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R e ~ . 1 / 2 0 1 1FINANCIAL DISCLOSURE REPORT
FO R CAL E NDAR Y E AR 2010Report Required by the Ethicsin Government Act of 1978(5 U,S.C app. 101-110
i . Person Reporting (last name, t int , middle init ial)B R O W N , J R . G A R R E T T E .
4. Title (Article Ii l Judgn ludkute active or senior status;magistrate judges indicate full- or partqime)C H I E F JU D GE
7 . C h a m b e r t -o r O f f ic e A d d r e s sC L A R K S O N S . F I SH E R C O U R T H O U S E402 E. STATE STREETTRENTON, N E W J E RS E Y 0 860 9
2. Court o r O rgan i za t ionU.S. DISTRICT COURT
5~. RepOrt Type (che~k appropria~e type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final
3. D a t e o f R e p o r t05/13/20
6. Repor t ing Per iod0 1 / 0 1 / 2 0 1 0
t o1 2 / 3 1 / 2 0 1 0
5b . [ - - - ] A mend ed R epo r tOn the basis of t he informat ion conta ined in t h i s Repor t and anymodifications pertaining thereto, it is, in my opinion, in compliancewi th appl icable Jam and regulat ions .
Reviewing Off icer Date
I M P O R T A N T N O T E S : The iustru~ons accompanying this form must be followe~ Complete all parl&checking the NONE box for each part where you have no reportable informaao~ Sign on lust page.
POSITION NAME OF ORG ANIZATION/ENTITY1. ADJUNCT PROFESSOR SETON HALL UNIVERSITY SCHOOL OF LAW2.3.
4.5.
(No reportable agreements.)O N EDATE PARTIES AND TERM S
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F IN A N C I A L D IS C L O S U R E R E P O R TP age 2 of 7
N a m e o f P e r so n R e ~ o r t l n gBRO W N, J R., G ARR E T T E .
D a t e o f R e p o r t05/13/2011
l I l. N O N - I N V E S T M E N T I N C O M E . tR ,po ,ang IndV ~du,~ u ,~ spou~ ; u , r~ 17 .2 ,A. Fliers Non-lnvestment Incom e~ NONE non-investment income.)N o reportable
DATE SOURCE AND TYPE INCOME(yours, not sp o u se s )I. 2010 SETON HALL UNIVERSITY SCHOOL OF LAW $26,500.002.3.
4.
B . S p o u s e s N o n - ln v e s t m e n t I n c o m e - I f yo u w ere m a rr i ed d u d n g a n y p o r t l o n o f t he rep o r i t n g yea r , co m p l a e t h i s(Dollar a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )~ -~ N O N E (N o r e por t ab le n on- i nv e s tm e n t i nc om e . )
1.20102.3.4.
SOURCE AND T YP E
I V . R E I M B U R S E M E N T S -( I n c l u d e s I h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e c p p . 2 ~ - 2 7 o f f i l in g i ~ $ 1 r u c t i o n s . )~ ( No r epor tab le r e imbur s emen ts .)ON E
DATES LO~ATION pURPOSE3/26-27, 2010 N.Y., N.Y. MEETING
SOLACE1. N.Y. INTELLECTUALP R O P ER TY L A W
ASSOCIATION2. DUK E UN IV E RS IT Y 411 I-13, 2010 D U R H A M, N .C . MO OT COU R T T R A V E L , FO O D A N D L O D G I N GSCHOOL OF LAW3. A M E RIC A N C O N F E RE N C E 4/26-28, 2010 N.Y. , N,Y. P R ES EN TE R/P AN EL IST T R AV EL , F OO D A ND L O D GI NGINSTITUTE4. N.J. STATE BAR MI 9-5/2 I, 2010 ATLANT1C CITY, N.J . P RE S E N T E R/ P A N E LIS T T RA V E L, F O O D A N D LO DG IN G
ASSOCIATION5. A L I -A B A i 0/6-8, 2010 N.Y. , N.Y. P R ES EN TE R/P AN EL IST T R AVE L, FO OD A N D L OD G IN G
ITEMS PAID OR pRO_VIDEDT R A V E L , FO O D A N D L O D G I N G
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F IN A N C I A L D I S C L O S U R E R E P O R TP age 3 of 7
N ~ m e o f P e r s o n R e p o r t i n gB R O W N , J R . , G A R R E T T E .
6. SETON HALL SCHOOLOF 12/18-31, 2010L A W
D a t e o f R e p o r t05/13/2011
D A R E S S A L A A M A N D P R ES EN TE R /P A NE LI ST T R A VE L, F OO D A N D L OD G IN GZ A N Z IBA R, T A N Z A N IA
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FINANCIAL DISCLOSURE REPORTP a g e 4 o f 7
N a m e o f P e r so n R e p o r t i n gBROW N, JR. , GARREVI" E.
|o
2.3.4.5.
N O N E ( N o reportab le gif ts.)
D a t e o f R e p o r t05/13/2011
VALUE
~ N O N E ( N o reportab le l iabil i t ies.)CREDITOR DESCRIPTION
I.2.3.
4.5.
VALUE CODE
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F IN A N C I A L D I S C L O S U R E R E P O R TP age 5 of 7 BROW N, JR. , GARREVI" E.
Date of Re ~r t05/13/2011
NONE (No reportable income, assets, or transactions.)
D c s c f i p l i u n o f A s s e t n( i n c l u d i n g t r u s t a s s e t s )
P l a c e " C A ) " a P , e r a e h a s se te x e m p t f r o m p r i o r d is c l o s u r e
i 1 . Bank Acct . , PNC Bank, Moorestown, N.J.2, MSDW U,S. Govt. Secur. (IRA)3. Pru dent i a l i ns u rance - Whole Li fe Pol i cy4, Wel l s F argo B ank NA ( former ly AGE B ankD epos i t P rogram
First Trust Uni t 1470
Income duringr e p o r t i n g p e r i o d
(l) (2)A m o u n t T~ (e.g. ,C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )
1 0 .
1 1 .
1 2 .
1 3 .
i4 .1 6 .
1 7 .
I V Y Fund GBL Nat. Res .B ank Acct . TD B ank ( former ly Comm erceBank) Che rry Hil l , NJFirs t Trust Divers ified Inc, & GrowthFirs t Trust High Incom eWalls Fargo Moderate Balance Fund
A
AAAAA
A
lnt . /Div.D iv idend
N o n eInterest
D iv idendDividendInteres t
DividendD iv idendDividend
(i )T y I ~ ( e . g . ,
b u y . s e l l ,r e d e m p t i o n )
S o l d
R e d e e m e dSold
Bu yBu yBu y
T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d
V a l u e | G a i n I d e n t i t y o fCode 2 t Code I buyer/seller(JP) / (A-H) (ifprlvate!
07/02/10 K A
02/03/10 K10/04/10 K
06/29/10 K09/2Sll 0 K
A =$1,000 o~ l~
J-$15.000 or I~N =$ 2 50 . 0 0 1 - $ 5 0 0 , 0 0 0P3 = 5 25 .00~ ,001 -Q = A p p r a i sa lO = B o o k V a l u e
B=$1,~01 $2,500G--~100.001 - $1K=SIS.00l - $50.000O=$500,001 -R "~Cost (Re.a! Esla~ Only)
D = $ 5 . 0 0 1 - $|5,0001 1 2 -Mote t h a nM =$100,00t - $ 2 5 0 . 0 0 0P2 =$$,000,001 - S25,000.000T ~ C ~ h Mark~
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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7
N a m e o f P e r t en R e p o r t i n gBROW N~ JR. , GARRETT E.
Date of Repor t05/13/2011
V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . 1 , ,, ~ o , , ,a , ,o . ~ . ~ , ~ 7
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F IN A N C I A L D I S C L O S U R E R E P O R TP age 7 of 7
N a m e o f P e r s o n R e p o r t l n BB R O W N , J R . , G A R R I ~ W i " E .
Date of Report05/13/2011
IX . CE RT IF ICAT ION.I c e r t if y t h a t a l l I n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g I n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) I s
a c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y I n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a bl e s t a t u to r yprovis ions pe rml t~ng non-d isc losure .! f u r t h e r c e rt i f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncom pl iance wi th th e provts lon~ o f 5 U .S .C. app . 501 e t . seq . , 5 U .S .C. 7353, and Judic ia l Confe rence r egula t ions .
NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND W ILFULLYAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
! Commit tee on Financia l Disc losureAdm ini s t ra t ive Of f i ce of t he Un i t ed S ta tes Cour t sSui te 2-301One Colum bus Ci rc le , N.E.Washing ton , D .C. 20544
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