8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 1/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 2/42
EIC Brt. 67
BTEKI T@_T _ ssbc` recmt!
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 3/42
@@T
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 4/42
Tmes vbhdebteki sm``t es fbs`d ki x̀o`h sm``t "vbhedbteki[ruh`s.xhsx" wmeom obi f` dk
NEGED EE WBHEDBTEKI T@_T _M@@T
- Tmes `xo`h wkrafkka prkved`s ykur wetm b senph` wby tk prkduo` bi `
-@it`r ykur dbtb ei tm` "$%&T'_m``t" tbf( rkw )
- g tm`r` es b *`hd d`p`id`ioy yku #`t b n`ssb#` ei tm` rkws + tk .
- g ki` *`hd mbs tk f` ̀ npty tm` * h̀d wehh turi #r̀ y bid yku s`` "@N%
- g tm` vbhu` "$B" es desphby`d et n`bis tmbt tm`r` es b ruh` fut et es ikt
- Tm`r` br` skn` bddetekibh *`hds ei krd`r tk d`t r̀nei` tm` typ` kg tm`
-Nkst kg tm` N! vbhedbteki ruh`s d`p`id ki tm` *`hds "istrun`it oh
- !kr @xbnph` `it`r 4444( 42!! ei ?̀ iu` kr 07( 2( kr !!3333 ei "istr
- g yku wkuhd hea` tk t`st b iki @@B okuitry ruh` mbrdokd`d 4B6=
Henetbtekis<-&igkrtuibt`hy skn` ruh`s br` ikt v`ry sp`oe*o( gkr `xbnph` "kptekibh
Zr`-d`gi`d vbhu`s<
@@B okuitry5 4@&0
$ki'@@B okuitry5 4B6=
mttps5<<www.`snb.`urkpb.`u<set`s<d`gbuht<*h`s<hefrbry<vbhedbteki[ruh`
"smkuhd $2T f` pkpuhbt`d". Tm`r̀ gkr̀ skn` ruh`s br̀ ikt 188> okd`
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 5/42
ihkbd`d grkn tm` @_NB w`fset`
rrkr gr`` N! trbisboteki r`pkrtei# n`ssb#`
eio` tm`r̀ obi f` nuhteph` ruh`s gkr ki` sp`oe*o * h̀d mbd tk sphet tm`n eitk de,
/" kr "_:2&6 )@ @N%T/" ei rkws tk !
bppheobfh` ei tmes pbrteouhbr obs`.
eiput -6@( N+ `to.
bsse*obteki" bid "?̀ iu`". _k et es b #kkd wby tk put sp`oe*o vbhu`s ei tm`r̀ ei kr
n`it ohbsse*obteki"
gkr trbisboteki ei d`revbtev` eistrun`it tmbt es bdnett`d tk trbdei# kutsed` @@B -
.xhsx
seio` tm`y br` ikt oh`br d`*i`d
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 6/42
r`it okhunis - tk !
`r tk s`` mkw tm` n`ssb#`s bid okhkrs ombi#`
+ okd` kg bi kr#bies`d trbdei# phbtgkrn kutsed` @@B " kr
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 7/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 8/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 9/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 10/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 11/42
NB!@T DBTB @ZKTEI" GE@HD_
`#krt stbtus
Trbisb$teki `%`r`i$` Iun&`r
Trbdei' v`iu` trbisb$teki ed`iteg$bteki $kd`
@(`$utei' `itet) ed`iteg$bteki $kd` t)#`
@(`$utei' `itet) ed`iteg$bteki $kd`
Eiv`stn`it Gern $kv`r`d &) Der`$tev` *+,./:.@2
_u&nettei' `itet) ed`iteg$bteki $kd` t)#`
_u&nettei' `itet) ed`iteg$bteki $kd`
6u)`r ed`iteg$bteki $kd` t)#`
6u)`r ed`iteg$bteki $kd`
?kuitr) k% t4` &rbi$4 %kr t4` &u)`r
6u)`r - grst ibn`0s7
6u)`r - suribn`0s7
6u)`r - dbt` k% &ert4
6u)`r d`$eseki nb3`r $kd` t)#`
6u)`r d`$eseki nb3`r $kd`
6u) d`$eseki nb3`r - Gerst Ibn`0s7
6u) d`$eseki nb3`r = _uribn`0s7
6u) d`$eseki nb3`r - Dbt` k% &ert4
_`hh`r ed`iteg$bteki $kd` t)#`
_`hh`r ed`iteg$bteki $kd`
?kuitr) k% t4` &rbi$4 %kr t4` s`hh`r
_`hh`r - grst ibn`0s7
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 12/42
_`hh`r - suribn`0s7
_`hh`r - dbt` k% &ert4
_`hh`r d`$eseki nb3`r $kd` t)#`
_`hh`r d`$eseki nb3`r $kd`
_`hh d`$eseki nb3`r - Gerst Ibn`0s7
_`hh d`$eseki nb3`r = _uribn`0s7
_`hh d`$eseki nb3`r - Dbt` k% &ert4
Trbisnesseki k% krd`r eide$btkr
Trbisnettei' grn ed`iteg$bteki $kd` %kr t4` &u)`r t)#`
Trbisnettei' grn ed`iteg$bteki $kd` %kr t4` &u)`r
Trbisnettei' grn ed`iteg$bteki $kd` %kr t4` s`hh`r t)#`
Trbisnettei' grn ed`iteg$bteki $kd` %kr t4` s`hh`r
Trbdei' dbt` ten`
Trbdei' $b#b$et)
5ubitet) t)#`
5ubitet)
5ubitet) $urr`i$)
D`revbtev` iktekibh ei$r`bs`.d`$r`bs`
Zre$` t)#`
Zre$`
Zre$` ?urr`i$)
I`t bnkuit
W`iu`
?kuitr) k% t4` &rbi$4 n`n&`rs4e#
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 13/42
2#-%rkit #b)n`it
2#-%rkit #b)n`it $urr`i$)
?kn#h`( trbd` $kn#ki`it ed
Eistrun`it ed`iteg$bteki $kd` t)#`
Eistrun`it ed`iteg$bteki $kd`
Eistrun`it %uhh ibn`
Eistrun`it $hbsseg$bteki
Iktekibh $urr`i$) ,
Iktekibh $urr`i$) *
Zre$` nuhte#he`r
2id`rh)ei' eistrun`it $kd`
2id`rh)ei' eid`( ibn`
T̀ rn k% t4` uid`rh)ei' eid`( t)#`
T̀ rn k% t4` uid`rh)ei' eid`(
K#teki t)#`
_tre3` #re$` t)#`
_tre3` #re$`
_tre3` #re$` $urr`i$)
K#teki `(`r$es` st)h`
Nbturet) dbt`
@(#er) dbt`
D`hev`r) t)#`
Eiv`stn`it d`$eseki et4ei grn t)#`
Eiv`stn`it d`$eseki et4ei grn
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 14/42
?kuitr) k% t4` &rbi$4 r`s#kise&h` %kr t4` #`rski nb3ei' t4` eiv`stn`it d`$eseki
@(`$uteki et4ei grn t)#`
@(`$uteki et4ei grn
?kuitr) k% t4` &rbi$4 su#`rvesei' t4` #`rski r`s#kise&h` %kr t4` `(`$uteki
1bev`r eide$btkr
_4krt s`hhei' eide$btkr
KT? #kst-trbd` eide$btkr
?knnkdet) d`revbtev` eide$btkr
_`$urete`s gibi$ei' trbisb$teki eide$btkr
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 15/42
EIZ2T-DBTB WBHEDBTEKI-2H@,
I@1T
B,
8@2,*> @N%T/
H@E
:*99++?+M:KN;TJ_5!; $B
GBH_@
H@E
:*99++">_1:/_MJIZ9:
H@E $B
:*99++?+M:KN;TJ_5!; $%&T5 +2@
@N%T/
@N%T/
@N%T/
@N%T/
@N%T/
@N%T/
@N%T/
@N%T/
@N%T/
H@E $B
:*99++">_1:/_MJIZ9: $%&T5 +2@
@N%T/
@N%T/
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 16/42
@N%T/
@N%T/
@N%T/
@N%T/
@N%T/
@N%T/
@N%T/
GBH_@ $%&T5 !B6_@
@N%T/
@N%T/
@N%T/
@N%T/
*+,:-,*-*T,:<>+<,:F,,,***O
D@BH
2IET
,++
@N%T/
NKI@TBJ WBH2@ $B
, $%&T5 %0+@
@2 $%&T5 ++/
@N%T/
8KGG
D@ @N%T/
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 17/42
@N%T/
@N%T/
E_EI $%&T5 _$
D@+++B+8;,M $%&T5 ?B6 _$
@N%T/
@N%T/
$B
$B
$B
$B
@N%T/
@N%T/
$B
@N%T/
@N%T/
$B
@N%T/
@N%T/
@N%T/
$B
$B
BH"KETMN2_ $%&T5 T/%@
BH"K, $%&T5 BTB
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 18/42
@N%T/
BH"KETMN2_ $%&T5 T/%@
BH"K,
@N%T/
_:2&6 )@ @N%T/
$%&T5 $+BT20
GBH_@
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 19/42
WBHEDBTEKI-2H@* WBHEDBTEKI-2H@>
6@ N&_T )@ @9&B6 7T: )&/@0 20 _@66@0
$B
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 20/42
$B
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 21/42
$B
$B
$B
$B
$B
$B
$B
$B
$B
$B
$B
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 22/42
$B
$B
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 23/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 24/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 25/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 26/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 27/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 28/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 29/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 30/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 31/42
e`" #bu`s $@7T
e`" #bu`s 6@
e`" #bu`s T0&@
e`" #bu`s 6@
e`" #bu`s 6@
e`" #bu`s 6@
e`" #bu`s 6@
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 32/42
e`" #bu`s 6@
e`" #bu`s T0&@
e`" #bu`s 6@
e`" #bu`s 6@
e`" #bu`s @B6
e`" #bu`s &$T
e`" #bu`s $+0
e`" #bu`s N2$@TB0/ ?B6&@
e`" #bu`s 4444
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 33/42
e`" #bu`s _$
e`" #bu`s B/_
e`" #bu`s %&T2
e`" #bu`s N2$@TB0/ ?B6&@
e`" #bu`s @&02
e`" #bu`s %:/_
e`" #bu`s $BT2$B6[
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 34/42
e`" #bu`s $BT2$B6[
e`" #bu`s 60=_
e`" #bu`s _@:_
e`" #bu`s )@$+
e`" #bu`s T0&@
e`" #bu`s T0&@
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 35/42
+B$+
!B6_@
N+ $BT2$B6[ $T+
$BT2$B6[
N+ $BT2$B6[ $T+
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 36/42
$BT2$B6[
!B6_@
NT+: B2T+
$2N$B6 N2$@TB0/
@+0
%@0+@$TB=@ )B__ %2$T_ %$=
42!! 4B6= 4@&0
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 37/42
7@@; N$T: /@B0
+B66 2T:0
%@0+@$TB=@ %$= /@6
BN@0 B_B )@0N
+B_: 2%T6
B6=20T:N&_
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 38/42
B6=20T:N&_
0!%T $69 269
__@4 _@66 $TB?
B+T4 60=_ 69
!B6_@
!B6_@
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 39/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 40/42
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 41/42
)B__ %2$T_
2T:0
8/18/2019 TRANSAKTION REPORTING MIFID II VALIDATION TEST SHEET
http://slidepdf.com/reader/full/transaktion-reporting-mifid-ii-validation-test-sheet 42/42
%0+ _J@ 69
_J@ +B$+ BN$ _? 0%0
Top Related