLiberal
Democracy
Contestation
Right to form parties
Freedom of the press
Associational autonomy
Participation
Right to vote Fairness of election
Extent of suffrage
9/16/2010 www.pippanorris.com 11
![Page 12: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/12.jpg)
Polyarchies For Dahl, modern democratic states can be understood in practice as ‘polyarchies’
These can be identified by the presence of certain key political institutions:
1) elected officials;
2) free and fair elections;
3) inclusive suffrage;
4) the right to run for office;
5) freedom of expression;
6) alternative information; and
7) associational autonomy
9/16/2010 www.pippanorris.com 12
![Page 13: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/13.jpg)
Pros and Cons? Broader concept than simply elections Expands range of civil liberties and political rights Common basis for standard empirical measures (Freedom House and Polity IV)
Yet focuses only on negative freedoms – seeks to protect citizens from the power of the state
What of positive freedoms and social equality, cultural and economic rights?
Will discuss measures in class 8 (FH/Polity IV)
9/16/2010 www.pippanorris.com 13
![Page 14: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/14.jpg)
9/16/2010 www.pippanorris.com 14
Democratic governance
Electoral democracy
Przeworski/Cheibub
Liberal democracy
Polity IV/Freedom House
Good governance
Ibrahim Index/World Bank
Minimalist Maximalist
![Page 15: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/15.jpg)
Concept of GovernanceMax Weber: ‘governance by the state’ reflects the capacity of regime authorities to perform functions essential for collective well‐being
1. To maintain state sovereignty (through monopoly control over the use of military force and laws within territorial boundaries).
2. To implement public policies
Weberian bureaucratic values of efficiency, effectiveness, impartiality, and accountability
9/16/2010 www.pippanorris.com 15
![Page 16: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/16.jpg)
Weberian rational bureaucracy
9/16/2010 www.pippanorris.com 16
Meritocratic processes of recruitment, training, and career promotion;
Hierarchical and centralized decision‐making authority within large‐scale organizational structures;
Functional specialization: officials have clearly specified ranks, duties, obligations, roles and supervisors;
Standardized procedures: actions are guided by transparent formal and impersonal rules, written procedures and legal codes, designed to provide consistent, equal and impartial treatment of all citizens and employees;
Firewall between private and public interests: public officials are full‐time salaried career professionals with job security.
![Page 17: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/17.jpg)
'Good' governance indices Increasingly commonly used in the last decade
World Bank Institute: Kaufmann‐Kraay1. Rule of law
2. Government effectiveness
3. Transparency and control of corruption
4. Voice and accountability
5. Regulatory quality
6. Political stability and absence of violence
Will discuss measures in Class 9
9/16/2010 www.pippanorris.com 17
![Page 18: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/18.jpg)
9/16/2010 www.pippanorris.com 18
DEMOCRACY
RESTRICTED VOICE AND ACCOUNTABILITY
INCLUSIVE VOICE AND ACCOUNTABILITY
GOVE
RNAN
CE
EXPANDED GOVERNANCE CAPACITY
Bureaucratic autocracies
E.g. China
Bureaucratic democracies
E.g. Canada
LIMITED GOVERNANCE CAPACITY
Patrimonial autocracies
E.g. Zimbabwe
Patrimonial democracies
E.g. Mali
![Page 19: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/19.jpg)
9/16/2010 www.pippanorris.com 19
![Page 20: 1 DPI403 Concepts of democratic governance Fall09/DPI403... · What are the major alternative concepts of democratic governance . 1. ... range of civil liberties and political rights](https://reader033.fdocuments.net/reader033/viewer/2022051802/5af92f1c7f8b9abd588c8a8c/html5/thumbnails/20.jpg)
Next class Note: No class Monday (Labor Day)
Meet next on Wednesday 8th September
Analytical framework explaining processes of democratization – see readings
209/16/2010 www.pippanorris.com