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ISO/IEC 17021:2006ISO/IEC 17021:2006
IRAM-ISO/CASCO Workshop
Presented by Randy A. Dougherty
1 November 2006
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ISO/IEC 17021:2006ISO/IEC 17021:2006
Developed by ISO/CASCO Working Group 21
Co-conveners
Alister Dalrymple, France-AFNOR AFAQ, a management system certification body
Randy Dougherty, US-ANSI
ANAB, an accreditation body for management systemcertification bodies
Note: CASCO is the Conformity Assessment Committee
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ISO/IEC 17021:2006ISO/IEC 17021:2006
Intent of WG21 for 17021 To replace Guides 62 and 66
To be applicable to any management systems
To incorporate IAF guidance To incorporate latest technology
To be consistent with the common elements(WG23)
Principles-based performance requirements(where possible)
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ISO/IEC 17021:2006ISO/IEC 17021:2006
ISO/IEC 17021:2006Conformity assessmentRequirements for
bodies providing audit and certification of
management systems
Published 15 September 2006
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ISO/IEC 17021:2006ISO/IEC 17021:2006
Contents 1 Scope 2 Normative references
3 Terms and definitions 4 Principles
5 General requirements
6 Structural requirements 7 Resource requirements
8 Information requirements
9 Process requirements 10 Management system requirements for CBs
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ISO/IEC 17021:2006ISO/IEC 17021:2006
What is new? regarding the standard?
Section 4 Principles [for third partycertification]
Subsequent requirements are based on theprinciples
Principles are not requirements
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ISO/IEC 17021:2006ISO/IEC 17021:2006
Section 4 Principles impartiality
competence
responsibility
openness
confidentiality
responsiveness to complaints
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ISO/IEC 17021:2006ISO/IEC 17021:2006
What is new? regarding CB and audit team competence?
Requirements that result in a process for ensuring the
assignment of competent audit team competence analysis (7.1 & 7.2)
records justifying decision to accept the client(9.2.2.1.f)
application reviewcompetence needed (9.2.2.2)
audit team selectioncompetence provided (9.2.2.3)
competence to make certification decision (9.2.2.4)
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ISO/IEC 17021:2006ISO/IEC 17021:2006
What is new? regarding the certification process?
the functional approach for certificationaudits
plan the audit conduct the audit
report the audit
review and decision regarding certification
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ISO/IEC 17021:2006ISO/IEC 17021:2006
What is new?
regarding the certification process?
Certification and audit program (9.1.1) two-stage audit for initial certification
three year certification cycle begins with certification
or re-certification decision surveillance audits in first and second years
re-certification audit in the third year prior toexpiration
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ISO/IEC 17021:2006ISO/IEC 17021:2006
What is new? regarding the certification process?
stage 1 audit (9.2.3.1)
Establishes seven objectives to be fulfilled during the
stage 1 audit Recommended, but not required, that at least part of
the stage 1 audit be carried out at clients premises
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ISO/IEC 17021:2006ISO/IEC 17021:2006
What is new? regarding impartiality?
Eliminated the definition for, and use of the
term, related body, and instead describeactivities/relationships that are a threat to
impartiality
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ISO/IEC 17021:2006ISO/IEC 17021:2006
What is new? regarding impartiality?
CB shall provide for a committee to
safeguard impartiality (6.2) Impartiality analysis (5.2.2)
Financial/liability analysis (5.3.2)
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ISO/IEC 17021:2006ISO/IEC 17021:2006
What is new?
regarding management system requirements for aCB?
Option 1ISO 9001:2000 (10.2)
Option 2general management system requirements(10.3)
documented MS, polices and objectives control of documents and records
internal audits & management review
corrective & preventive actions
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ISO/IEC 17021:2006ISO/IEC 17021:2006
Questions?
Top Related