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    WCDMA/HSPA basics for UMTS

    Kari Aho

    Project and Business Development Manager

    [email protected]

    Disclaimer

    Effort has been put to make material as correct as possible,however, it is still suggested that reader confirms the latestinformation from official sources like 3GPP specs(http://www.3gpp.org/Specification-Numbering)

    necessarily the views of their employers or customers

    Use/reproduction of this material is forbidden without apermission from the author

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    Trainer introduction

    Work history

    01/2009 Project and business development manager at Magister

    01/2008 12/2008 Senior research scientist at Magister

    01/2006 12/2007 Researcher / Research trainee at University ofJyvskyl

    Education

    Ph.D. 2009-2010, L.Sc. 2007-2009, M.Sc. 2003-2006, University ofJyvskyl

    International publications

    20 conference papers

    2 journal articles

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    Magister Solutions (1/2)

    Strong background in wireless network research 2 Professors, 9 Doctors, 16 Masters of Sciences / Ph.D students, and

    2 Masters Degree students

    Over 100 academic publications and several patents

    Research to support standardization and implementation

    Technology road mapping

    Technology training

    References

    R&D co-operation with largest mobile and network manufacturers

    Leadership and membership on customers R&D project teams

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    Magister Solutions (2/2)

    Technology competence Second generation cellular systems

    GSM, GPRS, EDGE

    Third generation cellular systems WCDMA, TD-(S)CDMA, HSDPA / HSUPA, HSPA+

    Next generation cellular systems LTE, LTE-A

    WiMAX, Flash-OFDMA

    Special areas of interest Voice over IP

    Radio resource management development

    System level performance analysis

    Mobility management

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    Course schedule

    Introductory

    WCDMA technology overview

    Standardization

    Market and performance situation

    Rel99 WCDMA

    Codes

    Power Control

    Mobility

    Multimedia Broadcast Multicast Service

    HSPA

    HSDPA

    HSUPA

    Continuous Packet Connectivity

    Internet HSPA

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    Motivation and Goals

    Main things to learn

    Architecture (elements, data flow)

    Power control (fast, slow)

    Mobility (soft, softer, hard handover)

    What changes in Rel99 WCDMA when HSPA is introduced

    All of the issues form a basis for HSPA and HSPA+ systems andthose are still in use

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    Readings related to the subject

    General readings

    WCDMA for UMTS H. Holma, A. Toskala

    HSDPA/HSUPA for UMTS H. Holma, A. Toskala

    3G Evolution - HSPA and LTE for Mobile Broadband - E. Dahlman, S.Parkvall, J. Skld and P. Beming,

    Network planning oriented

    Radio Network Planning and Optimisation for UMTS J. Laiho, A.Wacker, T. Novosad

    UMTS Radio Network Planning, Optimization and QoS ManagementFor Practical Engineering Tasks J. Lempiinen, M. Manninen

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    Why new radio access system for UMTS (1/2)

    Need for universal standard

    Universal Mobile Technology System (UMTS)

    Support for packet data services

    IP data in the core network

    IP radio access

    New services in mobile multimedia need higher data rates andflexible utilization of the spectrum

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    Why new radio access system for UMTS (2/2)

    Frequency Division Multiple Access (FDMA)

    Different frequencies for different users

    Example Nordic Mobile Terminal (NMT) systems

    Time Division Multiple Access (TDMA)

    Same frequency but different timeslots for different users

    TDMA

    FDMAWastestime

    resources

    Wastesfrequencyresources

    Example Global System for Mobile Communication (GSM)

    Code Division Multiple Access (CDMA)

    Same frequency and time but users are separated from eachother with codes

    Example WCDMA/UMTS

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    Code

    Frequency

    Time

    1

    2

    N

    CDMA

    Can exploitboth time and

    frequency

    WCDMA Systems (1/3)

    Wideband CDMA (WCDMA) means that

    Bandwidth is not dependent of the information signal

    Transmission bandwidth is much larger than the informationbandwidth i.e. transmitted signal is spread

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    Frequency

    Despread narrowband signal, i.e, original data signal

    Spread wideband signal which will be sent

    Transmitted signalbefore spreading

    WCDMA Systems (2/3)

    Benefits

    More securecommunication

    Reduces the impactof interference (and

    jamming) owerdensity(Watts/Hz) Received signal

    after despreading butbefore filtering

    Received despred signal

    Interference

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    Frequency

    Powerdensity(Watts/Hz)

    Frequency

    Received signalafter despreading andafter filtering

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    WCDMA Systems (3/3)

    Wide bandwidth, 3.84 Mcps (Megachips per second)

    Maps to 5 MHz due to pulse shaping and small guard bands between

    the carriers

    Users share the same 5 MHz frequency band and time

    an ave separate z requency an s

    Users are separated from each other with codes and thus frequencyreuse factor equals to 1

    WCDMA is the most common radio interface for UMTS systemsincluding HSPA and HSPA+

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    WCDMA Key Features (1/4)

    Fast power control (PC)

    Reduces the impact of channel fading and minimizes the interference

    UE1 UE2

    Without PC received

    power levels would

    be unequal

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    UE3

    UE1

    UE2

    UE3

    UE1 UE2 UE3

    In theory with PC

    received power levels

    would be equal

    WCDMA Key Features (2/4)

    Soft handover

    Improves coverage, decreases interference

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    UE1BS 1

    BS 2

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    WCDMA Key Features (3/4)

    Robust and low complexity RAKE receiver

    Utilizes multipath diversity

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    WCDMA Key Features (4/4)

    Considerably higher bit rates than with 2G systems

    With Release 99 theoretically 2 Mbps

    The highest implemented is however 384 kbps

    Support for flexible bit rates

    Mu tipexing o i erent services wit i erent QoS require on asingle physical connection

    Real-time, (voice, video telephony)

    Streaming (video and audio)

    Interactive (web-browsing)

    Background (e-mail download)

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    Standardization (1/2)

    WCDMA was studied in various research programs in themilitary, industry and universities

    First publications: late 40s First applications: Military from the 50s

    Rake receiver patent 1956

    ll l l lll l l l

    Investigations for cellular use 80s

    IS-95 standard 1993 (2G)

    WCDMA was chosen as 3G technology in late 1997/early 1998 bymany forums like

    European Telecommunications Standards Institute (ETSI)

    Association of Radio Industries and Business (ARIB, Japan)

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    Standardization (2/2)

    During 1998 parallel work proceeded (mainly) in ETSI and ARIB

    Resource consuming for companies with global presence andnot likely to arrive to identical specifications globally

    The same discussion e.g. in ETSI and ARIB sometimes endedup to different conclusions

    or was a so on-go ng n an orea

    At end of 1998 Third Generation Partnership Project (3GPP) wasfounded

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    Third Generation Partnership Project (1/2)

    Members Founding members

    ETSI EU

    ARIB Japan

    Telecommunications Technology Committee (TTC) Japan

    Telecommunications Technology Association Korea i l l i ii l l i i

    China Communications Standard Association (CCSA) China later

    Different companies, like Nokia, are members through theirrespective standardization organization

    Original scope was to produce Technical Specifications (TS) andTechnical Reports (TR) for a 3G Mobile System but later themaintenance and development of GSM including evolved radioaccess technologies (e.g. GPRS and EDGE) was also included

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    Third Generation Partnership Project (2/2)

    3GPP work is divided into Technical Specification Groups (TSG)

    GSM EDGE Radio Access Network (GERAN)

    Radio Access Network (RAN)

    Service & System aspects (SA)

    Core network & terminals (CT)

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    3GPP RAN (1/2)

    RAN1 covers, for instance,

    Physical channel structures and mappings

    Physical layer multiplexing, and channel coding and error detection

    Spreading, modulation and other physical layer procedures

    Measurements and their provision to the upper layers

    RAN2 covers, for instance,

    Radio interface architecture and protocols between UE and RAN

    Services offered by the physical layer to upper layers

    Cell selection and re-selection procedures

    UE capabilities for UE - RAN interface

    Definition of RRM strategies to be supported by RAN

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    3GPP RAN (2/2)

    RAN3 covers, for instance,

    Overall UTRAN and E-UTRAN architecture

    Synchronization in UTRAN and E-UTRAN

    Interface protols for Radio Network Controller (RNC) RNC (Iur),NodeB RNC (Iub) and RNC Core Network (Iu) communication

    RAN4 covers, for instance,

    Requirements for radio link, Radio Resource Management (RRM)performance and accuracy of measurements

    Radio system scenario analysis and simulation

    RAN5 covers, for instance,

    Development of UE conformance test specifications

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    CommercialHSUPA

    networks

    CommercialHSDPA

    networks

    Timeline

    1999 2002 2005 2006 2007 2008 2009 2010 2011

    R99 Rel-4 Rel-5 Rel-6 Rel-7 Rel-8 Rel-9 Rel-10Standard

    First majormilestone by

    3GPP

    Japan launchedfirst commercial

    Rel99 3Gnetwork

    Commercialnetworks in

    Europe

    WCDMA HSDPA HSUPA HSPA Evolutions (HSPA+)

    LTE LTE-Advanced 4G3G

    3.5G

    3.75G

    Technique

    Naming

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    Market and performance situation (1/5)

    In Finland alone there are over 8 million GSM and WCDMA-HSPAmobile subscriptions

    World wide over 4.7 billion subscriptions

    3G (incl. HSPA) Over 650 million 3G subscriptions

    Commercially launched by 383 operators in 156 countries

    Network peak data rates

    247 commercial HSPA networks, i.e 65%, support 7.2 Mbps (peak DL) orhigher

    58 HSUPA networks support up to 5.8 Mbps peak UL and another 5networks support 11.5 Mbps peak

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    Market and performance situation (2/5)

    Device peak data rates (excl. notebooks, e-book readers)

    2,221 (out of 2922) devices support 3.6 Mbps peak or higher

    1,435 devices support 7.2 Mbps peak or higher

    Operating band

    27 commercial UMTS900 operators launched in 20 countries (i.e. HSPAlaunched in the 900 MHz band; some have launched HSPA+)

    2,183 HSPA devices (90%) operate in 2100 MHz band

    817 tri-band HSPA devices 850/1900/2100 MHz

    Source: Global mobile Suppliers Association (GSA) surveys

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    Market and performance situation (3/5)

    One Song

    Whole Album

    DVD-Movie

    HD-Movie

    Market and performance situation (4/5)

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    Source: Ficora Telecommunication Markets in the Nordic Countries

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    Market and performance situation (5/5)

    Almost 10- foldwhen compared

    Unit Magnitude

    Exabyte 1,000,000,000,000,000,000

    Petabyte 1,000,000,000,000,000

    Terabyte 1,000,000,000,000

    o yearGigabyte 1,000,000,000

    Megabyte 1,000,000

    Kilobyte 1,000

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    (WCDMA)

    Contents

    Codes

    UMTS Architecture

    Power Control

    Handovers

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    Codes in WCDMA (1/4)

    Channelization Codes (=short codes)

    Defines how many chips are used to spread a single information bit

    and thus determines the end bit rate Length is referred as spreading factor

    Used for:

    Downlink: Separation of downlink connections to different users within onecell

    Uplink: Separation of data and control channels from same terminal

    Same channelization codes in every cell / mobiles

    additional scrambling code is needed

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    Codes in WCDMA (2/4)

    Scrambling codes (=long codes)

    Very long (38400 chips), many codes available

    Does not spread the signal

    Used for

    Downlink: to separate different cells/sectors

    li i illi i il

    The correlation between two codes (two mobiles/NodeBs) is low

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    Codes in WCDMA (3/4)

    Channelization

    codes separate

    different

    connections

    Channelization

    codes separate

    data/control

    channels

    Downlink

    Scrambling

    codes separate

    cells/sectors

    Uplink

    Scrambling codes

    separate different

    mobiles

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    Codes in WCDMA (4/4)

    Spreading

    Factor (SF)

    Channel

    symbolrate(kbps)

    Channel

    bit rate(kbps)

    DPDCH

    channel bitrate range(kbps)

    Maximum user

    data rate with -rate coding(approx.)

    512 7.5 15 36 13 kbps

    256 15 30 1224 612 kb sHalf rate speech

    Symbol_rate =Chip_rate/SF

    Bit_rate =Symbol_rate*2

    Control overhead User_bit_rate =Channel_bit_rate/2

    128 30 60 4251 2024 kbps

    64 60 120 90 45 kbps

    32 120 240 210 105 kbps

    16 240 480 432 215 kbps

    8 480 960 912 456 kbps

    4 960 1920 1872 936 kbps

    4, with 3parallel

    codes

    2880 5760 5616 2.3 Mbps

    Full rate speech

    144 kbps

    384 kbps

    2 Mbps

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    Questions

    To what purpose channelization codes are used in the downlink?

    To what purpose scrambling codes are used in the uplink?

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    UMTS Terrestrial Radio Access Network (UTRAN)Architecture (1/3)

    New Radio Access networkneeded mainly due to newradio access technology

    Core Network (CN) is

    based on GSM/GPRS

    RNC

    NodeBUECN

    Uu interfaceIub interface

    Radio Network Controller(RNC) corresponds roughlyto the Base StationController (BSC) in GSM

    Node B correspondsroughly to the Base Stationin GSM

    NodeB

    NodeBRNC

    UE

    Iur interface

    UTRAN

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    UMTS Terrestrial Radio Access Network (UTRAN)Architecture (2/3)

    RNC

    Owns and controls the radio resources in its domain

    Radio resource management (RRM) tasks include e.g. the following Mapping of QoS Parameters into the air interface

    Air interface scheduling

    Handover controll

    Outer loop power control

    Admission Control

    Initial power and SIR setting

    Radio resource reservation

    Code allocation

    Load Control

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    UMTS Terrestrial Radio Access Network (UTRAN)Architecture (3/3)

    Node B

    Main function to convert the data flow between Uu and Iubinterfaces

    Some RRM tasks:

    Measurements

    Innerloop power control

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    Questions

    Name three main elements in the UMTS architecture

    What would be the responsibility of UEs

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    Power Control in WCDMA (1/4)

    The purpose of power control (PC) is toensure that each user receives andtransmits just enough energy to prevent:

    Blocking of distant users (near-far-effect)

    Exceeding reasonable interference levelsUE1 UE2

    Without PC received

    power levels would

    be unequal

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    UE3

    UE1

    UE2

    UE3

    UE1 UE2 UE3

    In theory with PC

    received power levelswould be equal

    Power Control in WCDMA (2/4)

    Power control can be divided into two parts:

    Open loop power control (slow power control)

    Used to compensate e.g. free-space loss in the beginning of the call

    Based on distance attenuation estimation from the downlink pilot signal

    Closed loop power control (fast power control)

    Used to eliminate the effect of fast fading li i i

    Applied 1500 times per second

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    Power Control in WCDMA (3/4)

    Closed loop power control can also be divided into two parts:

    Innerloop power control

    Measures the signal levels and compares this to the target value and ifthe value is higher than target then power is lowered otherwise power isincreased

    Outerloop power control Adjusts the target value for innerloop power control

    Can be used to control e.g. the Quality of Service (QoS)

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    Power Control in WCDMA (4/4)

    Example of inner looppower control behavior:

    With higher velocitieschannel fading is more

    control may not besufficient

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    WCDMA Handovers (1/7)

    WCDMA handovers can be categorized into three different typeswhich support different handover modes

    Intra-frequency handover

    WCDMA handover within the same frequency and system. So f t , so f t e r

    and h ard h an d ov ersupported

    Inter-frequency handover

    Handover between different frequencies but within the same system.Only h ard h an d ov ersupported

    Inter-system handover

    Handover to the another system, e.g. from WCDMA to GSM. Only h ardh an d ov ersupported

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    WCDMA Handovers (2/7)

    Soft handover Handover between different

    base stations

    Connected simultaneously tomultiple base stations

    The transition betweenthem should be seamlessl l

    Downlink: Several Node Bstransmit the same signal tothe UE which combines thetransmissions

    Uplink: Several Node Bsreceive the UEtransmissions and it isrequired that only one ofthem receives thetransmission correctly

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    UE1BS 1

    BS 2

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    WCDMA Handovers (3/7)

    Softer handover

    Handover within the

    coverage area of one basestation but betweendifferent sectors

    Procedure similar to softhandover

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    UE1BS 1

    BS 2

    WCDMA Handovers (4/7)

    Hard handover

    The source is released first and then new one is added

    Short interruption time

    Terminology

    Active set (AS), represents the number of links that UE is connectedto

    Neighbor set (NS), represents the links that UE monitors which arenot already in active set

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    WCDMA Handovers (5/7)

    Handover parameters

    Add window

    Represents a value of how much worse a new signal can be compared tothe best one in the current active set in order to be added into the set

    Adding link to combining set can be done only if maximum number of

    links is not full yet (defined with parameter). Moreover a new link is added to the active set only if the difference

    between the best and the new is still at least as good after the add timeris expired. Timer is started when the signal first reaches the desiredlevel.

    Drop window

    Represents a value of how much poorer the worst signal can be whencompared to the best one in the active set before it is dropped out

    Similarly to adding, signal which is to be dropped needs to fulfill the dropcondition after the corresponding drop timer is expired.

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    WCDMA Handovers (6/7)

    Replace window

    Represents a value for how much better a new signal has to be compared

    to the poorest one in the current active set in order to replace its place Replace event takes place only if active set is full as otherwise add event

    would be applied

    Similarly to add and drop events, also with replace event there exist al il i

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    WCDMA Handovers (7/7)

    Exercises: Replace Threshold_1, Triggering time_1, etc with correct handover

    parameter names.

    Which event is missing from the example?

    BS1Triggering time_1 Triggering time_2

    Receivedsignal

    strengthBS2

    BS3

    Threshold_1Threshold_2

    BS2 from the NS reachesthe threshold to be added

    to the AS

    BS1 from the AS reachesthe threshold to be

    dropped from the AS

    BS1 dropped from the AS

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    Questions

    To which parts can the fast i.e. closed loop power control bedived into?

    To how many base stations UE is connected to when it makes ahard handover?

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    Multimedia Broadcast Multicast Service

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    Multimedia Broadcast Multicast Service(MBMS) Background

    Before MBMS broadcast and multicast transmissions were dealtwith using somewhat inefficient techniques

    Cell Broadcast Service (CBS)

    Only message-based services with low bit rates

    IP Multicast Service (IP-MS)

    No ca abilit to use shared radio or core network resourcesili i

    Nowadays clear need for efficient group transmission method

    Multimedia Broadcast Multicast Service

    Digital Video Broadcast - Handheld (DVB-H) / Digital MultimediaBroadcasting (DMB)

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    MBMS Introduction (1/3)

    Allows different forms of multimedia content to be deliveredefficiently by using either broadcast or multicast mode

    Mobile TV, weather reports, local information,

    The term broadcast refers to the ability to deliver content to allusers who have enabled a specific broadcast service and find

    themselves in a broadcast area

    Multicast refers to services that are delivered solely to users whohave joined a particular multicast group. Multicast group can be, forexample, a number of users that are interested in a certain kind ofcontent, such as sports

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    MBMS Introduction (2/3)

    More efficient use of network resources and capacity fordelivering identical multimedia content to several recipients in

    the same radio cell

    Built on top of the existing 3G network

    All MBMS services can be provided with cellular point-to-point(p-t-p) or with point-to-multipoint (p-t-m) connections

    Optimizing the usage of radio resources

    Users receives the data with fixed bit rate

    e.g. 64, 128 or 256 kbps

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    MBMS Introduction (3/3)

    MBMS has so called co unting

    methods to indicate when the

    transition from p -t-p to p-t-m mode is

    reasonable

    p-t-p p-t-m

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    MBMS Quality of Service (1/4)

    Lack of uplink traffic with MBMS leads to not having

    Feedback information available

    Individual retransmissions

    In order to improve the reliability of MBMS transmissionsper o c repet t ons o content can e use

    Repetitions are not precluded by the lack of uplink traffic becausethe service provider can transmit them without feedback from theUE

    Periodical repetitions are done on RLC level with identical RLCsequence numbers and Protocol Data Unit (PDU) content

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    MBMS Quality of Service (2/4)

    As data loss is required to be minimal also during cell change,there has been made effort to achieve this e.g. by using soft and

    selective combining MBMS is most likely to be available through large parts of the

    network thus macro diversity combining i.e. combining theinformation coming from different NodeBs could be utilized

    Moreover, also antenna diversity techniques can be consideredas an option to improve the reliability

    Multiple transmit (Tx) and/or receive (Rx) antennas

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    Multimedia Broadcast Multicast Service(MBMS) Quality of Service (3/4)

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    Multimedia Broadcast Multicast Service(MBMS) Quality of Service (4/4)

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    MBMS performance in WCDMA networks

    Cell throughput with 2-

    antenna terminal and soft

    combining 1500-2500 kbps =

    12-20 x 128 kbps TVchannels

    -

    terminal and soft combining

    600-1000 kbps = 5-8 x 128 kbps

    TV channels

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    Questions

    What does multicast mean?

    How the lack of uplink transmissions with MBMS can becompensated so that the QoS is improved?

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    Conclusion (1/4)

    Need for universal standard and improved packet datacapabilities were among the key factors towards a new radio

    network interface, Wideband Code Division Access (WCDMA)

    3GPP is currently the main standardization body in charge of

    Market share for WCDMA is growing rapidly

    More than 650 million subscribers (incl. HSPA)

    Fueled by various services (facebook, twitter, youtube, etc.)

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    Conclusion (2/4)

    Codes in WCDMA Channelization Codes

    Spreads the information signal

    Separates of downlink connections (DL) or data and control channelsfrom same terminal (UL)

    Scrambling codes i l i l

    Separates different cells/sectors (DL) or different mobiles (UL)

    UTRAN Needed mainly due to new radio access technology

    Node B responsible of handling connections to and from the UE

    RNC responsible of radio resource management

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    Conclusion (3/4)

    Fast power control (PC)

    To ensure that each user receives and transmits with just enoughenergy

    Open loop PC for the connection setup and fast closed loop PC forthe actual connection

    WCDMA Handovers

    Intra-, interfrequency and intersystem handovers

    Soft(er) handover for seamless hand-off

    Hard handovers with small interruption time when HO is made

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    Conclusion (4/4)

    MBMS was introduced to more efficient utilization of limited radionetwork resources with multimedia content provision

    Improved even further with macro diversity combining and diversitytechniques

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    Contents

    Introduction

    HSDPA

    HSUPA

    Continuous Packet Connectivity

    I-HSPA Conclusion

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    High Speed Packet Access (1/3)

    There were number of pushing forces to improve the packet datacapabilities of WCDMA even further, e.g.

    Growing interest towards rich multimedia content in the wireless domain

    Competitive technologies such as WIMAX

    High Speed Packet Access (HSPA) evolution introduced first downlinkcounterpart of the evolution called High Speed Downlink Packet Access(HSDPA) in Release 5

    Uplink evolution followed later in Release 6 by the name of High SpeedUplink Packet Access (HSUPA)

    HSPA was originally designed for non-real time traffic with hightransmission rate requirements

    2010Magister Solutions Ltd

    High Speed Packet Access (2/3)

    HSPA features/properties include e.g.

    Higher order modulation and coding

    Higher throughput and peak data rates

    In theory up to 11.4 Mbps in the uplink and 28 Mbps in the downlinkwithout Multiple Inputs and Multiple Outputs (MIMO) in Release 7

    system Multiple Inputs and Multiple Outputs (MIMO)

    Roughly speaking equals to additional transmitter and receiver antennas

    Enables simulaneous spatially separated data streams -> multiplied datarates!

    2x2 DL MIMO in Release 7 doubles the theoretical data rate to 56 Mbps

    Fast scheduling in the Node B

    Possibility to take advantage of channel conditions with lower latency

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    High Speed Packet Access (3/3)

    Link adaptation in downlink

    Possibility to adjust the used modulation and coding scheme in order to beappropriate for current radio channel conditions

    Improved retransmission capabilities

    Newly introduced layer one retransmissions called as Hybrid Automatic RepeatRequest (HARQ) => reduced delay

    Radio Link Control (RLC) level retransmissions still possible

    Shorter frame sizes and thus Transmission Time Intervals (TTI)

    With HSDPA 2ms and with HSUPA 10ms and 2ms

    Multicarrier HSPA (Rel. 8-10)

    Two or more 5 Mhz carriers in use simultaneously

    2010Magister Solutions Ltd

    CommercialHSUPA

    networks

    CommercialHSDPA

    networks

    Timeline

    1999 2002 2005 2006 2007 2008 2009 2010 2011

    R99 Rel-4 Rel-5 Rel-6 Rel-7 Rel-8 Rel-9 Rel-10Standard

    First majormilestone by

    3GPP

    Japan launchedfirst commercial

    Rel99 3Gnetwork

    Commercialnetworks in

    Europe

    WCDMA HSDPA HSUPA HSPA Evolutions (HSPA+)

    LTE LTE-Advanced 4G3G

    3.5G

    3.75G

    Technique

    Naming

    Questions

    Why were the packet data capabilities of WCDMA improved evenfurther?

    For what kind of services was HSPA originally designed?

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    85 2010Magister Solut ions Ltd

    (HSDPA)

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    Contents

    Introduction to HSDPA

    Link Adaptation

    Fast Retransmissions

    Downlink Scheduling

    HSDPA Mobility

    2010Magister Solutions Ltd

    Introduction to HSDPA

    HSDPA Improvements for packet data performance both in termsof capacity and practical bit rates are based on

    The use of link adaptation,

    Higher order modulation,

    Fast scheduling,

    ll ,

    Physical layer retransmission

    HSDPA operates on top of Rel99 and is not a stand alone system

    HSDPA does not support Rel99 features like fast power controlor soft handover

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    Link Adaptation (1/3)

    UE informs the Node B regularly of its channel quality by CQImessages (Channel Quality Indicator)

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    Link Adaptation (2/3)

    Adaptive modulation and higher order modulation (16/64QAM)with HSDPA

    810121416

    usEsNo[dB]

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    0 20 40 60 80 100 120 140 160-2

    0

    24

    Time[ number of TTIs]

    QPSK1/4

    QPSK2/4

    QPSK3/4

    16QAM2/4

    16QAM3/4

    Instantane

    Link

    adaptation

    adjusts the

    mode within

    few ms based

    on CQI

    Link Adaptation (3/3)

    Link adaptation is not used in uplink, though

    More complex modulation schemes require more energy per bit tobe transmitted than simply going for transmission with multipleparallel code channels, thus HSUPA benefits more from usingmultiple codes as PC keeps the signal levels quite good anyway

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    Fast Retransmissions (1/3)

    PacketRetransmisson

    Packet

    Rel 99 HSPA

    RNC

    Radio Link Control (RLC) layer ACK/NACKs also possible with HSPA

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    RLC ACK/NACK

    Layer 1

    ACK/NACK

    Retransmisson

    NodeB

    UE

    Fast Retransmissions (2/3)

    RNCNodeBUE

    2010Magister Solutions Ltd

    ser ata

    RLC

    MAC-d

    Layer1

    MAC-hs

    HARQ (N)ACK

    (Re)transmission

    RLC (N)ACK

    (Re)transmission

    Fast Retransmissions (3/3)

    Layer 1 signaling indicates the need of retransmission which leads tomuch faster round trip time that with Rel 99

    Retransmission procedure with layer 1 retransmissions (HARQ) is doneso that decoder does not get rid of the received symbols if the

    transmission fails but combines them with new transmissions

    Retransmissions can operate in two ways:

    Identical retransmissions (soft/chase combining)

    Non-identical retransmissions (incremental redundancy)

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    Questions

    What is CQI?

    What does link adaptation do?

    Which entity initiates RLC re-transmissions?

    Which entity initiates HARQ re-transmissions?

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    Downlink scheduling (1/5)

    NodeB has certain amount of users connected to it and it needsto schedule the different users for transmission in differentfractions of time (Transmission Time Intervals)

    Certain fairness for scheduling time for each user should bemaintained

    Resources should be utilized in optimal mannerl l l

    There exists different ways that users can be scheduled indownlink, e.g.

    Round Robin

    Proportional Fair

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    Downlink scheduling (2/5)

    Round Robin (RR)

    Simplest scheduling algorithms

    Assigns users in order i.e. handling all users without priority

    Positive sides

    Easy to implement

    ll ll

    Negative sides

    No channel conditions are taken into account and thus resources mightbe wasted

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    Downlink scheduling (3/5)

    Proportional Fair (PF) Compromise-based scheduling algorithm

    Based upon maintaining a balance between two competing interests Maximize network throughput i.e. users are served in good channel

    conditions

    Allowing all users at least a minimal level of service

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    Downlink scheduling (4/5)

    PF is assigning each user a scheduling priority that is inverselyproportional to its anticipated resource consumption High resource consumption => low priority

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    Downlink scheduling (5/5)

    In general priority metric for certain user can be defined as follows

    ,r

    dpriority

    where instantaneous data rate, d, is obtained by consulting the link adaptation

    algorithm and average throughput, r, of the user is defined and/or updated as

    ,otherwise,*)1(

    servedisuserif,**)1(

    old

    old

    ra

    darar

    2010Magister Solutions Ltd

    follows

    where is so called forgetting factor. Hence, equals the equivalent averaging

    period in a number of TTIs for the exponential smoothing filter

    a 1a

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    Mobility with HSDPA (1/4)

    Handovers are roughly tradeoff between two issues

    When channel conditions are getting worse, handover to better cell

    should be made so that packets wont get lost due to poor channelconditions

    However, each time when the (inter-site) handover is made,transmission buffers in the Node B are flushed resulting to additionaldelays from RLC level retransmission or disruption of service

    When regarding HSDPA, the user can be connected only to oneserving HSDPA Node B at the time

    Leading to hard handover when the handover between HSDPA NodeBs is required in contrary to DCH soft handover

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    Mobility with HSDPA (2/4)

    Even though there is only one serving HSDPA cell, the associatedRel99 channels can be in soft(er) handover and maintain theactive set as in Rel99

    Node B,

    Serving HSDPA

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    DCH

    UE

    Node B,

    Part of DCH active setHS-SCCH

    DCH/HSDPA

    DCH

    DCH

    Mobility with HSDPA (3/4)

    HSDPA handover procedure includes following steps

    Serving cell change procedure is initiated when a link in (Rel99)active set becomes higher in strength and stays stronger for certainperiod of time, referred as time-to-trigger

    If the condition mentioned above is met then the measurement

    report is sent from the UE to the Node B, which forwards it to theRNC

    If e.g. the admission control requirements are met the RNC can thengive the consent for the UE to make the handover by sending socalled Signaling Radio Bearer (SRB) (re)configuration message

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    Mobility with HSDPA (4/4)

    In the case of intra Node B handover, the HARQ processes(transmissions) and Node B buffers can be maintained and thus

    there is only minimal interruption in data flow However, with inter Node B handover i.e. between Node Bs, the

    Node B packet buffers are flushed including all unfinished HARQprocesses which are belonging to the UE that is handed off

    2010Magister Solutions Ltd

    Questions

    How does Round Robin allocate resources for the users?

    How intra- and inter-Node B handovers differ from each other?

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    (HSUPA)

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    Contents

    Introduction to HSUPA

    Multicodes with HSUPA

    Uplink Scheduling

    HSUPA Mobility

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    Introduction to HSUPA (1/2)

    Roughly three years later when HSDPA was introduced uplinkcounterpart of the high speed packet access evolution wasintroduced in Release 6

    In 3GPP original name was not HSUPA but Enhanced DedicatedChannel (E-DCH)

    The obvious choices for uplink evolution was to investi ate thel ltechniques used for HSDPA and, if possible, adopt them for theuplink as well

    Improvements in HSUPA when compared to Rel99

    Layer 1 Hybrid ARQ (HARQ) i.e. fast retransmissions

    Node B based scheduling

    2010Magister Solutions Ltd

    Introduction to HSUPA (2/2)

    Easier multicode transmissions

    Shorter frame size, 10ms mandatory for all HSUPA capable devicesand 2 ms as optional feature

    Higher order modulation (Release 7)

    ,basic features of the WCDMA Rel99

    Cell selection and synchronization,

    random access,

    basic power control loop functions,

    basic mobility procedures (soft handover), etc.

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    Multicodes with HSUPA

    Even though Rel99 supports in theory multicode transmissionsin practice only HSUPA can support multicode transmissions and

    thus higher bitrates In theory Rel99 can use 6xSF4

    HSUPA can in practice support 2xSF2 + 2xSF4

    The reason why Rel99 does not support multicodes is that thescheduling is controlled by RNC and thus rather slowlycontrollable

    Potentially wasted resources due to changing channel conditions andslow adjustment

    Also, the lack of HARQ with Rel99 means lower packet error targetfor the system and thus higher resources for UE

    2010Magister Solutions Ltd

    Questions

    What new features on top of multicodes and shorter frame sizesdo HSUPA offer?

    Is DCH part of the HSUPA?

    Why does not DCH support multicodes in practice?

    2010Magister Solutions Ltd

    Uplink scheduling (1/5)

    With HSDPA all the cell power can be directed to a single user fora short period of time

    Very high peak data rates achievable for certain UE and all theothers can be left with a zero data rate

    However, in the next time instant another UE can be served and so

    on

    With HSUPA HSDPA type of scheduling is not possible

    HSUPA is a many-to-one scheduling

    The uplink transmission power resources are divided to separatedevices (UEs) which can be used only for their purposes and notshared as with HSDPA

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    Uplink scheduling (2/5)

    The shared resource of the uplink is the uplink noise rise(*), or thetotal received power seen in the Node B receiver

    Typically, one UE is unable to consume that resource alone completelyand it is very beneficial for the scheduler to know at each time instanthow much of that resource each UE will consume and to try to maintainthe interference level experienced close to the maximum

    2010Magister Solutions Ltd

    (*)ratio between the total power received from all of the UEs at the base station and the thermal noise

    Uplink scheduling (3/5)

    Two different scheduling schemes are defined for HSUPA traffic

    Scheduled transmissions controlled by Node B which might notguarantee high enough minimum bit rate. In addition each requestrequires time consuming signaling

    Non-scheduled transmissions (NST) controlled by radio networkcontroller (RNC) which defines a minimum data rate at which the UEcan transmit without any previous request. This reduces signalingoverhead and consequently processing delays

    2010Magister Solutions Ltd

    Uplink scheduling (4/5)

    Scheduled transmissions

    The scheduler measures the noise level and decides whether

    Additional traffic can be allocated

    Should some users have smaller data rates

    The scheduler also monitors the uplink feedback

    Transmitted on E-DPCCH in ever TTIi i

    Referred to as happy bits

    Tells which users could transmit at a higher data rate both from thebuffer status and the transmission power availability point of view

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    Uplink scheduling (5/5)

    Depending on possible user priorities given from the RNC, thescheduler chooses a particular user or users for data rate

    adjustment The respective relative or absolute rate commands are then send on the

    E-RGCH or E-AGCH

    UE in soft handover receives only relative hold/down commandsrom o er an servn o e

    2010Magister Solutions Ltd

    Questions

    What is the shared resource in the uplink if power is in thedownlink?

    What kind of scheduling possibilities HSUPA offer?

    2010Magister Solutions Ltd

    Mobility in HSUPA (1/2)

    HSUPA supports the soft(er) handover procedure similar toWCDMA Rel99

    The HARQ operation in HSUPA soft handover situation is done in

    following manner any o e n t e act ve set sen s an , t en t e n ormat ongiven to the Medium Access Control (MAC) layer is that an ACK hasbeen received and the MAC layer will consider the transmissionsuccessful

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    Mobility in HSUPA (2/2)

    RNC

    NodeBCorrectly

    received

    Packet

    reordering

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    Data

    Layer 1

    ACK/NACK

    UE

    NodeB

    Layer 1

    ACK/NACKpacket

    Questions

    Which logical entity handles packet reordering and initiates RLCretransmissions if necessary

    If UE is in a two-way soft handover how does the HARQ operate?

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    120 2010Magister Solutions Ltd

    (CPC)

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    Contents

    Introduction CPC

    UL discontinuous transmission

    DL discontinuous reception

    HS-SCCH less

    Performance example

    2010Magister Solutions Ltd

    Introduction to CPC (1/2)

    Continuous Packet Connectivity (CPC) was released in Release 7

    Designed to improve the performance of delay critical small bitrate services like VoIP

    Eliminates the need for continuous transmission and receptionwhen data is not exchanged. Can be categorized into threefeature

    UL discontinuous transmission

    DL discontinuous reception

    HS-SCCH less for HSDPA VoIP

    2010Magister Solutions Ltd

    Introduction to CPC (2/2)

    Benefits

    Connected inactive HSPA users need less resources and create lessinterference => more users can be connected

    UE power savings => increased talk time (VoIP)

    UTRAN resources are saved

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    UL discontinuous transmission (1/2)

    Before 3GPP Rel7, DPCCH was defined to be transmitted continuouslyregardless is actual user data or not

    Highly loading the cell Draining the UE battery

    An ideal solution would be to keep the UE silent during the periods thatit is not transmitting any data and activate the control channels just forthe transmissions periods

    However, that could compromise, e.g., the fast power control which would bethen updated only during the times when the data is exchanged

    Thus, in Rel7 more elaborate solution for UL DTX was formalized

    Various cycles and timers quarantee non-compromising discontinuoustransmisson

    2010Magister Solutions Ltd

    UL discontinuous transmission (2/2)

    2010Magister Solutions Ltd

    DL discontinuous reception (1/2)

    In DL, Discontinuous Reception (DRx) cycles allow an idle UE topower off the radio receiver for a predefined period so that

    DL scheduling is still possible

    UE is able to shut-off the receiver circuitry over some periods oftime to yield a non 100 % receiver duty cycle

    llchanges in UEs active set due to mobility

    When UE wakes up from inactivity

    It listens predefined time for incoming transmissions

    If it successfully decodes a new transmission during that time itstarts timer for staying active certain period of time

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    DL discontinuous reception (2/2)

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    HS-SCCH less

    HS-SCCH-less HSDPA operation in downlink

    Initial transmission of small, periodic packets, such as VoIP packets,can be sent without High Speed Secondary Control Channel (HS-SCCH)

    Eliminates the control channel overhead from small packets sentover HSDPA

    Retransmissions are sent with HS-SCCH pointing to the initialtransmission

    2010Magister Solutions Ltd

    VoIP performance with and without CPC

    In general major performance enhancements visible if circuit switched voice overWCDMA and VoIP over HSPA Rel 7 is compared

    With Rel 99 CS voice capacity 60-70 users/cell

    With Rel 7 VoIP capacity goes beyond 120 users/cell

    2010Magister Solutions Ltd

    H. Holma, M. Kuusela, E. Malkamki, K. Ranta-aho, C. Tao:VoIP over HSPA with 3GPP Release 7 , PIMRC, 2006.

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    Questions

    Name one benefit for the UE and one benefit for the network thatUL DTX brings along with it

    What kind of constraints there are for configuring a DRX cycle?

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    131 2010Magister Solutions Ltd

    (I-HSPA)

    2010Magister Solutions Ltd

    I-HSPA (1/3)

    Internet-HSPA (I-HSPA) aims to provide competitive mobileinternet access with much more simpler network architecturethan it is in normal WCDMA/HSPA systems

    Deployable with existing WCDMA base stations

    Utilizes standard 3GPP terminals

    Simplified architecture brings many benefits such as

    Cost-efficient broadband wireless access

    Improves the delay performance

    Transmission savings

    Enables flat rating for the end user

    Works anywhere (compared to WLAN or WIMAX)

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    I-HSPA (2/3)

    UE

    NodeB /E-NodeB

    RNC

    SGSN

    GGSN

    Internet /

    Intranet

    2010Magister Solutions Ltd

    I-HSPA

    I-HSPA (3/3)

    Round trip time of 32-Byte packet

    120

    140

    160

    180

    200

    Release 99~200 ms

    HSDPA

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    136 2010Magister Solutions Ltd

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    Conclusions (1/2)

    High Speed Packet Access evolution for WCDMA was introduced inRelease 5 and 6 for downlink and uplink, respectively

    HSPA offers much higher peak data rates, reaching in theory up to 56Mbps in the downlink and 11.4 Mbps in the uplink (Release 7), inaddition to reduced delays

    Key technologies with HSPA are

    Fast Layer 1 retransmissions i.e. HARQ

    Node B scheduling

    Shorter frame size (2ms in DL and 2/10ms UL)

    Higher order modulation and coding along with link adaptation in downlink

    Support for multicodes in the uplink

    In later releases MIMO & multi-carrier

    2010Magister Solutions Ltd

    Conclusions (2/2)

    HSPA improves also the performance of delay critical low bit rateservices, like VoIP, even though it was not originally designed forthat

    Continuous Packet Connectivity (CPC) enhancements introduced

    services even more

    I-HSPA was introduced to provide competitive internet accesssolution

    High data rates with low delay

    Reduced costs => flat rate could be possible

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