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Cosmopolitanism and Global Constitutionalism
Garrett Wallace Brown University of Sheffield
Introduction
There is a vast and growing literature on the increasing constitutionalization of
international law and its representational significance as a proto-foundational or
already existing global constitution. As a descriptive and reflective tool,
constitutionalization generally denotes ‘the process of legal codification toward the
establishment and incorporation of entities into a coherent and legally objectified
body of law, where legal parties, legal rights, legal obligations and legitimate centers
of adjudicating power are specified’ (Brown 2012, p. 210). In the Introduction to this
volume, global constitutionalism is positioned as field of study that recognizes
constitutionalization, to various degrees, as an emergence of a global rule of law,
separation of powers and concerns for constituent power. As the Editors’ suggest,
what makes these three emerging features meaningful is that they can illustrate
constitutional like properties, which can both limit and enable more constitutionalized
forms of global politics and law. In this regard, writ large, global constitutionalism
represents an empirical, methodological and heuristic device in which to help explain
and give meaning to the growth of international law, the enlargement and saliency of
global legal regimes, and as a way to describe the exponential expansion and impact
of international organizations and continuing normative contestations. As Jan
Klabbers has suggested, processes of global constitutionalism ‘carries the promise
that there is some system in all the madness, some way in which the whole system
hangs together and is not merely the aggregate of isolated and often contradictory
movements’ (Klabbers 2004, p. 31).
Nevertheless, discussions of constitutionalization are not limited to these more
descriptive and empirical dimensions outlined above. This is because the concept of
constitutionalization is often coupled with normative and evaluative aspects of global
constitutionalism, which can be broadly defined as an approach aimed at both shaping
and improving the processes of constitutionalization by critically examining its
properties in order to make normative recommendations about what a real, proto-real
or hypothetical ‘global constitution’ ought or ought not resemble. For example, Marrti
Koskenniemi describes the ‘virtue of constitutionalism in the international world’ as a
means to expose fundamental global injustices in order to generate a universalizing
focus (2007) from which global legal reforms can be constructed. Anne Peters (2009)
further suggests that normative appeals to global constitutionalism reflects an
emphasis for legitimating power through the democratization of global
constitutionalization processes as well as to tighten democratic relationships between
states and their citizens. Others see global constitutionalism as capturing the
continued entrenchment and increasing demand for human rights protection within
and across global legal regimes (Habermas 2006). Lastly, some scholars of global
constitutionalism suggest that the language of constitutionalism represents a
‘responsiblizing’ of the current discourse on international law. In this way, it has been
argued that global constitutionalism represents a commitment to notions of mutual
recognition and responsibility, enshrining this language into legal discourse and thus
creating opportunities for more intersubjective and pluralistically accepted forms of
meta-constitutionality (Walker 2002).
What is striking about both constitutionalization as a descriptive device and
global constitutionalism as a corresponding normative heuristic is that they share
many universal traits with what is often labeled as moral and institutional
cosmopolitanism. Although the study of constitutionalization can to some degree
distance itself from normative evaluations and prescriptions by simply ‘measuring’
the growth and contested processes of international law as an empirical phenomenon,
global constitutionalism is by contrast inherently normative and operates within a
universalist and cosmopolitan lexicon. The problem, however, is that this
interconnection and interrelation has remained under-explored and often taken for
granted.
In simplest terms, cosmopolitanism can be understood as ‘the idea that there are moral
duties and obligations owed to all human beings based solely on our humanity alone,
without reference to ethnicity, nationality, political association, race, culture, religion
or other communal particularities’ (Brown & Held 2010; Van Hooft, 2009; Fine,
2007). Common to this cosmopolitan ethic are three normative commitments, which
demand that: 1) the primary focus of moral concern should be individual human
beings; 2) that ‘the status of ultimate concern attaches to every human being equally’,
and; 3) that this moral standing is attached to everyone everywhere, as if all human
beings were in some meaningful sense held as universal ‘citizens of the world’ (Pogge
1992, p. 49). These commitments act as foundational principles that not only inform
and motivate moral cosmopolitanism (what we owe all humans morally), but that also
guide institutional cosmopolitanism and practical considerations for global
institutional and legal reform. As a result, prima facie, these moral and institutional
tenets share striking similarities with the global constitutionalist agenda outlined
earlier and as expressed throughout the pages of this Handbook of Global
Constitutionalism. This is because both global constitutionalism and cosmopolitanism
posit individual human beings at the very foundation of moral and legal obligation as
well as advocate for conditions of globally constituted public right and egalitarian
legitimation in processes of state and global constitutionalization.
However, despite the similarities there is little literature analyzing the
interconnections between global constitutionalism and cosmopolitanism. Due to this
lack of explicit analysis three common practices and oversimplifications often result.
The first oversimplification is that global constitutionalists are regularly and
unreflectively understood as being cosmopolitans and vice versa. The second
oversimplification is that it is also often the case that those who do identity
themselves as being explicitly both cosmopolitan and a global constitutionalist, have
done so without fully exploring how these two traditions intersect, interrelate and
inform one another. Lastly, many global constitutionalists are inherently cosmopolitan
in their outlook, but fail to formally recognize or admit their cosmopolitan leanings
due to ignorance, denial, or in effort to obscure these leanings so as to avoid the
utopian and imperialist criticisms often directed at cosmopolitan thought.
In response, this chapter will start to explore the interconnections between
global constitutionalism and cosmopolitan thought, particularly as they relate to legal
cosmopolitanism. By doing so, the chapter will suggest that global constitutionalism
is in fact a form of legal cosmopolitanism (and vice versa) and that it would behoove
both cosmopolitans and global constitutionalists to make better and more explicit
links between the traditions. The chapter will begin with a general overview and
summary of legal cosmopolitanism, which will connect it to mainstream international
legal theory as well as suggest some ways that it connects to global constitutionalism.
The second section will expand upon these connections in more detail by examining
four particular intersections where cosmopolitanism strongly overlaps with global
constitutionalism and where there is mutual reinforcement and heuristic potential: 1)
Kantian based legal cosmopolitanism and minimal / pluralist constitutionalism; 2)
Cosmopolitan democracy, inclusive global governance and a united commitment a
cosmopolitical order; 3) World state cosmopolitanism and constitutional authority,
and; 4) Globalization, cultural cosmopolitanism and global constitutionalization.
Having outlined these interconnections, the third section will discuss the idea that
existing state based constitutionalism already renders the modern state a cosmopolitan
entity and that this form of existing cosmopolitan constitutionalism buttresses the
enthusiasm of legal cosmopolitans as well as the viability of a more meaningful
global constitution.
Legal Cosmopolitanism
In the most general sense, contemporary cosmopolitan legal theory upholds
the idea that international law should be constituted from, and constrained by, moral
and normative principles of universal human worth, human respect and global justice
(Brown and Held 2010, p. 1). In so arguing, legal cosmopolitans generally adopt three
approaches, often used in tandem, but sometimes maintained as separate projects. The
first approach is to critically assess current international law and to suggest
reformulation so as to bring existing practice into line with cosmopolitan moral
principles. This approach highlights an objective that is to ‘evaluate certain
fundamental aspects of the existing international legal order . . . [And to] propose
legal norms and practices which, if implemented with reasonable care, would make
the system more just’ (Buchanan 2004, p. 4). Thus, on methodological grounds, the
aim of legal cosmopolitans corresponds nicely with the evaluative objectives of global
constitutionalists (e.g. it mirrors many global constitutionalist’s call for
‘responsiblizing’ the discourse on international law). The second approach is to
locate current cosmopolitan trends and tenets within processes of existing
international law and politics and to examine ways that these processes can be seen to
reflect an emerging cosmopolitanization of international law (Habermas 2006;
Waldron 2006). Again, as above, this ‘methodology’ of locating existing normative
trends and thinking of new ways to reinforce these norms is lockstep with global
constitutionalism and thus signifies a shared normative aim as well as adopted
technique. The third approach moves beyond the empirical, arguing that an additional
level of law is necessary to secure human dignity and legal obligation beyond the
traditional state-centric model of international law. This approach, which is indebted
largely to the legal theory of Kant, seeks not only to change existing law, but also to
create additional laws and political mechanisms at the cosmopolitan level, which
create legal obligations not only between states and non-citizens, but also between
individuals themselves (Brown 2009). Once again, this resonates with global
constitutionalist methods, since many global constitutionalists also move beyond
explanatory methodologies and advocate for more pronounced and obligatory legal
regimes and structures.
Although differences in cosmopolitanism writ large exist, what is common
among legal cosmopolitans is a basic rejection of international law that is predicated
solely on the Westphalian model and therefore one that grants absolute overriding
authority to the interests of state sovereignty. Although this rejection does not mean
that states are necessarily rendered incompatible with cosmopolitanism (Brown 2011),
it does nevertheless translate into an argument which demands that an additional level
of law, one presiding at the global level, should supplement and enhance current
international law, in order to bring states and people under the rule guiding principles
of cosmopolitan moral theory. In sum, legal cosmopolitans, and most cosmopolitans
in general, believe that peaceful cohabitation and justice are a question of both
morality and law, and that they are thoroughly coextensive, complimentary and
necessary at both the international and the global level.
Nevertheless, like global constitutionalism, there remain some perennial
questions about how the normative principles that motivate cosmopolitanism translate
into legal practice. These debates about cosmopolitan legal theory and international
legal practice have traditionally been framed as being linked to questions of positive
law, legal realism, legal naturalism or liberal internationalism. Classic legal theorists
of a positivist persuasion often argue that law and morality are not connected. These
legal positivists believe that our obligation to any form of international law is based
solely on enforcement and convention versus being based on strong moral sentiment.
Since there is no institutional mechanism to enforce international law effectively,
norms are therefore entirely maintained by voluntary conventions that lack the
Hobbesian ‘sword’ from which law commands strong obligation (Nagel, 2005). In a
similar vein, legal realists suggest that international law is predicated on the
protection of state sovereignty and that the structure of the anarchic international
system rules out any robust and unified system of cosmopolitan law. Legal realists
argue that international law is created by voluntary state treaties and covenants to
which state self-determination, security and a protection of sovereignty are its primary
concern. Since an overarching authority does not enforce international law, the idea of
universal law cannot move beyond the minimal security and economic treaties that are
enlivened by the self-interest of independent sovereign states (Rabkin, 2005). As a
result, in both these traditions, cosmopolitan law is often viewed as chimerical.
Conversely, legal naturalism argues that morality and law are not mutually
exclusive. Legal naturalism maintains that the internal aspects that underpin legal
norms, and the normative foundations from which law is often created, justify and
motivate the authority of law (Buchanan, 2004). As many global constitutionalists
also argue, legal realism fails to capture the fact that states often obligate themselves
to customary international law, despite the fact that it might not be in their immediate
self-interest and despite the fact that it might limit some absolute conception of state
sovereignty (Franck, 1990). This system of self-regulation represents something
more positivistic than what legal realists proclaim, because it highlights that the moral
force behind law might be more prevalent at the international level than has been
assumed by legal positivists. In a similar vein, liberal internationalists start from this
position of legal naturalism, but move further, suggesting that the legal concept of
sovereignty should also be understood as a conditional right. In other words, liberal
internationalists not only believe that law and morality are connected, but also that the
idea of sovereignty itself should be justified by various conditional moral principles of
human right, accountability to international norms, and from internal mechanisms for
democratic popular sovereignty.
Understanding where legal cosmopolitanism fits into these legal traditions is
often difficult to ascertain. This is because legal cosmopolitanism mirrors, but also
moves beyond, several of the aforementioned positions, sitting somewhere beyond
liberal internationalism, while also sharing liberal principles of conditional
sovereignty as well as more positivist conceptions of law. For example, as part of the
Kantian tradition, contemporary cosmopolitans often argue that domestic law and any
right to sovereignty under a cosmopolitan system of law should be justified through a
conception of conditional sovereignty and republican/democratic law (Franceschet,
2002). In this regard, legal cosmopolitanism often overlaps with liberal
internationalism, in that both share the belief that it is through the make-up of a
conditional sovereign that ‘the freedom of every member of society as a human being’
can be secured. Furthermore, many liberal internationalists stray considerably close to
cosmopolitan legalism in that many argue passionately for the universal protection of
human rights and for the additional requirement that these rights act as the foundation
of any legitimate international legal order (Wheeler, 2002).
However, despite the similarities, there are subtle differences that exist
between liberal internationalism and most cosmopolitans. First, in-line with the
Natural Law tradition, liberal internationalists often restrict themselves to a state-
centric approach, operating within the language of international relations, while
remaining loyal to traditional approaches of international governance and
international law (Franceschet, 2002). Although cosmopolitanism can reconcile
states with cosmopolitan law (Brown 2011), many contemporary cosmopolitans have
viewed the state system as increasing obsolete in the face of global collective action
problems and growing non-governmental organizations, thus constructing global
institutional arrangements that in various ways supersede or augment current
multilateralism. Secondly, although not true of all liberal internationalists, there is
certainly a predominate assumption within classic liberal internationalism that if all
states were to be democratic and economically neoliberal, then that would be enough
to end war, increase cooperative interdependence and secure universal human rights.
Although some cosmopolitans might agree in principle, cosmopolitanism on the
whole demands that a more robust normative commitment to global distributive
justice also be secured (Archibugi, 2008). In this regard, cosmopolitan moral and
legal theory moves further than international liberalism, in that it calls for significant
changes to be made to the current system of international law, economics and
governance. These changes include combinations of democratic reform and broader
non-state inclusion at the global level (Held 1995), a solid commitment to global
distributive justice (Moellendorf 2009), the corresponding regulation of global
capitalism (Barry 1998), a more robust commitment to universal human rights (Pogge
2002), institutional mechanisms to promote cross-cultural dialogue and recognition
(Appiah 2006), and the establishment of a global legal system that directly mirrors
basic cosmopolitan principles of individual worth, equality and universality (Brown
2009).
Therefore, unlike liberal internationalism, cosmopolitans argue for a system of
global justice that is more robust than a simple state-centric commitment to
international law. As will be outlined in the next section, this system of cosmopolitan
constitutionality can range from extreme forms of world state institutionalism
(Cabrera 2004); to multilevel and stakeholder cosmopolitan democracy (Held 1995);
to more moderate forms of cosmopolitanism that rest on a minimal and more
pluralistic conception of cosmopolitan law as a means for peaceful coexistence
(Brown 2009). However, it is important to note that all contemporary designs for
institutional cosmopolitanism are grounded on an assumption of a practiced
cosmopolitan law and some meaningful notion of global constitutionalism. This is
because when surveying the literature, it is apparent that cosmopolitans assume and
ground their more elaborate forms of institutional cosmopolitanism on some already
existing level of ‘cosmopolitan democratic law’ (Held 2010), a respect for
‘cosmopolitan rights’ (Hayden 2005), ‘cosmopolitan law-enforcement’ (Kaldor2003),
or a formal commitment to ‘political cosmopolitanism’ (Fine 2007). Thus, in a move
from cosmopolitan moral theory to institutional cosmopolitanism, cosmopolitans rely
on a notion of cosmopolitan legal and political order and a presupposition that this
condition is maintained (or can be maintained) in some thoroughgoing way as global
constitutional practice. It is here where cosmopolitanism, constitutionalization and
global constitutionalism most obviously meet.
Global Constitutionalism and Cosmopolitan Foundations
There are numerous areas where global constitutionalism and
cosmopolitanism interconnect and mutually reinforce. The first place is in regards to
what the Introduction to this Handbook labels as global constitutionalism’s ‘historical
antecedents’. This is because global constitutionalists often reference the works of
Cicero, Marcus Aurelius, the Thomists and Immanuel Kant, citing their historical
influence as well as making appeals to their philosophical foundations (See
Introduction to this volume). Yet, what is often understated is the fact that the
aforementioned scholars were not just constitutionalists, but were also explicitly
cosmopolitan, who expanded their constitutional theories to the global level precisely
because of their cosmopolitan moral, institutional and pragmatic beliefs. In this way,
when global constitutionalists reference the jurisprudential authority of Cicero, Las
Casas or Kant, they are also in large degree accepting the foundational moral and
legal cosmopolitanism that inherently underwrote and motivated their ideas about
global constitutionalism. And this makes sense, since the three main pillars of global
constitutionalism (rule of law, legitimation of power, and constituent power) are not
truths in themselves, but require philosophical justification from which scholars like
Kant or Cicero provide useful firepower. Furthermore, when boiled down, the three
pillars of global constitutionalism ultimately rely on metaphysical or transcendental
foundations, which philosophically ground the question as to why legitimacy, the rule
of law and constituents matter. When boiled down even further, it becomes clear that
these justifications undoubtedly have a cosmopolitan characteristic (even so called
‘critical’ approaches question domination and power, which is tied to universal human
subjectivity, which is a metaphysical presupposition common humanity and a
universal ‘good’ to be protected). Lastly, if appealing to these moral authorities for
‘firepower’ is not the intent of global constitutionalists, then global constitutionalists
are insufficiently articulating their own normative and moral foundations, and thus
additionally failing to explicitly make necessary distinctions when making appeals to
these philosophical powerhouses.
Second, by comparing cosmopolitans such as Kant with the constitutionalism
associated with the Natural Law tradition (such as Hugo Grotius, Samuel Pufendorf
and Emer de Vattel), it can help to reveal key conceptual distinctions between liberal
internationalism and cosmopolitanism. Moreover, examining these conceptual
distinctions also helps to separate many global constitutionalists from mainstream
liberal internationalism, thus also revealing many of global constitutionalism’s
cosmopolitan tendencies.
The significant difference between the Natural Law tradition and
cosmopolitanism is the range to which universal moral commitments are to be
extended at the global level. Traditionally most Natural Law theorists promoted the
contractual creation of a sovereign state as the ultimate source for ethical law and
human emancipation. Inherent in this type of contractarian argument is the idea that
self-interested individuals contract with one another to create political institutions of
mutual preservation and right. Nevertheless, contracts between individuals
immediately create boundaries between contracted citizens and other non-citizens,
who are not considered to be members of the legal community. Although some
Natural Law theorists sought limitations on state power in order to promote the
natural rights of individual cooperators (and thus were not called ‘sorry comforters’
by Kant), they nevertheless did not always argue for strong principles of cosmopolitan
law that created imperative moral obligations between bounded political communities
or between states and non-citizens (Brown, 2009, pp 89-‐94).
It was from Kant’s development of cosmopolitan law that stronger
commitments to cosmopolitan principles were developed away from, and as a
supplement to, the Natural Law tradition. Unlike the Natural Law tradition of jus
gentium, Kant suggested that a higher level of cosmopolitan law was necessary in
order to place greater limits on the law of nations, the Treaty of Westphalia, and the
injustices legitimated by claims to state sovereignty made under these legal regimes.
For Kant, cosmopolitan law was meant to expand the scope of public right beyond a
strict state-centered focus to one that encompassed all members of the earth,
especially non-citizens. As Charles Covell suggests (1998, p. 141), cosmopolitan law
‘was the body of public law . . . constituting the juridical framework for the
intercourse of men and states, considered in their status as bearers of the attributes of
citizenship in an ideal state that extended to embrace all mankind’. To create this new
level of constitutionalism, a condition of cosmopolitan right would require ‘the sum
of laws that need to be publicized in order to produce [this] rightful condition, one in
which individuals, nations and states can enjoy their rights’ (Gregor 1998, p. 71).
Furthermore, Kant argued that international law should rest on the foundation of a
mutually contracted pacific federation of independent states, dedicated not only to
principles of conditional sovereignty, peace and mutual international right, but were
further committed to the establishment and protection of universal laws of hospitality
beyond borders (Kant, 1785 & 1795 [1970]; Brown 2009). In this regard, Kant moved
beyond a bordered conception of legal obligation and duty, to one that politically
reaches all members of the globe as if they were equal citizens, regardless of their
immediate political affiliation. The idea behind establishing a consistent commitment
to basic laws of hospitality was to create a political condition where ‘continents
distant from each other can enter into peaceful mutual relations which may eventually
be regulated by public laws, thus bringing the human race nearer and nearer to a
cosmopolitan constitution’ (Kant 1795 [1970], p. 106).
In this regard, similar to Walker’s (2002) intersubjective meta-
constitutionality,, Kant’s cosmopolitan goal is to create the foundations for an ethical
order of legal norms that would, with time and commitment by like-minded members,
establish the grounding for the practice of a more robust cosmopolitan legal and
political order. An order that transforms these minimal laws of hospitality into a more
constitutionalized form of cosmopolitan law and cosmopolitics, so as to provide ‘the
systematic union of different rational beings through common laws… in a universal
kingdom of ends’ (Kant (1785 [1981], p. 39).
There are several overlaps between this cosmopolitan vision and the normative
agenda of global constitutionalism. First, both cosmopolitans and global
constitutionalists see the constitutionalization of international law as an iterative
process that, if done in relation to a series of normative principles, can amalgamate a
plurality of legal and political sources into a rule guiding global constitutional order
of some kind. Second, both cosmopolitans and global constitutionalists seek to move
beyond the Natural Law tradition as outlined above, by advocating stronger legal and
political commitments that rest above and beyond current state-based multilateralism.
This can be advanced as both a critique of existing structures of globalization and
constitutionalization as well as in attempt to bolster existing / emerging
‘cosmopolitan’ principles already entrenched in international law and politics. Third,
both cosmopolitans and global constitutionalists base their institutional arguments
upon the idea that they must reflect moral, normative and philosophical commitments.
These commitments clearly overlap and include: The argument that the worth of
human beings trumps absolute sovereignty; that sovereignty is conditional based on
notions of social contract theory or popular sovereignty; that authority should be fairly
distributed based on principles of self-legislation, and; that there should be a
strengthened community of states with corresponding responsibilities and inclusion
mechanisms. As Anne Peters nicely summarizes, global constitutionalism is ‘a stand
of thought (outlook or perspective) and a political agenda which advocates the
application of constitutional principles, such as the rule of law, checks and balances,
human rights protection, and democracy, in the international legal sphere in order to
improve the effectivity and fairness of the international legal order’ (Peters 2006, p.
583).
A second intersection between global constitutionalism and cosmopolitanism
is a commitment to democratic legitimacy and what both cosmopolitans and global
constitutionalists call ‘constituent power’. As Anne Peters has suggested, global
constitutionalism reflects an emphasis for legitimating power through the
democratization of global constitutionalization processes as well as in promoting
tighter democratic relationships between states and their citizens (Peters 2009). This
normative commitment for increased democratization, both domestically and globally,
reflects what has been labeled cosmopolitan democracy and its moral and institutional
advocacy for embedding democratic principles into global structural reform (Held
1995; Held 2010; Archibugi 2008). In summary, cosmopolitan democracy is a sub-
discipline of cosmopolitanism that argues that global governance should
democratically represent those affected by its decision making processes and that
stakeholders should have reasonable opportunities to affect decisions that affect their
lives (Held 1995). In institutional terms, this has translated into models of democratic
multilevel governance, multisectoral international institutions, dispersed democratic
subsidiarity, UN democratic reform, deliberative global forums and the direct
democratization of national foreign policy decisions.
Again, this form of cosmopolitanism mirrors several global constitutionalist
agendas. Primarily, it is possible to see overlaps between Bardo Fassbender’s call for
procedural reform within the UN Charter and its ability to more effectively act as a
basis for global constitutionalism. As Fassbender suggests (2009), the UN Security
Council (UNSC) lacks representational legitimacy and if the UN Charter is to better
act as a global constitution, reforms are required to better democratize and make
representative the UNSC and beyond. This comes strikingly close to the explicit UN
reforms advocated by cosmopolitans like Daniele Archibugi (2008), who has
provided detailed analysis and recommendations for how to democratize the UN
within a larger system of cosmopolitics.
Reverse overlaps between cosmopolitans and global constitutionalism are also
manifest. One area where cosmopolitans are almost certainly global constitutionalists
is in relation to world state cosmopolitanism (Cabrera 2004) or what is also referred to
as world government (Marchetti 2008) or world federalist cosmopolitans (Yunker
2007). These cosmopolitans are distinct from more moderate cosmopolitans (a
distinction is often made between strong/extreme and weak/moderate cosmopolitans),
since their institutional models by necessity demand robust notions of positive law,
global authority, a global parliamentary system, a global judiciary, global law
enforcement and global economic distribution mechanisms. As a result, since this
institutional structure will require an extensive balancing between law and politics,
various constituencies, disparate cultures and manifold sources of law into an explicit
institutional framework – as well as the normative principles that will motivate
obligation and institutional legitimacy - a more exacting form of global
constitutionalism will therefore be necessitated (Scheuerman, 2014). Although most
cosmopolitans reject world state cosmopolitanism (rightly or wrongly) on moral
and/or practical grounds, the overlaps with global constitutionalism are obvious, since
a world state rests firmly on the presupposition that this political and legal order has
been somehow solidified, objectified and universalized.
Lastly, most cosmopolitans and global constitutionalists share two further
intersections. One, as mentioned above, cosmopolitans and global constitutionalists
both cast a critical and normative eye upon processes of globalization (Habermas,
2006; Koskenniemi, 2007; Peters, 2008; Held, 2010; Cohen, 2012). By doing so, they
highlight existing inequalities as well as suggest structural reforms so as to render
existing processes of globalization more just. Two, most cosmopolitans and global
constitutionalists are open and sympathetic to recognizing cultural pluralism and thus
share an understanding that a key role of constitutional thinking is the attempt to
arbitrate, amalgamate and settle issues of entrenched value pluralism (Waldron, 2000;
Walker, 2002; Brown, 2009; Cohen, 2012). In this regard, it is possible to understand
both legal cosmopolitanism and global constitutionalism as the attempt to locate legal
and political mechanisms of legal and political coexistence, versus demanding that
cultures must perfectly cohere (Brown 2009). And it is here, where constitutionalism
writ large acts as both a normative foundation as well as a practical mechanism,
which cosmopolitanism and global constitutionalism can be further established as
reinforcing and enthusing one another.
Constitutions, the Cosmopolitan State and Global Constitutionalism
Cosmopolitans have often argued that we have always lived in a cosmopolitan
world. Cosmopolitans such as Jeremy Waldron (2000), Kwame Appiah (2006), David
Held (2010) and myself (2009) have grounded our cosmopolitan arguments on an
empirical claim that cultures are already largely cosmopolitan constructions, which
are made up of multifarious influences that have been borrowed, stolen, inherited and
amalgamated from different cultural sources (Waldron 2000). In making these claims,
cosmopolitans draw attention to the fallacies of communitarian claims to
‘authenticity’ and particularism, which is often claimed by non-cosmopolitans who
see communities, cultures, civilizations, nations, states, and their existing
constitutional arrangements, as unified bounded entities that automatically restrict the
scope, depth, interconnections and aspirations of cosmopolitanism. For these more
Hegelian inspired legal scholars, a constitution represents a personification and
manifestation of communal identity, en communio, which is necessarily threatened by
the universalizing nature of both global constitutionalism and notions of cosmopolitan
law.
Nevertheless, there exist both theoretical and practical reasons to challenge
this limited understanding of constitutionalism and its supposed incompatibility with
the universalism of legal cosmopolitanism and global constitutionalism. Like the
arguments made by cultural cosmopolitans, it could also be argued that the modern
state and its legal and political evolution is in fact already in many ways a
cosmopolitan construction and ‘that all states are cosmopolitan, whether they identify
themselves as such or not’ (Glenn 2013, p. vii). As Patrick Glenn has suggested, a
thesis of this sort has deep empirical and normative implications, because it calls into
question the continued efforts by states and neo-sovereigntists to indoctrinate an
unreachable condition of social uniformity as an underwriting constitutional norm
(Glenn 2013, p. viii). These efforts, he adds, increasingly fly in the face of both
historical precedence and the emergence of a globalized and potentially more
constitutionalizing world.
To begin to defend the notion that the state is already cosmopolitan and that
this lends weight to arguments for a cosmopolitan global constitution, Glenn starts by
highlighting the empirical reality ‘that there never has been and, it may safely be
added, there never will be, a nation-state’ (Glenn 2013, p. viii). This is because all
states are in fact an amalgamation of different cultures, communities, religions and
sources of law. In addition, if we understand both institutional cosmopolitanism and
global constitutionalism as representing an open set of negotiated legal and political
mechanisms aimed at balancing, adjudicating and amalgamating pluralistic sources of
law and politics, then the state has, by necessity, had to employ various forms of
institutional cosmopolitanism and broadened constitutionalism (see Introduction to
this volume). If this empirical reality is true, then ‘all states are therefore
cosmopolitan’ in their basic political, legal and historical functions (Glenn 2013, p.
viii). Moreover, if constitutions are in fact a useful and tested cosmopolitan
mechanism to balance and amalgamate pluralistic sources of law and politics, then
there is theoretical and practical justification to think about global constitutionalism as
being a viable reformist platform.
To further support the potential ‘viability’ of cosmopolitan constitutions, there
are three universal conditions that ground cosmopolitan constitutionalism. First, each
society has its own set of common laws and these common laws have been interpreted
and transfused in relation to other common laws that came before or from beyond.
Hence these common laws continue to meet, mix and contest, which illustrates an on-
going cosmopolitanism that is foundational, enduring as well as amendable. Second,
the fact that most states, if not all, utilize aspects of constitutionalism, which itself is a
process of negotiation and the coordination of plural entities, shows again an aspect of
cosmopolitan legal logic that has not only been a primary mechanism of state
coordination, but that provides historical precedence in discussions about global
constitutionalism. Third, an ‘essential feature of institutional cosmopolitanism is the
coexistence of institutions, often on the same territory,’ but also with institutions
beyond borders (Glenn 2013, p. 286). This coexistence has been repeatedly successful
in reconciling state authority with religious doctrine, private authorities, other states,
international institutions, and diverse cultural traditions. All of which illustrates an
enduring cosmopolitanism in practice that sits at the core of the modern state,
international politics and within many processes of global constitutionalization.
As a result, Glenn’s argument suggests a series of conceptual linkages
between constitutionalism, cosmopolitanism, and global constitutionalism. It also
adds and captures the normative demands of both traditions, since it posits that a more
viable form of cosmopolitan law and global constitutionalism should ‘acknowledge
legal contradictions, to preserve existing legal diversity, and to provide cosmopolitan
and practical forms of dispute resolution’ (Glenn 2013, p. 274). Therefore, if
conceptualized properly, cosmopolitan law as well as renewed thinking about the
cosmopolitan state can help us to dispense with the idea of creating an impossible
condition of nation-state unity and bounded homogeneity within the international
system. Instead, the key is to accept the cosmopolitan character of the state and the
diversity of cosmopolitan legal traditions that will continue to underpin the state and
which will undoubtedly shape new forms of legal coexistence and
constitutionalization beyond it.
Conclusion
The aim of this chapter has been to start to expose the key interconnections
between global constitutionalism and cosmopolitan thought. In doing so, it was
possible to locate a number of normative, empirical, methodological and foundational
overlaps. Although these interconnections could only be explored here in a cursory
fashion, prima facie, the evidence strongly intimates that global constitutionalism is in
fact a form of legal cosmopolitanism and that cosmopolitans have traditionally relied
on some meaningful conceptualization of constitutionalization and global
constitutionalism. As a result, it would behoove both cosmopolitans and global
constitutionalists to make better and more explicit links between the traditions. In
doing so, global constitutionalism will gain considerable normative potency,
strengthening its ability to better articulate its philosophical foundations as well as
why these foundations are metaphysically, morally, transcendentally, empirically and
pragmatically more attractive than competing approaches (Brown 2012). Conversely,
cosmopolitan transitions from theory to practice, which are usually weak on providing
institutional substance, will significantly gain from the empirical dimensions that
constitutionalization and constitutionalism offer. Thus, global constitutionalism could
provide a useful and fruitful bridge from cosmopolitanism’s more robust moral theory
to its weaker institutional manifestations. Importantly, this sort of mutual
reinforcement is both timely and heuristically valuable. For as Glenn aptly points out,
the world and its entities are already cosmopolitan. What is required, Glenn would
argue, is a better presentation for why this is the case and why the idea of a
cosmopolitan constitution therefore has logical precedence.
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