White Case Memo

8/16/2019 White Case Memo

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W H I T E

K C S E

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[W C Draft: (New York) September 29,2015]

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PROJECT CONF LliENCE STATE REGULATO RY STAHiS CHART

The following chart represents the current status of the state Form A (and equivalent) and Form E filings in the United

States for Anthem Inc.'s proposed acquisition of Cigna Corporation.

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STATUS

Alabama

Department of

Insurance

Form A filed on 9/2/15.

FormA

(Richard Ford, Chie f Examiner)

llearing expected.

Arizona Department of

Insurance

FormA


(Cary W. Cook,

Chief

Financial Compliance Officer) FormE

Amendment to Material Modification filed on

9/25/15 to include HealthSpring Life (holds a Knox

California

Department

of

Managed

Health Care

Material Modification

Keene Act license).

Material Modification filed on 9/9/15.

I leafing cxpccicd.

Colorado

Division of

Insurance FormA

J

(Peg Brown; Scott Lloyd)

FormE

llearing ,:xpc':icd.

Connecticut

Insurance Department

FormA


(Kathy Belfi; Beth Cook)

FormE

llearing l'\rcctcd.

Delaware Department of Insurance

FormA


(Dave Lonchar, Director of Company Regulation)

FormE

I

karing

.:xreeted.

DC Department of

Insurance

Securities and

Banking

N/A

(Dana Sheppard, Deputy Commissioner)

The FLOIR sent initiall'larificatioll and

background

letters 011

9/23/15

The FLaiR requested information on certain Cigna

Florida

Office of Insurance Regulation Letter of Notification

officers and directors on 9/3/1 5.

(Belinda Miller,

Chief

of Staff)

FormA


Letter

of

Notification filed on 7/28/15.

Letter of Authorization filed

817115.

I I l ~ a r i n g

l'lIpcetcd.

Georgia Office of

Insurance

and Safety Fire

The GA OCI sent an initial request for additional

informa tion on 9/21/15.

Commissioner FormA

GA Trade Secret Affidavit filed on 9/4/1

5.

(Trey Sivley, Director Financial Analysis and

FormE


Regulatory Services)

I karing

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W H I T E C S E

Illinois

Department

of

Insurance

(Kevin Fry, Director of the Financial Division)

Indiana Department of Insurance

(Cindy Donovan, Deputy Commissioner)

Kansas Insurance Department

(Ken Abitz, Director of Financial Surveillance)

Kentucky Department of

Insurance

(OJ Wasson)

Maryland Insurance dministration

(Lynn Beckner, Chief Financial Analyst)

Mississippi Insurance Department

(1. Mark Haire, Deputy Commissioner)

Missouri Department of Insurance

(Debbie Doggett Chief Financial Analyst)

Montana

Insurance Department

(Steve Matthews, Chief Financial Examiner)

Nebraska Department of Insurance

(Christy Neighbors General Counsel)

Nevada Division of Insurance

(Acting Commissioner Amy Parks)

New

Hampshire Insurance

Department

(Alex Feldvebel, Deputy Commissioner)

New

Jersey

Department of

Banking

and

Insurance

(Kristine Maurer)

Americas 90821204

Form

Form

Form E

Exemption Letter

Form

Form E

Form

Form E

Exemption Letter

Form

Form E

Form

N/A

FormE

Form

Form E

Form

Form E

Amendment to HMO Cert.

of Authority

Notice of a Change

in

HMO

Operations

Notice of Change in ODS'

Application Information

2

PRIVILEGED CONFIDEN

TTORNEY

WOR

PROD



I karing (xpected.

The KID stated via email that it had no objections to

the draft exemption letter on 9/25/15.

Draft of exemption letter filed on 9/2/15.

Pre-Acquisition Letter filed on 7/29/15.


I

klring C Xrel:1cd.



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karing

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W H I T E . C SE

New York Department

of

Financial Services

(Troy Oechsner

Executive Deputy Superintendent)

North Carolina

Department of

Insurance

(Jackie Obusek, Chi ef Financial Analyst)

Ohio Department of Insurance

(Dwight Radel, Assistant Director of Risk

Assessment)

Pennsylvania Insurance

Department

Office of

Corporate and Financial Regulation in

Pennsylvania

(Steve Yerger, Chief

of

the Company Licensing)

Pennsylvania Department of Health Bureau of

Managed Care

(Bill Wiegmann, Director)

South Carolina Department

of

Insurance

(Linda Haralson. Chief Financial Examiner)

Tennessee Department of

Commerce

&

Insurance

(Mark Jaquish, Financial Affairs Director)

Texas

Department of Insurance

(Jodi Rider Analyst)

Virginia State Corporation Commission. Bureau

of

Insurance

(Edward J. Buyalos, Jr., Chief Financial Auditor)

Wisconsin Department of

Insurance

(Kristin L Forsberg, Company Licensing Specialist)

Americas 90821204

Request for Approval of

Acquisition

of

Control i.e.,

Form A)

Form E Info

FormA

FormA

Letter of Notification (desk-

drawer rule)

FormA

Material change filings for

Bravo Health (HMO) and

Cigna Dental (PPO)

FormA

FormA

Form E

FormA

Application of Acquisition

of Control of a TPA

Notice Regarding the

Acquisition of a Producer

Health and Human Services

Commission filing

FormA

FormE

FormE

3

PRIVILEGED CONFIDEN

A

TIORNEYWORK

PROD

The NY DFS has rr

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