William D Stiehl Financial Disclosure Report for 2010

8/3/2019 William D Stiehl Financial Disclosure Report for 2010

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AO IORev , 1 /2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Required by the Ethicsin Government Act of 1978

(5 U.S .C app. .~" 101-111)

I . P e e s o n R e p o r t i n g ( l a s t name, f i r s l , middle i n i t i a l )S t i e hl , Wi l l i a m D .

4. Title (Article I l l Judges indicate active or senior status;magis t ra te judges ind ica te ful l - o r p a r t - t ime)S e n i o r U n i t e d S t a t e s D i s t r i ct J u d g e

7 . C h a m b e r ~ or O f f i c e A d d r e s s750 M issouri AveE a s t . St. Louis, I ll inois62201

2 . C o u r t o r O r g a n i z a t i o nUnited S ta tes Dis tr ict Court Southern Dis tr ict of I l l inois

3 . D a t e o f R e p o r t06/07/2011

5a. Report Type (check appropriale type)] N o mina t io n , D a te[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewi th appl i cab l e l aws and regul at i ons.

6 . R eport i ng Per i od0 1 / 0 1 / 2 0 1 0

Io1 2 / 3 1 / 2 0 1 0

R e v i e w i n g O f f i c e r D a l e

I M P O R T A N T N O T E S : The instruct ions accompanying th is form must be fo l lowed Complete al l parts ,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . e R , ~ , o n i n g individual only; see pp. 9-13 of filing instruction~.)[-~ NONE (No reportable positions.)

POSITION

2.3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m e p o , i ,~ i n d i v i d u a t o n ~ y ; s , , ~ , ~ , . 1 4 - 1 6 of filing instructions.)1-~ NO NE (No reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s o n R e p o r t i n gStiehl, William D.

Date of R e p o r t06/07/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of fillng instruction~)

A. Filers Non-Investment Income~] NONE non- inves tment income . )N o reportable

DATE SOURCE AND TYPE INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during any portion of the reportlng year, complete this section.(Dol lar amount not required except for honorar ia . )

[] (No reportable incom e.)ONE non- inves tmentDATE SOURCE AND TYPE

1.2010 State of lllinois - - P e n s i o n2.3.4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, entertai .... t.(Includes those to spouse and dependent children," see pp. 25-27 of f il ing instructions.)

~] (No repor tab le re imbursemen ts . )O N E

2.3.4.

5.

SOU RCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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V . G I F T S . a n c l ~ d ~ , h o s e , o s p o u s e o n d d e p e n d e n t c h i l d r e n ; se e p p . 2 8 - 3 1 of filing instructlon~)[] N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.

3.

4.

5.

D a t e o f R e p o r t06/07/2011

VALUE

V I . L I A B I L I T I E S . a n e l ~ e s t h o s e o f s p ...... d dependent children: see pp. 32-33 of filing instructiong)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.

3.

4.

5.

VALUE CODE


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Dale of R e p o r l06/07/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o m e . v a l u , . , ~ a n ~ a i o . ~ a n c l ~ d , th o s e , s p o u s e a . d d e ~ n d ~ n , children; see p p . 3 4 - 6 0 of filing instructions.)N O N E (No repor tab le income , as se t s , o r t ransac t ions . )

A. B. C. D.Description of Assets Income dur ing G ro ss va lue a t cnd Tra ns a c t ions dur ing r e por t ing pe r iod

(including trust a s s e ts ) r e portin g pe r iod of reporting period(1) (2) ( 1 ) ( 2 ) ( 1 ) (2) (3) (4) ( 5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t Amount T y p e ( e . g . , Value Value T y p e ( e . g . , Date Value Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l os u r e C o d e I d iv ., r e n t, Cod e 2 M ethod buy , s e l l , m m / d d / y y C ode 2 C o d e I buyerlsller(A-H) or in t . ) (J-P) C ode 3 r e d e m p t i o n ) (J-P) (A -H ) ( i f p r iva te

( Q - W ) t r a ns a c t ion)

1. Regions Financial (Formerly Union A I n t e r e s t M TPlanters) Checking Accts2. S c o t t C r e d i t U n i o n A I n t e r e s t L T

3. Regions Financial (Formerly Union A Dividend J TP l a n t e r s ) C o m m o n S t o c k4. American Ex press-- Common Stock A Dividend K T5. Exxon Mobil -- Common Stock C Dividend M T6. Old Republic Natl -- Common Stock C Dividend K T7. G e n e r a l M o t o r s - - C o m m o n S to c k B K C Y,,(y)"8. AT&T -- Common Stock B Dividend K T9. S e r v . S t a t i o n , B e l l e v i l l e , I L N o n e K W

1 0 . W all Street Trust MINT Ins. Disc #5 A I n t e r e s t J T1 1 . CEF Money Mkt Portfolio None J T1 2 . Van Kampen Govt Fund (IRA) C I n t e r e s t K T1 3 . Bell South-- Common Stock N o n e J T1 4 . bp P.L.C. -- Common Stock A Dividend J T1 5 . General Motors-- Common Stock A Dividend J T1 6 . Conoco Phillips Petroleum- Common Stock B Dividend K T1 7 . W alt Disney Co. -- Common Stock A Dividend K T

I . Income Gain Codes: A = S 1 , 0 0 0 o r l e ss B = $1 ,001 - $2 .500 C = $ 2 ,50 1 - 5 5,00 0 D :SS ,0 0 l - $ 1 5 ,0 0 0( S e e Colu mn s B I a n d D 4) F =$50,001 - $100,000 G ~SlO0,00l - $1.000,000 HI =SI,000.001 - $5.000,000 H2 =M ore than S5 ,000.0~O

2. Value Codes J = $ 1 5 , 0 0 0 or l e s s K ~ S 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L =$ 5 0 ,0 0 1 - S 1 0 0 ,0 0 0 M = S 1 0 ~ ,0 0 1 - 5 2 5 0 .0 0 0(Se e Colum ns CI a n d D3) N = S25 0 ,00 | - $ 500 .00 0 O =550 0,0 01 - Sl.O0~,0 00 P I = S l , O 0 0 . O 0 1 - S S . 0 0 0 , 0 ( K ) P2 =$5.00~,001 - S25 ,000.000

P3 =$25.000,001 - S50 ,000,(~0 P 4 = M o r e t h a n S S 0 , 0 O O , 0 0 03. Value Method Code~ Q ~ A p p r a i ~ a l R =Cost {Real Eslate Only) S =Assessment T =Ca sh Ma rk e t(See Column C2) U =Book Value V -~ther W =E~timaled

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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N a m e o f P e r s o n R e p o r t in gStiehl, \Villiam D.

D a t e o f R e p o r t06/07/201 I

V I I . I N V E S T M E N T S a n d TRUSTS - i n c o m e , v a l u e , t ransact ions (Includes those o f spouse and depend ent chi ldren; see pp. 34-60 of f i l ing instruct ion&)[] (No repor tab le asse t s , o rONE in com e , tra n sa ction s.)

A. B. C. D.D e s c r i p t i o n o f A s s c t s Income during Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(including trust assets) r e po rt i n g I x r io d o f r e po rt i n g p er i o d(I) (2) ( I ) ( 2 ) (I) ( 2 ) ( 3 ) ( 4 ) (5)

Placc "{X)" aficr cach assctm o u n t Type (e.g.,a l u e V a l u e Type (e.g.,a t e V a l u e G a i n Identity ofe x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy, sell. r n r r ~ d d / y y Code 2 Code I buyer!selle r( A - H ) o r i n t . ) ( J -P ) C o d e 3 r e d c r a p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) l r a n s a c t i o n )

1 8 . Nu b e e n In s . F u n d - - C o m m o n S t o c k B Interest K T

1 9 . Merck & Co. - Common Stock A D i v i d e n d J T

20 . Campbel l Soup-- Common Stock A D i v i d e n d J T21 . D a r d e n R e s t a ur a n t s - C om m o n S t o c k A D i v i d e n d J T

22 . 1s t Trus t Insurance Municipa ls #235 A Interest J T

23. Mo r g a n S t a n l e y Hi g h Y i e l d F u n d A Div id e n d J T

24 . Bank of America -- Common Stock A D i v i d e n d L T25 . Energizer Holding-- Common Stock None J T

2 6 . V e r iz o n C o m m u n ic a tio n -- C o m m o n S t o c k A D i v i d e n d J T

27. V o d o p h o n e Gr o u p -- C om m o n S t o c k A D i v i d e n d J T

28 . Trus t Nationa l #244 Municipa l Bond B Interest

29 . Qwest -- Comm on Stock A D i v i d e n d J T

3 0 . U. S . Ba n c o rp A D i v i d e n d J T3 1 . E a t o n V a n c e I n s . M u n i C Interest K T

32. Dynergy, Ioc-- Common Stock None J T

33. Ford M otor-- Common Stock None K T34. In te l Corpora t ion-- Comm on Stock A D i v i d e n d K T

Redeemed 12/15/10 J A B o n d M a t ur i ty

1 . Income Gain Codes: A = $ 1 , 0 0 0 o r l e s s( S e e C o l u m n s B I a n d D 4 ) F = $ 5 0 . ~ 0 1

Z V a l u e C o d e s J ~ $ 1 5 , 0 0 0 o r l e s s( S e e C o l u m n s C I a n d D 3) N = S 2 5 0 . 0 0 1 -P 3 = $ 2 5 , ( ~ 0 , 0 0 1 -$ 5 0 , 0 0 0 , 0 ~ 03 . V a l u e M e l h o d C o d e s Q = A p p r a i sa l( S e e C o l u m n C2) U = B o o k V a l u e

B = $1,001 - S2,500 C = S2,501 - $5 ,000 D = $5 ,001 - SI 5 ,000G = S 10 0,0 ~1 1 - $1 ,0 00 ,0 00 H I =S 1 ,0 0 0 ,0 0 1 - S 5, 0 00 .0 0 0 H2 =More than $5,000,000K =SI5,0 0 1 - $5 0 ,00 0 L =S50 ,0 01 - SI0 0,00 0 M =S I 0 0 ,0 0 1 - $25 0 , 0 0 0O =S500.0OI - S1,000,000 PI =SI.000,0OI - S5,001.0(~ P2 =$5.000,001 - $25.000,000

P4 =More than S50,000,000R =Cost (Rea l E sta te Only) S =Asse ssm ent T = C a s h M a r k e ~V =Other W = Es t i ma te d


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N a m e o f P e r s o n R e p o r l in gStiehl, William D.

D a t e o f R e p o r t06/07/2011

VII. INVESTMENTS and TRUSTS - i ....... , o l . o , tr ..... tions (Includex those of sp ...... d dependent children; seepp. 34-60 of filing instruction~)D (No reportable income, assets, orO NE transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s Income during Gross value at cnd T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(including trust assets) r e p or t in g p er i o d o f r e p or t i n g p er i o d(I) (2) (l) (2) (1 ) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V alue V alue T y p e ( e . g . , D a t e V alue Gain I d e n t i ty o fe x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e r t l , C o d e 2 M e t h o d buy, sell, m m !d d / y y C o d e 2 Cod e I buyer/se lle r( A - H ) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

35. 1s t Trus t Ins . M unicipa ls#278

36. Ameriprise

37. Ente rporise Financia l

38. Pulaski Financia l

39. Alpine Global40 . Ins. Muni. Inc: Trust #536

41 . U S B a n k C h e c k i n g Ac ct42 . E a t o n V a n c e I n s . M u n i

43.

A Interest

A D i v i d e n d

A D i v i d e n d

A D i v i d e n d

B D i v i d e n d

A Interest

A In(eres t

A Interest

J

J

K

J

J

KK

T

T

T

T

T

T

T

Redeemed 12115/10 J A B o n d M a t ur it y

I . Income Gain Codesi A =$1,000 or less B =$ 1,0OI - S2,500 C =S2,501 - $5,000 D :$5,001 - SI 5,000(See Columns BI and D4) F =$5 0 ,0 01 - SI0 0 ,00 0 G = $1 00,001 - $1 ,000 ,0 00 HI = $ 1 ,00 0 ,0 01 - $ 5,0 00 ,0 00 H2 =M ore than $ 5.0 00,0002 . V a lue Cod es J =S 15,000 or less K = SI 5,001 - 550 .0 00 L = S 5 0 , 0 0 1 - S 1 0 0 , 0 0 0 M = S 1 0 0 , 0 0 1 - S 2 5 0 . 0 o 0

(See Columns CI and D3) N = $2 50,001 - $ 500.000 O = $5 00,001 - S1 ,00 0,000 PI = SI ,O0 0, 00 l - $ 5 ,0 ,0 0, 00 0 P2 = $ 5 ,0 00 ,0 01 - $ 2 5, 00 0, 00 0P3 =525,000,001 - S50,000,000 P4 =More than S50,~O,0003. V alue M e~hod Code s Q =Appraisal R =Cost (Real Estate Only) S =A:,:,e~smem T =Ca sh Ma rk e t

(See Column C2) U =Book Value V =Other \ V =Es l i ma l e d

E = S 1 5 , 0 0 1 - $ 5 0 , 0 ( ] O


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FINANCIAL DISCLOSURE REPORTPage 7 o f 8

Name of Person ReportingS t i e h l , W i l l i a m D .

Date of Report

06/07/2011

V III. ADDITIONAL INF ORMATION OR EX PLANATIONS. andlc~te pan of report.)


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FINANCIAL DISCLOSURE REPORTP a g e 8 o f 8

Name of Person ReportingS t i e h l , W i l l i a m D .

Date of Report06/07/2011

IX. CERTIFICATION.

1 c e r t i f y t h a t a l l i n f or m a t i o n g i ve n a b o ve ( i n c l u d i n g i n f o rm a t i on p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y} i sa c c u ra t e , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y kn o s v l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i ca b l e s t a t ut o r yp r o v i s i on s p e r m i t t i n g n o n - d i s c lo s u r e .

I f u r th e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u ts i d e e m p l o ym e n t a n d h o n o r a r i a a n d t h e a c c e p ta n c e o f g i f ts w h i c h h a ve b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i on s o f 5 U .S .C . a p p. 50 1 e t . s e q . 5 U .S .C . 7 353 , a n d J u d i ci a l C o n f e r e n c e r e g u l a t io n s .

Signature: S] W illiam D. Stiehl

NO T E: A NY INDIVIDUA L WHO KNO WINGLY A ND WILF ULLY F A LSIF IES O R F A ILS T O F ILE T HIS R EPO R T M A Y BE SUBJ ECT T O CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eAdm i n i s t r a t i v e Of f i ce of t he Uni t e d St a t e s Cour t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4


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I AO I0Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010 Report Required by the Ethicsin Government Act o f 1978(5 U .S.C. app..sq.~q I01-111)I. Person Rep or t ing ( las t name, f i r s t , middle in i t ia l)St iehl , Wi l l i am D.

4. Tit le (Ar t ic le I I I judge~ indicate ac t ive or senior s ta tus ;magistrate judges indicate full- or parl-time)Senior Uni ted Sta tes Dist r ic t Judge

7. Chambers o r Office Address7 50 Mi ssou r i AveEast . St . Louis, I l l inois62201

2. Court or OrganizationUnited Sta tes Dist r ic t Cou rt Southern Dist r ic t of I l l inois

3. D a t e o f R e p o r t09/14/2011

5a. Report Type (check appropriate type)] N o m in a t i o n , D a te[] ]ni,ial [] Annual [] Final5b. [] Amended Report8.On the basis of the informatiun contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

6 . Repor t ing Per iod01/01/2010

to12/31/2010

Rev iewing Office r Date

I M P O R T A N T N O T E S : The instruct ions accompanying th is form must be fo l lowe ,t Complete all parts,check ing the NONE box for each part where you have no reportable in format ion . S ign on las t pag~

I . P 0 S I T 1 0 N S . (Reporting i n d i v i d u a l only; see p p . 9 - 1 3 of fillng instructions.)N O N E (No reportable positions.)

POSITIONI.

2.

3.

4.5.

NAM E OF ORGANIZ ATION/ENTITY

I I . A G R E E M E N T S . m , p o ~ , g i . d l v l s .u t o n l y ; see pp. 14-16 of filing instructions.)~ (No r epor table agreemen t s .)ONE

DATE PARTIES AND TERM S


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D a t e o f R e p o r t09/14 /201 I

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o ,~ n g in d iv l d u o lo n d s p o u ~ e : seept~ iZ-24 of~ l ing ins ,~uc , ion~)A. Filers Non-Investm ent Income

~] (No r epor table i n c o m e . )ONE n o n - i n v e s t m e n tDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portlon of the reportlng year, complete this section.(Dollar a m o u n t n o t requi red except for hon or a r ia . )D N O N E ( N o r e p o r t a bl e n o n - i n v e s tm e n t i n c o m e . )

DATEI. 2010

2.

3.

4.

SOURCE AND TYPEState of Illinois -- Pension

I V . R E I M B U R S E M E N T S - transporlatlon, lodging, food, entertainment.(Includes those to spou se a n d depen den t ch i ldr en ; see pp . 25- 27 of f i l ing ins t ruc t ions . )

~] (No reportable reimbursements .)ONE

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8Name of Person Repor tingS t l e h l, W i l l i a m D .

D a t e o f R e p o r t09/14/2011

V . G I F T S . a n e l ~ d ~ , h o s e , o s ~ , . . .. .. d d e p e n d e n t children; s e e p p . 2 8 - 3 1 of f iling instructions.)NONE (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c t u d e s t h o s e o : s ~ ,o n s e u n d d e ~ , e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (]go repo rtable liabilities.)

C R E D I T O R DE SC RI PTI O N1 .2.3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPOR TPage 4 of 8

N a m e o f P e r s o n R e p o r t i n gS t i e h l , \Vi l l i a m D .

D a t e o f R e p o r t09/14 /201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , .e . , a l u e . , ~ a n s ~ c t i o ~ a ~ c l u d , ~ t h o ~ e o / ~ , o ~ s e ~ d c ~ , e ~ d e n 1 children; s e e p p . 3 4 - 6 0 of filing instructions.)[ ~ ] NONE income, assets, or transactions.)N o reportable

A. B. C. D.Description of Assets Incom e during G ro ss v alu e a t en d Transactions during reporting period

(including trust assets) r e po rt i n g p er i o d o f r e po rt i n g p er i o di (I) (2) (I) (2) (I ) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fexempt from prior disclosure . ! C o d e I d i v . , r e n t , Code 2 M e t h o d buy, se l l , m m ! d d ~ Code 2 C o d e I buyer!selleri ( A- H ) o r in t . ) ( J - P } Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t eI ( Q - W ) t r a n s a c t i o n )

I. Regions F inanc i a l (Former ly UnionP lan t e r s ) Checking A cc t s2. Scot t Credi t Union3. Regions F inanc i a l (Former ly Union

P lan t e r s ) Common S tock4. A m e r ic a n E x p r e s s - - C o m m o n S t o c k5. E x x o n M o b i l - - C o m m o n S t o c k6. Old Repub l i c Na t l - - Comm on S tock7. G e n e r a l M o t o r s -- C o m m o n S t o c k B K C Y,(y)"8. A T & T - - C o m m o n S t oc k9. Serv. Stat ion, Bel levi l le , IL1 0 . Wall Stree t Trust MINT Ins. Disc #5I I . CE F M one y Mkt P o r t fo l i o1 2 . V a n K a m p e n G o v t F u n d ( I R A )1 3 . B e l l S o u th - - C o m m o n S t o c k1 4 . b p P .L .C . -- Com m on St oc k1 5 . G e n e r a l M i l l s- - C o m m o n S t o c k1 6 . Conoco P hi l l i ps P e tro l eum - Comm on S tock1 7 . Wal t D i sney Co. - - Comm on S tock

A Interest M TA Interest L T

A Di v i de nd J TA Di v i de nd K TC D ividend M TC Di v i de nd K T

AAB

A

Dividend K TNone K W

Interest J TNone " J T

Interest K T

None J TD ividend J TDi v i de nd J TDi v i de nd K TDividend K T

I . I ncome Gain C odes : A =$1.000 or less B = $ 1 ,001 - $ 2 .500 C = $2 .501 - $ 5 .000 D = $ 5.001 - $ 15 .000( S C olumns B I and D 4 ) F =$50,001 - $100,000 G =$100.001 - $1 .0~0.000 III $ 1.000.001 - $ 5.000.000 112 :More than $5.009.00~

2. Va lu e Co d a J =$15.000 or less K = $ 1 5 . 0 0 1 - $ 5 0 . 1 ) 0 0 L =$50.0OI - $ 1 0 0 . 0 0 0 M =$100.001 - $ 2 5 0 . 0 0 0( S , .: c Co l u m n s CI an d D3) N =$250.001 - $ 5 0 ~ . 0 0 0 O = $5 00 .0 01 - $ 1.0 00 .0 00 P I = $1 .0 00 .0 01 - $ 5.0 00 .0 00 P 2 = $5 .000 .001 - $25 .000 .~

P3 =$25.000.001 - $50.00~.000 P4 =More than $50.0~0.0003. V a l u e M ct ho d Co d es Q - Ap p ra isa l R ~o s t (Re a l Es ta te On ly) S A s s c s s m ~ m t T ~h Markc~

( S ~ c C oh lmn C 2 ) U -B ook V alue V =Olhcr W E s t i m a t ed

E = $ 1 5 , 001 - $ 50 . 000


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N a m e o f Person Report ingS t i e h l , \Vi l l i a m D .

D a t e o f R e p o r t09/14 /201 I

VI I. INVESTM E N T S an d T R U S T S - i n c . . . . . . l u e , t r a n s a c t i o n s (Includes those of spouse and dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)[] (No reportable assets, orO NE income, transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g I ~ r i o d

~ O) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g .,e x e m p t f r o m p r i o r d i s c l o su r e i Code I d i v . , r e n t ,! (A-H) o r i n t . )

1 8 . N u b e e n I n s . F u n d - - C o m m o n S t o c k B Interest1 9 . M e r c k & C o . - - C o m m o n S t o ck A D ividend20 . C a m p b e l l S o u p - - C o m m o n S t o c k A D ividend21 . D arden Res t auran t s -- Comm on S tock A Di v i de nd22 . 1 s t T r u s t I n s u r a n c e M u n i c i p a l s ~ A Interest23 . M organ S tan l ey H igh Yie ld Fund A Di v i de nd24 . B a n k o f A m e r i c a - - C o m m o n S t o c k A Di v i de nd25 . E n e r g i z e r H o l d in g - - C o m m o n S t o c k N one26 . V e r iz o n C o m m u n i c a t i o n - - C o m m o n S t o c k A D ividend27 . V o d o p h o n e G r o u p - - C o m m o n S t o c k A Di v i de nd28. T r u s t N a t io n a l ~ M u n i c i p a l B o n d B Interest29 . Q w e st - - C o m m o n S t o c k A Di v i de nd30 . U .S. Ba nc o rp A D ividend31 . E a t on Va nc e In s . Mun i C Interest32 . D y n e r g y , I n c -- C o m m o n S t o c k N one33 . F o r d M o t o r - - C o m m o n S t o ck N one34 . I n t e l C o r p o r a ti o n - - C o m m o n S t o c k A Dividend

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(0 (2)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3

K TJ TJ TJ TJ TJ TL TJ TJ TJ T

J TJ TK TJ TK TK T

T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d(1 ) (2) (3) (4) (5 )

T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, se l l , m m ! d d . ~ y Code 2 C o d e I buyer /se l ler

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

Redeemed 12/15/10 J A Bond Maturity

I . l ncome Gain C odes : A = $1 .000 or less B = $ 1 ,001 - $ 2 ,500 C = $2 ,501 - $ 5 ,000 D $5 .0 0 1 - $1 5 ,0 0 0( S ee C olumns B I and D 4 ) F = $ 50 ,001 - $ 1 00 .000 G =$1 00.001 - $1 ,000,000 III =$1.000.0~1 - $5.000.000 112 =More lhan $5.000.000

2. Value Codes J = $ 1 5 . 0 ~ O o r I , " s s K =$15.001 - $50.0~ L = $ 5 0 .0 ~ 1 - $ 1 0 0 . O O 0 M = $ II S ce C olumns C I and D 3 ) N -$ 2 50. 001 - $ 500 , 000 O -$5 0 0 .0 0 1 - $1 ,0 ( ~ .0 09 PI =$1,0GO.0~I * $5.000.000 P2 =$5.000,001 - $25.0~.000

P3 =$25.000.0~ I - $50.000.000 P4 =More than $50.00~.0003. V a l u e M et ho d Co d es Q -A ppr a i s a l R :Cost (Real Estate Only) S = A ssessm en t T = Cash M ar k c~

( S ee C olumn C 2 ) U = Bo o k V al u e V = O ~ h er W -E s t imated

=$15,091 - $ 5 0 ,0 0 0


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N a m e o f P e r so n R e p o r t i n gS|iehl, William D.

D a t e o f R e p o r t09/14/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , tr a n s a c t i o n s (I n c l u d e s th o s e of spouse a n d dependent children; see p [ ~ 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E (N o re por table inc o me , as se t s , or t ransac t ion s . )

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i nc l ud i ng t rus t asse t s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

I n c o m e d u r i n gr e p o r t i n g p e r i o d

(1) (2)A m o u n t T y p e ( e . g .,C o d e l di v . , ren t ,( A - H ) or i nt . )

G r o s s v a l u e a t e n do f r c p o n i n g p e r i o dO) (2)

V a lu e V a lu eC o d e 2 M e th o d

( J - P ) C o d e 3

O)T y p e ( e . g .,buy, se l l ,

redemplion)

( 2 ) (3) ( 4 ) (5)D a te V a l u e G a in I d e n t i t y o f

m m / d d , h t y C ode 2 C o d e I buyer /se l ler( J - P ) (A-H) ( i f p r i v a t e

wamaction)

35. l s t Tru s tl n s. Mun i c ipa ls

36. Am erip rise

37 . E n t e r p o r is e F i n a n c i a l

38. P u l a s k i F i n a n c i a l39 . Alpine Global

40. In s . Mun i . In c . Tru st41 . US Bank CheckingAcct

42 . Eaton Vance Ins. Mu ni

43 .

A I n t e r e s tA Dividend J

A Dividend JA Dividend KB Dividend JA I n t e r e s t JA I n t e r e s t KA I n t e r e s t K

T

T

T

T

T

T

T

Redeemed 12/15/10 A B o n d M a t u r i ty

I. I n co m e G a i n Co d es :( S e e C o l u m n s B I a n d D 4 )

2 . Value CodestS cc C olumns C I and D 3 )

3. Value Method Codes~ 5 c C o l t lm n C 2 ~

A =$1.000 or lessF =$50,001 - $100,009J ~$15.000 or lessN =$250.001 - $500.000P3 =$25,000.001 - $50.0~0.009Q =AppraisalU 8 o o k V a l u e

B =$1,001 - $2 .500G =$100,001 - $1 .000.000K =$15.001 - $50.000O =$500.001 - SI ,000.000R =COSl (Rcal Estate Only)V =Other

C =$2.501 - $5,000I I I = $ 1 . 0 0 0 , 0 0 1 - $ 5 . 0 0 0 . 0 0 0L =$50.001 - $100.000PI =$1.000.001 - $5.000.000P4 =Mote than $50.000.0~0S = A s s c s sm ~ m tW E s 6 m a t cd

D =$5.001 - $15,000112 =More than $5,009.00~M = $ 1 00 , 001 - $ 2 50 . 000P2 =$5,000,001 - $25.000.000T :=Cash Mark~

E = $ 1 5 , 001 - $ 50 , 000


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 8

Name o f Pe rson R eport ingS t i eh l , W i l l i am D .

Date of Repor t09/14/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


16/16


Name of Person Repor tingS t i e h l, W i l l i a m D .

Date of Repor t09 /14 /201 I

IX. CE RTIFICATION.I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yprovisions permitting non-disclosure.I f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i ft s w h ic h h a v e b e e n r e p o r t e d a r e i nco mp l ian ce wi th the p ro v i s io n s o f 5 U.S.C. ap p . 501 e t . s eq , 5 U.S.C. 7353, an d J u d ic ia l Co n feren ce reg u la t io n s .

S i g n a t u r e

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i tt e e o n F in a n c i a l D i s c lo s u r eA d m i n i st r a ti v e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 lOne Columbus Circle, N.E.W a s h i n g t o n , D .C . 2 0 5 4 4

William D Stiehl Financial Disclosure Report for 2010

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