Patent Search & Drafting Patent Claims
Dr. Basavaraj Nanjawade
KLE’s College of Pharmacy,JNMC Campus, Belgaum-10
Dept. of PharmaceuticsPresentation; Belgaum-10March 25th, 2006
Why search patents
• Technical or content information
• Legal status
• Validity/opposition
• Competitive intelligence
• Patent family
Patent Databases
Patent databases are an excellent source for extracting patent information which cannot be
carried out at a reasonable price with conventional methods.
Valuable information
Patent databases which contain
•bibliographic data•abstracts, and/or claims or fulltext•indexing data•legal status data•graphical data
provide valuable information for following purposes
purposes
•Search for prior art before filing patent applications•Avoid infringement•Monitor patents in a given area of technology•Monitor patents by a company, university or an
individual•Locate information on a specific patent•Market analysis/statistics•Identifying technological trends•Searches for potential cooperation partners and
licensors
Advantage: Online databases
Advantages of using online-databases in acquiring patent information
time efficiencycost effectiveness
comprehensivenessup-to-date information
easily assessable information from your deskcomplete coverage on an international level
Technical or content information
• State of the art
• Patentability
• Information
Competitive intelligence
• What area is the company in?
• Who is inventing what?
Maintain a current, knowledgeable position -current intellectual property portfoliopossible patent infringementcompetitor researchmake informed business decisiondecide future research directions
Current awareness information is critical for protecting an organization’s research and marketing
endeavors
What information is needed?
The state of the art in a research areaNew literature - technical and patentNew substances - sequences, polymers,
compounds, ..
New technology/patent from key competitors
Status of known patentsNew family equivalentsNew granted patentsPost issue office actionsPatent expiry dates
Current Awareness information is useful only when
Relevant from a technical perspectiveCurrentDelivered in a meaningful way
ChallengesWhat should be monitored ?How often should the sources be checked ?Will the same literature be retrieved more
than once?How much time will this activity consume /Can the process be automated ?How should the current literature be delivered ?
PATENT NUMBER & PATENT DATETITLEINVENTORSASSIGNEE / APPLICANTAPPLICATION NUMBER & FILING DATESPRIORITY INFORMATIONINTERNATIONAL CLASSIFICATION NATIONAL CLASSIFICATIONABSTRACT
International Patent Classification (IPC)
works as a universal classification for patents
started in 1975 and periodically updated
we currently use IPC 7th Edition.
Section, Class & Group. The International Patent Classification looks like this:
A 02 J 1/00
Section Group SubGroup Class SubClass
A 47 J 27/09 includes the safety device on your rice cooker
B 63 G 11/00 covers your various aircraft carriers
US Patent Classification
US Patents are classified with 400+ main classes and thousands of subclasses.
424 / 497
Class SubClass
514/470 drugs - nitrogen bonded directly to the hetero ring
http://www.uspto.gov/web/patents/classification/
Monitoring patents of a particular company
What are the most recent patents of this company?
In what areas of technology is this company most active (answer based on its patenting activity)?
In what countries does this company tend to seek patent protection for its invention?
Have any of the company's patents expired or been reassigned to other companies or individuals?
What patent applications of this company are pending at the which patent office?
Patent search Methods
Text searchSimple searchAdvanced searchSyntax (command based)
Number search
Structure search
Patent search toolsFREE
UsptoEspacenetDepatisPAJCIPOMany more patent office sites
PAID
CASWEBDelphion Intellectual Property NetworkDialogGetThePatent.comIPOrganizer.comIP Search Engine Lexis-NexisMicroPatentPATSCANQuestel Orbit Patent DatabaseSCIFINDERShadow Patent OfficeSTNSurfIP.com
http://www.european-patent-office.org/online/index.htm
The following list of patent related web-sites is maintained by the European Patent Office as a
service to users.
Current awareness information can be obtained
Periodic searches to accesses the state of art in an area at a given time.
Automatic alerts to continuously monitor new
literature in an area of interest.
25/03/2006 Dept. of Pharmaceutics 20
Drafting patent claims
25/03/2006 Dept. of Pharmaceutics 21
Goals of claim writing
> Covering the invention
> Should be as broad as possible
> Avoid the prior art
> No unnecessary limitations
> Define the objective or goal of the invention
> This will help avoid unnecessary limitations
> The inventors way of achieving the objective
25/03/2006 Dept. of Pharmaceutics 22
Writing claims
> Broaden the scope of the embodiment
> Writing the generic claim
> Use enough claims to completely cover the
invention
25/03/2006 Dept. of Pharmaceutics 23
Basics
> Specifications & claims: order
> Single sentence
> Multiple claims in logical order
> Preamble (introduction, preface)
> Avoid unnecessary limitations in preamble
> May be used to limit the invention
25/03/2006 Dept. of Pharmaceutics 24
Transition words* Comprises (include)
* Other words can be used, but this has become
standard
* ‘Consisting’, ‘consisting essentially of’
* Excludes additional unspecified elements affecting
the basic and novel characteristics of the product
* Do not use unless required by the examiner
25/03/2006 Dept. of Pharmaceutics 25
Body
* Laudatory statements not allowed
* Statements of advantages and purposes
* Single sentence
* Single paragraph form
* Punctuation marks separate elements
* Subparagraph forms enhance clarity
25/03/2006 Dept. of Pharmaceutics 26
Dependent claims* Include all the limitations of the claim to which
they refer
* Introduce additional limitations
* You cannot delete, only add elements
* If broad claim is allowed, dependent claim will
automatically be allowed
* It will not be infringed by anything that does not
infringe the basic claim-P.T.O DEFINATION
25/03/2006 Dept. of Pharmaceutics 27
Numbering of dependent and independent claims
# Dependant claim may be separated from the
independent claim
# Claim that depends on a dependant claim should
not be separated
# Run out the sequence of dependant claims before
reverting
# Make sure you need all the features of the independent claim before writing a dependant
claim, otherwise write a fresh independent claim
25/03/2006 Dept. of Pharmaceutics 28
Multiple dependant claims# Refers to more than one preceding claims in the
alternative
# Contains all the limitations of each of the claims to
which it refers
# Multiple dependant claims cannot depend on other
multiple dependant claims
25/03/2006 Dept. of Pharmaceutics 29
Process claim # Verbalization
# Generic and specific terms in processes
# ‘Distilling’ and ‘separating’
# Does the word require further clarification
# Sequence of steps- if not clear would cover the
steps performed in any order or simultaneously
25/03/2006 Dept. of Pharmaceutics 30
Method and apparatus# Method claims cannot be rejected because they
disclose an inherent function of the apparatus
disclosed
# Avoid apparatus limitations in a method claim
# Materials limitations are often used in dependant
process claims
25/03/2006 Dept. of Pharmaceutics 31
Fingerprint claims
~ Claims to a new composition which cannot be
distinguished in terms of physical or chemical
structure
~ Can be explained in terms of properties
~ X-ray diffraction, solubility, melting point
~ Test is whether the invention is distinctly claimed
25/03/2006 Dept. of Pharmaceutics 32
Use claims ~ New use of an old product
~ Not patentable as a product
~ How do you confer patentability
~ By adding a solvent
~ By specifying proportions
~ Generally not patentable unless the composition
releases an unobvious amount of the drug or in a
unique way
25/03/2006 Dept. of Pharmaceutics 33
Types of claims
~ Jepson type claim
~ Generic and species claims
~ If no generic claim allowable then election as
to species
25/03/2006 Dept. of Pharmaceutics 34
Non art rejections
~ Duplicate claiming
~ Undue multiplicity
~ Old combination: over claiming
~ No longer basis of valid rejection
~ Avoid prior art in claims
~ Use Jepson format
25/03/2006 Dept. of Pharmaceutics 35
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