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Cagliari, 10-12 May 2012
FACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
Cagliari, 10-12 May 2012
João Zeferino, Maria C. Cunha e António Antunes
A robust model for regional wastewater system planning
Outline
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
• I – Problem presentation
• II – Optimization approach
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May1
• III – OptWastewater
• IV – Case study
• V – Model results
Introduction
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
• Estimated 2.5 billion people without basic sanitation
– 90% of the wastewater daily discharged in developing countries is untreated
• Millennium Development Goals (1990-2015) :
– target 7C – ENSURE ENVIRONMENTAL SUSTAINABILITY
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May2
• Regional wastewater system planning
– A planning approach at regional level takes advantage of scale economies, while
achieving a better environmental performance.
• Halve, by 2015, the proportion of the population
without sustainable access to safe drinking water
and basic sanitation
Regional Wastewater Systems Planning
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
• The infrastructure for draining and treating wastewater includes the following facilities:
– Wastewater treatment plants (WWTP) to process the wastewater before it is discharged into rivers
– Sewer networks connecting the population centers with the WWTP
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May3
– Pump stations to lift wastewater if it is unfeasible or uneconomic to drain it by gravity
Regional Wastewater Systems Planning
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
• Guarantee the water quality in the
river that receives the treated
wastewater discharges
ECONOMIC / ENVIRONMENTAL
• Find the minimum cost configuration
for the system required to drain and
treat the wastewater
– Installation costs
– Operation and maintenance costs
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May4
– Operation and maintenance costs
Optimization Model
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study IV – Model results
Objective to optimize (costs) C minimize
Si
Nj
ij
NNj
ji NiQRQQ
IS
∈−=− ∑∑∈∪∈
,i
QRi
QijQji
Continuity
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May
I
Nj
lj
NNj
jl NlQQ
IS
∈=− ∑∑∈∪∈
,0
Tk
NNj
jk NkQTQ
IS
∈=∑∪∈
,
∑∑∈∈
=TS Nk
k
Ni
i QTQR
l QljQjl
k
QTk
Qjk
5
Optimization Model
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study IV – Model results
Objective to optimize (costs)
Si
Nj
ij
NNj
ji NiQRQQ
IS
∈−=− ∑∑∈∪∈
,
I
Nj
lj
NNj
jl NlQQ
IS
∈=− ∑∑∈∪∈
,0
Tk
NNj
jk NkQTQ
IS
∈=∑∪∈
,
C minimize
Continuity
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May6
∑∑∈∈
=TS Nk
k
Ni
i QTQR
NjNNixQQxQ ISijijijijij ∈∪∈≤≤ ;,.. maxmin
Tk.kmaxk Nk,yQTQT ∈≤
Capacity
Hydraulic
model
• Bernoulli theorem
• Head losses (Manning-Strickler
equation)
• Flow velocity
• Sewer slope
• Diameters commercially availabe
Optimization Model
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study IV – Model results
Objective to optimize (costs)
Si
Nj
ij
NNj
ji NiQRQQ
IS
∈−=− ∑∑∈∪∈
,
I
Nj
lj
NNj
jl NlQQ
IS
∈=− ∑∑∈∪∈
,0
Tk
NNj
jk NkQTQ
IS
∈=∑∪∈
,
C minimize
Continuity
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May7
∑∑∈∈
=TS Nk
k
Ni
i QTQR
NjNNixQQxQ ISijijijijij ∈∪∈≤≤ ;,.. maxmin
Capacity
Tmink Nk,DODO ∈≥
Tmaxk Nk,PP ∈≤
Tmaxk Nk,NN ∈≤
Environmental
Water quality model
• Based on QUAL2E from EPA
• Advection-Difusion equation
Tk.kmaxk Nk,yQTQT ∈≤
Optimization Model
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study IV – Model results
Objective to optimize (costs)
Si
Nj
ij
NNj
ji NiQRQQ
IS
∈−=− ∑∑∈∪∈
,
I
Nj
lj
NNj
jl NlQQ
IS
∈=− ∑∑∈∪∈
,0
Tk
NNj
jk NkQTQ
IS
∈=∑∪∈
,
C minimize
Continuity
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May8
∑∑∈∈
=TS Nk
k
Ni
i QTQR
{ } NjNNix ISij ∈∪∈∈ ;,1,0
{ } Tk Nk,,y ∈∈ 10
Tk NkQT ∈≥ ,0
NjNNiQ ISij ∈∪∈≥ ;,0
Environmental
Integrality and Nonnegativity
Tmink Nk,DODO ∈≥
Tmaxk Nk,PP ∈≤
Tmaxk Nk,NN ∈≤
NjNNixQQxQ ISijijijijij ∈∪∈≤≤ ;,.. maxmin
CapacityTk.kmaxk Nk,yQTQT ∈≤
Uncertainty
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
• Uncertainty in the River Flow → Water quality
– Scenario Planning
• Robust Optimization - Mulvey et al. (1995)
– Involves the use of probabilities for the future scenarios and incorporates mean
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May9
and variability measures.
– Allows for possible infeasibilities in the solution for some scenarios.
• The approach embraces two robustness concepts:
– Solution robustness - relates to optimality, that is, whether the solution is
“close” to optimal for any scenario.
– Model robustness - relates to feasibility, that is, whether the solution is
“almost” feasible for any scenario.
Robust Optimization Model
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
Robust formulation{ }( )
−+ ∑ ∑∑
∈ ∈∈ T EN NS k p
pksks
s
s DOmaxDO;p.C 2 0 max Min θ
Si
Nj
ij
NNj
ji NiQRQQ
IS
∈−=− ∑∑∈∪∈
,
I
Nj
lj
NNj
jl NlQQ
IS
∈=− ∑∑∈∪∈
,0
Continuity
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May10
NjNNj IS ∈∪∈
Tk
NNj
jk NkQTQ
IS
∈=∑∪∈
,
∑∑∈∈
=TS Nk
k
Ni
i QTQR
{ } NjNNix ISij ∈∪∈∈ ;,1,0
{ } Tk Nk,,y ∈∈ 10
Tk NkQT ∈≥ ,0
NjNNiQ ISij ∈∪∈≥ ;,0
Continuity
Integrality and Nonnegativity
NjNNixQQxQ ISijijijijij ∈∪∈≤≤ ;,.. maxmin
CapacityTk.kmaxk Nk,yQTQT ∈≤
Solution Method
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
• Hybrid algorithm implementation
simulated annealing - local improvement :
– Definition of the initial
incumbent solution
Population center
Possible sewer
Sewer
Pump station
WWTP
Legend
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May11
– Definition of the neighborhood
of an incumbent solution
– Definition of the cooling
schedule of the SA algorithm
Parameters: α1 , λ , γ , σ
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
http://sites.google.com/site/optwastewater
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May12
River Una Basin, Pernambuco
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
Brazil
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May13
Characteristics:• Area: 6 736 km2
• Total inhabitants: 800 000
• River: 255 km
• 10 river reaches
Scenarios
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
{ }( )
−+ ∑ ∑∑
∈ ∈∈ T EN NS k p
pksks
s
s DOmaxDO;p.C 2 0 max Min θ
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May14
1, 2, 3 and 4 5 and 6 7 and 8 9 and 10
1 [ 1.0 , 1.2 [ [ 2.0 , 2.4 [ [ 4.0 , 4.8 [ [ 8.0 , 9.6 [ 0.68
2 [ 1.2 , 1.4 [ [ 2.4 , 2.8 [ [ 4.8 , 5.6 [ [ 9.6 , 11.2 [ 2.77
3 [ 1.4 , 1.6 [ [ 2.8 , 3.2 [ [ 5.6 , 6.4 [ [ 11.2 , 12.8 [ 7.91
4 [ 1.6 , 1.8 [ [ 3.2 , 3.6 [ [ 6.4 , 7.2 [ [ 12.8 , 14.4 [ 15.92
5 [ 1.8 , 2.0 [ [ 3.6 , 4.0 [ [ 7.2 , 8.0 [ [ 14.4 , 16.0 [ 22.57
6 [ 2.0 , 2.2 [ [ 4.0 , 4.4 [ [ 8.0 , 8.8 [ [ 16.0 , 17.6 [ 22.57
7 [ 2.2 , 2.4 [ [ 4.4 , 4.8 [ [ 8.8 , 9.6 [ [ 17.6 , 19.2 [ 15.92
8 [ 2.4 , 2.6 [ [ 4.8 , 5.2 [ [ 9.6 , 10.4 [ [ 19.2 , 20.8 [ 7.91
9 [ 2.6 , 1.8 [ [ 5.2 , 5.6 [ [ 10.4 , 11.2 [ [ 20.8 , 22.4 [ 2.77
10 [ 2.8 , 3.0 [ [ 5.6 , 6.0 [ [ 11.2 , 12.0 [ [ 22.4 , 24.0 [ 0.68
ps
(%) [ Qmin
, Qmax
[ (m 3 /s)
River Reach
Scenario
1 2 3 4 5 6 7 8 9 10
1 7.48 7.04 7.08 7.05 7.06 7.03 7.30 7.01 7.58 7.00
5 8.04 7.67 7.70 7.72 7.67 7.66 7.89 7.66 8.20 7.66
10 8.33 8.00 8.00 8.01 8.01 8.00 8.19 8.00 8.36 8.00
Scenario
River Reach
DOmaxks (mg/L)
DOmaxks
Model Solving
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May15
Model Results
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
DOmaxks
DOpks
C = 141.95 M€
θ = 0
{ }( )
−+ ∑ ∑∑
∈ ∈∈ T EN NS k p
pksks
s
s DOmaxDO;p.C 2 0 max Min θ
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May
DOpks
DOpks
θ = 0.1 θ = 10
C = 194.37 M€C = 170.21 M€
16
Conclusion
I – ProblemPresentation
II – Optimization Approach
III – OptWastewater IV – Case Study V – Model results
• Optimization for regional wastewater systems planning
• Decision support tool – OptWastewater – user friendly software
A robust model for regional wastewater system planningFACULTY OF SCIENCES
AND TECHNOLOGY
UNIVERSITY OF COIMBRA
10-12
May
• Application to real world situations
• Simulated annealing algorithm calibration
• Robust optimization model
17