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Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 1
Plan Sponsor
ACTUARIAL BENEFITS & DESIGN CO
City, State
MIDLOTHIAN, VA
FFN
315A7780004-001
Plan Type
VOLUME SUBMITTER
LSN-Date
J500885-03/31/2017
ACTUARIAL CONSULTANTS INC TORRANCE, CA 315D157BH08-001 VOLUME SUBMITTER J500764-03/31/2017
ACTUARIAL CONSULTING GROUP INC MIDLOTHIAN, VA 315A6210720-001 VOLUME SUBMITTER J500521-03/31/2017
ACTUARIAL CONSULTING SERVICES INC AMHERST, NY 315B5990720-001 VOLUME SUBMITTER J500904-08/01/2017
ACUFF & ASSOCIATES INC BRENTWOOD, TN 315A2800720-001 VOLUME SUBMITTER J500497-03/31/2017
ACUFF & ASSOCIATES INC BRENTWOOD, TN 315A2800722-001 VOLUME SUBMITTER J500600-03/31/2017
ADMIN PARTNERS LLC CHERRY HILL, NJ 315D978AQ04-001 VOLUME SUBMITTER J500474-03/31/2017
ADMIN PARTNERS LLC CHERRY HILL, NJ 315D978AQ04-002 VOLUME SUBMITTER J500466-03/31/2017
ADMIN PARTNERS LLC CHERRY HILL, NJ 315D978AQ05-001 VOLUME SUBMITTER J500451-03/31/2017
ADMIN PARTNERS LLC CHERRY HILL, NJ 315D978AQ05-002 VOLUME SUBMITTER J500443-03/31/2017
ADMIN PARTNERS LLC CHERRY HILL, NJ 315D978AQ05-003 VOLUME SUBMITTER J500439-03/31/2017
ADMIN PARTNERS LLC CHERRY HILL, NJ 315D978AQ06-001 VOLUME SUBMITTER J500431-03/31/2017
ADVANCED CONSULTING GROUP INC HOT SPRINGS, AR 315E016FT08-001 VOLUME SUBMITTER J500352-03/31/2017
ADVISORY SERVICES CORPORATION
ADVISORY SERVICES CORPORATION
ADVISORY SERVICES CORPORATION
AEGIS RETIREMENT PARTNERS
PALM BEACH GARDENS,
FL PALM BEACH GARDENS,
FL
PALM BEACH GARDENS, FL CONCORD, MA
315D979AQ04-002
315D979AQ05-002
315D979AQ06-001
315E068BH08-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500467-03/31/2017
J500444-03/31/2017
J500432-03/31/2017
J500746-03/31/2017
ALERUS FINANICAL NA ARDEN HILLS, MN 31523620720-001 VOLUME SUBMITTER J500498-03/31/2017
ALL VALLEY ADMINISTRATORS LLC FRESNO, CA 315B624FT07-001 VOLUME SUBMITTER J500386-03/31/2017
ALL VALLEY ADMINISTRATORS LLC FRESNO, CA 315B624FT08-001 VOLUME SUBMITTER J500353-03/31/2017
ALLIANCE BENEFIT GROUP PEORIA, IL 315A4130720-001 VOLUME SUBMITTER J500499-03/31/2017
ALLIANCE BENEFIT GROUP PEORIA, IL 315A4130722-001 VOLUME SUBMITTER J500589-03/31/2017
ALLIANCE BENEFIT GROUP OF HOUSTON INC HOUSTON, TX 315D302FT07-001 VOLUME SUBMITTER J500387-03/31/2017
ALLIANCE BENEFIT GROUP OF HOUSTON INC HOUSTON, TX 315D302FT08-001 VOLUME SUBMITTER J500354-03/31/2017
ALLIANT INSURANCE SERVICES INC NEW YORK, NY 315E008BH08-001 VOLUME SUBMITTER J500766-03/31/2017
ALLIANT INSURANCE SERVICES INC NEW YORK, NY 315E008BH08-003 VOLUME SUBMITTER J500704-03/31/2017
ALLIANT INSURANCE SERVICES INC NEW YORK, NY 315E008BH08-004 VOLUME SUBMITTER J500914-06/26/2017
ALLIANT INSURANCE SERVICES INC NEW YORK, NY 315E008BH08-005 VOLUME SUBMITTER J500915-06/26/2017
ALLIANT INSURANCE SERVICES INC NEW YORK, NY 315E008BH09-001 VOLUME SUBMITTER J500916-06/26/2017
AMERICAN FIDELITY ASSURANCE COMPANY DBA AFPLANSERV
AMERICAN FUND DISTRIBUTORS INC
OKLAHOMA CITY, OK
IRVINE, CA
31502760001-001
31570210720-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500857-03/31/2017
J500568-03/31/2017
AMERICAN PENSION ADVISORS LTD INDIANAPOLIS, IN 315B4160720-001 VOLUME SUBMITTER J500921-08/01/2017
AMERICAN PENSION ADVISORS LTD INDIANAPOLIS, IN 315B4160721-001 VOLUME SUBMITTER J500922-08/01/2017
AMERICAN TRUST & SAVINGS BANK DUBUQUE, IA 31503890720-001 VOLUME SUBMITTER J500905-06/26/2017
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 2
Plan Sponsor City, State FFN Plan Type LSN-Date
AMERISERV TRUST AND FINANCIAL SERVICES JOHNSTOWN, PA COMPANY
3158764LD08-000 VOLUME SUBMITTER J500482-03/31/2017
AMI BENEFIT PLAN ADMINISTRATORS INC
ARMANINO, LLP
ASC INSTITUTE LLC
ASC INSTITUTE LLC
ASC INSTITUTE LLC
ASC INSTITUTE LLC
ASC INSTITUTE LLC
ASC INSTITUTE LLC
ASC TRUST CORPORATION
ASC TRUST CORPORATION
ASCENSUS CONSULTING LLC
ASCENSUS CONSULTING LLC
ASCENSUS CONSULTING LLC
ASCENSUS INC
ASSEMBLIES OF GOD MINSTERS BENEFIT
YOUNGSTOWN, OH
DALLAS, TX
SYLMAR, CA
SYLMAR, CA
SYLMAR, CA
SYLMAR, CA
SYLMAR, CA
SYLMAR, CA
HAGATNA, GU
HAGATNA, GU
FORT WAYNE, IN
FORT WAYNE, IN
FORT WAYNE, IN
BRAINERD, MN
SPRINGFIELD, MO
315B5140720-001
315A506FT07-001
315D048BH08-001
315D048BH08-002
315D048BH08-003
315D048BH08-004
315D048BH08-005
315D048BH09-001
315C1740720-001
315C1740722-001
315A9620720-001
315A9620721-001
315A9620722-001
31599270005-001
315E0020001-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J501063-12/01/2017
J500420-07/18/2017
J500736-03/31/2017
J500726-03/31/2017
J500698-03/31/2017
J500677-03/31/2017
J500648-03/31/2017
J500818-03/31/2017
J500501-03/31/2017
J500591-03/31/2017
J500500-03/31/2017
J500573-03/31/2017
J500590-03/31/2017
J500868-03/31/2017
J500835-03/31/2017
ASSOCIATION
ASSOCIATED PENSION CONSULTANTS
CHICO, CA
315A6090720-001
VOLUME SUBMITTER
J500502-03/31/2017
ASSOCIATED PENSION CONSULTANTS CHICO, CA 315A6090722-001 VOLUME SUBMITTER J500592-03/31/2017
ASSOCIATED TRUST COMPANY NA NEENAH, WI 3159074BH08-004 VOLUME SUBMITTER J500681-03/31/2017
ASSOCIATED TRUST COMPANY NA NEENAH, WI 3159074BH08-005 VOLUME SUBMITTER J500659-03/31/2017
ASSOCIATED TRUST COMPANY NA NEENAH, WI 3159074BH08-006 VOLUME SUBMITTER J500767-03/31/2017
ATLANTIC PENSION SERVICES INC KENNETT SQUARE, PA 315D943BH08-001 VOLUME SUBMITTER J500747-03/31/2017
ATLANTIC PENSION SERVICES INC KENNETT SQUARE, PA 315D943BH08-003 VOLUME SUBMITTER J500701-03/31/2017
ATLANTIC PENSION SERVICES INC KENNETT SQUARE, PA 315D943BH08-005 VOLUME SUBMITTER J500652-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787AQ05-003 VOLUME SUBMITTER J500452-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787AQ05-004 VOLUME SUBMITTER J500445-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787AQ06-001 VOLUME SUBMITTER J500475-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787AQ06-002 VOLUME SUBMITTER J500468-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787AQ10-001 VOLUME SUBMITTER J500433-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787BH08-001 VOLUME SUBMITTER J500814-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787BH08-002 VOLUME SUBMITTER J500734-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787BH08-003 VOLUME SUBMITTER J500721-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787BH08-004 VOLUME SUBMITTER J500694-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787BH08-005 VOLUME SUBMITTER J500676-03/31/2017
AXA EQUITABLE NEW YORK, NY 3151787BH09-001 VOLUME SUBMITTER J500830-03/31/2017
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 3
Plan Sponsor
BALDWIN LAW GROUP LLP
City, State
BALTIMORE, MD
FFN
315E0070001-000
Plan Type
VOLUME SUBMITTER
LSN-Date
J500844-03/31/2017
BARNARD & ASSOCIATES PENSACOLA, FL 315A311BH08-001 VOLUME SUBMITTER J500748-03/31/2017
BAY BRIDGE ADMINISTRATORS LLC AUSTIN, TX 315D980AQ04-002 VOLUME SUBMITTER J500469-03/31/2017
BENCOR INC SARASOTA, FL 315D2290003-003 VOLUME SUBMITTER J500840-03/31/2017
BENEFIT BOARD OF THE CHRISTIAN &
MISSIONARY ALLIANCE
BENEFIT PLAN PROS INC
COLORADO SPRINGS,
CO
STUART, FL
315D9990001-001
315A227BH08-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500862-03/31/2017
J500749-03/31/2017
BENEFIT PLANNING CONSULTANTS INC CHAMPAIGN, IL 315A3850720-001 VOLUME SUBMITTER J500504-03/31/2017
BENEFIT PLANS ADMINISTRATIVE SERVICES
LLC
BENEFIT PLANS ADMINISTRATIVE SERVICES
LLC BENEFIT PLANS SERVICES INC
UTICA, NY
UTICA, NY
HUNTINGTON, WV
315D373FT07-001
315D373FT08-001
315A230FT07-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500388-03/31/2017
J500355-03/31/2017
J500903-05/30/2017
BENEFIT PLANS SERVICES INC HUNTINGTON, WV 315A230LD08-000 VOLUME SUBMITTER J500481-03/31/2017
BENEFIT RESOURCES INC SACRAMENTO, CA 315A522FT07-004 VOLUME SUBMITTER J500389-03/31/2017
BENEFIT RESOURCES INC SACRAMENTO, CA 315A522FT08-001 VOLUME SUBMITTER J500356-03/31/2017
BENEFIT STRATEGIES INC GRANADA HILLS, CA 315D162FT07-001 VOLUME SUBMITTER J500390-03/31/2017
BENEFITS ADMINISTRATORS, LLC LEXINGTON, KY 315A9030720-001 VOLUME SUBMITTER J500503-03/31/2017
BENEFITS ADMINISTRATORS, LLC LEXINGTON, KY 315A9030721-001 VOLUME SUBMITTER J500574-03/31/2017
BENEFITS ADMINISTRATORS, LLC LEXINGTON, KY 315A9030722-001 VOLUME SUBMITTER J500593-03/31/2017
BIDWELL CONSULTING SERVICES INC CHICO, CA 315D509FT07-001 VOLUME SUBMITTER J500391-03/31/2017
BIDWELL CONSULTING SERVICES INC CHICO, CA 315D509FT08-001 VOLUME SUBMITTER J500357-03/31/2017
BKR INTERNATIONAL NEW YORK, NY 31594050720-001 VOLUME SUBMITTER J500523-03/31/2017
BLUESTAR RETIREMENT SERVICES INC
BMO HARRIS BANK NA
PONTE VEDRA BEACH,
FL MILWAUKEE, WI
315D1950720-001
3153319BH08-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500524-03/31/2017
J500768-03/31/2017
BMO HARRIS BANK NA MILWAUKEE, WI 3153319BH08-003 VOLUME SUBMITTER J500705-03/31/2017
BMO HARRIS BANK NA MILWAUKEE, WI 3153319BH08-004 VOLUME SUBMITTER J500682-03/31/2017
BMO HARRIS BANK NA MILWAUKEE, WI 3153319BH08-005 VOLUME SUBMITTER J500660-03/31/2017
BMO HARRIS BANK NA MILWAUKEE, WI 3153319BH09-001 VOLUME SUBMITTER J500820-03/31/2017
BOARD OF BENEFITS SERVICES NEW YORK, NY 315D9970001-001 VOLUME SUBMITTER J500860-03/31/2017
BOKF NA C/O BOK FINANCIAL TULSA, OK 3150650FT07-001 VOLUME SUBMITTER J500394-03/31/2017
BOKF NA C/O BOK FINANCIAL TULSA, OK 3150650FT08-001 VOLUME SUBMITTER J500358-03/31/2017
BOULAY DONNELLY & SUPOVITZ CONSULTING WORCESTER, MA GROUP
315U235BH08-001 VOLUME SUBMITTER J500750-03/31/2017
BOYCE & ASSOCIATES INC
BPS&M, LLC
BPS&M, LLC
PHOENIX, AZ
BRENTWOOD, TN
BRENTWOOD, TN
315A917BH08-001
31599350720-001
31599350721-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500741-03/31/2017
J500525-03/31/2017
J500575-03/31/2017
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 4
Plan Sponsor
BPS&M, LLC
City, State
BRENTWOOD, TN
FFN
31599350722-001
Plan Type
VOLUME SUBMITTER
LSN-Date
J500595-03/31/2017
BPS&M, LLC BRENTWOOD, TN 31599350722-002 VOLUME SUBMITTER J501030-10/01/2017
BPS&M, LLC BRENTWOOD, TN 31599350722-003 VOLUME SUBMITTER J501031-10/01/2017
BRANCH BANKING AND TRUST COMPANY GREENSBORO, NC 31554370720-001 VOLUME SUBMITTER J500942-07/24/2017
BRANCH BANKING AND TRUST COMPANY GREENSBORO, NC 31554370721-001 VOLUME SUBMITTER J500943-07/24/2017
BRANCH BANKING AND TRUST COMPANY GREENSBORO, NC 31554370722-001 VOLUME SUBMITTER J500944-07/24/2017
BRANCH BANKING AND TRUST COMPANY GREENSBORO, NC 31554370722-002 VOLUME SUBMITTER J500945-07/24/2017
BRANCH BANKING AND TRUST COMPANY GREENSBORO, NC 31554370722-003 VOLUME SUBMITTER J500946-07/24/2017
BREMER TRUST, NATIONAL ASSOCIATION SAINT CLOUD, MN 3152032LD08-000 VOLUME SUBMITTER WITHDRAWN
BROWN EDWARDS & COMPANY LLP BLACKSBURG, VA 315A6380720-001 VOLUME SUBMITTER J500526-03/31/2017
BROWN EDWARDS & COMPANY LLP BLACKSBURG, VA 315A6380722-001 VOLUME SUBMITTER J500596-03/31/2017
BST & CO., CPAS, LLP ALBANY, NY 315D3530720-001 VOLUME SUBMITTER J500561-03/31/2017
BST & CO., CPAS, LLP ALBANY, NY 315D3530722-001 VOLUME SUBMITTER J500617-03/31/2017
BUELOW VETTER BUIKEMA OLSON & VLIET
LLC BUELOW VETTER BUIKEMA OLSON & VLIET
LLC
CADES SCHUTTE LLP
WAUKESHA, WI
WAUKESHA, WI
HONOLULU, HI
315D758FT07-001
315D758FT08-001
315D426FT07-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500423-03/31/2017
J500383-03/31/2017
J500934-07/19/2017
CADES SCHUTTE LLP HONOLULU, HI 315D426FT08-001 VOLUME SUBMITTER J500933-07/19/2017
CALIFORNIA PENSION ADMINISTRATORS & CONSULTANTS INC
CAPITOL LAW GROUP PLLC
LOS ANGELES, CA
BOISE, ID
315D206BE08-000
315B131BH08-006
VOLUME SUBMITTER
VOLUME SUBMITTER
WITHDRAWN
J500769-03/31/2017
CARROLL CONSULTANTS LTD WAYNE, PA 315D972BH08-001 VOLUME SUBMITTER J500817-03/31/2017
CARROLL CONSULTANTS LTD WAYNE, PA 315D972BH08-003 VOLUME SUBMITTER J500702-03/31/2017
CARROLL CONSULTANTS LTD WAYNE, PA 315D972BH08-005 VOLUME SUBMITTER J500653-03/31/2017
CARRUTH COMPLIANCE CONSULTING INC TIGARD, OR 315D981AQ04-002 VOLUME SUBMITTER J500470-03/31/2017
CARRUTH COMPLIANCE CONSULTING INC TIGARD, OR 315D981AQ05-001 VOLUME SUBMITTER J500453-03/31/2017
CAVANAUGH BENEFIT CONSULTANTS WINTER PARK, FL 315D973LD08-000 VOLUME SUBMITTER J500484-03/31/2017
CBIZ BENEFITS & INSURANCE SERVICES INC TORRANCE, CA 315E069BH08-001 VOLUME SUBMITTER J500751-03/31/2017
CBIZ MHM LLC KANSAS CITY, MO 315B2610720-001 VOLUME SUBMITTER J500505-03/31/2017
CBIZ MHM LLC KANSAS CITY, MO 315B2610722-003 VOLUME SUBMITTER J500642-03/31/2017
CBIZ TOFIAS BOSTON, MA 315D7610720-001 VOLUME SUBMITTER J500506-03/31/2017
CBIZ TOFIAS BOSTON, MA 315D7610722-001 VOLUME SUBMITTER J500597-03/31/2017
CCH INCORPORATED DBA FTWILLIAM COM MADISON, WI 315C083FT07-001 VOLUME SUBMITTER J500385-03/31/2017
CCH INCORPORATED DBA FTWILLIAM COM MADISON, WI 315C083FT08-001 VOLUME SUBMITTER J500350-03/31/2017
CCH INCORPORATED DBA FTWILLIAM COM MADISON, WI 315C083FT09-001 VOLUME SUBMITTER J500384-03/31/2017
CETERA RETIREMENT PLAN SPECIALISTS WALNUT CREEK, CA 315D865BH08-001 VOLUME SUBMITTER J500770-03/31/2017
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 5
Plan Sponsor
CETERA RETIREMENT PLAN SPECIALISTS
CETERA RETIREMENT PLAN SPECIALISTS
CHEMICAL BANK WEALTH MANAGEMENT
CHURCH BENEFITS BOARD, INC
CHURCH OF GOD BENEFITS BOARD INC
CMC RETIREMENT & EMPLOYEE BENEFITS
SPECIALISTS INC CMFG LIFE INSURANCE COMPANY
CONCORDIA PLAN SERVICES
City, State
WALNUT CREEK, CA
WALNUT CREEK, CA
MIDLAND, MI
DECATUR, GA
CLEVELAND, TN
GLENDALE, CA
MADISON, WI
ST.LOUIS, MO
FFN
315D865BH08-005
315D865BH09-001
315D604BH08-001
315D9670001-000
315D9920001-1
315A715BH08-001
31516380720-001
315E0010001-001
Plan Type
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
LSN-Date
J500661-03/31/2017
J500821-03/31/2017
J500810-03/31/2017
J500853-03/31/2017
J500854-03/31/2017
J500999-09/21/2017
J500552-03/31/2017
J500834-03/31/2017
CONFERENCE OF MAJOR SUPERIORS OF THE ROMEOVILLE, IL CHRISTIAN BROTHERS OF THE US
315E0060001-001 VOLUME SUBMITTER J500843-03/31/2017
CONRAD M SIEGEL INC
CORNERSTONE BANK
CORNERSTONE RETIREMENT PLAN
HARRISBURG, PA
YORK, NE
WARWICK, RI
315D0270720-001
3157644BH08-001
315D858BH08-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500507-03/31/2017
J500752-03/31/2017
J500787-03/31/2017 ADMINISTRATORS LLC
COUNTRY TRUST BANK LLC SERVICES INC
BLOOMINGTON, IL
31532210720-001
VOLUME SUBMITTER
J500533-03/31/2017
CREATIVE BENEFITS SERVICES INC BALTIMORE, MD 315B684BH08-001 VOLUME SUBMITTER J500753-03/31/2017
CROWN BENEFITS INC LOS ANGELES, CA 315D860BH08-001 VOLUME SUBMITTER J500742-03/31/2017
DANZIGER & MARKHOFF LLP WHITE PLAINS, NY 315D064BH08-001 VOLUME SUBMITTER J500788-03/31/2017
DANZIGER & MARKHOFF LLP WHITE PLAINS, NY 315D064BH08-003 VOLUME SUBMITTER J500711-03/31/2017
DATAIR EMPLOYEE BENEFIT SYSTEMS INC WESTMONT, IL 31599850015-001 VOLUME SUBMITTER J500865-03/31/2017
DAVID W RALSTON PC DALLAS, TX 315D861BH08-001 VOLUME SUBMITTER J500754-03/31/2017
DAVID W RALSTON PC DALLAS, TX 315D861BH08-002 VOLUME SUBMITTER J500729-03/31/2017
DAVID W RALSTON PC DALLAS, TX 315D861BH08-003 VOLUME SUBMITTER J500703-03/31/2017
DAVID W RALSTON PC DALLAS, TX 315D861BH08-004 VOLUME SUBMITTER J500679-03/31/2017
DAVID W RALSTON PC DALLAS, TX 315D861BH08-005 VOLUME SUBMITTER J500654-03/31/2017
DIGITAL RETIREMENT SOLUTIONS INC LONGMONT, CO 315A5470720-001 VOLUME SUBMITTER J500534-03/31/2017
DIGITAL RETIREMENT SOLUTIONS INC LONGMONT, CO 315A5470722-001 VOLUME SUBMITTER J500598-03/31/2017
DIXON HUGHES GOODMAN LLP NORFOLK, VA 315C1620720-001 VOLUME SUBMITTER J500518-03/31/2017
DOCUMENT AGILITY INC LAKE MARY, FL 31599BE0004-001 VOLUME SUBMITTER J500869-08/02/2017
DOCUMENT AGILITY INC LAKE MARY, FL 31599BEBE08-000 VOLUME SUBMITTER WITHDRAWN
DONALD C WHITMIRE ATTORNEY AT LAW ORLANDO, FL 315D212LD08-000 VOLUME SUBMITTER J500485-03/31/2017
DOWNEAST PENSION SERVICES INC NEW GLOUCESTER, ME 315A8930720-001 VOLUME SUBMITTER J500508-03/31/2017
DOWNEAST PENSION SERVICES INC NEW GLOUCESTER, ME 315A8930722-001 VOLUME SUBMITTER J500599-03/31/2017
DST RETIREMENT SOLUTIONS LLC QUINCY, MA 315D6270720-001 VOLUME SUBMITTER J500553-03/31/2017
DST RETIREMENT SOLUTIONS LLC QUINCY, MA 315D6270721-001 VOLUME SUBMITTER J500576-03/31/2017
DST RETIREMENT SOLUTIONS LLC QUINCY, MA 315D6270722-001 VOLUME SUBMITTER J500601-03/31/2017
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 6
Plan Sponsor
DUBUQUE BANK & TRUST CO
City, State
DUBUQUE, IA
FFN
31517190720-001
Plan Type
VOLUME SUBMITTER
LSN-Date
J500527-03/31/2017
DUNCAN FINANCIAL GROUP LLC IRWIN, PA 315D7080720-001 VOLUME SUBMITTER J500564-03/31/2017
DWC ERISA CONSULTANTS LLC ST.PAUL, MN 315B7840720-001 VOLUME SUBMITTER J500496-03/31/2017
DWC ERISA CONSULTANTS LLC ST.PAUL, MN 315B784LD08-000 VOLUME SUBMITTER WITHDRAWN
DYNAMIC PENSION SERVICES INC KETTERING, OH 315A213FT07-001 VOLUME SUBMITTER J500393-03/31/2017
EDBERG & PERRY INC PHOENIX, AZ 315B006BH08-001 VOLUME SUBMITTER J500789-03/31/2017
EDBERG & PERRY INC PHOENIX, AZ 315B006BH08-003 VOLUME SUBMITTER J500712-03/31/2017
EDBERG & PERRY INC PHOENIX, AZ 315B006BH08-005 VOLUME SUBMITTER J501016-09/21/2017
EDUCATORS BENEFIT CONSULTANTS LLC CAMBRIDGE, MN 315D982AQ04-002 VOLUME SUBMITTER J500456-03/31/2017
EISNERAMPER LLP NEW YORK, NY 315C0290720-001 VOLUME SUBMITTER J500528-03/31/2017
EISNERAMPER LLP NEW YORK, NY 315C0290722-001 VOLUME SUBMITTER J500602-03/31/2017
EJ REYNOLDS INC PEMBROKE PINES, FL 315B005BH08-001 VOLUME SUBMITTER J500801-03/31/2017
EJ REYNOLDS INC PEMBROKE PINES, FL 315B005BH08-005 VOLUME SUBMITTER J500655-03/31/2017
EMJAY CORP MILWAUKEE, WI 31531560720-001 VOLUME SUBMITTER J500529-03/31/2017
EMJAY CORP MILWAUKEE, WI 31531560722-001 VOLUME SUBMITTER J500603-03/31/2017
EMPLOYEE BENEFIT RESOURCES INC HELENA, MT 315A957FT07-001 VOLUME SUBMITTER J500395-03/31/2017
EMPLOYEE BENEFIT RESOURCES INC HELENA, MT 315A957FT08-001 VOLUME SUBMITTER J500359-03/31/2017
ENVOY FINANCIAL INC
ENVOY FINANCIAL INC
EPIC ADVISORS INC
COLORADO SPRINGS,
CO COLORADO SPRINGS,
CO
ROCHESTER, NY
312E0040001-001
313E0040002-001
315A355BH08-001
STANDARDIZED
NON-STANDARDIZED
VOLUME SUBMITTER
J200836-03/31/2017
J200837-03/31/2017
J500765-03/31/2017
EPIC ADVISORS INC ROCHESTER, NY 315A355BH08-004 VOLUME SUBMITTER J500680-03/31/2017
EPIC ADVISORS INC ROCHESTER, NY 315A355BH08-005 VOLUME SUBMITTER J501017-09/21/2017
EPIC ADVISORS INC ROCHESTER, NY 315A355BH08-3 VOLUME SUBMITTER J500719-03/31/2017
EPIC ADVISORS INC ROCHESTER, NY 315A355BH09-001 VOLUME SUBMITTER J501018-09/21/2017
ESLER & VANDERSCHAAFF CO LPA DAYTON, OH 315D525FT07-001 VOLUME SUBMITTER J500396-03/31/2017
ESLER & VANDERSCHAAFF CO LPA DAYTON, OH 315D525FT08-001 VOLUME SUBMITTER J500360-03/31/2017
ESTATE & PENSION ADVISORY BOARD CHERRY HILL, NJ 315D864BH08-001 VOLUME SUBMITTER J500790-03/31/2017
FACTS INC CRAWFORDSVILLE, IN 315A904BH08-001 VOLUME SUBMITTER J501019-09/21/2017
FACTS INC CRAWFORDSVILLE, IN 315A904BH08-002 VOLUME SUBMITTER J500728-03/31/2017
FENNEMORE CRAIG PC PHOENIX, AZ 315A906BE08-000 VOLUME SUBMITTER WITHDRAWN
FIDELITY WORKPLACE SERVICES LLC BOSTON, MA 315E0090720-001 VOLUME SUBMITTER J500955-08/07/2017
FIDELITY WORKPLACE SERVICES LLC BOSTON, MA 315E0090721-001 VOLUME SUBMITTER J500958-08/07/2017
FIDELITY WORKPLACE SERVICES LLC BOSTON, MA 315E0090722-001 VOLUME SUBMITTER J500961-08/07/2017
FIDELITY WORKPLACE SERVICES LLC BOSTON, MA 315E0090722-002 VOLUME SUBMITTER J500963-08/07/2017
FIDELITY WORKPLACE SERVICES LLC BOSTON, MA 315E0090722-003 VOLUME SUBMITTER J500965-08/07/2017
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 7
Plan Sponsor
FIFTH THIRD BANK
City, State
CINCINNATI, OH
FFN
31520070720-001
Plan Type
VOLUME SUBMITTER
LSN-Date
J500530-03/31/2017
FIFTH THIRD BANK CINCINNATI, OH 31520070722-001 VOLUME SUBMITTER J500604-03/31/2017
FIRST BUSINESS BANK MADISON, WI 3153625BH08-001 VOLUME SUBMITTER J500755-03/31/2017
FIRST MERCHANTS PRIVATE WEALTH
ADVISORS FIS BUSINESS SYSTEMS LLC
MUNCIE, IN
JACKSONVILLE, FL
3153975LD08-000
31599070720-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500483-03/31/2017
J500493-03/31/2017
FIS BUSINESS SYSTEMS LLC JACKSONVILLE, FL 31599070721-001 VOLUME SUBMITTER J500570-03/31/2017
FIS BUSINESS SYSTEMS LLC JACKSONVILLE, FL 31599070722-001 VOLUME SUBMITTER J500588-03/31/2017
FIS BUSINESS SYSTEMS LLC JACKSONVILLE, FL 31599070722-002 VOLUME SUBMITTER J500632-03/31/2017
FIS BUSINESS SYSTEMS LLC JACKSONVILLE, FL 31599070722-003 VOLUME SUBMITTER J500641-03/31/2017
FORREST T. JONES & COMPANY INC KANSAS CITY, MO 315D9680001-001 VOLUME SUBMITTER J500344-03/31/2017
FRED M LEE FINANCIAL CORPORATION DBA FINANCIAL DECISIONS
FROST BROWN TODD LLC
STOCKTON, CA
LOUISVILLE, KY
315D654BH08-001
315A5120720-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500791-03/31/2017
J500531-03/31/2017
FROST BROWN TODD LLC LOUISVILLE, KY 315A5120722-001 VOLUME SUBMITTER J500605-03/31/2017
FULTON BANK, N.A. LANCASTER, PA 315A161BH08-001 VOLUME SUBMITTER J500913-06/26/2017
FUTURE PLANNING ASSOCIATES INC WILLISTON, VT 31584780720-001 VOLUME SUBMITTER J500532-03/31/2017
GALUSHA HIGGINS & GALUSHA PC HELENA, MT 315D218LD08-000 VOLUME SUBMITTER J500486-03/31/2017
GOLDLEAF PARTNERS BRAINERD, MN 315D569FT07-001 VOLUME SUBMITTER J500397-03/31/2017
GOLDLEAF PARTNERS BRAINERD, MN 315D569FT08-001 VOLUME SUBMITTER J500361-03/31/2017
GORRELICK TIEVY & ABACUS ROCKVILLE, MD 315D267BH08-001 VOLUME SUBMITTER J500802-03/31/2017
GRAY ROBINSON PA ORLANDO, FL 315A364BH08-001 VOLUME SUBMITTER J500800-03/31/2017
GRAY ROBINSON PA ORLANDO, FL 315A364BH08-002 VOLUME SUBMITTER J500731-03/31/2017
GRAY ROBINSON PA ORLANDO, FL 315A364BH08-003 VOLUME SUBMITTER J500717-03/31/2017
GRAY ROBINSON PA ORLANDO, FL 315A364BH08-004 VOLUME SUBMITTER J500688-03/31/2017
GRAY ROBINSON PA ORLANDO, FL 315A364BH08-005 VOLUME SUBMITTER J500669-03/31/2017
GRAY ROBINSON PA ORLANDO, FL 315A364BH09-001 VOLUME SUBMITTER J500822-03/31/2017
GRAYDON HEAD & RITCHEY LLP CINCINNATI, OH 315A326FT07-001 VOLUME SUBMITTER J500398-03/31/2017
GRAYDON HEAD & RITCHEY LLP CINCINNATI, OH 315A326FT08-001 VOLUME SUBMITTER J500362-03/31/2017
GREAT-WEST TRUST COMPANY LLC
GREAT-WEST TRUST COMPANY LLC
GROOM LAW GROUP CHARTERED
GREENWOOD VILLAGE, CO
GREENWOOD VILLAGE, CO WASHINGTON, DC
315A8770720-001
315A8770722-001
315E0050001-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500563-03/31/2017
J500606-03/31/2017
J500839-03/31/2017
GUIDESTONE FINANCIAL RESOURCES DALLAS, TX 315D9980001-001 VOLUME SUBMITTER WITHDRAWN
GUIDESTONE FINANCIAL RESOURCES DALLAS, TX 315D9980001-002 VOLUME SUBMITTER J500833-03/31/2017
GUIDESTONE FINANCIAL RESOURCES DALLAS, TX 315D9980002-001 VOLUME SUBMITTER J500861-03/31/2017
GUIDESTONE FINANCIAL RESOURCES DALLAS, TX 315D9980720-001 VOLUME SUBMITTER WITHDRAWN
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 8
Plan Sponsor
GUIDESTONE FINANCIAL RESOURCES
City, State
DALLAS, TX
FFN
315D9980721-001
Plan Type
VOLUME SUBMITTER
LSN-Date
J500959-08/07/2017
GUIDESTONE FINANCIAL RESOURCES DALLAS, TX 315D9980723-001 VOLUME SUBMITTER WITHDRAWN
GUNSTER YOAKLEY & STEWART PA FORT LAUDERDALE, FL 315A6460720-001 VOLUME SUBMITTER J500554-03/31/2017
GWN SECURITIES INC
HALL RENDER KILLIAN HEATH & LYMAN PSC
PALM BEACH GARDENS,
FL LOUISVILLE, KY
315D983AQ04-002
315A4910720-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500457-03/31/2017
J500535-03/31/2017
HEARTLAND CONSULTING GROUP INC OVERLAND PARK, KS 315D334FT07-001 VOLUME SUBMITTER J500399-03/31/2017
HEARTLAND CONSULTING GROUP INC OVERLAND PARK, KS 315D334FT08-001 VOLUME SUBMITTER J500363-03/31/2017
HIGH PLAINS MANAGEMENT INC LAS VEGAS, NV 315D974LD08-000 VOLUME SUBMITTER J500487-03/31/2017
HILL WARD & HENDERSON PA TAMPA, FL 315B237BH08-001 VOLUME SUBMITTER J500792-03/31/2017
HILL WARD & HENDERSON PA TAMPA, FL 315B237BH08-003 VOLUME SUBMITTER J500713-03/31/2017
HILLS PENSION ASSOCIATES LLC PLYMPTON, MA 315D958BH08-001 VOLUME SUBMITTER J500759-03/31/2017
HINKLE LAW FIRM LLC WICHITA, KS 315B1950720-001 VOLUME SUBMITTER J500536-03/31/2017
HINKLE LAW FIRM LLC WICHITA, KS 315B1950721-001 VOLUME SUBMITTER J500577-03/31/2017
HINKLE LAW FIRM LLC WICHITA, KS 315B1950722-001 VOLUME SUBMITTER J500607-03/31/2017
HINKLE LAW FIRM LLC WICHITA, KS 315B1950722-002 VOLUME SUBMITTER J500918-08/01/2017
HINKLE LAW FIRM LLC WICHITA, KS 315B1950722-003 VOLUME SUBMITTER J500919-08/01/2017
HONKAMP KRUEGER FINANCIAL SERVICES, INC.
HONKAMP KRUEGER FINANCIAL SERVICES, INC.
HONKAMP KRUEGER FINANCIAL SERVICES, INC. HOOKER & HOLCOMBE INC
DUBUQUE, IA
DUBUQUE, IA
DUBUQUE, IA
WEST HARTFORD, CT
315D6180720-001
315D6180721-001
315D6180722-001
315A379LD08-000
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500537-03/31/2017
J500578-03/31/2017
J500608-03/31/2017
WITHDRAWN
HORACE MANN LIFE INSURANCE COMPANY SPRINGFIELD, IL 3153386AQ04-002 VOLUME SUBMITTER J500458-03/31/2017
HORACE MANN LIFE INSURANCE COMPANY SPRINGFIELD, IL 3153386AQ05-001 VOLUME SUBMITTER J500450-03/31/2017
HORACE MANN LIFE INSURANCE COMPANY SPRINGFIELD, IL 3153386AQ05-002 VOLUME SUBMITTER J500442-03/31/2017
HORACE MANN LIFE INSURANCE COMPANY SPRINGFIELD, IL 3153386AQ06-001 VOLUME SUBMITTER J500434-03/31/2017
HOUSTON HARBAUGH PC PITTSBURGH, PA 315D0830005-000 VOLUME SUBMITTER J500838-03/31/2017
HPL&S INC ELK GROVE VILLAGE, IL 315B486BH08-005 VOLUME SUBMITTER J500665-03/31/2017
HPL&S INC ELK GROVE VILLAGE, IL 315B486BH09-001 VOLUME SUBMITTER J500793-03/31/2017
HPL&S INC ELK GROVE VILLAGE, IL 315B486BH09-003 VOLUME SUBMITTER J500714-03/31/2017
HUB INTERNATIONAL NEW ENGLAND LLC
HUNNEX AND SHOEMAKER INC
CUMBERLAND FORESIDE, ME
SEATTLE, WA
315D6220720-001
315D929BH08-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500541-09/01/2017
J500760-03/31/2017
HUNNEX AND SHOEMAKER INC SEATTLE, WA 315D929BH08-005 VOLUME SUBMITTER J500656-03/31/2017
HYDEN MIRON & FOSTER PLLC LITTLE ROCK, AR 315A3580720-001 VOLUME SUBMITTER J500896-03/31/2017
HYDEN MIRON & FOSTER PLLC LITTLE ROCK, AR 315A3580722-001 VOLUME SUBMITTER J500897-03/31/2017
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 9
Plan Sponsor
HYDEN MIRON & FOSTER PLLC
City, State
LITTLE ROCK, AR
FFN
315A3580722-003
Plan Type
VOLUME SUBMITTER
LSN-Date
J500898-03/31/2017
INDIANA BENEFITS INC BLOOMINGTON, IN 315B544FT07-001 VOLUME SUBMITTER J500400-03/31/2017
INDIANA BENEFITS INC BLOOMINGTON, IN 315B544FT08-001 VOLUME SUBMITTER J500364-03/31/2017
INGHAM RETIREMENT GROUP MIAMI, FL 315B4760720-001 VOLUME SUBMITTER J500565-03/31/2017
INTAC ACTUARIAL SERVICES INC RIDGEWOOD, NJ 315D655BH08-001 VOLUME SUBMITTER J500794-03/31/2017
INTAC ACTUARIAL SERVICES INC RIDGEWOOD, NJ 315D655BH08-002 VOLUME SUBMITTER J500730-03/31/2017
INTAC ACTUARIAL SERVICES INC RIDGEWOOD, NJ 315D655BH08-003 VOLUME SUBMITTER J500715-03/31/2017
INTAC ACTUARIAL SERVICES INC RIDGEWOOD, NJ 315D655BH08-005 VOLUME SUBMITTER J500666-03/31/2017
INTAC ACTUARIAL SERVICES INC RIDGEWOOD, NJ 315D655BH09-001 VOLUME SUBMITTER J500823-03/31/2017
INTEGRITY PLANS LLC COLUMBUS, OH 315E0540720-001 VOLUME SUBMITTER J500495-03/31/2017
INVESTRUST RETIREMENT SPECIALISTS LLC OKLAHOMA CITY, OK 315D2700720-001 VOLUME SUBMITTER J500538-03/31/2017
JNT RESOURCE PARTNERS DBA TCG
ADMINSTRATORS JNT RESOURCE PARTNERS DBA TCG
ADMINSTRATORS
JOHNSON BANK
AUSTIN, TX
AUSTIN, TX
RACINE, WI
312E0030001-001
315E0030001-001
3153314BH08-001
STANDARDIZED
VOLUME SUBMITTER
VOLUME SUBMITTER
J200867-03/31/2017
J500866-03/31/2017
J500912-06/26/2017
JOHNSON BANK RACINE, WI 3153314LD08-000 VOLUME SUBMITTER J500478-03/31/2017
JOURNEY RETIREMENT PLAN SERVICES LLC GRAND RAPIDS, MI 315E070BH08-001 VOLUME SUBMITTER J500756-03/31/2017
JULY BUSINESS SERVICES WACO, TX 315A860BH08-001 VOLUME SUBMITTER J500795-03/31/2017
JULY BUSINESS SERVICES WACO, TX 315A860BH08-004 VOLUME SUBMITTER J500686-03/31/2017
JULY BUSINESS SERVICES WACO, TX 315A860BH08-005 VOLUME SUBMITTER J500667-03/31/2017
KAUFMANN & GOBLE ASSOCIATES INC SAN JOSE, CA 315A332BH08-001 VOLUME SUBMITTER J500757-03/31/2017
KDP RETIREMENT PLAN SERVICES INC GRAND RAPIDS, MI 315B233FT07-001 VOLUME SUBMITTER J500401-03/31/2017
KDP RETIREMENT PLAN SERVICES INC GRAND RAPIDS, MI 315B233FT08-001 VOLUME SUBMITTER J500365-03/31/2017
KEENAN & ASSOCIATES TORRANCE, CA 313D3800004-001 NON-STANDARDIZED J300855-03/31/2017
KEVIN E MERRILL ATTORNEY AT LAW WINTER PARK, FL 315D446LD08-000 VOLUME SUBMITTER J500488-03/31/2017
KEYSTONE BENEFIT GROUP INC CRANBERRY TOWNSHIP, 315D975BE08-000
PA
VOLUME SUBMITTER WITHDRAWN
KIBBLE & PRENTICE HOLDING COMPANY
KIBBLE & PRENTICE HOLDING COMPANY
KIBBLE & PRENTICE HOLDING COMPANY
KIDDER BENEFITS CONSULTANTS INC
KIDDER BENEFITS CONSULTANTS INC
KIDDER BENEFITS CONSULTANTS INC
KLM PLAN SERVICES INC
KRAVITZ INC
LAW OFFICES OF M. KRISTI COOK, PC
SEATTLE, WA
SEATTLE, WA
SEATTLE, WA
WEST DES MOINES, IA
WEST DES MOINES, IA
WEST DES MOINES, IA
NEWINGTON, CT
ENCINO, CA
HORSHAM, PA
315B325BH08-001
315B325BH08-004
315B325BH08-005
315B4880720-001
315B4880721-001
315B4880722-001
315D557FT07-001
315D180BH08-001
315D984AQ04-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500758-03/31/2017
J500689-03/31/2017
J500670-03/31/2017
J500539-03/31/2017
J500579-03/31/2017
J500609-03/31/2017
J500402-03/31/2017
J500803-03/31/2017
J500476-03/31/2017
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 10
Plan Sponsor
LAW OFFICES OF M. KRISTI COOK, PC
City, State
HORSHAM, PA
FFN
315D984AQ04-002
Plan Type
VOLUME SUBMITTER
LSN-Date
J500461-03/31/2017
LEON E WERNTZ & ASSOCIATES INC SHREVEPORT, LA 3159928FT07-001 VOLUME SUBMITTER J500403-03/31/2017
LEON E WERNTZ & ASSOCIATES INC SHREVEPORT, LA 3159928FT08-001 VOLUME SUBMITTER J500366-03/31/2017
LESOURD & PATTEN PS SEATTLE, WA 315B2870720-001 VOLUME SUBMITTER J500555-03/31/2017
LESOURD & PATTEN PS SEATTLE, WA 315B2870722-001 VOLUME SUBMITTER J500610-03/31/2017
LIFETIME BENEFIT SOLUTIONS LIVERPOOL, NY 315B654BH08-001 VOLUME SUBMITTER J500804-03/31/2017
LINCOLN RETIREMENT SERVICES COMPANY
LLC
LINCOLN RETIREMENT SERVICES COMPANY LLC
LINCOLN RETIREMENT SERVICES COMPANY
LLC LINCOLN RETIREMENT SERVICES COMPANY LLC
LINCOLN RETIREMENT SERVICES COMPANY LLC LITTLER MENDELSON, PC
FORT WAYNE, IN
FORT WAYNE, IN
FORT WAYNE, IN
FORT WAYNE, IN
FORT WAYNE, IN
PHILADELPHIA, PA
315D185BH08-001
315D185BH08-003
315D185BH08-004
315D185BH08-005
315D185BH09-001
315D985AQ04-002
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500796-03/31/2017
J500716-03/31/2017
J500687-03/31/2017
J500668-03/31/2017
J500824-03/31/2017
J500462-03/31/2017
LITTLER MENDELSON, PC PHILADELPHIA, PA 315D985FT07-001 VOLUME SUBMITTER J500404-03/31/2017
LITTLER MENDELSON, PC PHILADELPHIA, PA 315D985FT08-001 VOLUME SUBMITTER J500367-03/31/2017
LOGICAL DOCUMENT SOLUTIONS INC ORLANDO, FL 315E060LD08-000 VOLUME SUBMITTER J500477-03/31/2017
LOGICAL DOCUMENT SOLUTIONS INC ORLANDO, FL 315E060LD09-000 VOLUME SUBMITTER J500480-03/31/2017
MADISON GRISHAM ATTORNEY AT LAW LYNNWOOD, WA 315D976LD08-000 VOLUME SUBMITTER J500489-03/31/2017
MALCOLM THOMPSON & ASSOCIATES INC HOUSTON, TX 315B335BH08-001 VOLUME SUBMITTER J500797-03/31/2017
MASSACHUSETTS MUTUAL LIFE INSURANCE
COMPANY
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
MASSACHUSETTS MUTUAL LIFE INSURANCE
COMPANY MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY MASTER BENEFIT GROUP INC
SPRINGFIELD, MA
SPRINGFIELD, MA
SPRINGFIELD, MA
SPRINGFIELD, MA
SPRINGFIELD, MA
ST LOUIS, MO
3153883BH08-001
3153883BH08-003
3153883BH08-004
3153883BH08-005
3153883BH09-001
315B604LD08-000
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500761-03/31/2017
J500723-03/31/2017
J500696-03/31/2017
J500657-03/31/2017
J500819-03/31/2017
J500479-03/31/2017
MATTHEWS BENEFIT GROUP INC ST PETERSBURG, FL 315B120BH08-001 VOLUME SUBMITTER J500743-03/31/2017
MCGRATH NORTH MULLIN & KRATZ, PC LLO OMAHA, NE 315D9530720-001 VOLUME SUBMITTER J500494-03/31/2017
MEA FINANCIAL SERVICES EAST LANSING, MI 315D986AQ04-002 VOLUME SUBMITTER J500463-03/31/2017
MENNONITE CHURCH USA EXECUTIVE BOARD ELKHART, IN 315D9940001-001 VOLUME SUBMITTER J500831-03/31/2017
METROPOLITIAN LIFE INSURANCE COMPANY CHARLOTTE, NC 31539980720-001 VOLUME SUBMITTER J500556-03/31/2017
METROPOLITIAN LIFE INSURANCE COMPANY CHARLOTTE, NC 31539980721-001 VOLUME SUBMITTER J500580-03/31/2017
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Page 11
Plan Sponsor
METROPOLITIAN LIFE INSURANCE COMPANY
City, State
CHARLOTTE, NC
FFN
31539980722-001
Plan Type
VOLUME SUBMITTER
LSN-Date
J500611-03/31/2017
MIDAMERCIA ADMINISTRATIVE & RETIREMENT
SOLUTIONS INC MILLENNIUM PENSION SERVICES INC
LAKELAND, FL
SIERRA MADRE, CA
315D2300720-001
315D598BH08-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500540-03/31/2017
J500798-03/31/2017
MILLER CANFIELD PADDOCK & STONE PLC TROY, MI 315D113BE08-000 VOLUME SUBMITTER WITHDRAWN
MILLER CANFIELD PADDOCK & STONE PLC TROY, MI 315D113FT07-001 VOLUME SUBMITTER J500405-03/31/2017
MILLER CANFIELD PADDOCK & STONE PLC TROY, MI 315D113FT08-001 VOLUME SUBMITTER J500368-03/31/2017
MILLER JOHNSON GRAND RAPIDS, MI 315D1110003-000 VOLUME SUBMITTER J500832-03/31/2017
MUTUAL OF AMERICA LIFE INSURANCE CO NEW YORK, NY 31334530009-001 NON-STANDARDIZED J300870-03/31/2017
MUTUAL OF AMERICA LIFE INSURANCE CO NEW YORK, NY 31334530009-002 NON-STANDARDIZED J300871-03/31/2017
MUTUAL OF AMERICA LIFE INSURANCE CO NEW YORK, NY 31334530010-001 NON-STANDARDIZED J300872-03/31/2017
MUTUAL OF AMERICA LIFE INSURANCE CO NEW YORK, NY 31334530011-001 NON-STANDARDIZED J300873-03/31/2017
MUTUAL OF AMERICA LIFE INSURANCE CO NEW YORK, NY 31334530012-001 NON-STANDARDIZED J300874-03/31/2017
MY BENEFITS LLC ATLANTA, GA 315D767FT07-001 VOLUME SUBMITTER J500406-03/31/2017
MY BENEFITS LLC ATLANTA, GA 315D767FT08-001 VOLUME SUBMITTER J500369-03/31/2017
NATIONAL ASSOCIATES INC CLEVELAND, OH 315A704BH08-001 VOLUME SUBMITTER J500799-03/31/2017
NATIONAL BENEFIT SERVICES INC CHICAGO, IL 315D769FT07-001 VOLUME SUBMITTER J500407-03/31/2017
NATIONAL BENEFIT SERVICES INC CHICAGO, IL 315D769FT08-001 VOLUME SUBMITTER J500370-03/31/2017
NATIONAL BENEFIT SERVICES LLC WEST JORDAN, UT 315D2540720-001 VOLUME SUBMITTER J500557-03/31/2017
NATIONAL BENEFIT SERVICES LLC WEST JORDAN, UT 315D2540722-001 VOLUME SUBMITTER J500612-03/31/2017
NATIONAL BENEFIT SERVICES LLC WEST JORDAN, UT 315D2540722-002 VOLUME SUBMITTER J500634-03/31/2017
NATIONWIDE FINANCIAL SERVICES INC COLUMBUS, OH 31542810720-001 VOLUME SUBMITTER J500558-03/31/2017
NEVADA PENSION ADMINISTRATORS &
CONSULANTS INC NEW PINNACLE CONSULTING GROUP LLC
LAS VEGAS, NV
CORNELIUS, NC
315D977LD08-000
315E017FT07-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500490-03/31/2017
J500408-03/31/2017
NEW PINNACLE CONSULTING GROUP LLC CORNELIUS, NC 315E017FT08-001 VOLUME SUBMITTER J500371-03/31/2017
NEWPORT GROUP INC WALNUT CREEK, CA 315D7840720-001 VOLUME SUBMITTER J500550-03/31/2017
NEWPORT GROUP INC WALNUT CREEK, CA 315D7840721-001 VOLUME SUBMITTER J500572-03/31/2017
NEWPORT GROUP INC WALNUT CREEK, CA 315D7840722-001 VOLUME SUBMITTER J500627-03/31/2017
NEWPORT GROUP INC WALNUT CREEK, CA 315D7840722-002 VOLUME SUBMITTER J500637-03/31/2017
NEWPORT GROUP INC WALNUT CREEK, CA 315D7840722-003 VOLUME SUBMITTER J500644-03/31/2017
NEWPORT GROUP INC WALNUT CREEK, CA 315D7840724-001 VOLUME SUBMITTER WITHDRAWN
NICHOLAS & ASSOCIATES INC ELLICOTT CITY, MD 315A851BH08-001 VOLUME SUBMITTER J500815-03/31/2017
NICHOLAS HICKS & FARMER INC DBA FARMER & BETTS NICHOLAS HICKS & FARMER INC DBA FARMER & BETTS
NICHOLAS HICKS & FARMER INC DBA FARMER
TACOMA, WA
TACOMA, WA
TACOMA, WA
315D596BH08-001
315D596BH08-004
315D596BH08-005
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500771-03/31/2017
J500683-03/31/2017
J500662-03/31/2017
Page 12
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Plan Sponsor City, State FFN Plan Type LSN-Date
& BETTS
NORTH AMERICAN DIV OF THE GEN CONF OF
SILVER SPRING, MD
315D9930001-000
VOLUME SUBMITTER
J500856-03/31/2017
SEVENTH DAY ADVENTISTS
NORTH CAROLINA DEPARTMENT OF STATE TREASURER
NORTHEAST FINANCIAL GROUP INC
RALEIGH, NC
TANNERSVILLE, PA
315D9950001-001
315D987AQ04-002
VOLUME SUBMITTER
VOLUME SUBMITTER
J500858-03/31/2017
J500459-03/31/2017
NORTHWEST RETIREMENT PLAN
CONSULTANTS LLC NORTHWEST RETIREMENT PLAN
CONSULTANTS LLC NORTHWEST RETIREMENT PLAN CONSULTANTS LLC NORTHWEST RETIREMENT PLAN
CONSULTANTS LLC NORTHWEST RETIREMENT PLAN CONSULTANTS LLC
NORTHWEST RETIREMENT PLANS INC
RENTON, WA
RENTON, WA
RENTON, WA
RENTON, WA
RENTON, WA
MEDFORD, OR
315D963BH08-001
315D963BH08-002
315D963BH08-004
315D963BH08-005
315D963BH09-001
315B176BH08-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J501020-09/21/2017
J500732-03/31/2017
J500690-03/31/2017
J500671-03/31/2017
J500827-03/31/2017
J500772-03/31/2017
NORTHWEST RETIREMENT PLANS INC MEDFORD, OR 315B176BH08-004 VOLUME SUBMITTER J500684-03/31/2017
NORTHWEST RETIREMENT PLANS INC MEDFORD, OR 315B176BH09-001 VOLUME SUBMITTER J500825-03/31/2017
NORTHWEST RETIREMENT SERVICES ERIE, PA 315A234LD08-000 VOLUME SUBMITTER WITHDRAWN
NOVA 401K ASSOCIATES INC HOUSTON, TX 315D7140720-001 VOLUME SUBMITTER J500566-03/31/2017
NOVA 401K ASSOCIATES INC HOUSTON, TX 315D7140722-001 VOLUME SUBMITTER J500629-03/31/2017
NOVA 401K ASSOCIATES INC HOUSTON, TX 315D7140722-002 VOLUME SUBMITTER J500639-03/31/2017
NOVA 401K ASSOCIATES INC HOUSTON, TX 315D7140722-003 VOLUME SUBMITTER J500646-03/31/2017
NYHART INDIANAPOLIS, IN 3159945FT07-001 VOLUME SUBMITTER J500409-03/31/2017
NYHART INDIANAPOLIS, IN 3159945FT08-001 VOLUME SUBMITTER J500372-03/31/2017
O' CONNELL PENSION CONSULTING INC EUGENE, OR 315D173FT07-001 VOLUME SUBMITTER J500410-03/31/2017
ODYSSEY ADVISORS INC COLCHESTER, CT 315D656BH08-001 VOLUME SUBMITTER J500773-03/31/2017
ODYSSEY ADVISORS INC COLCHESTER, CT 315D656BH08-005 VOLUME SUBMITTER J500663-03/31/2017
OMNI FINANCIAL GROUP INC ROCHESTER, NY 315E077FT08-001 VOLUME SUBMITTER J501044-10/17/2017
ONEAMERICA FINANCIAL PARTNERS INC INDIANAPOLIS, IN 315D7850020-001 VOLUME SUBMITTER J501067-11/22/2017
ONEAMERICA FINANCIAL PARTNERS INC INDIANAPOLIS, IN 315D7850021-001 VOLUME SUBMITTER J501068-11/22/2017
ONEAMERICA FINANCIAL PARTNERS INC INDIANAPOLIS, IN 315D7850722-001 VOLUME SUBMITTER WITHDRAWN
ONEAMERICA FINANCIAL PARTNERS INC INDIANAPOLIS, IN 315D7850722-002 VOLUME SUBMITTER WITHDRAWN
ONEAMERICA FINANCIAL PARTNERS INC INDIANAPOLIS, IN 315D7850722-003 VOLUME SUBMITTER WITHDRAWN
OPEN BIBLE CHURCHES DES MOINES, IA 315D9660001-000 VOLUME SUBMITTER J500852-03/31/2017
PA RETIREMENT SOLUTIONS INC HARRISBURG, PA 315D612FT08-001 VOLUME SUBMITTER J500351-03/31/2017
PA RETIREMENT SOLUTIONS INC HARRISBURG, PA 315D612FT09-001 VOLUME SUBMITTER J500392-03/31/2017
PACIFIC PENSION ADMINISTRATORS AGOURA HILLS, CA 315E057BH08-001 VOLUME SUBMITTER J500744-03/31/2017
Page 13
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Plan Sponsor City, State FFN Plan Type LSN-Date
PACIFIC PENSION ADMINISTRATORS AGOURA HILLS, CA 315E057BH08-005 VOLUME SUBMITTER J500650-03/31/2017
PACIFIC PENSION ADMINISTRATORS AGOURA HILLS, CA 315E057BH09-001 VOLUME SUBMITTER J501021-09/21/2017
PANAGIOTU PENSION ADVISORS INC UNIVERSITY PLACE, WA 315A500FT07-001 VOLUME SUBMITTER J500411-03/31/2017
PANAGIOTU PENSION ADVISORS INC UNIVERSITY PLACE, WA 315A500FT08-004 VOLUME SUBMITTER J500373-03/31/2017
PASI, LLC FARMINGTON, CT 315D7810720-001 VOLUME SUBMITTER J500567-03/31/2017
PASI, LLC FARMINGTON, CT 315D7810722-001 VOLUME SUBMITTER J500630-03/31/2017
PATHWAY BENEFIT SERVICES GRAND RAPIDS, MI 315D3540720-001 VOLUME SUBMITTER J500559-03/31/2017
PEERY & ASSOCIATES INC PESCADERO, CA 315B028FT07-001 VOLUME SUBMITTER J500412-03/31/2017
PEERY & ASSOCIATES INC PESCADERO, CA 315B028FT08-001 VOLUME SUBMITTER J500374-03/31/2017
PELION BENEFITS INC DURHAM, NC 315A145BH08-004 VOLUME SUBMITTER J500745-03/31/2017
PENNSYLVANIA PENSION PLANNERS INC HARRISBURG, PA 315B2230720-001 VOLUME SUBMITTER J500542-03/31/2017
PENSERV PLAN SERVICES INC WEST COLUMBIA, SC 31599AQ0720-001 VOLUME SUBMITTER J500560-03/31/2017
PENSERV PLAN SERVICES INC WEST COLUMBIA, SC 31599AQ0721-001 VOLUME SUBMITTER J500947-09/01/2017
PENSERV PLAN SERVICES INC WEST COLUMBIA, SC 31599AQ0722-001 VOLUME SUBMITTER J500948-09/01/2017
PENSERV PLAN SERVICES INC WEST COLUMBIA, SC 31599AQ0722-002 VOLUME SUBMITTER J500949-09/01/2017
PENSERV PLAN SERVICES INC WEST COLUMBIA, SC 31599AQ0722-003 VOLUME SUBMITTER J500950-09/01/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ04-001 VOLUME SUBMITTER J500471-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ04-002 VOLUME SUBMITTER J500455-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ05-001 VOLUME SUBMITTER J500448-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ05-002 VOLUME SUBMITTER J500440-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ05-003 VOLUME SUBMITTER J500436-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ06-001 VOLUME SUBMITTER J500428-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ07-001 VOLUME SUBMITTER J500472-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ07-002 VOLUME SUBMITTER J500464-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ08-001 VOLUME SUBMITTER J500449-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ08-002 VOLUME SUBMITTER J500441-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ09-001 VOLUME SUBMITTER J500429-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ09-003 VOLUME SUBMITTER J500437-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ10-001 VOLUME SUBMITTER J500454-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ11-002 VOLUME SUBMITTER J500446-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ11-003 VOLUME SUBMITTER J500438-03/31/2017
PENSERV PLAN SERVICES, INC. HORSHAM, PA 31599AQAQ12-001 VOLUME SUBMITTER J500430-03/31/2017
PENSION BENEFIT CONSULTANTS OAKLAND, CA 315D522BH08-001 VOLUME SUBMITTER J500774-03/31/2017
PENSION BENEFIT CONSULTANTS OAKLAND, CA 315D522BH08-003 VOLUME SUBMITTER J500706-03/31/2017
PENSION CONSULTANTS CO INC GREEN BAY, WI 315B338BH08-001 VOLUME SUBMITTER J500775-03/31/2017
PENSION DYNAMICS COMPANY LLC PLEASANT HILL, CA 315D228FT07-001 VOLUME SUBMITTER J500413-03/31/2017
Page 14
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Plan Sponsor
PENSION DYNAMICS COMPANY LLC
City, State
PLEASANT HILL, CA
FFN
315D228FT08-001
Plan Type
VOLUME SUBMITTER
LSN-Date
J500375-03/31/2017
PENSION PLAN SERVICES INC GRAND BLANC, MI 315D879BH08-001 VOLUME SUBMITTER J500776-03/31/2017
PENSION SOLUTIONS INC OKLAHOMA CITY, OK 315A397BH08-001 VOLUME SUBMITTER J500762-03/31/2017
PENSION SOLUTIONS INC OKLAHOMA CITY, OK 315A397BH08-003 VOLUME SUBMITTER J500724-03/31/2017
PENSION SOLUTIONS INC OKLAHOMA CITY, OK 315A397BH08-004 VOLUME SUBMITTER J500697-03/31/2017
PENSION SOLUTIONS INC OKLAHOMA CITY, OK 315A397BH08-005 VOLUME SUBMITTER J500658-03/31/2017
PENSION WORKS INC COLCHESTER, VT 315B043FT07-001 VOLUME SUBMITTER J500414-03/31/2017
PENSION WORKS INC COLCHESTER, VT 315B043FT08-001 VOLUME SUBMITTER J500376-03/31/2017
PENSIONSOURCE CORPORATION CERRITOS, CA 315C151LD08-000 VOLUME SUBMITTER WITHDRAWN
PENSYS INC ROSEVILLE, CA 315A601BH08-001 VOLUME SUBMITTER J500777-03/31/2017
PENSYS INC ROSEVILLE, CA 315A601BH08-004 VOLUME SUBMITTER J500678-03/31/2017
PENSYS INC ROSEVILLE, CA 315A601BH08-005 VOLUME SUBMITTER J500651-03/31/2017
PENSYS INC ROSEVILLE, CA 315A601BH09-001 VOLUME SUBMITTER J500828-03/31/2017
PENTEGRA SERVICES INC WHITE PLAINS, NY 31570030720-001 VOLUME SUBMITTER J500543-03/31/2017
PENTEGRA SERVICES INC WHITE PLAINS, NY 31570030721-001 VOLUME SUBMITTER J500581-03/31/2017
PENTEGRA SERVICES INC WHITE PLAINS, NY 31570030722-001 VOLUME SUBMITTER J500613-03/31/2017
PIETZSCH BONNETT & WOMACK PA PHOENIX, AZ 315D236LD08-000 VOLUME SUBMITTER J500491-03/31/2017
PINNACLE PLAN DESIGN LLC TUCSON, AZ 315A6750720-001 VOLUME SUBMITTER J500544-03/31/2017
PINNACLE PLAN DESIGN LLC TUCSON, AZ 315A6750722-001 VOLUME SUBMITTER J500614-03/31/2017
PLAN DESIGN CONSULTANTS INC SAN MATEO, CA 315A577BH08-001 VOLUME SUBMITTER J500778-03/31/2017
PLANMEMBER SERVICES CARPINTERIA, CA 315A784AQ04-001 VOLUME SUBMITTER J500473-03/31/2017
PLANMEMBER SERVICES CARPINTERIA, CA 315A784AQ04-002 VOLUME SUBMITTER J500465-03/31/2017
PLANMEMBER SERVICES CARPINTERIA, CA 315A784AQ05-002 VOLUME SUBMITTER J500447-03/31/2017
PNC BANK, NATIONAL ASSOCIATION PITTSBURGH, PA 3154779BH08-001 VOLUME SUBMITTER J500740-03/31/2017
PNC BANK, NATIONAL ASSOCIATION PITTSBURGH, PA 3154779BH08-002 VOLUME SUBMITTER J500733-03/31/2017
PNC BANK, NATIONAL ASSOCIATION PITTSBURGH, PA 3154779BH08-003 VOLUME SUBMITTER J500718-03/31/2017
POLYCOMP ADMINISTRATIVE SERVICES INC ROSEVILLE, CA 315D482BH08-001 VOLUME SUBMITTER J500779-03/31/2017
POLYCOMP ADMINISTRATIVE SERVICES INC ROSEVILLE, CA 315D482BH08-003 VOLUME SUBMITTER J500707-03/31/2017
PREMIER RETIREMENT SERVICES INC WILSONVILLE, OR 315B957BH08-001 VOLUME SUBMITTER J500780-03/31/2017
PRIMARK BENEFITS BURLINGAME, CA 315D237BH08-001 VOLUME SUBMITTER J500781-03/31/2017
PRIMARK BENEFITS BURLINGAME, CA 315D237BH08-003 VOLUME SUBMITTER J500708-03/31/2017
PRINCIPAL LIFE INSURANCE COMPANY DES MOINES, IA 31307440003-001 NON-STANDARDIZED J300864-03/31/2017
PRINCIPAL LIFE INSURANCE COMPANY DES MOINES, IA 31507440005-000 VOLUME SUBMITTER J500882-03/31/2017
PROFESSIONAL PLAN ADMINISTRATORS ORANGE, CA 315B020BH08-001 VOLUME SUBMITTER J500811-03/31/2017
QUALIFIED PLANS LLC SAVANNAH, GA 315B3140720-001 VOLUME SUBMITTER J500519-03/31/2017
QUALIFIED RETIREMENT PLAN SERVICES INC RALEIGH, NC 315A5920720-001 VOLUME SUBMITTER J500545-03/31/2017
Page 15
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Plan Sponsor
QUINTES ADMINISTRATIVE & INSURANCE
City, State
SALINAS, CA
FFN
315B3890720-001
Plan Type
VOLUME SUBMITTER
LSN-Date
J500920-08/01/2017
SERVICES INC
RANDALL & HURLEY INC
SPOKANE, WA
315B105FT07-001
VOLUME SUBMITTER
J500415-03/31/2017
RANDALL & HURLEY INC SPOKANE, WA 315B105FT08-001 VOLUME SUBMITTER J500377-03/31/2017
RED BANK PENSION SERVICES INC RED BANK, NJ 315A5880720-001 VOLUME SUBMITTER J500546-03/31/2017
RED BANK PENSION SERVICES INC RED BANK, NJ 315A5880722-001 VOLUME SUBMITTER J500615-03/31/2017
RETIREMENT MANAGEMENT SERVICES LLC LOUISVILLE, KY 315D809BH08-001 VOLUME SUBMITTER J500782-03/31/2017
RETIREMENT MANAGEMENT SERVICES LLC LOUISVILLE, KY 315D809BH08-003 VOLUME SUBMITTER J500709-03/31/2017
RETIREMENT PLAN ADMINISTRATIVE
SERVICE, LTD. RETIREMENT PLAN SERVICES LLC
RICHMOND, VA
ST LOUIS, MO
315A6320720-001
315B3710720-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500547-03/31/2017
J500548-03/31/2017
RETIREMENT PLAN SERVICES LLC ST LOUIS, MO 315B3710721-001 VOLUME SUBMITTER J500582-03/31/2017
RETIREMENT PLANNERS & ADMINISTRATORS
INC RETIREMENT PLANNERS & ADMINISTRATORS INC
RETIREMENT PLANNING SERVICES INC
FALLS CHURCH, VA
FALLS CHURCH, VA
GREENWOOD VILLAGE,
315B7320720-001
315B7320722-001
315B166FT07-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500549-03/31/2017
J500616-03/31/2017
J500416-03/31/2017
RETIREMENT PLANNING SERVICES INC
RETIREMENT SOLUTIONS LLC
CO
GREENWOOD VILLAGE,
CO BARRE, VT
315B166FT08-001
315C196BH08-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500378-03/31/2017
J500763-03/31/2017
RETIREMENT SOLUTIONS LLC BARRE, VT 315C196BH08-003 VOLUME SUBMITTER J500725-03/31/2017
RETIREMENT STRATEGIES INC AUGUSTA, GA 315A381FT07-004 VOLUME SUBMITTER J501056-10/17/2017
ROGERS WEALTH GROUP INC FORT WORTH, TX 315D885BH08-001 VOLUME SUBMITTER J500783-03/31/2017
ROGERS WEALTH GROUP INC FORT WORTH, TX 315D885BH08-004 VOLUME SUBMITTER J500685-03/31/2017
ROGERS WEALTH GROUP INC FORT WORTH, TX 315D885BH08-005 VOLUME SUBMITTER J500664-03/31/2017
ROGERS WEALTH GROUP INC FORT WORTH, TX 315D885BH09-001 VOLUME SUBMITTER J500826-03/31/2017
RUDD AND WISDOM INC AUSTIN, TX 315D1350009-000 VOLUME SUBMITTER J500842-03/31/2017
SAALFELD GRIGGS PC SALEM, OR 315D241BE08-000 VOLUME SUBMITTER WITHDRAWN
SAN DIEGO & IMPERIAL COUNTY SCHOOLS FRINGE BENEFITS CONSORTIUM
SATURNA TRUST COMPANY
SAN DIEGO, CA
HENDERSON, NV
315E0140722-002
31517280720-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500635-03/31/2017
J501033-10/01/2017
SBERA WOBURN, MA 315A206BH08-001 VOLUME SUBMITTER J500805-03/31/2017
SBERA WOBURN, MA 315A206BH08-005 VOLUME SUBMITTER J500672-03/31/2017
SCHNEIDER DOWNS & CO INC PITTSBURGH, PA 315B365FT07-001 VOLUME SUBMITTER J500417-03/31/2017
SCHNEIDER DOWNS & CO INC PITTSBURGH, PA 315B365FT08-001 VOLUME SUBMITTER J500379-03/31/2017
SCHNITMAN & ASSOCIATES INC ALLEN, TX 315D887BH08-001 VOLUME SUBMITTER J500806-03/31/2017
SCHNITMAN & ASSOCIATES INC ALLEN, TX 315D887BH08-004 VOLUME SUBMITTER J500691-03/31/2017
SCHOOLSFIRST PLAN ADMINISTRATION, LLC TUSTIN, CA 315E0150722-002 VOLUME SUBMITTER J500633-08/01/2017
Page 16
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Plan Sponsor
SECURITY FINANCIAL RESOURCES INC
SECURITY FINANCIAL RESOURCES INC
SENTINEL BENEFITS GROUP INC
SIKICH LLP
City, State
TOPEKA, KS
TOPEKA, KS
WAKEFIELD, MA
NAPERVILLE, IL
FFN
315A6530720-001
315A6530722-001
315B2050720-001
315B3620720-001
Plan Type
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
LSN-Date
J500895-03/31/2017
J500618-03/31/2017
not issued yet
J500562-03/31/2017
SIKICH LLP NAPERVILLE, IL 315B3620722-001 VOLUME SUBMITTER J500619-03/31/2017
SMITH ELLIOTT KEARNS & COMPANY LLC CHAMBERSBURG, PA 315B0600720-001 VOLUME SUBMITTER J500509-03/31/2017
SMITH ELLIOTT KEARNS & COMPANY LLC CHAMBERSBURG, PA 315B0600721-001 VOLUME SUBMITTER J500586-03/31/2017
SMITH ELLIOTT KEARNS & COMPANY LLC CHAMBERSBURG, PA 315B0600722-001 VOLUME SUBMITTER J500620-03/31/2017
SPECTRUM RETIREMENT SERVICES CORPORATION
SPECTRUM RETIREMENT SERVICES CORPORATION
SPENCER FANE LLP
LEXINGTON, SC
LEXINGTON, SC
DENVER, CO
315D657BH08-001
315D657BH08-005
315D6360720-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500807-03/31/2017
J500673-03/31/2017
J500522-09/01/2017
SPENCER FANE LLP DENVER, CO 315D6360722-001 VOLUME SUBMITTER J500594-09/01/2017
STANDARD RETIREMENT SERVICES INC PORTLAND, OR 31552880720-001 VOLUME SUBMITTER J500510-03/31/2017
STANDARD RETIREMENT SERVICES INC PORTLAND, OR 31552880721-001 VOLUME SUBMITTER J500583-03/31/2017
STINSON LEONARD STREET LLP MINNEAPOLIS, MN 315B2540720-001 VOLUME SUBMITTER J500511-03/31/2017
STINSON LEONARD STREET LLP MINNEAPOLIS, MN 315B2540722-001 VOLUME SUBMITTER J500621-03/31/2017
SUMMIT BENEFIT & ACTUARIAL SERVICES INC EUGENE, OR 315D188FT07-001 VOLUME SUBMITTER J500418-03/31/2017
SUMMIT BENEFIT & ACTUARIAL SERVICES INC EUGENE, OR 315D188FT08-001 VOLUME SUBMITTER J500380-03/31/2017
SUMMIT FINANCIAL CORPORATION BURLINGTON, MA 315B069BH08-001 VOLUME SUBMITTER J500784-03/31/2017
TD AMERITRADE TRUST COMPANY DENVER, CO 315D9170720-001 VOLUME SUBMITTER J501035-12/01/2017
TD AMERITRADE TRUST COMPANY DENVER, CO 315D9170721-001 VOLUME SUBMITTER J501037-12/01/2017
TD AMERITRADE TRUST COMPANY DENVER, CO 315D9170722-001 VOLUME SUBMITTER J501038-12/01/2017
TD AMERITRADE TRUST COMPANY DENVER, CO 315D9170722-002 VOLUME SUBMITTER J501039-12/01/2017
TD AMERITRADE TRUST COMPANY DENVER, CO 315D9170722-003 VOLUME SUBMITTER J501040-12/01/2017
TDM RETIREMENT SERVICES LLC BLOOMFIELD HILLS, MI 315D891BH08-001 VOLUME SUBMITTER J500812-03/31/2017
TDM RETIREMENT SERVICES LLC BLOOMFIELD HILLS, MI 315D891BH08-004 VOLUME SUBMITTER J500692-03/31/2017
THE ANGELL PENSION GROUP INC EAST PROVIDENCE, RI 315B076FT07-001 VOLUME SUBMITTER J500419-03/31/2017
THE ANGELL PENSION GROUP INC EAST PROVIDENCE, RI 315B076FT08-001 VOLUME SUBMITTER J500381-03/31/2017
THE HDH GROUP INC ERIE, PA 315E074BH08-001 VOLUME SUBMITTER J501022-09/21/2017
THE HILB GROUP OF NEW ENGLAND, LLC WARWICK, RI 315E072BH08-001 VOLUME SUBMITTER J500906-06/26/2017
THE HUNTINGTON NATIONAL BANK COLUMBUS, 0H 31534020720-001 VOLUME SUBMITTER J500569-03/31/2017
THE HUNTINGTON NATIONAL BANK COLUMBUS, 0H 31534020721-001 VOLUME SUBMITTER J500587-03/31/2017
THE HUNTINGTON NATIONAL BANK COLUMBUS, 0H 31534020722-001 VOLUME SUBMITTER J500631-03/31/2017
THE HUNTINGTON NATIONAL BANK COLUMBUS, 0H 31534020722-002 VOLUME SUBMITTER J500640-03/31/2017
THE HUNTINGTON NATIONAL BANK COLUMBUS, 0H 31534020722-003 VOLUME SUBMITTER J500647-03/31/2017
Page 17
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Plan Sponsor
THE HUNTINGTON NATIONAL BANK
City, State
COLUMBUS, OH
FFN
3153402BH08-001
Plan Type
VOLUME SUBMITTER
LSN-Date
J500808-03/31/2017
THE HUNTINGTON NATIONAL BANK COLUMBUS, OH 3153402LD08-000 VOLUME SUBMITTER WITHDRAWN
THE KENNETH D ANDERSON COMPANY INC CONCORD, MA 315D931BH08-001 VOLUME SUBMITTER J500785-03/31/2017
THE KENNETH D ANDERSON COMPANY INC CONCORD, MA 315D931BH08-003 VOLUME SUBMITTER J500710-03/31/2017
THE OHIO NATIONAL LIFE INSURANCE
COMPANY
THE PENSION SERVICE INC
CINCINNATI, OH
NORTH HAVEN, CT
31544740720-001
315A565LD08-000
VOLUME SUBMITTER
VOLUME SUBMITTER
J501032-10/01/2017
WITHDRAWN
THE PENSION STUDIO WEST PALM BEACH, FL 315C183BH08-001 VOLUME SUBMITTER J500786-03/31/2017
THE PRUDENTIAL INSURANCE COMPANY OF
AMERICA THE PRUDENTIAL INSURANCE COMPANY OF
ISELIN, NJ
ISELIN, NJ
31548580720-001
31548580722-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500956-08/07/2017
J500962-08/07/2017 AMERICA
THE RETIREMENT ADVANTAGE INC
APPLETON, WI
315D3630720-001
VOLUME SUBMITTER
J500512-03/31/2017
THE RETIREMENT ADVANTAGE INC APPLETON, WI 315D3630722-001 VOLUME SUBMITTER J500622-03/31/2017
THE RETIREMENT PLAN COMPANY LLC BRENTWOOD, TN 315C2080720-001 VOLUME SUBMITTER J500513-03/31/2017
THE RETIREMENT PLAN COMPANY LLC BRENTWOOD, TN 315C2080722-001 VOLUME SUBMITTER J500623-03/31/2017
THE RIVERGROUP ADMINISTRATION
SERVICES LLC
THE RIVERGROUP ADMINISTRATION SERVICES LLC
THE RIVERGROUP ADMINISTRATION
SERVICES LLC THE TDS GROUP INC DBA TAX DEFERRED SOLUTIONS
THE VARGO COMPANY
OSCEOLA, WI
OSCEOLA, WI
OSCEOLA, WI
CITRUS HEIGHTS, CA
ERIE, PA
315D813BH08-001
315D813BH08-002
315D813BH08-003
315D9960001-001
315B650BH08-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500737-03/31/2017
J500727-03/31/2017
J500699-03/31/2017
J500859-03/31/2017
J500809-03/31/2017
THE VARGO COMPANY ERIE, PA 315B650BH08-005 VOLUME SUBMITTER J500674-03/31/2017
THE WAGNER LAW GROUP, A PROFESSIONAL CORPORATION
THORSON BARNETT & MCDONALD PC
BOSTON, MA
SEATTLE, WA
315D9650001-000
315A7610720-001
VOLUME SUBMITTER
VOLUME SUBMITTER
J500886-04/13/2017
J500514-03/31/2017
THORSON BARNETT & MCDONALD PC SEATTLE, WA 315A7610722-001 VOLUME SUBMITTER J500624-03/31/2017
THORSON BARNETT & MCDONALD PC SEATTLE, WA 315A7610722-002 VOLUME SUBMITTER J500636-03/31/2017
THORSON BARNETT & MCDONALD PC SEATTLE, WA 315A7610722-003 VOLUME SUBMITTER J500643-03/31/2017
TIAA NEW YORK, NY 31596150720-001 VOLUME SUBMITTER J500954-08/07/2017
TIAA NEW YORK, NY 31596150720-002 VOLUME SUBMITTER J600957-08/07/2017
TIAA NEW YORK, NY 31596150721-001 VOLUME SUBMITTER J500584-03/31/2017
TIAA NEW YORK, NY 31596150722-001 VOLUME SUBMITTER J500960-08/07/2017
TIAA NEW YORK, NY 31596150723-001 VOLUME SUBMITTER J500967-08/07/2017
TIAA NEW YORK, NY 31596150724-001 VOLUME SUBMITTER J500966-08/07/2017
TIAA NEW YORK, NY 31596150725-001 VOLUME SUBMITTER J500964-08/07/2017
Page 18
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Plan Sponsor City, State FFN Plan Type LSN-Date
TRANSAMERICA RETIREMENT SOLUTIONS LLCHARRISON, NY 31538280005-001 VOLUME SUBMITTER J500863-03/31/2017
TRINITY PENSION CONSULTANTS INC
TRISTATE PLAN ADMINISTRATION INC
TSA CONSULTING GROUP INC
COPLEY, OH
CINCINNATI, OH
FORT WALTON BEACH,
315D695BH08-001
315D7440720-001
315D988AQ04-002
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500738-03/31/2017
J500520-03/31/2017
J500460-03/31/2017
TSC INC
FL
EDINA, MN
315B536BH08-001
VOLUME SUBMITTER
J501023-09/21/2017
TSC INC EDINA, MN 315B536BH08-005 VOLUME SUBMITTER J501024-09/21/2017
TYLER SIMMS & ST SAUVEUR CPAS PC LEBANON, NH 315A220LD08-000 VOLUME SUBMITTER WITHDRAWN
UNIFIED TRUST COMPANY NA LEXINGTON, KY 315A1580720-001 VOLUME SUBMITTER J500515-03/31/2017
UNIFIED TRUST COMPANY NA LEXINGTON, KY 315A1580721-001 VOLUME SUBMITTER J500585-03/31/2017
UNIFIED TRUST COMPANY NA LEXINGTON, KY 315A1580722-001 VOLUME SUBMITTER J500625-03/31/2017
UNION BANK & TRUST COMPANY LINCOLN, NE 31556110720-001 VOLUME SUBMITTER J500516-03/31/2017
UNITED RETIREMENT INC DUBLIN, OH 315D734BH08-001 VOLUME SUBMITTER J500813-03/31/2017
UNITED RETIREMENT INC DUBLIN, OH 315D734BH08-003 VOLUME SUBMITTER J500720-03/31/2017
UNITED RETIREMENT INC DUBLIN, OH 315D734BH08-004 VOLUME SUBMITTER J500693-03/31/2017
UNITED RETIREMENT INC DUBLIN, OH 315D734BH08-005 VOLUME SUBMITTER J500675-03/31/2017
UNITED RETIREMENT INC DUBLIN, OH 315D734BH09-001 VOLUME SUBMITTER J500829-03/31/2017
USI CONSULTING GROUP GLASTONBURY, CT 315B0890720-001 VOLUME SUBMITTER J500517-03/31/2017
USI CONSULTING GROUP GLASTONBURY, CT 315B0890721-001 VOLUME SUBMITTER J500571-03/31/2017
USI CONSULTING GROUP GLASTONBURY, CT 315B0890722-001 VOLUME SUBMITTER J500626-03/31/2017
VACCARRO & PRISCO LLP HAUPPAUGE, NY 315D149LD08-000 VOLUME SUBMITTER WITHDRAWN
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31258340003-001 STANDARDIZED J200846-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31258340005-001 STANDARDIZED J200876-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31358340004-001 NON-STANDARDIZED J300875-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31358340006-001 NON-STANDARDIZED J300877-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31358340007-001 NON-STANDARDIZED J300878-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31358340008-001 NON-STANDARDIZED J300879-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31358340009-001 NON-STANDARDIZED J300880-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31358340018-001 NON-STANDARDIZED J300881-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31558340011-001 VOLUME SUBMITTER J500847-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31558340011-002 VOLUME SUBMITTER J500883-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31558340012-001 VOLUME SUBMITTER J500848-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31558340013-001 VOLUME SUBMITTER J500845-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31558340014-001 VOLUME SUBMITTER J500849-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31558340014-002 VOLUME SUBMITTER J500884-03/31/2017
VALIC RETIREMENT SERVICES COMPANY HOUSTON, TX 31558340015-001 VOLUME SUBMITTER J500850-03/31/2017
Page 19
Start Date Entered: 06/28/2013
End Date Entered: 11/29/2017
Prototype (P) and Volume Submitter (VS) Plans
403(b)
Report Run Date: 11/29/2017
Plan Sponsor
VALIC RETIREMENT SERVICES COMPANY
City, State
HOUSTON, TX
FFN
31558340016-001
Plan Type
VOLUME SUBMITTER
LSN-Date
J500851-03/31/2017
VOYA RETIREMENT INSURANCE AND ANNUITY
COMPANY VOYA RETIREMENT INSURANCE AND ANNUITY
COMPANY
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY
VOYA RETIREMENT INSURANCE AND ANNUITY
COMPANY WARNER NORCROSS & JUDD LLP
WINDSOR, CT
WINDSOR, CT
WINDSOR, CT
WINDSOR, CT
GRAND RAPIDS, MI
315C0520720-001
315C0520722-001
315C0520722-002
315C0520722-003
31599080007-000
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500551-03/31/2017
J500628-03/31/2017
J500638-03/31/2017
J500645-03/31/2017
J500841-03/31/2017
WARREN AVERETT BENEFIT CONSULTANTS LLC
WARREN AVERETT BENEFIT CONSULTANTS LLC WELLS THOMAS LLC
BIRMINGHAM, AL
BIRMINGHAM, AL
BRANFORD, CT
315B220FT07-001
315B220FT08-004
315D691BH08-001
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500421-03/31/2017
J500382-03/31/2017
J500739-03/31/2017
WELLS THOMAS LLC BRANFORD, CT 315D691BH08-003 VOLUME SUBMITTER J500700-03/31/2017
WELLS THOMAS LLC BRANFORD, CT 315D691BH08-005 VOLUME SUBMITTER J500649-03/31/2017
WILLIAMS PARKER HARRISON DIETZ &
GETZEN
WILLIAMS PARKER HARRISON DIETZ &
GETZEN WILLIAMS PARKER HARRISON DIETZ & GETZEN
WILLIAMS PARKER HARRISON DIETZ & GETZEN
WINDES & MCCLAUGHRY ACCOUNTING
CORPORATION WIPFLI LLP
SARASOTA, FL
SARASOTA, FL
SARASOTA, FL
SARASOTA, FL
LONG BEACH, CA
HELENA, MT
315E021BH08-001
315E021BH08-002
315E021BH08-003
315E021BH08-004
315D190FT07-001
315B096LD08-000
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
VOLUME SUBMITTER
J500816-03/31/2017
J500735-03/31/2017
J500722-03/31/2017
J500695-03/31/2017
J500422-03/31/2017
J500492-03/31/2017
Total: 623
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