Download - Investment Adviser Act of 1940

8/6/2019 Investment Adviser Act of 1940

http://slidepdf.com/reader/full/investment-adviser-act-of-1940 1/139

mailto:[email protected]



http://www.regulations.gov/

http://www.sec.gov/rules/proposed.shtml






http://www.sec.gov/

http://www.sec.gov/comments/4-606/4606-2789.pdf

http://www.sec.gov/comments/4-606/4606-2789.pdf



http://www.nasaa.org/

http://www.nasaa.org/


http://www.adviserinfo.sec.gov/

http://www.adviserinfo.sec.gov/

http://www.sec.gov/divisions/investment/iard/iardfee.shtml

http://www.sec.gov/divisions/investment/iard/iardfee.shtml



http://www.sec.gov/litigation/complaints/complr17487.htm

http://www.sec.gov/litigation/complaints/complr17487.htm



http://www.aima.org/en/knowledge_centre/index.cfm

http://www.aima.org/en/knowledge_centre/index.cfm



http://www.dora.state.co.us/securities/feeschedule.htm

http://www.dora.state.co.us/securities/feeschedule.htm

http://www.sos.state.il.us/departments/securities/investment_advisers/fees.html



http://www.ssb.state.tx.us/Dealer_And_Investment_Adviser_Registration/Check_Sheet_For_a_Sole_Proprieter_Corporation_LLC_or_Partnership_Applying_For_Registration_as_an_Investment_Adviser.php







http://www.nvca.org/

http://www.nvca.org/

http://www.pertrac.com/

http://www.preqin.com/

http://www.preqin.com/

http://www.bloomberg.com/

http://www.bloomberg.com/

http://www.managedfunds.org/

http://www.firstresearch.com/

http://www.firstresearch.com/



http://www.sec.gov/iard

