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BEHAVIORAL AND BRAIN SCIENCES (1997) 20, 597655Printed in the United States of America

1997 Cambridge Univers ity Press 0140-525X/XX $9.00.10 597

Long-term potentiation: Whats

learning got to do with it?

Tracey J. ShorsDepartment of Psychology and Program in Neuroscience, Princeton

University, Princeton, NJ 08544

Electronic mail: shors princeton.edu

Louis D. MatzelDepartment of Psychology, Program in Biopsychology and Behavioral

Neuroscience, Rutgers University, New Brunswick, NJ 08903

Electronic mail: matzel rci.rutgers.edu

Abstract: Long-term potentiation (LTP) is operationally defined as a long-lasting increase in synaptic efficacy following high-frequency

stimulation of afferent fibers. Since the first full description of the phenomenon in 1973, exploration of the mechanisms underlying LTPinduction has been one of the most active areas of research in neuroscience. Of principal interest to those who study LTP, part icularly inthe mammalian hippocampus, is its presumed role in the establishment of stable memories, a role consistent with Hebbian descriptionsof memory formation. Other characteristics of LTP, including its rapid induction, persistence, and correlation with natural brain rhythms,provide circumstantial support for this connection to memory storage. Nonetheless, there is little empirical evidence that directly linksLTP to the storage of memories. In this target article we review a range of cellular and behavioral characteristics of LTP and evaluatewhether they are consistent with the purported role of hippocampal LTP in memory formation. We suggest that much of the present focuson LTP reflects a preconception that LTP is a learning mechanism, although the empirical evidence often suggests that LTP is unsuitablefor such a role. As an alternative to serving as a memory storage device, we propose that LTP may serve as a neural equivalent to an arousalor attention device in the brain. Accordingly, LTP may increase in a nonspecific way the effective salience of discrete external stimuli andmay thereby facilitate the induction of memories at distant synapses. Other hypotheses regarding the functional utility of this intenselystudied mechanism are conceivable; the intent of this target art icle is not to promote a single hypothesis but rather to stimulate discussionabout the neural mechanisms underlying memory storage and to appraise whether LTP can be considered a viable candidate for such amechanism.

Keywords: arousal; attention; calcium; classical conditioning; Hebbian synapses; hippocampus; memory systems; NMDA; spatiallearning; synaptic plasticity; theta rhythm

1. Introduction

Few topics in neurobiology have attracted as much atten-tion or resources over the past 20 years as the phenomenonof LTP (long-term potent iation), a putative mechanism forthe induction of stable memories in the mammalian brain.Long-term potentiation is typically expressed as an in-crease in synaptic efficacy lasting from hours to days fol-lowing brief tetanic (high-frequency) stimulation of anafferent pathway. [See Vanderwolf & Robinsons Reticulo-Cortical Activity and Behavior.BBS 4(3) 1981.] Thus, fol-lowing LTP induction, a fixed amount of presynaptic stim-ulation induces a potent iated postsynaptic response, forexample, an increase in EPSPs (excitatory post-synapticpotentials). The phenomenon of LTP was initially observedin 1966 by Terje Lomo, then working in the laboratory ofPer Andersen. In 1973, the first full article described LTPin the hippocampus of the rabbit, a collaborative effortbetween Lomo and Timothy Bliss (see also Bliss & Gard-ner-Medwin 1973). By 1989, the U.S. National Library ofMedicine listed some 312 articles with the term long-termpotentiation in the title, and, in the 1990s alone, over1,000 additional articles have appeared. This search vastly

underestimates the research effort, insofar as many articlesthat address LTP do not use long-term potentiation inthe title or they refer to the same phenomenon by adifferent name (e.g., long-term enhancement; Mc-Naughton et al. 1986).

The concerted attent ion that LTP has attracted over timeperhaps carries no surprise for those familiar with thesearch for the engram (a neural memory store) and theassociated mechanism that could account for its formation.Prior to the observation of LTP, the search had producedvirtually no viable candidate mechanisms, at least for thevertebrate nervous system (cf. Kandel & Tauc 1965a;1965b). In this regard, LTP has been and still may be thebest candidate. In several recent reviews, various authorshave concluded not only that LTP is a viable mechanism forthe induction and storage of memories but that it is themost promising candidate (e.g., Morr is et al. 1991). In onearticle (Martinez & Derrick 1996), the authors reviewrecent evidence suggesting that the link between LTP andmemory is in some cases tenuous, and in others evencontradictory. Nevertheless, they conclude that most evi-dence firmly supports a role for LTP in learning andmemory (see also E ichenbaum & Otto 1993). This conclu-

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sion is based, in part , on a commonly echoed assertion that,although no directevidence links LTP to memory, no bettermechanism has been postulated. This assertion is encom-passed by the broader argument that a good theory shouldnot be abandoned unt il a better one replaces it, an approachwith obvious merit. On the other hand, explicit confidencein the validity of a prevailing theory can interfere with thedevelopment of viable alternatives and new approaches to aproblem. Einstein once stated that it is the theory whichdecides what we can observe (see also Kuhn 1973). A

flawed theory, the explanatory value of which is outweighedby the inconsistencies that it introduces, can serve only as adetr iment to empirical progress. To the extent that a theoryis maintained by popular consensus, what we can observewill necessarily be obscured by the convictions that atheorys advocates embrace.

Given the vast amount of attention that LTP has gener-ated over the past 20 years, it seems an appropriate time toreview the cellular and behavioral characteristics of LTPthat led us to consider it as a memory device in the firstplace. We should evaluate whether these properties remainviable features of a memory device and, if so, whether LTPremains the most viable mechanism to serve that broaderfunction. Of particular concern here is a distinction that we

will draw between LTP and the formation and storage ofmemories versus a link between LTP and the processes thatinfluence the formation and storage of memories. Byinfluence, we mean that LTP may be neither a necessarynor a sufficient condition for the actual storage of memo-ries, but LTP or an endogenous equivalent could act tofacilitate and maintain learning indirectly by altering theorganisms responsiveness to, or perception of, environ-mental stimuli. In this target article, we first review anumber of the cellular properties intrinsic to LTP, with aparticular emphasis on hippocampal LTP and the charac-teristics most commonly presented as evidence for itsrelationship to memory. It is important to stress that, even ifhippocampal LTP was the learning mechanism, we wouldnot expect individual synapses to express characteristics oflearning and memoryprocesses. Nevertheless, we discussthem because they are the features commonly cited asevidence for the role of LTP in learning, and this will allowus to evaluate the overall consistency of the evidencesupporting LTP as a mechanism of memory storage.Second, we review the behavioral evidence that links LTPin the hippocampal formation to learning and memory inthe behaving animal. Finally, we present an alternativehypothesis, that LTP is not a memory device per se but,rather, that it can influence the ultimate formation ofmemories by enhancing attention and the processing ofsensory information.

2. Cellular properties of LTP and theirrelationship to memory

2.1. Distribution throughout the nervous system. The ideathat LTP might serve as a memory storage device arose, atleast in part, from its discovery in the hippocampus, astructure critical to the formation of certain types of memo-ries. Not only was LTP discovered in the hippocampus, butits distribution, in various forms, is evident at the threemajor synaptic connections of the structure . It is induced inthe dentate gyrus granule cells by stimulation of the per-forant pathway as originally described by Bliss and Lomo

(1973), in the CA3 pyramidal cells by stimulation of themossy fibers (see, e.g., Alger & Teyler 1976; Yamamoto &Chujo 1978), and in the CA1 pyramidal cells by stimulationof the Schaffer collateral branches of the CA3 neurons(Andersen et al. 1977; Schwartzkroin & Wester 1975). Theinitial description of LTP in the hippocampus was probablyfortuitous for memory research; had LTP first been identi-fied in a brain region with less of a historical link to memoryformation (see, e.g., Olds 1955; Scoville & Milner 1957), itmight not have received such focused attention. Since

1973, however, LTP has been found to occur in many brainregions, including the piriform (Stripling et al. 1988), ento-rhinal (Wilhite et al. 1986), and prefrontal (Laroche et al.1989) cortices, the septum (Racine et al. 1983), the auto-nomic (Libet et al. 1975) and superior (Brown & McAfee1982) cervical ganglia, and the ventral horn of the spinalcord (Pockett & Figurov 1993). Furthermore, LTP is notlimited to the mammalian brain but has been described inother vertebrates as well, such as the goldfish (Lewis &Teyler 1986; Yang et al. 1990), bullfrog (Koyano et al. 1985),bird (Scott & Bennett 1993), and lizard (Larson & Lynch1985) and also in some invertebrates (Glanzman 1995;Walters & Byrne 1985). Because negative findings areusually not definitive, it cannot be said with certainty that

LTP cannotbe induced in a particular brain region, but it issafe to say that phenomena fitting the general description ofLTP occur ubiquitously throughout the nervous system. IfLTP is a ubiquitous feature of the nervous system, whatmight that mean with respect to its potential role in learningand memory? Moreover, if LTP is indeed a learning andmemory device, what would such a wide distribution tell usabout the neural mechanisms of memory formation?

Most researchers would agree that memory formationrequires, or at least utilizes, wide and distributed brainregions, and the hippocampus is clearly not the only stor-age site for memory; humans and infrahumans do notrequire a hippocampus to acquire many forms of memory,and, even in tasks dependent on the hippocampus foracquisition, the structure is typically not required for laterretr ieval. If we begin with the premise that many memoriesare not actually stored in the hippocampus, then whatfunction might LTP serve there? Before discussing the roleof LTP in memory or any behavioral processes, however, wemust first form an operational (and functional) definition ofLTP.

2.2. Multiple definitions of LTP. A serious impediment todetermining or even discussing LTPs putative role in learn-ing is the confusion regarding its definition. As opera-tionally defined by Bliss and Lomo (1973), LTP is a persis-tent (hours to days) enhancement of an EPSP followingbrief high-frequency (tetanic) stimulation of afferent path-ways. This definition (or a close variant of it) still predomi-nates at least formally. For instance, several major text-books, in describing LTP, essentially reiterate the earlierdefinition of Bliss and Lomo (e.g., Kandel et al. 1991;Nicholls et al. 1992). Similarly, one extensive review statesthat LTP is an increase in synapt ic efficacy, at monosynap-tic junctions, occurring as a result of afferent fiber tetaniza-tion (Teyler & DiScienna 1987).

Although these definitions are generally accepted andare often used, they do not capture the range of conditionsconsidered sufficient for the induction to reflect the induc-tion of LTP. For this reason and others, a number of

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researchers have either implicitly or explicitly narrowed thedefinition since its inception. This is, in part, understand-able; a number of the properties of LTP were unknown atthe time when Bliss and Lomo (1973) first described thephenomenon. For instance, much of the research aimed atelucidating the role of LTP in memory has focused on thehippocampal formation, presumably because LTP was dis-covered there and for some time was considered to beunique to that region. In addition, at the time of Bliss andLomos original observation, the NMDA (N-methyl-

D-aspartate) receptor had not yet been identified and thusdid not enter into either the conceptualization or theoperational definition of the phenomenon. Since then (see,e.g., Collingridge et al. 1983; Harris et al. 1984), it has beendetermined that LTP at two of the major synaptic regions inthe hippocampus (the dentate gyrus and area CA1) is, inpart, dependent on calcium influx through the NMDA typeof glutamate receptor and channel (details of this mecha-nism are described below). As a result, some researchersfocus on the role of NMDA-dependent forms of LTP inmemory (often stating that LTP is an NMDA-dependentphenomenon) despite the numerous instances in whichlong-lasting increases in synaptic efficacy occur in theabsence of NMDA receptor activation (Castillo et al. 1994;

Jaffe & Johnston 1990; Johnston et al. 1992; Komatsu et al.1991). To add to the confusion, even in the dentate gyrusand CA1, LTP can be induced in the absence of NMDA-receptor activation provided that there is an alternatemeans of intracellular calcium accumulation, such as strongdepolarization and subsequent influx of calcium throughvoltage-dependent channels (Kullmann et al. 1992;Malenka 1992; Malenka et al. 1988; Wierazko & Ball 1993)or release of Ca2 from intracellular storage pools (Bor-tollotto et al. 1995). Thus, defining LTP based on itsNMD A dependence seems unnecessarily limiting and maybe misleading with regard to a role for LTP in memory. Weare not attempting to draw merely a semantic distinction;the significance will become apparent in the discussionbelow of pharmacological manipulations presumed to af-fect both LTP and memory.

An antithetical, yet potent ially more serious, impedimentto evaluating the link between LTP and memory formationis that the definition of LTP is often expanded to encompassvirtually any observation of increased synaptic efficacy. Bymost accounts, memory storage is likely to involve astrengthening of specific synaptic connections (thoughthese modifications need not be limited to synapses [see,e.g., Tesauro 1988]), but, in addition to high-frequencystimulation, a number of mechanisms have been identifiedthrough which such synaptic strengthening can occur (seeHawkins et al., 1993, for an integrative review). Many ofthese mechanisms are physiologically relevant and havebeen linked to memory formation. Thus, the observation ofenhanced synaptic efficacy during learning does not neces-sarily indicate that the enhanced efficacy was induced by amechanism similar or identical to the mechanism evoked byhigh-frequency stimulation. For example, in one study(Weisz et al. 1984), rabbits were chronically implanted withstimulating electrodes in the perforant pathway and record-ing electrodes in the dentate gyrus. The rabbits weresubsequent ly trained to associate a tone (CS; conditionedstimulus) with an aversive air puff to the eye ( US;unconditioned stimulus), eventually eliciting a CR (condi-tioned response) to the tone. The results indicated that

neuronal efficacy in the dentate gyrus was enhanced duringacquisition of the conditioned response. Although it istempting to conclude that the potentiation in the dentategyrus reflected an LTP-like mechanism (cf Teyler & Di-Scienna 1987), there is no evidence that it arose from astimulation pattern similar to that inducing LTP. Moreover,given that the increase in learning and neural efficacy wascorrelational, it cannot be said that the potentiation contrib-utes directly to the expression of the learned response. Infact, extensive experimentation by Thompson and his col-

leagues (see, e.g., Knowlton & Thompson 1992; Krupa et al.1993; Lavond et at. 1993; McCormick et al. 1982; Swain etal. 1992; see also Berthier & Moore 1986; Yeo et al. 1986)suggests that the necessary and sufficient circuitry for theacquisition of the classically conditioned nictitating mem-brane response resides in the cerebellum. One mechanismfor generating the conditioned response is thought to be areduction in the activity of Purkinje neurons in response tostimulation of afferent mossy fibers/parallel fibers, thepresumed pathway of the conditioned stimulus. This obser-vation is consistent with I tos (1984) hypothesis that LTD(long-term depression), rather than LTP, is the relevantmechanism underlying memory storage in the cerebellum(see also Lavond et al. 1993). However, were one simply to

record activity induced by the conditioned stimulus in theinterpositus or red nucleus (loci in the CR pathway efferentto the Purkinje neurons), an increase in the magnitude ofthe EPSP would be observed, owing to a release frompresynaptic Purkinje cell inhibition. Such an observationcould easily lead one to conclude that LTP underlieslearning in this system, when quite the opposite appears tobe true.

It has been suggested that the term LTP actually refersto a presumed endogenous phenomenon and that thelaboratory phenomenon is simply a tool to study a moregeneral class of neuronal plasticity. Such an approach isentirely reasonable, but it should be made explicit so thatthe operation that produces LTP in the laboratory is notconsidered a mechanism for storing memories in vivo.Many researchers recognize that the term LTP is generic,but written accounts of the role of LTP in memory storageoften suggest a more specific function. Statements such asLTP underlies learning and memory should perhaps bereplaced by enhanced synaptic efficacy underlies memorystorage. Conversely, if the term LTP is simply intendedto describe an increase in synaptic efficacy related tolearning, then perhaps the discovery of LTP should becredited to Kandel and Tauc (1965a; 1965b), who firstdescribed heterosynaptic facilitation, an increase in synap-tic efficacy related to behavioral sensitization. If enhancedsynaptic efficacy is, in fact, the mechanism underlyingmemory formation (a topic that we cannot fully addresshere), and all forms of enhanced synaptic efficacy aredeemed to be LTP, the hypothesis that LTP underliesmemory formation cannot be disproved and serves noheuristic value. In the end, LTP would become no morethan a synonym for memory formation.

Use of the term LTP to describe all forms of enhancedsynaptic efficacy might lead a casual observer to concludethat a common mechanism is shared by all. In 1987, Teylerand DiScienna constructed a partial list of 51 compounds(or manipulations that induce, prevent, or reverse LTP.Since then, the list has expanded tremendously, withparticular emphases on modulators of protein kinases

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(Fukunaga et al. 1993; Kaczmarek 1992; Malinow et al.1988; 1989; ODell et al. 1991b; 1992) and d iffusible secondmessengers, such as arachidonic acid and nitric oxide(Bohme et al. 1991; Haley et al. 1992; Clements et al. 1991;Lynch et al. 1991; Schuman & Madison 1991; Williams& Bliss 1989; Williams et al. 1993), as well as platelet-activating factors (Goda 1994; Kato et al. 1994). Given theever-expanding list of agents reported to induce an increasein synaptic efficacy referred to as LTP, one might reason-ably ask whether all these agents influence a common

mechanism. For instance, PKC (protein kinase C) has beenreported to play a role in LTP, based on findings thatantagonists of the kinase block the induction of LTP (Akerset al. 1986; Malinow et al. 1988). Exogenous application ofphorbol ester, a synthetic activator of the kinase and potenttumor promoter, can also induce potent iation (Malenka etal. 1986; Reymann et al. 1988). Likewise, it has been notedthat D-alpha-tocopherol (vitamin E) induces synaptic po-tentiation, purportedly through its antioxidant, ortumor-inhibiting, properties (Xie & Sastry 1993). It seemslikely that the synaptic potentiation induced by phorbolester and that induced by D-alpha-tocopherol are regulatedby different underlying substrates. However, both are re-ferred to as LTP in the titles or abstracts of the respective

articles. There are also reports of enhanced LTP throughcaloric restriction (Hori et al. 1992) and prevention of LTPinduction by the sugar substitute saccharin (Morishita et al.1992) as well as by cocaine (Smith et al. 1993). Again, thecommon denominator linking these observations is theterm long-term potentiation in the title of the reports.Our point is that one should not assume that a singlemechanism is shared by all; rather, the length and breadthof the list of modulators suggest that they could not influ-ence a single mechanism or even a single class of mecha-nisms.

In summary, there are at least two approaches to estab-lishing an acceptable definition of LTP. One is to allow theterm to encompass all long-lasting forms of potentiation.This approach renders the term almost meaningless andmakes the presumed connection between LTP and mem-ory an unfalsifiable construct. The second approach is tolimit the definition partially. For the purposes of this targetarticle, we have taken the position that all forms of synapticmodifications related to learning and memory are notequivalent. Nevertheless, with regard to experiments thatattempt to link LTP to behavior, we review articles thatdescribe manipulations that the various authors suggestinfluence LTP. We recognize that this is not much of alimitation and, on occasion, dispute the authors claims inan attempt to illustrate the necessity for a more precisenomenclature. Moreover, we focus our discussion on LTPin the hippocampal formation. This is necessary owing tospace limitations and also because LTP in the hippocampushas been studied the most intensely with respect to learningand memory.

2.3. NMDA receptors and postsynaptic calcium. One de-fining feature of LTP is its dependence on high levelsof postsynaptic calcium, a common feature of mostexperience-induced neuronal modifications. In and of it-self, a definition that includes calcium dependence pro-vides little insight insofar as a wide range of cellular func-tions require calcium, and still more are dependent onelevations of intracellular Ca2 above basal levels. Al-

though the exact role of calcium in LTP induction is amatter of debate, elevation of postsynaptic calcium isclearly necessary, and may even be sufficient, for theinduction of hippocampal LTP. Induction of LTP is pre-vented by a pretetanus injection of calcium chelators intothe postsynaptic cell (Lynch et al. 1983; Malenka et al.1988), and induction occurs when the postsynaptic cell isartificially loaded with the ion (Malenka et al. 1988). A greatdeal of evidence (see, e.g., Collingridge et al. 1983; Harriset al. 1984; Jahr & Stevens 1987) indicates that the primary

source of calcium influx during the induction of hippocam-pal LTP occurs through an ion channel that is coupled tothe NMDA subtype of glutamate receptor. This receptor isunique in that stimulation of the channel ionophore re-quires glutamate binding as well as a moderate level ofdepolarization. At normal resting potentials (approximately70 mV), the channel is blocked by magnesium, andglutamate binding is insufficient to open it. However, atdepolarized membrane potentials (greater than 40 mV),magnesium is expelled from the channel, which can then beopened by glutamate and which displays a high selectivity tocalcium ions. Thus, the NMD A receptor complex is said tobe dually regulated by two factors, ligand and voltage.These cofactors can be recruited through several means.

First, a relatively long, high-intensity presynaptic burst ofactivity (such as a high-frequency train of stimulation) caninduce LTP by releasing glutamate onto the postsynapticreceptor, while depolarizing the postsynaptic cell throughstimulation of the non-NMDA type of glutamate receptors(AMPA). Second, shorter and more physiologically relevantlevels of presynaptic activity can induce hippocampal LTPby stimulating the NMDA receptor with glutamate, whilethe postsynaptic cell is depolarized via an alternative meanssuch as an input from a second afferent pathway. Otherforms of LTP, such as that induced in CA3 pyramidal cellsfollowing mossy fiber tetanization, occur independently ofthe NMDA receptor and are instead dependent on Ca2

influx through voltage-gated channels, although there issome debate regarding whether the critical Ca2 signaloccurs presynapticaly (Castillo et al. 1994; Weisskopf et al.1994) or postsynapt ically (Johnston e t al. 1992; Williams &Johnston 1989). As was mentioned above, even in area CA1,LTP can be induced without the participation of NMDAreceptors, provided that the tetanus (or postsynaptic depo-larization) is of sufficient intensity to activate voltage-dependent calcium channels (Grover & Tyler 1990; Kull-man et al. 1992). In conclusion, activation of the NMDAreceptor may be critical to many forms of LTP, but it is notnecessary for all. In contrast, intracellular calcium appearsto be a necessary element for the induction of LTP. Anecessary role for calcium in LTP is consistent with LTPspresumed role in learning; calcium plays a critical role inmany cellular modifications thought to underlie condi-tioned behavioral responses (see, e.g., Abrams & Kandel1988; Falk-Vairant & Crow 1992; Matzel & Rogers 1993;Walters & Byrne 1985). However, it must be reiterated thatcalcium is necessary for a wide range of cellular functions.

2.4. Synaptic efficacy, specificity, and memory. Thesearch for the engram has been guided by a number ofexpectations regarding the features that a memory mecha-nism shouldpossess. Some of these expectations have beenstrengthened through experimentation, whereas otherswere ultimately discarded (cf. Chapouthier 1989; Gaito

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1976). One reasonable expectation is that learning is ac-companied by an increase in the efficiency of communica-tion between neurons, a concept with extensive historicalantecedents (see, e.g., James 1892; Spencer 1870; Tanzi1893). The formalization of this idea is usually attributed toDonald Hebb. In 1949, Hebb wrote in his book TheOrganization of Behavior, when an axon of cell A . . .excite[s] cell B and repeatedly or persistently takes part infiring it, some growth process or metabolic change takesplace in one or both cells so that As efficiency as one of the

cells firing B is increased. This particular line from Hebbstreatise, subsequent ly referred to as Hebbs Rule, closelyresembles the operational definition of LTP and is fre-quently offered as a theoretical foundation for the pre-sumed role of LTP in learning.

In addition to its expected basis in a modulation ofsynaptic efficacy, the search for the engram is based on asecond expectation, that of synapse specificity. Besides itsintuitive appeal, strong empirical support exists forsynapse-specific changes that accompany the learning pro-cess (Clark & Kandel 1993; for review, see Hawkins et al.1993), and hippocampal LTP itself is considered to besynapse specific (Andersen et al. 1977; Dunwiddie & Lynch1978). However, as with the definition of LTP, the term

synapse specificity is often used to describe very differentphenomena. Under some circumstances, synapse specific-ity implies that the modifications underlying LTP are lim-ited to synapses. This type of synapse specificity has intu-itive appeal because it provides the necessary structure for ahuge memory capacity, well beyond what could be achievedthrough somatic potentiation. However, the modificationsinduced by LTP are rarely, if ever, limitedto synapses. Forinstance, in the or iginal description of LTP, Bliss and Lomo(1973) reported a phenomenon since referred to as E /Spotentiation. Following LTP induction, an increase inpopulation spike amplitude (S) and a reduced threshold forcell firing can be observed even if the magnitude of theexcitatory postsynaptic potential (E) is held constant, indi-cating that the tetanus-induced modification is not limitedto the synapse. With use of an extracellular population spikeas a dependent measure, an increase in efficacy can reflectchanges that occur exclusively in the soma, along the entiremembrane, at synaptic terminals, or with some combina-tion of the three. Using an extracellular EPSP as thedependent measure, on the other hand, does not allow oneto measure the changes that might occur at other cellularloci. Thus, changes at the soma, such as the nonsynapticforms of potentiation that typically accompany an increasein synaptic efficacy, are virtually ignored (Andersen et al.1977; 1980; Bliss et al. 1987). Given that there is no a priorireason to require that a memory mechanism be limited tomodifications of synaptic terminals, these observations donot reflect on the validity of LTP serving this function.Neither, though, should this interpretation of synapse spec-ificity be used as evidence to support LTPs role in learning.

The second and more common use of the te rm synapsespecificity is in reference to potentiation that is limited tosynapses active during stimulation (as opposed to inactivesynapses). Under these conditions, potentiated synapsesare proposed to reflect an independent memory store, andthose synapses would be preferentially activated duringretrieval, a seemingly critical feature of memory. In ouropinion, and probably that of many others, this is one of themore compelling aspects of the hypothesis that hippocam-

pal LTP is involved in memory formation. Unlike the priordescription of the term specificity, this usage does notnecessarily require that potentiation be restricted to amodification of the synapse. Rather, specificity here sug-gests that changes will be restricted to those synapses (andpossibly other compartments) that are active during theinduction of LTP.

At this point, it should be noted that the p lastic changesassociated with learning are often not limited to the syn-apses active during the learning event. In fact, many models

of complex memory processing explicitly require that mem-ory become distributed among different locations in thenervous system following its initial induction (see, e.g.,Atkinson & Shiffrin 1968; Eisenstein & Reep 1985), andseveral lines of empirical evidence support such a view. Forinstance, in the chick nervous system, the necessary cir-cuitry for the expression of conditioned taste aversion (aform of associative memory) shifts to several anatomicallydistinct brain areas within days after initial learning, suchthat a lesion that disrupts recall at one retention intervalmay not affect retention at another (Rose 1992; 1995). Inthe isolated ganglion of the cockroach, an operant legposition response expressed in the prothoracic ganglion ofthe roach will later be expressed in an untrained, meso-

thoracic leg, suggesting transfer of information betweenganglia (Hoyle 1980; for review, see Eisenstein & Reep,1985). Evidence for the transfer of stored information outof the hippocampus has also been found. The noted patientH.M. (Scoville & Milner 1957), who underwent bilateralexcision of the medial temporal region (including parahip-pocampal gyrus, amygdala, and anterior portions of thehippocampus), cannot transfer short-term memories intolong-term storage, though very short-term memories andmany memories established prior to surgery are spared.This, as well as corroborative work with animals (e.g., Kim& Fanselow 1992), indicates that the hippocampus is not infact a memory store but rather a temporary holding sitecritical to the integration and consolidation of memoriesthat presumably occur in higher cortical areas or elsewhere(see Squire et al.; Zola-Morgan & Squire 1991). Thus, ingeneral, it does not appear that the brain structure used foracquiring memories is necessarily the site for storage.

Nonetheless, if one accepts the premise that synapsespecificity is a defining feature of memory induction, thenevidence that LTP is not specific to the synapses that wereactive during stimulation suggests that LTP fails to meet therequirements for a memory mechanism. Recently, severalresearchers have reported that the potentiation is notspecific to the synapses that were active during afferentstimulation. Boenhoffer et al. (1989) recorded simulta-neously from neighboring CA1 pyramidal cells while stim-ulating the afferent Schaffer collateral fibers at a lowfrequency, which in itself will not induce LTP. Whenstimulation was paired with depolarization of one of thepyramidal cells, potentiation was observed not only in thatcell but in a neighboring cell as well. This result waselaborated by Schuman and Madison (1994), who reportedthat a spread of potentiation could be detected 250m (butnot 500 m) away from the site of induction and thatinhibition of the diffusible gas nitric oxide blocked thespread. These results suggested that the conditions thatinduce LTP at one synapse could spread over potentiallythousands of adjacent synapses, thus abrogating the possi-bility that tetanized synapses serve as individual memory

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storage units. It should be noted, however, that such adissipating spread of potentiation might well contribute tothe generalization gradient, which is a ubiquitous feature ofmost instances of learning (Mackintosh 1975). (This discus-sion is subject to two caveats. First, the influence of nitricoxide on the maintenance of LTP has been studied mostintensively in the hippocampus slice preparation, in whichthe effects have been equivocal [Cummings et al. 1994].Second, the gas might not play a critical role in memoryinduction under physiological conditions in vivo. For in-

stance, Bannerman et al. [1994] reported that a 90%inhibition of nitric oxide synthesis in the brain had no effecton acquisition in the water maze, although nonspecificbehavioral impairments were apparent.)

In addition to the spread of overt potentiation to nearbysynapses, changes also accompany the induction of LTPthat are not limited to active synapses or even nearbysynapses. For example, unilateral tetanization of the per-forant pathway induces LTP in the dentate gyrus and anincrease in messenger RNA (mRNA) for a presynapticglutamate receptor on the stimulated (ipsilateral) side 2hours later (Smirnova et al. 1993). Within 5 hours of theinduction of LTP, however, levels of mRNA are also in-creased on the contralateral side, in areas that presumably

are not exhibiting LTP. Thus, mRNA levels are increased inresponse to the induction of LTP in regions that do notexhibit enhanced synaptic efficacy and presumably werenot active during tetanization. Smirnova et al. (1993) con-cluded that the induction of LTP at one stage in a neuralnetwork may lead to modification in synapt ic function at thenext stage of the network. In a related example, LTP wasagain induced in the dentate gyrus following unilateraltetanization of the perforant pathway. One hour later and inthe presence of potentiation in the dentate gyrus, there wasa bilateral increase in the binding affinity of the AMPA typeof glutamate receptor (Tocco et al. 1992). This increase wasnot confined to the dentate gyrus but occurred in regionsthroughout both hippocampi. Although not synapse-specific, the increase was specific in the sense that it wasprevented by NMDA antagonists and did not occur inresponse to stimulation at frequencies too low to elicit LTP.As a third example, unilateral tetanization of the perforantpathway caused a bilateral increase in mRNA for twoneurotrophins; brain-derived neurotrophic factor andnerve growth factor (Castren et al. 1993). These threeexamples are considered nonspecific responses to LTPand, therefore, might be of minimal interest to thoseconcerned with understanding the mechanism of LTPinduction. Nonetheless, it is clear that several changes inneuronal function are occurring in response to the typicalinduction protocols for LTP and that those changes are notlimited to the synapses active during LTP induction.

Although these data indicate that the effects of LTP arenot confined to the synapses active during the inductionprotocol, when viewed from an integrated brain systemsapproach these transynaptic and nonspecific effects mayprovide some of the most convincing evidence that LTPdoes have physiological relevance. Were one to assume thatinformation transfer in the nervous system occurs duringmemory storage, as a number of studies suggest, then thetransynaptic modifications may provide clues about themechanism of that transfer and, therefore, memory forma-tion itself. For example, the fact that tetanization of the

perforant pathway in the hippocampus can increase AMPAbinding as remotely as in the neocortex (Tocco et al. 1991)suggests that the conditions that induce LTP in the hippo-campus also affect structures involved in perception andpresumably memory storage. We believe that these non-specific responses should not be dismissed but, rather,should be appreciated as providing potential clues aboutthe neural mechanisms of information processing.

In summary, the assertion that hippocampal LTP is amemory device because of its limitation to synapses them-

selves or to synapses active during tetanization reflects apreconception about the nature of memory, rather than anempirically derived observation about memory. For twodecades, the presumed synapse-specific nature of LTPwas cited as support for the argument that hippocampalLTP is a viable substrate of memory. Since it has beenshown that LTP is not necessarily confined to the activesynapse, it has been suggested that LTP is a viable substrateof memory because memories are distributed (see Bari-naga 1994, for commentary). Obviously, these two lines ofreasoning are incompatible and reflect our tendency tovalidate the theory that LTP is a mechanism of learning andmemory by invoking the theory itself.

2.5. Long-lasting, but decremental. One of the most per-plexing issues regarding memory storage in the brain is howa biological representation of a memory can be sustainedfor such lengthy periods of time. The mechanism suited forsuch a task must be capable not only of acquiring andencoding the perceived information but also of storing itlong after the proteins involved in the initial storage havebeen degraded and replaced (hours to days; for a discussionof mechanisms that might underlie long-term modifica-tions of synaptic efficacy, see Lisman 1994; Miller & Ken-nedy 1986; Schwartz & Greenberg 1987). Indeed, relativeto most forms of neuronal plasticity, LTP is long-lasting.Other forms of potentiation in the mammalian nervoussystem persist for seconds, usually not hours, and certainlynot weeks. In contrast, LTP can persist for weeks in areaCA1 in vivo (a median of 10.5 days in CA1; Staubli et al.1987) and for approximately 8 hours in vitro (Reymann etal. 1985).

There is no doubt that LTP is long-lasting, but is it long-lasting enough? Memories can persist intact throughout thelife span of the animal (Spear 1978), whereas LTP decays(cf. Staubli & Lynch 1987). To retard the rate of decay,many investigators who have observed the effects of LTP onbehavior deliver multiple te tani, sometimes exceeding 100high-frequency trains over days or weeks (e.g., Castro et al.1989). However, even with this extended training regi-men, potentiation almost always decays to baseline levelswithin one week. These results suggest that, although LTPis long-lasting, its time course does not correspond to that ofa typical long-term memory. It is obvious that many memo-ries do not last a lifetime, but, taking this point intoconsideration, we would then have to propose that LTP isinvolved in the storage of only short-term to intermediate-term memories. Again, we would be at a loss for a brainmechanism for the storage of a long-term memory.

To account for the decremental nature of LTP, some havesuggested that a process opposing LTP, such as LTD, cansupplant previously potentiated synapses (Pavlides et al.1988; Sejnowski 1990). Thus, LTP would decay because

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of the natural occurrence of LTD in subsets of the potenti-ated synapses. Similarly, it has been shown that potentiationof one subset of synapses can cause depression of surround-ing, nonpotentiated synapses (heterosynaptic depression;Lynch et al. 1977). Although these observations can explainthe decremental nature of LTP in vivo, they do not neces-sarily address the hypothesis that LTP underlies long-term(days to years) memory storage; the loss of LTP woulddegrade the memory regardless of whether the loss was dueto inherent decay or it was due to supplantation by LTD. It

should be noted that decremental LTP in the hippocampusis fatal only to the hypothesis that LTP is responsible forstorage of long-term memories in the hippocampus; it is notnecessary for the hypothesis that LTP in the hippocampusserves a temporary role in the acquisition of sensory infor-mation, with the memory trace eventually being distributedin other brain locations. With respect to LTP in the hippo-campus, this latter hypothesis is consistent with the em-pirical evidence suggesting that the hippocampus is pref-erentially involved in the acquisition of specific types ofshort-term memory. It must be noted nonetheless thatnondecremental LTP has not been observed in any brainstructure.

2.6. Strengthening through repetition and facilitated reac-quisition. Another potent ial link between LTP and memoryis strengthening through repetition. Although memoryinduction can certainly be complete within a single trial(Estes 1970; Rock 1956), there are numerous instances inwhich memory is strengthened by repeated exposure to thelearning event. Thus, if LTP is involved in memory forma-tion, it too should be strengthened through repetition.Indeed, synaptic efficacy can be strengthened throughrepeated exposure to the tetanizing stimulus, provided thatthe additional tetani are delivered before the potentiationdecays back to baseline levels. If the response is allowed todecay to baseline, however, LTP is neither more easilyinduced nor more persistent than after the initial induction

(de Jonge & Racine 1985). Therefore, hippocampal LTPdoes exhibit aspects of strengthening through repetitionbut does not exhibit facilitated reacquisition, which is adefining feature of most memory processes (see, e.g.,Matzel et al. 1992; Miller et al. 1986; Spear & Riccio 1993).

2.7. Associativity and cooperativity. Two additional fea-tures of hippocampal LTP, associativity and cooperativity,are often cited as evidence that LTP is involved in thelearning process. The terms associativity and coopera-tivity derive from the procedures used in Pavlovian condi-tioning, in which two stimuli or events presented in atemporally contiguous manner tend to become associatedwith one another. [This is an oversimplification of thecharacteristics of Pavlovian learning; for further discussionof the subject, see Rescorla (1988)]. With regard to LTP,cooperativity refers to the observation that an intensitythreshold must be met for successful induction (Bliss &Gardener-Medwin 1973). This threshold can be reachedthrough intense stimulation of a single afferent fiber or afew afferent fibers or cooperatively through a lower inten-sity stimulation of many fibers (McNaughton et al. 1978).Similarly, associativity refers to the observation thatroughly contiguous, low-intensity stimulation of two path-ways, or higher intensity stimulation of weak inputs, con-verging on the same cell, is sufficient for the induction of

LTP when stimulation of neither pathway alone is sufficient(Barrionuevo & Brown 1983; Levy & Steward 1979; 1983).Associativity probably represents the same underlyingmechanism as cooperativity, but it differs somewhat opera-tionally in that associative interactions can occur acrossspatially distal regions of a dendrite and may reflect thecontiguous pre- and postsynaptic activity implied by HebbsRule. Typically, both associativity and cooperativity areexplained by the necessity for a sufficient level of post-synaptic activity (McNaughton et al. 1978) and are pre-

sumed to reflect the summation of multiple postsynapticcalcium signals. The existence of associativity and coopera-tivity in LTP is important for several reasons. First, theirexistence indicates that physiologically relevant levels ofstimulation can induce LTP. Second, the phenomena sug-gest that LTP is unlikely to result from normal activity but,rather, might be reserved for detection of spatially andtemporally contiguous events. This latter point will berecognized as analogous to a defining feature of classicalconditioning, and thus has been cited as support for the roleof LTP in associative learning (e.g., Brown et al. 1990).

Although the associative and cooperative properties ofLTP lend support to its relevance to Pavlovian conditioning,aspects of the two phenomena raise questions about this

presumed connection. For example, the stimulation of twoconverging inputs is most effective in inducing LTP whenthose two inputs are stimulated in a temporally contiguousor near-contiguous (100 msec) manner. In contrast, theoptimal ISI (interstimulus interval) between the condi-tioned stimulus and unconditioned stimuli in classical con-ditioning varies from several hundred milliseconds in therabbit eye blink preparation, to several seconds in rabbitconditioned bradycardia, to tens of seconds for many condi-tioned emotional responses, to hours for conditioned tasteaversions (for review, see Mackintosh 1974). Moreover, aconstant ISI can produce inhibitory or excitatory learningdepending on the interval between successive trials (Kap-lan & Hearst 1985), and the systematic relationship be-tween the onset of stimuli is entirely absent in the case ofcontext learning. Consequently, the observation that theinduction of LTP is most effective at relatively short ISIs(0200 msec) should not be taken as evidence for itsrelevance to Pavlovian conditioning, both because there isno universally optimal ISI and because the interval used toinduce associative LTP is shorter than is optimal for anybehavioral conditioning procedure of which we are aware.It should be noted, though, that near-simultaneity of stimulihas been suggested to support efficient learning in Pavlo-vian paradigms, whereas the expression of that learningdepends on the response system under study (Matzel et al.1988; Rescorla 1980; 1988). These issues reflect the dangerof oversimplifying Pavlovian phenomena in order to force acomparison to a biological system.

A second issue with associativity and cooperativity con-cerns the neural mechanism that underlies the induction ofhippocampal LTP. As was described above, associativity andcooperativity are thought to arise from a sufficient level ofpostsynaptic activity and, hence, an accumulation of post-synaptic calcium. In essence, the associative feature of LTPis simply the successful expression of what might occurnonassociatively, that is, with sufficient stimulation of asingle afferent fiber. This raises questions regarding itsgeneral relevance to Pavlovian conditioning, or even to

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associative learning in general. In summary, the associativeand cooperative features of LTP suggest certain similaritiesto basic associative learning, but a direct link between theassociative features of LTP and associative memory has notbeen made (for further discussion, see Diamond & Rose,1994).

3. LTP and behavioral indices of memory

To this point, we have reviewed a number of the cellularproperties of hippocampal LTP that many consider to beindicative of, or at least compatible with, its role in learningand memory processes. Many of the these correlationswere based on preconceptions about what the criticalfeatures of memory formation should be, and some wereindeed consistentwith those necessary for memory forma-tion. Others, such as the spread of certain nonsynapticcorrelates of hippocampal LTP to nonstimulated pathways,are inconsistent with certain preconceptions about memoryprocesses but might provide important clues regarding therole that the induction of LTP in vivo plays in behavior. Weshall now review a series of experiments that are often citedas evidence in support of a link between hippocampal LTP

and memory storage.Among the more than 1,000 articles published between1990 and 1997 that refer specifically to LTP in the t itle, thevast majority either imply or explicitly state in the abstractor introduction that LTP is a memory storage device. Thestatements range from speculation that LTP may underlielearning to definitive statements that it underlies learningand memory, is associated with the formation of mem-ory, and contributes to memory encoding. It was thussurprising to discover that, among more than 1,000 arti-cles, fewer than 60 described a behavioral manipulation ofmemory itself. When the search was extended back to 1974,fewer than 80 among over 1,300 articles with LTP in thetitle described any behavioral manipulation re levant to the

assessment of memory. Given these statistics, one mightassume that it had been demonstrated that LTP was thememory mechanism and that further studies were unnec-essary. In fact, many articles with a behavioral manipulationprovide evidence to the contrary (seeHippocampus, 1993,No. 2; Bannerman et al. 1995; Saucier & Cain 1995).

3.1. Pharmacological and genetic manipulations of LTP.

Three lines of evidence supported the premise that hippo-campal LTP is involved in acquisition and/or storage ofmemories. The first involved the pharmacological blockadeof LTP induction, followed by learning trials and ultimatelya test of memory. In response to a competitive NMDAantagonist that prevents the induction of some forms ofLTP, rats were impaired in their ability to perform theMorris water maze, a spatial memory task that requires thehippocampus for successful completion (Morris et al.1986). This experiment and a multitude of similar onesencountered interpre tive difficulties, owing to the effects ofNMDA receptor antagonists on sensory/motor perfor-mance; most of these drugs are chemically related to thestreet drug PCP, angel dust, which can cause profoundperceptual distortion, even hallucinations (Julien 1992).Concerns about performance were expressed in a series ofcomments and rebuttals published in the journal Psycho-biology (Keith & Rudy 1990), and we will not thoroughly

review them here. However, the debates were based onexperiments that remain the most often cited evidence for alink between h ippocampal LTP and behavioral learning, soa brief overview is required.

In the critique by Keith and Rudy (1990), it was notedthat, in tasks requiring the hippocampal formation foracquisition (e.g., the water maze and olfactory discrimina-tion learning), NMDA receptor antagonists in concentra-tions that do not induce obvious behavioral impairmentsonly mildly disrupt acquisition, and only under a narrow

range of conditions. Moreover, drug-treated animals ulti-mately attain levels of performance equivalent to those ofuntreated control animals. Keith and Rudy interpretedthese results as evidence that activation of the NMDAreceptor (and hence NMDA-dependent LTP) is not neces-sary and certainly not sufficient for learning these tasks.The authors suggested further that the mild learningdeficit induced by the NMDA antagonist reflects no morethan a subtle sensory or motor impairment and/or ananxiolytic effect (Bennet & Amrich 1986; Clineschmidt etal. 1982). Staubli (1990) and Lynch and Staubli (1990)interpret these results somewhat differently, suggestingthat under normal conditions NMDA receptor-dependentLTP is the primary mechanism underlying learning but

that, in its absence, a secondary and slower learning mecha-nism is used. Hence, the animals learn, but at a reducedrate. Because biological systems are often redundant, thislatter interpretation is certainly plausible, even though it isnot an obvious a priori prediction. Moreover, olfactorydiscrimination learning is possible in neonatal and prenatalrats (Johanson & Hall 1979; Smotherman 1982; Smother-man & Robinson 1991) prior to the expression of NMDAreceptors (Baudry et al. 1981; Duffy & Teyler 1978; Harris& Teyler 1984; Wilson 1984). Although it is not knownwhether these forms of learning require a hippocampusduring early development, the observations suggest thatNMD A-dependent forms of plasticity are not the primarymechanism of memory during that time, yet learning doesoccur.

In response to concerns about performance deficitsresulting from peripheral injection of NMDA antagonists,Morris et al. (1986) injected the antagonist directly into theventricle surrounding the hippocampus and found that ratswere still impaired in their acquisition of the maze. On thefirst three-trial block (before any substantial learning wouldnormally occur), animals treated with the antagonist exhib-ited an increase in escape latency relative to that of theuntreated group or a group treated with an inactive isomerof the drug. These results suggested that the antagonist didhave an effect on processes other than memory formationitself. Indeed, intraventricular administration reduces, butdoes not necessarily eliminate, the possibility that sensory,motor, or motivational processes have been disrupted. Ithas been reported that the ventricular administration of theNMDA receptor antagonist AP5 evokes subtle anxiolyticand analgesic effects, impairs motor control, and inducesmuscle flaccidity (Dale 1989; Dale & Roberts 1985; Turskiet al. 1985). One study reported that, after administration ofthe highest dose of antagonist, during the first 9 t rials ratsoccasionally fell off the escape platform (Morris et al.1986). Recent work by Cain et al. (1996) and Caramanosand Shapiro (1994) provides more evidence of behavioralabnormalities following intraventricular administration of

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resulting in death), as well as to cause gross abnormalities inthe hippocampal formation (Yagi et al. 1993). In addition,the location of the deficit caused by the knockout is notspecific to a particular brain region, and the knockouts maycause gross anatomic abnormalities. For example, the fyngene knockout results in an irregular and undersized olfac-tory bulb (Yagi et al. 1993). There are also numerousdissociations between the effects of the gene lesions andlearning. For example, deletion of the pcd gene causeddegeneration of Purkinje cells in the cerebellum but had no

apparent effect on the gross morphology of the hippo-campus. Interestingly, the pcd deletion impaired perfor-mance in the Morris water maze (Goodlett et al. 1992).

Gene mutations can introduce gross behavioral abnor-malities that, as with NMDA antagonists, can have pro-found effects on performance irrespective of learning. Inone study (Silva et al. 1992a), mice lacking the gene forCaM kinase were slow to learn the location of the hiddenplatform in a Morris water maze, suggesting a role for thekinase in spatial learning. However, the deficient animalswere slow to swim to the platform on the first training trial,before any learning could have occurred. The poor perfor-mance was attributed to fatigue in the mutant mice thatwas suggested to result from abnormal jumpiness, a

descriptor that has now found its way into several of thereports concerned with the learning capacity of mutantmice (Sakimura et al. 1995). The fyn knockout mutants(Grant et al. 1992) displayed a similar performance deficiton the first trial, again prior to the point at which learningcould have occurred. Further, the mutants learned at a ratesimilar to that of wild-type controls and, by the sixth trial,the two groups were per forming at identical levels. In fact,because some mutant mice reached a preimposed 60-second cutoff on the first trial, the rate of learning for thegroup might have been underestimated; it might haveexceeded that of the wild-type controls. A more detailedaccount of the interpre tative difficulties in these particularstudies has been presented by Deutsch (1993). Given theevidence published to date, we are inclined to accept hisconclusion that there is no evidence that the mutant micein [these] studies suffered from a specific impairment ofmemory.

3.2. Deficient LTP is not necessarily accompanied bydeficient memory. Despite the interpretive difficulties inthe studies discussed above, one might still consider theoverall data set as at least consistent with the suppositionthat hippocampal LTP is involved in the learning process.However, the convergence of evidence on a single viablehypothesis requires not only that a given data set beconsistent with that hypothesis but also that potentiallydisconfirming experiments be conducted (studies thatcould, in principle, either prove or disprove alternativehypotheses). For example, one might ask whether there arechemicals known to either block or enhance LTP that donot affect learning. Among the dozens of compoundsshown to retard the induction of LTP in the hippocampus,only a few directly influence learning, and many others haveno effect on learning. For example, saccharin is reported toblock the induction of LTP in area CA1 of the hippocampus(Morishita et al. 1992), but chronic and acute administra-tion induces no obvious memory deficits, and in some casesenhances retention (Stefurak & van der Kooy 1992). An-other study suggesting a dissociation between LTP and

learning involved the gene deletion technique. Abeliovichet al. (1993a) generated mice deficient in the gene for asubtype of the enzyme PKC (protein kinase C). At thesynapt ic level, the mice displayed normal synapt ic transmis-sion, but most failed to develop hippocampal LTP. At thebehavioral level, despite mild ataxia, the mice exhibitednormal learning in the Morris water maze. That is, in thenear absence of measurable LTP, learning and memorywere not affected. In a subsequent article, some of the sameauthors (Abeliovich et al. 1993b) presented evidence that

LTP was not impaired when the synapses were first de-pressed by a low-frequency stimulus train. This set of datadid not measure behavior, so the evidence that deficientLTP was accompanied by normal learning was not ad-dressed.

As with the studies using NMD A antagonists, either wecan assume that perceptual and motor deficits in responseto genetic manipulations were not adequately controlledand that they account for the observed effects on learning,or we can be satisfied that these sometimes obvious, and atother times subtle, deficits were not responsible for thelearning deficits and that learning itself was affected. Onceagain, if we accept the latter position, then it is clear thatblocking hippocampal LTP can impair, enhance, or have no

effect on learning.

3.3. Saturation of the capacity for plasticity. Another lineof evidence linking hippocampal LTP to behavioral learn-ing was correlational and followed logically from theNMDA blockade studies. The rationale for these studieswas based on the premise that, if synaptic potentiation wasnecessary for the formation of new memories, then arti-ficially inducing hippocampal LTP at as many synapses aspossible should affect subsequent acquisition of new memo-ries. By 1989, this rationale had been systematically appliedto two different learning tasks, classical conditioning andspatial maze learning. The effects of prior LTP inductionwere initially reported to be bidirectional and thus werereminiscent of the NMDA antagonist studies just dis-cussed. In the first study, Berger (1984) reported that therepeated induction of unilateral LTP in the dentate gyrusover a 5-day period facilitated acquisition of a classicallyconditioned nictitating membrane response 24 hours later.Based on these results, Berger concluded that the cellularmechanisms under lying LTP may be the basis for learning-induced changes in hippocampal unit activity during nic-titating membrane conditioning. Insofar as the hippo-campus is not necessary for normal acquisition of thenictitating membrane response (Berger & Orr 1983; Mc-Cormick et al. 1982; Thompson 1990), it is clear that, if LTPis affecting learning at all, it is doing so indirectly and is notthe sole or even the primary mechanism underlying thestorage of the learned response. These results are consis-tent with the finding that NMDA antagonists that blockLTP can impair nonhippocampal-dependent learning(Robinson 1993; Shors & Servatius 1995). They are alsoconsistent with the idea, explored below (sect. 4), that LTPis not a memory storage mechanism, but one that canmodify effective acquisition of a learned response.

Instead of afacilitation in learning, however, one mighthave predicted that the induction of hippocampal LTPwould saturate those synapses that are normally recruitedduring learning and thus would impair acquisition. Thisprediction was initially tested by McNaughton et al. (1986)

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and by Castro et al. (1989), using an experimental designconceptually similar to that used by Berger (1984). Animalswere chronically implanted bilaterally with electrodes inthe perforant pathway and the dentate gyrus. The perforantpathway was repeatedly tetanized over a 34-day period,inducing persistent LTP in the dentate gyrus. The rats werethen trained on the circular platform task, which requiresthe animal to use spatial cues to find an escape hole in acircular board (McNaughton et al. 1986). They were alsotrained in the Morris water maze (Castro et al. 1989), the

task used to demonstrate that the pharmacological block-ade of hippocampal LTP blocks learning. In both tasks, andin contrast to classical conditioning (Berger 1984), theseanimals were impaired in their ability to learn the spatialtask. Despite the inconsistency, these results were inter-preted as indicative of a critical role for hippocampal LTP inmemory formation. (It should be noted that LTP inductionwas more widespread [bilateral as opposed to unilateral]and extensive [34 days as opposed to 5 days] in the study byCastro et al. than in that of Berger.)

These apparently contradictory results have been inter-preted to reflect the two tasks differential dependence onthe hippocampus (see, e.g., Shors & Dryver 1992). Forexample, if hippocampal LTP is necessary for learning, as in

the spatial task, then inducing it would impair learning; ifthe hippocampus is not necessary for the task, as in classicalconditioning, then learning could be enhanced via someexcitatory stimulation of the hippocampus. This idea hadsome plausibility; memory systems that are dependent ondifferent neuroanatomical substrates can compete for be-havioral control (see, e.g., McDonald & White 1993; 1995),suggesting the possibility that the induction of LTP mightimpair spatial learning (hippocampal dependent) whilefacilitating eye blink conditioning (cerebellar dependent).However, the same logic could be used to suggest thathippocampal lesions (a more invasive analog of LTP-induced saturation) would also facilitate eye blink condi-tioning, an effect that has not been observed (see, e.g.,Solomon & Moore 1975). In any case, an explanation basedon certain types of learning being dependent on differentbrain structures has some appeal, even though it is de-cidedly post hoc, and again raises the question of whetherany experimental result could disprove the hypothesis thatLTP is a memory mechanism.

Any concerns about inconsistencies between studies mayhave been unwarranted. Since the initial report of Castro etal. (1989), workers in a number of laboratories, includingthe one in which the observation of Castro et al. originated,have reported that tetanization of the perforant pathwaydoes not impair spatial learning (Robinson 1992; Suther-land et al. 1993; see Bliss & Richter-Levin, 1993, forreview). In retrospect, it is perhaps not surprising that onecannot easily saturate the capacity for potentiation in thehippocampus; otherwise, one would have to question itsadaptability. Taken to the extreme, this would suggest aneasily attainable upper limit on memory capacity, some-thing that has not been demonstrated experimentally (seeSpear, 1978, for discussion). Having acknowledged thatsaturation may be functionally difficult (Korol et al. 1993),Barnes et al. (1994) used stimulation parameters designedto saturate more completely the capacity for potentiation inthe dentate gyrus. With these conditions, there was noimpairment of spatial learning in either the water maze orthe circular platform task, although there was a deficit on

the fourth of five t rial blocks during reversal training on thecircular platform. However, even regarding a minor impair-ment, there was no correlation between the magnitude ofinduced LTP and the behavioral deficit in that trial. If thepotential for further LTP was indeed occluded, as sug-gested, these data provide strong evidence that hippocam-pal LTP is not necessary for spatial learning.

3.4. Correlations between modulators of LTP and behav-ior. Correlational evidence can be powerful when an array

of correlations lends support to a given hypothesis, rules outalternative hypotheses, and converges on a single viableconclusion (see Garner et al. 1956). In the context ofhippocampal LTP and memory formation, one could rea-sonably ask about the correlations between known modula-tors of LTP and the capacity to store new memories. Forexample, it is well established that chronic lead or alcoholconsumption is detrimental to memory storage, and bothimpair the induction of LTP (see, e.g., Altmann et al. 1993;Morrisett & Swartzwelder 1993). To speculate that thesecompounds retard learning as a result of their effect onhippocampal LTP is misleading, given that there are otherestablished mechanisms by which these substances couldaffect memory storage. For instance, alcohol, which after

consumption has a wide distribution in brain tissue (as wellas in the periphery), causes membrane fluidization, de-presses both inhibitory and excitatory synaptic activity, andultimately depresses activity in the cerebral cortex (forreview, see Julien 1992). All of these effects disrupt normalCNS function and thus could disrupt the processing ofinformation necessary for memory formation. Specifically,depression of activity in the cerebral cortex retards memoryretrieval and storage (see, e.g., H orel 1993; Martin-Elkinset al. 1989), and thus a disruption of LTP by alcohol couldbe superfluous relative to a more gross deficit in cerebralactivity. Until it is demonstrated that the alcohol-induceddisruption of LTP impedes memory formation indepen-dent of alcohols known effects on other processes, there is

no reason to conclude that alcohol affects learning throughits disruption of LTP. Correlations between manipulationsthat affect both hippocampal LTP and learning (e.g., anx-iolytics, del Cerro et al. 1992; stress, Shors et al. 1990;antidepressants, Watanabe et al. 1993) have begun to per-vade the literature and might erroneously reinforce thepresumed link between hippocampal LTP and learning.

3.5. Natural stimulation patterns that induce LTP. In aneffort to approximate endogenous conditions more closely,many researchers study the relationship between hippo-campal LTP and learning under more natural conditions,such as olfactory discrimination. Olfaction is a primarysensory modality in the rat, and olfactory information isprocessed, in part, by the hippocampal formation. Sensoryinput is relayed from the olfactory bulb to the piriformcortex and separately to the hippocampus via the entorhinalcortex. Lynch and his colleagues have found substantialcorrelations between hippocampal LTP in this system andolfactory learning. For example, when tetanic stimulationof the lateral olfactory tract was used as a discriminativecue, evoked responses in the piriform cortex were potenti-ated in the animals that learned the discrimination (Romanet al. 1987). In addition, the unit cellular activity recordedin the piriform cortex during learning was similar in patternto the tetanic stimulation used for discrimination (Mc-Collum et al. 1991). Animals exposed to the stimulation in a

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behaviorally irrelevant manner did not learn and did notexhibit LTP. These findings appear to be unique to theolfactory system; such stimulation would typically induceLTP in the h ippocampus, regardless of whether the animalslearned.

Others have established connections between LTP andlearning by using tetanic stimulation as a sensory cue. Inone study, stimulation of the perforant pathway (sufficientto induce LTP) was used as a CS to predict the occurrenceof a footshock US (LaRoche et al. 1989). Learning was

measured as a suppression of lever pressing for food duringthe fear-evoking CS. Rats that learned the task exhibited ahigher level of LTP after training than those who did notlearn as well, leading to the interpretation that learning isaccompanied by an increase in LTP (or at least that animalsthat learn most rapidly exhibit an increased capacity forLTP). This facilitation of learning was specific to LTP; it didnot occur (1) when LTP was blocked by administration of anNMD A antagonist, (2) when the stimulation was below thethreshold for LTP induction, or (3) when the induction ofLTP was inhibited by concomitant activation of commis-sural inputs. Using a similar procedure, Bergis et al. (1990)reported that the decay rate of LTP correlated with theamount of forgetting and that associative t raining resulted

in an increased capacity for LTP 48 hours later.Although these results suggest a link between hippocam-

pal LTP and learning, they are perhaps not surprising.There is a vast literature on brain stimulation and its use as asubstitute for sensory stimuli. In particular, it has beenrepeatedly demonstrated that high-frequency electricalstimulation can be used as a discernible cue for theestablishment of Pavlovian and other types of conditioning.The stimulation patterns typically used in these studies arevery similar to those pat terns initially described by Bliss andLomo to induce LTP: 100-Hz stimulation for 1 second. Theeffectiveness of high-frequency stimulation is not limited toits use as a CS. It can also be used as a US; Vandercar et al.(1970) reported that 100-Hz, 1-second stimulation deliv-ered to the septum and the hypothalamus was an effectiveUS in heart rate conditioning and that the CR was indis-tinguishable from that obtained with a US of peripheralshock (see also Salafia et al. 1979; Prokasy et al. 1983). It isdifficult to evaluate the many studies using brain stimula-tion and the potential contribution of LTP to any effects onlearning. This is true, in part, because most studies usingbrain stimulation do not record electrical activity (muchless LTP). However, given the numerous studies, brainsites, and experimental paradigms, it seems likely that thereare many instances in which brain stimulation mediatesbehavior (Salafia et al. 1977) without necessarily inducinghippocampal LTP. In summary, one explanation for theenhanced learning observed after the induction of LTP isthat brain stimulation serves as an effective and salientsensory cue.

One of the more convincing links between learning andhippocampal LTP involves the use of theta-frequency stimu-lation. As was mentioned above, when LTP was first de-scribed, the inducing stimulus consisted of a 100-Hz trainof stimulation for 1 second (100 pulses in total). Therelevance of this type of stimulation to learning was ques-tioned, because this amount or frequency of activity rarelyoccurs in the brain. In the 1980s, a connection between aknown brain rhythm and LTP was established by Larson etal. (1986) and Larson and Lynch (1988; 1989) and in a

related manner by Buzsaki et al. (1987), Rose and Dunwid-die (1986), and Greenstein et al. (1988). Using a paradigmpatterned after the endogenous theta rhythm, one couldeffectively induce LTP extracellularly with short 100-Hzbursts delivered at five to eight cycles per second (about 50pulses total). These rhythms are naturally prominent in thehippocampus and fall into two types (Bland 1986; Bland etal. 1984; Kramis et al. 1975; Sainsbury et al. 1987). The firstis dependent on motor activity and falls within a range of 811.9 Hz. The second type is not dependent on movement

and consists of a slightly lower frequency (Kramis et al.1975). Furthermore, the second type is dependent on therelease of acetylcholine into the hippocampus from theseptum (Bland et al. 1984).

Theta rhythms were once considered to be indicative ofthe learning process, but the consensus view today is thatthe first type of theta activity occurs in close correlationwith concurrent voluntary motor activity, such as headturning, walking, running, forelimb movements, or changesin posture (Fox et al. 1986; Vanderwolf 1969; see Vander-wolf, 1988, and Vanderwolf & Cain, 1994, for reviews). Thesecond type can be induced without movement duringexposure to arousing and stressful stimuli, such as preda-tors (Sainsbury et al. 1987), tail pinch (Stewart & Vander-

wolf 1987), water deprivation (Berry & Swain 1989; Marenet al. 1994), and brief tail shocks (Shors et al., in press).Neither type appears to be directly involved in memoryformation.

With regard to how these rhythms become incorporatedinto the animals perception of its environment, rats appar-ently sniff at a frequency comparable to theta rhythm, andthe sniffs are time locked to hippocampal theta activity(Maorides 1975). E ven though theta activity is not observedduring sniffing episodes when the animal is motionless(indicating that the rhythm is related to head movement;Vanderwolf 1988), some have suggested that animals pro-cess information at a rhythm very similar to the mosteffective stimulus for inducing LTP. This correlation pro-vides some behavioral relevance to hippocampal LTP andits induction parameters. Consistent with this view, thetaactivity in CA1 pyramidal cells occurs during a rats sam-pling of a discriminative stimulus in an odor task (Otto et al.1991). These general connections between theta activityand the induction of hippocampal LTP reinforce the pre-sumed relevance of hippocampal LTP to behavior. None-theless, since theta activity occurs in many brain regionsand diffusely across synapses in those regions, and is simi-larly associated with a broad range of behaviors, it is unclearhow it could contribute to the specificity of synapticchanges presumed to underlie memory formation or stor-age.

In addition to concerns about nonspecificity, there arealso dissociations between theta activity and learning. Black(1975) trained dogs to press a lever in the presence of onestimulus, but to refrain from responding in the presence ofa second stimulus, to avoid the onset of a shock. Theanimals successfully learned both responses, but thetaactivity was observed only during the active response.Moreover, dogs can be trained to elicit theta activity toterminate one auditory stimulus that signals an impendingshock and to refrain from displaying theta activity in re-sponse to a second stimulus that signals shock (Black et al.1970). These experiments suggest that theta activity is not aprerequisite for the establishment of learning but may

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correlate highly with the expression of some motor re-sponses. In summary, the connection between theta activityand LTP is promising with regard to LTPs functionalrelevance but does not distinguish between an effect onmotor performance and one on memory storage.

Finally, we return to the observation that potentiation ofan evoked response in the dentate gyrus accompaniedacquisition of a classically conditioned eye blink response(Weisz et al. 1984). We suggested above that there was noevidence that this type of potentiation is related to the

phenomenon of LTP (or at least LTP induced by high-frequency stimulation of the perforant pathway). Othersapparently share this concern, and refer to these forms ofpotentiation as postconditioning potentiation (Weisz1984) and behavioral LTP (Hargreaves et al. 1990). How-ever, given the proposed link between theta activity andhippocampal LTP induction just discussed, these examplesof behavioral LTP deserve further attention. At issue iswhether the increase in the evoked response followinglearning is a form of LTP. While no direct evidence isforthcoming, several pieces of evidence suggest that it isnot. As mentioned, Robinson (1993) reported that NMDAantagonists that block LTP do not block the increase in theevoked response that accompanied learning. In addition,

Krug et al. (1990) compared hippocampal LTP induced byhigh-frequency stimulation to the potentiation induced byavoidance learning. The potentiation induced by tetanicstimulation caused a decrease in the spike latency, whereasbehavioral learning resulted in an increase in spike latency.Analogously, Hargreaves et al. (1990) found no evidence ofpotent iation in the dentate gyrus despite learning in a radialarm maze or a one-way avoidance task. Moreover, hippo-campal LTP could be induced using traditional tetanizationtechniques following learning in each of these tasks. Theresults of both Krug et al. and Hargreaves et al. stronglysuggest that the learning-induced increase in the evokedresponse and hippocampal LTP need not share commonmechanisms and that LTP is not the mechanism underlyinglearning-induced potentiation.

3.6. Summary of behavioral evidence. Based on a review ofthe current behavioral literature, a number of generalconclusions can be drawn. In summary, drugs or geneticmanipulations that block hippocampal LTP impair perfor-mance in some tasks and facilitate performance in othertasks. The interpretation of these effects is confounded bythe variability in brain structures necessary for successfulcompletion of the task, the potential effects of the manipu-lations on sensory and motor performance, and the neuro-anatomical deformities induced by the genetic manipula-tion. In addition, whereas a number of studies have foundevidence that LTP-like increases in synaptic efficacyoccur in the hippocampus during learning of tasks asdiverse as spatial learning, associative eye blink condition-ing, conditioned suppression of activity, and olfactory dis-criminations, other studies show no evidence of potentia-tion despite robust learning. Still others show evidence of aform of potentiation qualitatively different from that fol-lowing the induction of LTP, and artificial induction of LTP(i.e., saturation) has no clear effect on subsequent learning.Finally, although it is intriguing that tetanic stimulationmimicking an endogenous brain rhythm can induce hippo-campal LTP, the rhythm is more generally associated withvoluntary motor activity and arousal, rather than memory

storage per se, and is clearly not necessary for memoryinduction. Based on the data reviewed here, it does notappear that the induction of LTP is a necessary or sufficientcondition for the storage of new memories.

4. A new and nonspecific hypothesis

In questioning the role of LTP in learning, it is often saidthat LTP should be considered a memory mechanism untila mechanism is elucidated that is more consistent with our

understanding of memory processes. Other candidateforms of plasticity have been described that, though differ-ing in mechanistic detail, maintain a functional similarly;that is, each would result in an increase in synaptic efficacy(see Hawkins et al. 1993). Whether these mechanismsshould be considered unique categories of plasticity orsimply subcategories under the larger classification of LTPis debatable (see sect. 2.2). As was discussed above, we mustbe careful about the way in which we apply the term LTPto increases in synaptic efficacy. Most would agree, how-ever, that memory formation involves the modification ofsynaptic transmission. To the extent that LTP is used torefer only to an enhancement of synaptic efficacy, someform of LTP somewhere in the nervous system is likely to

contribute to memory formation. In this regard, we areunable to offer a better hypothesis. We have, however,generated several alternative hypotheses for how a mecha-nism like LTP could be used by the brain to accomplishbehavioral objectives other than the storage of memory.

First, we must consider the most extreme alternative;that is, LTP serves no functional role and is an artificiallyinduced form of synaptic plasticity with no endogenouscounterpart in the human brain. Although it is certainlypossible, this alternative seems improbable owing to thefact that LTP-like increases in synaptic efficacy do occurnaturally within the brain, as do patterns of activity similarto those used to induce LTP. Instead, we propose here aninterpre tation of the role of LTP that we believe is consis-tent with a majority of the data reviewed so far. Specifically,we propose that LTP is the neural equivalent of an arousalor atten tion device and that it acts by increasing the gain ofneural representations of environmental stimuli. If oneassumes that an environmental cue is represented in thebrain as a synaptic response or pattern of responses, thenthe induction of an LTP-like phenomenon would magnifythat response(s), allowing for more efficacious detection ofstimuli in general. Such an increase in gain (and consequentperceptual awareness) could then modify learning by in-creasing the likelihood that contingent relationships be-tween stimuli are recognized. Thus, we are proposing thatLTP is not a mechanism for memory storage and re trievalbut that it does play an incidental role in memory forma-tion.

As in the discussion of LTP and memory, one mustconsider the functional relevance of such an arousal mecha-nism and whether it is consistent with what we know abouthow animals respond and survive in their natural environ-ment. A time when such a mechanism would be part icularlyuseful is during and after potentially life-threateningevents, for example, encounters with predators. Imme-diately after an encounter with a predator, the likelihood ofanother encounter is relatively high (the predator is in thevicinity and knows the preys location). During this periodof time, vigilance (alert watchfulness) should likewise be

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high in order to process environmental information in atimely and efficient manner. Presumably, a mechanism thatis rapidly induced and heightens attentional processescould be critical for survival and would be highly selectedfor. There are a number of indications that the process wecommonly describe as attention is accompanied by aneural phenomenon that could either induce LTP or en-hance the degree of potentiation. For instance, one of thefew times when theta activity is observed during immobilityis upon presentation of novel sensory stimuli (Kramis et al.

1975), such as a predator (cat or ferret, Sainsbury et al. 1987)or an acute and uncontrollable stressor (Shors et al. 1997).We have thus postulated that exposure to an aversive andfrightening event enhances endogenous theta activity andrapidly induces an LTP-like phenomenon, which then in-creases attention to environmental stimuli. Once the neuralrepresentation of the relevant stimuli is potentiated, re-sponses and/or learning may be facilitated, but, again, anyfacilitation is only incidental to the increase in stimulusprocessing. Depending on the aversiveness and potentialthreat of the experience, the potentiation and consequentattention to the environmental cues are maintained fromhours to days, and this represents a typical time course forthe decay of LTP. When the chance of another attack or

aversive event is once again low, synaptic efficacy returns tobaseline levels, in preparation for subsequent events andperhaps to conserve resources.

Before describing our hypothesis in more detail, weshould define our use of the terms attention, arousal,and vigilance. First, it should be recalled that att ention isusually treated as a system that is external to and indepen-dent of memory but one that can strongly influence thememory induction process (Norman & Shallice 1986; Pos-ner & Petersen 1990). As a process, attention is divisibleinto several components (Posner & Pedersen 1990), aprimary one being analogous to arousal. Arousal is anoverall receptivity to stimuli and is considered the mostgeneral and nonspecific form of attention. It prepares theorganism to deal with sensory information from multiplemodalities and locations. Typically, however, the capacity toprocess multiple events simultaneously is limited. Thus, wealso need a mechanism that allows us to shift attention as afunction of what is novel and significant. This process isoften referred to as selective attention, which focuses re-sources on the most critical information for further process-ing. Such selection can be based on general stimulusproperties, such as its familiarity, or particular properties,such as its modality, intensity, or spatial location. Whenselective attention is maintained over time (hours to days),this constitutes a state of alert watchfulness, or vigilance.Here we hypothesize that exposure to novel and/or fear-provoking events induces a form of plasticity similar inmechanism and function to LTP. Such a mechanism couldpotent ially strengthen the neural representation of sensorystimuli, effectively increasing the attention devoted to them(i.e., induction of a state of arousal). Once the relevantstimuli are identified and selected (selective attention), amore sustained state of vigilance may develop, allowingattention to be maintained for an extended period of time.

At least since the empirical demonstrations of Pavlov, ithas been known that increasing the intensity of a cue willenhance learning when the cue is relevant. What we areproposing here is that events that arouse an animals atten-

tion do so by inducing a potentiation of neuronal re-sponses, which has the functional effect of increasing theintensity of impinging stimuli. Accordingly, manipulationsthat increase arousal or attention should incidentally facili-tate learning when it is dependent on the processing ofparticular environmental cues. Indeed, Spitzer et al. (1988)reported that increased attention enhances a monkeysneuronal responses to the discriminated stimulus and en-hances the monkeys discriminative ability. Also, in re-sponse to an aversive (and presumably arousing) experi-

ence of inescapable tail shocks, rats become sensitized todiscrete sensory cues and independently learn an associa-tive eye blink response at a facilitated rate (Servatius &Shors 1994; Shors et al. 1992). As with LTP, the effects ofthe arousing experience on learning can be long-lasting,sometimes persisting for 48 hours after the event hasterminated.

LTP has a number of properties considered desirable in amemory storage device, and we have reviewed a number ofthem. For instance, a memory mechanism should reflectproperties central to the formation and storage of memo-ries, that

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