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UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
POM WONDERFUL LLC, a Delaware
limited liability company,
Plaintiff and Counterdefendant,
v.
ORGANIC JUICE USA, INC., a New Yorkcorporation; and DOES 1-10, inclusive,
Defendants.
Case No. 1-09-cv-04916-CM
Assigned to Hon. Colleen McMahon
AND RELATED COUNTERCLAIMS
MEMORANDUM OF LAW IN SUPPORT OF POM WONDERFUL LLCS MOTION
FOR SUMMARY JUDGMENT RE: COUNTERCLAIMS
LOEB & LOEB LLPChristian D. Carbone (CC-6502)
345 Park Avenue
New York, New York 10154(212) 407-4000
ROLL LAW GROUP P.C.
Daniel S. Silverman (Admitted Pro Hac Vice)
Daniel A. Beck (Admitted Pro Hac Vice)11444 West Olympic Boulevard
Los Angeles, California 90064
(310) 966-8400
Attorneys for Plaintiff and Counterdefendant
POM Wonderful LLC
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TABLE OF CONTENTSPAGE
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TABLE OF AUTHORITIES......................................................................................................... iii
I. INTRODUCTION .............................................................................................................. 1
II. ORGANIC JUICES COUNTERCLAIMS........................................................................ 2
III. THE MARONICK SURVEYS........................................................................................... 3
A. Dr. Maronicks Print Advertisement Survey .......................................................... 4
B. The From Tree to Bottle Video Survey............................................................... 6
C. The Conclusion of Dr. Maronicks Report ............................................................. 6
IV. THE REBUTTAL REPORT OF DR. HENRY OSTBERG............................................... 7
V. LEGAL STANDARD......................................................................................................... 7
A. Standards Applicable To Motion For Summary Judgment..................................... 7
B. Organic Juice Bears The Burden Of Presenting Admissible ScientificSurvey Evidence Sufficient To Prove That Poms Advertising Deceives ASignificant Portion Of Its Audience........................................................................ 8
C. In Deciding This Motion For Summary Judgment, The Court MustAnalyze Whether Expert Testimony Proffered By Organic Juice InOpposition Is Admissible Pursuant To Federal Rule Of Evidence 702.................. 9
D. Consumer Surveys That Are Excessively Leading Are Unreliable AsEvidence................................................................................................................ 10
VI. ARGUMENT.................................................................................................................... 11
A. The Maronick Surveys Regarding Poms Print Advertisements Are SoLeading And Deeply Flawed That They Are Completely Unreliable. ................. 11
1. Dr. Maronick Improperly Asked The Respondents To Focus OnThe Bottle Before Showing Them The Magazine Advertisement............. 12
2. Dr. Maronick Improperly Used A Reading Test, ForcingRespondents To Answer The Key Questions While Analyzing TheAdvertisements In Front Of Them. ............................................................ 13
3. Dr. Maronicks Open-Ended Question Was Leading. ............................... 16
4. The Percentage Of Respondents Mentioning Concentrate InResponse To Dr. Maronicks Leading Open-Ended QuestionFalls Far Short Of The Cut-Off Required For StatisticalSignificance As A Matter Of Law. ............................................................ 17
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5. Dr. Maronick Used An Extraordinarily Leading Question To FocusRespondents On Analyzing The Advertisement To Determine WhetherThe Product Was Made From Concentrate ........................................... 19
6. Dr. Maronicks Second Closed-End Question Was Presented On TheSame Survey Page As The Leading Content Discussed Above, After HisReading Test Had Already Forced The Respondents To Form AnOpinion On The Issue. .......................................................................................... 22
B. Dr. Maronicks Survey Regarding The Tree to Bottle Video SuffersFrom Additional Fatal Defects.............................................................................. 22
1. Dr. Maronick Did Not Use A Control................................................................... 22
2. Because Dr. Maronick Was Completely Unaware That The Tree ToBottle Video Is Displayed On A Webpage, He Did Not ShowRespondents That Context, Making His Survey Results FurtherUnreliable.............................................................................................................. 23
C. The Court Should Find That Dr. Maronicks Surveys Are Inadmissible,And Grant Summary Judgment Accordingly. ........................................... 24
VII. CONCLUSION................................................................................................................. 25
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TABLE OF AUTHORITIES
CASES PAGE(S)
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American Exp. Travel Related Services Co., Inc. v. MasterCard Intern. Inc.,
776 F. Supp. 787 (S.D.N.Y. 1991)...................................................................................... 9, 25
American Greeting Corp. v. Dan-Dee Imports, Inc.,619 F. Supp. 1204 (S.D.N.Y. 1985)............................................................................ 14, 16, 21
American Home Products Corp. v. Procter & Gamble Co.,871 F. Supp. 739 (D.N.J. 1994) .........................................................................................18-19
Amorgianos v. Natl R.R. Passenger Corp. (Amtrak),
303 F.3d 256 (2d Cir. 2002).................................................................................................... 10
Avon Prods., Inc. v. S.C. Johnson & Son, Inc.,
984 F. Supp. 768 (S.D.N.Y. 1997)............................................................................................ 9
Capellupo v. Nassau Health Care Corp.,
2009 WL 1705749 (E.D.N.Y. June 16, 2009) .......................................................................... 1
Citizens Fin. Group, Inc. v. Citizens Natl Bank,
383 F.3d 110 (3d Cir. 2004).................................................................................................... 11
Colon v. BIC USA, Inc.,199 F. Supp. 2d 53 (S.D.N.Y. 2001)......................................................................................... 1
Coors Brewing Co. v. Anheuser-Busch Companies, Inc.,
802 F. Supp. 965 (S.D.N.Y. 1992)...................................................................................Passim
Cordiano v. Metacon Gun Club, Inc.,
575 F.3d 199 (2d Cir. 2009)...................................................................................................... 8
Gen. Elec. Co. v. Joiner,
522 U.S. 136 (1997)................................................................................................................ 10
Johnson & Johnson Vision Care, Inc. v. Ciba Vision Corp.,
348 F. Supp. 2d 165 (S.D.N.Y. 2004)....................................................................................... 9
Johnson & Johnson * Merck Consumer Pharm. Co. v. Smithkline Beecham Corp.,960 F.2d 294 (2d Cir. 1992).............................................................................................. 10, 19
Merck & Co. v. Mediplan Health Consulting,425 F. Supp. 2d 402 (S.D.N.Y. 2006)....................................................................................... 9
Mylan Pharms., Inc. v. Proctor & Gamble Co.,
443 F. Supp. 2d 453 (S.D.N.Y. 2006)....................................................................................... 8
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NewMarkets Partners LLC v. Oppenheim,
638 F. Supp. 2d 394 (S.D.N.Y. 2009)....................................................................................... 8
Nimely v. City of N.Y.,
414 F.3d 381 (2d Cir. 2005).................................................................................................... 10
Nora Bevs., Inc. v. Perrier Group of Am., Inc.,
164 F.3d 736 (2d Cir. 1998)...................................................................................................... 9
Oddi v. Ford Motor Co.,
234 F.3d 136 (3d Cir. 2000)...................................................................................................... 1
Powell v. Natl Bd. of Med. Examrs,364 F.3d 79 (2d Cir. 2004)........................................................................................................ 8
Proctor & Gamble Co. v. Ultreo, Inc.,574 F. Supp. 2d 339 (S.D.N.Y. 2009)....................................................................................... 9
Raskin v. Wyatt Co.,
125 F.3d 55 (2d Cir. 1997)...................................................................................................9-10
S.C. Johnson & Son, Inc. v. Carter-Wallace, Inc.,
614 F. Supp. 1278 (S.D.N.Y. 1985).................................................................................Passim
Spraying Systems Co. v. Delavan, Inc.,
975 F.2d 387 (7th Cir. 1992)................................................................................................... 11
THOIP v. The Walt Disney Company,690 F. Supp. 2d 218 (S.D.N.Y. 2010)............................................................................... 22, 24
Time Warner Cable, Inc. v. DIRECTV, INC.,
497 F.3d 144 (2d Cir. 2007)...................................................................................................... 8
United States v. Williams,
506 F.3d 151 (2d Cir. 2007).................................................................................................... 10
STATUTES
Lanham Act 43(a) ................................................................................................................. 2, 8-9
N.Y. Gen. Bus. L. 349.............................................................................................................. 2, 9
N.Y. Gen. Bus. L. 350.............................................................................................................. 2, 9
Fed. R. Civ. P. 56............................................................................................................................ 1
Fed. R. Civ. P. 56(c) ................................................................................................................... 7, 9
Fed. R. Evid. 702 ....................................................................................................................... 9-10
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OTHER AUTHORITIES
Jerre B. Swann, A Reading Test or a Memory Test: Which Survey Methodology is Correct?,95 TMR 876 (July-Aug. 2005) ..........................................................................................14-15
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Plaintiff and counterdefendant Pom Wonderful LLC (Pom) moves for summary
judgment pursuant to Fed. R. Civ. P. 56 (the Motion) against the counterclaims asserted by
defendant and counterclaimant Organic Juice USA, Inc. (Organic Juice).
I. INTRODUCTIONHoping to distract from its sale of adulterated Elite Naturel pomegranate juice products
the wrongful conduct that forms the basis for Poms lawsuit Organic Juice has asserted
counterclaims alleging that Poms own advertising deceives consumers to believe that Pom juice
products are not made from concentrate. Yet Organic Juice cannot establish that Poms
advertising misleads a significant portion of its audience, a required element of its false
advertising counterclaims. The two obscure and minor aspects of Poms advertising which
Organic Juice challenges have no significant impact on consumers.
Attempting to address that defect, Organic Juice has retained Dr. Thomas J. Maronick,
who issued an expert report purporting to find that consumers are misled by Poms advertising.
See Declaration of Daniel A. Beck, Exh. C (the Maronick Report). But Dr. Maronicks
Internet surveys are an outright cheat, with numerous fundamental flaws that render the survey
results completely unreliable. As explained below, not only are Dr. Maronicks surveys riddled
with inexcusable errors in their structure and execution, they were leading to an extraordinary
degree and intentionally designed by Dr. Maronick to be so, because the survey respondents
were otherwise completely disinterested in the subject of Organic Juices counterclaims. Dr.
Maronicks defective surveys are not admissible as evidence that Poms advertising deceives
consumers and summary judgment should thus be granted in Poms favor.1 See S.C. Johnson &
Son, Inc. v. Carter-Wallace, Inc., 614 F. Supp. 1278, 1319 (S.D.N.Y. 1985) (without admissible
survey, a claim of false advertising fails both as a matter of fact and as a matter of law).
1 A Daubert hearing is not required for a district court to decide a motion for summary judgment
by ruling on the admissibility of expert testimony. See Oddi v. Ford Motor Co., 234 F.3d 136, 154-55(3d Cir. 2000) (rejecting argument that Daubert hearing was required where court had reviewed recordwhich included two depositions, a declaration, and an expert report); see also Capellupo v. NassauHealth Care Corp., 2009 WL 1705749, at *9 n. 10 (E.D.N.Y. June 16, 2009) (finding Daubert hearingunnecessary); Colon v. BIC USA, Inc., 199 F. Supp. 2d 53, 71 (S.D.N.Y. 2001) (same).
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II. ORGANIC JUICES COUNTERCLAIMSOn May 26, 2009, Pom filed its Complaint in this action [Docket No. 1], asserting false
advertising claims against Organic Juice pursuant to Lanham Act 43(a) and N.Y. Gen. Bus. L.
349 and 350. Poms Complaint alleges that Organic Juice sells products which purport to be
100% pure pomegranate juice, but which are in fact adulterated with foreign sugars and cheap
filler juices. Organic Juices own juice testing expert testified during his deposition that the tests
conducted by Poms expert show that Organic Juice probably sold adulterated juice. (Material
Fact (MF) 1.) Organic Juice thus has no recourse left but to try distraction tactics.
On August 28, 2009, Organic Juice filed an Answer and Counterclaim [Docket No. 12],
alleging that Pom violates these same statutes by publishing advertising which misleads
consumers into believing that its products are not made from concentrate. (Answer &
Counterclaims, 76-86.) Organic Juice alleges that Poms advertising is deceptive in two
specific respects.
First, when Poms print advertisements (such as magazine ads) depict its bottle, they do
not show the small-print text that is displayed on the bottom bulb of the actual bottle. (Answer
and Counterclaims, 82-85). That omitted text includes the statement from concentrate, as
well as the ounces of juice that the product contains. Organic Juice contends this omission in the
print advertisements misleads consumers to believe the product is not made from concentrate.
In fact, Pom removes all the text (including the ounces of the product) from the bottom of
its bottle in print advertisement because it is distracting and barely legible. See Declaration of
Matt Tupper (Tupper Decl.), 2. This is a very common advertising practice, routinely used
(for example) by companies such as Kraft Foods and Gatorade in their print advertisements. Id.,
Exh. A, B.
Second, Organic Juice alleges that Poms website displays a webpage called Tree to
Bottle which allows visitors to click on a short video showing the making of Poms
pomegranate juice product. (Answer and Counterclaims, 76-80). Organic Juice alleges that
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this video deceives consumers because it does not show the concentration/reconstitution step of
making the product, nor the pasteurization step. Id.
The Tree to Bottle video does not purport to show Poms complete manufacturing
process, however. Dr. Maronick never bothered to check how the video was actually shown to
consumers, and instead conducted his surveys while erroneously believing that the video was a
television commercial. (MF 2.) In fact, Poms website embeds the video on a specific
webpage,2 which explains that Tree to Bottle means that Pom is the only pomegranate juice
maker that controls its production of pomegranate juice from growing to bottling, as shown by
the video. See Tupper Decl., Exh. C (webpage image). The webpage does not purport to show
Poms complete manufacturing process, nor does the embedded video. Instead, the video is
displayed on a comparatively obscure part of Poms website, providing explanatory information
to those interested in the Tree to Bottle difference. As of May 31, 2010, this special-interest
webpage, which first appeared in early 2008, has been accessed only 2,597 times (MF 42), which
is a small fraction of the hundreds of thousands of Pom juice customers. (MF 43.) Dr. Maronick
was unaware of these facts when designing and conducting his survey. (MF 2, 44.)
III. THE MARONICK SURVEYSDr. Maronick described his survey methodology, data, and opinions in his expert report
dated March 30, 2010 (the Maronick Report). See Beck Decl., Exh. C. Following Poms
request, Dr. Maronick later provided more legible copies of his Internet surveys, along with the
underlying raw survey data, which his initial report had not included. See Beck Decl., Exhs. D
and E (legible survey copies); Exh. F (raw data for print advertisement survey); and Exh. G (raw
data for video survey). The Maronick Surveys were structured in two parts, a print advertisement
2 See http://www.pomwonderful.com/about/pom-truth/tree-to-bottle/
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survey and a video survey, directed at the two separate aspects of Poms advertising which
Organic Juices counterclaims alleged to be misleading.3
A. Dr. Maronicks Print Advertisement SurveyDr. Maronicks first survey used one of Poms magazine advertisements as a stimulus.
The survey respondents were divided into two groups, each with 200 respondents. The first
group (the test group) was shown an image of Poms actual print advertisement, which
included an image of the juice bottle, but did not display the text on the bottom bulb of that
bottle, including the from concentrate language and ounces. (MF 3); see also Beck Decl., Exh.
D at p. 3 (test ad image). The second group (the control group) was shown a control image
of Poms advertisement, which Dr. Maronick had modified to include the smaller print text
normally displayed on the bottom bulb of the bottle, including the from concentrate language.
(MF 4); see also Beck Decl., Exh. D at p. 7 (control ad image).
Before viewing these advertisement images, however, both groups first reviewed an
instructional page which stated Below is an ad for pomegranate juice. Please look at the ad and
bottle as you would if you were considering buying pomegranate juice. (MF 5) (emphasis
added.) The Maronick Report incorrectly claims that respondents were told to look at it as you
would if you were considering buying pomegranate juice., which would have been the standard
approach. (MF 6). Instead, Dr. Maronick instructed the respondents to look at the ad and
bottle before showing them the advertisement, focusing their attention on the bottle portion.
(MF 5.) During his deposition, Dr. Maronick conceded that he asked the respondents to focus on
the bottledespite knowing that it was not the generally accepted way to ask a consumer survey
question, because he wanted to enhance the likelihood that they would see if [the concentrate
text] was there. (MF 7.)
After reviewing that instruction and clicking submit, the respondents were shown an
image of the print advertisement. On that same page, Dr. Maronick placed his three central
3 The Maronick Report contends he conducted three surveys. Actually he conducted two surveys,
one of which (the print advertisement survey) split the respondents into a test group and a control group.
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survey questions (this was the only survey page where Dr. Maronick used multiple questions),
each of which the respondents had to answer, while viewing the advertisement image, before
clicking submit and proceeding:
1. What does this ad say or suggest about this pomegranate juice? [PLEASE SPECIFY].
(respondents were required to give four separate answers to this question)
2. Based on what is said or suggested in the ad, how is POM Wonderful made?
From fruit without any processing From concentrate without any processing From fruit but with some processing From concentrate but with some processing
From artificial flavors
Other, please specify3. Based on what is said or suggested in the ad, how is POM Wonderful pomegranate
juice made from concentrate?
Yes No Dont know/Not sure
(MF 8-12.) After the respondents answered all three of these questions and clicked submit, they
were taken to two consecutive pages, each of which asked a question regarding the perceived
benefits of juice that is not made from concentrate.4
Dr. Maronick then made a glaring error in his survey design. Rather than having the test
group answer questions regarding the actual advertisement, and the control group answer
questions regarding the modified control advertisement (as he had intended, following basic
survey practice), he bungled the surveys skip pattern. The test group thus actually answered the
survey questions regarding the actual advertisement, and afterward went right into the survey for
4 These questions suffered significant defects as well, but for space reasons Pom does not address
them in this Motion.
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the control advertisement, answering questions for both the test and control groups. (MF 13.)
In other words, the test group answered all the questions, and viewed the advertisement images,
for both the test and control groups. Dr. Maronicks report claims that he dealt with this error by
ignoring the test groups responses to the second set of survey questions when he analyzed the
resulting data. (MF 14.) As explained below, that is not true; Dr. Maronick was misled and
confused by his own error. The larger point, however, is that this error demonstrates a complete
failure to exercise rudimentary due care in designing the surveys. Had Dr. Maronick simply
reviewed his own final surveys prior to sending them out (a final check which basic professional
competence required from him), he would have found this glaring error. But he did not. At
deposition, he sought to explain himself as follows:
Q. And did you do any final check after fixing it before sending the survey off?
A. Apparently that final check I didnt do. Not adequately because, yes, I acknowledge
that there was that skip command which had been in there earlier when in some -- when
I was correcting something that I -- it got -- I missed -- missed putting back in is basically
what happened.
(MF 15.) Following these questions, the respondents then answered demographic questions.
B. The From Tree to Bottle Video SurveyFor his second survey, Dr. Maronick used just one group of 200 respondents. Those
respondents took a survey that was structured in largely the same way as the print advertisement
survey, and which asked largely the same questions. Unlike his print advertisement survey,
however, Dr. Maronick did not use a control for his video survey. (MF 17.)
C. The Conclusion of Dr. Maronicks ReportDr. Maronick summarizes the resulting survey data, with varying degrees of accuracy, in
several tables set forth in the Maronick Report. Those tables have obvious errors. For example,
Table 1, Table 4, and Table 9 each contain two entries which purport to identify the number of
respondents answering From concentrate without any processing. (MF 18.) Yet those
identically-described entries list different numbers, which is an error. (MF 19.)
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On the basis of this data, Dr. Maronick concluded that it is my opinion that POM
Wonderful is misleading consumers. (MF 20.) Dr. Maronick further concluded that it is, in
my opinion, material to consumers whether or not the juice is made from concentrate, despite
never having asked the respondents whether that was material. (MF 21, 22.)
IV. THE REBUTTAL REPORT OF DR. HENRY OSTBERGPom retained Dr. Henry Ostberg to evaluate and rebut the Maronick Surveys. Dr.
Ostberg is president of Admar Group, Inc. See Ostberg Decl., 2. He has conducted or
supervised over 2,000 consumer surveys. Id. Dr. Ostberg has served as a marketing research
expert in over 200 intellectual property and trademark litigations. Id., 4.
With respect to the Maronick Surveys, Dr. Ostberg issued a report dated April 26, 2010
(the Ostberg Report) which sets forth his findings regarding the flaws in Dr. Maronicks
surveys and analysis. See Declaration of Henry Ostberg (Ostberg Decl.), Exh. A. Dr. Ostberg
concluded that it is my professional belief that the Maronick surveys failed to conform to the
requirements of a properly-conducted consumer survey, due to the numerous and fatal defects
discussed above. As a result, the findings of the Maronick expert report lack validity and
reliability, and cannot purport to represent the opinions of prospective pomegranate juice
purchasers. (MF 45.) Dr. Ostbergs professional opinion is that based only on the way the
questions in the Maronick survey were phrased, the resulting data (disregarding all the other
major defects) is unreliable and without real-world significance. (MF 46.) Indeed, it is Dr.
Ostbergs opinion that, out of the over 200 times he has been engaged as an expert in connection
with intellectual property and trademark litigations, the Maronick Surveys are among the most
deficient consumer surveys he has encountered. (MF 47.)
V. LEGALSTANDARDA. Standards Applicable To Motion For Summary Judgment.
The standards applicable to a motion for summary judgment are well-settled:
Summary judgment shall be granted when there is no genuine issue of material fact and themoving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c) .... This form of
remedy is inappropriate when the issue to be resolved is both genuine and related to a disputed
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material fact. An alleged factual dispute regarding immaterial or minor facts between the parties
will not defeat an otherwise properly supported motion for summary judgment. Moreover, theexistence of a mere scintilla of evidence in support of nonmovants position is insufficient to
defeat the motion; there must be evidence on which a jury could reasonably find for the
nonmovant.
Powell v. Natl Bd. of Med. Examrs, 364 F.3d 79, 84, (2d Cir. 2004); accord Cordiano v. Metacon Gun
Club, Inc., 575 F.3d 199, 204 (2d Cir. 2009).
B. Organic Juice Bears The Burden Of Presenting Admissible Scientific SurveyEvidence Sufficient To Prove That Poms Advertising Deceives A Significant Portion
Of Its Audience.
Organic Juices false advertising counterclaims require it to present evidence showing that Poms
advertising is misleading. Two different theories of recovery are available to a plaintiff who brings a
false advertising action under 43(a) of the Lanham Act. First, the plaintiff can demonstrate that the
challenged advertisement is literally false, i.e., false on its face. Time Warner Cable, Inc. v. DIRECTV,
INC., 497 F.3d 144, 153 (2d Cir. 2007). In the instant case, however, Organic Juice has failed to identify
any factual statements made by Pom which are literally false on their face. Instead, Organic Juice must
prove the other theory of recovery: Alternatively, a plaintiff can show that the advertisement, while not
literally false, is nevertheless likely to mislead or confuse consumers. Id.; see also Mylan Pharms., Inc.
v. Proctor & Gamble Co., 443 F. Supp. 2d 453, 459 (S.D.N.Y. 2006); NewMarkets Partners LLC v.
Oppenheim, 638 F. Supp. 2d 394, 405 (S.D.N.Y. 2009).
With respect to the latter theory of recovery for misleading advertising, a district court mustrely
on extrinsic evidence [of consumer deception or confusion] to support a finding of an implicitly false
message. Time Warner Cable, 497 F.3d at 153 (emphasis original) (quoting Schering Corp. v. Pfizer,
Inc., 189 F.3d 218, 229 (2d Cir. 1997)). This requires admissible scientific survey evidence. To prove
the second type of false advertising the plaintiff must come forward with specific scientific survey
evidence of consumer reaction. The Courts own perception of whether or not the advertising is
misleading is irrelevant and insufficient. S.C. Johnson & Son, Inc. v. Carter-Wallace, Inc., 614 F. Supp.
1278, 1319 (S.D.N.Y. 1985)). Absent such admissible survey evidence, [the plaintiffs] claim of false
advertising fails both as a matter of fact and as a matter of law. Id: see also American Exp. Travel
Related Services Co., Inc. v. MasterCard Intern. Inc., 776 F. Supp. 787, 792 (S.D.N.Y. 1991) (If plaintiff
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fails to introduce a consumer reaction survey, plaintiff cannot prevail on the theory of implicit falsity.).
Using the consumer survey, the plaintiff must show that the alleged false advertising misleads or will
likely mislead a significant portion of the advertisements audience, a required element of a Lanham Act
43(a) false advertising claim. See Johnson & Johnson Vision Care, Inc. v. Ciba Vision Corp., 348 F.
Supp. 2d 165, 178 (S.D.N.Y. 2004) (second claim element is that the false or misleading statement has
actually deceived or has the capacity to deceive a substantial portion of the intended audience.).
The same standard applies to Organic Juices state-law claims for false advertising. Insofar as
Organic Juice also asserts its false advertising claims pursuant to N.Y. Gen. Bus. L. 349 and 350, those
claims are subject to the same standard of proof as its Lanham Act claim. See Proctor & Gamble Co. v.
Ultreo, Inc., 574 F. Supp. 2d 339, 346 (S.D.N.Y. 2009); Merck & Co. v. Mediplan Health Consulting,
425 F. Supp. 2d 402, 410 n. 6 (S.D.N.Y. 2006) (the federal standards applicable to false advertising
claims are substantially similar to the standards applicable to claims under the New York deceptive trade
practices statute.); Avon Prods., Inc. v. S.C. Johnson & Son, Inc., 984 F. Supp. 768, 800 (S.D.N.Y.
1997) (The standards for bringing a claim under 43(a) of the Lanham Act are substantially the same as
those applied to claims brought under ... 349 and 350 of the New York General Business Law.)
C. In Deciding This Motion For Summary Judgment, The Court Must Analyze WhetherExpert Testimony Proffered By Organic Juice In Opposition Is Admissible Pursuant
To Federal Rule Of Evidence 702.
In deciding whether a motion for summary judgment should be granted, a district court may only
consider admissible evidence. See Nora Bevs., Inc. v. Perrier Group of Am., Inc., 164 F.3d 736, 746 (2d
Cir. 1998). Thus, as the Second Circuit has explained, it is the proper role of the district court to consider
the admissibility of expert testimony in determining whether summary judgment is warranted:
Because the purpose of summary judgment is to weed out cases in which there is no genuine
issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law,Fed. R. Civ. P. 56(c), it is appropriate for district courts to decide questions regarding the
admissibility of evidence on summary judgment. Although disputes as to the validity of theunderlying data go to the weight of the evidence, and are for the fact-finder to resolve, questions
of admissibility are properly resolved by the court. The resolution of evidentiary questions on
summary judgment conserves the resources of the parties, the court, and the jury.
Raskin v. Wyatt Co., 125 F.3d 55, 66 (2d Cir. 1997) (emphasis added) (internal citations and quotation
marks omitted). In other words, [t]he court performs the same role at the summary judgment phase as at
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trial; an expert's report is not a talisman against summary judgment. Id. Thus, if the expert testimony is
excluded as inadmissible under the Rule 702 framework articulated in Daubert and its progeny, the
summary judgment determination is made by the district court on a record that does not contain that
evidence. Id. at 66-67. Such an analysis must be conducted even if precluding the expert testimony
would be outcome determinative. See Gen. Elec. Co. v. Joiner, 522 U.S. 136, 142-43 (1997).
The admissibility of expert testimony is analyzed under Rule 702 of the Federal Rules of
Evidence, which requires the district court to make several determinations before allowing expert
testimony: (1) whether the witness is qualified to be an expert; (2) whether the opinion is based upon
reliable data and methodology; and (3) whether the experts testimony on a particular issue will assist the
trier of fact. See Nimely v. City of N.Y., 414 F.3d 381, 397 (2d Cir. 2005). With respect to reliability,
the district court should consider the indicia of reliability identified in Rule 702, namely, (1) that the
testimony is grounded on sufficient facts or data; (2) that the testimony is the product of reliable
principles and methods; and (3) that the witness has applied the principles and methods reliably to the
facts of the case. United States v. Williams, 506 F.3d 151, 160 (2d Cir. 2007) (quoting Amorgianos v.
Natl R.R. Passenger Corp. (Amtrak), 303 F.3d 256, 266 (2d Cir. 2002) (internal quotation marks
omitted)). [W]hen an expert opinion is based on data, a methodology, or studies that are simply
inadequate to support the conclusions reached, Daubert and Rule 702 mandate the exclusion of that
unreliable opinion testimony. Amorgianos, 303 F.3d at 266.
The proponent of the expert testimony bears the burden of establishing the admissibility of such
testimony under the Daubert framework by a preponderance of the evidence standard. See Daubert, 509
U.S. at 593, n. 10 (These matters should be established by a preponderance of proof.).
D. Consumer Surveys That Are Excessively Leading Are Unreliable As EvidenceIt is well-established that [t]he evidentiary value of a surveys results rests upon the
underlying objectivity of the survey itself. Johnson & Johnson * Merck Consumer Pharm. Co. v.
Smithkline Beecham Corp., 960 F.2d 294, 300 (2d Cir. 1992) (citing Universal City Studios, Inc.
v. Nintendo Co., 746 F.2d 112, 118 (2d Cir. 1984)). As the district court noted in Coors Brewing
Co. v. Anheuser-Busch Companies, Inc., 802 F. Supp. 965, 972 (S.D.N.Y. 1992), objectivity is
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measured by such factors as whether the survey was properly filtered to screen out those who
got no message from the advertisement, whether the questions are directed to the real issues, and
whether the questions are leading or suggestive.
A consumer survey is properly excluded where it is so flawed that it would be unhelpful or
harmful to the trier of fact. See e.g. Citizens Fin. Group, Inc. v. Citizens Natl Bank, 383 F.3d
110, 121 (3d Cir. 2004); Spraying Systems Co. v. Delavan, Inc., 975 F.2d 387, 394 (7th Cir. 1992)
(affirming exclusion of a survey because it was flawed and did not create a genuine issue of
material fact); see also S.C. Johnson, 614 F. Supp. At 1319 (absent admissible survey evidence,
[the plaintiffs] claim of false advertising fails both as a matter of fact and as a matter of law.)
As explained below, and as Dr. Maronick essentially conceded in his deposition, the Maronick
surveys were crafted with such a single-minded focus on distorting the resulting data that they
would be actively harmful to the jury. That is particularly true because Dr. Maronicks surveys
suffer from such a broad variety of different errors in methodology and execution.
VI. ARGUMENTA. The Maronick Surveys Regarding Poms Print Advertisements Are So Leading And
Deeply Flawed That They Are Completely Unreliable.
An insurmountable obstacle for Organic Juices counterclaims is that most consumers do
not look at print advertisements for juice and unprompted read all the fine print on them to
form a belief regarding whether a product is made from concentrate or not. That is a relatively
peripheral issue; consumers may read the advertisements tagline and glance at the pictures, but
they do not generally analyze all visible text in close detail to form an opinion regarding how the
product was manufactured. Organic Juice alleges that Poms print advertisements remove small-
print text on the bottom of the bottle which states that the product is made from concentrate
(along with the ounces it contains), but it has no evidence that a non-trivial number of consumerspay any attention to that text and form beliefs regarding this specific issue when viewing Poms
juice advertisements. The alleged omission simply has no impact on typical consumers.
Dr. Maronick dealt with this intractable problem the only way he could: By cheating. He
designed his surveys to make the respondents carefully scrutinize the bottle image in the print
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advertisement (both in the test and control group) while being required to opine whether the
product was made from concentrate. Respondents in both groups were forced to review the print
advertisements, form opinions on this specific issue, and answer questions about whether the
product was made from concentrate, all while looking directly at the advertisements bottle
image. During his deposition, Dr. Maronick testified that he designed numerous aspects of his
surveys to make the respondents focus their attention specifically upon the subject of Organic
Juices counterclaims, inducing them to closely analyze the advertisements to determine whether
the product was manufactured from concentrate. Those leading aspects are summarized below
and, in the aggregate, present a textbook case of an improper leading survey.
1. Dr. Maronick Improperly Asked The Respondents To Focus On The Bottle BeforeShowing Them The Magazine Advertisement
As his preliminary instruction, Dr. Maronick asked the survey respondents to focus on the
bottle before showing them a print advertisement that included many different components, of
which the bottle was just one. (MF 5.) Dr. Maronick knew this was not the generally accepted
approach; his own report even misquotes the instruction he used, incorrectly quoting the
generally accepted approach he should have used instead. (MF 6.) Nonetheless, to ensure he
obtained his desired results, Dr. Maronick asked the respondents to first focus on the subject of
Organic Juices counterclaim before they looked at the advertisements:
Q. Why did you decide to do that rather than simply asking them to look at the ad as if
they were considering buying pomegranate juice and leaving that unsaid?
A. Because -- I could have done that. Thats the generally accepted way. But I thought
this way it would create more of an opportunity for them to see that claim if they were --
or attend to that claim, the from concentrate claim. It just enhanced the likelihood that
they would see it if its there.(MF 7.) After reviewing this instruction, the respondents proceeded to the next page.
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2. Dr. Maronick Improperly Used A Reading Test, Forcing Respondents To AnswerThe Key Questions While Analyzing The Advertisements In Front Of Them.
Dr. Maronick testified that his surveys were a reading test. (MF 23.) A reading test asks
the respondent to look at the stimulus and answer specific questions while still looking at the
stimulus. That is opposed to a memory test, which asks the respondent to look at a stimulus as
they ordinarily would as a consumer, the stimulus is then taken away, and the respondent is then
asked about the messages they took from it. As the name indicates, a reading test essentially
assesses how respondents read specific aspects of an advertisement.5 The respondent can be
directed to read any portion of an advertisement in front of them and answer questions about it.
A reading test does not determine whetherrespondents would ordinarily read the advertisement
in that manner, however. Dr. Maronick thus admitted that his reading test would allow
respondents to answer even the most obscure questions about the advertisements:
Q. Now, isnt it true that by asking closed-end questions I could elicit your
opinion about even the most obscure features of this advertisement?
Yes. Clearly you could get virtually anything obscure.
Q. And I had just asked you earlier to read the words backwards, correct? And you
were able to do that.
A. Yes.
Q. And I could ask you again something as simple as saying can you count the numbers
-- or the number of letters in the -- contained within the balloon on this page.
A. Yes.
Q. And you could answer that question quite accurately.
A. Yes.
5 Reading test is also sometimes used as a pejorative description of surveys where the
respondents are asked questions about what they had read on a stimulus that is no longer in front ofthem. That is not what Dr. Maronick meant, however, by calling his surveys a reading test.
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(MF 24.) Dr. Maronick thus conceded that his reading test did not show whether consumers
would ordinarily think about the from concentrate issue when looking at the advertisement:
Q. And do you have any evidence as to the percent of actual viewers who look at this
advertisement without being prompted with closed-end questions and think about the
issue of whether its from concentrate or not?
A. I dont have any information as to that other than looking at the responses to the
open-ended question.
(MF 25.) A court in this district harshly criticized this very approach: this survey tested the
participants ability to read and little else . . . The questions themselves suggest differentiation
and not similarity or identity: the participants are alerted to a difference and can find it simply by
reading the package. The test does not simulate actual buying habits. American Greeting Corp.
v. Dan-Dee Imports, Inc., 619 F. Supp. 1204, 1216 (S.D.N.Y. 1985).
Aggravating this severe flaw, Dr. Maronicks own article regarding how to structure an
Internet survey warned that reading tests may be inappropriate for advertising or package claims.
As he testified:
Q. Do you see the sentence that says, As noted by Swan 2005 a reading test generates
higher levels of attention but may be inappropriate if the issue being examined is recall or
consumer confusion with advertising or package claims?
A. Yes.
Q. Do you agree with Swans position?
A. Yes, I do. But, again, thats -- as I said in my judgment it generates this is the most
conservative approach in this case because it does, as it says here and as Swan says, it
generates higher levels of attention. So in the case here if the consumers didnt see where
the ad said or suggested anything about the -- the from concentrate where they had the
opportunity to look at it more closely, clearly the -- it would have had less attention in a
situation if it was a memory test.
(MF 26.) But Dr. Maronick testified that he had not reviewed his own article before conducting
the Maronick Surveys (MF 27), did not recall what Swann said (MF 27), and could not explain
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when it was inappropriate to use a reading test. (MF 28, 29.) Instead, Dr. Maronick testified that
he chose a reading test in order to maximize the respondents attention to the from concentrate
issue, with the goal of overcoming the respondents near-complete indifference to that issue
when viewing the advertisement as they ordinarily would. But Swans article does not authorize
that practice. See Jerre B. Swann, A Reading Test or a Memory Test: Which Survey
Methodology is Correct?, 95 TMR 876 (July-August 2005). Instead, Swann notes that a reading
test may be appropriate for situations where the consumer inherently pays high levels of attention
to reading the text in question. Id. If consumers do not pay such attention to the issue, it is
inappropriate to make them do so. A reading test is inappropriate, however, to disprove likely
confusion among normally inattentive consumers, particularly where the stimulus conveys
information that might not otherwise come to a consumers attention. Id. at 880. That is typical
for most consumer purchases. Research establishes, however, that low involvement conditions
characterize much of consumer processing. . . . Grocery and hardware aisles are scanned in
seconds, and the majority of purchasing decisions are made while in the store. Id. at 879.
Dr. Maronick may have dimly remembered a particular footnote in the Swann article,
which notes that a reading test is more conservativefor a plaintiff in a trademark case. Id. at 880
n. 30 (Because it is a tougher test, a reading test should always be admissible to prove likelihood
of point-of-sale confusion, or initial-interest or post-sale confusion, and should produce a
conservative estimate). If so, Dr. Maronick misunderstood that footnote. The reading test is
tougher for a trademark infringement case because the trademark plaintiffs burden is to show
that respondents perceive the marks as the same, which is tougher when the respondents can
search for even minor differences while comparing the trademarks in front of them.
By sharp contrast, in a case (like this one) alleging false advertising by omission, the
plaintiff seeks to show the exact opposite: that a particular advertising omission causes a
difference in the respondents beliefs. A reading test significantly increases the respondents
ability to find differences. To take a simple example, if two words in this paragraph were
changed, any reader could easily identify the words that were changed by comparing both
versions (a reading test). To accurately identify such differences by recall alone, after the
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paragraphs were taken away, would be far harder. By making it easy for respondents to find and
answer questions regarding even minute textual differences, a reading test enables the surveys
respondents to answer questions regarding otherwise obscure differences unlike actual
consumers. See, e.g., American Greeting Corp., 619 F. Supp. at 1216 ([T]he participants are
alerted to a difference and can find it simply by reading the package. The test does not simulate
actual buying habits.).
Dr. Maronick thus got it completely backwards. A reading test is not a way of forcing
otherwise inattentive respondents to closely analyze an advertisement in front of them for
obscure issues as he used it. Instead, it is useful when the ordinary consumer already pays that
level of attention to the issue in question. Forcing a survey respondent to pay far more attention
than the ordinary consumer would is the definition of leading.
3. Dr. Maronicks Open-Ended Question Was Leading.Remarkably, Dr. Maronick even managed to design his open-ended question to be
leading. Specifically, he required the respondents to state four different responses to the question
what does this ad say or suggest about this pomegranate juice? [PLEASE SPECIFY]. The
respondents were not permitted to provide any less than four responses to that question, with the
advertisement in front of them, in order to complete the test. (MF 10.) Thus he loaded the
question to make the respondents state more answers than they otherwise might, if allowed the
freedom to fill in less than four choices.6 Worse, Dr. Maronick forced the respondents to answer
this question in conjunction with answering two closed-end questions about whether the product
was made from concentrate, before the respondents were permitted to proceed to the next survey
page. (MF 9.) By making the respondents answer all three questions together (notably, no other
page on either of his surveys contained multiple questions), he corrupted the open-ended
question.7 What Dr. Maronick should have done is simply asked the open-ended question first,
6 The respondents could, however, and frequently did, fill their four response spaces with
gibberish (like efdfghj), or non-answers typed to get past the question (like /, xx, or na).7 Dr. Maronick testified that the respondents could revise their answers to the open-endedquestion to reflect how they answered the closed-end questions on the same survey page. (MF 30.)
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let the respondents choose how many answers they would give, and then proceeded to ask
additional questions on separate survey pages.
4. The Percentage Of Respondents Mentioning Concentrate In Response To Dr.Maronicks Leading Open-Ended Question Falls Far Short Of The Cut-Off
Required For Statistical Significance As A Matter Of Law.
Even if the data resulting from Dr. Maronicks leading open-ended question was
valid, that same data decisively proves that Dr. Maronicks survey is unreliable and defective as
a matter of law. Dr. Maronick made egregious errors when summarizing the raw data he
received in response to his open-ended question. Those errors were caused by his botching of
the surveys design, which incorrectly made the test group answer the questions intended for
the test group andthe questions for the control group. The Maronick Report claims that the test
group did not state the word concentrate in any of its responses to the open-ended question,
which the raw survey data confirms. For the second group of respondents (the control group),
however, which saw the modified print ad with the from concentrate text added back on the
bottle image, the Maronick Report incorrectly claims that [i]t is noteworthy that 25 respondents
mentioned of [sic]the word concentrate. (MF 31.) Dr. Maronick thus asserted that 25 out of
the 200 respondents in the second group mentioned concentrate in their responses to the open-
ended question. That is incorrect in multiple respects. Dr. Maronick forgot that his botched
survey design had forced the test group to answer both its own questions andthose of the control
group, so that a total of 400 respondents answered the open-ended question regarding the control
groups advertisement image 200 control respondents, and 200 test respondents. Thus 25 total
responses to the open-ended question regarding the control advertisement did include the word
concentrate but only because Dr. Maronickmistakenly combined the responses from both the
control and test groups, misled by his own survey design error. (MF 32.)
Thus Dr. Maronick was mistaken in claiming that his reports analysis excluded the test
groups responses to the control groups questions. In fact, only eleven (11) of the respondents
who mentioned the word concentrate were in the control group. (MF 34.) The remaining 14
responses which mentioned the word concentrate were from the test group. (MF 33.) Four of
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those responses were just the identical response repeated four times by the same respondent (MF
33), however, leaving only 22 out of 400 total respondents who mentioned the word
concentrate when answering the control group question. (MF 35.) Despite their comparatively
limited information, the respondents noticed and made colorful comments about Dr. Maronicks
glaring error in the surveys design:
NOW I can read that it is from concentrate, which I could not read in the first picture. Now it says it is made from concentrate. Its also good for heart and prostate. I already answered this above, but it forced me to put stuff in all the boxes.
Dumb! (MF 36.)
Indeed. In fact, only 5.5% of the total respondents (22 out of 400) mentioned the word
concentrate in one of their four required responses to the open-ended question regarding the
control advertisement. (MF 35.) For the control group specifically (the only group whose data is
properly compared with the test groups data), only 11 respondents out of 200 (5.5%)
mentioned the word concentrate in one of their responses (MF 34),despite the surveys
exceptionally leading nature, and despite the respondents being forced by Dr. Maronick to
provide four separate responses. Put another way, althoughthe control group gave800 different
responses to the open-ended question (MF 33), just eleven (11) of those responses included the
word concentrate (MF 34) confirming that this was an issue of absolutely negligible impact.
That is far below the cut-off level that a false advertising claim requires. See Coors Brewing,
802 F. Supp. at 974 as discussed above, this answer is statistically insignificant because it falls
far short of the 10% cut-off for statistical significance with respect to open-ended
questions.) (emphasis added). As a matter of law, the survey respondents did not take away a
message regarding the from concentrate issue at a statistically significant level, despite Dr.
Maronicks effort to force that result by every illegitimate means possible.
District courts reject consumer surveys which lead respondents to address issues that had
barely been mentioned in their responses to open-ended questions:
Thus, when survey participants were asked 4 separate times what were the messages of
the FSI, only 12 participants (approximately 2%) responded that ALEVE lasted longer
than ADVIL. [] It was only when they were asked what, if anything, does this ad tell
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you about ALEVE in comparison to ADVIL-a question that itself was repeated 4 times
and which explicitly suggested that the participants make a comparison-did the surveyproduce its 68% response.
American Home Products Corp. v. Procter & Gamble Co., 871 F. Supp. 739, 748 (D.N.J. 1994).
It is classic survey abuse to ignore a negligible open-ended response on an issue, instead
forcing respondents to answer specific leading questions regarding that issue. As the Second
Circuit summarized in upholding a district courts rejection of this improper approach:
[T]he responses to questions 8a and 8b, which elicited only nine anti-aluminum reactionsfrom the 300 people surveyed, were the most persuasive evidence of the messagecommunicated by Ingredients-Revised. She attributed this to the fact that questions 8aand 8b were open-ended, and, therefore, more objective.
On the other hand, Judge Cedarbaum discounted the value of the 86 anti-aluminum/magnesium responses obtained from the 220 people who answered questions14a-c on the grounds that those questions ranged from being somewhat leading to very
leading. Accordingly, she rejected Mr. Ridgways calculation that Ingredients-Revisedcommunicated an anti-aluminum message to 45% of those surveyed-a figure largely basedupon answers received to questions 14a-c.
Johnson & Johnson * Merck, 960 F.2d at 300.
5. Dr. Maronick Used An Extraordinarily Leading Question To Focus RespondentsOn Analyzing The Advertisement To Determine Whether The Product Was Made
From Concentrate
Dr. Maronick followed his purportedly open-ended question with a completely
inappropriate closed-end question on the same survey page:
Based on what is said or suggested in the ad, how is POM Wonderful made?
From fruit without any processing From concentrate without any processing From fruit but with some processing From concentrate but with some processing
From artificial flavors Other, please specify [responses could be written in]
(MF 11.) Dr. Maronick testified that he included this question (question 7) to get the respondents
thinking about how the juice was made, while looking the advertisement, before asking them
another closed-end question about concentrate (question 8, which again was on the same page):
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Q. So you didnt have to ask about processing in order to ask whether they believed
the fruit -- the juice is made from concentrate or not.
A. I dont agree with that. I think that in question number I had to kind of get them
thinking about how its made. And then I could focus on the concentrate issue. How is
pomegranate made. From fruit. Well, yes, its made from fruit because its
pomegranates a fruit. Well, the question is is there an intermittent step. We know it
didnt come from concentrate. It came from fruit. It came from pomegranate. Well, is
there something in between. And thats why I thought the appropriate vehicle to tap into
that how it is made is to include in question 7 the processing. That its made from fruit
without processing the options that are there. When they get to question 8 then
theyve already started Ive got them thinking about how is this made. And theres
theyre now thinking not just what it is, what the ad said, but what did it say about how
its made. Then I can focus them more specifically and did focus them more
specifically on whether or not its made from concentrate.
(MF 37.) Again, that is cheating. Dr. Maronick included this question to distort the
respondents ordinary viewing of the advertisement, making them instead view the
advertisements while focus[ing] more specifically on whether or not its made from
concentrate, the very issue that his client, Organic Juice, had asserted as the basis for its
counterclaim. As Dr. Maronick testified, he had to do so in order to focus them on the
concentrate issue. (MF 37.) Loading the dice in that manner was completely improper. As the
Coors Brewing court noted, [b]y asking whether, [b]ased on the commercial, the respondent
believes Coors Light and Natural Light are made the same way or different ways, Question 5
assumes that the commercial conveys some message comparing how the two beers are made.
Coors Brewing, 802 F. Supp. at 972.
This question suffers from three additional unacceptable flaws, rendering the data even
more unreliable. First, departing from standard survey practice, Dr. Maronick did not provide
respondents with a dont know option. (MF 38.) Instead he forced every survey respondent to
opine on how the juice was made, regardless of whether the respondent had formed such a belief
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by viewing the advertisement as an ordinary consumer would. He explained that there was no
need for an I dont know option here because it was a reading test all respondents could
thus simply go back to the advertisement, analyze it further, and form an opinion on the specific
issue they were being asked about:
Q. Why didnt you include a dont know option for this question?
A. I didnt think it was -- it didnt seem to me that an I dont know would be the
appropriate question. Again, because its a reading test. Its a reading survey as
opposed to a memory test. Usually a dont know, you have a question dont know, dont
recall with reading tests. I dont recall. I dont see it. But here where they can go back
and look at it the answers I dont know -- well, I can go back and look.
(MF 38.) Dr. Maronick thus did not permit the respondents not to know; instead the respondents
were effectively required to state an opinion on whether based on what is said or suggested in
the ad the product was made with processing and/or from concentrate. That is unacceptably
leading. See Coors Brewing, 802 F. Supp. at 972-73 (Moreover, Question 5 failed to inform
respondents that they also could respond that they did not know if the commercial implied that
Coors Light and Natural Light are made by different processes.).
Second, the term processing is very unclear and confusing, since it can mean almost
anything. During his deposition, Dr. Maronick testified that processing meant whatever it
takes to get the juice into a bottle. (MF 39.) By that definition, all bottled juice is made with
processing, making the question a tautology. As Dr. Ostberg opines, this question is hopelessly
unclear, rendering the resulting data unreliable and without real-world significance. (MF 46.)
Third, the question improperly asks respondents Based on what is said or suggested in the
ad, how is POM Wonderful made, thereby communicating to respondents that the advertisement
bears on and speaks to these issues of manufacture. That is further leading. See, e.g., American
Greeting Corp., 619 F. Supp. at 1216 ([T]he participants are alerted to a difference and can find
it simply by reading the package. The test does not simulate actual buying habits.).
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6. Dr. Maronicks Second Closed-End Question Was Presented On The Same SurveyPage As The Leading Content Discussed Above, After His Reading Test Had
Already Forced The Respondents To Form An Opinion On The Issue.
Dr. Maronicks second closed-end question was as follows:
Based on what is said or suggested in the ad, how is POM Wonderful pomegranate juice
made from concentrate?
Yes No Dont know/Not sure
(MF 12.) This question was asked on the same page which displayed the print advertisement and the
two leading questions discussed above. (MF 8, 12.) The preceding question had already made the
respondents answer whether the juice was made from concentrate or not, withouta dont know option.
Every respondent had thus been forced to state whether the juice was made from concentrate before
answering this question. By leading the respondents so aggressively with (a) his opening instruction;
(b) his choice of a reading test; and (c) the leading questions that the respondents previously answered
on the exact same survey page, Dr. Maronick rendered this second closed-end question a farce.
B. Dr. Maronicks Survey Regarding The Tree to Bottle Video Suffers FromAdditional Fatal Defects.
1. Dr. Maronick Did Not Use A Control.For the Tree to Bottle survey, Dr. Maronick did not use a control group. (MF 17.) He thus had
no data to indicate what effect the video had on survey respondents, other than measuring their absolute
beliefs using the leading approach discussed above. As Judge Scheindlin recently summarized this flaw
in rejecting a survey:
Not only did the Ford Survey fail to approximate marketplace conditions, it also suffers from
another major flaw-it did not have an effective control. A survey designed to estimate likelihoodof confusion must include a proper control. A control is designed to estimate the degree of
background noise or error in the survey. Without a proper control, there is no benchmark for
determining whether a likelihood of confusion estimate is significant or merely reflects flaws inthe survey methodology
THOIP v. The Walt Disney Company, 690 F. Supp. 2d 218, 240 (S.D.N.Y. 2010).
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2. Because Dr. Maronick Was Completely Unaware That The Tree To BottleVideo Is Displayed On A Webpage, He Did Not Show Respondents That
Context, Making His Survey Results Further Unreliable.
When designing and conducting his surveys, Dr. Maronick mistakenly believed that the
Tree to Bottle video was a television commercial (MF 2, 44), despite the fact that Organic
Juices own counterclaims clearly allege that it is displayed on Poms webpage. Setting aside
how Dr. Maronick could possibly have believed this video resembled a television commercial,
it is actually a video that is embedded on a webpage that explains what Tree to Bottle means:
That Pom is unique in its vertical integration of the pomegranate juice production process from
growing to bottling. (MF 40, 41.) In fact, the header on the webpage reads: Pom Truth Tree
to Bottle, Pom controls the whole juicing process. (MF 40.) The short video does not purport
to show every step of Poms production process, but rather that Pom is vertically integrated,
unlike its competitors (such as Organic Juice, which imports adulterated pomegranate juice
bottled by Elite Naturel, a Turkish company, which makes the juice from fruit that is grown by
various independent Turkish farmers). The Tree to Bottle video is simply an obscure Internet
video explaining this vertical integration. The webpage was accessed only 2,597 times between
early 2008 (when the video was first displayed) and May 31, 2010. (MF 42.) Hundreds of
thousands of consumers purchased Poms products during that time period. (MF 43.)
Yet because Dr. Maronick never bothered to check how Poms video was presented to
consumers before conducting his survey (he has no excuse for that, as Organic Juices Answer
and Counterclaims explicitly alleges that the video is displayed on Poms website), he designed
the survey without ever showing respondents the videos actual context:
Q. And you never let the respondents to this survey decide whether thats the implied
claim after reading the entirety of this advertisement.
A: Thats correct. And I thought that it was -- again, I thought it was a television video -
- a television ad.
(MF 44.) Judge Scheindlin incisively explains why omitting explanatory context in this manner
is a serious flaw for a consumer survey: Labels are not unnoticed by consumers; rather, they
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serve as important sources of information, including brand identification. Dr. Fords failure to
use hang tags and neck labels clearly is a deviation from actual marketplace conditions.
THOIP, 690 F. Supp. 2d at 239.
C. The Court Should Find That Dr. Maronicks Surveys Are Inadmissible, And GrantSummary Judgment Accordingly.
Organic Juice bears the burden of proving its counterclaims with admissible survey
evidence. See Section V(B), supra. As discussed above, Dr. Maronicks surveys are so deeply
flawed and riddled with egregious errors that they are completely unreliable, and thus
inadmissible. Further, the data that Dr. Maronick received in response to his open-ended
questions, despite his best efforts to lead the respondents to focus on the from concentrate
issue, falls far below the level required for statistical significance in a false advertising case, and
thus is inadmissible as a matter of law. (MF 32-35); see Coors Brewing, 802 F. Supp. at 974
(survey response is is statistically insignificant because it falls far short of the 10% cut-off for
statistical significance with respect to open-ended questions.). Finally, his testimony is likely to
mislead the jury, because it is based on extremely deceptive survey data. Dr. Maronick made no
genuine effort to obtain accurate survey results. Instead he designed his survey to give him the
results he desired for his client, repeatedly departing from standard survey procedure because
otherwise he couldnt get the respondents to give the responses he wanted. It would be highly
prejudicial for Dr. Maronick to present testimony at trial based on survey methodology and data
which is fatally defective and unreliable.8
Without such survey testimony, Organic Juice cannot carry its burden at trial, and summary
judgment in Poms favor should therefore be granted. See S.C. Johnson, supra, 614 F. Supp. at
8 Moreover, it is important to recognize that the flaws and errors listed above are just asubset of many different severe defects in Dr. Maronicks survey, which Pom has narrowed for
purposes of seeking summary judgment. Space constraints make it impossible to address thenumerous other severe failings in Dr. Maronicks surveys, many of which are set forth in more
detail in the expert report of Dr. Henry Ostberg. See Ostberg Decl., Exh. A. It would be
distracting and prejudicial to Poms case for the trial to center on complicated defects of survey
methodology; such legal and technical issues are not conducive to presentation in a jury trial.
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1319 (absent admissible survey evidence, [the plaintiffs] claim of false advertising fails both as
a matter of fact and as a matter of law.); American Exp. Travel Related Services, Inc., supra,
776 F. Supp. at 792 (accord.)
VII. CONCLUSIONFor the reasons set forth above, the Court should issue an order granting summary
judgment against the counterclaims set forth in Organic Juices Answer and Counterclaims.
Dated: New York, New YorkJune 30, 2010
LOEB & LOEB LLP
By /s/ Christian D. Carbone
Christian D. Carbone (CC-6502)345 Park AvenueNew York, NY 10154( 212) 407-4000Attorneys for Plaintiff
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