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ome 90 % of the goods traffic to and from theEuropean Union is transported by sea. The
European Union has adopted a range of
rules on maritime safety and security to
ensure quality shipping that respects the environ-
ment and guarantees an optimal level of protection
for European citizens.
In addition, the maritime sector contributes to the
competitiveness of European business with effective
solutions to the growing mobility of people and goods.
Europe has adopted rules to protect the environment
and promote economic activity. Operators benefit
from a level playing field and equitable, competitiveconditions compared with those who do not respect
the rules of the game. Seafarers benefit in terms of
their standard of working conditions and mutual
recognition of quality training.
The European Union has therefore defined a global
strategy intended to make the Communitys fleet
more competitive, by creating a level playing field
within the Union and by means of multilateral agree-
ments providing open access to maritime transport
services.
If it is essential to have rules,it is equally essential thatthey are applied.The Commission ensures that this is
the case in the Member States through the European
Maritime Safety Agency. This Agency has recently
been established in Lisbon and is now fully opera-
tional, able to assist the Commission and Member
States to apply European regulations on safety, the
prevention of and fight against pollution and the
training of seafarers.
Finally, recent developments within the International
Maritime Organisation and the International Labour
Organisation have confirmed the important role of
the European Union at international level.
With successive enlargements, including the one tak-
ing place on 1 January 2007, Europe now has a privi-leged position, thanks both to the length of its coast-
lines and the importance of its maritime sector.
Maritime transport in Europe has the wind in its sails!
Jacques Barrot
Vice-President responsible for transport
PREFACE
1
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MARITIME TRANSPORT:A VITAL SECTOR
ver the centuries, Europes economic successhas been built on its use of maritime trans-
port to trade with the rest of the world.
Today, almost 90 % of the European Unions
external trade and more than 40 % of its inter-
nal trade goes by sea.That equates to about 3.5 billion
tonnes of freight loaded and unloaded in EU ports
every year. The EUs thriving maritime industries
include shipbuilding, ports, fishing and a number of
related activities and services employing about 3 mil-
lion people in total. The EU is committed to support-
ing those sectors so it continues to thrive and pro-
vides jobs in an innovative, safe and environmentally
sustainable manner.
A level playing fieldfor the EU fleet
Over the past few decades, the EU-flagged merchant
fleet has faced strong competition from non-EU
flagged ships. And this competition has not always
been fair as a result of more favourable tax regimes
and, above all, lower labour costs. Competitors have
gained this advantage through social and safety con-
ditions below European norms and standards, and
even by not respecting international rules.
In 1997, the Commission adopted guidelines for state
aid, placing the emphasis on improving employment,
skills and safety in the maritime sector.The guidelines
also allowed EU staff working on European-registered
ships to benefit from reduced tax and social security
contributions.As a result of this Commission initiative,
figures show that the European-flagged fleet has
increased significantly since 1997.
New guidelines
In 2004, the Commission adopted further improved
guidelines designed to speed up the re-flagging
process. In particular, they address shipowners who
operate less than 60 % of their tonnage under EU
flags, in Member States where EU registration of ship-
ping has decreased in the preceding three years.The
aim is to encourage shipowners to maintain the ton-
nage they register under an EU flag, or risk losing out
on aid they may receive for additional ships sailingunder third-country flags.This initiative has produced
even more dramatic results.
Supporting Europes islands
Europe has scores of islands whose sparse popula-
tions rely on sea transport links and ferry services that
are not always profitable.Without access to the main-
land many of these communities would wither and
die. While the EU does not allow transport subsidies
that can distort competition, Community regulations
do permit public subsidy for services to and from,andbetween, islands, as long as they are awarded trans-
parently and there is no discrimination against other
transport operators.
Sustainable maritimeemployment and trainingfor Europes seafarers
Well-trained, motivated seafarers are essential for the
operation of the EU fleet. Without good quality per-sonnel, ship operations simply cannot be run safely
and efficiently.
While demand is increasing, there has been an acute
shortage (1) of European seafarers mainly officers
in Europe. This is expected to rise considerably if no
corrective measures are taken. In 2002, the EU fleet
had a shortfall of around 30 000 trained officers a
deficit of about 30 %.
The Commissions 2001 communication on training
and recruitment brought to light this growing decline
of European seafarers, and recommended actions to
reverse the trend. In particular, it encourages nationalmaritime training systems to share best practice and
includes measures to raise awareness about seafaring
careers.
More recently, in response to conclusions adopted by
the Council in 2003 on Improving the image of
Community shipping and attracting young people to
the seafaring professions (2), the Commission pre-
sented a working document on the main components
of its action in the field of maritime employment (3).
O
(1) Joint Study of the Federation of Transport Workers Unions in the European Union (FST) and of the European Community Shipowners
Associations (ECSA):Improving the employment opportunities for EU seafarers: An investigation to identify seafarerstraining and educa-
tion priorities (1998); Study on the maritime professions in the European Union (financed by the Commission in 1996) and the Metharresearch project (harmonisation of European maritime education and training schemes, which was funded by the Commission under the
fourth framework programme for research and technological development).
(2) Conclusions adopted on 5 June 2003, during the Greek Presidency.
(3) SEC(2005)1400/2, 11.11.2005.
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Forging relationsin a global market
Countries outside the EU may be competitors in the
global market, but good relations are essential if the
worlds sea lanes and ports are to support interna-
tional trade. The EUs strategy is to maintain and
improve relations in the context of liberalising, wher-
ever possible, services for maritime transport, while
securing non-discriminatory treatment for EU ships in
third-country ports. To this end, the EU has recently
forged agreements with countries like Russia,Ukraine
and South Korea that allow for mutual access to themarket for maritime transport services, and provide
the right to establish maritime companies. The EU
concluded a shipping agreement with China in
December 2002 and is currently in similar negotia-
tions with India.
The European Commission also takes part in regular
talks on international maritime policy, especially relat-
ing to issues such as market regulation and safety.
It coordinates Europes point of view in negotiating
forums such as the International Maritime Organi-
sation (IMO) and the International Labour Organisation
(ILO) where it recently contributed to the adoption ofthe Convention on Maritime Labour Standards on
23 February 2006.
Maritime innovation,research and development
The Commission is committed to supporting maritime
research. Indeed, a plethora of R & D activities relating
to sea transport have been funded over the years
through the EUs framework programmes for research.
The aim is to improve the safety and efficiency ofmaritime transport, as well as its environmental
performance.
Maritime research was given a significant boost in
2005 with the establishment of Waterborne, an EU-
backed technology platform. Waterborne promises
to bring together relevant stakeholders, improving
the coherence of research in the sector.
The main ongoing research activity conducted by the
Energy and Transport DG in this area is the four-year
MarNIS project started in November 2004. The results
will prepare e-Maritime, a step change in the use of
information technology in the sector. MarNIS aims at
developing systematic use of modern localisation
and telecommunication techniques for all operatorsin the maritime sector. This would allow both better
observance of all the wide-ranging legislation gov-
erning the sector, and easier communication
between ship and shore to solve a vast array of issues
related to the handling of ships, their cargo, passen-
gers and crew.
Proposals will be made to ease the tasks of both
administrations and ships bridges, governing the use of
existing, and soon mandatory, hardware and software.
Shipshore/shipship/shoreshore messaging/controls
will soon become automated, hugely simplifying the
existing paper-based administration, control andexchange systems. The project will enable all control
administrations and shipowners/operators/captains
activities to benefit. See http://www.marnis.org/
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uropean companies face growing costs asthey move their goods to market. Europes
roads are saturated with ever-growing num-
bers of trucks, congestion and pollution
problems. Add to that high fuel prices and the
increasing cost of road tolls, and it is little wonder that
the Commission and other transport industry players
want to develop multimodal solutions that can take
some of the burden off Europes roads.
An efficient multimodal system using long and short
sea journeys,rail and inland waterways as well as road
should be very appealing to Europes business sec-
tor. Transfer of goods via different modes has thepotential to be cost-effective and sustainable boost-
ing both Europes economy and environment.
Transport operators and their clients want to be sure
that multimodal solutions are efficient to run and reli-
able.The EU is committed to increasing confidence in
and use of multimodal transport.That is why, as part of
wider freight-transport logistics, it supports the devel-
opment of:
improved quality standards which can be used
both as a marketing tool and as a way to enhance
fair competition in the transport sector;
better training to improve the skills and knowledge
of those who have to organise the transport of
goods;
improved statistics which can be used to inform
transport policies, measure their impact and antici-
pate future needs;
methods to fully integrate short-sea shipping in the
multimodal door-to-door chain.
Developingshort-sea shipping
Short-sea shipping grew by 32 % between 1995 and
2004, a similar growth rate to road freight transport.
Short-sea shipping carries 39 % of all tonne-kilometres
in the EU-25, comparing favourably to roads share of
44 %. Nevertheless, more needs to be done to elimi-
nate obstacles to short-sea shipping and integrate it
more closely in multimodal door-to-door chains.
In 2003, the Commission presented a programme for
the promotion of short-sea shipping. It contains
14 actions that aim to make the mode more competi-
tive and simplify administrative complexities.
The Commission has worked closely with Member
States and industry to carry out the actions. For exam-
ple,they have:
streamlined administrative and customs proce-
dures;
identified and tackled bottlenecks that have been
blocking the development of short-sea shipping;
produced guidance for a network of 21 business-
driven short-sea promotion centres that work to
raise the profile of the mode all over Europe.
See http://www.shortsea.info/
In July 2006, the Commission carried out a mid-term
review of the 2003 programme, which has led to
retargeting certain actions towards more efficient
promotion of short-sea shipping.
EFFICIENT MULTIMODALLOGISTICS IN EUROPE
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Motorways of the seaMaking more use of the seas around Europe to trans-
port people and goods could help to reduce road con-
gestion. If this modal shift of traffic to the sea is to
work, however, transport companies will have to offer
their customers reliable, cost-effective and efficient
services. The Commission is promoting motorways of
the sea as a way of meeting that need. These key sea
routes between EU Member States offer regular, high-
quality services that, combined with other transport
modes, provide shorter and quicker access routes to
Europes outlying regions and that allow natural barri-
ers such as the Alps and the Pyrenees to be bypassed.
And because sea transport is less polluting than other
modes, developing motorways of the sea will bring
considerable environmental benefits.
Through its trans-European networks (TEN-T) pro-
gramme of activities, the Commission is supporting
the development of motorways of the sea in four
regions:
the Baltic Sea;
western Europe Atlantic Ocean, North Sea/Irish
Sea;
south-western Europe the western Mediter-
ranean Sea;
south-eastern Europe the Adriatic, Ionian and
eastern Mediterranean Seas.
Essentially, the aim is to develop high-quality, inte-
grated short-sea shipping connections that provide
door-to-door services which can match or better
those offered by road-only journeys. Member States
will select routes in view of their current and potential
value to the EU economy. Concentrating traffic on
such busy routes is more likely to generate the critical
mass required to produce economically viable andefficient services.
A common Europeanmaritime area
Future developments, such as long-range identifica-
tion and tracking (LRIT) systems using satellite com-
munications, could have highly beneficial effects on
shipping. This is particularly important for short-sea
shipping and motorways of the sea where a ship sail-
ing between two Member States leaves the EU cus-
toms territory each time it leaves a port to re-enter
that territory in the destination port. The Commission
plans to launch a wider debate on a common
European maritime area where both the ships jour-ney and goods could be reliably and securely tracked
all the way along, thereby decreasing the need for
individual controls in purely intra-Community trade.
Feasibility studies on all four corridors have been
funded from the TEN-T budget in 200506. For
the Baltic Sea, a master-plan study addressing
both goods flows and maritime infrastructure
was completed in spring 2006.The next step is to
try out real concrete projects, and Finland and
Germany have published a call for proposals
seeking partners to implement landsea trans-
port chains through their two countries ports.With strong interest in the call,projects selected
will be eligible to seek funding from the TEN-T
budget in the forthcoming call for proposals.
MARCO POLO
To encourage modal shift, i.e. to ensure the
expected increase in road freight transport isdiverted to other modes,the Commission has run
the Marco Polo programme to provide support to
commercial operators setting up services which
focus on modes other than road. Marco Polo
funds may be used to support the initial opera-
tion of new services, although these should
become self-funding once established, as well as
encouraging cooperation amongst different
operators in the freight logistics sector. A new
phase of the Marco Polo programme, running
from 2007 to 2013,was adopted in 2006,and will
have a total budget of EUR 400 million.
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MARITIME TRANSPORT POLICY
he terrorist attacks of 11 September 2001,and subsequent attacks in Madrid and
London, show how vulnerable transport
infrastructure is to sabotage. All transport
modes now have to find the right balance
between providing commercial openness and effec-
tive security procedures.
In the field of maritime transport, the EU has been
active in recent years, legislating to improve security
at ports and at sea to complement international
efforts in this important area.
The raised threat needs a global response, and after
the terror attacks in the United States the Inter-national Maritime Organisation (IMO) adopted a new
Chapter XI-2 in its Convention on Safety of Life at Sea
(SOLAS) and the International Ship and Port Facility
Security (ISPS) Code.The ISPS Code includes detailed
requirements for governments and port authorities
to improve security at port facilities, based on security
assessments and plans covering issues such as cargo
monitoring, inspection and control of access. In sup-
port, the Commission adopted a regulation on
enhancing ship and port facility security.The aim is to
protect ships and ports from terrorism;it incorporates
the ISPS Code into European law and extends itsapplication to domestic operations with the EU.
Boosting port security
The above initiative only covers the ships themselves
and the parts of port terminals in which ships are
loaded and unloaded. Therefore, to enhance security
at European ports further, the Commission put for-
ward further proposals, which must be fully imple-
mented by Member States by June 2007. This direc-
tive, on enhancing port security, aims to bring a coor-
dinated approach to security matters in ports as awhole and requires that, for each port:
a port security assessment is undertaken to decide
what measures are required;
a port security plan is produced that sets out the
ports security arrangements;
a port security officer is appointed to coordinate
security measures; and
a security authority is established to implement the
security plan and to guarantee an effective link
between decision makers and security on the
ground.
The EU-wide approach to port security should alsohelp to establish efficient and effective networking
between European ports.
Intermodal security
In February 2006, the Commission also adopted a
communication and proposed legislation that aims to
enhance supply-chain security. Complementing the
new rules for maritime security, the proposals call all
operators in the logistic chain to bring their security
performance up to minimum European standards. Inreturn, they will receive secure operatorstatus, which
will allow them fast-track treatment at various nodes
and a one-stop-shop approach with customs for
external trade.
MARITIME SECURITY:PROTECTION
T
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n recent years,the EU and its Member Stateshave been at the forefront of improving
maritime safety legislation and promoting
high-quality standards. The aim is to elimi-
nate substandard shipping, increase the protec-
tion of crews and passengers, reduce the risk of envi-
ronmental pollution, and ensure that operators who
follow good practices are not put at commercial dis-
advantage by others who are prepared to take short
cuts with vessel safety.
EU action in the field of maritime transport, and in
particular maritime safety and protection of the envi-
ronment, generates significant added value to theinternational framework (IMO conventions). The
transposition of IMO rules into the EU legal system
ensures their enforcement across the entire European
Union. In addition, when feasible, the EU plays an
important role in improving international standards
by adopting stringent requirements regionally and
then promoting their adoption at international level.
Responding to disaster The Commission produced a first set of measures in
the early 1990s as a reaction to environmental catas-
trophes that struck Europes coastline. In December
1992, the Aegean Sea ran aground near La Corua,
Spain,and in the following month the Braergrounded
off the Shetland Islands, in the United Kingdom. Both
tankers spilled thousands of tonnes of oil, causing
widespread pollution.
The Commission responded in 1993 with its first spe-
cific communication for maritime safety, A common
policy on safe seas, which called for: the universal implementation of existing inter-
national maritime safety rules;
complete enforcement of those rules via port state
control (see page 11); and
the development of navigational aids and traffic
monitoring systems to improve maritime safety.
The Sea Empress sinking off Pembrokeshire, in the UK,
with 72 000 tonnes of oil spilt in February 1996,
showed that these measures would not be sufficient
to clean up European coasts. Then on 12 December
1999, a major disaster struck the coast of Europe: theErika sank off the French Atlantic coast causing a spill
of heavy fuel and massive damage to the coastal and
sea environment, as well as to the local fishing and
tourism industries. In response to this disaster a first
package of safety measures Promoting safer seas
was proposed.
The Erika 1 package came into force in July 2003 with
measures aimed at:improving existing port state con-
trol measures; strengthening the legislation as
regards classification societies which conduct struc-
tural safety checks on ships on behalf of flag states;
and developing a timetable to phase out the use ofsingle-hull oil tankers worldwide.
MARITIME SAFETY:HIGH STANDARDS ACROSS THE EU
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98
A subsequent set of measures, known as the Erika 2
package, followed, with three new steps to improve
safety:
the creation of a European Maritime Safety Agency
to bolster the enforcement of safety rules (see box
page 10);
the setting-up of a Community maritime monitor-
ing and information system for vessels sailing inEuropean waters;
a mechanism to increase compensation for victims
of oil spills.
Just as Europe was recovering from the Erika disaster,
another single-hull tanker called the Prestige went
down off the Galician coast in November 2002. The
Prestige was carrying heavy fuel oil and the pollution
caused major damage to Spanish and French coastal
ecosystems.
The Commissions response was swift as it developed
new safety measures in record time. As a result single-hull oil tankers were banned from carrying heavy fuel
oil in and out of European ports from October 2003
and the timetable for the withdrawal of these types of
tankers by 2010 was accelerated. In addition, legis-
lation to hit polluters with tougher sanctions was
introduced.
Pro-active policies:a third package of measures
In November 2005, the Commission drafted another
set of proposals, designed to improve Europes
maritime safety regime still further. This third package
is based on the efforts of the Commission to improve
safety using a proactive approach rather than reacting
in response to maritime accidents. The aim is to
reinforce the existing European maritime safety
legislation and to transpose major international
instruments into Community law. Therefore, the
Commissions proposals target substandard ships,while making it easier for reputable owners/operators
to go about their business.
There are seven key measures,all designed to supple-
ment and strengthen existing legislation.
Reinforcing prevention of accidents and pollution
1. Improve the quality of European flags the aim is to
ensure that all Member States uphold international
rules on ships that sail under their flags.
2. Review legislation on port state control this should
improve the quality and effectiveness of inspections
and target less well-run ships (see page 11).
3. Amend the directive on traffic monitoring
strengthening the legal framework to help ships in
distress, and supporting the continued develop-
ment of SafeSeaNet (see box page 12).
4. Improve rules relating to classification societies the
aim is to improve the quality of work carried out by
these societies, which are responsible for visiting,
inspecting and certifying ships.
Effective accident response
5. Develop a harmonised European framework for
accident investigation, improving the effectiveness,objectivity and transparency of investigations, and
making investigating bodies more independent.
6. Introduce regulations ensuring fair compensation to
passengers in the event of an accident.
7. Introduce a directive on shipowners civil liability
coupled with a mandatory insurance scheme.
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Raising safety standardsfor ships and seafarers
Making sure a vessel is fit for purpose is primarily the
responsibility of the shipowner and operator.
Traditionally, the outside world has relied on the
checks made by the flag state to ensure owners and
operators are meeting their obligations. But despite
the commitments these states have all made to
enforce internationally agreed rules, the ability and/or
willingness of many to do so varies enormously. The
Commission is working within international forums to
see this situation improved, seeking to have statesmeet their commitments and reducing the incentives
for shipowners to flag their vessels in states seen as
less stringent in their application of international
rules. Likewise the Commission also aims to ensure
that the classification societies, which provide the
technical assistance to flag states in verifying ships
compliance with the rules, work professionally and
apply standards correctly.
Encouraging quality control
of classification societiesAs Europe coped with the Erika and Prestige accidents,
the Commission pushed to strengthen existing regu-
lations relating to classification societies. New regula-
tions were adopted to raise the quality of work carried
out by these societies. If their performance falls short
of the required standard, their authorisation to oper-
ate in the EU can be withdrawn.
The Commissions third package of maritime safety
measures also includes proposals to improve the work
of classification societies. It wants to create a new and
independent system of quality control which all soci-eties must adhere to and reform the current system of
sanctions,allowing a wide range of sanctions,including
financial penalties adapted to the realities of the sector.
The Commission believes this could be achieved by
harmonising and strengthening structures that have
already been established by the 10 largest societies.
THE EUROPEAN MARITIME
SAFETY AGENCY
The European Maritime Safety Agency (EMSA)s
main role is to provide the European Commis-
sion and Member States with scientific and tech-
nical support relating to legislation for mar-
itime safety, maritime security, pollution pre-
vention and pollution response. The agency is
also committed to improving cooperationbetween Europes maritime countries. It also
works closely with international organisations
and relevant industry players. EMSAs opera-
tional duties include looking after the EUs
SafeSeaNet project,essential for the monitoring
of maritime traffic around Europe, and assisting
Member States with additional operational
means to respond to pollution caused by ships.
For more information:
http://www.emsa.europa.eu/
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Reinforcing vessel trafficmonitoring within Europe
Europes sea lanes are among the busiest in the world.
Sophisticated, well-run traffic monitoring systems are
therefore vital to avoid collisions and to monitor
potentially dangerous cargoes. The Commission is
committed to supporting the development of new
technology in this area,and has been at the forefront of
establishing a Community vessel traffic monitoring
system called SafeSeaNet (see box). The current
package aims to improve traffic monitoring legislation,
by ensuring that all relevant Member States areconnected to SafeSeaNet, and that fishing vessels over
15 metres long are fitted with an automatic
identification system (AIS) to reduce the risk of
collisions.The proposal will also seek to direct vessels in
distress to the nearest suitable place of refuge, in
which the danger to life and the environment may be
minimised.
Reducing pollution,protecting the environment
As maritime oil disasters have proved, the environ-
ment is hit hard when ships carrying dangerous cargo
run into trouble. As noted above, the Commission is
keen to improve the safety of vessels carrying poten-
tially polluting cargo,hence the decision to ban single-
hull tankers in view of the risk of grounding. However,
that does not prevent unscrupulous or negligent
operators and crews from illegally discharging pollut-
ing substances into the sea. To counter this practice,
measures were introduced in 2000 to improve port
reception facilities for ship waste and cargo residues.
The directive aims to reduce marine pollution byensuring that all EU ports provide adequate waste
reception facilities, and by collecting a fee from all
ships whether they use the facilities or not, under the
polluter pays principle, which gives them an incentive
to deliver waste ashore rather than dispose of it ille-
gally at sea.
Stiffer sanctions
In July 2005, the EU adopted legislation which intro-duced stiffer sanctions for ship-sourced pollution.
Sanctions including criminal charges can be applied
to anyone including shipowners, ship managers,
charterers, classification societies, etc. who causes
pollution, either intentionally, recklessly or by serious
negligence.
SAFESEANET: IMPROVING
THE EXCHANGE OF
MARITIME INFORMATION
SafeSeaNet is an electronic data information
system that allows authorities to monitor the
movement of ships carrying potentially
hazardous cargo. Member States can share
information about potentially high-risk vessels,ensuring that they are better prepared to
respond to problems. The system will also
provide authorities with accurate arrival times
and details of waste-handling needs.
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