Energy Company - 0193

Government - 0018

Other

A division ofThe Global Leader in Audit, Risk, Fraud and Security Training

Hyatt Regency Hong Kong

4-5 June 2013

John Tothill

Company Secretary

HSBC

United Arab Emirates

Martin Purbrick

Director of Security and

Integrity

Hong Kong Jockey Club

Hong Kong

Saroj Panigrahi

General Counsel & Member of

the Board of Directors – VISPL

Vodafone

India

Howard Liu

Regional Compliance Director

GE Aviation

China

Jasmine Karimi

Director & Associate General

Counsel

Coach

Hong Kong

Judy Chang

Director, Global Anti-

Corruption & Vendor

Management Compliance

Paypal, Singapore

Rainer Brettschneider

Regional Manager, Corporate

Security and Investigations

ING, Hong Kong

Patrick Abdullah

Vice President

Enterprise Risk Management

Astro Overseas Ltd

Malaysia

Sophia Yap General Counsel-Asia PacificCBREHong Kong

Terence Chow Head of Group Internal AuditASM Pacific Technology LtdHong Kong

Abdulali JiwajiPartnerSimmons & SimmonsHong Kong

Kenneth PembertonSVP & Senior Manger of Fraud ManagementCitibankHong Kong

Michael DelfAsia Fraud DirectorCiti, Hong Kong

Featured speakers:

Kevin Zervos, SC Director of Public Prosecutions Department of JusticeHong Kong

Mark StewardExecutive Director, Enforcement Division Securities and Futures CommissionHong Kong

Keynote speakers:

Your distinguished chairperson:

Siobhan CoolGeneral Counsel & Group Secretary, Aviation Plc, Singapore

Workshop trainer:

Roger ChowSpecialist in financial crime risk management

Plus! A Certified

PRE-SUMMIT FULL-DAY WORKSHOP

on 3 June 2013

Workshop topic:

Conducting an Investigation into

Fraud & Corruption

Web Email Tel

www.mistiasia.com misasia@misti.com +852 2520 1481

Endorsed by

Asia Pacific SummitFraud & Corruption

2nd Annual

Fighting fraud together: Prevention, detection and investigation of fraud and corruption

Summit focus and features

MISTI’s Fraud & Corruption Summit features

a diverse selection of practitioners from

renowned organisations sharing their

expertise and experiences. With a special focus

on Asia’s anti-fraud and corruption activities

and development, the summit features over

20 sessions. It is a great platform from which

to enhance your practical investigation

skills, risk management capability and the

robustness of your fraud and corruption

policies.

This Summit will be the best networking,

learning and benchmarking event for Fraud

and Corruption professionals in Asia Pacific

and for all of those involved in investigation.

Don’t miss this high quality gathering of

anti-fraud and corruption professionals here

in Asia Pacific. We look forward to seeing you

there!

Benefits of attending:

3 Master skills in conducting a wide-ranging

investigation into suspected fraudulent

activities

3 Benefit from the experience of seasoned

practitioners in carrying out fraud

investigations

3 Prevent fraud and corruption through

stronger internal controls and systems

3 Discover innovative solutions to restore

calm and minimise the impact of fraudulent

incidents

3 Exchange thoughts, gain new perspectives

and network with like-minded professionals

Hyatt Regency Hong Kong

4-5 June 2013

• InternalAuditors

• RiskManagers

• FraudExaminers

• Anti-fraudSpecialists

• CorporateSecurity

Managers

• EnforcementManagers

• InvestigationsManagers

• LegalCounsel

• GeneralCounsel

• CompanySecretaries

• ComplianceManagers

• LossPrevention

Managers

• InternalControl

Managers

• BoardofDirectors

• ExecutiveManagement

• AuditCommittee

Who should attend

About the Workshop Trainer: Roger Chow

Roger has worked in financial crime risk management for

over 25 years. His expertise is fraud risk management and

investigation, anti-bribery and corruption investigation and

compliance, AML and international sanctions control and

compliance.

Currently, Roger spends most of his time in financial crime risk

related research, training and consulting work. Prior to this, he

worked at Standard Chartered for 15 years. He started in Hong

Kong as a Fraud Investigation Manager, moving up to Regional

Head of Financial Crime Risk (FCR), North East Asia and Country

Head (HK). He then moved to Standard Chartered First Bank in

South Korea (SCFB) to establish, organise and manage the FCR

function there. Next he went to SC (China) as Head of FCR China

and Regional Head of FCR, North Asia.

Prior to his time with the SC Group, Roger was the Chief

Investgating Officer of the Operation Department at the Hong

Kong Independent Commission Against Corruption (ICAC)

where he worked for 10 years.

Roger’s accolades includes:

• Invited to join the South Korean Regulatory Provisions of the

AML Act and Supervisory Rules Drafting Committee

• The “Chairman’s Award” from the South Korean FSC in

recognition of his outstanding contribution to South Korea’s

finanical industry

• Awarded the “Advanced Individual” honor by the People’s

Bank of China in recognition of his AML work

Roger holds a Bachelor of Law from Jinan University, is a

Certified AML Specialist (ACAMS) and a Research Fellow at the

China Center for AML Studies at Fudan University, Shanghai.

Earn 14 CPEs by attending the Summit

Asia Pacific SummitFraud & Corruption

2nd Annual

Summit agenda

EMPH5326 - WCOURSE CODE

Day 1 Tuesday, 4 June 2013

08:30 Registration and morning coffee

09:00 Chairperson’s opening speechSiobhan Cool

General Counsel & Group Secretary

Aviation Plc, Singapore

09:15 Keynote: Fraud and corruption activities and enforcements: Key updates from the SFC

Mark Steward

Executive Director, Enforcement Division

Securities and Futures Commission, Hong Kong

09:45 Stay current on the FCPA recent developments and enforcement actions

10:15 Update on UK Bribery Act enforcement activities, trends and prosecutorial tools

Abdulali Jiwaji

Partner

Simmons & Simmons, Hong Kong

10:45 Morning Networking Break

11:15 Fraud detection using Enterprise Risk Management (ERM) as an enabler

Patrick Abdullah

Vice President, Enterprise Risk Management

Astro Overseas Ltd, Malaysia

11:45 The roles of General Counsel in managing fraud and corruption investigations

Sophia Yap

General Counsel-Asia Pacific

CBRE, Hong Kong

12:15 Fraud and corruption and the whistleblower policy: A company secretary perspective

John Tothill

Company Secretary

HSBC, United Arab Emirates

The Global Leader in Audit, Risk, Fraud and Security Training

PRE-SUMMIT WORKSHOP Monday, 3 June 2013

Conducting an Investigation into Fraud & Corruption

This full day workshop on Fraud & Corruption Investigation

will equip participants with practical insight and tips on

how to deal with complex, sensitive, high value fraud and

corruption investigations. Participants will examine the tools

and techniques needed to conduct effective investigations into

allegations of fraud, corruption and workplace misconduct.

Introduction of financial crimes• Money laundering and terrorist financing• Fraud and common criminal activities • Bribery and corruption• Insider trading and conflict of interest

Understanding the country laws and Code of Conduct• Overview of countries laws of AML, fraud, bribery &

corruption• What are the minimum standards of Code of Conduct?

What are common Red flags and indicators of financial crimes?• Types• What are the possible ways to identify them

How effective is your organization’s reporting channel and “speaking up” program?

How to enhance employee’s ethics

How to manage an in-house investigation?• Preparation• Investigation • Immediate remedies• Internal and external reporting• Preventive measures• Report writing

What should an in-house disciplinary hearing look like?

How to handle a regulatory inquiry and investigation

Case study

12:45 Networking Luncheon

14:00 Panel Discussion: How can we measure the effectiveness of our internal fraud prevention policy? Moderator:

Kenneth Pemberton

SVP & Senior Manger of Fraud Management

Citibank, Hong Kong

15:00 Implementing an effective whistleblower non-retaliation policy

Siobhan Cool

General Counsel & Group Secretary

Aviation Plc, Singapore

15:30 Afternoon Networking Break

16:00 Using predictive analytics to proactively identify fraud in the workplace

Michael Delf

Asia Fraud Director

Citi, Hong Kong

16:45 Chairperson’s Wrap up and End of Day 1

Day 2 Wednesday, 5 June 2013

08:30 Registration and morning coffee

09:00 Chairperson’s opening speechSiobhan Cool

General Counsel & Group Secretary

Aviation Plc, Singapore

09:15 Keynote: Combating complex fraud and corruption cases in Hong Kong: Overview from the DOJ

Kevin Zervos, SC

Director of Public Prosecutions

Department of Justice, Hong Kong

09:45 Instilling a corporate culture of integrity, ethics and compliance

Jasmine Karimi

Director & Associate General Counsel

Coach, Hong Kong

10:15 Conducting effective fraud investigations as the foundation of effective risk management

Rainer Brettschneider

Regional Manager, Corporate Security and Investigations

ING, Hong Kong

10:45 Morning Networking Break

11:15 What should an awareness training programme look like?

Howard Liu

Regional Compliance Director

GE Aviation, China

11:45 Implementing FCPA and Anti-Corruption monitoringJudy Chang

Director, Global Anti-Corruption & Vendor Management Compliance

Paypal, Singapore

“ Content is very rich and the sequence is very well organized”

Vice President, CICC

A division of

© Copyright Euromoney Training 2013

12:15 Detecting fraud and corruption with internal system and controls

Saroj Panigrahi

General Counsel & Member of the Board of Directors – VISPL

Vodafone, India

12:45 Networking Luncheon

14:00 Panel Discussion: Culture of corruption: What dilemmas are faced by companies in Asia? How can they be overcome?

Moderator:

Martin Purbrick

Director of Security and Integrity

Hong Kong Jockey Club, Hong Kong

15:00 Compliance audit: Identified non-compliance to prevent corruption and corporate crimes

15:30 Afternoon Networking Break

16:00 What are the difficulties of multi-jurisdictional investigations

16:45 Closing remarks and End of Summit

*Speakers and topics may be subject to change without notice.

Web Email Tel

www.mistiasia.com misasia@misti.com +852 2520 1481

“ Excellent speakers and thought provoking topics and issues ”

Head of Business Audit, ADIA

Sponsorship Opportunities

Why sponsor a MISTI Fraud & Corruption Summit?

• Meet senior decision-makers in audit, fraud prevention, anti-corruption & governance!

• Influence attendees’ use of the latest tools and technologies for risk management, audit, fraud & corruption prevention

• Increase your brand awareness or use the event as a platform to launch a new product or service

• Invite your clients – all sponsorship packages include concessionary delegate passes and exhibition space

If you would like to know more about sponsorship please contact:

Yvonne Limmisasia@misti.com or on +852 2520 1481

You may use your attendance at courses held by MIS Training Institute to qualify for CPD points with The Law Society of Hong Kong. If you wish to claim CPD Hours for

your registered course, please inform us of this upon registration and pay one month in advance in order for your CPD application to be processed. For further information on CPD accreditation please email us on misasia@misti.com

CONTINUING PROFESSIONAL DEVELOPMENT

Prerequisite: NoneAdvanced Preparation: NoneLearning Level: IntermediateField of Study: AuditingDelivery Method: Group Live

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2 Day Summit only on 4-5 June 2013, Hong Kong (EMPH5326)

Pre-summit Workshop only on 3 June 2013, Hong Kong (EMPH5408)

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Membership discountsICAEW, IIA, ICA, Trace and KYC360 membership discounts are available. Please contact us at misasia@misti.com for more information.This discount cannot be used in conjunction with any other offer.Register on-line at:

www.mistiasia.comPlease ensure you enter your event code when registering and you will be entered into our quarterly prize draw to win £50 of Visa vouchers.

IMPORTANT INFORMATION - YOUR EVENT CODE

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EVENT DAYS FEES

2 Day Summit + Pre-summit Workshop 3 US$2,995

2 Day Summit only 2 US$2,595

Pre-summit Workshop only 1 US$1,295

The Global Leader in Audit, Risk, Fraud and Security Training

MIS Training Institute (MISTI) is registered with the National Association of State Boards of Accountancy (NASBA) as a

sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org

© Copyright Euromoney Training 2013

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Asia Pacific SummitFraud & Corruption

2nd Annual