Report 1A: Complaints received from clients against Trading Members (TMs)# during 2013-14: Updated on 17.01.2014 (updated on each Friday or

Notes:

Abbreviations used:W : Western RegionN : Northern RegionS : Southern RegionE : Eastern RegionA : AhmedabadK : KanpurH : HyderabadI : IndoreB : BangaloreJ : JaipurP : Pune

Types of ComplaintsDescription

I Non-receipt /delay in payment :

Ia Delay in paymentIb Non-receipt of paymentIc Delay in refund of margin paymentId Non settlement of accounts

II Non-receipt/delay in securities :

II a Delay in deliveryII b Non-receipt of deliveryII c Delay in refund of margin depositII d Non settlement of accounts

III Non-receipt of documents:

III a Contract notesIII b BillsIII c Account statementsIII d Agreement copies

IV

IV a Unauthorized trades in client account

IV b

earlier working day, if Friday is holiday)

Type of complaint *(Pl. see

column E of the Report)

Unauthorized trades/misappropriation :

mis-appropriation of client's funds/securities

V Service related :

Va Excess brokerageVb Non-execution of orderVc Wrong execution of order

VdConnectivity / system related problem

Ve Non-receipt of corporate benefitsV f Other service defaults

VI Closing out / squaring up:

VI a

VI b

VII

VIII Others

"--" in Column E below, "Type of Complaint" indicates that the complaint is non-actionable either because it is incomplete or otherwise outside the scope of the Stock Exchange.

Please refer the following Table while reading data under Column 'I', i.e."Status" in the Report below.

Status ** Type Description

I Non actionableI a Complaint incompleteI b Outside the scope of stock exchangeII

III Under ProcessIV

Details of complaint

S.No. Complaint Ref.no.1 W/C/201304/1 4/1/20132 H/C/201304/2 3/27/20133 K/C/201304/3 3/29/20134 W/C/201304/4 4/1/20135 W/C/201304/5 4/1/20136 S/C/201304/6 4/1/20137 N/C/201304/7 4/2/2013

Closing off / squaring up position without consentDipsute in Auction value /close out value

Non implementation of arbitration award

Resolved (includes complaints solved, withdrawn and disposed off by IGRC as well as those closed by the Exchange.

Advised by IGRC to refer to arbitration, if so desired

Date of Receipt

8 E/C/201304/8 4/1/20139 N/C/201304/9 4/2/2013

10 N/C/201304/10 4/2/201311 N/C/201304/11 4/2/201312 W/C/201304/12 3/28/201313 E/C/201304/13 4/2/201314 K/C/201304/14 4/2/201315 W/C/201304/15 4/3/201316 N/C/201304/16 4/3/201317 W/C/201304/17 4/1/201318 K/C/201304/18 4/1/201319 W/C/201304/19 4/3/201320 W/C/201304/20 4/3/201321 W/C/201304/21 4/3/201322 K/C/201304/22 4/1/201323 W/C/201304/23 4/3/201324 W/C/201304/24 4/3/201325 W/C/201304/25 4/3/201326 I/C/201304/26 4/4/201327 E/C/201304/27 4/3/201328 W/C/201304/28 4/2/201329 N/C/201304/29 4/4/201330 K/C/201304/30 4/1/201331 W/C/201304/31 4/4/201332 K/C/201304/32 4/4/201333 S/C/201304/33 4/4/201334 W/C/201304/34 4/3/201335 W/C/201304/35 4/4/201336 S/C/201304/36 4/4/201337 W/C/201304/37 4/2/201338 W/C/201304/38 4/2/201339 W/C/201304/39 4/3/201340 W/C/201304/40 4/4/201341 W/C/201304/41 4/5/201342 W/C/201304/42 4/8/201343 N/C/201304/43 4/8/201344 E/C/201304/44 4/8/201345 E/C/201304/45 4/8/201346 E/C/201304/46 4/8/201347 W/C/201304/47 4/9/201348 W/C/201304/48 4/9/201349 W/C/201304/49 4/9/201350 N/C/201304/50 4/9/201351 H/C/201304/51 4/8/201352 K/C/201304/52 4/8/201353 W/C/201304/53 4/8/201354 W/C/201304/54 4/8/201355 W/C/201304/55 4/9/201356 N/C/201304/56 4/10/201357 K/C/201304/57 4/8/201358 E/C/201304/58 4/11/201359 I/C/201304/59 4/10/201360 E/C/201304/60 4/11/201361 K/C/201304/61 4/9/2013

62 W/C/201304/62 4/11/201363 N/C/201304/63 4/12/201364 E/C/201304/64 4/15/201365 W/C/201304/65 4/15/201366 W/C/201304/66 4/15/201367 I/C/201304/67 4/16/201368 W/C/201304/68 4/15/201369 K/C/201304/69 4/12/201370 K/C/201304/70 4/12/201371 W/C/201304/71 4/15/201372 W/C/201304/72 4/16/201373 W/C/201304/73 4/16/201374 N/C/201304/74 4/17/201375 N/C/201304/75 4/17/201376 N/C/201304/76 4/17/201377 S/C/201304/77 4/16/201378 W/C/201304/78 4/17/201379 S/C/201304/79 4/16/201380 W/C/201304/80 4/15/201381 S/C/201304/81 4/17/201382 K/C/201304/82 4/17/201383 W/C/201304/83 4/17/201384 N/C/201304/84 4/18/201385 N/C/201304/85 4/22/201386 I/C/201304/86 4/23/201387 K/C/201304/87 4/18/201388 K/C/201304/88 4/18/201389 W/C/201304/89 4/23/201390 W/C/201304/90 4/22/201391 W/C/201304/91 4/21/201392 W/C/201304/92 4/22/201393 W/C/201304/93 4/22/201394 S/C/201304/94 4/22/201395 N/C/201304/95 4/25/201396 N/C/201304/96 4/25/201397 W/C/201304/97 4/25/201398 E/C/201304/98 4/16/201399 W/C/201304/99 4/25/2013

100 E/C/201304/100 4/16/2013101 S/C/201304/101 4/25/2013102 W/C/201304/102 4/26/2013103 N/C/201304/103 4/26/2013104 W/C/201304/104 4/26/2013105 N/C/201304/105 4/26/2013106 K/C/201304/106 4/25/2013107 E/C/201304/107 4/26/2013108 E/C/201304/108 4/29/2013109 E/C/201304/109 4/29/2013110 K/C/201304/110 4/29/2013111 E/C/201304/111 4/15/2013112 W/C/201304/112 4/29/2013113 N/C/201304/113 4/30/2013114 N/C/201304/114 4/30/2013115 N/C/201304/115 4/30/2013

116 N/C/201304/116 4/30/2013117 W/C/201304/117 4/26/2013118 W/C/201304/118 4/29/2013119 N/C/201305/1 5/2/2013120 W/C/201305/2 4/29/2013121 N/C/201305/3 5/2/2013122 N/C/201305/4 5/2/2013123 W/C/201305/5 5/2/2013124 E/C/201305/6 4/30/2013125 W/C/201305/7 5/2/2013126 W/C/201305/8 5/3/2013127 W/C/201305/9 5/3/2013128 N/C/201305/10 5/3/2013129 E/C/201305/11 5/2/2013130 K/C/201305/12 5/1/2013131 W/C/201305/13 5/2/2013132 W/C/201305/14 5/2/2013133 W/C/201305/15 5/2/2013134 W/C/201305/16 5/3/2013135 H/C/201305/17 5/3/2013136 K/C/201305/18 5/3/2013137 E/C/201305/19 4/30/2013138 K/C/201305/20 5/1/2013139 N/C/201305/21 5/6/2013140 I/C/201305/22 5/1/2013141 K/C/201305/23 5/2/2013142 W/C/201305/24 5/3/2013143 W/C/201305/25 5/7/2013144 W/C/201305/26 5/6/2013145 S/C/201305/27 5/3/2013146 I/C/201305/28 4/30/2013147 W/C/201305/29 5/7/2013148 E/C/201305/30 5/3/2013149 W/C/201305/31 5/6/2013150 E/C/201305/32 5/6/2013151 K/C/201305/33 5/6/2013152 N/C/201305/34 5/8/2013153 K/C/201305/35 4/25/2013154 W/C/201305/36 5/9/2013155 N/C/201305/37 5/9/2013156 K/C/201305/38 5/2/2013157 I/C/201305/39 5/7/2013158 W/C/201305/40 5/9/2013159 N/C/201305/41 5/9/2013160 W/C/201305/42 5/8/2013161 N/C/201305/43 5/10/2013162 S/C/201305/44 5/10/2013163 N/C/201305/45 5/10/2013164 W/C/201305/46 5/10/2013165 K/C/201305/47 5/10/2013166 E/C/201305/48 5/8/2013167 W/C/201305/49 5/10/2013168 W/C/201305/50 5/9/2013169 N/C/201305/51 5/14/2013

170 E/C/201305/52 5/14/2013171 N/C/201305/53 5/14/2013172 N/C/201305/54 5/15/2013173 W/C/201305/55 5/14/2013174 N/C/201305/56 5/15/2013175 E/C/201305/57 4/30/2013176 N/C/201305/58 5/15/2013177 W/C/201305/59 5/15/2013178 S/C/201305/60 5/14/2013179 S/C/201305/61 5/16/2013180 W/C/201305/62 5/16/2013181 K/C/201305/63 5/15/2013182 W/C/201305/64 5/16/2013183 W/C/201305/65 5/17/2013184 W/C/201305/66 5/17/2013185 W/C/201305/67 5/17/2013186 W/C/201305/68 5/17/2013187 W/C/201305/69 5/17/2013188 E/C/201305/70 5/16/2013189 N/C/201305/71 5/17/2013190 S/C/201305/72 5/10/2013191 N/C/201305/73 5/17/2013192 W/C/201305/74 5/17/2013193 W/C/201305/75 5/15/2013194 S/C/201305/76 5/18/2013195 S/C/201305/77 5/20/2013196 N/C/201305/78 5/20/2013197 W/C/201305/79 5/20/2013198 W/C/201305/80 5/21/2013199 W/C/201305/81 5/20/2013200 N/C/201305/82 5/21/2013201 W/C/201305/83 5/21/2013202 W/C/201305/84 5/21/2013203 W/C/201305/85 5/23/2013204 N/C/201305/86 5/23/2013205 N/C/201305/87 5/24/2013206 N/C/201305/88 5/24/2013207 I/C/201305/89 5/20/2013208 W/C/201305/90 5/24/2013209 W/C/201305/91 5/24/2013210 W/C/201305/92 5/24/2013211 W/C/201305/93 5/24/2013212 I/C/201305/94 5/25/2013213 I/C/201305/95 5/25/2013214 W/C/201305/96 5/23/2013215 E/C/201305/97 5/27/2013216 I/C/201305/98 5/25/2013217 W/C/201305/99 5/27/2013218 N/C/201305/100 5/28/2013219 E/C/201305/101 5/27/2013220 W/C/201305/102 5/28/2013221 W/C/201305/103 5/27/2013222 W/C/201305/104 5/27/2013223 S/C/201305/105 5/24/2013

224 W/C/201305/106 5/28/2013225 S/C/201305/107 5/24/2013226 N/C/201305/108 5/28/2013227 S/C/201305/109 5/28/2013228 N/C/201305/110 5/29/2013229 E/C/201305/111 5/29/2013230 E/C/201305/112 5/29/2013231 K/C/201305/113 5/27/2013232 S/C/201305/114 5/29/2013233 W/C/201305/115 5/29/2013234 K/C/201305/116 5/29/2013235 S/C/201305/117 5/30/2013236 K/C/201305/118 5/28/2013237 K/C/201305/119 5/30/2013238 W/C/201305/120 5/29/2013239 W/C/201305/121 5/31/2013240 W/C/201305/122 5/31/2013241 W/C/201305/123 5/29/2013242 W/C/201305/124 5/31/2013243 K/C/201305/125 5/30/2013244 W/C/201305/126 5/31/2013245 W/C/201305/127 5/31/2013246 W/C/201305/128 5/31/2013247 S/C/201305/129 5/23/2013248 S/C/201306/1 5/31/2013249 N/C/201306/2 6/3/2013250 W/C/201306/3 6/3/2013251 W/C/201306/4 6/4/2013252 K/C/201306/5 6/3/2013253 N/C/201306/6 6/4/2013254 W/C/201306/7 6/4/2013255 W/C/201306/8 6/3/2013256 W/C/201306/9 6/5/2013257 W/C/201306/10 6/5/2013258 S/C/201306/11 6/5/2013259 I/C/201306/12 5/29/2013260 N/C/201306/13 6/6/2013261 I/C/201306/14 5/31/2013262 W/C/201306/15 6/3/2013263 K/C/201306/16 6/5/2013264 N/C/201306/17 6/7/2013265 W/C/201306/18 6/4/2013266 W/C/201306/19 6/10/2013267 S/C/201306/20 6/10/2013268 E/C/201306/21 6/10/2013269 W/C/201306/22 6/10/2013270 E/C/201306/23 6/10/2013271 K/C/201306/24 6/10/2013272 W/C/201306/25 6/11/2013273 W/C/201306/26 6/7/2013274 I/C/201306/27 5/31/2013275 W/C/201306/28 6/11/2013276 N/C/201306/29 6/12/2013277 N/C/201306/30 6/12/2013

278 N/C/201306/31 6/12/2013279 W/C/201306/32 6/12/2013280 W/C/201306/33 6/12/2013281 K/C/201306/34 6/10/2013282 N/C/201306/35 6/13/2013283 W/C/201306/36 6/10/2013284 W/C/201306/37 6/5/2013285 W/C/201306/38 6/12/2013286 W/C/201306/39 6/17/2013287 S/C/201306/40 6/13/2013288 W/C/201306/41 6/14/2013289 W/C/201306/42 6/17/2013290 W/C/201306/43 6/17/2013291 W/C/201306/44 6/17/2013292 W/C/201306/45 6/18/2013293 W/C/201306/46 6/18/2013294 W/C/201306/47 6/18/2013295 W/C/201306/48 6/18/2013296 W/C/201306/49 6/18/2013297 N/C/201306/50 6/18/2013298 W/C/201306/51 6/18/2013299 W/C/201306/52 6/18/2013300 W/C/201306/53 6/18/2013301 W/C/201306/54 6/18/2013302 W/C/201306/55 6/18/2013303 W/C/201306/56 6/18/2013304 W/C/201306/57 6/14/2013305 N/C/201306/58 6/18/2013306 N/C/201306/59 6/18/2013307 W/C/201306/60 6/18/2013308 W/C/201306/61 6/17/2013309 N/C/201306/62 6/19/2013310 N/C/201306/63 6/19/2013311 S/C/201306/64 6/19/2013312 E/C/201306/65 6/19/2013313 E/C/201306/66 6/19/2013314 W/C/201306/67 6/20/2013315 W/C/201306/68 6/19/2013316 W/C/201306/69 6/19/2013317 W/C/201306/70 6/20/2013318 W/C/201306/71 6/20/2013319 W/C/201306/72 6/21/2013320 N/C/201306/73 6/21/2013321 N/C/201306/74 6/21/2013322 N/C/201306/75 6/21/2013323 N/C/201306/76 6/21/2013324 N/C/201306/77 6/21/2013325 N/C/201306/78 6/21/2013326 K/C/201306/79 6/20/2013327 N/C/201306/80 6/21/2013328 S/C/201306/81 6/20/2013329 S/C/201306/82 6/21/2013330 W/C/201306/83 6/21/2013331 W/C/201306/84 6/19/2013

332 W/C/201306/85 6/20/2013333 K/C/201306/86 6/24/2013334 N/C/201306/87 6/24/2013335 K/C/201306/88 6/20/2013336 K/C/201306/89 6/24/2013337 S/C/201306/90 6/24/2013338 N/C/201306/91 6/25/2013339 N/C/201306/92 6/25/2013340 W/C/201306/93 6/25/2013341 S/C/201306/94 6/25/2013342 W/C/201306/95 6/26/2013343 W/C/201306/96 6/26/2013344 W/C/201306/97 6/26/2013345 W/C/201306/98 6/26/2013346 W/C/201306/99 6/26/2013347 E/C/201306/100 6/26/2013348 W/C/201306/101 6/24/2013349 W/C/201306/102 6/25/2013350 W/C/201306/103 6/25/2013351 K/C/201306/104 6/25/2013352 W/C/201306/105 6/25/2013353 K/C/201306/106 6/21/2013354 H/C/201306/107 6/15/2013355 K/C/201306/108 6/20/2013356 N/C/201306/109 6/27/2013357 W/C/201306/110 6/27/2013358 N/C/201306/111 6/27/2013359 H/C/201306/112 6/13/2013360 W/C/201306/113 6/27/2013361 N/C/201306/114 6/28/2013362 N/C/201306/115 6/28/2013363 W/C/201306/116 6/28/2013364 W/C/201306/117 6/27/2013365 W/C/201306/118 6/28/2013366 W/C/201306/119 6/28/2013367 N/C/201306/120 6/28/2013368 E/C/201306/1001 6/15/2013369 S/C/201307/1 6/28/2013370 N/C/201307/2 7/1/2013371 S/C/201307/3 6/28/2013372 I/C/201307/4 7/2/2013373 W/C/201307/5 7/2/2013374 N/C/201307/6 7/2/2013375 W/C/201307/7 6/28/2013376 N/C/201307/8 7/2/2013377 E/C/201307/9 7/2/2013378 N/C/201307/10 7/2/2013379 E/C/201307/11 7/2/2013380 E/C/201307/12 7/2/2013381 E/C/201307/13 7/1/2013382 E/C/201307/14 6/28/2013383 K/C/201307/15 7/2/2013384 K/C/201307/16 7/1/2013385 K/C/201307/17 7/1/2013

386 W/C/201307/18 7/1/2013387 W/C/201307/19 7/2/2013388 W/C/201307/20 7/2/2013389 H/C/201307/21 7/1/2013390 W/C/201307/22 7/4/2013391 W/C/201307/23 7/4/2013392 W/C/201307/24 7/4/2013393 K/C/201307/25 7/3/2013394 N/C/201307/26 7/4/2013395 N/C/201307/27 7/4/2013396 N/C/201307/28 7/4/2013397 N/C/201307/29 7/4/2013398 W/C/201307/30 7/4/2013399 N/C/201307/31 7/4/2013400 E/C/201307/32 7/4/2013401 N/C/201307/33 7/4/2013402 W/C/201307/34 7/3/2013403 W/C/201307/35 7/4/2013404 N/C/201307/36 7/5/2013405 W/C/201307/37 7/5/2013406 W/C/201307/38 7/5/2013407 W/C/201307/39 7/5/2013408 W/C/201307/40 7/5/2013409 N/C/201307/41 7/9/2013410 K/C/201307/42 7/8/2013411 E/C/201307/43 7/9/2013412 E/C/201307/44 7/8/2013413 K/C/201307/45 7/9/2013414 K/C/201307/46 7/9/2013415 W/C/201307/47 7/11/2013416 W/C/201307/48 7/11/2013417 E/C/201307/49 7/10/2013418 E/C/201307/50 7/10/2013419 S/C/201307/51 7/11/2013420 K/C/201307/52 7/11/2013421 K/C/201307/53 7/11/2013422 E/C/201307/54 7/12/2013423 W/C/201307/55 7/10/2013424 E/C/201307/56 7/12/2013425 E/C/201307/57 7/12/2013426 W/C/201307/58 7/15/2013427 S/C/201307/59 7/15/2013428 K/C/201307/60 7/15/2013429 W/C/201307/61 7/15/2013430 W/C/201307/62 7/16/2013431 W/C/201307/63 7/15/2013432 W/C/201307/64 7/15/2013433 E/C/201307/65 7/14/2013434 E/C/201307/66 7/14/2013435 N/C/201307/67 7/18/2013436 E/C/201307/68 7/17/2013437 N/C/201307/69 7/18/2013438 E/C/201307/70 7/18/2013439 S/C/201307/71 7/18/2013

440 K/C/201307/72 7/17/2013441 W/C/201307/73 7/17/2013442 E/C/201307/74 7/20/2013443 E/C/201307/75 7/19/2013444 K/C/201307/76 7/19/2013445 K/C/201307/77 7/19/2013446 N/C/201307/78 7/22/2013447 N/C/201307/79 7/22/2013448 K/C/201307/80 7/19/2013449 W/C/201307/81 7/22/2013450 N/C/201307/82 7/22/2013451 S/C/201307/83 7/22/2013452 N/C/201307/84 7/23/2013453 N/C/201307/85 7/23/2013454 W/C/201307/86 7/19/2013455 W/C/201307/87 7/19/2013456 W/C/201307/88 7/19/2013457 W/C/201307/89 7/23/2013458 W/C/201307/90 7/23/2013459 W/C/201307/91 7/22/2013460 S/C/201307/92 7/23/2013461 N/C/201307/93 7/24/2013462 S/C/201307/94 7/24/2013463 W/C/201307/95 7/24/2013464 S/C/201307/96 7/23/2013465 K/C/201307/97 7/23/2013466 W/C/201307/98 7/24/2013467 N/C/201307/99 7/24/2013468 W/C/201307/100 7/19/2013469 E/C/201307/101 7/25/2013470 W/C/201307/102 7/23/2013471 W/C/201307/103 7/23/2013472 N/C/201307/104 7/25/2013473 E/C/201307/105 7/22/2013474 N/C/201307/106 7/25/2013475 N/C/201307/107 7/25/2013476 W/C/201307/108 7/23/2013477 W/C/201307/109 7/25/2013478 W/C/201307/110 7/25/2013479 E/C/201307/111 7/25/2013480 N/C/201307/112 7/26/2013481 W/C/201307/113 7/26/2013482 W/C/201307/114 7/26/2013483 W/C/201307/115 7/26/2013484 I/C/201307/116 7/26/2013485 K/C/201307/117 7/25/2013486 K/C/201307/118 7/25/2013487 K/C/201307/119 7/25/2013488 K/C/201307/120 7/25/2013489 K/C/201307/121 7/25/2013490 E/C/201307/122 7/26/2013491 N/C/201307/123 7/29/2013492 I/C/201307/124 7/29/2013493 N/C/201307/125 7/29/2013

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710 W/C/201310/22 10/9/2013711 W/C/201310/23 10/9/2013712 W/C/201310/24 10/9/2013713 E/C/201310/25 10/9/2013714 W/C/201310/26 10/9/2013715 W/C/201310/27 10/9/2013716 W/C/201310/28 10/9/2013717 W/C/201310/29 10/10/2013718 K/C/201310/30 10/11/2013719 W/C/201310/31 10/11/2013720 W/C/201310/32 10/11/2013721 E/C/201310/33 10/11/2013722 N/C/201310/34 10/11/2013723 H/C/201310/35 10/10/2013724 W/C/201310/36 10/11/2013725 N/C/201310/37 10/14/2013726 S/C/201310/38 10/11/2013727 W/C/201310/39 10/14/2013728 W/C/201310/40 10/14/2013729 W/C/201310/41 10/14/2013730 W/C/201310/42 10/14/2013731 W/C/201310/43 10/14/2013732 H/C/201310/44 10/10/2013733 W/C/201310/45 10/15/2013734 W/C/201310/46 10/14/2013735 W/C/201310/47 10/14/2013736 W/C/201310/48 10/15/2013737 W/C/201310/49 10/14/2013738 S/C/201310/50 10/14/2013739 W/C/201310/51 10/14/2013740 W/C/201310/52 10/14/2013741 S/C/201310/53 10/17/2013742 K/C/201310/54 10/17/2013743 E/C/201310/55 10/17/2013744 E/C/201310/56 10/17/2013745 W/C/201310/57 10/18/2013746 W/C/201310/58 10/21/2013747 H/C/201310/59 10/17/2013748 E/C/201310/60 10/21/2013749 W/C/201310/61 10/21/2013750 W/C/201310/62 10/21/2013751 E/C/201310/63 10/21/2013752 I/C/201310/64 10/22/2013753 E/C/201310/65 10/21/2013754 S/C/201310/66 10/17/2013755 W/C/201310/67 10/21/2013756 W/C/201310/68 10/23/2013757 K/C/201310/69 10/18/2013758 N/C/201310/70 10/23/2013759 H/C/201310/71 10/18/2013760 W/C/201310/72 10/21/2013761 W/C/201310/73 10/23/2013762 N/C/201310/74 10/25/2013763 W/C/201310/75 10/25/2013

764 W/C/201310/76 10/25/2013765 W/C/201310/77 10/25/2013766 W/C/201310/78 10/25/2013767 E/C/201310/79 10/22/2013768 W/C/201310/80 10/25/2013769 E/C/201310/81 10/25/2013770 E/C/201310/82 10/24/2013771 N/C/201310/83 10/28/2013772 N/C/201310/84 10/28/2013773 W/C/201310/85 10/29/2013774 W/C/201310/86 10/29/2013775 W/C/201310/87 10/24/2013776 E/C/201310/88 10/28/2013777 W/C/201310/89 10/29/2013778 E/C/201310/90 10/15/2013779 E/C/201310/91 10/29/2013780 E/C/201310/92 10/29/2013781 W/C/201310/93 10/23/2013782 N/C/201310/94 10/30/2013783 W/C/201310/95 10/25/2013784 N/C/201310/96 10/30/2013785 W/C/201310/97 10/31/2013786 W/C/201310/98 10/31/2013787 H/C/201310/99 10/22/2013788 N/C/201310/100 10/31/2013789 K/C/201310/101 10/29/2013790 H/C/201310/102 10/30/2013791 W/C/201310/103 10/28/2013792 E/C/201310/1001 10/1/2013793 W/C/201310/1002 10/1/2013794 W/C/201310/1003 9/30/2013795 W/C/201310/1004 10/14/2013796 W/C/201310/1005 10/28/2013797 N/C/201311/1 11/1/2013798 N/C/201311/2 11/1/2013799 N/C/201311/3 11/1/2013800 E/C/201311/4 11/4/2013801 E/C/201311/5 11/5/2013802 N/C/201311/6 11/6/2013803 N/C/201311/7 11/6/2013804 E/C/201311/8 11/6/2013805 W/C/201311/9 11/6/2013806 W/C/201311/10 11/7/2013807 S/C/201311/11 11/5/2013808 W/C/201311/12 11/7/2013809 S/C/201311/13 11/6/2013810 W/C/201311/14 11/6/2013811 S/C/201311/15 11/8/2013812 W/C/201311/16 11/6/2013813 S/C/201311/17 11/11/2013814 N/C/201311/18 11/11/2013815 N/C/201311/19 11/11/2013816 N/C/201311/20 11/11/2013817 W/C/201311/21 11/8/2013

818 N/C/201311/22 11/12/2013819 K/C/201311/23 11/10/2013820 E/C/201311/24 11/9/2013821 E/C/201311/25 11/11/2013822 E/C/201311/26 11/12/2013823 W/C/201311/27 11/13/2013824 W/C/201311/28 11/13/2013825 W/C/201311/29 11/13/2013826 W/C/201311/30 11/13/2013827 S/C/201311/31 11/5/2013828 E/C/201311/32 11/14/2013829 W/C/201311/33 11/18/2013830 H/C/201311/34 11/13/2013831 W/C/201311/35 11/18/2013832 W/C/201311/36 11/14/2013833 N/C/201311/37 11/19/2013834 N/C/201311/38 11/20/2013835 W/C/201311/39 11/18/2013836 W/C/201311/40 11/18/2013837 K/C/201311/41 11/19/2013838 S/C/201311/42 11/14/2013839 W/C/201311/43 11/18/2013840 W/C/201311/44 11/21/2013841 W/C/201311/45 11/20/2013842 E/C/201311/46 11/19/2013843 E/C/201311/47 11/19/2013844 W/C/201311/48 11/21/2013845 W/C/201311/49 11/21/2013846 N/C/201311/50 11/22/2013847 W/C/201311/51 11/22/2013848 N/C/201311/52 11/22/2013849 W/C/201311/53 11/22/2013850 W/C/201311/54 11/22/2013851 K/C/201311/55 11/22/2013852 W/C/201311/56 11/25/2013853 W/C/201311/57 11/22/2013854 W/C/201311/58 11/25/2013855 N/C/201311/59 11/25/2013856 W/C/201311/60 11/22/2013857 S/C/201311/61 11/25/2013858 W/C/201311/62 11/25/2013859 W/C/201311/63 11/25/2013860 W/C/201311/64 11/25/2013861 W/C/201311/65 11/20/2013862 W/C/201311/66 11/27/2013863 W/C/201311/67 11/27/2013864 W/C/201311/68 11/28/2013865 W/C/201311/69 11/26/2013866 W/C/201311/1001 11/6/2013867 W/C/201311/1002 11/8/2013868 W/C/201312/1 12/2/2013869 W/C/201312/2 12/2/2013870 W/C/201312/3 11/29/2013871 W/C/201312/4 12/2/2013

872 S/C/201312/5 11/30/2013873 E/C/201312/6 11/29/2013874 K/C/201312/7 11/29/2013875 K/C/201312/8 12/3/2013876 W/C/201312/9 12/3/2013877 N/C/201312/10 12/3/2013878 N/C/201312/11 12/4/2013879 N/C/201312/12 12/4/2013880 W/C/201312/13 12/4/2013881 S/C/201312/14 12/3/2013882 W/C/201312/15 12/3/2013883 W/C/201312/16 12/5/2013884 N/C/201312/17 12/6/2013885 S/C/201312/18 12/5/2013886 E/C/201312/19 12/6/2013887 E/C/201312/20 12/6/2013888 W/C/201312/21 12/5/2013889 K/C/201312/22 12/6/2013890 E/C/201312/23 12/9/2013891 W/C/201312/24 12/9/2013892 S/C/201312/25 11/26/2013893 E/C/201312/26 12/9/2013894 N/C/201312/27 12/10/2013895 N/C/201312/28 12/10/2013896 E/C/201312/29 12/9/2013897 N/C/201312/30 12/10/2013898 E/C/201312/31 12/9/2013899 N/C/201312/32 12/10/2013900 N/C/201312/33 12/10/2013901 N/C/201312/34 12/10/2013902 N/C/201312/35 12/10/2013903 N/C/201312/36 12/10/2013904 E/C/201312/37 12/10/2013905 H/C/201312/38 12/9/2013906 E/C/201312/39 12/10/2013907 E/C/201312/40 12/10/2013908 W/C/201312/41 12/11/2013909 N/C/201312/42 12/11/2013910 W/C/201312/43 12/11/2013911 W/C/201312/44 12/11/2013912 H/C/201312/45 11/22/2013913 H/C/201312/46 10/10/2013914 E/C/201312/47 12/11/2013915 I/C/201312/48 12/10/2013916 W/C/201312/49 12/11/2013917 W/C/201312/50 12/12/2013918 N/C/201312/51 12/12/2013919 W/C/201312/52 12/12/2013920 W/C/201312/53 12/4/2013921 W/C/201312/54 12/12/2013922 W/C/201312/55 12/11/2013923 W/C/201312/56 12/13/2013924 N/C/201312/57 12/13/2013925 K/C/201312/58 12/11/2013

926 K/C/201312/59 12/4/2013927 W/C/201312/60 12/12/2013928 W/C/201312/61 12/17/2013929 W/C/201312/62 12/12/2013930 W/C/201312/63 12/12/2013931 W/C/201312/64 12/16/2013932 N/C/201312/65 12/17/2013933 N/C/201312/66 12/18/2013934 W/C/201312/67 12/18/2013935 W/C/201312/68 12/18/2013936 W/C/201312/69 12/13/2013937 I/C/201312/70 12/20/2013938 W/C/201312/71 12/16/2013939 W/C/201312/72 12/18/2013940 W/C/201312/74 12/17/2013941 W/C/201312/75 12/17/2013942 W/C/201312/76 12/23/2013943 K/C/201312/77 12/23/2013944 E/C/201312/78 12/20/2013945 K/C/201312/79 12/23/2013946 E/C/201312/80 12/17/2013947 W/C/201312/81 12/24/2013948 W/C/201312/82 12/24/2013949 N/C/201312/83 12/26/2013950 N/C/201312/84 12/26/2013951 I/C/201312/85 12/27/2013952 H/C/201312/86 12/27/2013953 H/C/201312/87 12/26/2013954 W/C/201312/88 12/27/2013955 H/C/201312/89 12/26/2013956 W/C/201312/90 12/27/2013957 W/C/201312/91 12/27/2013958 W/C/201312/92 12/30/2013959 N/C/201312/93 12/30/2013960 W/C/201312/94 12/30/2013961 W/C/201312/95 12/30/2013962 W/C/201312/96 12/30/2013963 W/C/201312/97 12/31/2013964 W/C/201312/98 12/26/2013965 N/C/201312/99 12/31/2013966 W/C/201312/100 12/31/2013967 W/C/201312/101 12/26/2013968 W/C/201312/102 12/31/2013969 N/C/201312/103 12/31/2013970 W/C/201312/104 12/31/2013971 N/C/201312/105 12/31/2013972 W/C/201312/106 12/31/2013973 W/C/201312/107 12/31/2013974 W/C/201401/1 12/30/2013975 E/C/201401/2 1/1/2014976 E/C/201401/3 12/31/2013977 W/C/201401/4 1/2/2014978 W/C/201401/5 1/2/2014979 S/C/201401/6 1/2/2014

980 W/C/201401/7 1/3/2014981 H/C/201401/8 12/27/2013982 W/C/201401/9 1/3/2014983 N/C/201401/10 1/6/2014984 E/C/201401/11 1/2/2014985 E/C/201401/12 1/1/2014986 E/C/201401/13 1/2/2014987 W/C/201401/14 1/7/2014988 W/C/201401/15 1/3/2014989 N/C/201401/16 1/7/2014990 W/C/201401/17 1/6/2014991 N/C/201401/18 1/7/2014992 W/C/201401/19 1/7/2014993 W/C/201401/20 1/8/2014994 N/C/201401/21 1/8/2014995 W/C/201401/22 1/8/2014996 W/C/201401/23 1/8/2014997 E/C/201401/24 1/9/2014998 W/C/201401/25 1/9/2014999 W/C/201401/26 1/9/2014

1000 E/C/201401/27 1/10/20141001 N/C/201401/28 1/10/20141002 W/C/201401/29 1/10/20141003 H/C/201401/30 1/8/20141004 S/C/201401/31 1/10/20141005 W/C/201401/32 1/12/20141006 K/C/201401/33 1/9/20141007 W/C/201401/34 1/10/20141008 K/C/201401/35 1/7/20141009 N/C/201401/36 1/14/20141010 N/C/201401/37 1/14/20141011 W/C/201401/38 1/15/20141012 S/C/201401/39 1/15/20141013 W/C/201401/40 1/15/20141014 W/C/201401/41 1/15/20141015 W/C/201401/42 1/15/20141016 W/C/201401/43 1/15/20141017 W/C/201401/44 1/15/20141018 N/C/201401/45 1/15/20141019 N/C/201401/46 1/15/20141020 N/C/201401/47 1/15/20141021 N/C/201401/48 1/15/20141022 N/C/201401/49 1/15/20141023 E/C/201401/50 1/15/20141024 K/C/201401/51 1/8/20141025 W/C/201401/52 1/16/20141026 N/C/201401/53 1/17/20141027 N/C/201401/54 1/17/20141028 N/C/201401/55 1/17/20141029 I/C/201401/56 1/16/20141030 K/C/201401/57 1/16/20141031 E/C/201401/58 1/16/2014

# including against its sub-brokers , authorized persons , employees , etc. ## Status date is the date of resolution / disposal advice reference to arbitration / finding it non-actionable . If Under process , it is the date of updation of this sheet .

Report 1A: Complaints received from clients against Trading Members (TMs)# during 2013-14: Updated on 17.01.2014 (updated on each Friday or

"--" in Column E below, "Type of Complaint" indicates that the complaint is non-actionable either because it is incomplete or otherwise

Please refer the following Table while reading data under Column 'I', i.e."Status" in the Report below.

Name of ClientAYUSH KACHOLIAK. Swapna VaNandini Bajpai IVaVINIT P SHAH VfALPESH S SHAH VfSM.Ramasamy IVaAnuj Bhargava Vf

Type of Comp-laint *

Arup Bera IVaBANSI LAL SACHDEVA VfKRISHNA NUKHRA IVaMANPREET SINGH SAINI/ PRITAM KAUR VfSadanand MandalGayadhar Kar IVaRajeev Srivastava IVbD R Bhat IVaPARAMJYOT SINGH VfPreeti Narendra Chavan IVaUmesh Chandra Tiwari IVaHasmukhray J. Thaker IbVijay Kumar Chaudhary - (A.P.) IbSanjeev Singh IVaMunib Ram IVaMUKESH SHARMA IVaINDIRABEN R TRIVEDISHASHI MATHUR IVbAsha Simhal VfMd Safique IbNeeta M Ranade Vf K. K. CHAUDHARY VfPraveen Kumar Verma IVaD. K. Mamilwar VcShailja Srivastava IVaAnnanpurna Hariharan IVaKamlesh Kamlakar Thopte VfRajendra M Shah IVaLatha V Kamath VcKajal Utpal BengaliSudarshan Shenoy IVaHemant Manohar Satam VbAce Brokerage & Consultant - Sahil Kapoor (Sub broker) IbRupa Shailesh Kanani VfDHANPAL RAY SINGHVI IVbArjun Rohatgi IVaPawan Kumar Agrawal IIIaShyam Sunder Sharma IVaPawan Kumar Agrawal IIIaSEEMA IVaPRAVINCHANDRA JAMNADAS SHAH IIIaBHARAT RAJNIKANT SHAH IIbPARMESH BINDAL VaManish SanghaiMohd Saquib IVaKrishna Kumar Chandgothia / Seema Chandgothia IIdRajesh AnkamGopal S. Maheshwari IVaPARDEEP KUMAR SAINI IVaHimanshu Arya IVaAtisnandan Bandopadhyay VfSanjay Bhikaji Patil IIIcRitesh Popli IVaVirendra Prasad Ram IVa

D. P. Deokar IVaVARUN GOEL IIIcShirsendu Sarkar VdAbbas R. Navlakhi IIbVijay Kumar - Sub Broker IaSanjay Bhikaji Patl IIIcGaurav A Jain IVaPreeti Harkauli VbUtkarsh Singhal VfP M Remane VfVipul Saxena IVbVISHVESHWAR SANKHLA IVbSurinder Sobti VfKRISHAN KUMAR SHARMA IVaR I JHOMAL VfArchana Kadam VfMOHAN SONI VfStella K.P IVaHitesh Kshatriya IVaMohan Bathija VIaRekha Kumari IVaSwapnil Dubekar IbSNEHLATA SINGH VfRAJESH KUMAR KHANNA VfShailendra Singh Chauhan IVaNirmala Sharma IVbVinod Kumar Sharma IVbNirmal Bhattad IbHeena Tank VfSS Vinoth - Sub broker IbPukhraj Shantilal Shah VfKamala Pukhraj Shah VfH.A.D'Souza IIIaRajat Gupta IbCHITRANJAN SINGH IVbJetho N. Mangtani, Ganga J. Mangtani & Nilanjan D. Ghose IVaSamir Ranjan Roy IVaBhimsen K. Apte IVaSambhu Nath Rudra Pal IVaAlsamma Joseph IVaRajaram Shinde IVbMADAN MOHAN SETHI IIIaGRACY KURIAN IVbDEEPAK MAHAJAN IVbManish Kumar Srivastava IVaShamit Bhowmick IVaBhakti Pakhira IVaSanjay Kumar Sahoo IVaAshok Lata Mittal IVaManas Chatterjee VdPriya Chopra IbKULJIT RAI DUGGAL VfNAVNEET KUMAR IVaRAJEEV CHOPRA IVa

AJAY KUMAR IVaPrabhavati K Shah IVaJude S Coutinho IVbMANOJ KUMAR IVbAshish B Shah VfSHASHI BHUSHAN VfSUSHMA DALMIA VaJAYSHRIBEN K. LUKKA VbRajesh VIIIaMohamed Akram Khan VaSHAH KUSUMBEN SHARADCHANDRAMEHTA BROKERAGE PVT LTD VfDEVESHWARI IVaSusanta Kumar Mukhopadhyay VfBhagat Ram Sharma IVbSantosh Mohanlal Talathi IVaVinod M Shahani VaM K Khapre VfSWETA MEHTAImmandi Srinivasa Rao IbRajendra Kumar Gupta VbKalyani Kundu IVaPratibha Rai IVaDEVESHWARI IVbD.K. Jain VfDineshwar Prasad IVaMahesh Adke VfDIPAK PATEL IcKiran Mali IaR.Srinivasan VfMohd. Afser Rain VfKinnari Chetan Naik VaShirsendu Sarkar IbHarshal Deore IdMarkandeya Singh IVaVijay Manaduli IIbKAPIL KUMAR VfGian Chand VbVaishali V. Ghag VfVIJAY PRAKASH VaJagannath Bhandari IIIaRakesh Kushwah IVbMANAK CHAND MODI IVbLAXMAN SINGH VfSaji Kumar IIaCHEENA BHASIN IVaTarun Gupta IaBHIM SAIN IVaPRAVIN SHARMA VfManorama Shukla IVaTapasi Das IVaKunal Shelar VfSunil Khemuka VfDeepinder Singh Gogna IVa

Prabir Kumar Das IVaAnil Joshi IaAmit Dwivedi IVaCharanjeet Kaur VfASHOK CHHIBBAR VfManoj Kumar Saket VeSURINDER KAUR VfJ. V. Rajan VbC Dominic Francis D Silva VfManjunath.M.Kondoji IVaAnju - (A.P.) IbDev Kumar Aggarwal VIaTulsi G. Patel IVaROSHAN SHAH VfPARAS BHANSHALI IIaPADMAJA K MEHTA IIaSHAHINBANU Y SAYANI IVbARUNA DHUPER IVbVinay Kumar VaJUGAL KISHORE RANJAN IVaSavithri Raghu IVaDavinder Kumar VfAshish Seth - Remiser IbVijay Kumar/Ekta Vijay Kumar IbRoopa Somashekar Basrur VfDhanasekar.R IVaHarcharan Singh Maingi IVaParveen Kakkar VfKanta Nandkumar Siroya IVaPranav Deepak Sane VfRAJ KUMAR JAIN VfSandeep G. Bhitre VaNisarg Kunder VdAnila Kothari IaADARSH KUMAR AGGARWAL IVbHAR GOBIND BHATIA VfMAHENDER SINGH VfJayanti Prasad Mishra IIdBHARAT BHUSHAN RAI VaABBAS ALI VfABBAS ALI VfSHAILESHKUMAR BACHUBHAI PAREKH IVaPrem Mathur VeGhanshyam Sangtani IVaSuresh Prasad IbMansingh Murmu VfGhanshyam Sangtani IVbK Boopathy VfAJAY CHOUHAN IVaRamesh Kumar Lohia IVaJagdish Rai Dholpuria VaAparna C. BarboleV. K. Ramabhadran VcKuldeep Singh IVa

N K Bansal IVaAsad Hajeebhoy VfSUSHIL BURNAWAL IVaPuja Ghildyal VfPRABH PREET SINGH IVaSanju Singh VfSindhu Upadhyay IVaGeeta Khattar IIIaS.Renganayaki IIIdRamnarayan Sharma IVbUsha Agarwal IIIcR.Vijaya Kumar IIIaAshish Seth IIcRatan SinghSunil H. Babar IdDipenti Mihir Shah IaPIYUSH MEHTA IVbJaykumar M. Shah IVbPOORNIMA S JAIN IVbTushar Varshney IdGopal Patil VfShivanshu Bhargava VfMukul Pandit / Sudhir Pandit VfShanthi Natarajan IdSuresh Kumar KK IVaSAROJ CHAUHAN VfBhargav ChauhanJignesh Nanchand Shah - Remiser IbVed Prakash Agnihotri IIaLATIKA TYAGI VfLalita SharmaRavi L. V. - Sub broker IbSadhana Pandit IVbSushil Drolia VfVanitha IVaMaya Devi Gupta IIIdNAND K ANAND VfMayur Nashikkar IVaEsha T Shah VfSandeep Kumar Gupta IVaAshok Chawla VfBhavesh Desai VIaAvany Hariya VbShanmuganathan.P VfKrishnendu Sarkar VdShriram A. Patil IbUjjal Saha IIIbVishal Gupta IVaKanchan Rai IVbNarayan B. Sawant IdMayur Nashikkar IVaAnil Yadavrao Gaikwad IbSANJEEV SHARMA VcH D KANSWAL IVa

INDRADEV IVaSuman Kumar - Sub broker IbBhalchandra K. Khandekar VcVarun Sood IIdSURJEET KAUR IVaArjanlal Kanayalal Talreja IVbRajkumar Murarka HUF(Siddharth Murarka -Adv) VfChandra Kumar Gajanand Bagla IVaSuman Kumar IdAnantha Raju.M VbRahul Solanki VfKaushik Bakulbhai Vasoya IVaManoj Karsanbhai Patel IIbNaval Prajapati IVaBhavesh Chandebhamar VaSeshan P VaPankaj Bajaj VfAshok Kumar Sharma VfAmrat C Gandhi IdSantosh Bhagat IIIdManeklal Manilal Patel IVaRamanand Kini IVbHarshadkumar Parikh VbShailesh Kumar Shah VbAbhishek Ramavtar Mittal VfMadhavlal Hargovandas Patel IdVashumal H Vanvari VfDAYANANDA KAMATH K IVaRekha Kumar VfAnil Bajwala IVbDivyang Modi VfVARUN SINGLA IIIcWASIM RAJA VaE.N.Shenoy IVaPiush Khemani IVaPurushottam Kumar Khemani IVaDahyabhai L. Shah IVaVitthal Marutirao Ekbote IVbRajamani M Pillay VfLalchandbhai Rohera IIdMohammed Ishaque VIaBharatbhai Joitaram Patel IVaAJEET KAUR VfA K MALERI IVaTAJAMUL KHAN VfPANKAJ GOYAL VfKRISHAN KUMAR IIIcSHEELA KANAUJIA VfKrishna Kumar IVaV M RAO IVaVani Srinivasan IVaP.V.Kochuthressia IVbDilip N Valera IVaAnay Choksey IVa

Mohammed Arif Kasmani IVbVimal Kumar Gupta IVaA.P.GUPTA VaIndrasen Pandey VfSamai Din IVbD.Venkatesan IVaS UDHAM SINGH SEKHON IIdSHAM SUNDER THAPER IVaMohan lal Sharma IIIaChandra Praksh Chopra IIIaMayur Kumar Patel IVaVijay R patel IVaRakesh patel IVaRamanbhai Patel IVaDinesh Kumar Rana VfSundeep Modi HUF IVbMohd Ghulam Nabi Khan VbZarir B. Katrak IVbSumathi Kini VbSarla Prajapati IVaGopalkrishnan V.C. IIIcVipul Kumar Singh VbSrinivas Dudala VfKrishana Lal Dua VfDr .Suraj Prakash Dewan VfNagji Jevat Shah IbManMohan Singh VfNaushi Afrin VfJetendra S Gala IVaSHOBHA PANT VfRajiv Gupta VfLalchandbhai Blaram Rohera IVbChandrashekar Shetty IdDharmendra Kumar Sharma IVbRamlal Gokulchand Talwar IVaSHWETA GUPTA IIbJagannath Behera --Annapurna Alagundagi IVbRANI JAIN IVaBhupal Chandra Mahanano IVbMohit Kasera VcSuryakant Kantilal Rana VfDEEPAK SINGLA IIIcM B Bagade VfMANJU BALA SINGLA / FAKIR CHAND SINGLA IIIcAnish Kumar VIIIbPREM CHAND / SOMESH SINGLA IIIcC B Pandey IVaAkhilanand Tiwari VfNirmala Devi Poddar VfKalpana Jha IIIcAnshika Agarwal IIaSachin Chauhan VfN.C.Mishra IVa

Shaila Abhay Shah IdNilesh VfShenaz Abdul Gani Merchant IIIcVikas Jain IIbHasmukhrai Jayantilal Thaker IVaShantilal Mandowra IVaPushpa Mandowra IVaSudhir Bahuguna IVaALOK SHARMA IVaV.D GUPTA IVaAMIT KUMAR IIIaKULBIR KAUR IVbSurekha Nagraj Kankaria IbSHAKTI DEV IVaTarak Nath Jaiswal VIaVIJAY KUMAR VERMA IVaF Lesseps Fonseca VfVasantilal M. VoraSURESH KUMAR GOYAL IVaHanumansharan Gupta IIaKrishnaswamy K. IbNeelam Kashyape IVaMahendra Hasmukhlal Bhansali IVbMohan Lal VfRama Murat Singh VfAshutosh Roy IbUsha Devi Banka IVbAmit Lohia IVaVijendra Kumar Agrawal VIaValubhai Hemybhai Ghoya IVaA G Shah VfJay Prakash VaVijay Kumar Agarwal IVaH.K.Raghavendra Murthy VfSantosh Kumar IVaPramod Kumar Saraf IVaPrakash Santra IVaSreedharan Kochukunju Nair IVaRajat Kumar Ghosh IVaAshok Kumar Saraf VfVasant Bhide and Nikita Bhide IVaMs. Jaya Mohan Raj IVaVinod Kumar Tulsyan IIIaSunil Sharma IIbIlaben Ranjitlal Kabrawala VfShrinivas Subhash Vayuvegla IVaGulab P. Gharate IVbMansamata Securities Pvt. Ltd. IVaMansamata Securities Pvt. Ltd. IVbBhagwant Rai VfBrajesh Kumar Singh IVaDEEPAK KOHLI IbNavin Vaidya IVaT.Buhari Sahib IVa

Geeta Khattar VbAjit Ramji Rambhia VaAshok Kumar Mehra IVbBiswajit Ghosh VIaNarottam Sharma VIaShiv Kumar Gupta IVaAsha Jha IVaChaman Lal Sethi VaGian Chand VfKaushal Kanabar IbSidharth Gupta VfDinesh Kumar IIbSanjay Paruthi VfABHAY PANDEY IVaPhulchand Agarwal IbBerenice Gonsalves VfNigel Gonsalves VfPRADUMANKUMAR BHAGWANJI MEHTA VfPranav Deepak Sane IbVasantbala A. Parmar IVaNarayanasamy Dakshinamurthy IVbKirat Singh IVbG.M.Bijapur IVaAshok Goyal Investment & Fin Cons P Ltd - Subbroker IbV.Snehaa IVaAmarkant Upadhyaya VfDattatraya Ganesh Hadaye VfARUN ANAND IbSayali Amit Tamhankar VfSuman Ekka IVaRajesh Dattatray Deshmukh IVaVeena Dattatray Deshmukh IVaRAJESH KHANNA IVaPrasanta Kumar Aditya IVaVEENA KOHLI VfSuresh Kumari IaShailesh Dattatray Deshmukh IVaAMITKUMAR K JAISWAL IVaPRAFUL B BRAHMAKSHTRIYA VbAmrita Banerjee IVaSUMAN GOYAL VfAmol Meshram - New IVaRAJENDRA S SHAH IVaSandesh Gandhi IVaMahinder Singh Hora IVaRitu Jain IIIcRajeev Goel IIIcManoj Kumar Jain IIIcNeeraj Goel IIIcAlok Kumar Jain IIIcSuman Devi Bhojgaria IVaParmanand Jakhu IbKrishna Agrawal IIbJAMUNA DEVI MADAN Vf

Shashi Aggarwal IVbMeena Patel VfNaresh Patel VfRAM PRATAP GUPTA / BIMLA RANI GUPTA VfKashmira Rajesh Joshi IVaSuyog Vishwas Bhosale IVaSwati Aggrawal IVaS R AGARWAL VfPramod N. Gada IIIcShanti Pathak IVaDhana Lakshmi D VIaSubrata Mishra --Baikunth Sharma --Rajeshwar Kumar --Maria Venancy Delsy Fernandes VfMilankumar Gohil VaDamodar Manjunath Bhat VfReeta Kothari IVaShantilal Dharamshi Nagda IVbVed Prakash Gupta IVaKOUSHLYA DEVI SIROHIA IVaNaba Kumar Das IVaSukla Chakraborty IVaBharati Sarkar/Chittaranjan Sarkar IVaJayaprakash Jathanna IVbN.Basavarajaiah IVaHarbans Kaur IVaHiral Rajesh Kothari - Subbroker IbANU KOHLI IbShyamala VeShyamal Kr. Parui VfSeema Agarwal IVaRavindra Kumar Sahoo IVaBabli Agarwal IVaManvir Singh VfLahu Ravji Raorane VbUday Narayan Gupta VaPradeep Kumar IVaNANAK CHAND IVaNARESH RAMJIHAI CHAVADA IVaBal Kishan Sikaria VaAfzal Khan IVaBISHAMBER NATH TANDON IVaGeet Manocha IVaARJAN DEV DUREJA IVaParashuram Adigal VIIIaAvinash Palande IVaAshutosh V. PatelKautilya PatelTarachand Gupta VfRamnath Lawande and Chhaya Lawande IVaPranav Deepak Sane IbSHANKAR LAL KUMHAR VfVijay Agrawal VIa

Ashok J. Chotrani IVaJayshree Pundlik Birje IVaAshutosh Nath VeS. Rajesh IVaAmit A.NaikK.Vijaya Kumar IVaSUDERSHAN KUMAR CHOPRA VfIndira Saha IVaAnjan Das IVaSARITA SAGAR / B S SAGAR IVaRABINDRA SHANKAR PAUL VaSUMAN GARG VfHARE RAM JHA VfSushil Kumar Sharma VfRANJAN OBEROI VfSumandeep Sarkar IVaV.Ravi Shankar VfSambhu Nath Kundu IVaOnkar Singh IIIaKalpana D. Gawande VfNARENDRA S SHAH IIIcCHANDULAL C VITHALANI VfAniket Vishnukumar Bhosle VIaShilpa Shyam Kulkarni IVaSeema Singh IVbLatha A. Kudva IVaANKUSH DHAWAN VfSHASHI PRABHA VfSneha.R.H IVbSuresh Z Shah VaSeshakumar.M.V.S IaUrmi Joyal Shah VcRakesh Kumar IVaRanjana Kumari IVaRamesh Kumar Kathya IbSunil Chouhan VfMANGAL SINGH IVaSheela IVaShashirekha I Nagaloti IVaMansukhlal G. Joshi IbS.K.AhujaSanti Ranjan Chatterjee IVaSmita Pradeep Desai IVaGautam Kumar VfSathyakeerthi Ramasetty Bankapur IaTulsi Ray Chaudhuri IVaVijaykumar Kashinath More IVbAmit Vikas Kadam IVaAshish Rajnikant Mehta VfMahesh Shete VfAloke Ganguli IVaAloke Ganguli IVaSubhash Chandra Panda IVaBipinchandra D. Shah Vf

Manasi Chakraborty IVaSawant Satish Oswal IVaFreddy Rumi Daruwala VfVinod Kumar Choubey IVbRavi Prakash Jain VfNita Atul Kothari IbTapas Dutta IVaDevendra Jain IVaM S Deshpande VfSnigdh Verma VbD. Narayana VfSoni N. Rajwani IIbS.Padmanabhan VaRama Krishna Johari IVaSubhash Chandra Mishra IVbGAJRAJ SINGH DAANGI IVaJYOTI RAWAT IVaBombay Miscellanies Pvt. Ltd. VfS.Jeyarani VfS. Ramakrishna Rao IIIcSURESH CHANDRA SHARMA IVaAjanta Deb Kar IVaPravin Rajpurohit VfKumar Abhishek IVbSangeetha IIaDhruv Kumar Pal VfN.Dhanabalan IVaSandeep Gorakhnath Bhitre VaKarnidan Surana IVbMunna Kumar IVaHaresh N. Chhabria IdPrakash K Mudliar IIIaBALAJI TEXFAB PRIVATE LIMITED IdJUGAL KISHORE RANJAN IVaDeepti Tripathi - Subbroker IbSomen Choudhury - Sub Broker IbSomeswar Neog IVaAmit Arun Tamhankar VaManoj V Shah IdShalu Rani IVaAbhinav Ghildiyal VfSanjay Singh VbSubrata Mishra IVbP N Tejanker VfSURJIT SINGH OBEROI VfSatakopan.R IVaRahul Seth IVaSyed Sultan Mohiyuddin IVaAjay Kakar VfPreeti Thakur VfRajaram Maurya VfMANCHHAGAURI V SAVSANI IdABBAS ALI IVbRAJENDRA SINGH ASWAL IVa

Shyam Subhash Gandhi IbSuryakanta Mohanty IaDwarikanath Behera IbPawan Kumar Agrawal IIIdAbhijit Mitra IdVijaya Kumar.R VfPattammal.S.Iyer VfGautom Mukhopadhyay IbRajeev Maheshwari IVaK D TANEJA VfMadan Lal S/O Prem Chand VfJAGDISH NARAIN SHARMA VaOm Prakash Kashyap IbRohit Dhar VfArjeeta Share Broking (P) Ltd IdT S Chandrasekaran IaKokkiligadda Parameswara Rao VeSANDEEP IaDhirendra Nath Sen IVaShailendra Nath Laha IVaShailendra Nath Laha IVaMurali Raghavan IIbAshutosh Srivastava IVaSadashiv V. Shetty IdRANBIR SINGH DALAL VfDAVINDRA SHANKAR VfPARAG AGGARWAL VfJAGDISH A SHAH VaJAINIK BHARAT KUMAR SHAH IaAJITKUMAR S SHAH IVaRakesh Mohta IVaSabita Debnath --Shaikh Shabbir Abbas --Subodh Kumar IVaRavindra Kumar IVaPras Vaghela IIbAnand.K.N IVaVenkata Shireesh Punnarao Kurapati VaDindayal Tantia IVbDurga Dutta Sharma IVaMithlesh Kumari Gupta IVaAjit Kumar Sarkar IVaSuresh Chand Aggarwal IIIaShriram Sharma VbNagendra Rao Galla IVbSobia Javeed IVaSantosh Ltan Tayade IVaMr.DAVE KIRAN VaSatindra Nath Sarkar IVaSharmistha M PatelJahor Lal Talukdar IVaRaghunath Singh Kurmi VfMahesh Kumar Tibrewal VbCHAMAN LAL SETHI Va

Kaushik A Shah IVaJignesh N. Shah - Sub broker IbVaibhav Paliwal IdSukhendu Ghosh IVbDevesh Rawat VIIIeJagdish Chander VfSandeep Gorakhnath Bhitre (New) VfHitesh Desai IdDeepak Bhatia IVaBimla Durgan VfChintan Radhakrishna Patel IVaKusum Agarwal IbPANKAJ SARDANA IVaThota Satyanarayana VIaMaster Money Intermediaries Pvt. Ltd IIdARUNDHATI SAPRU IbPradeep Kumar.S VcA L Prasad VfVARSHA MAHESHWARI IIdHIMANSHU MAKWANA VbSushma Agrawal IVaJayanta Babanrao Mohite IVbCh Raghu VIaWinifred J D'Penha VIbPrerna V. Ghogale VbGurjari Marketing Pvt.Ltd. VaKunal Ashok Rane IdFineflow Commodities & Securities Ltd. VaParameshwar Holla VaRamesh Vishnu Modak VaPrakash Dinker Datey IVaDinil.R IVaSuresh Chandra Gaur IVaGouri Das IVaAwadesh Kumar Ram IVaPrerna Ghogale VdGAUTAM HANSRAJ GOUTHI IVaB S Prabhakararao VfPrabir Kumar Biswas IVaSwati Chauhan (Authorised Person) IbK. S. Manikashetti VaPrashanta Biswas VfAsheesh Poddar VIbMahjabeen IVbSATHYACUMARAN.D VfChaitanya Meshramkar VIaSHOBHA MURLI SINGHAL VfKamlesh Kumar IVaSushant Bhatt & Sangeeta Bhatt VfGrandhi Suguna IaM C Bhatt/ C J Bhatt IVaRanjit Chaturvedi VbOMKAR SAINI IbAMIT MUKUNDBHAI GAJJAR Id

BHAVESH PATEL IdSenthilkumar D - Sub broker IbSiddhart Kumar Agarwal IbAbhijit Sinha IVaShivram Bholanath Shukla VaManas Kumar Das IVaAnurag Kr. Gupta IVaBHUSHAN KUMAR GUPTA VaSHESH PRAKASH VfKEYUR BHAVSAR VfJAYESH KUMAR SADHU VfDivyesh Kumarpal Kothari VfAkhil Kumar Sahu VaPrerna V. Ghogale VdGautam Pal IVaAli Ashraf Warsi IVaLaxmi Narayan Saha IVaSahadeo R. Tawade (Sahadev R. Tawade) IVaSUMAN CHOWDRY / SANDIP CHOWDRY VfMukund Kini VaSunny Girdhar IaRAMESHWARI DEVI TOSHNIWAL IVaJITENDRA SUNDARLAL PATEL IVbLalit Mohan Chandna IVaAMIT JINDAL VfJanardan Prasad Tripathi IVaAllam Srinadh VfKirti J Shah VfNand Kishore Kakani --Ramakant V Pai --Amit Navneet Kothari --K. V. Gaddenna --Shankar Sitaram Shengale --JAI PARKASH IVaHARBANS LAL IVaMAHESH IbPriyanath Pramanick IVaSachidananda Mishra VfSatyakam VfPARASNATH MAURYA IVaAlok Kumar Das IVaKishore M. Thakker VdTIKAM CHAND SANCHETI VfSarala Das VfABHAY MAHESHWARI VaHarish.M.Kandlur IVaNarbada B Sharma VfShilpa Agarwal IVaArun Prabhudas Vora VaShijo VfSHAKUNTLA VfSANJAY SAHA HUF IVaNIDHI SHAH IVaSajitha Vf

Sushma Sharma VbKhalid Mustfa IVaRupesh Kumar Singh IVaPradeep Kumar IVaKusuma Prusty VfSaurav Saha HUF IVaRadhaballav Khamari - Sub broker IbRajeev Sharma - Sub broker VcVishal Lale IbSankar.P.S VaSibendu Basu VIIIbKiran Rathi VbMohan Krishna Tanguturi VaMonica Ambwani IVaAjay Bansal VaGOPAL KRISHAN KATHURIA VfNEENA SINGH IIbSandeep Ganesh VfSurekha More IVaMradula Tiwari VfAhamed SyedLaxman Nimbalkar VfVinod Methil IVbTushar K Desai & FamilyBaidya Nath Bose IVaPrashanta Biswas VaMirza Nadeem Baig - Sub broker IbGoverdhan Nethani IIbPritpal Singh HUF VfRajesh Kantilal Agri IVbSOMA PAL IbMEMON ABDUL VAHID USMANGANI VfAnil R. Shalu VcHans Raj Singh VfRajesh H. Bhuva VaManoj Somawanshi IVaLiladhar Kittapp Kotian IbAMRITANSHU GUPTA IVaApurva Mithani IIdAudhi Seshan.SAjit V Pangam IVaDilip Madhavlala Prajapati (A P) VfSayed Ahmed VfDevendra Nath Sharan Pande IVaRaksha B. Shah IIbSaleem Kashmiri IIIaSarmistha Ray IIIaAshish Manilal Gala VbVijaya Kumari R --Vivek Vithal Mohire --RINKU MAMRAJ GOEL IVbVINOD CHAUHAN VfJagdish Devadatta Rane IVaBipin D Gandhi Vf

Prathap.N VfPrashanta Biswas VfAtul Singh Karki VaAshok Kumar IVbPRAFUL LALCHAND SHAH IaSmt Sunita Gupta IVaAMIT KUMAR IVbDevendra Kumar Goel IVbNikky Bansal IdKeshava Murthy.M.V IVaNitin Shinde VfVIJAY R PATEL IVaMADAN MOHAN SETHI VfHonnungar.C.S IaSabir Ahmed IbYaspal Bhatia VIIIbMaruti Ganpat Babar IVaHari Om Verma IaSikha Banerjee VIIIaSachin Kavankar VaMeenakshi.K.Jain VfSupriti Sen IVaDHARAM PAL IVbPRATIBHA MALIK IVaDebabrata Nag IVaINDIRA SETHI IVaSwapna Roy/ Gautam Roy IVbASHA GULATI IVaVINOD KUMAR SHARMA IVaSUMAN SHARMA IVaNEETA IVaVIRENDRA KUMAR IVaKamaluddin Ahmed IVaS Matsyalingam VfPranati Chatterjee IVaAlpana KhanMaddi Nalini Ganesh IdRAMPRASAD VERMA IVaUsha Pai - Sub broker IbPATEL INDRAVADAN GANESHBHAI IVaCh Pavan Rao IVaD Ramesh IVaAnanya Das Sarkar VIIIdMinu Malik IVaSiddharth Sharma (Anuja Sharma) VdOnkar R. Sheldarkar IbKULDEEP SINGH BADWAL IVaNeeta Joshi VbAvani Kishorkumar Rakholia (Subbroker) VfRohit Verma IdJ C Nagle IVbMazdiyar Percy Bharucha IVaHARJINDER SINGH VfKomal Singh Sagar IVa

P.K.Securities VfSharad Drolia VbIndira Kanabar IVaReena V. Sali (Authorised person) VfArun Kumar Khetan VbSubrata Samanta - Authorised person VfSUJIT KUMAR ROY IVaPARAMJIT SINGH IdVisharm Vinayak Joglekar VbDayashankar Vishwakarma IdGorakhnath Garud IIbHemant Jain VfRumana Saleh IVaVivek R. Banekar IVaKamlesh M. Meshram VfVipul Jain VfAmit R. Paralikar IaKumud Singh IIIcKamlesh Kumar Verma IVaRakesh Verma VfDipankar Ghosh IVaHasan Ahmed Syed VfNarayan G. Gawandalkar IIIbAmanpreet Singh Gill IVbPRAMOD KUMAR CHAURASIA IVaMeena Jain IVaDalydas Karanath VfJitesh Agrawal IIbK. Joseph Paul IIbGaddam Nagaraju IVaRosie Paul K. V. IIbMary Nirmala Paul IIbPRATEEK JAIN VfMUKESH KUMAR IbVivek V. Agarwal VaB. M. Sabnis IaNilay VaGANDHI MODI RATNESHKUMAR IVbBhanumati Vijaysinh Udeshi VcBinay Gupta VcKiran P Jogani IIaRama Bipinchandra Udeshi VcMadhuben M Patel IIaSUMAN IIaMOHANLAL PATEL VfAVINASH KUMAR VERMA IVaMayank Rasiklal Kotadia VfRM Stock Trade IVbSaleel Sadannand Raje IVaSubhasish Mukherjee VIaDinesh Chandra Debnath IIbGeethan Gada IIIcDeepak Gaikwad IVaRamaswamy.K Ib

Gaurav Agrawal VdMarneni Srinivas IVaShivaji Senapati Gadsing IVaREETESH KUMAR IVaShikha Mishra IIdSangita Saha Roy IVaRajkumar Yadav VIaMr.Jagdish Hargovind Mehta IVaJayesh R Dawda VfVINOD KUMAR MEHRA IVaBharat H Shah (HUF) IVaGAURI SHANKAR JOSHI VfVinay Shah VfR. B. Khamari - Sub broker IbRishika Sagar VbMinaxi Purohit IIdGANDHI MODI RATNESHKUMAR IVbBhawani Prosad Chakraborty IbRAJSHREE MODI / LICHHI RAM MODI IVbNeha Gautam IdRanjit Kumar Mondal IVaTARUN GUPTA VfChetana Ramesh KamathB. Ravichandra IIIcShobhana Devi.S IVaDilip Hemrajani VbKarishma Jain VfAnju Ganeshlal Jain IbTahir Husain Abidi IVaAMANDEEP IVa: S. S. RASTOGI VfSudhir Lohia VfSudhakara Devadiga.K VfGovindprasad Lohia VfShirshir Lohia VfPARESH JOGANI VfAmita Lohia VfGovindprasad Lohia HUF VfParas Mal Gothi VfPradeep Kumar Bhandari VfSatya Kam Dhadhech VfVarsha Jain VfNaresh Jain VfKamal Sen IbAnil Kumar Sinha IbShruti Shridhar Kale IVaAnkur VfKamlesh Devi Jethliya VeJagdish Sahu VfArbind Kumar Dwivedi IVbSandeep Kumar IIdBiswanath Laha IVa

# including against its sub-brokers , authorized persons , employees , etc. ## Status date is the date of resolution / disposal advice reference to arbitration / finding it non-actionable . If Under process , it is the date of updation of this sheet .

Report 1A: Complaints received from clients against Trading Members (TMs)# during 2013-14: Updated on 17.01.2014 (updated on each Friday or

"--" in Column E below, "Type of Complaint" indicates that the complaint is non-actionable either because it is incomplete or otherwise

Details of Trading Member (TM)

Name of TM #EDELWEISS BROKING LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableASE CAPITAL MARKETS LTD. Cash Not ApplicableASE CAPITAL MARKETS LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD. Cash Not ApplicableEDELWEISS SECURITIES LTD. Cash Not Applicable

Market Segment

If defaulter, Date of its declaration

DESTIMONEY SECURITIES PVT.LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableABHIPRA CAPITAL LTD. Cash Not ApplicableKEYNOTE CAPITALS LTD. Cash Not ApplicableSPA SECURITIES LTD. Cash Not ApplicableFAIRWEALTH SECURITIES LTD. Cash Not ApplicableUNICON SECURITIES PVT.LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicableENAM SECURITIES DIRECT PVT.LTD. Cash Not ApplicableNAVKAR WEALTH SERVICES PRIVATE LIMITED Cash Not ApplicableGREENBUCKS SECURITIES PVT. LTD Cash Not ApplicableRELIANCE SECURITIES LTD. Cash Not ApplicableINFINITY.COM FINANCIAL SECURITIES LTD. Cash Not ApplicableNINE STAR BROKING PVT. LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableBEST BULL STOCK TRADING PVT.LTD. Cash Not ApplicableLKP SECURITIES LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableARCADIA SHARE & STOCK BROKERS PVT.LTD. Cash Not ApplicableASIT C.MEHTA INVESTMENT INTERRMEDIATES LTD. Cash Not ApplicableEDELWEISS BROKING LTD. Cash Not ApplicableASIT C.MEHTA INVESTMENT INTERRMEDIATES LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableGEOJIT BNP PARIBAS FINANCIAL SERVICES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableUNICON SECURITIES PVT.LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableFAIRWEALTH SECURITIES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableSHILPA STOCK BROKER PVT.LTD. Cash Not ApplicableNINE STAR BROKING PVT. LTD. Cash Not ApplicableHDFC SECURITIES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableC.D.EQUISEARCH PVT.LTD. Cash Not ApplicableNETWORTH STOCK BROKING LTD. Cash Not ApplicableVIJETA BROKING INDIA PVT.LTD. Cash Not ApplicableC.D.EQUISEARCH PVT.LTD. Cash Not ApplicableADITYA BIRLA MONEY LTD. Cash Not ApplicableEDELWEISS FINANCIAL ADVISORS LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableINDIABULLS SECURITIES LTD. Cash Not ApplicableASHIKA STOCK BROKING LTD. Cash Not ApplicableGUINESS SECURITIES LTD. Cash Not ApplicableMAGNUM EQUITY SERVICES LTD. Cash Not Applicable

ADITYA BIRLA MONEY LTD. Cash Not ApplicableC.D.EQUISEARCH PVT.LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableRR EQUITY BROKERS PVT.LTD. Cash Not ApplicableAMRAPALI AADYA TRADING & INVESTMENTS PVT. LTD. Cash Not ApplicableASHIKA STOCK BROKING LTD. Cash Not ApplicableSSJ FINANCE & SECURITIES PVT.LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableALMONDZ GLOBAL SECURITIES LTD. Cash Not ApplicableMANGAL KESHAV SECURITIES LTD. Cash Not ApplicableBANSAL FINSTOCK PVT.LTD. Cash Not ApplicableKAYNET CAPITAL LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableBAKLIWAL FINANCIAL SERVICES (INDIA) PVT.LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicablePUG SECURITIES PVT.LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableGEOJIT BNP PARIBAS FINANCIAL SERVICES LTD. Cash Not ApplicableVENTURA SECURITIES LTD. Cash Not ApplicableVENTURA SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableWAY2WEALTH BROKERS PVT.LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableHSBC INVESTDIRECT SECURITIES (INDIA) LTD. Cash Not ApplicableRekha Bhagwan Jadhav Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableKEYNOTE CAPITALS LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not ApplicableJRG SECURITIES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableASIT C.MEHTA INVESTMENT INTERRMEDIATES LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableGLOBE CAPITAL MARKET LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableASIT C.MEHTA INVESTMENT INTERRMEDIATES LTD. Cash Not ApplicableFAIRWEALTH SECURITIES LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not Applicable

FRR SHARES & SECURITIES LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableANUGRAH STOCK & BROKING PVT.LTD. Cash Not ApplicableEDELWEISS SECURITIES LTD. Cash Not ApplicableLKP SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableSHCIL SERVICES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableBAJAJ SHARE & STOCK BROKERS PVT.LTD. Cash Not ApplicableLKP SECURITIES LTD. Cash Not ApplicableSPA SECURITIES LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableINDIABULLS SECURITIES LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicableBAJAJ CAPITAL INVESTOR SERVICES LTD. Cash Not ApplicableARIHANT CAPITAL MARKETS LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableSSJ FINANCE & SECURITIES PVT.LTD. Cash Not ApplicableBEST BULL STOCK TRADING PVT.LTD. Cash Not ApplicableINDIABULLS SECURITIES LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableADROIT FINANCIAL SERVICES PVT.LTD. Cash Not ApplicableSHCIL SERVICES LTD. Cash Not ApplicableIFCI FINANCIAL SERVICES LTD. Cash Not ApplicableANGEL BROKING LTD. Cash Not ApplicableHSBC INVESTDIRECT SECURITIES (INDIA) LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableINDIABULLS SECURITIES LTD. Cash Not ApplicableUNICON SECURITIES PVT.LTD. Cash Not ApplicableFULLERTON SECURITIES & WEALTH ADVISORS LTD. Cash Not ApplicableINDIABULLS SECURITIES LTD. Cash Not ApplicableHDFC SECURITIES LTD. Cash Not ApplicableCLICK2TRADE CAPITAL LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableSHRI PARASRAM HOLDINGS PVT.LTD. Cash Not ApplicableVENTURA SECURITIES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableAMRAPALI AADYA TRADING & INVESTMENTS PVT. LTD. Cash Not ApplicableKOTAK SECURITIES LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not Applicable

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SPFL SECURITIES LTD. Cash Not ApplicableGEOJIT BNP PARIBAS FINANCIAL SERVICES LTD. Cash Not ApplicableADITYA BIRLA MONEY LTD. Cash Not ApplicableCAPITAL FIRST SECURITIES LIMITED Cash Not ApplicableAXIS SECURITIES LIMITED Cash Not ApplicableJRG SECURITIES LTD. Cash Not ApplicableGLOBE CAPITAL MARKET LTD. Cash Not ApplicableGLOBE CAPITAL MARKET LTD. Cash Not ApplicableVENTURA SECURITIES LTD. Cash Not ApplicableC.D.EQUISEARCH PVT.LTD. Cash Not ApplicableISE SECURITIES & SERVICES LTD. Cash Not ApplicableANGEL BROKING PVT. LTD. Cash Not ApplicablePRABHUDAS LILLADHER PVT.LTD. Cash Not ApplicableANGEL BROKING PVT. LTD. Cash Not ApplicableANGEL BROKING PVT. LTD. Cash Not ApplicableANGEL BROKING PVT. LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableC.D.EQUISEARCH PVT.LTD. Cash Not ApplicableANGEL BROKING PVT. LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicableEDELWEISS BROKING LTD. Cash Not ApplicableANGEL BROKING PVT. LTD. Cash Not ApplicableANGEL BROKING PVT. LTD. Cash Not ApplicableISE SECURITIES & SERVICES LTD. Cash Not ApplicableGLOBE CAPITAL MARKET LTD. Cash Not ApplicableNIRMAN SHARE BROKERS PVT.LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableSHRIRAM INSIGHT SHARE BROKERS LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableSHRIRAM INSIGHT SHARE BROKERS LTD. Cash Not ApplicableSHRIRAM INSIGHT SHARE BROKERS LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableC.D.EQUISEARCH PVT.LTD. Cash Not ApplicableINDIABULLS SECURITIES LTD. Cash Not ApplicableJHAVERI SECURITIES LTD. Cash Not ApplicableEDELWEISS BROKING LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableEDELWEISS BROKING LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableSMART EQUITY BROKERS PVT.LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableKARUNA FINANCIAL SERVICES PVT.LTD. Cash Not ApplicableISE SECURITIES & SERVICES LTD. Cash Not ApplicableHEM SECURITIES LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not ApplicableCENTRUM BROKING LIMITED Cash Not ApplicableMAGNUM EQUITY BROKING LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not ApplicableINDIANIVESH SECURITIES PVT.LTD. Cash Not Applicable

SBICAP SECURITIES LTD. Cash Not ApplicableSBICAP SECURITIES LTD. Cash Not ApplicableKARVY STOCK BROKING LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableC.D.EQUISEARCH PVT.LTD. Cash Not ApplicableTRUSTLINE SECURITIES LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableANGEL BROKING PVT. LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD. Cash Not ApplicableANGEL BROKING PVT. LTD. Cash Not ApplicableSHAREKHAN LTD. Cash Not ApplicableGLOBE CAPITAL MARKET LTD. Cash Not ApplicableICICI SECURITIES LTD. Cash Not ApplicableEMKAY GLOBAL FINANCIAL SERVICES LTD. Cash Not ApplicableBMA WEALTH CREATORS LTD. Cash Not ApplicableSMC GLOBAL SECURITIES LTD. Cash Not ApplicableMOTILAL OSWAL SECURITIES LTD. Cash Not ApplicableSUSHIL FINANCIAL SERVICES PVT.LTD. Cash Not ApplicableEDELWEISS FINANCIAL ADVISORS LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableRELIGARE SECURITIES LTD. Cash Not ApplicableEDELWEISS BROKING LTD. Cash Not ApplicableHSBC INVESTDIRECT SECURITIES (INDIA) LTD. Cash Not ApplicableANAND RATHI SHARE & STOCK BROKERS LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableANGEL BROKING PVT. LTD. Cash Not ApplicableLKP SECURITIES LTD. Cash Not ApplicableZUARI INVESTMENTS LTD. Cash Not ApplicableKAYNET CAPITAL LTD. Cash Not ApplicableINDIABULLS SECURITIES LTD. Cash Not ApplicableEMKAY GLOBAL FINANCIAL SERVICES LTD. Cash Not ApplicableATS SHARE BROKERS PVT. LTD. Cash Not ApplicableEMKAY GLOBAL FINANCIAL SERVICES LTD. Cash Not ApplicableEMKAY GLOBAL FINANCIAL SERVICES LTD. Cash Not ApplicableBONANZA PORTFOLIO LTD. Cash Not ApplicableEMKAY GLOBAL FINANCIAL SERVICES LTD. Cash Not ApplicableEMKAY GLOBAL FINANCIAL SERVICES LTD. Cash Not ApplicableSTANDARD CHARTERED SECURITIES (INDIA) LTD. Cash Not ApplicableSTANDARD CHARTERED SECURITIES (INDIA) LTD. Cash Not ApplicableSTANDARD CHARTERED SECURITIES (INDIA) LTD. Cash Not ApplicableSTANDARD CHARTERED SECURITIES (INDIA) LTD. Cash Not ApplicableSTANDARD CHARTERED SECURITIES (INDIA) LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableADI LIM BILIMORIA Cash Not ApplicableEDELWEISS BROKING LTD. Cash Not ApplicableSTANDARD CHARTERED SECURITIES (INDIA) LTD. Cash Not ApplicableSTANDARD CHARTERED SECURITIES (INDIA) LTD. Cash Not ApplicableSTANDARD CHARTERED SECURITIES (INDIA) LTD. Cash Not ApplicableNIRMAN SHARE BROKERS PVT.LTD. Cash Not ApplicableINDIA INFOLINE LTD. Cash Not ApplicableNIRMAL BANG SECURITIES PVT. LTD. Cash Not Applicable

## Status date is the date of resolution / disposal advice reference to arbitration / finding it non-actionable . If Under process , it is the date of updation of this sheet .

Status of Complaint

Status**II 5/3/2013 - - - -II 4/23/2013 - - - -II 11/7/2013 - - - -II 4/16/2013 - - - -II 4/16/2013 - - - -II 9/2/2013 - - - -II 5/14/2013 - - - -

Status Date ##

Arbitration Ref.no.

Date of Filing Arbitration

Name of Arbitrator (s)

Date of Arbitration Award

II 4/11/2013 - - - -II 5/16/2013 - - - -II 5/6/2013 - - - -IV 5/8/2013 - - - -IV 8/13/2013 - - - -II 5/16/2013 - - - -II 11/7/2013 - - - -II 4/12/2013 - - - -II 4/9/2013 - - - -II 4/17/2013 - - - -II 4/25/2013 - - - -II 6/28/2013 - - - -II 4/15/2013 - - - -II 5/22/2013 - - - -II 11/7/2013 - - - -II 4/17/2013 - - - -II 5/16/2013 - - - -II 5/3/2013 - - - -II 4/23/2013 - - - -II 7/17/2013 - - - -II 5/8/2013 - - - -IV 9/11/2013 - - - -II 4/16/2013 - - - -II 4/17/2013 - - - -II 11/7/2013 - - - -IV 7/2/2013 - - - -II 4/22/2013 - - - -IV 9/5/2013 - - - -II 4/16/2013 - - - -II 4/29/2013 - - - -II 5/27/2013 - - - -II 4/26/2013 - - - -II 5/9/2013 - - - -II 5/22/2013 - - - -II 5/29/2013 - - - -II 4/22/2013 - - - -II 5/14/2013 - - - -IV 6/14/2013 - - - -II 5/7/2013 - - - -II 4/17/2013 - - - -II 4/18/2013 - - - -II 4/30/2013 - - - -II 4/26/2013 - - - -II 7/31/2013 - - - -II 4/25/2013 - - - -II 4/10/2013 - - - -II 6/5/2013 - - - -IV 9/5/2013 - - - -II 5/21/2013 - - - -II 4/25/2013 - - - -II 4/25/2013 - - - -IV 6/7/2013 - - - -II 5/21/2013 - - - -II 5/16/2013 - - - -

II 6/5/2013 - - - -II 5/27/2013 - - - -II 4/29/2013 - - - -II 4/30/2013 - - - -II 5/9/2013 - - - -II 6/14/2013 - - - -IV 8/8/2013 - - - -II 11/7/2013 - - - -II 11/7/2013 - - - -II 6/10/2013 - - - -II 4/23/2013 - - - -II 4/25/2013 - - - -II 6/6/2013 - - - -II 5/6/2013 - - - -II 5/16/2013 - - - -II 4/26/2013 - - - -II 5/6/2013 - - - -IV 7/2/2013 - - - -II 5/30/2013 - - - -IV 7/2/2013 - - - -IV 6/28/2013 - - - -II 5/15/2013 - - - -II 4/29/2013 - - - -II 5/10/2013 - - - -II 5/29/2013 - - - -II 6/12/2013 - - - -II 6/12/2013 - - - -II 8/8/2013 - - - -II 6/7/2013 - - - -II 5/15/2013 - - - -II 5/2/2013 - - - -II 5/2/2013 - - - -II 5/16/2013 - - - -II 5/10/2013 - - - -II 6/5/2013 - - - -IV 7/30/2013 - - - -II 5/28/2013 - - - -IV 7/11/2013 - - - -IV 7/17/2013 - - - -II 5/16/2013 - - - -IV 7/11/2013 - - - -II 5/22/2013 - - - -II 6/5/2013 - - - -II 6/3/2013 - - - -IV 7/30/2013 - - - -II 5/14/2013 - - - -II 5/10/2013 - - - -II 5/7/2013 - - - -II 11/7/2013 - - - -II 6/27/2013 - - - -II 8/8/2013 - - - -II 5/7/2013 - - - -II 5/14/2013 - - - -II 5/14/2013 - - - -

II 5/2/2013 - - - -II 5/8/2013 - - - -II 8/13/2013 - - - -II 5/8/2013 - - - -IV 8/8/2013 - - - -II 5/15/2013 - - - -II 6/5/2013 - - - -II 6/5/2013 - - - -II 5/9/2013 - - - -II 6/6/2013 - - - -II 6/13/2013 - - - -II 5/24/2013 - - - -II 5/6/2013 - - - -II 6/10/2013 - - - -II 6/28/2013 - - - -II 5/20/2013 - - - -IV 8/8/2013 - - - -II 5/20/2013 - - - -II 6/5/2013 - - - -II 5/20/2013 - - - -II 5/17/2013 - - - -II 5/24/2013 - - - -II 5/24/2013 - - - -II 5/8/2013 - - - -II 5/13/2013 - - - -II 6/27/2013 - - - -II 5/17/2013 - - - -II 6/21/2013 - - - -II 5/15/2013 - - - -II 5/23/2013 - - - -II 5/13/2013 - - - -II 5/22/2013 - - - -II 6/14/2013 - - - -II 7/9/2013 - - - -II 6/4/2013 - - - -II 8/28/2013 - - - -II 6/11/2013 - - - -II 5/17/2013 - - - -II 6/12/2013 - - - -II 5/24/2013 - - - -II 6/27/2013 - - - -II 5/27/2013 - - - -IV 8/8/2013 - - - -II 5/16/2013 - - - -II 5/20/2013 - - - -II 5/22/2013 - - - -II 5/16/2013 - - - -IV 7/8/2013 - - - -II 8/8/2013 - - - -II 5/24/2013 - - - -II 7/17/2013 - - - -IV 8/8/2013 - - - -II 5/24/2013 - - - -II 6/19/2013 - - - -

II 5/24/2013 - - - -II 6/27/2013 - - - -II 5/20/2013 - - - -II 5/29/2013 - - - -II 7/2/2013 - - - -II 6/17/2013 - - - -II 5/29/2013 - - - -II 7/11/2013 - - - -II 5/24/2013 - - - -II 7/11/2013 - - - -II 5/28/2013 - - - -II 5/24/2013 - - - -II 8/8/2013 - - - -II 6/4/2013 - - - -II 6/6/2013 - - - -II 8/8/2013 - - - -II 8/19/2013 - - - -IV 7/11/2013 - - - -II 6/17/2013 - - - -II 5/23/2013 - - - -IV 7/2/2013 - - - -II 5/28/2013 - - - -II 5/28/2013 - - - -II 7/2/2013 - - - -II 6/6/2013 - - - -IV 9/2/2013 - - - -IV 7/8/2013 - - - -II 7/11/2013 - - - -IV 9/5/2013 94/2013 10/31/2013 Shailesh Ghedia 12/31/2013II 6/6/2013 - - - -II 7/8/2013 - - - -II 5/30/2013 - - - -II 5/30/2013 - - - -II 6/5/2013 - - - -IV 9/11/2013 - - - -II 6/10/2013 - - - -IV 7/8/2013 71/2013 8/9/2013 Jagvinder Bir Singh 10/29/2013II 8/29/2013 - - - -II 7/11/2013 - - - -II 8/19/2013 - - - -II 6/6/2013 - - - -IV 8/14/2013 - - - -II 7/16/2013 - - - -II 7/27/2013 - - - -II 6/7/2013 - - - -II 6/14/2013 - - - -II 7/27/2013 - - - -II 6/7/2013 - - - -II 6/27/2013 - - - -IV 8/21/2013 - - - -II 6/5/2013 - - - -II 6/13/2013 - - - -II 6/13/2013 - - - -II 6/11/2013 - - - -

II 6/11/2013 - - - -II 8/14/2013 - - - -II 6/7/2013 - - - -II 6/17/2013 - - - -IV 7/8/2013 - - - -II 7/17/2013 - - - -IV 7/17/2013 - - - -II 7/26/2013 - - - -II 6/25/2013 - - - -II 6/7/2013 - - - -II 7/16/2013 - - - -II 6/6/2013 - - - -II 8/28/2013 - - - -II 8/28/2013 - - - -II 8/13/2013 - - - -II 6/21/2013 - - - -II 8/16/2013 - - - -II 9/3/2013 - - - -II 8/14/2013 - - - -IV 7/30/2013 - - - -II 8/14/2013 - - - -II 10/9/2013 - - - -II 6/4/2013 - - - -II 7/31/2013 - - - -II 6/17/2013 - - - -II 6/14/2013 - - - -II 9/26/2013 - - - -II 6/14/2013 - - - -II 6/24/2013 - - - -II 7/2/2013 - - - -II 6/20/2013 - - - -II 6/20/2013 - - - -II 8/16/2013 - - - -II 6/19/2013 - - - -IV 8/30/2013 - - - -II 10/22/2013 - - - -II 6/20/2013 - - - -II 6/12/2013 - - - -II 7/8/2013 - - - -II 1/3/2014 - - - -IV 8/13/2013 - - - -II 9/18/2013 - - - -II 8/2/2013 - - - -II 8/14/2013 - - - -II 7/15/2013 - - - -II 6/26/2013 - - - -II 7/17/2013 - - - -II 7/31/2013 - - - -IV 8/8/2013 79/2013 9/16/2013 Dilip Virani -IV 8/13/2013 - - - -IV 7/27/2013 - - - -II 8/2/2013 - - - -II 7/15/2013 - - - -II 6/25/2013 - - - -

II 9/11/2013 - - - -II 6/14/2013 - - - -II 8/2/2013 - - - -IV 7/30/2013 - - - -II 6/25/2013 - - - -II 7/8/2013 - - - -II 7/31/2013 - - - -II 10/24/2013 - - - -II 7/8/2013 - - - -IV 9/25/2013 - - - -II 7/22/2013 - - - -II 8/14/2013 - - - -II 8/19/2013 - - - -II 8/19/2013 - - - -II 8/21/2013 - - - -II 8/19/2013 - - - -II 8/16/2013 - - - -II 7/5/2013 - - - -II 8/19/2013 - - - -II 6/24/2013 - - - -II 7/17/2013 - - - -IV 8/14/2013 - - - -II 8/14/2013 - - - -II 8/14/2013 - - - -II 7/19/2013 - - - -II 7/19/2013 - - - -II 7/3/2013 - - - -II 7/4/2013 - - - -II 7/4/2013 - - - -II 6/28/2013 - - - -II 9/18/2013 - - - -II 6/26/2013 - - - -II 7/5/2013 - - - -IV 9/2/2013 - - - -II 8/6/2013 - - - -II 8/6/2013 - - - -IV 8/8/2013 - - - -II 7/15/2013 - - - -II 8/8/2013 - - - -II 7/3/2013 - - - -II 7/4/2013 - - - -II 8/19/2013 - - - -IV 8/13/2013 - - - -II 6/28/2013 - - - -II 6/24/2013 - - - -II 7/1/2013 - - - -II 6/28/2013 - - - -IV 8/13/2013 - - - -II 7/1/2013 - - - -II 7/4/2013 - - - -II 7/9/2013 - - - -II 8/21/2013 - - - -II 7/5/2013 - - - -II 9/18/2013 - - - -

II 7/5/2013 - - - -II 7/8/2013 - - - -II 7/11/2013 - - - -II 7/8/2013 - - - -IV 8/28/2013 - - - -II 6/27/2013 - - - -II 7/29/2013 - - - -II 7/15/2013 - - - -II 8/19/2013 - - - -II 8/14/2013 - - - -II 10/9/2013 - - - -II 10/9/2013 - - - -II 8/26/2013 - - - -II 10/9/2013 - - - -II 9/18/2013 - - - -II 8/21/2013 - - - -II 7/1/2013 - - - -IV 8/8/2013 - - - -II 7/12/2013 - - - -II 8/2/2013 - - - -II 7/11/2013 - - - -IV 7/15/2013 - - - -II 8/12/2013 - - - -II 7/12/2013 - - - -II 7/4/2013 - - - -II 7/12/2013 - - - -II 8/8/2013 - - - -II 7/29/2013 - - - -II 7/8/2013 - - - -II 7/10/2013 - - - -II 7/4/2013 - - - -II 10/9/2013 - - - -II 7/18/2013 - - - -II 8/19/2013 - - - -II 9/6/2013 - - - -II 8/1/2013 - - - -Ib 6/17/2013 - - - -IV 8/30/2013 - - - -IV 8/13/2013 85/2013 9/24/2013 Ashutosh Aggarwal 12/18/2013IV 8/30/2013 - - - -II 7/22/2013 - - - -II 9/18/2013 - - - -II 7/9/2013 - - - -II 8/19/2013 - - - -II 9/17/2013 - - - -II 8/21/2013 86/2013 9/25/2013 Sanjay Bajoria -II 8/8/2013 - - - -IV 8/21/2013 - - - -II 8/28/2013 - - - -II 8/12/2013 - - - -IV 9/25/2013 - - - -II 8/1/2013 - - - -II 8/22/2013 - - - -II 8/28/2013 - - - -

II 8/27/2013 - - - -II 7/9/2013 - - - -II 7/15/2013 - - - -II 7/29/2013 - - - -II 7/9/2013 - - - -IV 8/14/2013 05/2014 1/8/2014 - -IV 8/14/2013 04/2014 1/8/2014 - -II 8/29/2013 - - - -II 8/12/2013 - - - -II 7/10/2013 - - - -II 8/1/2013 - - - -IV 9/11/2013 - - - -II 7/19/2013 - - - -IV 9/11/2013 - - - -II 8/5/2013 - - - -IV 8/13/2013 75/2013 8/26/2013 Tejinder Singh Saini 11/13/2013II 7/30/2013 - - - -II 7/18/2013 - - - -II 7/11/2013 - - - -II 8/19/2013 - - - -II 7/15/2013 - - - -II 7/25/2013 - - - -II 7/17/2013 - - - -II 8/27/2013 - - - -II 8/28/2013 - - - -II 8/12/2013 - - - -II 7/12/2013 - - - -IV 8/28/2013 - - - -II 9/2/2013 - - - -II 9/11/2013 - - - -II 7/25/2013 - - - -II 8/21/2013 - - - -II 8/23/2013 - - - -II 7/24/2013 - - - -II 10/24/2013 - - - -II 9/2/2013 - - - -II 7/31/2013 - - - -IV 9/5/2013 - - - -II 8/27/2013 - - - -II 9/4/2013 - - - -IV 9/26/2013 - - - -II 8/26/2013 - - - -III 1/17/2014 - - - -II 7/26/2013 - - - -II 9/6/2013 - - - -II 8/13/2013 - - - -II 7/24/2013 - - - -II 10/24/2013 - - - -II 10/24/2013 - - - -II 7/22/2013 - - - -II 7/24/2013 - - - -II 8/27/2013 - - - -II 7/30/2013 - - - -IV 11/11/2013 - - - -

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II 8/19/2013 - - - -II 8/21/2013 - - - -II 8/21/2013 - - - -II 8/12/2013 - - - -IV 9/26/2013 98/2013 12/2/2013 Rishbh Shah -II 10/18/2013 - - - -IV 9/25/2013 - - - -II 8/19/2013 - - - -II 8/13/2013 - - - -II 8/5/2013 - - - -II 9/3/2013 - - - -Ib 7/24/2013 - - - -Ib 7/31/2013 - - - -Ia 7/31/2013 - - - -II 9/2/2013 - - - -II 9/25/2013 - - - -II 8/21/2013 - - - -II 8/22/2013 - - - -II 8/6/2013 - - - -IV 8/22/2013 - - - -II 9/2/2013 - - - -II 8/22/2013 - - - -II 8/20/2013 - - - -II 8/26/2013 - - - -IV 9/26/2013 91/2013 10/23/2013 Minesh Shah 12/19/2013II 8/12/2013 - - - -II 8/22/2013 - - - -II 8/14/2013 - - - -II 9/11/2013 - - - -II 8/19/2013 - - - -II 9/24/2013 - - - -II 1/8/2014 - - - -II 8/29/2013 - - - -IV 11/12/2013 - - - -II 8/19/2013 - - - -II 8/22/2013 - - - -II 9/11/2013 - - - -IV 9/25/2013 - - - -II 8/19/2013 - - - -II 8/26/2013 - - - -II 9/25/2013 - - - -II 8/26/2013 - - - -II 8/19/2013 - - - -II 9/24/2013 - - - -II 11/5/2013 - - - -III 1/17/2014 - - - -II 8/27/2013 - - - -II 8/28/2013 - - - -II 8/28/2013 - - - -II 8/30/2013 - - - -II 8/26/2013 - - - -II 8/27/2013 - - - -II 10/9/2013 - - - -IV 10/22/2013 02/2014 12/31/2013 - -

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IV 12/16/2013 - - - -II 10/9/2013 - - - -II 10/28/2013 - - - -IV 1/6/2014 - - - -II 10/23/2013 - - - -II 10/15/2013 - - - -II 10/21/2013 - - - -II 10/15/2013 - - - -II 10/17/2013 - - - -II 12/16/2013 - - - -II 12/2/2013 - - - -II 10/15/2013 - - - -II 10/18/2013 - - - -II 11/14/2013 - - - -II 10/30/2013 - - - -II 10/18/2013 - - - -II 11/5/2013 - - - -III 1/17/2014 - - - -II 10/22/2013 - - - -II 11/29/2013 - - - -III 1/17/2014 - - - -II 10/25/2013 - - - -II 12/3/2013 - - - -II 10/22/2013 - - - -II 10/21/2013 - - - -II 10/25/2013 - - - -II 10/28/2013 - - - -II 10/25/2013 - - - -II 11/18/2013 - - - -II 11/27/2013 - - - -II 12/2/2013 - - - -II 10/24/2013 - - - -II 11/14/2013 - - - -II 10/28/2013 - - - -II 10/18/2013 - - - -II 10/21/2013 - - - -II 1/13/2014 - - - -II 12/3/2013 - - - -II 10/28/2013 - - - -II 10/24/2013 - - - -II 10/25/2013 - - - -II 12/19/2013 - - - -II 10/26/2013 - - - -II 10/30/2013 - - - -IV 1/17/2014 - - - -II 10/29/2013 - - - -II 10/25/2013 - - - -II 10/25/2013 - - - -II 10/28/2013 - - - -II 10/31/2013 - - - -II 11/27/2013 - - - -II 10/30/2013 - - - -II 1/6/2014 - - - -II 12/16/2013 - - - -

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