Weekly OpenADE Meeting Notes

Tuesday, March 10, 2015

OpenADE Task Force Topics• Green Button Connect My Data Testing and Certification (target fall 2014)

– Complete function block descriptions– Complete test case requirements– Amend DMD test requirements if gaps are discovered in dry run or other process

• Issues Raised and Implementation Questions– How to use BR=bulkID with application to account and account groupings, as well as, large

ThirdParty collections of Authorizations.– Service Request 83 – including Function Block for optional customer info (service point

address, etc.)– Service Request 84 – having scope selection screen on Data Custodian Site vs 3rd Party site

(need to write up description)– Service Request 85 – Duplicating TOU and CPP from ReadingType to IntervalReading as in SEP

2.0– Service Request 86 – Desire to add digital signature to Green Button data to protect against

tamper.• New Resources for OpenADE Exchange requested

– Tariff Model Resource– Customer Information Resource

Green Button Data File Summary

• Can there be a “digest” of what is in a Green Button data set (i.e. feed) so that the whole data set returned by a GET or DMD can be judged for content without reviewing the contents– Different Usage Points in file may have different contents– Content may be dependent on when data is retrieved– Simple xpath statements can be used to understand the

contents– Unsuitable data is likely to be asked for once not

repeatedly• Consensus: Not needed

New XML Schema Tags• certificationNumber

– Provides information about the certificate issued to the creator of the file

• contentHash– Provides a checksum value of the files contents the recipient of the file

may use to confirm the file has not been tampered with and all elements of the file were received

– Response to OpenADE Help Desk item 86 • http://

osgug.ucaiug.org/HelpDesk/Lists/servicerequests/DispForm.aspx?ID=86&Source=http%3A%2F%2Fosgug%2Eucaiug%2Eorg%2FHelpDesk%2FLists%2Fservicerequests%2FGreenButton%2Easpx

• Consider RFC 4287 Atom Syndication Format section 5.1 which describes Digital Signatures for Atom: https://tools.ietf.org/html/rfc4287#section-5.1

Certification Structurelink type=“text/html” href=“https://cert.greenbuttonalliance.org/certificate/987654321987654321” />

Certificate Solutions

• Create new required resource for GB• *** Create a required feed related link• Look at other atom feed attributes to

implement

[FB_14] OAD011 [NEG] Malformed Refresh Token Request

• Verify Data Custodian rejects a malformed Refresh Token Access Token Request– Refresh_token field-value pair that was issued to another Third Party

• The current CMD test harness can only simulate a single Third Party application and thus is not able to present a refresh_token request using another Third Party’s assigned refresh_token

• Two application information structures would need to be registered at the Data Custodian under test to be able to support this requirement

– Refresh_token field-value pair has expired• A short lived refresh_token would need to be available to perform this test

requiring the Data Custodian under test to be able to modify the refresh_token expiration period

• The authorization server’s token expiration test should not be based on the type of token issued, therefore the existing test in OAD016 [NEG] Invalid Access Token Request (Access Token contained in the Authorization Header has expired) makes this test redundant

Older or other slides

Will build deck with new content over time.

Topics

• Multiple ReadingTypes in file not referenced by contents– Proposal – permit (right now excluded)

• Definition of Net metering FB_07 vs. FW/REV metering FB_08

FB_03• espiderived.xsd

– thirdPartyUserPortalScreen vs. client_uri• Appears to duplicate same function• client_uri is optional by dynamic registration OAuth protocol• Solution

– Make client_uri and thirdPartyUserPortalScreen optional in schema

– Authorization.authorizedPeriod and publishedPeriod should be optional since not needed in authorizations for client admin and registration

• Solution– Make both fields optional in the schema– Ensure they are present for access_token based authorizations– If present validate authorizedPeriod and publishedPeriod are valid date format– If either authorizedPeriod or publishedPeriod is present, both are required – Allow duration to be present with “0” values implying non-expiring authorizations

• grant_types for ApplicationInformation• Should it be set of grant_types that DC supports?• Spring requires separate client_id for client_credentials flow• Solution:

– Nothing needs to change

FB_03

• grant_types test assertion in FND002 re: redirect_uri– Solution:

• Remove the test from FND002 and OADxxx

• response_types should be “code” – Solution:

• Add test to validate content of response_types is “code”

• Lifetime of client_access_token– If shortlived, you need to do client_credentials each day to get

a new one• This forces you to use the “secret” often which is a greater risk than

client access token• What does this do the lifetime of the “Authorization”

CMD T&C

T&C Plan

Now (10/14/2014) Test implemented February Event

12/23

GreenButton Connect My Data Conformance Testing Requirements Review

• For Review• FB_03 Core GB CMD• FB_39 PUSH model-REST Notifications/bulk transfer• FB_34 SFTP for bulk• FB_35 REST for Bulk• FB_13 Security• FB_14 Authorization and Authentication

• Not yet ready for review• FB_19 Partial data update• FB_40 Offline RetailCustomer authorization• FB_37 Query parameters

CMD Test Development Plan

• Phase I - 11/17/2014..11/21/2014– Ron/Don Complete Spreadsheet with Test Requirements and Test

Steps.– In parallel John/Marty get scheduled with consenting Data Custodians

for an initial test – GET ServiceStatus which requires a target URL and a client_access_token for a preconfigured test Third Party.

• Phase II - 11/19/2014..11/26/2014– OpenADE/OpenESPI Participants review test requirements and

procedures and report by exception– Don/Ron are building tests

• Phase III – 12/1/2014..12/31/2014– Don/Ron are building tests– John/Marty are running tests with consenting Data Custodians

Set UUT Into Test Harness• Harness acts as a TP

– Need test third party account• At least three Test Accounts

– Two authorized for this third party– One known and authorized for any other third party

• Create / Exchange ApplicationInformation for Test TP• Create / Exchange

– TP client_access_token– TP registration_access_token– Two Subscription access_token (may included OAuth authorization

process)– Third subscription access_token (not owned by TP and used in negative

tests)

Data Custodian Test Capabilities

• Any given data custodian might fall into three possible capability categories: – The DC has the ability to clear created

authorizations– The DC has multiple accounts to authorize so that

when a new authorization is needed it can be created

– The DC has to accept that one test failure may preclude going on to perform other tests

Issues

• How to expire an access token so it can be tested along with refresh_token– Testee can manually or otherwise “expire” an access token

• Removal of client_credential flow testing until dynamic registration– Support the API– Don’t support in minimum required

• How the transition from “scope selection” which is not OAuth, to the OAuth sequence which must originate at the Third Party occurs.– Need to review Authorization document (needs corrections) and

implementers need to check what they are implementing

DataCustodian Registration Values to Communicate with the Certification Test Harness

• thirdPartyNotifyUri– https://

services.greenbuttondata.org/CertificationThirdParty/espi/1_1/Notification • thirdPartyScopeSelectionScreenURI

– https://services.greenbuttondata.org/CertificationThirdParty/espi/1_1/RetailCustomer/ScopeSelection

• thirdPartyUserPortalScreenURI– https://

services.greenbuttondata.org/CertificationThirdParty/espi/1_1/RetailCustomer/home

• client_name– Certification Test Harness

• client_uri– https://services.greenbuttondata.org/CertificationThirdParty

GBCMD Testing and Certification Status

• Test Project and Harness– Need to add target UUT configuration and refactor tests

• FB_3 Core Green Button Connect My Data– Status: Tests almost complete

• FB_13 Security and Privacy– Status: Initial set of test complete; need to adjust to test harness and needs some small

enhancements• FB_14 Authorization and Authentication

– Status: Repertoire of test cases initially identified by Don Coffin and they need to be reviewed and implemented … implementation begun

• FB_19 Partial Update Data– Status: not started

• FB_37 Query Parameters– Status: not started

• FB_39 PUSH Model– Status: substantially complete

• FB_34 Bulk SFTP– Status: substantially complete (not on github)

• FB_35 Bulk REST– Status: substantially complete (not on github)

Authorization Resource• Currently, client_access token can retrieve the collection of

authorizations for the specific third party. A concern was raised that theft of that one token would provide access to all tokens (in the Authorization resource) a serious vulnerability. Proposed solutions:

1. Keep API and schema constant but require the omission of access_token and refresh_token tags.

2. Make access to Authorization only based on the contained access_token. That is, the client_access_token can only retrieve the corresponding Authorization resource; registration_access_token can only retrieve the corresponding Authorization resource; the individual access_tokens can only retrieve the corresponding Authorization resource.

Consensus solution:3. Remove access tokens from the schema.

Access Tokens

• Reference: http://www.greenbuttondata.org/espi/access_tokens/

• ACUDR • access_token• client_access_token• upload_access_token (used only in FB 45)• datacustodian_access_token (used only in FB_33)• registration_access_token

• refresh_token ?

CMD Test Development Plan References

• All the test development is being done on the https://github.com/energyos/OpenESPI-GreenButtonCMDTest project, and,

• The test requirements and test procedures maintained in the spreadsheet at https://github.com/energyos/OpenESPI-GreenbuttonDataSDK/tree/master/GreenButtonTestingRequirements.

• You can enter issues for discussion on either project as you see appropriate.– For Test Code Issues: https://

github.com/energyos/OpenESPI-GreenButtonCMDTest/issues– For Test Requirements Issues: https://

github.com/energyos/OpenESPI-GreenbuttonDataSDK/issues

RETAIL CUSTOMER

Object Identification

• Objects are instances of classes• Objects need to be identified uniquely because

– Data in a repository needs to be identified as to where it came from

– Updates to data (for example from raw to validated) need to identify that it’s the same data that has been updated

– Devices from which data originates often needs to be associated with the data

– Devices need to be labeled multiple ways for various purposes – e.g. in a building topology (2nd floor floodlight), in an electrical hierarchy (branch 2 load 3)

class Names

IdentifiedObject

+ aliasName :String [0..1]+ mRID :String [0..1]+ name :String [0..1]

Name

+ name :String [0..1]

NameType

+ name :String [0..1]+ description :String [0..1]

NameTypeAuthority

+ name :String [0..1]+ description :String [0..1]

+NameTypes

0..* +NameTypeAuthority

0..1+Names

0..* +NameType

1

+Names 0..*

+IdentifiedObject 1

Master resource identifier issued by a model authority. The mRID is globally unique within an exchange context.Global uniqeness is easily achived by using a UUID for the mRID. It is strongly recommended to do this.

The Name class provides the means to define any number of human readable names for an object. The name can be further attributed by a NameType and a NameTypeAuthority.

IEC 61970 IdentifiedObject

A simple string to identify the object.

IdentifiedObject

• mRID – usually a UUID that represents the object instance

• name – simple string to identify the object• Name – a class that allows additional names to be used

for the same object in different hierarchies. – different naming authorities may have the right to name

devices for their own purposes– it is important to identify the naming authority and naming

convention (type)– These must also be properties of the object to which they

represent since it is the same unique object

ESPI Mapping of IdentifiedObject to Atom

• ESPI endpoints expose resources as described by Atom, IETF RFC 4287.

• Representations are identified as media type “application/atom+xml”

• ESPI namespace and types (“http://naesb.org/espi”) are used for objects in <content> element

• espi:mRID is implemented by atom:id– UUIDs are used, as specified in IETF RFC 4122

• espi:description is implemented by atom:title• atom:published and atom:updated are used• Associated objects use atom:link (rel=“related”)• espi:name is implemented a resource.name

Solutions to Add Customer Account Numbers

Add link

Add Atom Extension

Extend each Class with IdentifiedObject.name

Make non-obfuscatedId

Account/Agreement Topology

Separation of PII containing Resource RetailCustomer from Subscription*

Key

New Resource

Existing Resource

Non-Resource Class

*This data structure is to be developed on an aggressive schedule based on HelpDesk issue #83 and PAP10 NAESB Std REQ.18. No single API request can retrieve both PII and Anonymous data

RetailCustomer

UsagePoint

EndDeviceAsset

ServiceLocation

PostionPoint

PricingStructure

Customer Agreement

AuthorizationServiceSupplier

Normal ESPIResources

Subscription Anononymous EUI

PII Containing information

CustomerAccount

Model• UsagePoints of RetailCustomer• Location of premise• Account ID• Sub Account (SA) ID—Service Agreement / Account is

name depending on utility• Customer name, nickname (or short name)• Address and info• SDG&E provides only email address and UPID

correspondence csv email and UsagePoint ID (Customer Obfuscated Key)

• MeterID• ServicePointId• Pnode• LoadAggregationPoint, SubloadAggregationPoint• Climate zone• Account open date• Account close date• SA Open and Close date• MDM Agent Id (who does meter read)• ServiceSupplierId• EnergyServiceProviderId (may be same as service

supplier)• Demand Response Provider • May need list of Ids for service providers rather than

explicit?? (0..* relationshiprole, href)• Related assets ???? For example pool pump and pool

pump participation in a program.• Related programs ????

class CustomerProfile

Agreement

Customers::CustomerAgreement

+ loadMgmt: String [0..1]

::Agreement+ signDate: Date [0..1]+ validityInterval: DateTimeInterval [0..1]

::Document+ createdDateTime: DateTime [0..1]+ lastModifiedDateTime: DateTime [0..1]+ revisionNumber: String [0..1]+ status: Status [0..1]

::IdentifiedObject+ description: String [0..1]+ mRID: String [0..1]+ name: String [0..1]

Metering::UsagePoint

AssetContainer

Metering::EndDevice

+ isVirtual: Boolean [0..1]+ isPan: Boolean [0..1]+ installCode: String [0..1]+ amrSystem: String [0..1]

::Asset+ type: String [0..1]+ utcNumber: String [0..1]+ serialNumber: String [0..1]+ lotNumber: String [0..1]+ purchasePrice: Money [0..1]+ critical: Boolean [0..1]+ electronicAddress: ElectronicAddress [0..1]+ lifecycle: LifecycleDate [0..1]+ initialCondition: String [0..1]+ initialLossOfLife: PerCent [0..1]+ status: Status [0..1]

::IdentifiedObject+ description: String [0..1]+ mRID: String [0..1]+ name: String [0..1]

Customers::PricingStructure

+ code: String [0..1]

PaymentMetering::Serv iceSupplier

+ kind: SupplierKind [0..1]+ issuerIdentificationNumber: String [0..1]

WorkLocation

Customers::ServiceLocation

+ accessMethod: String [0..1]+ siteAccessProblem: String [0..1]+ needsInspection: Boolean [0..1]

::Location+ type: String [0..1]+ mainAddress: StreetAddress [0..1]+ secondaryAddress: StreetAddress [0..1]+ phone1: TelephoneNumber [0..1]+ phone2: TelephoneNumber [0..1]+ electronicAddress: ElectronicAddress [0..1]+ geoInfoReference: String [0..1]+ direction: String [0..1]+ status: Status [0..1]

::IdentifiedObject+ description: String [0..1]+ mRID: String [0..1]+ name: String [0..1]

Document

Customers::CustomerAccount

+ bill ingCycle: String [0..1]+ budgetBill: String [0..1]

::Document+ createdDateTime: DateTime [0..1]+ lastModifiedDateTime: DateTime [0..1]+ revisionNumber: String [0..1]+ status: Status [0..1]

::IdentifiedObject+ description: String [0..1]+ mRID: String [0..1]+ name: String [0..1]

OrganisationRole

Customers::Customerroot

+ kind: CustomerKind [0..1]+ specialNeed: String [0..1]+ pucNumber: String [0..1]+ status: Status [0..1]+ priority: Priority [0..1]+ locale: String [0..1]

::IdentifiedObject+ description: String [0..1]+ mRID: String [0..1]+ name: String [0..1]

«deprecated»+ vip: Boolean [0..1]

Metering::DemandResponseProgram

+ type: String [0..1]+ validityInterval: DateTimeInterval [0..1]

Common::PositionPoint

+ xPosition: String [0..1]+ yPosition: String [0..1]+ zPosition: String [0..1]

Need to determine which are IdentifiedObjects - > resources

+DemandResponsePrograms

0..*

+CustomerAgreements 0..*

+ServiceLocation

0..1

+UsagePoints

0..*

+Customer

1+CustomerAccounts

0..*

+ServiceLocation

0..1

+PositionPoint

0..1

+CustomerAccount

1+CustomerAgreements

0..*

+ServiceLocation

0..1

+EndDevices

0..*

+CustomerAgreements 0..*

+ServiceLocations

0..*

+CustomerAgreements 0..*

+PricingStructures

0..*

+ServiceSupplier

1

+CustomerAgreements 0..*

RetailCustomer• API

– GET .../resource/Batch/RetailCustomer/id– GET .../resource/RetailCustomer/id– …– GET .../resource/RetailCustomer/id/CustomerAccount/id/CustomerAgreement/id– GET .../resource/CustomerAgreement/id– GET .../resource/Batch/BulkRetailCustomerInfo/id

• Authorization– Scope string addition?

• RCInfo=AC where – A=Address included , C=AccountInfo included • RCBulkId=123 for access to account info in bulk

– Access tokens to access? Individual with access_token, bulk with client_access_token• FB

– Has RetailCustomer – Just one FB_4X with RCInfo– Has Additional Detail indicated by content of RCInfo

February Event – Preliminary Planning

• Celebrate: “Birth of the Green Button Ecosystem”– Testing and Certification Complete for DMD/CMD– UCAIug ITCA fully established– Initial Data Custodians successfully certified for

DMD and CMD– Shower Successful T&C Adopters with Fame and

Congratulations• Venue and participation TBD in coming weeks

Best Practice Reading Quality Flags• ReadingType.defaultQuality contains the default quality that applies to all

corresponding IntervalReading data.• IntervalReading.ReadingQuality.quality allows specific Intervals to override the default

in ReadingType• UsageSummary.qualityOfReading if present overrides default in ReadingType for

those IntervalBlocks within the scope of the UsageSummary.billingPeriod• If IntervalReading data are modified, DataCustodian should notify of this change so

ThirdParty can retrieve the changes.• If UsageSummary.qualityOfReading overrides the ReadingType or IntervalReadings,

the IntervalReading qualities would change and a subsequent retrieval (not required) of the IntervalBlocks would come with the corresponding quality flag.

• The qualityOfReading flag for Usage Summary will indicate latest overriding quality of previously provided interval values corresponding to BillingPeriod dates

• The Default Quality (from ReadingTypeRef) for OverallConsumptionLastPeriod will indicate quality of total billed usage

Requests that are not inside authorization period

1/1/2014

(i) 3P Requested Period (completely outside)

9/1/2013 12/31/2013

(ii) 3P Requested Period (partially outside)

11/1/2013 3/31/2014

Expected Result? (i) (ii) Options:

1. Return 403 unauthorized request for both complete and partial scenarios 2. Return 400 bad request for both cases (since the request params are bad but the tokens are

valid) 3. Return 200 with

a. Feed for the partially authorized period (per example: 1/1/14 – 3/31/14) b. Empty feed for the period which is completely outside the authorized period (per

example: 11/1/2013 – 12/31/2013)

Date of request April 5

Consensus:i – agree on 403ii – agree on 403

FB3 - Core REST Services• [R] GET resource/ApplicationInformation/ApplicationInformationID

– [POS] Accept of valid request– [NEG] Reject by invalid ID– [NEG] Reject by invalid access-token– [POS] Results valid to schema and include required fields for OAuth and TP/DC

interaction

• [C] GET resource/Authorization• [C] GET resource/Authorization/AuthorizationID• [A] GET resource/Batch/Subscription/SubscriptionID• [C] GET resource/ReadServiceStatus• POST: How to test for TP Notification

– Trigger– Uses notification URI from ApplicationInformation– Expected content – at least one URI that can be GET’d?

FB_03 Core GB CMD

• Covers “core services”, resources and access control– atom:entry, atom:feed– GET, PUT, POST, DELETE (negative only)– ApplicationInformation– Authorization (feed)– Authorization (entry)– Subscription (entry) only available through batch/subscription– ReadServiceStatus (entry)– Access token expiration testing?– Authorization expiration?– Notification move to FB_39?

FB_03 Core GB CMD

• atom:entry / ApplicationInformation– Using required access token of R(registration_access_token)

• Verify successful GET and response contents (which subset of app info is required in the response?)

– If it is required by OAuth2 dynamic registration it must be present– Other fields not derived from OAuth2?– i.e. ContactInfo used in the case of a failed notification to TP

• Verify negative response to PUT, POST, DELETE: 403 – forbidden

– Using other access tokens(A,C) or none • Verify negative response to GET, PUT, POST, DELETE: 403 –

forbidden• No token: 401 – unauthorized

FB_03 Core GB CMD

• atom:feed / Authorization– Using required access token of C(client_access_token)

• Verify successful GET and response contents (which subset of Authorization info is required in the response?)

• Verify negative response to PUT, POST, DELETE: 403 – forbidden

– Using other access tokens (AR) or none• Verify negative response to GET, PUT, POST, DELETE: 403 –

forbidden• No token: 401 – unauthorized

FB_03 Core GB CMD

• Authorization(C)- all fields(except error fields), some have of which have req. values

• Subscriptions(A) - feed with at least 1 UsagePoint• ReadServiceStatus(C) – all fields with content of

0/1 – Using required access tokens

• Verify successful GET and response contents• Verify negative response to PUT, POST, DELETE

– TBD?: Using other access tokens or none• Verify negative response

FB_39 Push Model – REST notifications

• Send Notification to TP– pre-test set up – DC needs to know TP stand-in URI (FB_33 could automate this?)– DC UT has manual “trigger method” to generate notification– ApplicationInformation– Authorization– Subscription

• Verify well-formed contents of the Notification• Get the data (w/ correct access token) and validate the data• [NEG] Test GET out of bounds and deferred response (should be moved to or is already present in

other FB tests)– Authorization no longer valid (how?) – MOVE to FB_14– Data no longer available (i.e. TP took too long for requesting the data) – SFTP error 2 ref to file that does

not exist / REST GET error – Issue REST GET with wrong token (what token should the test use?) applies specifically to FB_39 to ensure

notification data is secure• [NEG] If TP Notify fails, verify by demonstration that failure was detected

– TP is off-line

FB_34 SFTP for Bulk

– Prerequisites• Pre configured Authorizations• Authorizations need bulk scope

– Notification of Bulk sent to test harness• i.e. sftp://services.greenbuttondata.org/DataCustodian/espi/1_1/resource/Batch/Bulk/

BulkID

– Test harness retrieves data via SFTP– Validate the data

• Pass schema• Must contain 1 feed w/ 1 or more entry(s)• Verify there is a valid authorization for each entry and the scope of each authorization for

each entry has BR=BulkId• Use https://services.greenbuttondata.org/DataCustodian/espi/1_1/resource/Authorization

for list of authorizations to check against

– Is URI a pointer to a folder or a pointer to a file?– SFTP GETALL – could retrieve a set of files from a folder or– SFTP GET – single file

FB_35 REST for Bulk

– Notification of Bulk• Authorizations must be present• Authorizations need bulk scope• i.e. sftp://services.greenbuttondata.org/DataCustodian/espi/1_1/resource/

Batch/Bulk/BulkID

– Test harness retrieves data via REST GET– Validate the data

• Pass schema• 1 feed w/ 1 or more entry(s)• Verify there is a valid authorization for each entry and the scope of each

authorization for each entry has BR=BulkId• Use https

://services.greenbuttondata.org/DataCustodian/espi/1_1/resource/Authorization for list of authorizations to check against

FB 13: Security Testing

• Cyber Security and Privacy Test Requirements– Based on Authorization.docx section 2.7

• From SGIP SGCC Committee review of REQ.21• Reviewed with NIST Cyber Security staff• NAESB REQ.21 section

• Initial set of test requirements on next slide

FB 13: Security Testing Initial Set of Test Requirements

• [TR_TC001] Test software shall issue a service request over an SSL session and shall verify that the response HTTP header contains the following fields and information – fields TBD

• [TR_TC002] Verify that REST request headers include – fields TBD• [TR_TC003] Verify that the Data Custodian implements TLS 1.2.• [TR_TC004] Verify that when communicating with a Retail Customer the Data Custodian

negotiates the highest level of TLS mutually supported.• [TR_TC005] Verify that when communicating with a Retail Customer the Data Custodian

rejects TLS_RSA_WITH_NULL_SHA cipher suites.• [TR_TC006] Verify that when communicating with a Retail Customer at a minimum the

Data Custodian accepts the TLS_RSA_WITH_AES_128_CBC_SHA cipher suite.• [TR_TC007] Verify that when communicating with a Third Party the Data Custodian

negotiates the highest level of TLS mutually supported.• [TR_TC008] Verify that the Data Custodian maintains an unexpired unrevoked RSA

certificate with a public key length of at least 2048 bits.

FB 13: Security Testing Initial Set of Test Requirements

• [TR_TC009] Test software or manual inspection shall verify that the Data Custodian RSA certificate was issued by a Certificate Authority (CA) that has been successfully audited according to the criteria of ETSI or WebTrust.

• [TR_TC010] Test software or manual inspection shall verify that Tokens and IDs communicated by the Data Custodian are opaque and if based on actual Customer information that they are randomized using a secure method to protect privacy.

• [TR_TC011] Test software or manual inspection shall verify that Tokens and IDs communicated by the Data Custodian consist of at least 48 bits and can be the random number part of an RFC2422 UUID.

• [TR_TC012] Manual inspection of supporting documentation shall confirm that the Data Custodian implementation utilizes software libraries which are FIPS 140-2 level 1 or higher and listed on the CMVP website.

• [TR_TC013] Verify that the Third Party implements TLS 1.1 or higher.• [TR_TC014] Verify that when communicating with a Retail Customer the Third Party

negotiates the highest level of TLS mutually supported.

FB 13: Security Testing Initial Set of Test Requirements

• [TR_TC015] Verify that when communicating with a Data Custodian the Third Party negotiates the highest level of TLS mutually supported.

• [TR_TC016] Verify that the Third Party maintains an unexpired unrevoked RSA certificate with a public key length of at least 2048 bits.

• [TR_TC017] Test software or manual inspection shall verify that the Third Party RSA certificate was issued by a Certificate Authority (CA) that has been successfully audited according to the criteria of ETSI or WebTrust.

• [TR_TC018] Test software or manual inspection shall verify that Tokens and IDs communicated by the Third Party are opaque and if based on actual Customer information that they are randomized using a secure method to protect privacy.

• [TR_TC019] Test software or manual inspection shall verify that Tokens and IDs communicated by the Third Party consist of at least 48 bits and can be the random number part of an RFC2422 UUID.

• [TR_TC020] Manual inspection of supporting documentation shall confirm that the Third Party implementation utilizes software libraries which are FIPS 140-2 level 1 or higher and listed on the CMVP website.

FB_14: Authorization and Authentication (OAuth) Initial Set of Test Requirements

• [TR_OA001] Verify Data Custodian provides an Authorization Endpoint per OAuth 2.0 specification • [TR_OA002] Verify Data Custodian provides a Token Endpoint per OAuth 2.0 specification• [TR_OA004] Verify Data Custodian provides client with Third Party ID value per OAuth 2.0 specification• [TR_OA005] Verify Data Custodian provides client with Third Party Secret value per OAuth 2.0 specification • [TR_OA007] Verify Data Custodian rejects an Authorization Code Request with NO "Response Code" parameter • [TR_OA008] Verify Data Custodian rejects an Authorization Code Request with NO "client_id" parameter • [TR_OA009] Verify Data Custodian rejects an Authorization Code Request with NO "scope" parameter• Check on “redirect_uri” parameter • Check on “state” parameter• [TR_OA010] Verify Data Custodian rejects an Authorization Code Request containing multiple "response_type"

parameters • [TR_OA011] Verify Data Custodian rejects an Authorization Code Request containing multiple "client_id" parameters • [TR_OA012] Verify Data Custodian rejects an Authorization Code Request containing multiple "scope" parameters

FB_14: Authorization and Authentication (OAuth) Initial Set of Test Requirements

• [TR_OA013] Verify Data Custodian rejects an Authorization Code Request containing multiple "redirect_uri" parameters • [TR_OA014] Verify Data Custodian rejects an Authorization Code Request containing multiple "state" parameters • [TR_OA015] Verify Data Custodian rejects an Authorization Code Request containing an INVALID parameter • [TR_OA016] Verify Data Custodian rejects an Authorization Code Request with an INVALID "Response Code" parameter • [TR_OA017] Verify Data Custodian rejects an Authorization Code Request with an INVALID "client_id" parameter • [TR_OA018] Verify Data Custodian rejects an Authorization Code Request with an INVALID "redirect_uri" parameter • [TR_OA019] Verify Data Custodian rejects an Authorization Code Request with an INVALID "scope" parameter <Note:

May need various forms of Invalid SCOPE Parameter Values ????> • [TR_OA020] Verify Data Custodian properly validates Retail Customer while processing a valid Authorization Code

Request• [TR_OA021] Verify Data Custodian proper handles a Retail Customer who fails to pass authentication testing while

processing a valid Authorization Code Request• [TR_OA022] Verify Data Custodian properly obtains the Retail Customer's authorization for the Third Party to access

their data while processing a valid Authorization Code Request• [TR_OA023] Verify Data Custodian properly processes a Retail Customer's denial to allow a Third Party to access their

data while processing a valid Authorization Code Request

FB_14: Authorization and Authentication (OAuth) Initial Set of Test Requirements

• [TR_OA024] Verify Data Custodian properly processes a Retail Customer's authorization to allow a Third Party to access their data while processing a valid Authorization Code Request

• [TR_OA027] Verify Data Custodian properly authenticates and accepts an Access Token Request with a valid HTTP BASIC Authorization header

• [TR_OA028] Verify Data Custodian rejects an Access Token Request with an INVALID HTTP BASIC Authorization header• [TR_OA029] Verify Data Custodian properly authenticates the authorization_code contained in the "code=" parameter

of an Access Token Request was issued to the "client_id" in the Access Token Request • [TR_OA030] Verify Data Custodian accepts an Access Token Request containing an authorization_code ("code="

parameter) issued to the "client_id" in the Access Token Request • [TR_OA031] Verify Data Custodian rejects an Access Token Request with NO "grant_type" parameter • [TR_OA032] Verify Data Custodian rejects an Access Token Request with NO "code" parameter • [TR_OA033] Verify Data Custodian rejects an Access Token Request with NO "redirect_uri" parameter • [TR_OA034] Verify Data Custodian rejects an Access Token Request with NO "client_id" parameter

FB_14: Authorization and Authentication (OAuth) Initial Set of Test Requirements

• [TR_OA035] Verify Data Custodian rejects an Access Token Request with multiple "grant_type" parameters • [TR_OA036] Verify Data Custodian rejects an Access Token Request with multiple "code" parameters • [TR_OA037] Verify Data Custodian rejects an Access Token Request with multiple "redirect_uri" parameters • [TR_OA038] Verify Data Custodian rejects an Access Token Request with multiple "client_id" parameters • [TR_OA039] Verify Data Custodian rejects an Access Token Request with a "client_id" parameter and a HTTP BASIC

authorization field • [TR_OA040] Verify Data Custodian rejects an Access Token Request containing an authorization_code ("code="

parameter) NOT issued to the "client_id" in the Access Token Request • [TR_OA041] Verify Data Custodian rejects an Access Token Request containing an INVALID authorization_code ("code="

parameter) • [TR_OA042] Verify Data Custodian rejects an Access Token Request not containing a "redirect_uri" parameter if the

original Authorization Request contained a "redirect_uri" parameter • [TR_OA043] Verify Data Custodian rejects an Access Token Request containing a "redirect_uri" parameter if the

"redirect_uri" does NOT match the "redirect_uri" parameter contained in the original Authorization Request parameter

FB_14: Authorization and Authentication (OAuth) Initial Set of Test Requirements

• [TR_OA044] Verify Data Custodian rejects an Access Token Request containing a "redirect_uri" parameter if the original Authorization Request did NOT contain a "redirect_uri" parameter

• [TR_OA045] Verify Data Custodian rejects an Access Token Request containing a previously used authorization_code • [TR_OA046] Verify Data Custodian rejects an Access Token Request containing an expired authorization_code • [TR_OA047] Verify Data Custodian issues a properly formatted Access Token Response (grant_type=authorization_code) • [TR_OA050] Verify Data Custodian issues a properly formatted Access Token Response (grant_type=client _credentials) • [TR_OA051] Verify Data Custodian rejects an Access Token Request with multiple "grant_type" parameters • [TR_OA052] Verify Data Custodian rejects an Access Token Request with multiple "scope" elements • [TR_OA053] Verify Data Custodian rejects an Access Token Request with an INVALID "scope" parameter <Note: May need

various forms of Invalid SCOPE Parameter Values ????> • [TR_OA056] Verify Data Custodian rejects a Refresh Token Request with NO "grant_type" parameter • [TR_OA057] Verify Data Custodian rejects a Refresh Token Request with NO "refresh_token" parameter • [TR_OA058] Verify Data Custodian rejects a Refresh Token Request with multiple "grant_type" parameters

FB_14: Authorization and Authentication (OAuth) Initial Set of Test Requirements

• [TR_OA059] Verify Data Custodian rejects a Refresh Token Request with multiple "refresh_token" parameters • [TR_OA060] Verify Data Custodian rejects a Refresh Token Request with multiple "scope" parameters • [TR_OA061] Verify Data Custodian properly authenticates and accepts a Refresh Token Request with a valid HTTP

BASIC Authorization header • [TR_OA062] Verify Data Custodian rejects a Refresh Token Request with a INVALID HTTP BASIC Authorization header • [TR_OA063] Verify Data Custodian rejects a Refresh Token Request containing a "refresh_token" element that was

NOT issued to the requesting Third Party Application • [TR_OA064] Verify Data Custodian rejects a Refresh Token Request containing a "refresh_token" element that is

expired • [TR_OA065] Verify Data Custodian rejects a Refresh Token Request containing a "scope" element that does NOT

match the "scope" element value used to obtain the original Access Token. • [TR_OAxxx] Verify Data Custodian handling of expired Access Token and Refresh Token

FB_19: Partial update of data

• Is this requirement for upload role and not core data custodian?

[FB_37] Query Parameters

• Support published_min, published_max

[FB_40] Offline RetailCustomer Authorization

• Manual Creation of ApplicationInformation, Authorization(s)

ReadingType Attributes

• PG&E notices that their MDM uses various ReadingType attribute values that are not the same as those in the DMD test suite.

• Question – should meter data reflect the diversity of the meter system or the meaning of data conveyed to the ThirdParty

• Folks will look at their data and thinking further.

Interpretation of Quality Flags for UsageSummary, ReadingType, and IntervalReading

• ReadingType.defaultQuality contains the default quality that applies to all corresponding IntervalReading data.

• IntervalReading.ReadingQuality.quality allows specific Intervals to override the default in ReadingType

• If IntervalReading data or quality tags are modified, DataCustodian should notify of this change so ThirdParty can retrieve the changes.

• UsageSummary.qualityOfReading if present indicates that those IntervalBlocks within the scope of the UsageSummary.billingPeriod may have changed quality as well. Third Party may want to retrieve data again to see the revisions if any.

• The DC may indicate to the TP that IntervalBlock data has changed by sending a notification for the IntervalBlocks that changed.

Testing and Certification Issues

• Test Third Party role for testing DataCustodian• Test accounts (how many ; real-or-not ; how much

history?)• Test Set up – Application Information • How to put DC in reproducible state – reset?• Minimum FBs to test –

– FB_3, 13, 14, 19,37,39• Alternative – Test Environment that is same as the Live

environment – Same Certs etc… – Does it need to be real data?

ElectricPowerUsageSummary

• Make general UsageSummary and deprecate ElectricPower one…

• Let query determine period not current/last• How to rename fields to remove current/last

ambiguity for past requests• Determine what required fields might be and some

possible new FB to support ecosystem interoperability

• Single Demand fields too limiting for modern tariffs.

UsageSummary Recommendataions

• Create new UsageSummary (which is NAESB REQ.18 name)• Add new tags recommended by PG&E• Retain all existing tags and make UsageSummary and

ElectricPowerUsageSummary identical – but mark old one deprecated for backwards compatibility – new implementations will have to accept either Resource on input

• Revise descriptions of existing tags to make clear what goes with billing period etc.

• Provide documentation on how to interpret query parameters for GET UsageSummary

UsageSummary Use Cases

• I ask for summary today (with day later publishing)• I ask for 3 months last year (query parameters?)• Billing period is non-calendar• John: I ask for an arbitrary period “roll-up” of

consumption• GET UsageSummary

min=1/15/2014&max=2/28/2014&rollup=True– In PGE concept – you get 2 UsageSummarys – one for billing

period January and one for billing period February– In John concept – you get 1 UsageSummary with totals for

1/15..2/28

Documentation Issues

• Do in GreenButtonAuthorization.docx section 2.4– Use Cases for Authorization Termination

(revocation) --– DC-oriented control of termination process due

regulatory requirements in Ca.• Do in section 2.8

– Behavior of GET UsageSummary with query parameters

Service Request 83 – including Function Block for optional customer info (service point address, etc.)

• Requirements– UsagePoints of RetailCustomer– Location of premise– Account ID– Sub Account (SA) ID—Service Agreement / Account is name depending on utility– Customer name, nickname (or short name)– Address and info from Lynn will provide more information– SDG&E provides only email address and UPID correspondence csv email and UsagePoint ID (Customer Obfuscated Key)– Current ESPI resources will never return PII– GET Subscription does not contain PII– Single Authorization covers entire Subscription and Authorization Scope– MeterID– ServicePointId– Pnode– LoadAggregationPoint, SubloadAggregationPoint– Climate zone– Account open date– Account close date– SA Open and Close date– MDM Agent Id (who does meter read)– ServiceSupplierId– EnergyServiceProviderId (may be same as service supplier)– Demand Response Provider – May need list of Ids for service providers rather than explicit?? (0..* relationshiprole, href)– Related assets ???? For example pool pump and pool pump participation in a program.– Related programs ????

• Implementation– Resource Definition

• Probably multiple resources are good idea– REST service to exchange resource(s)

• GET only – Function Block(s)

• Wholesale vs Retail– Optionality vs Required– Possible Scope spec

For May 20 Topics

• Use Case for “verified for billing”– Added

• ServiceStatus – return data– Simple status or, outstanding batchlists– Consensus: Don’t really need this extension because the DC can

determine if it wants to send a notification of what hasn’t been retrieved at its discretion.

• Revised Authorization document • Use Case for Small ThirdParty / Mega ThirdParty … maybe

another day in future

<xs:enumeration value="19"> <xs:annotation> <xs:appinfo>revenue-quality</xs:appinfo> <xs:documentation>data that is valid for billing purposes</xs:documentation> </xs:annotation></xs:enumeration>

Service Status

• Consensus: Don’t really need this extension because the DC can determine if it wants to send a notification of what hasn’t been retrieved at its discretion.

• As is in standard

• Enhanced to add current outstanding batchlist<?xml version="1.0" encoding="UTF-8"?><ServiceStatus xmlns="http://naesb.org/espi" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://naesb.org/espi espiDerived.xsd"> <extension>text</extension> <currentStatus>65535</currentStatus> <batchList> <resources>../espi/1_1/resource/Batch/Bulk/1?start-index=1&max-results=1000&amp;published-max=2012-04-02T04:00:00Z&amp; published-min=2012-04-02T04:00:00Z</resources> <resources>../espi/1_1/resource/Batch/Bulk/1?start-index=1&max-results=1000&amp;published-max=2012-04-02T04:00:00Z&amp; published-min=2012-04-02T04:00:00Z</resources> </batchList></ServiceStatus>

<?xml version="1.0" encoding="UTF-8"?><ServiceStatus xmlns="http://naesb.org/espi" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://naesb.org/espi espiDerived.xsd"> <currentStatus>1</currentStatus></ServiceStatus>

Authorization

• What happens when authorization changes – UsagePoints or period– When Authorization changes, place

authorizationUri in notification to ThirdParty which can then re-establish its state

What can you negotiate with Scope?

• FBTerms – data content, CMD services• ValueTerms – default durations and blocking,

history length, subscription frequency (i.e. daily data cycle)

• ResourceTerms – specific resources available by api, bulkID assignments, bulkaccount

• Other?

Scope Negotiation

DC TP

HTTP Redirect withScope=scope1 scope2 …

RCLogon

Logon

Authorization requestScope=scope2

Authorization response

Scope=scope2access-tokenresourceUriauthorizationUrireferenceId…

Oversimplified sequence diagram of Use Case #2 showing essence of scope negotiation

Scope issues• Limit Scope to access-token and minimal exchange requirements• Add list of UPs in a subsequent GET request

– Could include UPs, optional location, additional data– We would define new resource that has this data

• Are there options?– FB_XX Minimum data –

» UsagePoint– FB_XY Optional data

» location

• Should it be a different namespace and XSD?– We need to make sure they are mutually exclusive – the usage and the PII containing

data– Namespace and separate schema minimize the opportunity for comingling of data

• Single authorization with multiple UPs with different scopes– Don suggested that the scope is a union of capabilities. You need to get the data to

see details– Jerry suggests scope be provided with UP?

CSV from GB Data

======================================== Usage Information For: Front Electric Meter ======================================== Meter Reading Information Type of readings: Electricity Fifteen Minute Electricity Consumption Real energy in kilowatt-hours Two-Phase Residential Service ======================================== Detailed Usage ======================================== Start date: 2012-03-01 00:00 for14 days ======================================== Interval Blockdata for period starting: 2012-03-01 00:00 for 1 day ======================================== Energy consumption time period Usage(Real energy in kilowatt-hours) Cost(US Dollar) Events occurred 2012-03-01 00:00 to 2012-03-01 00:15 0.282 0.01 8 2012-03-01 00:15 to 2012-03-01 00:30 0.323 0.01 7 2012-03-01 00:30 to 2012-03-01 00:45 0.294 0.01 2012-03-01 00:45 to 2012-03-01 01:00 0.331 0.01 2012-03-01 01:00 to 2012-03-01 01:15 0.321 0.01 2012-03-01 01:15 to 2012-03-01 01:30 0.316 0.01 2012-03-01 01:30 to 2012-03-01 01:45 0.299 0.01

XSLTTransform

GBData.XML

GreenButtonDataStyleSheetCSV.xslt

CSV File that opens in Excel

Notification

<?xml version="1.0" encoding="UTF-8"?> <BatchList xmlns="http://naesb.org/espi" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://naesb.org/espi espiDerived.xsd"> <resources>https://services.greenbuttondata.org/DataCustodian/espi/1_1/resource/Subscription/1</resources> </BatchList>

DC TP

HTTP POSTContent-type: application/atom+xml

A Couple of Use Cases• Use Case 1: How to do Gas and Electric in one Authorization

– An Authorization– Two UsagePoints– One Gas One Electric– Different Scope

• Use Case 2: CISR based Authorization– Customer logs in has id for utility website– Each login has multiple electricity accounts – Each account can be multiple usage points

– Customer login id becomes obfuscated referenceId which can be used in REST Uris of the form: /espi/1_1/resource/RetailCustomer/referenceId/**

– Authorization enables a subcriptionID and authorizationID which is (internally) correlated to the customer and the subselection of usagepoints

Discussion on Authorization Structure• Authorization enables the following URLs:• <resourceURI>http://localhost:8080/DataCustodian/espi/1_1/resource/Batch/Subscription/1</resourceURI>• <authorizationURI>http://localhost:8080/DataCustodian/espi/1_1/resource/Authorization/1</authorizationURI>• /espi/1_1/resource/RetailCustomer/<referenceID>/UsagePoint/...•

• (SA == UsagePoint, CISR == subscription == authorization)•

• with Access-token• GET /espi/1_1/resource/RetailCustomer/<referenceID>/UsagePoint•

• <feed>• <entry>• <id>urn:uuid:40BE6242-F7E6-4B51-828E-59B5FC0C35F0</id>• <link rel="self" href="https://localhost:8080/DataCustodian/espi/1_1/resource/RetailCustomer/9B6C7065/UsagePoint/5446AF3F"/>• <link rel="up" href="https://localhost:8080/DataCustodian/espi/1_1/resource/RetailCustomer/9B6C7065/UsagePoint"/>• <link rel="related" href="https://localhost:8080/DataCustodian/espi/1_1/resource/RetailCustomer/9B6C7065/UsagePoint/5446AF3F/MeterReading"/>• <link rel="related" href="https://localhost:8080/DataCustodian/espi/1_1/resource/RetailCustomer/9B6C7065/UsagePoint/5446AF3F/ElectricPowerUsageSummary"/>• <link rel="related" href="https://localhost:8080/DataCustodian/espi/1_1/resource/LocalTimeParameters/01"/>• <title>a galaxy far, far away</title>• <content>• <UsagePoint xmlns="http://naesb.org/espi">• <ServiceCategory>• <kind>0</kind>• </ServiceCategory>• </UsagePoint>• </content>• <published>2012-05-03T04:00:00Z</published>• <updated>2012-05-03T04:00:00Z</updated>• </entry>• ...• </feed>

Customer Information Resource• Requirements

– UsagePoints of RetailCustomer– Location of premise– Account ID– Sub Account (SA) ID -- Service Agreement / Account is name depending on utility– Customer name– SDG&E provides only email address and UPID correspondence csv email and

UsagePoint ID (Customer Obfuscated Key)– Current ESPI resources will never return PII– GET Subscription does not contain PII– Single Authorization covers entire Subscription and Authorization Scope

• Implementation– Resource Definition– REST service to exchange resource(s)– Function Block– Possible Scope spec

class NAESB PAP10 EUI Diagram

ServiceSupplier

+ kind :SupplierKind [0..1]+ name :String [0..1]

IdentifiedObject

Customer

+ name :String [0..1]

CustomerAgreement

+ name :String [0..1]

IdentifiedObject

CustomerAuthorisation

+ authorizationServer :anyURI [0..1]+ authorizedPeriod :DateTimeInterval [0..1]+ name :String [0..1]+ validityInterval :DateTimeInterval [0..1]+ accessToken :String32 [0..1]+ publishedPeriod :DateTimeInterval [0..1]+ resource :anyURI [0..1]+ status :UInt8 [0..1]

EndDeviceAsset

+ name :String [0..1]

PositionPoint

+ xPosition :String [0..1]+ yPosition :String [0..1]+ zPosition :String [0..1]

ServiceCategory

+ kind :ServiceKind [0..1]

ServiceDeliveryPoint

+ name :String [0..1]

IdentifiedObject

UsagePoint

+ name :String [0..1]+ description :String [0..1]+ status :Integer+ roleFlags :RoleFlags

Tariff Profi le

+ name :String [0..1]

+ServiceSuppliers 1..*

+Customers 0..*

+UsagePoint

0..*

+ServiceCategory0..1

+UsagePoints

0..*

+ServiceDeliveryPoints0..*

+UsagePoint0..1

+EndDeviceAssets0..*

+CustomerAgreement

0..1

+ServiceDeliveryPoints0..*

+UsagePoint

0..1

+PositionPoint

0..1

+CustomerAuthorisations

0..*

+CustomerAgreements

0..*

+ServiceDeliveryPoints0..*

+TariffProfile0..1

+UsagePoints

0..*

+Customer0..1

NAESB REQ.18 Extended Customer Information

This data is already part of the PAP10 parent model to ESPI – REQ.18

class CustomersOverview

WorkLocation

ServiceLocation

+ accessMethod :String [0..1]+ siteAccessProblem :String [0..1]+ needsInspection :Boolean [0..1]

::Location+ type :String [0..1]+ mainAddress :StreetAddress [0..1]+ secondaryAddress :StreetAddress [0..1]+ phone1 :TelephoneNumber [0..1]+ phone2 :TelephoneNumber [0..1]+ electronicAddress :ElectronicAddress [0..1]+ geoInfoReference :String [0..1]+ direction :String [0..1]+ status :Status [0..1]

::IdentifiedObject+ aliasName :String [0..1]+ description :String [0..1]+ mRID :String [0..1]+ name :String [0..1]

This data is part of CIM and associated with CustomerAgreement ServiceLocation may be equal to ServiceDeliveryPoint which is no longer in CIM

Common Information Model (CIM) Customer Overview

IEC 61968 and IEC 61970class CustomersOverview

OrganisationRole

Customer

+ kind :CustomerKind [0..1]+ specialNeed :String [0..1]+ pucNumber :String [0..1]+ status :Status [0..1]+ priority :Priority [0..1]+ locale :String [0..1]

«deprecated»+ vip :Boolean [0..1]

Document

CustomerAccount

+ billingCycle :String [0..1]+ budgetBill :String [0..1]

Agreement

CustomerAgreement

+ loadMgmt :String [0..1]

Document

PricingStructure

+ code :String [0..1]+ revenueKind :RevenueKind [0..1]+ taxExemption :Boolean [0..1]+ dailyEstimatedUsage :Integer [0..1]+ dailyCeilingUsage :Integer [0..1]+ dailyFloorUsage :Integer [0..1]

IdentifiedObject

ServiceCategory

+ kind :ServiceKind [0..1]

WorkLocation

ServiceLocation

+ accessMethod :String [0..1]+ siteAccessProblem :String [0..1]+ needsInspection :Boolean [0..1]

Document

Tariff

+ startDate :Date [0..1]+ endDate :Date [0..1]

+Customer

1

+CustomerAgreements

0..*

+Customer 1

+CustomerAccounts

0..*

+CustomerAccount

1

+CustomerAgreements

0..*

+CustomerAgreements

0..*

+ServiceCategory 0..1+CustomerAgreements 0..*

+PricingStructures 0..*

+CustomerAgreements

0..*

+ServiceLocations

0..*

+PricingStructures

0..*

+Tariffs

0..*

+ServiceCategory 1

+PricingStructures

0..*

UsagePoint (from espiderived.xsd)

Obfuscated tariff ID

Obfuscated customerAgmtID

Possible Arrangement of Data“pulling the string”

RetailCustomer

UsagePoint

EndDeviceAsset

ServiceLocation

PostionPoint

TariffProfile

Customer Agreement

Authorization

ServiceSupplier

Key

Account Resource

Existing Resource

ERP Resource

Normal ESPIResources

Possible Arrangement of Data“pulling the string”

RetailCustomer

UsagePoint

EndDeviceAsset

ServiceLocation

PostionPoint

TariffProfile

Customer Agreement

Authorization

ServiceSupplier

Key

New Resource

Existing Resource

Non-resource included

FB3 - Core REST Services

– [TR_CR003] Verify ReadServiceStatus returns “active” status

FB31 - Core REST Services– [TR_CR001] Verify the Authorization can be retrieved using the authorizationUri

(from the authorization process in FB-14 or FB-40)– [TR_CR002] Verify the Authorization resource does not contain PII by inspection– [TR_CR003] Verify ReadServiceStatus returns “active” status– [TR_CR004] Verify Batch/Subscription/subscriptionId returns a valid Atom feed with

all UsagePoints and related data including all interval data– [TR_CR005] Verify structured URIs are of the form DataCustodianResourceEndpoint

[/keyterm/id]* based on the structure of Green Button APIs– [TR_CR006] Verify /RetailCustomer/retailCustomerID/UsagePoint Returns list of

UsagePoints only under the Authorization– [TR_CR007] Verify

Batch/RetailCustomer/RetailCustomerId/UsagePoint/UsagePointId Returns all data under and including a single UsagePoint

– [TR_CR008] Verify that resources returned by the resourceUri are valid to the schema, proper linking, and verify that the data meets the test requirements based on PICS for content and consistency

FB 13: Security Testing

• Cyber Security and Privacy Test Requirements– Based on Authorization.docx section 2.7

• From SGIP SGCC Committee review of REQ.21• Reviewed with NIST Cyber Security staff• NAESB REQ.21 section

• Initial set of test requirements on next slide

Initial Set of Test Requirements• [TR_TC001] Test software shall issue a service request over an SSL session and shall verify that the response HTTP header contains the following fields and

information – fields TBD• [TR_TC002] Verify that REST request headers include – fields TBD• [TR_TC003] Verify that the Data Custodian implements TLS 1.2.• [TR_TC004] Verify that when communicating with a Retail Customer the Data Custodian negotiates the highest level of TLS mutually supported.• [TR_TC005] Verify that when communicating with a Retail Customer the Data Custodian rejects TLS_RSA_WITH_NULL_SHA cipher suites.• [TR_TC006] Verify that when communicating with a Retail Customer at a minimum the Data Custodian accepts the TLS_RSA_WITH_AES_128_CBC_SHA cipher suite.• [TR_TC007] Verify that when communicating with a Third Party the Data Custodian negotiates the highest level of TLS mutually supported.• [TR_TC008] Verify that the Data Custodian maintains an unexpired unrevoked RSA certificate with a public key length of at least 2048 bits.• [TR_TC009] Test software or manual inspection shall verify that the Data Custodian RSA certificate was issued by a Certificate Authority (CA) that has been

successfully audited according to the criteria of ETSI or WebTrust.• [TR_TC010] Test software or manual inspection shall verify that Tokens and IDs communicated by the Data Custodian are opaque and if based on actual Customer

information that they are randomized using a secure method to protect privacy.• [TR_TC011] Test software or manual inspection shall verify that Tokens and IDs communicated by the Data Custodian consist of at least 48 bits and can be the

random number part of an RFC2422 UUID.• [TR_TC012] Manual inspection of supporting documentation shall confirm that the Data Custodian implementation utilizes software libraries which are FIPS 140-2

level 1 or higher and listed on the CMVP website.• [TR_TC013] Verify that the Third Party implements TLS 1.1 or higher.• [TR_TC014] Verify that when communicating with a Retail Customer the Third Party negotiates the highest level of TLS mutually supported.• [TR_TC015] Verify that when communicating with a Data Custodian the Third Party negotiates the highest level of TLS mutually supported.• [TR_TC016] Verify that the Third Party maintains an unexpired unrevoked RSA certificate with a public key length of at least 2048 bits.• [TR_TC017] Test software or manual inspection shall verify that the Third Party RSA certificate was issued by a Certificate Authority (CA) that has been successfully

audited according to the criteria of ETSI or WebTrust.• [TR_TC018] Test software or manual inspection shall verify that Tokens and IDs communicated by the Third Party are opaque and if based on actual Customer

information that they are randomized using a secure method to protect privacy.• [TR_TC019] Test software or manual inspection shall verify that Tokens and IDs communicated by the Third Party consist of at least 48 bits and can be the random

number part of an RFC2422 UUID.• [TR_TC020] Manual inspection of supporting documentation shall confirm that the Third Party implementation utilizes software libraries which are FIPS 140-2 level 1

or higher and listed on the CMVP website.

[FB_14] Authorization and Authentication (Oauth 2.0)

– Verifying response to invalid authorization request (invalid access-token for resource)

– Verify rejection of request missing access-token– Missing header parameters– Invalidation of access-token at end of

authorization period

Function Blocks for CMDFunctionBlocks for Green Button Connect My Data Description[FB_3] Core Green Button Connect My Data Core Services[FB_13] Security and Privacy classes HTTPS support[FB_14] Authorization and Authentication (Oauth 2.0) Oauth

[FB_19] Partial update dataIntervalBlocks without full data sets – e.g. just entrys containing IntervalBlocks

[FB_31] Core Rest Services Third Party Access to Subscription/Authorization[FB_32] Resource Level REST Third Party Access to UsagePoints, MeterReading, … and collections[FB_33] Management REST Interfaces GET PUT POST DELETE individual resources …[FB_34] SFTP for Bulk Optionally support the SFTP delivery of Bulk for Bulk request[FB_35] REST for Bulk Support the REST request for Bulk[FB_36] Third Party (Client) Dynamic Registration Use Case 1[FB_37] Query Parameters[FB_38] On Demand Requests Without Notification[FB_39] PUSH model Notification followed by GET

[FB_40] Offline RetailCustomer Authorization to Complement OAuth

This is a out of band authorization process without the automated OAuth protocol exchange but producing the same artifacts.

[FB_42] Third Party Core REST Services[FB_43] Third Party Management REST Services[FB_xx] Not a Function Block (Implementation Specific) Implementation Specific RESTful API[FB_44] Security and Privacy for Simple Third Party[FB_45] Security and Privacy for Certificate-based Third Party

Opaque vs Structured URIs• No structure, support Opaque URIs using either HTTPS or FTPS protocols

in conjunction with the espiDerived.xsd schema. Make Opaque URIs part of the CORE CMD function block.

• Optional support Structured URIs using either HTTPS or FTPS protocols: make Opaque URIs part of the CORE CMD function block, and structured URIs an optional Function Block in CMD Testing & Certification in conjunction with the espiDerived.xsd schema

• Required Structure, make structured URIs a requirement but allow some variability – e.g. User versus RetailCustomer; Thus structured URIs would be part of the CORE CMD function block in CMD Testing & Certification in conjunction with the espiDerived.xsd schema.

• Specific Required Structure based on espiDerived.xsd Resource Names as described in two documents: GreenButtonAtomLinks and Authorization document

Changes in espiderived.xsd from espi.xsd

• *Enumerations: The largest volume of changes is in the explicit documentation of the many enumerations in the standard. In the standard, only a few examples from the IEC standard were provided in a comment. Values that distinguish measurements of Wh, W, VAr, VA, gas, water, etc… are tested for in DMD if corresponding FBs are indicated.

• *Errors of data type corrected – value, cost, and currency all had deficient data types that were recognized early on

• *Representation of conversion factors from UTC to Local Time: LocalTimeParameters resource was added

• *Missing overallConsumptionLastPeriod was added to make ElectricPowerUsageSummary rational as a record of billing period consumption

• Support for OAuth 2.0: the second largest volume of changes to the schemas is in support of CMD (no impact to DMD)

* Differences tested for in T&C

Test Requirements for CMD Brainstorm

• FB31 - Core REST Services– Verify the authorization can be retrieved– Lack of PII– Ditto Batch/Subscription, Batch/RetailCustomer, and

UsagePoint– Verify that resource returned is valid to schema and

links are correct– Verify structured URIs – Verify all required content is present (based on PICs)– Could be FB_14

• Verifying response to invalid authorization request (invalid access-token for resource)

• Verify rejection of request missing access-token• Missing header parameters• Invalidation of access-token at end of authorization

period

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For February 25

• John Teeter raises issue of path vs opaque URIs for REST services for individual and subscription resources– Does the uri give any indication of what will be

retrieved or not?

Some URIs Found In GBDMD Files• URI ::= protocol://hostname:port/datacustodian/espi/1_1/resource/ resource endpoint of the server

• <link rel="self" href="User/9b6c7063/UsagePoint/01"/>• <NS:link rel="self" href="/User/9b6c7063/UsagePoint/01"/>• <atom:link href="User/9b6c7063/UsagePoint/01" rel="self"/>• <link rel="self" href="User/25cd2af5c5f6f693f8f6d62852033843/UsagePoint/01" />• <link rel="self" href="RetailCustomer/10/UsagePoint/01"/>• <link href="RetailCustomer/115973279529374200002937445377/UsagePoint/0" rel="self"/>• <link rel="self" href="RetailCustomer/765786587/UsagePoint/01" />• <link rel="self" href="/User/9b6c7063/UsagePoint/01"/>• <atom:link href="User/9b6c7063/UsagePoint/01" rel="self"/>• <link rel="self" href="/User/9b6c7064/UsagePoint/01"/>• <atom:link href="/User/9b6c7063/UsagePoint/01" rel="self"/>• <link rel="self" href="/RetailCustomer/1/UsagePoint/J2753386"/>• <link href="/v1/User/455/UsagePoint/580" rel="self"></link>• <link rel="self" href="User/9b6c7063/UsagePoint/01"/>• <link rel="self" href="User/9b6c7063/UsagePoint/01"/>• <link rel="self" href="User/9e610ca8441264b3d21cad5b2a13d028/UsagePoint/01" />• <link href="/v1/User/12704625/UsagePoint/4218907" rel="self"></link>• <link href="/User/4685/UsagePoint/67" rel="self"/>• <link rel="self" href="User/00e308198d020442995dea12c013f77a/UsagePoint/01" />• <link rel="self" href="/User/1564408+15644/UsagePoint/0"/>

Opaque URIs• Opaque URIs

– No need to test structure– No need to recognize structure in sw

• Structured URIs– Easier to recognize the links– Easier to validate what you are doing by looking at them– If I have interval block, I know all the possible URIs for that UsagePoint

• Possible Outcomes of OpenADE Discussion?– No structure, support opaqueness– Optional Structure, make structured URIs an optional Function Block– Required Structure, make structured URIs a requirement but allow some

variability – e.g. User versus RetailCustomer– Single Required Structure – defined structure based roughly on

GreenButtonAtomLinks and Authorization documents

SFTP for Bulk Transfer• Pertinent to the SFTP discussion are the concepts that each Third Party has a defined relationship with the Data Custodian.

– For automated exchange of information about his relationship there is a special Authorization obtained in Use Case #1 (see the Authorization.docx -- http://osgug.ucaiug.org/sgsystems/OpenADE/Shared%20Documents/Testing%20and%20Certification/GreenButtonTestPlan/referenceMaterial/GreenButtonAuthorization.docx).

– We anticipate that when the Data Custodian has data available, it sends an asynchronous Notification to the Third Party. – This Notification provides URIs of note that it is assumed the Third Party will want to retrieve.

• For the purposes of Bulk transfer, this URI will be:– sftp://hostname:port/DataCustodian/espi/1_1/resource/Batch/Bulk/bulkId – where bulkId is a unique identifier assigned by the Data Custodian and the balance of the URI is presented in the

ApplicationInformation resource that both parties share (contains all relevant URIs and data for interchange via OAuth etc…). The Third Party would then retrieve the bulk data by using an SFTP client with that URI. This is a straw man concept for discussion on the call. Its advantage is that it in harmony with overall architecture of the Green Button Connect My Data RESTful architecture and simply adds SFTP as a means of transfer when a large data set is to be returned.

• Used to Retrieve the data using SFTP protocols– How to initiate the SSH connection?– What is the role if any of the client_credentials authorization to control access to SFTP enabled resources?

• Discussion – – After authorization of TP, they use Pene test, so what is benefit of access-token?– sftp user:pw, user=<tpname>, password=<tp client-credentials access-token>

• Summary– sftp://hostname:port/DataCustodian/espi/1_1/resource/Batch/Bulk/bulkId – sftp user:pw, user=<tpname>, password=<tp client-credentials access-token>

Function Blocks for CMDFunctionBlocks for Green Button Connect My Data Description[FB_3] Core Green Button Connect My Data Core Services[FB_13] Security and Privacy classes HTTPS support[FB_14] Authorization and Authentication (OAuth) Oauth[FB_19] Partial update data IntervalBlocks without full data sets (Ups,MR, …)[FB_31] Core Rest Services Third Party Access to Subscription/Authorization

[FB_32] Resource Level RESTThird Party Access to UsagePoints, MeterReading, … and collections

[FB_33] Management REST Interfaces GET PUT POST DELETE individual resources …

[FB_34] SFTP for BulkOptionally support the SFTP delivery of Bulk for Bulk request

[FB_35] REST for Bulk Support the REST request for Bulk[FB_36] Third Party (Client) Dynamic Registration Use Case 1[FB_37] Query Parameters[FB_38] On Demand Requests Without Notification[FB_39] PUSH model Notification followed by GET[FB_40] Offline Authorization to Complement OAuth[FB_42] Third Party Core REST Services[FB_43] Third Party Management REST Services[FB_xx] Not a Function Block (Implementation Specific) Implementation Specific RESTful API

• Authorization Sequence– Scope– access-token– Refresh-token– resourceUri (the subscription)– authorizationUri – expiration of the access-token and refresh-token– token-type

Proposed CMD Function Blocks

FunctionBlocks for Green Button Connect My Data Description[FB_3] Core Green Button Connect My Data Core Services[FB_13] Security and Privacy classes HTTPS support[FB_14] Authorization and Authentication (OAuth) Oauth[FB_19] Partial update data IntervalBlocks without full data sets (Ups,MR, …)[FB_31] Core Rest Services Third Party Access to Subscription/Authorization[FB_32] Resource Level REST Third Party Access to UsagePoints, MeterReading, … and collections[FB_33] Management REST Interfaces GET PUT POST DELETE individual resources …[FB_34] SFTP for Bulk Optionally support the SFTP delivery of Bulk for Bulk request[FB_35] REST for Bulk Support the REST request for Bulk[FB_36] Third Party (Client) Dynamic Registration Use Case 1[FB_37] Query Parameters[FB_38] On Demand Requests Without Notification[FB_39] PUSH model Notification followed by GET[FB_40] Offline Authorization to Complement OAuthNEED to Discuss[FB_42] Third Party Core REST Services[FB_43] Third Party Management REST Services[FB_xx] Not a Function Block (Implementation Specific) Implementation Specific RESTful API

Draft of API Allocations to FBsFunction Blocks CRUD API URL

[FB_3] Core Green Button Connect My Data GET resource/ReadServiceStatus

[FB_31] Core Rest Services GET resource/ApplicationInformation/ApplicationInformationID

[FB_31] Core Rest Services PUT resource/ApplicationInformation/ApplicationInformationID

[FB_31] Core Rest Services DELETE resource/ApplicationInformation/ApplicationInformationID[FB_31] Core Rest Services GET resource/Authorization/AuthorizationID[FB_31] Core Rest Services PUT resource/Authorization/AuthorizationID[FB_31] Core Rest Services DELETE resource/Authorization/AuthorizationID[FB_31] Core Rest Services GET resource/Batch/Subscription/SubscriptionID[FB_31] Core Rest Services GET resource/Batch/RetailCustomer/retailCustomerID/UsagePoint[FB_31] Core Rest Services GET resource/Batch/RetailCustomer/RetailCustomerId/UsagePoint/UsagePointId

[FB_31] Core Rest Services GET https://services.greenbuttondata.org/DataCustodian/espi/1_1/RetailCustomer/RetailCustomerID/UsagePoint/UsagePointID/ElectricPowerQualitySummary

[FB_31] Core Rest Services GET https://services.greenbuttondata.org/DataCustodian/espi/1_1/RetailCustomer/RetailCustomerID/UsagePoint/UsagePointID/ElectricPowerQualitySummary/ElectricPowerQualitySummaryID

[FB_31] Core Rest Services GET https://services.greenbuttondata.org/DataCustodian/espi/1_1/RetailCustomer/RetailCustomerID/UsagePoint/UsagePointID/ElectricPowerUsageSumary

[FB_31] Core Rest Services GET https://services.greenbuttondata.org/DataCustodian/espi/1_1/RetailCustomer/RetailCustomerID/UsagePoint/UsagePointID/ElectricPowerUsageSumary/ElectricPowerUsageSummaryID

[FB_31] Core Rest Services GET resource/RetailCustomer/RetailCustomerID/UsagePoint/UsagePointID/MeterReading/MeterReadingID/IntervalBlock[FB_31] Core Rest Services GET resource/RetailCustomer/RetailCustomerID/UsagePoint/UsagePointID/MeterReading/MeterReadingID/IntervalBlock/IntervalBlockID

[FB_31] Core Rest Services GET resource/LocalTimeParameter

[FB_31] Core Rest Services GET resource/LocalTimeParameter/LocalTimeParameterID[FB_31] Core Rest Services GET resource/MeterReading[FB_31] Core Rest Services GET resource/MeterReading/MeterReadingID[FB_31] Core Rest Services GET resource/RetailCustomer/RetailCustomerID/UsagePoint/UsagePointID/MeterReading[FB_31] Core Rest Services GET resource/RetailCustomer/RetailCustomerID/UsagePoint/UsagePointID/MeterReading/MeterReadingID[FB_31] Core Rest Services GET resource/ReadingType[FB_31] Core Rest Services GET resource/ReadingType/ReadingTypeID[FB_31] Core Rest Services GET resource/Subscription/SubscriptionID[FB_31] Core Rest Services GET resource/RetailCustomer/RetailCustomerID/UsagePoint[FB_31] Core Rest Services GET resource/RetailCustomer/RetailCustomerID/UsagePoint/UsagePointID

ScopeTerm ExpansionScope [ FBTerms ], [ ValueTerms ], [ ResourceTerms ];FBTerms “FB=“, [FBTerm], ”_” , FBTerm, ScopeDelimiter ;FBTerm “4” | “5” | “6” | “7” | “8” | “9” | “10” | “11” | “12” | “15” | “16” | “17” | “18” | “19” | “27” | “28” | “29”ValueTerms ( "IntervalDuration=", nonNegativeNumber | namedFrequency),

| ( "BlockDuration=", nonNegativeNumber | namedFrequency), | ( "HistoryLength=", nonNegativeNumber),| ( "SubscriptionFrequency=", nonNegativeNumber | namedFrequency), ScopeDelimiter ;

ResourceTerms

(“ApplicationInformation,” | “Authorization,” | “UsagePoint,” | “IntervalBlock,” | “MeterReading,” | “ElectricPowerQualitySummary,” | “ElectricPowerUsageSummary,” | “ReadingType,” | “Subscription,” | “LocalTimeParameters,” | (“BulkAccountCollection=”, nonNegativeNumber) | “BR=”, brID), ScopeDelimiter

ScopeDelimiter “;”namedFrequency “billingPeriod” | “daily” | “monthly” | “seasonal” | “weekly” | nonNegativeNumber digit, digit ;digit 0 | "1" | "2" | "3" | "4" | "5" | "6" | "7" | "8" | "9" ;Where:

ResourceTerms

The ESPI resource – default is “Subscription”. If a Bulk resource is specified via the “BR” term, the value of the bulkID is provided after the equals sign (“=”). There could be one or more terms in this list that express the granularity of notifications about resource changes.

FBTerms The function blocks supported (only data content FBs are listed)ValueTerms These are parameterized termsIntervalDuration This is the minimum default length of an interval in seconds (e.g. 900 for 15 minutes, 3600 for one hour, …)

BlockDurationThis is the length of a block that contains the intervals (based on enumeration of MacroPeriodKind in ESPI above as namedFrequency)

HistoryLength

This is the length of history buffer of records in number of Interval Blocks (e.g. 12 for a year if BlockDuration is “monthly”). Note: this is what the DataCustodian offers; however, the buffer may not be full for transitional metering systems; in these cases less data will be returned until the buffer is full.

BulkAccountCollection

Used where the DC wants to provide for the reporting of multiple UsagePoints in a single Subscription. The number of UsagePoints is represented by the value in the assignment statement – e.g. 4 UsagePoints would be BulkAccountCollection=4.

Green Button Connect My Data Testing and Certification

• Complete function block descriptions– Current:

• [FB_3] Green Button Connect My Data• [FB_13] Security and Privacy classes• [FB_14] Authorization and Authentication (OAuth)• [FB_19] Partial update data

– New?:• Core Rest Services

– GET Batch/Subscription– …

• Resource Level REST– GET PUT POST DELETE individual resources …

• SFTP for Bulk• REST for Bulk• Use Case 1: Client Registration• Query Parameters• On Demand Requests (as opposed to Notification followed by GET)• PUSH model• Offline Authorization to Complement OAuth – should this be outside the scope of standard and testing or standardized?

– No standard isolated way to get the token to a third party without OAuth– On exceptional basis some customers can’t be required to use a web account– Sometime commercial accounts don’t need privacy and want a service provider just to register the data.– Could use Notification service to tell TP about new authorizations made by DC. Out of band how RetailCustomer is identified to the TP– “transitive” model TP gets bulk data from DC and then becomes DC – can this architecture be of help here?– Possible provision by DC of access token for conveyence to thirdparty devoid of customer information. Maybe even encrypted for TP as in software activations:

» “Please provide this to your TP (the text between the ====)» =============================================» ashoiqwherfhdjnvcjq2dhijvkqnvoiikdfv» =============================================“

Questions• retailCustomerID=authorization=subscription

– Corresponds to a single authorization– Results in one or more usagePoints being associated with subscription– Scope=

“FB=4,5,15;IntervalDuration=3600;BlockDuration=monthly;HistoryLength=13;BulkAccountCollection=10”

• Says that the BulkAccountCollection has 10 usage points

Authorization provides two URIs that can be used:resourceUri GET this to retrieve usage data (all UPs)authorizationUri GET/PUT details of AuthorizationNotification is a list of URIsAll nested resources under the UPs are accessible under the single authorization

Service Request 83 – including Function Block for optional customer info (service point address, etc.)

Service Request 84 – having scope selection screen on Data Custodian Site vs 3rd Party site

[85] Time of Use tier indicator alignment with SEP 2.0

Here is a list of topics raised by you all that we will touch on

• Issues Raised and Implementation Questions– How to use BR=bulkID – relates to HD #61– Service Request 83 – including Function Block for optional

customer info (service point address, etc.)– Service Request 84 – having scope selection screen on Data

Custodian Site vs 3rd Party site– Tariff Model Resource

• Green Button Connect My Data Testing and Certification– Complete function block descriptions– Complete test case requirements

How to use BR=bulkID – relates to HD #61

• Application Profiles– BulkID was proposed for large sets of authorizations – One account level authorization on top of service level

accounts – how to do this• Degrees of freedom we have now – can we cover

– Subscription – 1 or more Usage Points• Granularity of a customer authorization

– BulkID• “macro” for a large set of existing authorizations

– Is there another degree needed?

Contributed by Jerry Yip Clarification/confirmation about ESPI standard: Does ‘shared resource key’ referenced in the NAESB

Ratified word doc correspond to Access Token for oAuth? Yes: This is the access token in the new Oauth 2.0 paradigm.

Formal Submission of Application Profile for bulk (vs. batch?) use case as part of GB/GBC Conformance Testing Plan Write up coming to test concept of BulkIDs

Question: (options to address 1 Acct to many SA issue)- Does UUID correspond to usage point (1-to-1 relationship)? Is there passing of UUIDs (as resource terms in Scope section of GBAuthorization) during authorization sequence? (how would 3rd Party know multiple usage points have been authorized via single oAuth sequence/login?)- Can multiple access tokens be issued (1 token per SA) per oAuth session? An Authorization is one access_token How does Third Party get to know the depth of data (how many Ups) are in the authorization

Perhaps an extension of scope string to have numUPs? Request to consider scope selection screens at Data Custodian Portal instead of 3rd party portal (Need

customer to select SAs to share – only Data Custodian has that info) – also minimizes number of redirects (?)

Customer info as optional functional block (atom feed) for authorization (sharing with 3Ps)

John suggests – prep a large multi account data set and test against a reference sw implementation and measure. SFTP and Streaming, compressed and non-compressed method and compare.

=

How to use BR=bulkID with application to account and account groupings, as well as, large ThirdParty

collections of Authorizations

• Establish Use Case Story for Commercial Accounts

• Design Scope String(s) that convey it• Repaint the storyboard with appropriate

content

Application Profile• Per footnote 1, pg 20 of GBAuthorization.doc:

– A “Web Customer” may actually manage more than one “Retail Customer” where “Retail Customer” is an actual “Customer Account”. Thus identifying the specific Retail Customer may be part of the scope selection on both sides. The scenarios in this section refer to the “Retail Customer” for simplicity.

• Suggest: new FB or Application Profile to properly capture this scenario• [FB_31] Web Customer Manages Multiple Customer Accounts

(OR: 3.9 Application Profile)• For GBCMD, this FB/AP contains tests associated with a Web Customer accessing a Data Custodian’s Web Portal to manage multiple

customer accounts. Upon log in to the Data Custodian’s Web Portal, the web customer can manage multiple customer accounts, for which each customer account can represent multiple usage points (for electricity and/or gas). This mostly impacts large agricultural and commercial customer accounts for which a single web customer can represent hundreds to thousands of individual usage points – imagine a franchise manager with multiple branch locations across a data custodian’s service territory.

• In this scenario, the Web Customer should have the ability to authorize, deauthorize and change scope on an individual “usage point” basis and optionally at the larger aggregated web customer or customer account basis. This includes the ability to perform one-time authorization of multiple customer accounts by a single web customer to third party, and any subsequent scope changes (whether on an aggregated or individual basis) – third party acknowledgement/communication of which customer accounts have been authorized, deauthorized or whose scope has changed needs to be determined.

• Notes:– Whether scope selection in this scenario should live on the 3rd party portal vs. the Data Custodian’s portal needs to be determined as well.– Collection has one description or multiple?– What is the scope string for this use case?– Is there a need for a bulkId in this case (maybe not).– New Scope Resource Term= “BulkAccountCollection”– Scope= “FB=4,5,15;IntervalDuration=3600;BlockDuration=monthly;HistoryLength=13;BulkAccountCollection”

• 1/14/2014– To allow the TP to know how many Ups are being provided, suggest Add to BulkAccountCollection a number of UsagePoints

BulkAccountCollection=nnn

UsagePoint Grouping in Commercial Account Management

Service Agreement

Service Point

Meter

Premise

Account

Person

1:n

1:n

1:n

1:n

1:1

HAN Device1:1

BulkId

SubscriptionId

UsagePointId

/web accountVia gui

Scope= “FB=4,5,15;IntervalDuration=3600;BlockDuration=monthly;HistoryLength=13;BulkAccountCollection”