Your Marlborough Investment Proposal (EUR)

Marlborough International Managed Portfolio Service

This proposal has been generated as a result of the answers you gave during the Risk Profiling process you undertook with your adviser.

Investment solution

The Marlborough Managed Portfolio Service enables clients to diversify their investment across a range of funds. The amount invested into each fund is dependent upon your risk profile which, once agreed, is kept constant with periodic rebalancing.

About this service

The return that you hope to achieve from your investment is, to a large extent, determined by the risk that you are prepared to take. Risk is an unavoidable component of investing in stock market linked investments. Before proceeding you will need to accept and agree that your investment may go down as well as up.

Your Risk Profile

To determine the right level of risk for your investment requires us to assess two critical factors;

• Risk Tolerance - Your personal sensitivity to the ups and downs of investment; and • Risk Capacity - Your economic ability to manage financially in the event of a

disappointing investment outcome. Your results are summarised overleaf:

The answers you gave and the results produced have determined your risk classification as shown.

The Risk-Reward chart and table below place this result in the context of other possible risk and reward outcomes.

Risk Description Risk Grade Return(Annualised)

Risk (Standard Deviation)

Defensive 2 3.04% 7.86

Defensive/Cautious 3 3.52% 8.60

Cautious 4 3.92% 9.98

Cautious/Balanced 5 4.46% 11.29

Balanced 6 4.97% 12.73

Balanced/Adventurous 7 5.62% 14.23

Adventurous 8 6.19% 15.88

Risk Grade 2 – Defensive

Top 20 Underlying Holdings of a Risk Grade 2 Portfolio % Altice 7.25% Bds 150522 0.67% Lincoln Fin 6.875 150421 0.63% Lge Holdco 7.125 150524 0.54% Entertainment One 151222 0.48% Haya Finance 5.25 151122 0.45% Amc Ent Hdg 6.375 151124 0.44% Xtrackers S&P 500 2X Leveraged Acc 0.44% Pgh Cap 6.625 181225 0.44% Nemean 7.375 01/02/24 0.41% Galaxy Finco 7.875 151121 0.41% Unitymdia Hesn 4.0 150125 0.39% Valeant Pharma 4.5 150523 0.39% Arqiva Brdcst 9.5 310320 0.39% Mizzen Bondco 7 010521 0.39% Amigo Lux 7.625 15/01/24 0.39% Nassa Topco 2.875 060424 0.38% Senvion Hld 3.875 251022 0.38% Societe Gen 8.875 Frn Prp 0.38% Allnce Da Sys 5.25 151123 0.37% Artemis US Extended Alpha Instl Gbp Acc 0.37% Top 20 Weighting 8.76% Total Number of Holdings 970

Fund Allocation Marlborough International Global Bond Cell 34.30%

Marlborough International High Yield Fixed Interest Cell 29.40% Marlborough International Bond Income Cell 24.50%

Marlborough International European Multi-Cap Cell 4.90% Marlborough International Global Cell 4.90%

Cash 2.00% Total 100.00%

Portfolio Yield 2.99%







Cautious 4 3.92% 9.98


Balanced 6 4.97% 12.73



Risk Grade 3 – Defensive/Cautious

Fund Allocation Marlborough International Global Bond Cell 26.95%

Marlborough International High Yield Fixed Interest Cell 22.05% Marlborough International Bond Income Cell 19.60%

Marlborough International European Multi-Cap Cell 14.70% Marlborough International Global Cell 9.80%

Marlborough International UK Multi-Cap Income Cell 2.45% Marlborough International US Multi-Cap Income Cell 2.45%

Cash 2.00% Total 100.00%

Portfolio Yield 2.41% Top 20 Underlying Holdings of a Risk Grade 3 Portfolio % Xtrackers S&P 500 2X Leveraged Acc 0.89% Artemis US Extended Alpha Instl Gbp Acc 0.74% Old Mutual North American Acc 0.74% Fidelity American Special Situations W 0.51% Man GLG Continental Europe C Acc 0.50% Altice 7.25% Bds 150522 0.50% Loomis Sayles US Equity Leaders N/A G 0.47% Lincoln Fin 6.875 150421 0.47% Lge Holdco 7.125 150524 0.41% Robo Global Robotics and Automation Go UCITS ETF 0.39% Schroder European Alpha Income Z 0.37% Entertainment One 151222 0.36% Polar Capital UK Value Opps Acc 0.36% Haya Finance 5.25 151122 0.34% Amc Ent Hdg 6.375 151124 0.33% Pgh Cap 6.625 181225 0.33% Schroder ISF Asian Opportunities 0.32% First Trust Eurozone Alphadex 0.32% Nemean 7.375 01/02/24 0.31% Hermes Global Emerging Markets F GBP Acc 0.31% Top 20 Weighting 8.97% Total Number of Holdings 1,154







Cautious 4 3.92% 9.98


Balanced 6 4.97% 12.73



Risk Grade 4 – Cautious

Top 20 Underlying Holdings Of A Risk Grade 4 Portfolio % Xtrackers S&P 500 2X Leveraged Acc 1.33% Artemis US Extended Alpha Instl Gbp Acc 1.12% Old Mutual North American Acc 1.10% Fidelity American Special Situations W 0.77% Man GLG Continental Europe C Acc 0.75% Loomis Sayles US Equity Leaders N/A G 0.71% Robo Global Robotics and Automation Go UCITS ETF 0.58% Schroder European Alpha Income Z 0.56% Polar Capital UK Value Opps Acc 0.54% Schroder ISF Asian Opportunities 0.48% First Trust Eurozone Alphadex 0.48% Hermes Global Emerging Markets F GBP Acc 0.47% Prusik Asian Equity Income B USD Dis 0.45% Schroder Recovery Fund 0.45% Ebro Foods 0.41% Sbanken Asa 0.40% Atlantis Japan Opportunities GBP 0.40% GLG Japan Core Alpha 0.35% Polar Capital UK Absolute Equity S Gbp 0.35% Baillie Gifford Japanese Smaller Companies 0.35% Top 20 Weighting 12.04% Total Number of Holdings 1,154

Fund Allocation Marlborough International European Multi-Cap Cell 24.50%

Marlborough International Global Cell 14.70% Marlborough International High Yield Fixed Interest Cell 14.70%

Marlborough International Global Bond Cell 19.60% Marlborough International Bond Income Cell 14.70%

Marlborough International Multi-Cap Income Cell 4.90% Marlborough International US Multi-Cap Income Cell 4.90%

Cash 2.00% Total 100.00%








Cautious 4 3.92% 9.98


Balanced 6 4.97% 12.73



Risk Grade 5 – Cautious/Balanced

Top 20 Underlying Holdings of a Risk Grade 5 Portfolio % Xtrackers S&P 500 2X Leveraged Acc 1.00% Artemis US Extended Alpha Instl Gbp Acc 0.84% Old Mutual North American Acc 0.83% Fidelity American Special Situations W 0.58% Man GLG Continental Europe C Acc 0.56% Loomis Sayles US Equity Leaders N/A G 0.53% Ebro Foods 0.45% Robo Global Robotics and Automation Go UCITS ETF 0.44% Sbanken Asa 0.44% Microsoft Corp Com Stk Us 0.43% Jp Morgan Chase & Co Com 0.42% Schroder European Alpha Income Z 0.42% Bank Of America Corp Com 0.41% Apple Inc Com Stk Npv 0.40% Polar Capital UK Value Opps Acc 0.40% Kar Auction Services Inc 0.39% Blackrock Inc Npv A 0.37% Kaufman & Broad Sa 0.36% Schroder ISF Asian Opportunities 0.36% First Trust Eurozone Alphadex 0.36% Top 20 Weighting 10.00% Total Number of Holdings 1,413


Marlborough International Global Cell 11.025% Marlborough International US Multi-Cap Income Cell 9.80%

Marlborough International High Yield Fixed Interest Cell 11.025% Marlborough International Global Bond Cell 13.475% Marlborough International Bond Income Cell 11.025%

Marlborough International Multi-Cap Income Cell 7.35% Marlborough International Far East Growth Cell 4.90%

Marlborough International Special Situations Cell 2.45% Cash 2.00% Total 100.00%








Cautious 4 3.92% 9.98


Balanced 6 4.97% 12.73



Risk Grade 6 – Balanced

Top 20 Underlying Holdings of a Risk Grade 6 Portfolio % Xtrackers S&P 500 2X Leveraged Acc 0.66% Microsoft Corp Com Stk Us 0.65% Jp Morgan Chase & Co Com 0.64% Bank Of America Corp Com 0.61% Apple Inc Com Stk Npv 0.61% Kar Auction Services Inc 0.59% Artemis US Extended Alpha Instl Gbp Acc 0.56% Old Mutual North American Acc 0.55% Blackrock Inc Npv A 0.55% Carter'S Inc 0.54% Qualcomm Inc 0.53% Mastercard Inc 0.53% Crown Castle Reit 0.50% Ebro Foods 0.49% Home Depot Inc Common Usd 0.49% Broadridge Financial Sol 0.48% United Health Group Com S 0.48% Sbanken Asa 0.48% Chevron Corp Com Stk Usd0 0.42% Becton Dickinson 0.41% Top 20 Weighting 10.77% Total Number of Holdings 1,413


Marlborough International US Multi-Cap Income Cell 14.70% Marlborough International Multi-Cap Income Cell 9.80% Marlborough International Far East Growth Cell 9.80%

Marlborough International Global Cell 7.35% Marlborough International Special Situations Cell 4.90%

Marlborough International Bond Income Cell 7.35% Marlborough International Global Bond Cell 7.35%

Marlborough International High Yield Fixed Interest Cell 7.35% Cash 2.00% Total 100.00%








Cautious 4 3.92% 9.98


Balanced 6 4.97% 12.73



Risk Grade 7 – Balanced/Adventurous

Top 20 Underlying Holdings of a Risk Grade 7 Portfolio % Xtrackers S&P 500 2X Leveraged Acc 1.00% Artemis US Extended Alpha Instl Gbp Acc 0.84% Old Mutual North American Acc 0.83% Microsoft Corp Com Stk Us 0.65% Jp Morgan Chase & Co Com 0.64% Bank Of America Corp Com 0.61% Apple Inc Com Stk Npv 0.61% Kar Auction Services Inc 0.59% Fidelity American Special Situations W 0.58% Man GLG Continental Europe C Acc 0.56% Blackrock Inc Npv A 0.55% Alibaba Grp 0.55% Carter'S Inc 0.54% Loomis Sayles US Equity Leaders N/A G 0.53% Qualcomm Inc 0.53% Mastercard Inc 0.53% Posco 0.51% Bank Of China Ltd Cny 'H' 0.51% Crown Castle Reit 0.50% Home Depot Inc Common Usd 0.49% Top 20 Weighting 12.13% Total Number of Holdings 1,695


Marlborough International Far East Growth Cell 17.15% Marlborough International US Multi-Cap Income Cell 14.70%


Marlborough International UK Micro-Cap Cell 7.35% Marlborough International Multi-Cap Income Cell 4.90%

Marlborough International Bond Income Cell 3.675% Marlborough International Global Bond Cell 3.675%

Marlborough International High Yield Fixed Interest Cell 3.675% Cash 2.00% Total 100.00%








Cautious 4 3.92% 9.98


Balanced 6 4.97% 12.73



Risk Grade 8 – Adventurous

Top 20 Underlying Holdings of a Risk Grade 8 Portfolio % Xtrackers S&P 500 2X Leveraged Acc 1.33% Artemis US Extended Alpha Instl Gbp Acc 1.12% Old Mutual North American Acc 1.10% Alibaba Grp 0.78% Fidelity American Special Situations W 0.77% Man GLG Continental Europe C Acc 0.75% Posco 0.73% Bank Of China Ltd Cny 'H' 0.73% Loomis Sayles US Equity Leaders N/A G 0.71% Microsoft Corp Com Stk Us 0.65% Jp Morgan Chase & Co Com 0.64% Tencent Hldgs Limited 0.63% Sk Hynix Inc 0.63% Bank Of America Corp Com 0.61% Apple Inc Com Stk Npv 0.61% Kar Auction Services Inc 0.59% Robo Global Robotics and Automation Go UCITS ETF 0.58% China Ovsrs Lnd & Inv Ltd 0.58% United Co Rusal Plc 0.58% Schroder European Alpha Income Z 0.56% Top 20 Weighting 14.69% Total Number of Holdings 740

Fund Allocation Marlborough International Far East Growth Cell 24.50%

Marlborough International US Multi-Cap Income Cell 14.70% Marlborough International European Multi-Cap Cell 14.70%


Marlborough International UK Micro-Cap Cell 14.70% Cash 2.00% Total 100.00%


Setting up your Account

We trust you found our proposal informative.

If you would like to go ahead with the proposal you and your Financial Adviser should sign this document. Your Financial Adviser will then forward this to Marlborough, together with details of where your investments are to be held.

1) To be completed by the Financial Adviser

Offshore Life Company/SIPP Provider/Platform

Amount invested €

Date of investment

Has Marlborough Investment Management been appointed by the offshore provider?

Y/N*

Confirm Receipt of Client Information Document

Y/N*

Adviser Signature

Print Name *delete as appropriate

2) Client Declaration (all applicants must sign)

Signature 1: ………………………………………………………… Date: …………………………………….

Print name: …………………………………………………………

Signature 2: ………………………………………………………. Date: ……………………………………. (if required)

Print name: …………………………………………………………

Completed investment proposals should be posted to: Marlborough Investment Management Ltd, PO Box 1852, Lichfield, WS13 8XU. At this point Marlborough Investment Management Ltd will proceed to establish the suggested portfolio for your client. Reporting will then take place as per the Intermediary Services Agreement.

Your Marlborough Investment Proposal (EUR) · Microsoft Corp Com Stk Us 0.43% Jp Morgan Chase & Co...

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Transcript of Your Marlborough Investment Proposal (EUR) · Microsoft Corp Com Stk Us 0.43% Jp Morgan Chase & Co...