Working Stresses and Failure Theories

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    ME 4550 MECHANICAL

    ENGINEERING DESIGN WORKING STRESSES AND FAILURETHEORIES

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     AGENT OF FAILURE

    Mathematical prediction of failure - most frequentlyundertaken task in mechanical design

     A common misconception is that the failure of parts is onlydue to fracture

    There are number of modes of failure based on other failure

    mechanisms We should seek to identify failure-inducing agents and

    modes of failure

    With a knowledge of these; a definition can be obtained forfailure that is applicable to all possible modes of failure

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     AGENT OF FAILURE

    See Table on next slide Cause Agent: Force, Temperature, Reactive

    chemical environment, Reactive nuclearenvironment, Reactive metallurgical

    environment Level of Application: Low, Medium, or High

    Time of Application: Steady, Transient orCyclic

    Example: Force + High + Transient = Impact Temperature + High + Steady = Creep

    Force and temperature are cause agents

    High is the level of application

    Transient and steady are time of application

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    F AILURE INDUCING AGENT

    Cause agent Level of 

    application

    Time of

    application

    Force Low Steady

    Temperature

    Reactive chemicalenvironment

    Medium Transient

    Reactive nuclear

    environment

    Reactivemetallurgical

    environment

    High Cyclic

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    MODES OF FAILURE

    Types of Failure Modes: Elastic, Plastic,

    Fracture, Material change

    Duration of Failure: Sudden, Progressive

    Location of Failure: Local, Surface and Volume

    Failure-’change in a machine part that makes it

    unable to perform its intended function’ 

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    STRESS – STRAIN DIAGRAM

    ELASTIC

    REGION &

    HOOKE’S

    LAW

     APPLIED

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    STREES STRAIN CURVE OF DUCTILE

    MATERIAL

    Beyond yielding, the load needs to

    be increased for additional strain or

    elongation. This is called strain

    hardening and and it is associated

    with an increased resistance to slip

    deformation at the microscale (for

    polycrystalline materials)

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    STRESS – STRAIN DIAGRAM

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    DUCTILE MATERIAL – BEFORE

     AND AFTER FRACTURE

    Ductile material will

    fracture under:

    • FATIGUE

    • CREEP

    • IMPACT

    • WORK HARDENING

    • SEVERE QUENCHING

    NECKING

    occurs before

    facture

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    STRESS – STRAIN CURVE OF

    BRITTLE MATERIAL

    There is no necking in the fracture

    of brittle material.

    No NECKING

    before facture

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    MECHANICAL PROPERTIES OF

    ENGINEERING MATERIALS TABLE 2-3 & 2-3A page 125.

    FOR DUCTILEMATERIALS:

    The value of

    yielding in shear =

    0.5 – 0.6 of the

    value of yieldingin tension

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    MECHANICAL FAILURE IN MATERIAL

     YIELDING

     Yield stress in tension = Yield stress in compression

    FRACTURE – Brittle Material

    Ultimate strength in compression is higher than for

    tension

    Fracture occurs with no yielding

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    COMPRESSION TEST

    Ductile Steel Brittle Cast Iron

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    BENDING TEST

    Ductile Steel Brittle Cast Iron

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    TORSION TEST

    Ductile Steel Brittle Cast Iron

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    BRITTLE MATERIALS

    Brittle materials do not yield, they fracture

    Strength in compression >> strength in tension

    Theory of failures used:

    Maximum Normal Stress Theory (MNST) Modified Mohr Theory

    Material strength:

    Sut = Ultimate (fracture) strength in tension

    Suc = Ultimate (fracture) strength in compression

    Strengths are always positive numbers

    Principal stresses 1, 2 and 3 can be negative or

    positive.

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    F AILURE THEORIES

    When state of stress is uniaxial tension orcompression; limiting stress values from thetension/compression tests (which are widelypublished in material handbooks) can be used

    But for complex state of stresses, predictingfailure is not straightforward

    Several theories of failures have been putforward to predict failure for complex engineeringstresses

    Unfortunately, no single failure theory canadequately predict failure in all combination ofengineering stresses

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    F AILURE THEORIES

    Failure theories have been formulated in terms of

    three principal normal stresses (S1,S2, S3) at a

    point

    For any given complex state of stress ,

    we can always

    find its equivalent principal normal stresses (S1,

    S2, S3)

    Thus the failure theories in terms of principalnormal stresses can predict the failure due to any

    given state of stress

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    FAILURE THEORIES

    STATIC LOADING FAILURE DUCTILE MATERIAL uses:

    Max Normal Stress Theory

    Max Shear Stress Theory

    Max Strain Energy TheoryMax Distortion Energy Theory

    BRITTLE MATERIAL uses:Max Normal Stress Theory

    Coulomb-Mohr Theory

    Modified Mohr-Coulomb Theory

    FATIGUE LOADING FAILURE uses: SODERBERG Equation

    Modified GOODMAN Equation

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    STATIC DESIGN COORDINATE SYSTEM

    • To predict that a design is

    safe under static conditions.

    • Horizontal axis is the

    maximum principal stress

    (σ1) and the vertical axis is

    the minimum principal stress

    (σ2).

    • For ductile materials, the

    yield strength (Sy ) in

    tension and in compression

    are relatively equal in

    magnitude.

    • For brittle materials the

    ultimate compressive

    strength (Suc ) is significantly

    greater in magnitude than

    the ultimate tensile strength

    (Sut ) .

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    STATIC DESIGN COORDINATE SYSTEM

    • The four quadrants of this coordinate

    system, labeled I, II, III, and IV as

    shown, represent the possible

    combinations of the principal stresses

    (σ1, σ2) .

    •  As it is usually assumed that the

    maximum principal stress (σ1) isalways greater than or at least equal

    to the minimum principal stress (σ2) ,

    combinations in the second (II)

    quadrant where (σ1) would be

    negative and (σ2) would be

    posit ive, are not possible.• Primarily, the most common combinations are in the first (I) quadrant

    where (σ1) and (σ 2) are both positive and in the fourth (IV) quadrant

    where (σ 1) is positive and (σ2) is negative.

    • Combinations can occur in the third (III) quadrant where (σ1) is negative,

    however (σ2) must be equally or more negative.

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    BRITTLE MATERIALSTHEORY OF FAILURE

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    MAXIMUM NORMAL STRESS

    THEORY (RANKINE’S THEORY) Failure is predicted to

    occur in the multi-axialstate of stress when themaximum principalnormal stress becomesequal to or exceeds themaximum normal stressat the time of failure ina simple uni-axial stresstest using a specimen ofthe same material.

    FS 

    T YP

    FS 

    C YP

    FS 

    T YP

    FS 

    C YP

    FS 

    T YP

    FS 

    C YP

     N S S 

     N S 

     N 

    S S 

     N 

     N 

    S S 

     N 

    3

    2

    1

    1

    2

    3

    U C U T  

    FS FS  

    U C U T  

    FS FS  

    U C U T  

    FS FS  

    S  N N 

    S  N N 

    S  N N 

     

     

     

    For Brittle Material:

    THESE ARE

    FOR DUCTILE

    MATERIAL

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    MAXIMUM NORMAL STRESS

    THEORY (RANKINE’S THEORY) THIS THEORY IS NOT SAFE FOR DUCTILEMATERIAL

    Cast iron -> Non-linear stress

    strain relationship

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    MAXIMUM NORMAL STRESS

    THEORY (RANKINE’S THEORY) THIS THEORY IS NOT SAFE FOR DUCTILEMATERIAL

    Cast iron -> Non-linear stress

    strain relationship

    •  Any combination of the principal

    stresses (σ1) and (σ2) that are

    inside the square is a safe design

    and any combination outside the

    square is unsafe. Remember, the

    strengths (Sut ) and (Suc ) are

    positive values.

    • The mathematical expressions

    representing a safe design

    according to the maximum-normal-

    stress theory are given,• σ1 < Sut or σ2 > − Suc

    The factor-of-safety (n) for this theory

    is given,

    1 21 1

      or

    ut FS uc FS  S N S N  

     

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    ULOMB-MOHR THEORY – 

    ITTLE MATERIAL

     Any combination of the principal

    stresses (σ1) and (σ2) that

    are inside this enclosed area is a

    safe design and any combination

    outside this area is UNSAFE.

    The mathematical expressions

    representing a safe design

    according to the Coulomb-Mohr 

    theory are given,

    1 2

    2 1

    1 specifies the line in IV quad 

    or 1 specifies the line in II q 

    ut uc

    ut uc

    S S 

    S S 

      

      

    The factor-of-safety (n) for this theory is given,

    1 2 2 11 1

      or

    ut uc FS ut uc FS  S S N S S N  

     

    Intercept form equation of line:

    1 x y

    a b

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    MODIFIED MOHR-COULOMB

    THEORY – BRITTLE MATERIAL

    The mathematical expressionsrepresenting a safe design

    according to the Modified Mohr-

    Coulomb theory are given,

    1 2

    2 1

    1 1 specifies the line in IV quadrant

    connecting the points (0, ) and ( , )

    or 1 1 specifies the line in II

    ut 

    ut uc uc

    uc ut u t  

    ut 

    ut uc uc

    S S S 

    S S S 

    S S S 

      

      

    quadrant

      connecting the points ( ,0 ) and ( , )uc ut ut  

    S S S 

    The factor-of-safety (n) for this

    theory is given,

    1 2 2 11 1

    1 or 1ut ut  

    ut uc uc FS ut uc uc FS  

    S S 

    S S S N S S S N  

     

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    1 2

    2 1

    1 1 specifies the line in IV quadrant

    connecting the points (0, ) and ( , )

    or 1 1 specifies the line in II

    ut 

    ut uc uc

    uc ut ut  

    ut 

    ut uc uc

    S S S 

    S S S 

    S S S 

     

     

    quadrant

      connecting the points ( ,0 ) and ( , )uc ut ut  

    S S S 

    1 2

    2 1

    1 specifies the line in IV quadrant

    or 1 specifies the line in II quadrant

    ut uc

    ut uc

    S S 

    S S 

      

      

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    COMPARISON TO EXPERIMENTAL

    DATA – BRITTLE MATERIAL

    • Data shown are primarily in

    the first (I) and fourth (IV)

    quadrants; none in the

    second (II) and third (III)

    quadrants.

    • This is not unexpected as

    combinations in the second(II) quadrant are impossible if

    the principal stress (σ1) is

    noted as the greater of the

    two principal stresses.

    •  Also, combinations in the

    third (III) quadrant requirethat the principal stress (σ2)

    be at least equally or more

    negative than the principal

    stress (σ1) .

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    RECOMMENDATIONS FOR BRITTLE

    MATERIALFirst (I): (σ1 > 0 and σ2 > 0)• Maximum-normal-stress theory is the

    most accurate. Coulomb-Mohr theory

    does not apply. Modified Coulomb-

    Mohr theory does not apply.

    Fourth (IV): (σ1 > 0 and 0 >σ2 > − Sut )• Maximum-normal-stress theory is the

    most accurate. Coulomb-Mohr theoryis okay, but conservative. Modified

    Coulomb-Mohr theory does not apply.

    Fourth (IV): (σ1 > 0 and

    − Sut >σ2 > − Suc)• Modified Coulomb-Mohr theory is the

    most accurate. Coulomb-Mohr theoryis okay, but conservative. Maximum-

    normal-stress theory does not apply.

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    DUCTILE MATERIALSTHEORY OF FAILURE

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    STATIC DESIGN COORDINATE SYSTEM

    • The four quadrants of this coordinate

    system, labeled I, II, III, and IV as

    shown, represent the possible

    combinations of the principal stresses

    (σ1, σ2) .

    •  As it is usually assumed that the

    maximum principal stress (σ1) isalways greater than or at least equal

    to the minimum principal stress (σ2) ,

    combinations in the second (II)

    quadrant where (σ1) would be

    negative and (σ2) would be positive,

    are not possible.

    • Primarily, the most common combinations are in the first (I) quadrant

    where (σ1) and (σ 2) are both positive and in the fourth (IV) quadrant

    where (σ 1) is positive and (σ2) is negative.

    • Combinations can occur in the third (III) quadrant where (σ1) is negative,

    however (σ2) must be equally or more negative.

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    MAXIMUM SHEAR STRESS THEORY 

     Applied to the design of ductile material

    Conservative theory

    Failure is predicted to occur in the multi-

    axial state of stress when the maximumshearing stress magnitude becomes equal

    to or exceeds the maximum shearing

    stress magnitude at the time of failure in

    a simple uni-axial stress test using a

    specimen of the same material.

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    MAXIMUM – NORMAL STRESS

    THEORY – DUCTILE MATERIALS

    •  Any combination of the

    principal stresses (σ1,

    σ2) that falls inside this

    square represents a safe

    design, and any

    combination that fallsoutside the square is

    unsafe.

    • The mathematical

    expressions representing

    a safe design according

    to the maximum-normal-stress theory are given

    by,

    • σ1 < Sy or σ2 > − Sy

    The factor-of-safety for this theory is

    given,

    1 21 1

      or

     y FS y FS S N S N  

     

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    MAXIMUM SHEAR STRESS THEORY 

     and 0; 0 x y xy yx

    P

     A  

    max

    2

     ypS     

    max   with Factor of Safety2

     yp

     fs fs

     N  N     

    UNI-AXIAL TENSION TEST

     At Yield Point:   x ypS     

    Max Shear Stress Theory

    with Nfs = Factor of Safety

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    MAXIMUM SHEAR STRESS

    THEORY – 3D MOHR’S CIRCLE1 2

    2 3

    1 3

    2 2

    2 2

    2 2

     yp

     fs

     yp

     fs

     yp

     fs

    S S S 

     N 

    S S S 

     N 

    S S S 

     N 

    1 2

    2 3

    1 3

     yp yp

     fs fs

     yp yp

     fs fs

     yp yp

     fs fs

    S S S S 

     N N 

    S S S S 

     N N 

    S S S S 

     N N 

    TRIAXIAL

    STATE OF

    STRESS

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    MAXIMUM SHEAR STRESS

    THEORY – 2D MOHR’S CIRCLE

    1 2 yp

     fs

    S S   N 

    BIAXIAL STATE

    OF STRESS

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    MAXIMUM SHEAR STRESS THEORY

     – DUCTILE MATERIALS

    The maximum-shear-stress theory, given

    mathematically,

    1 2

    1 2 

    2 2

     y

     y

    S S 

      

      

    where the straight lines at45, one in the fourth (IV)

    quadrant and one only

    allowed mathematically in

    the second (II) quadrant,

    represents this theory

    graphically.

    The factor-of-safety is given

    by,

    1 21

     

     y f sS N 

     

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    MAXIMUM STRAIN ENERGY

    THEORY – BETRAMI THEORY 

    Failure is predicted to occur in the multiaxial

    state of stress when the total strain energy per

    unit volume becomes equal or exceeds the total

    strain energy per unit volume at the time of

    failure in a simple uniaxial stress test usingspecimen of the same material

    UTOTAL  Uuniaxial tensile test at yield ---- Failed

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    STRAIN ENERGY – UNI A XIAL STRESS TEST

    1

    1

    2 D x x

    U     

     x

     x

     E 

      

       

    2

    1

    1

    2

     x

     DU 

     E 

     

    2

    1

    1

    2

     yp

     D

    S U 

     E 

     

    Strain Energy:

    Hooke’s Law:

     At yield point:   x ypS     

    Total Strain Energy

    per a unit volume at

    failure

    With a factor of safety Nfs2

    1

    1

    2

     yp

     D

     fs

    S U 

     E N 

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    STRAIN ENERGY – TRI STATE OF

    STRESS

    1 1 1

    2 2 2 3-D 1 1 2 2 3 3

    3 3 3

    1

    2

    1 1  U

    2 2

    1

    2

    U S 

    U S S S S  

    U S 

     

     

     

    1S 

    2S 

    3S 

    1 1 2 3

    2 2 1 3

    3 3 1 2

    STRESS-STRAIN RELATIONSHIP:

    1  & is Poisson's Ratio

    1

    1

    S S S  E 

    S S S  E 

    S S S  E 

     

     

     

    2 2 2TOTAL 1 2 3 1 2 2 3 1 31

    22

    U S S S S S S S S S   E 

     

    Total strain energy per unit volume:

    Failing will not occur if: UTOTAL UUNIAXIAL

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    MAXIMUM STRAIN ENERGY

    THEORY 

    2

    2 2 2

    1 2 3 1 2 2 3 1 3

    2

    2 2 21 2 3 1 2 2 3 1 3

    1 12

    2 2

    2

     yp

     fs

     yp

     fs

    S S S S S S S S S S  

     E E N 

    S S S S S S S S S S  

     N 

     

     

    Failing will not occur if: UTOTAL UUNIAXIAL

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    HYDROSTATIC LOADING

    Materials that are hydrostatically loaded willhave the stresses uniform in all directions.

     Very large amount of strain energy can be storedin materials without failure if they arehydrostatically loaded.

    Many experiments have shown that materialscan be hydrostatically stressed to levels wellbeyond their ultimate strengths in compressionwithout failure, as this just reduces the volume ofthe specimen without changing its shape.

    No distortion in the part – there is no shearstress. There is no distortion and no failure.

    Thus, it appears that distortion is the cause intensile failure as well.

    MAXIMUM DISTORTION ENERGY

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    MAXIMUM DISTORTION ENERGY

    THEORY OR VON MISES – HENCKY

    THEORY 

    TOTAL STRAIN

    ENERGY OF

    LOADED PART

    DUE TO HYDROSTATIC

    LOADING  – CHANGE IN

    VOLUME

    DUE TO DISTORTION  – 

    CHANGE IN SHAPE

    UT = UV + UD

    +=

    Normal Stresses Hydrostatic Stresses –

    change in volume

    Distortion Stresses –

    change in shape

    1S 

    3S 

    2S 

    V S 

    V S V 

    3 3V S S S 

    2 2V S S S 

    1 1V S S S 

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    HYDROSTATIC LOADING &

    DISTORTION OF ENERGY 

    -

    Replace , , with

    -

    v

    U S S S S S S S S S   E 

    S S S S S S S S S S  

    U S S S S S S S S S   E 

     

     

    2 2 2

    1 2 3 1 2 2 3 1 3

    1 2 3

    1 2 3 1 2 3

    2 2 2

    1 2 3 1 2 2 3 1 3

    12

    2

    3

    1 2

    26

    -

    -

     

     D T V 

     D

    U U U 

    S S S S S S S S S   E 

    S S S S S S S S S   E 

    U S S S S S S S S S   E 

     

     

     

    2 2 21 2 3 1 2 2 3 1 3

    2 2 2

    1 2 3 1 2 2 3 1 3

    2 2 2

    1 2 3 1 2 2 3 1 3

    12

    2

    1 22

    6

    1

    3

    STRAIN ENERGY DUE TO HYDROSTATIC LOADING - UV:

    STRAIN ENERGY DUE TO DISTORTION - UD:

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    DISTORTION OF ENERGY OF UNIAXIAL

    TEST AT YIELD POINT

    yp fs

     NORMAL STRESS:

      and

    At yield point the stress is S and if N Safety Factor,

     x

     yp

     fs

    PS S S 

     A

    S S 

     N 

     

    1 2 3

    1

    0

    -UNIAXIAL

    -UNIAXIAL

     D

     yp

     D

     fs

    U S  E 

    S U 

     E N 

     

     

     

    2

    1

    2

    1

    3

    1

    3

     DU S S S S S S S S S  

     E 

     

    2 2 2

    1 2 3 1 2 2 3 1 3

    1

    3

    P

    P

    UD for Uniaxial state of stress:

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    DISTORTION ENERGY THEORY OR VON MISES – HENCKY THEORY 

    Failure is predicted to occur in the multiaxial

    state of stress when the distortion energy per

    unit volume becomes equal or exceeds the

    distortion energy per unit volume at the time of

    failure in a simple uniaxial stress test usingspecimen of the same material

    UD-TOTAL  UD-uniaxial tensile test at yield ---- Failed

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    MAXIMUM DISTORTION ENERGY THEORY

    OR VON MISES – HENCKY THEORY 

    -UNIAXIAL

      D

     yp

     D

     fs

    U S S S S S S S S S   E 

    S U 

     E N 

     

     

     

    2 2 2

    1 2 3 1 2 2 3 1 3

    2

    1

    3

    1

    3

      or yp

     fs

     yp

     fs

    S S S S S S S S S S  

     E E N 

    S S S S S S S S S S  

     N 

          

       

    2

    2 2 2

    1 2 3 1 2 2 3 1 3

    2

    2 2 2

    1 2 3 1 2 2 3 1 3

    1 1

    3 3

     

     yp

     fs

     yp

     fs

    S S S S S S S  

     N 

    S S S S S S S  

     N 

     

     

    22 2 2

    1 2 2 3 3 1

    2 2 2

    1 2 2 3 3 1

    2

    2

    VM 

    S S S S S S   

    2 2 2

    1 2 2 3 3 1

    2

    FAILURE WILL NOT OCCUR IF UD-TOTAL UD-UNIAXIAL

     Alternately, Von Mises Stress:

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    DISTORTION ENERGY THEORY – 

    DUCTILE MATERIALS

    For a safe design accordingto the distortion-energy

    theory,

    The above expression in

    represents the equation of

    an ellipse inclined at 45

    as shown in the Figure.

    This ellipse passes

    through the six corners of

    the enclosed shape.

    2 2 2

    1 2 1 2   yS     

    2 2

    1 2 1 2   1

     y fsS N 

     

    FACTOR OF SAFETY:

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    COMPARISON TO EXPERIMENTAL

    DATA – DUCTILE MATERIALS

    Note that there is noexperimental data in the

    second (II) and third (III)

    quadrants. This is not

    unexpected as combinations

    in the second (II) quadrant are

    impossible if the maximumprincipal stress (σ1) is greater

    than or at least equal to the

    minimum principal stress (σ2) .

     Also, combinations in the third

    (III) quadrant require that the

    principal stress (σ2) be at least

    equally or more negative than

    the principal stress (σ1) .

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    RECOMMENDATION FOR DUCTILE

    MATERIALSFirst (I): Distortion-energy

    theory is the most

    accurate. Maximum-

    normal-stress theory

    is okay, but conservative.

    Maximum-shear-stress

    theory does not apply.

    Fourth (IV): Distortion-

    energy theory is the most

    accurate. Maximum-

    shear-stress theory is

    okay, but conservative.Maximum-normal-stress

    theory does not apply.

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    STRESS CONCENTRATION

    Stress concentration is caused by the suddenchanges in geometry.

    Sudden change in geometry: Hole

    Shoulder fillet

    Groove

    Notch

    TWO STRESS

    CONCENTRATION

    FACTORS

    K or Kt  – STRESS

    CONCENTRATION

    FACTOR for STATIC

    LOADING

    Kf  – STRESS

    CONCENTRATION

    FACTOR for CYCLIC

    LOADING

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    STRESS CONCENTRATION

    The theoretical stress concentration is defined by:

    max maxMax Stress at the section of interest

     Nominal Stress at the section of interestt  o nom

    K     

      

    ots

    K  

     max

    -> Stress-concentration factor in SHEAR

    Stress-concentration factors are dependent on the geometry of the

    machine element, not on the material used. However, some materials

    are more sensitive to stress concentrations, or notches, so the stress-

    concentration factors will be modified according to their notch

    sensitivity.

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    K OR K T – GEOMETRIC STRESS

    CONCENTRATION FACTOR

    max

     Nominal Stress with the hole 

     

    0

    03

    Stress distribution for semi-infinite plate with a hole. Plate in tension:

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    KT

    - PLATE WITH HOLE

    ( )nom

    P P

     A W D h    

    max

     is geometric stress concentration factor 

    t nom

      

    Nominal tensile stress:

    Max tensile stress in the vicinity of the hole:

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    PLATE WITH NOTCH UNDER

    TENSION

    nom

    P P

     A d h    

    max

     is geometric stress concentration factor 

    t nom

      

    d = D – 2r 

    r is the radius of notch

    Nominal tensile stress: Max tensile stress in the vicinity of the hole:

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    LOADING WITHOUT AND WITH

    STRESS CONCENTRATION

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    FILLETS ON SHAFTS

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    FORCE-FLOW ANALOGY 

    The forces (stresses)

    flow around the

    contours is similar tothe flow of

    incompressible fluid

    inside a step duct.

    The force-flow analogyfor contoured parts

     Analogy

    DESIGN MODIFICATIONS TO REDUCE

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    STRESS CONCENTRAIONS AT A SHARP

    CORNER

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    STRESS CONCENTRATION FACTOR

    FOR CYCLIC LOADING - K F

    Materials are not homogenous or free from defects,therefore it is necessary to define fatigueconcentration factor K f :

    specimennotched aof limitEndurancenotchesof freespecimenaof limitEndurance f K 

    • In cyclic loading, the effect of the notch (hole, groove,

    fillet, an abrupt change in cross section, or any

    disruption to the smooth contours of a part) isusually less predicted. The term notch sensitivity q

    has been applied to this behavior.

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    NOTCH SENSITIVITY Q

    Due to existence of irregularities ordiscontinuities (holes, grooves or notches)

    in part, high stress will occur in the

    immediate vicinity of the discontinuity.Some materials are not fully sensitive to

    the presence of notches, for these a

    reduced value of K t can be used.

    max

     is fatigue stress-concentration factor 

     f o

     f 

     

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    NOTCH SENSITIVITY 

    Notch sensitivity q may be defined as thedegree to which the theoretical effect of stress

    concentration is actually reached.

    t

      0

      is fatigue stress concentration factor 

      or is geometric stress concentration factor 

     f 

     f 

     f 

    K q qK 

    K q K 

    K K 

    1 11

    1 1

    Eqns. (8) and (9), page 147

    Use of q = 1 ----→ The design will be on

    safe side.

      fs

    shear 

    s

    K q

    1

    1

    q

    STRESS CONCENTRATION FACTOR FOR

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    STRESS CONCENTRATION FACTOR FOR

    CYCLIC LOADING – K F AND NOTCH

    SENSITIVITY Q

    K f  is a stress-concentration factor reducedfrom Kt because of lessened sensitivity to

    notches.

     f t K q K  1 1

     If 0 1 f 

    q K  The material has NO

    sensitivity to notches.

    Cast Iron is insensitive to

    notches K f   1

     If 1 f t 

    q K K  The material has FULL

    sensitivity to notchesIf a value of the notch

    sensitivity is not known, use

    a value of 1 to be safe.

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    INDEX OF SENSITIVITY OR NOTCH

    SENSITIVITY 

    Materials have different sensitivity to stress concentrations, whichis referred to as the notch sensitivity of material.

    q for cast irons is

    varying from 0 to

    about 0.2 (very low)

    q

    NOTCH SENSITIVITY FOR STEEL & AL – 

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    REVERSED BENDING OR REVERSED AXIAL

    LOADS

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    NOTCH SENSITIVITY FOR MATERIAL

    IN REVERSED TORSION

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    STATIC VS FATIGUE FAILURES

    STATIC FAILURE:

    They usually developed a very large deflection,

    because the stress has exceeded the yield

    strength.

    Thus static failures give visible warning inadvance

    The part is replaced before fracture occurs

    FATIGUE FAILURE:

    Fatigue failure give NO warning!

    It is sudden and total, and hence dangerous!

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    FATIGUE FAILURE THEORIES

    Many machine parts are subjected to a loading cycles in which the

    stress is not steady but continuously varying. Failures in machine

    parts are generally caused by such repeated loadings and at stress

    that are considerably below the yield point. This is called fatigue

    failure and it resembles the failure of brittle material.

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    CYCLIC LOADING OF FLAT SPRING

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    FATIGUE-FAILURE MODELS

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    FATIGUE REGIMES

    Based on the number of stress or strain cycles thepart is expected to undergo in its lifetime, we can

    classify two regimes: LCF  – LOW CYCLE FATIGUE

    HCF  – HIGH CYCLE FATIGUE

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    STRESS-LIFE APPROACH

    The oldest and easiest of the three models to use. Most often used for High-Cycle Fatigue (HCF) where

    part is expected to undergo more than about 103

    cycles of stress.

    Work best when the load amplitudes are predictableand consistent over the life of the part.

    It is a stress-based model, which determines a fatigue

    strength and/or an endurance limit for material so

    that the cyclic stresses can be kept below that leveland failure avoided for the required number of cycles

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    STRESS-LIFE APPROACH

    Part is designed based on the material’s fatiguestrength or endurance limit and factor of safety.

     Assume that stresses and strains everywhere remain

    in elastic zone.

    No local yielding occurs to initiate a crack. Least accurate in defining stress/strain states in the

    part, especially for LCF finite-life where N is less

    than 103 cycles and stress is high enough to cause a

    local yielding. For certain materials, stress-life approach allow the

    design of parts for infinite life under cyclic loading.

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    STRAIN-LIFE APPROACH

    Strain-based model gives a reasonablyaccurate picture of crack initiationstage.

    Good for designing part under fatigue

    loading and high temperature combined – creep effects can be included.

    Most often used for LCF finite-lifeproblems where the cyclic stresses are

    high enough to cause local yielding.Most complicated of three models to use

    and requires a computer solution

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    LEFM APPROACH

    Best model for the crack propagation stage – dueto fracture mechanics theory.

     Apply to LCF finite-life problem where the cyclicstresses are known to be high enough to cause

    the formation of cracks. Most useful in predicting the remaining life of

    cracked parts in service.

    Most often used in conjunction withnondestructive testing (NDT) in a periodic

    service-inspection program, especially in theaircraft/aerospace industry.

    More accurate results when a detectable andmeasurable crack already exists.

    MACHINE DESIGN

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    MACHINE-DESIGN

    CONSIDERATIONS

    STRESS-LIFE (S-N) approach:

    Suitable for large class of rotating machinery

    because the required lives are usually in the

    HCF range:

     Automobile-engine crankshaft – the crankshaft and

    most other rotating and oscillating components in the

    engine will see about 2.5E8 cycles in 100,000 miles

     Automated production machinery in industry such as

    filling soft-drink cans etc.

    MACHINE DESIGN

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    MACHINE-DESIGN

    CONSIDERATIONS

    STRAIN-LIFE (ε-N) approach: Suitable for transportation (service) machinery

    because the required lives are usually in the LCF

    range:

     Airframe of an airplane, the hull of a ship, the chassis of a

    land vehicle.

    For aircraft/ship -> time-load history can be quite

    variable due to storms, gusts/waves, hard

    landings/dockings etc.

    For land vehicle – also time-load history is variable due

    to overloads, potholes etc. The chance of higher-than-design loads causing local

    yielding is always present and consequently crack growth

    exists.

    MACHINE DESIGN

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    MACHINE-DESIGN

    CONSIDERATIONS

    LEFM and STRAIN-LIFE (ε-N) approach: The LEFM or strain-life models (or both) use

    simulated and experimental load-time histories for

    more accurately predict failure.

    Example of the use of ε-N and LEFM models: Design and analysis of gas turbine rotor blades subjected to

    high stresses at high temperatures and go though LCF

    thermal cycles at start up and shut down.

    TYPICAL S N (STRESS LIFE)

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    TYPICAL S-N (STRESS-LIFE)

    DIAGRAM FOR STEELFatigue failures due to:

    • Bending – most common• Torsion – next

    • Axial loading – rare.

    Parts that are subject to variable

    loading will lose strength with

    time and may fail after a certainnumber of cycles.

    Endurance limit

    stress

    We assume that stresses below

    endurance limit will NOT cause

    failure regardless of the number of

    repetitions.

    Cyclic stress

    The most important thing to observe in an S-N diagram, if the

    material being tested is ferrous like steel, is that the straight line atthe lower right of the diagram becomes horizontal somewhere

    between (N = 106) cycles and (N = 107) cycles and stays horizontal

    thereafter .

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    FATIGUE FAILURE THEORIES

    TWO FATIGUE FAILURE

    THEORIES

    SOLDERBERG

    CRITERION

    MODIFIED GOODMAN

    CRITERION

    The fatigue or endurance limit stress Se is defined as the

    maximum value of the completely reversed bending

    stress, which a plain specimen can sustain for 10 millions

    or more load cycles without failure. It can be assumed that

    it will last indefinitely.

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    ROTATING MACHINE LOADING

    THREE ROTATING

    MACHINE LOADINGS

    FULLY REVERSED FLUCTUATINGREPEATED

    PARAMETERS FOR ROTATING

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    PARAMETERS FOR ROTATING

    MACHINE LOADING

    max minS     

    max min

    r aS 

        

      

    2

    max min

    avg mS     

    2

    max

    min

     R   

     

    m

    a A

       

     

    The stress range S or :

    The alternating component Sr or a:

    The mean component Savg or m:

    Stress Ratio: Amplitude Ratio:

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    SOLDERBERG EQUATION

    Solderberg equation:

    max min

    max min

    where:

     

    ( )

     yp yp

    avg r f  

    e fs

    avg

     f t 

    S S S S K 

    S N 

    S S S 

    S S S 

    K q K 

    2

    2

    1 1

     ypS  yp

     fs

     N avgS 

     f r K S 

    e

     fs

     N 

    eS 

    Eqn. (10), page 157

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    S-N DIAGRAM

    LCF HCF

    UNCORRECTED ENDURANCE LIMIT

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    UNCORRECTED ENDURANCE LIMIT

     – S’ E

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    CORRECTED ENDURANCE LIMIT - SE

    ENDURANCE LIMIT

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    ENDURANCE LIMIT

    Curve C is typical for most nonferrous materials (aluminum) which do

    not exhibit an endurance limit. For such materials, the number of cycles

    to failure should be reported for the given endurance strength.

    Unfortunately, for

    nonferrous materials

    like aluminum there

    is no endurance limit,meaning the test

    specimen will

    eventually fail atsome number of

    cycles, usually near

    (N = 108) cycles, nomatter how much the

    stress level is

    reduced. This is why

    critical aluminumparts, especially

    those in aircraft

    where the number ofreversed loadings

    can become very

    high in a short period

    of time, must beinspected regularly

    and replaced prior toreaching an unsafenumber of cycles.

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    MODIFIED GOODMAN EQUATION

    TWO EQUATIONS OF MODIFIED

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    TWO EQUATIONS OF MODIFIED

    GOODMAN THEORY 

    max min

    max min

    where:

     

    ( )

    u uavg r f  

    e fs

    avg

     f t 

    S S S S K 

    S N 

    S S S 

    S S S 

    K q K 

    2

    2

    1 1 yp

    avg r f  

     fs

    S S S K 

     N 

    First equation:

    Replace Syp in Solderberg

    equation with Su

    Second equation:

    Both equations must be satisfied, if one fails, we have unsafe conditions.

    Eqns. (11a) and (11b), page 157

    VARIOUS FAILURE LINES FOR

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     VARIOUS FAILURE LINES FOR

    FLUCTUATING STRESSES

    Gerber parabola is a good fit to experimental data, making it useful for the

    analysis of failed part.

    Modified Goodman line is a more conservative and commonly used failure

    criterion when designing parts subjected to mean plus alternating stresses.

    The Solderberg line is less often used, as it is overly conservative

    LINEAR HYPOTHESE

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    LINEAR HYPOTHESE

    Equation of straight line in

    intercept form:

    1 x y

    a b

    For Soderberg line:

    1m a

     yt e

    S S 

    S S 

    For Goodman line:

    11 or

     f am a m

    ut e ut e fs

    K S S S S 

    S S S S N  

    For Gerber parabola:

    2

    1m a

    ut e

    S S 

    S S 

    LINEAR HYPOTHESE

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    LINEAR HYPOTHESE

    For Soderberg line:

    1  m

    a e

     yt 

    S S S 

    For Goodman line:

    For Gerber parabola:

    1

    1

    m

    a e

    ut 

    e ma

     f fs ut 

    S S S  S 

    S S S 

    K N S 

    2

    21

      m

    a e

    ut 

    S S S 

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    MODIFIED GOODMAN DIAGRAM

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    DESIGN FOR FINITE LIFE An infinitely large

    number of fullyreversed stress

    (40,000 psi) may

    take place before

    the material

    fracture.

    This design is called for

    finite life.

    From N = 1000 cycles to N = 1,000,000 cycles DESIGN FOR FINITE

    LIFE

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    DESIGN FOR FINITE LIFE

    LOG

    Scale

    LOGScale

    DESIGN FOR FINITE LIFE – BASQUIN’S

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    DESIGN FOR FINITE LIFE – BASQUIN S

    EQUATION

    The equation for a straight line on log-log (logarithmic) paper is,log log log

    or 

    where, y-intercept & slope

    m

     y m x b

     y bx

    b m

    Parabolic for m = positive

    or hyperbolic (m =

    negative) curves when

    plotted in rectangular

    coordinate paper.

    DESIGN FOR FINITE LIFE –

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    DESIGN FOR FINITE LIFE   

    BASQUIN’S EQUATION

    S-N curve for

    avg = 0

    The curve plot

    is transformed

    into straight-line in log-log

    plot.

    DESIGN FOR FINITE LIFE – 

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    S G OR

    BASQUIN’S EQUATION

    Straight line in logarithmicscale.

    The stress value at 103 cycles

    (starting cycle for HCF) is 0.9

    ult = 0.9 x 90000 psi = 81,000

    psi.

    The equation for straight line:

     --- Power Equations

    log log log

     B m

     AN y bx

     A B N 

      

      

    DESIGN FOR FINITE LIFE – BASQUIN’S

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    DESIGN FOR FINITE LIFE  BASQUIN S

    EQUATION

     B

    r   AN    

    log log .e u

    e

     B

     B

     A

     

     

    6

    0 9

    3

    10

     B

    r  N  A

      

     

    1

     Alternating stress r:

    Number of cycles N:

    The coefficients for Basquin’s equation A & B:

    Eqns. (12) and (13), page 161

    Eqns. (14) and (15), page 162

    MINER’S EQUATION FOR CUMULATIVE

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    MINER S EQUATION FOR CUMULATIVE

    DAMAGE

    If the machine part is to operate for a finite timeat stress levels exceeding the endurance limit,

    then we must examine the cumulative damage.

    Miner’s equation is used for machine part

    subjected to various fully reversed stress level. Failure occurs when:

    ...

    nn n

     N N N 

    31 2

    1 2 3

    1

    ENDURANCE

    LIMIT

    Stress levels are

    higher than

    endurance limit

    MINER’S EQUATION FOR CUMULATIVE

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    MINER S EQUATION FOR CUMULATIVE

    DAMAGE

    Failure occurs when:   ...nn n

     N N N 

    31 2

    1 2 31

    MINER’s

    EQUATION

    Proportionate Damage D:

    31 2

    1 2 3

    1 2 3

    1 2 3

    31 2

    1 2 3

    ; ; and so on.

    1

    ... 1

    i

    i

    i

    n nn n D D D D

     N N N N 

     D D D

    nn n

     N N N 

    Proportion of Total Life N:

    1 1 2 2

     Actual life of the part

    ; and so on.

     N 

    n N n N    

    31 2

    1 2 3

    31 2

    1 2 3

    From Miner's equation,

    1

    1

     N  N N 

     N N N 

     N N N N 

       

       

    1 2 3

    1 2 3

     Note that

    1

     N N N N   

     

    FATIGUE LIFE PREDICTION WITH RANDOMLY

    VARYING COMPLETELY REVERSED STRESSES

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     VARYING, COMPLETELY REVERSED STRESSES

    Stresses (including stress concentration factor Kf ) at the critical notch of a part

    fluctuated randomly as indicated in Figure below. The stresses could bebending, torsional, or axial – or even equivalent bending stresses resulting

    from general biaxial loading. The plot shown represents what is believed to be

    20 seconds of operation. The material is steel, and the appropriate S-N curve

    is given in the Figure shown. This curve is corrected for load, gradient, and

    surface. Estimate the fatigue life of the part.

    FATIGUE LIFE PREDICTION WITH RANDOMLY

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    FATIGUE LIFE PREDICTION WITH RANDOMLY

     VARYING, COMPLETELY REVERSED STRESSES

    Endurance limit = 60,000 psi.

    There are 8 stress cycles above the

    endurance limit of 60 Ksi:

    Five at 80 Ksi → n1 = 5 cycles

    Two at 90 Ksi → n2 = 2 cycles One at 100 Ksi → n3 = 1 cycle

    FATIGUE LIFE PREDICTION WITH RANDOMLY

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    FATIGUE LIFE PREDICTION WITH RANDOMLY

     VARYING, COMPLETELY REVERSED STRESSES

    There are 8 stress cycles above theendurance limit of 60 Ksi:

    Five at 80 Ksi → n1 = 5 cycles

    Two at 90 Ksi → n2 = 2 cycles

    One at 100 Ksi → n3 = 1 cycle

    S-N curve shows:

    Each 80-ksi cycle uses one part in 105 of the life → N1 = 105 cycles,

    Each 90-ksi cycle uses one part in 3.8x104 of the life → N2 = 3.8 x 104 cycles,

    Each 100-ksi cycle uses one part in 1.6x104 of the life → N3 = 1.6 x 104 cycles.

    Ni is number of cycles-to-failure at stress

    level Si

    ni is number of cycles at fully reversedstress level Si

    FATIGUE LIFE PREDICTION WITH RANDOMLY

    VARYING COMPLETELY REVERSED STRESSES

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     VARYING, COMPLETELY REVERSED STRESSES

    There are 8 stress cycles above theendurance limit of 60 Ksi:

    Five at 80 Ksi → n1 = 5 cycles

    Two at 90 Ksi → n2 = 2 cycles

    One at 100 Ksi → n3 = 1 cycle

    S-N curve shows:

    Each 80-ksi cycle uses one part in N1 = 105 of the life,

    Each 90-ksi cycle uses one part in N2 = 3.8x104 of the life,

    Each 100-ksi cycle uses one part in N3 = 1.6x104 of the life.

    Miner’s rule:

    31 2

    1 2 3

    5 4 4

    1

    5 3 10.0001651

    10 3.8 10 1.6 10

    nn n N N N 

    Failure occurs

    FATIGUE LIFE PREDICTION WITH RANDOMLY

    VARYING COMPLETELY REVERSED STRESSES

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     VARYING, COMPLETELY REVERSED STRESSES

    Miner’s rule:

    31 2

    1 2 3

    5 4 4

    1

    5 3 10.0001651

    10 3.8 10 1.6 10

    nn n

     N N N 

    For the fraction of life consumed to be unity, the 20-second test time must

    be multiplied by

    1

    Fatigue Life 20 121,138.7038 seconds0.0001651

    121,138.7038Fatigue Life 2018.9784 minutes

    60

    2018.9784Fatigue Life 33.6496 hours

    60

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