WIPO workshop on applicant name standardization...FTO Search Users’ perspective, Geneva, 05 -09...
Transcript of WIPO workshop on applicant name standardization...FTO Search Users’ perspective, Geneva, 05 -09...
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WIPO workshop on applicant name
standardization
A users’ perspective
Gerard van der Ligt
Philips IP&S
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Agenda
2Users’ perspective, Geneva, 05-09-2016
Processes and information solutions in the IP department
Information solution examples
Use case examples
Summarized
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Use case: portfolio benchmarking
3Users’ perspective, Geneva, 05-09-2016
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Introduction
A patent application is filed by the applicant
The patent can be assigned to a new assignee
The applicant/assignee is owned by a company
The company can be part of a holding
The holding is the ultimate owner
The primary interest of the user is this owner of the patent
Why is the owner important?
What are the issues to come from applicant to owner?
How can we improve this?
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Processes in the IP department
5Users’ perspective, Geneva, 05-09-2016
Patent drafting and filing
Portfolio maintenance
Patent filing strategy
Licensing in
Product risk assessment
Research risk assessment
Patent scouting
Licensing out
M&A
Company strategy
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Patent information solutions
6Users’ perspective, Geneva, 05-09-2016
Prior art search FTO search Portfolio
benchmarking
Technology
landscape
Technology
analysis
Company
analysis
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IP Processes – IP information solutions
7Users’ perspective, Geneva, 05-09-2016
Prior art
search
FTO search Portfolio
benchmarking
Technology
landscape
Technology
analysis
Company
analysis
Patent drafting and
filing
Portfolio
maintenance
Patent filing strategy
Licensing in
Product risk
assessment
Research risk
assessment
Patent scouting
Licensing out
M&A
Company strategy
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Prior art search
8Users’ perspective, Geneva, 05-09-2016
Purpose
– Patentability of an invention disclosure
– Validity of a (granted) claim
Report contains patents and NPL
Number of references is low (< 10)
Applicant name (ownership) is not relevant
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FTO Search
9Users’ perspective, Geneva, 05-09-2016
Purpose: find 3th party blocking claims for a new product
Report contains (granted) patents
Number of references is moderate (< 100)
Ownership is relevant:
What is my relation with the owner of the blocking patent?
– Do I have a (cross) license?
– Can they create backfire?
– What is the licensing/litigation behavior?
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FTO Search
10Users’ perspective, Geneva, 05-09-2016
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Company analysis
11Users’ perspective, Geneva, 05-09-2016
Purpose: analyze the patent portfolio of a company
Report contains patent publications
Amount of patent families from a few to > 1000
Detailed categorization on topics
Applicant (ownership) is relevant for recall (be complete!)
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Company analysis
12Users’ perspective, Geneva, 05-09-2016
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Portfolio benchmarking
13Users’ perspective, Geneva, 05-09-2016
Purpose: benchmark (part of) patent portfolio with competitors
Report is built on patent families
Data size is high (> 10000 families)
Ownership is paramount
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Portfolio benchmarking
14Users’ perspective, Geneva, 05-09-2016
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Technology landscape
15Users’ perspective, Geneva, 05-09-2016
Purpose: how does the patenting
activity look like and who is active
Report contains patent publications
Contains high amount of
patent families (> 1000)
Applicant (ownership)
is relevant for the “who question”
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Technology analysis
16Users’ perspective, Geneva, 05-09-2016
Purpose: find white spots, scouting opportunities, acquisition targets,
etc.
Report contains patent publications
Contains high amount of patent families (> 1000)
Detailed categorization on sub-topics
Applicant (ownership) is relevant for the “who question”
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Technology analysis
17Users’ perspective, Geneva, 05-09-2016
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Use case, exampleTop 10 original and standardized
18Users’ perspective, Geneva, 05-09-2016
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Use case, exampleImpact of subsidiaries
19Users’ perspective, Geneva, 05-09-2016
top assignee (DWPI standardized assignee/applicant) # patent families
1 KONINK PHILIPS ELECTRONICS NV 452
2 NELLCOR PURITAN BENNETT LLC 343 Covidien = Medtronic
3 GENERAL ELECTRIC CO 309
4 OMRON HEALTHCARE CO LTD 237
5 MASIMO CORP 143
6 COLIN CORP 143 Omron
7 PHILIPS INTELLECTUAL PROPERTY 136
8 NELLCOR PURITAN BENNETT INC 123 Covidien = Medtronic
9 SAMSUNG ELECTRONICS CO LTD 115
10 SIEMENS AG 109
11 NIPPON KODEN CORP 104
12 WELCH ALLYN INC 94
13 FITBIT INC 93
14 MEDTRONIC INC 92
Companies count higher numbers of patent families if subsidiaries are included
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Use case, exampleImpact of understandardized names of different families
20Users’ perspective, Geneva, 05-09-2016
top assignee (DWPI standardized assignee/applicant) # patent families
1 KONINK PHILIPS ELECTRONICS NV 452
2 NELLCOR PURITAN BENNETT LLC 343
3 GEN ELECTRIC 309
4 OMRON HEALTHCARE CO LTD 237
5 MASIMO CORP 143
6 COLIN CORP 143
7 PHILIPS INTELLECTUAL PROPERTY 136
8 NELLCOR PURITAN BENNETT INC 123
9 SAMSUNG ELECTRONICS CO LTD 115
10 SIEMENS AG 109
11 NIHON KODEN CORP 104
12 WELCH ALLYN INC 94
13 FITBIT INC 93
14 MEDTRONIC INC 92
Deviations in the level of standardization might lead to incorrect conclusions
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Use case, exampleImpact of different assignee names within the family
21Users’ perspective, Geneva, 05-09-2016
Different assignee names within the patent family may result in inconsistent outcome
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Use case, exampleImpact of multiple assignee names on one patent
22Users’ perspective, Geneva, 05-09-2016
top assignee (DWPI standardized assignee/applicant) # patent families
1 KONINK PHILIPS ELECTRONICS NV 452
2 NELLCOR PURITAN BENNETT LLC 343
3 GEN ELECTRIC 309
4 OMRON HEALTHCARE CO LTD 237
5 MASIMO CORP 143
6 COLIN CORP 143
7 PHILIPS INTELLECTUAL PROPERTY 136
8 NELLCOR PURITAN BENNETT INC 123
9 SAMSUNG ELECTRONICS CO LTD 115
10 SIEMENS AG 109
11 NIHON KODEN CORP 104
12 WELCH ALLYN INC 94
13 FITBIT INC 93
14 MEDTRONIC INC 92
Multiple assignee names on a patent may result in inconsistent findings
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Use case, exampleImpact of assignee name misspellings
23Users’ perspective, Geneva, 05-09-2016
Assignee name misspellings might lead to incorrect conclusions
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Use case, exampleImpact of inventor names appearing as assignee name
24Users’ perspective, Geneva, 05-09-2016
top assignee (DWPI standardized assignee/applicant) # patent families
1 KONINK PHILIPS ELECTRONICS NV 452
2 NELLCOR PURITAN BENNETT LLC 343
3 GEN ELECTRIC 309
4 OMRON HEALTHCARE CO LTD 237
5 MASIMO CORP 143
6 COLIN CORP 143
7 PHILIPS INTELLECTUAL PROPERTY 136
8 NELLCOR PURITAN BENNETT INC 123
9 SAMSUNG ELECTRONICS CO LTD 115
10 SIEMENS AG 109
11 NIHON KODEN CORP 104
12 WELCH ALLYN INC 94
13 FITBIT INC 93
14 MEDTRONIC INC 92
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31 ADDISON PAUL STANLEY 40
Incorrect assignee analysis if inventor names appear as assignee name
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Summarized
25Users’ perspective, Geneva, 05-09-2016
Patent ownership is relevant in most use cases
Determining ownership comes with many challenges
An ambiguous applicant name is one of these challenges
– Spelling errors
– Unstandardized names
– Multiple names
– Etc.
A single, standardized, correctly written applicant name would be an
enormous benefit to the users
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Thank you!
26Users’ perspective, Geneva, 05-09-2016