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EFFICIENCY ANDEFFICIENCY AND
EFFECTIVENESS INEFFECTIVENESS IN
ASSESSMENTASSESSMENTStrategies for Streamlining AssessmentStrategies for Streamlining Assessment
Win HornbyWin HornbyTeaching FellowTeaching Fellow
The Robert Gordon UniversityThe Robert Gordon University
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ObjectivesObjectives
To look at the changing environment withinTo look at the changing environment within
which assessment now takes placewhich assessment now takes place
To look at a framework for evaluatingTo look at a framework for evaluatingEfficiency and EffectivenessEfficiency and Effectiveness
To look at some empirical data based on aTo look at some empirical data based on a
survey of assessment practice in my ownsurvey of assessment practice in my ownuniversityuniversity
To propose a number of strategiesTo propose a number of strategies
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The Importance of assessment?The Importance of assessment?
Students can with difficulty escape from theStudents can with difficulty escape from the
effects of poor teaching.......effects of poor teaching.......
they cannot ( by definition if they wish tothey cannot ( by definition if they wish tograduate) escape the effects of poorgraduate) escape the effects of poor
assessmentassessment
Boud (1995:35)Boud (1995:35)
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Time spent on Assessment?Time spent on Assessment? RGU Annual Assessment Survey 2003RGU Annual Assessment Survey 2003
55--6 minutes per student6 minutes per student--credit point per annum!credit point per annum!
7575--90 minutes per student per annum taking a90 minutes per student per annum taking astandard 15 credit modulestandard 15 credit module
Gross this number up, university of 10,000Gross this number up, university of 10,000students, 4 year programmes, 120 credits p.astudents, 4 year programmes, 120 credits p.a
Collect in all assessments in one yearCollect in all assessments in one year
Get one member of staff to mark it, working 9 till 5Get one member of staff to mark it, working 9 till 5365 days a year!365 days a year!
It would takeIt would take 35 years35 years to mark!to mark!@ Win Hornby 2004
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Aims of AssessmentAims of Assessment
Assessment has four main roles:Assessment has four main roles:
formativeformative,, to provide support for future learning;to provide support for future learning;
summative
summative,, to provide information aboutto provide information aboutperformance at the end of a course;performance at the end of a course;
certificationcertification,, selecting by means of qualificationselecting by means of qualification
andand
evaluativeevaluative,, a means by which stakeholders cana means by which stakeholders canjudge the effectiveness of the system as a whole.judge the effectiveness of the system as a whole.
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The Changing EnvironmentThe Changing Environment
Changing role of the stakeholdersChanging role of the stakeholders
Changing resource baseChanging resource base
Changing course architectureChanging course architecture
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The Changing EnvironmentThe Changing Environment
How have we adapted to this changingHow have we adapted to this changing
environment?environment? What changes in assessment practices?What changes in assessment practices?
Research Evidence?Research Evidence?
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Rust (2000)Rust (2000)
.although the prevailing orthodoxy in UK highereducation is now to describe all courses in terms of
learning outcomes, assessment systems have not
changed.
Under current arrangements, rather than students
having to satisfactorily demonstrate each outcome
(which is surely what should logically be the case.)
marking still tends to be more subjective with theaggregation of positive and negative aspects of the work
resulting in many cases in fairly meaningless marks
being awardedwith 40% still being sufficient to pass
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Research EvidenceResearch Evidence
Based on a survey of assessment practices in UKBased on a survey of assessment practices in UKuniversities in 1999 by Brown and Glasner theyuniversities in 1999 by Brown and Glasner theyfound:found:
90% of the assessment of a typical British Degree90% of the assessment of a typical British Degreeconsists of examinations PLUS tutor markedconsists of examinations PLUS tutor markedreports or essaysreports or essays
Recent evidence based on 2003 Survey ofRecent evidence based on 2003 Survey ofassessment practices in my own universityassessment practices in my own university
Shows the pattern changing, moving away fromShows the pattern changing, moving away fromtypical modeltypical model
More assessment done by coursework onlyMore assessment done by coursework only
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RGU Survey of AssessmentRGU Survey of Assessment
Methods 2003Methods 2003Exam Only CW & Exam CW Only
WholeUniversity
3.1 43.6 49.7
Faculty ofDesign & Tech
0 50 50
Faculty of Health& Soc Care
6.6 29.5 55.7
Faculty of Mgt /
ABS
1.8 56.4 40
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The Trade OffThe Trade Off
EffectivenessEffectiveness
Encouraging Staff to experiment with alternativeEncouraging Staff to experiment with alternative
assessment modesassessment modes EfficiencyEfficiency
Resource pressuresResource pressures
Coping with the Changing EnvironmentCoping with the Changing Environment
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Effectiveness DefinedEffectiveness Defined
To what extent are the methods usedTo what extent are the methods used
educationally valid?educationally valid?
To what extent are the assessment methodsTo what extent are the assessment methods
used closely linked withused closely linked with desired skills anddesired skills andcompetencescompetences??
Are the assessment methodsAre the assessment methods constructivelyconstructively
alignedaligned to the stated outcomes to use Biggsto the stated outcomes to use Biggs(1997) phrase?(1997) phrase?
Does the assessment method match theDoes the assessment method match the tasktask
and outcomes?and outcomes?@ Win Hornby 2004
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Effectiveness DefinedEffectiveness Defined
Is thereIs there overover--reliance on just one modereliance on just one mode ofof
assessment such as formal unseenassessment such as formal unseen
examinations?examinations?
Are studentsAre students overloadedoverloaded thus encouragingthus encouragingcoping strategies which lead to whatcoping strategies which lead to what
Entwistle has described asEntwistle has described as surface assurface as
opposed to deepopposed to deep learning? (Entwistle 1981) learning? (Entwistle 1981) Do the various stakeholdersDo the various stakeholders understand theunderstand the
criteriacriteria employed in the assessment methodemployed in the assessment method
and what they are designed to assess?and what they are designed to assess?@ Win Hornby 2004
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Are our criteria clear?Are our criteria clear?
yy RGURGU AssessmentAssessment SurveySurvey ResultsResults
yy 6969%% ofof modulesmodules alwaysalways havehave criteriacriteria byby
whichwhich studentsstudents areare assessedassessedyy 2020%% ofof modulesmodules moremore oftenoften thanthan notnot havehave
criteriacriteria
yy 77%% occasionallyoccasionally useuse criteriacriteriayy 44%% nevernever havehave criteria!criteria!
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Efficiency DefinedEfficiency Defined
What are theWhat are the educational and opportunityeducational and opportunity costscosts
of each method in terms of staff time, resourcesof each method in terms of staff time, resources
etc.?etc.?
What are the costs of systems to ensureWhat are the costs of systems to ensure fidelityfidelity ininthe assessment method used?the assessment method used?
What are theWhat are the administrativeadministrative costscosts of differentof different
methods?methods?
What are the costs to ensure assessment isWhat are the costs to ensure assessment isreliable and free from biasreliable and free from bias??
What are the costs of complying with variousWhat are the costs of complying with various
stakeholder demands on transparencystakeholder demands on transparency??@ Win Hornby 2004
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Are we Effective and Efficient in ourAre we Effective and Efficient in our
Assessment?Assessment?
E AT ONA EFFE T E NE
E OURCEEFF CIENCY
i
ow
ow i
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Are we Effective and Efficient in ourAre we Effective and Efficient in our
Assessment?Assessment?
E UCATIONA EFFECTIVENE
RE OURCEEFFICIENCY
i
ow
ow i
STAR
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Are we Effective and Efficient in ourAre we Effective and Efficient in our
Assessment?Assessment?
E UCATIONA EFFECTIVENE
RE OURCEEFFICIENCY
i
ow
ow i
STAR
DOGSOr
WOTS
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Are we Effective and Efficient in ourAre we Effective and Efficient in our
Assessment?Assessment?
E UCATIONA EFFECTIVENE
RE OURCEEFFICIENCY
i
ow
ow i
ROLLSROYCE
STAR
DOGSOr
WOTS
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Are we Effective and Efficient in ourAre we Effective and Efficient in our
Assessment?Assessment?
E UCATIONA EFFECTIVENE
RE OURCEEFFICIENCY
i
ow
ow i
ROLLSROYCE
STAR
DOGSOr
WOTS
?
OLDDOUBLEDECKERBUS?
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Consequences of overassessmentConsequences of overassessment
Poor FeedbackPoor Feedback
When it comes to giving feedback some staff stop at When it comes to giving feedback some staff stop atnothing!nothing!
Late feedbackLate feedback
Feedback is like fish it goes off after a week!Feedback is like fish it goes off after a week! Formative Assessment sacrificedFormative Assessment sacrificed
Students cut classes/tutorialsStudents cut classes/tutorials
Students work strategicallyStudents work strategically
Students look for short cuts including plagiarisingStudents look for short cuts including plagiarisingwork and personatingwork and personating
Little meaningful learning takes placeLittle meaningful learning takes place
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Strategies for StreamliningStrategies for Streamlining
AssessmentAssessment1.1. Strategic Reduction of SummativeStrategic Reduction of Summative
assessmentassessment
2.2. FrontFront--end loadingend loading3.3. In Class assessmentIn Class assessment
4.4. Self and Peer assessmentSelf and Peer assessment
5.5. Group AssessmentGroup Assessment6.6. Automated Assessment and feedbackAutomated Assessment and feedback
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Option 1. Strategic Reduction ofOption 1. Strategic Reduction of
Summative AssessmentSummative Assessment
Reduce the instances of assessment?Reduce the instances of assessment?
Exemptions from exams on basis of courseworkExemptions from exams on basis of courseworkperformance?performance?
Assess learning outcomes once only?Assess learning outcomes once only? Combine assessments across modules?Combine assessments across modules?
Abolish resit examinations and reassessAbolish resit examinations and reassessdifferently?differently?
Mechanisms for balancing types of assessmentMechanisms for balancing types of assessmentbetween modules?between modules?
Timetabling assessments?Timetabling assessments?
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Option 2. FrontOption 2. Front--end loadingend loading
Coursework briefing sessions?Coursework briefing sessions?
Discuss, explain and unpack criteria?Discuss, explain and unpack criteria?
Get students to engage with the criteria?Get students to engage with the criteria?
Get students to assess previous cohortsGet students to assess previous cohorts
work?work?
Allow students input into deciding theAllow students input into deciding the
criteria?criteria?
Rust, Price and ODonovan Study (2003)Rust, Price and ODonovan Study (2003)
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OptionOption 3. In Class assessment3. In Class assessment
Marked/graded in class by students?Marked/graded in class by students?
Build in several of these for coursework?Build in several of these for coursework?
Gow (quoted in Hornby (2003) First yearGow (quoted in Hornby (2003) First yearEngineering students @RGUEngineering students @RGU
Reported:Reported:
Improved attendance ratesImproved attendance rates
Improved motivation to learnImproved motivation to learn
Higher retention ratesHigher retention rates
Higher pass rates in the final examination,Higher pass rates in the final examination,hence fewer resits to markhence fewer resits to mark
Improved second year performance becauseImproved second year performance becauseunderpinning first year knowledge betterunderpinning first year knowledge better
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Option 4. Self and Peer assessmentOption 4. Self and Peer assessment
Some scepticism that students can beSome scepticism that students can betrusted to do this for themselvestrusted to do this for themselves
Reliability of Assessment?Reliability of Assessment?
Survey of Research Evidence?Survey of Research Evidence?
Tutor/Student Correlations Low (r=0.21)Tutor/Student Correlations Low (r=0.21)
High Variability between tutor ratings andHigh Variability between tutor ratings andstudent ratingsstudent ratings
Students overStudents over--rate themselves?rate themselves?
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Self and Peer assessmentSelf and Peer assessment
Self Assessment of 48 honours year Accounting StudentsSelf Assessment of 48 honours year Accounting Students Using Grade Related CriteriaUsing Grade Related Criteria
DimensionsDimensions
PresentationPresentation
ResearchResearch Knowledge and UnderstandingKnowledge and Understanding
AnalysisAnalysis
EvaluationEvaluation
Unpacked these with briefing and online discussion forumUnpacked these with briefing and online discussion forum Results?Results?
Tutors, Who Needs them?Tutors, Who Needs them?
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Self and Peer assessmentSelf and Peer assessment
Using GRC and some front end loading weUsing GRC and some front end loading we
found:found:
High Correlation Tutor Students RatingsHigh Correlation Tutor Students Ratings
High Agreement between students ratingsHigh Agreement between students ratings
and tutor ratingsand tutor ratings
No evidence of overNo evidence of over--rating by studentsrating by students Evidence that students found the experienceEvidence that students found the experience
educationally valuableeducationally valuable
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Self and Peer assessmentSelf and Peer assessment
The Educational Value of Self AssessmentThe Educational Value of Self Assessment
Students feedback indicated benefits fromStudents feedback indicated benefits fromthe self assessment process but tothe self assessment process but toparaphrase:paraphrase:
Why wasthisnotdoneatanearlierWhy wasthisnotdoneatanearlierstageinthe degree programme!Whystageinthe degree programme!Why
waituntilmyfinalyearto dothis?Wewaituntilmyfinalyearto dothis?Weshould be doingthis kindofthingfromshould be doingthis kindofthingfromDay1Day1
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Option 5. Group AssessmentOption 5. Group Assessment
Potential to be very effective and efficientPotential to be very effective and efficient
But is it reliable?But is it reliable?
What about the hassle factor?What about the hassle factor? The free rider problem?The free rider problem?
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Group AssessmentGroup Assessment
Barnes (quoted in Hornby (2003))Barnes (quoted in Hornby (2003))
Third Year Hospitality Management StudentsThird Year Hospitality Management Students
Reports on using an evaluation instrument for both selfReports on using an evaluation instrument for both selfand peer assessmentand peer assessment
Administered electronically via Question Mark PerceptionAdministered electronically via Question Mark Perception Assesses a number of different dimensions of individualAssesses a number of different dimensions of individual
and group work such asand group work such as
Attendance, ideas generation, contribution to groupAttendance, ideas generation, contribution to groupreport, knowledge and skill acquisition, effortreport, knowledge and skill acquisition, effort
Also an anonymous assessment of the work of othersAlso an anonymous assessment of the work of otherswhich was fed back to each studentwhich was fed back to each student
Not only did student get a grade but also got a score onNot only did student get a grade but also got a score oneach of the identified dimensions and a reporteach of the identified dimensions and a report
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Option 6. Automated AssessmentOption 6. Automated Assessment
and Feedbackand Feedback Automated FeedbackAutomated Feedback
Automated AssessmentAutomated Assessment
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Automated FeedbackAutomated Feedback
Checklists and Statement BanksChecklists and Statement Banks
RGU Case Studies in Streamlining AssessmentRGU Case Studies in Streamlining Assessment
Checklists in Applied SciencesChecklists in Applied Sciences
Statement Banks in the Economics of Tax ModuleStatement Banks in the Economics of Tax Module
Grade related statements on each of the dimensionsGrade related statements on each of the dimensions
Cut and Paste + a bit of personalisationCut and Paste + a bit of personalisation
EE--mail feedback in realmail feedback in real--timetime Quick and dirtyQuick and dirtyvv Clean and slowClean and slow??
Whole Class feedback online via iNETWhole Class feedback online via iNET
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Automated AssessmentAutomated Assessment
Cooper (quoted in Hornby (2003))Cooper (quoted in Hornby (2003))
Bsc (Hons) Sports Science students in the School ofBsc (Hons) Sports Science students in the School ofHealth Sciences.Health Sciences.
Self Assessment linked to video clips of particularSelf Assessment linked to video clips of particular
movements of the body to identify key muscles and jointsmovements of the body to identify key muscles and joints Required to identify muscles producing the movementsRequired to identify muscles producing the movements
and the type of muscle work involved.and the type of muscle work involved.
Stop/ Start/Replay facilityStop/ Start/Replay facility
Multiple choice questions with feedback on each responseMultiple choice questions with feedback on each response
iNET discussion forum to ask questions about the variousiNET discussion forum to ask questions about the variousparts of the syllabus and self assessment assignmentsparts of the syllabus and self assessment assignments
Transferability of the idea to Science and engineeringTransferability of the idea to Science and engineeringareasareas
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How will all this save me time?How will all this save me time?
Some strategies do not involve extra costsSome strategies do not involve extra costs
(e.g. strategic reduction)(e.g. strategic reduction)
Some strategies do involve some initial setSome strategies do involve some initial setup costsup costs
View these like an investment appraisalView these like an investment appraisal
projectproject
Initial capital outlayInitial capital outlay
Reap benefits over timeReap benefits over time
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ReferencesReferences
Quality Enhancement in Teaching, LearningQuality Enhancement in Teaching, Learning
and Assessmentand Assessment
Assessment @RGUAssessment @RGU
http://www.rgu.ac.uk/celt/quality/page.cfm?pge=6201http://www.rgu.ac.uk/celt/quality/page.cfm?pge=6201
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