Post on 27-Jun-2020
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POSITION ORGANIZATION/ENTITY
PARTIES ANO TERMS
NJ DIVISION OF PENSIONS-JUDICIAL(RETIREMENl)
l._ ;
A0-10 .FINANCIAL DISCLOSURE REPORT
I. Pc:rson Reporting (Last name. First name. Middle initiall
Wolin, Alfred M
4. Title (Articlt: Ill Judges indicate acti ve or senior status;
magistr.ite judges indicate Full- or part-rime)
Senior Judge, U.S.D.C.
Calendar Year 2003
2. Court or Organization
U.S. District Court
5. Repoi1Ty pe (check approp1iate type)
Q Nomination, Date
Q Initial (!) Annual Q Final
Rcpor! Rct1uircd by the Ethksin Go..crmncnt Act of 1978(5 U.S.C. app. §§ 10.1-111 l
J. Dare or Report
411612004
6. Reprn1ing Pt=riod
1/1/2003
to
1213112003
7.' Chambers or Orticc Address
50 Walnut Street
Newark. NJ 07101
8. On th.: basis of the information con rained in this Rept11t and imymodifications pertainin g thereto, it is. in my opinion, in compliance with '.lpplicable laws and regulations.
Reviewing Officer Date______
IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box. for each pa1t
where you have no reportable infonnation. Sign on last page.
I. POSITIONS. (Reporting individual only; sec pp. 9··13 of filing instrucrions)
NONE - {No reportable positions.)
NAME OF
I.
II. AGREEMENTS. (Reporting individual only; se«: pp. 14-16 of tiling instructions)
[J NONE - (No reportable agreements.)
I. 2003
SOURCE INCOME
SOURCE AND
FINANCIAL DISCLOSURE REPORT Namt> t1f Person Repo11ing.
Wolin. Alfred M
III. NON-INVESTMENT INCOME. \Reporting individual and spouse: s pp. 17-24 ofliling inslructionsl
A. Filer's Non-Investment lncom
0 NONE - (No reportable non-investment income.)
AND TYPE
I. 2003 NJ DIVISION OF PENSIONS
Date of lkpol1
4/16/2004
GROSS
(yours, not spouse's)
32. 156
B. Spouse's Non-Investment Income -not required except for honoraria)
NONE -
(If you were married during any portion ohhe reporting year, please complete this section. (dollar amount
D (No reportable non-investment income.)
I. 2003
2. 2003 AT&T CORP
TYPE
NJ DIVISION OF PENSIONS
IV. REIMBURSEMENTS -- tmnsponatiun. lodging. food.entenainm.::n1.
(Includes those to spouse and dependent children. See pp. 2.5-27 of instructions.)
0 NONE. - (No such reportable reimbursements.)
SOURCE
I. CLLE CONFERENCE, OCTOBER SAN DIEGO
DESCRIPTION
TRANSPORTATION. LODGING. FOOD
SOURCE DESCRIPTION
COD
Date of lit:pt•n
4/16/2004
FINANCIAL DISCLOSURE REPORT NanJt: l•f Per:mn Reprn1ing
Wolin. Alfred M
V. GrFrS. (Includes 1111.,se to spouse and dependent children. Sec pp. 28-31 of instructions.)
NONE - (No such rcpo11able gifts.}
I.
VI. LIABILITIES. (Includes those of spouse unJ dependent children. See pp. 3:!-34 of instructions.)
NONE (Noreport:ibleliabilities.)··
DESCRIPTION
I.
VALUE
t:!l 0) (41 (5)
--
-
lrh •.
FINANCIAL DISCLOSURE REPORT NJmc of Person Repo1ting Date of Rc:pP1t
Page 1of4 Wolin, Alfred M 4/16/2004
VII. INVESTMENTS and TRUSTS -- incnmc. "aluc. trans;:ations 1 im:ludcs tho of 1 sp<•u•c and depcnd.:nt children. Sec pp. 74-57 ,,f filin)l. in lrunions.J
n.A. c. ().· lnconx: Juring Gross value at nd of Trarnmdions Juring reporting period
De criptit>n t>f Assets reporting. tiod reporting period ( induding lrllSI aSSCIS)
ll > {:!) Ill (2) (I J If 1101 e•empt frum Jisdosure
Place "(X )" afrcr e:11:h asset c cmp1 from prior disclosure
1\m01ml Code I
TyJ>I! \e.g. div. rem. or
Value Code2
Value Method
Type rc.g. buy. 11.
Dmc: Month-
Value Code2
G.Un Code
ldcmit)' of uycr/sclkr
(A-Hl inL) (J-Pl Code l (Q-Wl
rrrrg..r. reJcmplionl
D-..y (J-P) I CA-I-I\
fifprivale trnnsac1ion)
DNONE (No rep(•1inblc incom.:. assets. or lr;msactions)
UNION COUNTY SAVINGS BANK A Interest J Tft.
2. AT&T CORP A Dividend J T
3. COMCAST Nolie J T
LEGG MASON RESERVE CASH A Inrerest J T4.
CIENA CORP None J T5.
AT&T CORP A Dividend K T6.
7. COMCAST None J T
8. LEGG MASON VALUE TRUST B Dividend N T
9. SUPER WIRE.COM None J T
IO. CISCO SYSTEMS None K T
11. ING FUND A -INT A TRUST None J T
12.
13.
14.
GLOBAL CROSSING
ASCENTIAL SOFtWARE CORP
OVERLAND DATA
None
None
l'jone
J
J
J
T
T
T
BANKRU PT
J TOTAL LOSS
15.
16.
17.
RIBOZYME PHARM.- (now SIRNA
THERAPEUTICS)
PUMATECH INC (formerly PUMA TECHNOLOGY INC.) NOW INTELLISYNC
-AT&T WIRELESS
None
None
None
J
J
J
T
T
T
18. J.D.S. UNIPHASE None J T
I. \)O).;/( ;;-1in ( \1llt! . ... =SI .lll l ,•r k" B = l.(lll t-S2.5(lll c = 52501-55.1 0 fl = 1-5.fKll-l!:'.flllO L =ti ).! 11-t'll.< K)
Slv Col11nu1· Bl 1nd D-ll I· = '-5ll.1Kll ·)I l l.\ WI <; -= -;1rK1.00l - i .tflO.mo HI = Uk!fl.1M11-$51 ·.mn fl2 = '\1• ·r th;i11 \.)J)f)(t.f JO
V:ihl\.' C1;Jc:,: = ';) J )J)f)(J l/f 11.::-.:, " - 1'.l ll- 50.I ) = 55rl.f.l\Jl-SltJIUJIK! M = S:IC.Ml.f-11- 2'.'IJ.fl! J
<.)<;c l\•h"""' Cl ,,nJ p:;, N : 5_:)Cll)ilil·} ll(J.f K) () = \; l l.!X.ll · I .l J!HKKl l'I = :>UltJll.\ ll-$5.lllJO.l Mt P'.'! = 5.!J00J1\l-. ).Of1U.Oncl
p:; = >25.IJiXJ.llOl ·b'IJ rx"U• l 1'-l = 5Mnr 1h"11 i>50.l)(JO.ll\. l
: V 1lm: \.h.:111,,J C:;,lk:" IJ = :\ppr.li:,iil H :: (.';h1 d�\_·:11 1-,..1:1h..· tlul . l s = A \\i.:\ \111:nt = C.1,hi ·l.11" _;
IS;,.\." (q{Ullf'1 t"2> t: = Br·· ·k V:ih.1,· \' = Oth.-r w = bri1n:11.:d
n
\I) ('.!"> (J) (4l
14, ir • .msaction 1
-
c
i
= S'\ll.IJOI- l!Jl.tH) = .'d(lll.IKll.$2'\•J.(IUl.l
FINANCIAL DISCLOSURE REPORT
Page 2 of 4 Name or P.:r;,un Reporting
Wolin. Alfred M
Date or Report
4/1612004
VII. INVESTMENTS and TRUSTS ·· income. valuc. trunscutions r includt's those of th<: spouse and depe dent children. Sce pp. 4-57 of filing instrm:tions.)
A. 8. c. . D.· . Income during Gross value at end oi Tra11sa"·tions Juri11g reporting period
Description of 1\s!'l!ts ,..,porting pc!riod reporting: period (indmling trust assets l
(I) Cl \ I) (2) If not e•empl from disdosure
(!iiPlace "CXJ" aft<.'"!" em:h :1ssel t:xt!mpl Amnunt Type 1e.g. Value Value: Type re.g. Da1e: Value Gain ldemityoffrom prior di closure Code I div. rent. or Code·2 Method buy. sell, Month- c,ide 2 Code buyer/seller
!A-HJ int.J \J-Pl Code .l merger. Day (J-P) I IA- <if private lQ-Wl redemption)
19. NORTEL NETWORKS INC None . J T
20. LEGG MASON OPPTY TRUST A · Dividend K T
21. GENERAL ELECTRIC A Dividend J T
22. FIRST EAGLE OVERSEAS FUND CL C A Dividelid J T BUY 9123 J
23. LEGG MASON SPEC INV TRUST B_ Distribution K T BUY 9123 K
24. OVERLAND STORAGE CORP None J T BUY 9\23 J
25. NORTEL NETWORKS None· J T BUY 11/19 J
26. DOMINION RESOURCES A Dividend J T
27. A..EET BOSTON A Dividend K T
28. MIRANT CORP None J T CHAPTER 11
29. SOUTHERN CO A Dividend J T
30. WACHOVIA CORP A Dividend J T
31. PUTNAM NEW JERSEY TAX EXEMPT CLASS B Dividend L T SELL 9/23 L
A INCOME FUND
32. ZWEIG TOTAL RETURN FUND A Dividend J T
33. BLACKROCK INCOME TRUST A · Dividend J T
34. HANCOCK JOHN PATRIOT PFD A Dividend J T
35. HIGHY INCOME OPPTY FUND A Dividend J T
-
36. VAN KAMPEN AMER. CAP SR. INC TRUST A Dividend J T
= s 1.101 or k>' [; = '.-i.(Kl).'.\ .5(K) c = 1.501-$5 .t)(M) [I = <, _(M}l. i .(K)(l r: : i15.•.i(>l-$'0.o);M) I. Jn ... onk:i( :i.in Cl1<l · A
1 Sc.: \nhmrn' 111 ..... 1 (). )
= '\l .onu,.r k".;:-.
r'i :: .?50tti)lt.\5tJU,(JOO
P: : j. ).t ltl.iltll ·· 5U.ll\ i.f l
F : '-51!.fk! 1- l (Kl.l)fK) ,, ·. ), Hll.1.! Xii -i>l.l MJ.l MlO Ml = s 1.fl!J(l.un 1-$5.0tfl.Ooo H'.? = !1.-1 .. n: thall i.5.i M.)/HHI
Mi; = !S.001 '\IJ.Clt IV 1h"-.. Code':
(J = :C,)fl\J.IXll - I .IJiM.l.I Klll l'I = 1.llufl.Otll-$5.f•J<l.\.MKI P: -= )5.tK. l.1Kll-'>25.mu.1 .r1
I'.+ = '>1\l rc than "\.5(1.(Jl)U.ll\.Kl
Valuc- \·h:tlt<1J C:.,k"'· IJ = :\pprai.sal H : C\1·.f < 1 .: 11 l-- ... 1a c 0111_> ·' = .:h· l·\i,lllt'nl r = C:a,hi\brkcl
\S,.,; ("t•lumr"' Cl ,,,._11) 1
\' = w = l ;till l[c•rJ•S< (.'.,!u11111 C l L = ll<.x• · Value Orlwr
'
(I)
'
--
(2) If not x n1pt from dis\.·lo ure
IJ)
�FINANCIAL DISCLOSURE REPORT Na111c or Person Reporting Date or Rept111
Page 3 of 4 Wolin. Alfred M 4116/2004
VII. INVESTMENTS and TRUSTS -· inrome. value. 1rnnsca1ions tincludes those of1he . pouse and depcnd"nr children. St.-e pp. :;4.57 nf liling instruclions.}
A. H. c. . J); :
Description of ;\s ets lncnnx: during
rept>rting pt>riod Gross vulue at end of reporting peri<id
Tmnsadion during repor1 ing pcrfod
(induding trust asse1sl
(I) m Ii)
!'.!) (4) 151 Place "(X( aftL'T ea,·h <L,SCI exempt from prior disclosure
Amount Code I (A·Hl
Typ.: (e.g. div. rent. or int.)
37. BLACKROCK FLORIDA INSD. MUN. TR!JST A Dividend
38. NUVEEN PREMIUM INCOME FUND A Distribution
39. AT&T CAPITAL CORP A Interest
40. AIM HIGH YIELD FUND A · Dividend
Value Code2
Value Method
Type !e.g. buy. sell.
Dale: Month-
Vak1e Code2
Gain Code
kk>mily of uyer/seller
(J-Pl Codd (Q-W)
merger. redemption)
Day (J-P) I IA-1-ll
fif private tr:mraction 1
J T
J . T
J T
J . T
ALLIANCE AMER. GVT. INCOME CLASS A A Di1ddend J . T41.
FEDERATED HIGH INCOME BOND FUND A Dividend J T42.
SELIGMAN HIGH YIELD BOND FUND A Dividend J• T43.
VAN KAMPEN HIGH YIELD MUNI rUND A Dividend J T44.
ALLIANCE N. AMERICAN GVT INC. CL. B A Dividend . J T45.
CITIBANK BANK DEPOSIT PROGRAM A Interest J T46.
47. UTS EQU ITY SECURITY TR 22 A Distribution J T
48. UTS FIRST TR. SPL. SITUATIONS A Distribu ti on J . T
49. BANKAMERICA SUB NOTES A lnteres1 J T.
SO. MERRILL LYNCH CO. NOTES A Interest J T
51. FORD MOTOR CREDIT NOTES A Interest J T
52. DADE CNTY FLA SCH BD A Interest J T
53. ROCHESTER PA AREA SCH AUTH A Interest J T
.
54. ALLIANCE ARPT AU TEX A Interest J T
I. lncom:i(:ain C;1<le : B = <,J.(Mll-:-. .)(M)
C; ·= $11 1.!X)I 1.l-Ml.IOJ Hi = Si.IXJll.ll(>l ·$.'.f'itl(l.!MMI H J .. n;-1h<1n ).l!OU.IY.11)
::? V:1lu" Code': =)I ).ono ,.r k:o.:i. ;; = 15.l Jl - 50.l JI I. ))tJ.1 11-SllJl.UOO M =SllK•.t"Mll-'.>c)U.1"1(.MI
!S<=c Col11;nn' Cl'""! P. 1 N = '50.l.Jl J. ;,<IXJ.!W)J 0 = \>llO.IHll-:'.!.l.JllO.OOU l'I = $1Jil.Jll.UOl ·$5.f Jll.OOO 1'2 "' ·;, .!Jlll>JJlll . Z:Ul( J.illJO
r:: "'<; 5.t MJ.iXJI i5u.r 1.1 111 l'·I = J\.1,,r, rt m !>:'IJ.!OJ.• 1.)
l) = :\f "r;1i="ai
L· "' llr.· Value
\I) U)
I
-
'
A.
55.
58.
If"''' exen1pt fro111 disdo un:
n-rrger.
FINANCIAL DISCLOSURE REPORT Narnc of Pasou Reporting Date of Report
Page 4 of 4 Wolin. Alfred M 4116/2004
VII. INVESTMENTS and TRUSTS -- income. value. 1ra11scation' 1 includes tho><: <>f rhc spouse and depcndcnr hildn:n. Sec pp. )4-.'\7 uf filing irrstnictions.)
K. c. D . . lncon.: 1luriog Gmss value at end of Trans.a tions during reporting. pcrlc>J
'"r<ming p.:riod repo.>11ing peri<>d lkscription ot Assets 1induding.m1sl asscL')
(IJ ('.!) \!) (2) f2) (4) (5)
Place "(Xj" ;ifter ,,.,ch <i.se1 .: empt Type !e.g. Dau::Amount t.e.g Value Value ValueType Gain kkmityof!Tom prior di. closurc buy. sell, Month-Catie 2 MethodCodi." I div. n:nt. or Code2 Code buyer/seller
tJ-P) Code3(A·l l int.) Day (J-P) rA- !if private IQ-WI redemption) 1-11 transilctinn)
56.
MIAMI DADE CNTY FLA AVIATION A Interest. J T
NEW YORK CITY SF.R. H. A lmerest · J T
57. NEW YORK CITY IDA SPL FAC A Interest J ·. T
59.
MATAGORDA CNTY TEX NAV DIST A Interest· ·. J T
.JACKSONVD.LE FLA El.EC AllTH A Interest. J T
60. AFFINITY CREDIT JJNION SAVINGS A Interest J T
61. AFFINITY CREDIT UNION CHECKING None . · . J .
T
62. AT&T STOCK ACCOUNT A Dividend J T
63. AT&T STOCK PLAN None 1 T
64. BRISTOL MYERS SQUIBB A Dividend J.
T
165. 66.
CHEVRON TEXACO
GENERAL ELECTRIC
A
A
Dividend
Dividend
J
J.
T
T
67. KEYSPANCORP A Dividend J T
68. MEDTRONIC A Dividend J T
69.' SCHERING PLOUGH A Distribution J T
70 ROYCE FUNDS MICRO CAP None J T
71.
72.
ROYCE FUNDS PENNA -
AT&T A
None·
Dividend
J
J
T
T
I. )n(llrn.:/C;tjn (\,th: : A =.SI .t){-.) t1r k:-.' H = <.U >l · S .5<-l c = \2.'01 -S.'\.ll()l [) = S5.(Kll-i:15.fKX) E = '!,i <JV.!1-$ .{lJJ(Kj
!S"'' Colunm' Ill ;111d 041 I· = .'iO.tXJI. J•lll.t M> (i = 11 ).ii.!I 'j,J .llfl(1.(MKI Hi = s: .ru•.1MH- .non.n;111 H2 = i\l,.1-.: rhan )'i.l.lO.>_(MJll
-· ValtK:" (.°c}t.k'). =I\ 15.l)l(h•r li.:s:-. " =!'>I .flOl-55tJ.1Ml . )=.J.:.1 11.s111.l.lYIO M = SHXUJlll .-i,i)IJ_f)Ull
!Seo l:uho1111is Cl uod 11 , N =' <;250.!Jl >- .>r J.(M ! ( ) = :)5( ).110! · I .lJi .•.fhJ )"j . '-I .IMJll.Uiil-$5.llUIWJl.l P2 = \>5.!J!Ki.\Jfll-S 5H J.IXW.1
l'-1 = !l.11>1\: ll1a11 50.l>(lJ.IK l
<.• = :\ppr;11sal I< = l \1 1 ( ({l.·:.11 1- ... 1 1h" ( )1 11 } s : i\V·l'. '.>!19'."nl = C.dr''·h>.<:
= Bu11 Value· v = Otht•r w = fa11111:1t d
l "INANCIAL DISCLOSURE REPORT Name or Person Reporting
Wolin. Alfred M
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part of Report. 1
IJale of Report
4116/2004
N:11ne ""Person Repo11ing FINANCIAL DISCLOSURE REPORT
Wolin. Alfred M
IX. CERTlFICATION.
Date of Report
4116/2004
I certify that all infonnation given above (including information pertaining to my spouse and minor or-dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Si Date
NOTE: ANY INDIVIDUAL WHO OWlNGL Y AND WlLFULL Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § I 04)
RUNG INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-}01
One Columbus Circle, N.E.
Washington, D.C. 20544