Vote Summary Report - Superannuation and Pension fund...
Transcript of Vote Summary Report - Superannuation and Pension fund...
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Orica Ltd.
Meeting Date: 01/30/2014
Record Date: 01/28/2014
Country: Australia
Meeting Type: Annual
Provider Security ID: Q7160T109
Ticker: ORI
Shares Voted: 240,321
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForElect Russell Caplan as Director 2.1
Mgmt ForForElect Ian Cockerill as Director 2.2
Mgmt ForForElect Chee Onn Lim as Director 2.3
Mgmt ForForElect Maxine Brenner as Director 2.4
Mgmt ForForElect Alberto Calderon as Director 2.5
Mgmt ForForElect Gene Tilbrook as Director 2.6
Mgmt ForForApprove the Remuneration Report 3
Mgmt ForForApprove the Grant of Up to 380,000 Shares to Ian Smith, Managing Director of the Company
4
Mgmt ForForApprove the Partial Takeover Provisions 5
Charter Hall Retail REIT
Meeting Date: 02/03/2014
Record Date: 01/31/2014
Country: Australia
Meeting Type: Special
Provider Security ID: Q2308D108
Ticker: CQR
Shares Voted: 203,285
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Ratify the Past Issuance of 21.05 Million Fully Paid Ordinary Units to Institutional, Professional and Wholesale Investors
Mgmt For For
Mgmt ForForApprove the Issuance of Up to 2.19 Million Fully Paid Ordinary Units to a Member of the Charter Hall Group
2
Mgmt ForForApprove the Amendments to the Company's Constitution
3
Aristocrat Leisure Ltd.
Meeting Date: 02/19/2014
Record Date: 02/17/2014
Country: Australia
Meeting Type: Annual
Provider Security ID: Q0521T108
Ticker: ALL
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aristocrat Leisure Ltd.
Shares Voted: 323,954
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect K Conlon as Director Mgmt For For
Mgmt ForForElect DCP Banks as Director 2
Mgmt ForForElect RA Davis as Director 3
Mgmt ForForApprove the Grant of up to 435,000 Performance Share Rights to JR Odell, Chief Executive Officer and Managing Director of the Company
4
Mgmt ForForApprove the Remuneration Report 5
Mgmt ForForApprove the Renewal of the Proportional Takeover Provisions
6
GrainCorp Ltd.
Meeting Date: 02/25/2014
Record Date: 02/23/2014
Country: Australia
Meeting Type: Annual
Provider Security ID: Q42655102
Ticker: GNC
Shares Voted: 148,648
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Peter J Housden as Director 3.1
Mgmt ForForElect Simon L Tregoning as Director 3.2
CFS Retail Property Trust
Meeting Date: 03/07/2014
Record Date: 03/05/2014
Country: Australia
Meeting Type: Special
Provider Security ID: Q21748118
Ticker: CFX
Shares Voted: 1,607,551
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Ratify the Past Issuance of 151.35 Million CFX Stapled Securities to Institutional Investors
Mgmt For Abstain
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
CFS Retail Property Trust
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtResolutions 2,4,5 and 7 seeks the approval of holders of CFX1 Units and Resolutions 3,6,8,9 and 10 seeks the approval of holders of CFX2 Units
Mgmt ForForApprove the Internalisation Proposal by Holders of CFX1 Units
2
Mgmt ForForApprove the Internalisation Proposal by Holders of CFX2 Units
3
Mgmt ForForApprove the Amendments to the Constitution of CFX1
4
Mgmt ForForApprove CMIL as the Responsible Entity of CFX1 to Enter into the Intra-Group Transactions Deed
5
Mgmt ForForApprove CMIL as the Responsible Entity of CFX2 to Enter into the Intra-Group Transactions Deed
6
Mgmt ForForApprove the De-stapling of CFX1 Units from CFX2 Units
7
Mgmt ForForApprove the De-stapling of CFX2 Units from CFX1 Units
8
Mgmt ForForApprove the Acquisition of CFX2 Units by CFX Co
9
Mgmt ForForApprove the Amendments to the Constitution of CFX2
10
Northern Star Resources Ltd
Meeting Date: 03/10/2014
Record Date: 03/08/2014
Country: Australia
Meeting Type: Special
Provider Security ID: Q6951U101
Ticker: NST
Shares Voted: 313,035
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Ratify the Past Issuance of 64.26 Million Shares to Domestic and International Sophisticated and Institutional Investors
Mgmt For Do Not Vote
Mgmt ForForApprove the Issuance of Up to 50.86 Million Shares to Domestic and International Sophisticated and Institutional Investors
2
Mgmt ForForApprove the Issuance of Up to 426,395 Shares to Christopher Rowe, Director of the Company
3a
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Northern Star Resources Ltd
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForApprove the Issuance of Up to 426,395 Shares to William (Bill) Beament, Director of the Company
3b
Mgmt ForForApprove the Issuance of Up to 250,000 Shares to Peter O'Connor, Director of the Company
3c
Mgmt ForForApprove the Issuance of Up to 60,000 Shares to John Fitzgerald, Director of the Company
3d
Twenty-First Century Fox, Inc.
Meeting Date: 03/21/2014
Record Date: 01/23/2014
Country: USA
Meeting Type: Special
Provider Security ID: 90130A101
Ticker: FOX
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Delisting of Shares from Stock Exchange
Mgmt For
Mgmt NonePlease vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder
2
China Merchants Bank Co Ltd
Meeting Date: 01/13/2014
Record Date: 12/13/2013
Country: Hong Kong
Meeting Type: Special
Provider Security ID: Y14896107
Ticker: 600036
Shares Voted: 776,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Ma Zehua as Director Mgmt For For Against
Mgmt ForForForElect Xiao Yuhuai as Director 1b
China National Building Material Co., Ltd.
Meeting Date: 01/17/2014
Record Date: 12/17/2013
Country: Hong Kong
Meeting Type: Special
Provider Security ID: Y15045100
Ticker: 03323
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
China National Building Material Co., Ltd.
Shares Voted: 2,568,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Business Mgmt
Mgmt ForForForAmend Articles of Association 1
Mgmt ForForForApprove Adoption of Rules of Procedures for Shareholders' General Meetings
2
Mgmt ForForForApprove Adoption of Rules of Procedures for Board Meetings
3
Mgmt ForForForApprove Adoption of Rules of Procedures for Supervisory Committee Meetings
4
Komercni Banka A.S.
Meeting Date: 01/28/2014
Record Date: 01/21/2014
Country: Czech Republic
Meeting Type: Special
Provider Security ID: X45471111
Ticker: BAAKOMB
Shares Voted: 10,980
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForApprove Meeting Procedures 2.1
Mgmt ForForForElect Meeting Chairman and Other Meeting Officials
2.2
Mgmt ForForForAmend Articles of Association 3
MgmtClose Meeting 4
Sappi Ltd
Meeting Date: 02/05/2014
Record Date: 01/31/2014
Country: South Africa
Meeting Type: Annual
Provider Security ID: S73544108
Ticker: SAP
Shares Voted: 729,689
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Resolutions Mgmt
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sappi Ltd
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports for the Year Ended September 2013
1
Mgmt ForForForElect Bob DeKoch as Director 2
Mgmt ForForForRe-elect Frits Beurskens as Director 3.1
Mgmt ForForForRe-elect Ralph Boettger as Director 3.2
Mgmt ForForForRe-elect Mike Fallon as Director 3.3
Mgmt ForForForRe-elect Dr Len Konar as Director 3.4
Mgmt AgainstForForRe-elect Bridgette Radebe as Director 3.5
Mgmt ForForForRe-elect Dr Len Konar as Chairman of the Audit Committee
4.1
Mgmt ForForForRe-elect Frits Beurskens as Member of the Audit Committee
4.2
Mgmt ForForForRe-elect Mike Fallon as Member of the Audit Committee
4.3
Mgmt ForForForRe-elect Peter Mageza as Member of the Audit Committee
4.4
Mgmt ForForForRe-elect Karen Osar as Member of the Audit Committee
4.5
Mgmt ForForForReappoint Deloitte & Touche as Auditors of the Company with Roy Campbell as the Designated Registered Auditor
5
Mgmt ForForForPlace Authorised but Unissued Shares under Control of Directors for the Purpose of The Sappi Limited Performance Share Incentive Trust
6.1
Mgmt ForForForAuthorise Any Subsidiary to Sell and to Transfer to The Sappi Limited Share Incentive Trust and The Sappi Limited Performance Share Incentive Trust Such Shares as May be Required for the Purposes of the Schemes
6.2
Mgmt ForForForApprove Remuneration Policy 7
MgmtSpecial Resolutions
Mgmt ForForForApprove Increase in Non-Executive Directors' Fees
1
Mgmt ForForForApprove Financial Assistance to Related or Inter-related Companies
2
MgmtContinuation of Ordinary Resolutions
Mgmt ForForForAuthorise Board to Ratify and Execute Approved Resolutions
8
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
KazMunaiGas Exploration Production JSC
Meeting Date: 02/25/2014
Record Date: 01/27/2014
Country: Kazakhstan
Meeting Type: Special
Provider Security ID: Y23838108
Ticker: RDGZ
Shares Voted: 95,830
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for GDR Holders Mgmt
Mgmt ForForForAmend Charter 1
PT Bank Mandiri (Persero) Tbk
Meeting Date: 02/27/2014
Record Date: 02/11/2014
Country: Indonesia
Meeting Type: Annual
Provider Security ID: Y7123S108
Ticker: BMRI
Shares Voted: 2,771,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Annual Report and Consolidated Financial Statements of the Company and Commissioners' Report; and Ratify Annual Report on the Partnership and Community Development Program (PCDP)
Mgmt For For For
Mgmt ForForForApprove Allocation of Income 2
Mgmt AbstainForForApprove Auditors of the Company and the PCDP
3
Mgmt AbstainForForApprove Remuneration of Directors and Commissioners
4
Mgmt AbstainAgainstForApprove Acquisition of PT Asuransi Jiwa InHealth Indonesia
5
Mgmt ForForForAmend Articles of Association 6
Greentown China Holdings Ltd.
Meeting Date: 02/28/2014
Record Date: 02/25/2014
Country: Hong Kong
Meeting Type: Special
Provider Security ID: G4100M105
Ticker: 03900
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Greentown China Holdings Ltd.
Shares Voted: 823,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Framework Agreement Mgmt For For For
LG Display Co.
Meeting Date: 03/07/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y5255T100
Ticker: 034220
Shares Voted: 189,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForRe-elect Kang Yoo-Sik as Non-Independent Non-Executive Director
2.1
Mgmt ForForForElect Kim Sang-Don as Inside Director 2.2
Mgmt ForForForRe-elect Jang Jin as Outside Director 2.3
Mgmt ForForForRe-elect Jang Jin as Member of Audit Committee
3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Motor Co.
Meeting Date: 03/14/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y38472109
Ticker: 005380
Shares Voted: 14,070
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share
Mgmt For For For
Mgmt ForForForReelect Jung Mong-Goo as Inside Director and Reelect Oh Se-Bin as Outside Director
2
Mgmt ForForForReelect Oh Se-Bin as Member of Audit Committee
3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hyundai Motor Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Electronics Co. Ltd.
Meeting Date: 03/14/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y74718100
Ticker: 005930
Shares Voted: 13,040
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share
Mgmt For For For
Mgmt AgainstForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Gruma S.A.B. de C.V.
Meeting Date: 03/21/2014
Record Date: 03/07/2014
Country: Mexico
Meeting Type: Special
Provider Security ID: P4948K121
Ticker: GRUMAB
Shares Voted: 114,990
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger by Absorption of Company Subsidiary Investigacion de Tecnologia Avanzada SA de CV by Company
Mgmt For For For
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Mgmt ForForForApprove Minutes of Meeting 3
Hyosung Corp.
Meeting Date: 03/21/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y3818Y120
Ticker: 004800
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hyosung Corp.
Shares Voted: 36,440
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Disposition of Loss, and Dividend of KRW 1,000 per Share
Mgmt For Against Against
Mgmt AgainstAgainstForElect Four Inside Directors and One Outside Director (Bundled)
2
Mgmt ForForForElect Han Min-Goo as Member of Audit Committee
3
Mgmt AgainstAgainstForApprove Total Remuneration of Inside Directors and Outside Directors
4
Kia Motors Corporation
Meeting Date: 03/21/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y47601102
Ticker: 000270
Shares Voted: 84,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 700 per Share
Mgmt For For For
Mgmt ForForForReelect One Inside Director and Two Outside Directors (Bundled)
2
Mgmt ForForForReelect Two Members of Audit Committee 3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
SK Hynix Inc.
Meeting Date: 03/21/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y8085F100
Ticker: 000660
Shares Voted: 163,410
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForElect Lim Hyung-Gyu as Inside Director 2.1
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
SK Hynix Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Choi Jong-Won as Outside Director 2.2
Mgmt ForForForElect Choi Jong-Won as Member of Audit Committee
3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Mgmt ForForForAmend Terms of Severance Payments to Executives
5
SK Telecom Co.
Meeting Date: 03/21/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y4935N104
Ticker: 017670
Shares Voted: 9,099
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share
Mgmt For For For
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt ForForForReelect Ha Sung-Min as Inside Director 3.1
Mgmt AgainstForForReelect Chung Jay-Young as Outside Director 3.2
Mgmt ForForForElect Lee Jae-Hoon as Outside Director 3.3
Mgmt ForForForElect Ahn Jae-Hyun as Outside Director 3.4
Mgmt ForForForElect Ahn Jae-Hyun as Member of Audit Committee
4
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Melco Crown Entertainment Ltd.
Meeting Date: 03/26/2014
Record Date: 02/18/2014
Country: Cayman Islands
Meeting Type: Special
Provider Security ID: G5974K109
Ticker: 06883
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Melco Crown Entertainment Ltd.
Shares Voted: 46,560
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Special Dividend 1
Shinhan Financial Group Co. Ltd.
Meeting Date: 03/26/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y7749X101
Ticker: 055550
Shares Voted: 32,030
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
Mgmt For For For
Mgmt ForForForReelect Han Dong-Woo as Inside Director 2.1
Mgmt ForForForReelect Kwon Tae-Eun as Outside Director 2.2
Mgmt ForForForReelect Kim Gi-Young as Outside Director 2.3
Mgmt ForForForReelect Kim Suk-Won as Outside Director 2.4
Mgmt ForForForReelect Namgoong Hoon as Outside Director 2.5
Mgmt ForForForElect Lee Man-Woo as Outside Director 2.6
Mgmt ForForForReelect Lee Sang-Gyung as Outside Director 2.7
Mgmt ForForForElect Chung Jin as Outside Director 2.8
Mgmt ForForForReelect Hirakawa Haruki as Outside Director 2.9
Mgmt ForForForReelect Philippe Aguignier as Outside Director 2.10
Mgmt ForForForReelect Kwon Tae-Eun as Member of Audit Committee
3.1
Mgmt ForForForReelect Kim Suk-Won as Member of Audit Committee
3.2
Mgmt ForForForElect Lee Man-Woo as Member of Audit Committee
3.3
Mgmt ForForForReelect Lee Sang-Gyung as Member of Audit Committee
3.4
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Turk Hava Yollari A.O.
Meeting Date: 03/27/2014
Record Date:
Country: Turkey
Meeting Type: Annual
Provider Security ID: M8926R100
Ticker: THYAO
Shares Voted: 617,730
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Mgmt
Mgmt ForForForOpen Meeting and Elect Presiding Council of Meeting
1
Mgmt ForForForAccept Audit Report 2
Mgmt ForForForAccept Financial Statements 3
Mgmt ForForForAccept Board Report 4
Mgmt ForForForApprove Discharge of Board 5
Mgmt ForForForApprove Allocation of Income 6
Mgmt AbstainForForApprove Director Remuneration 7
Mgmt AbstainForForRatify External Auditors 8
MgmtReceive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
9
Mgmt AgainstAgainstForApprove Upper Limit of Donations for 2014 10
MgmtWishes 11
KB Financial Group Inc.
Meeting Date: 03/28/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y46007103
Ticker: 105560
Shares Voted: 59,720
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
Mgmt For For For
Mgmt ForForForElect Cho Jae-Ho as Outside Director 2.1
Mgmt ForForForElect Kim Myung-Jig as Outside Director 2.2
Mgmt ForForForElect Shin Sung-Hwan as Outside Director 2.3
Mgmt AgainstForForReelect Lee Kyung-Jae as Outside Director 2.4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
KB Financial Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Kim Young-Jin as Outside Director 2.5
Mgmt ForForForReelect Hwang Gun-Ho as Outside Director 2.6
Mgmt ForForForReelect Lee Jong-Chun as Outside Director 2.7
Mgmt ForForForReelect Koh Seung-Eui as Outside Director 2.8
Mgmt ForForForElect Shin Sung-Hwan as Member of Audit Committee
3.1
Mgmt ForForForReelect Lee Kyung-Jae as Member of Audit Committee
3.2
Mgmt ForForForReelect Kim Young-Jin as Member of Audit Committee
3.3
Mgmt ForForForReelect Lee Jong-Chun as Member of Audit Committee
3.4
Mgmt ForForForReelect Koh Seung-Eui as Member of Audit Committee
3.5
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
QUALCOMM Incorporated
Meeting Date: 03/04/2014
Record Date: 01/06/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 747525103
Ticker: QCOM
Shares Voted: 81,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Barbara T. Alexander Mgmt For For
Mgmt ForForElect Director Donald G. Cruickshank 1b
Mgmt ForForElect Director Raymond V. Dittamore 1c
Mgmt ForForElect Director Susan Hockfield 1d
Mgmt ForForElect Director Thomas W. Horton 1e
Mgmt ForForElect Director Paul E. Jacobs 1f
Mgmt ForForElect Director Sherry Lansing 1g
Mgmt ForForElect Director Steven M. Mollenkopf 1h
Mgmt ForForElect Director Duane A. Nelles 1i
Mgmt ForForElect Director Clark T. 'Sandy' Randt, Jr. 1j
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
QUALCOMM Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForElect Director Francisco Ros 1k
Mgmt ForForElect Director Jonathan J. Rubinstein 1l
Mgmt ForForElect Director Brent Scowcroft 1m
Mgmt ForForElect Director Marc I. Stern 1n
Mgmt ForForRatify Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearAdvisory Vote on Say on Pay Frequency 4
SGS SA
Meeting Date: 03/13/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H7485A108
Ticker: SGSN
Shares Voted: 1,725
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For
SGS SA
Meeting Date: 03/13/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H7485A108
Ticker: SGSN
Shares Voted: 1,725
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForApprove Discharge of Board and Senior Management
3
Mgmt ForForApprove Allocation of Income and Dividends of CHF 65 per Share
4
Mgmt ForForAmend Certain Provisions of the Articles of Association
5a
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
SGS SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForEliminate Supermajority Voting Requirement for Certain Types of Voting Resolutions
5b
Mgmt ForForElect Sergio Marchionne as Director 6.1
Mgmt ForForElect Paul Desmarais Jr. as Director 6.2
Mgmt ForForElect August von Finck as Director 6.3
Mgmt ForForElect August Francois von Finck as Director 6.4
Mgmt ForForElect Ian Gallienne as Director 6.5
Mgmt ForForElect Cornelius Grupp as Director 6.6
Mgmt ForForElect Peter Kalantzis as Director 6.7
Mgmt ForForElect Gerard Lemarche as Director 6.8
Mgmt ForForElect Shelby du Pasquier as Director 6.9
Mgmt ForForElect Sergio Marchionne as Board Chairman 6.10
Mgmt ForForAppoint August von Finck as Member of the Compensation Committee
6.11
Mgmt ForForAppoint Ian Gallienne as Member of the Compensation Committee
6.12
Mgmt ForForAppoint Shelby du Pasquier as Member of the Compensation Committee
6.13
Mgmt ForForRatify Deloitte SA as Auditors 7
Mgmt ForForDesignate Jeandin & Defacqz as Independent Proxy
8
Novo Nordisk A/S
Meeting Date: 03/20/2014
Record Date: 03/13/2014
Country: Denmark
Meeting Type: Annual
Provider Security ID: K72807132
Ticker: NOVO B
Shares Voted: 134,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForApprove Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million
3.1
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novo Nordisk A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForApprove Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work
3.2
Mgmt ForForApprove Allocation of Income and Dividends of DKK 4.5 Per Share
4
Mgmt ForForElect Goran Ando (Chairman) as Director 5.1
Mgmt ForForElect Jeppe Christiansen (Vice Chairman) as New Director
5.2
Mgmt ForForElect Bruno Angelici as Director 5.3a
Mgmt ForForElect Liz Hewitt as Director 5.3b
Mgmt ForForElect Thomas Koestler as Director 5.3c
Mgmt ForForElect Helge Lund as Director 5.3d
Mgmt ForForElect Hannu Ryopponen as Director 5.3e
Mgmt ForForRatify PricewaterhouseCoopers as Auditors 6
Mgmt ForForApprove DKK 20 Million Reduction in Class B Share Capital via Share Cancellation
7.1
Mgmt ForForAuthorize Share Repurchase Program 7.2
Mgmt ForForApprove Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024
7.3
Mgmt ForForApprove Publication of Annual Report in English
7.4.1
Mgmt ForForChange Language of Annual Meeting to English
7.4.2
Mgmt ForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.5
MgmtShareholder Proposals Submitted by Kjeld Beyer
SH AgainstAgainstProvide Financial Information in Notice to Convene AGM
8.1
SH AgainstAgainstPublish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years
8.2
SH AgainstAgainstSimplify Access to Documents Available on Company's Website
8.3
SH AgainstAgainstRequire Refreshments to be Available During Annual General Meeting
8.4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novo Nordisk A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOther Business 9
Power Assets Holdings Ltd.
Meeting Date: 01/06/2014
Record Date: 12/31/2013
Country: Hong Kong
Meeting Type: Special
Provider Security ID: Y7092Q109
Ticker: 00006
Shares Voted: 121,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Proposed Spin-off and Related Transactions
Mgmt For For
Atmos Energy Corporation
Meeting Date: 02/05/2014
Record Date: 12/10/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 049560105
Ticker: ATO
Shares Voted: 21,416
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert W. Best Mgmt For Against
Mgmt ForForElect Director Kim R. Cocklin 1b
Mgmt ForForElect Director Richard W. Douglas 1c
Mgmt ForForElect Director Ruben E. Esquivel 1d
Mgmt ForForElect Director Richard K. Gordon 1e
Mgmt ForForElect Director Robert C. Grable 1f
Mgmt ForForElect Director Thomas C. Meredith 1g
Mgmt ForForElect Director Nancy K. Quinn 1h
Mgmt ForForElect Director Richard A. Sampson 1i
Mgmt ForForElect Director Stephen R. Springer 1j
Mgmt ForForElect Director Richard Ware, II 1k
Mgmt AgainstForRatify Auditors 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aristocrat Leisure Ltd.
Meeting Date: 02/19/2014
Record Date: 02/17/2014
Country: Australia
Meeting Type: Annual
Provider Security ID: Q0521T108
Ticker: ALL
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect K Conlon as Director Mgmt For
Mgmt ForElect DCP Banks as Director 2
Mgmt ForElect RA Davis as Director 3
Mgmt ForApprove the Grant of up to 435,000 Performance Share Rights to JR Odell, Chief Executive Officer and Managing Director of the Company
4
Mgmt ForApprove the Remuneration Report 5
Mgmt ForApprove the Renewal of the Proportional Takeover Provisions
6
GrainCorp Ltd.
Meeting Date: 02/25/2014
Record Date: 02/23/2014
Country: Australia
Meeting Type: Annual
Provider Security ID: Q42655102
Ticker: GNC
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For
Mgmt ForElect Peter J Housden as Director 3.1
Mgmt ForElect Simon L Tregoning as Director 3.2
Hyundai Mobis Co.
Meeting Date: 03/14/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y3849A109
Ticker: 012330
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hyundai Mobis Co.
Shares Voted: 27,055
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share
Mgmt For For For
Mgmt ForForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
Mgmt ForForForReelect Two Members of Audit Committee 3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Korean Reinsurance Co.
Meeting Date: 03/14/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y49391108
Ticker: 003690
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 175 per Share
Mgmt For For
Mgmt ForForAmend Articles of Incorporation 2
Mgmt ForForReelect Three Outside Directors and One NINED (Bundled)
3
Mgmt ForForElect Jang Byung-Goo as Member of Audit Committee
4
Mgmt ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Mgmt AgainstForAmend Terms of Severance Payments to Executives
6
LG Chem Ltd.
Meeting Date: 03/14/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y52758102
Ticker: 051910
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
LG Chem Ltd.
Shares Voted: 13,701
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 4,000 per Share
Mgmt For For For
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt ForForForReelect Kim Se-Jin as Outside Director 3
Mgmt ForForForReelect Kim Se-Jin as Member of Audit Committee
4
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Samsung Electronics Co. Ltd.
Meeting Date: 03/14/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y74718100
Ticker: 005930
Shares Voted: 13,593
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share
Mgmt For For For
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Lenovo Group Limited
Meeting Date: 03/18/2014
Record Date:
Country: Hong Kong
Meeting Type: Special
Provider Security ID: Y5257Y107
Ticker: 00992
Shares Voted: 3,738,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Revised Supply Annual Caps and Revised Royalty Annual Caps
Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Credicorp Ltd.
Meeting Date: 03/31/2014
Record Date: 02/11/2014
Country: Bermuda
Meeting Type: Annual
Provider Security ID: G2519Y108
Ticker: BAP
Shares Voted: 48,773
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Present 2013 Annual Report Mgmt
Mgmt ForForForApprove Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2013, Including External auditors' Report
2
Mgmt ForForForElect Dionisio Romero Paoletti as Director 3.1
Mgmt ForForForElect Raimundo Morales Dasso as Director 3.2
Mgmt ForForForElect Fernando Fort Marie as Director 3.3
Mgmt ForForForElect Reynaldo A. Llosa Barber as Director 3.4
Mgmt ForForForElect Juan Carlos Verme Giannoni as Director 3.5
Mgmt ForForForElect Luis Enrique Yarur Rey as Director 3.6
Mgmt ForForForElect Benedicto Cigüeñas Guevara as Director 3.7
Mgmt ForForForElect Martín Pérez Monteverde as Director 3.8
Mgmt ForForForApprove Remuneration of Directors 4
Mgmt ForForForAppoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration
5
Aristocrat Leisure Ltd.
Meeting Date: 02/19/2014
Record Date: 02/17/2014
Country: Australia
Meeting Type: Annual
Provider Security ID: Q0521T108
Ticker: ALL
Shares Voted: 745,613
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect K Conlon as Director Mgmt For For
Mgmt ForForElect DCP Banks as Director 2
Mgmt ForForElect RA Davis as Director 3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aristocrat Leisure Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForApprove the Grant of up to 435,000 Performance Share Rights to JR Odell, Chief Executive Officer and Managing Director of the Company
4
Mgmt ForForApprove the Remuneration Report 5
Mgmt ForForApprove the Renewal of the Proportional Takeover Provisions
6
Tassal Group Ltd.
Meeting Date: 03/28/2014
Record Date: 03/26/2014
Country: Australia
Meeting Type: Special
Provider Security ID: Q8881G103
Ticker: TGR
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve the Amendments to the Company's Constitution
Mgmt For
D.R. Horton, Inc.
Meeting Date: 01/23/2014
Record Date: 12/02/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 23331A109
Ticker: DHI
Shares Voted: 24,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Donald R. Horton Mgmt For For For
Mgmt ForForForElect Director Barbara K. Allen 1b
Mgmt ForForForElect Director Bradley S. Anderson 1c
Mgmt ForForForElect Director Michael R. Buchanan 1d
Mgmt ForForForElect Director Michael W. Hewatt 1e
Mgmt ForForForElect Director Donald J. Tomnitz 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Meeting Date: 02/25/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H5820Q150
Ticker: NOVN
Shares Voted: 59,787
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
Novartis AG
Meeting Date: 02/25/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H5820Q150
Ticker: NOVN
Shares Voted: 59,787
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.45 per Share
3
Mgmt ForAgainstForApprove Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding)
4.1
Mgmt ForForForApprove Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding)
4.2
Mgmt ForForForReelect Joerg Reinhardt as Director and Chairman of the Board of Directors
5.1
Mgmt ForForForReelect Dimitri Azar as Director 5.2
Mgmt ForForForReelect Verena Briner as Director 5.3
Mgmt ForForForReelect Srikant Datar as Director 5.4
Mgmt ForForForReelect Ann Fudge as Director 5.5
Mgmt ForForForReelect Pierre Landolt as Director 5.6
Mgmt ForForForReelect Ulrich Lehner as Director 5.7
Mgmt ForForForReelect Andreas von Planta as Director 5.8
Mgmt ForForForReelect Charles Sawyers as Director 5.9
Mgmt ForForForReelect Enrico Vanni as Director 5.10
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect William Winters as Director 5.11
Mgmt AgainstAgainstForElect Srikant Datar as Member of the Compensation Committee
6.1
Mgmt ForForForElect Ann Fudge as Member of the Compensation Committee
6.2
Mgmt AgainstAgainstForElect Ulrich Lehner as Member of the Compensation Committee
6.3
Mgmt AgainstAgainstForElect Enrico Vanni as Member of the Compensation Committee
6.4
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
7
Mgmt ForForForDesignate Peter Andreas Zahn as Independent Proxy
8
Apple Inc.
Meeting Date: 02/28/2014
Record Date: 12/30/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 037833100
Ticker: AAPL
Shares Voted: 4,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William Campbell Mgmt For For For
Mgmt ForForForElect Director Timothy Cook 1.2
Mgmt ForForForElect Director Millard Drexler 1.3
Mgmt ForForForElect Director Al Gore 1.4
Mgmt ForForForElect Director Robert Iger 1.5
Mgmt ForForForElect Director Andrea Jung 1.6
Mgmt ForForForElect Director Arthur Levinson 1.7
Mgmt ForForForElect Director Ronald Sugar 1.8
Mgmt ForForForAdopt Majority Voting for Uncontested Election of Directors
2
Mgmt ForForForAmend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock
3
Mgmt ForForForEstablish a Par Value for Common Stock 4
Mgmt ForForForRatify Auditors 5
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Apple Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mgmt ForForForApprove Omnibus Stock Plan 7
SH AgainstAgainstAgainstEstablish Board Committee on Human Rights 8
SH AgainstAgainstAgainstReport on Trade Associations and Organizations that Promote Sustainability Practices
9
SH AgainstAgainstAgainstAdvisory Vote to Increase Capital Repurchase Program
10
SH AgainstAgainstAgainstProxy Access 11
Hyundai Motor Co.
Meeting Date: 03/14/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y38472109
Ticker: 005380
Shares Voted: 7,301
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share
Mgmt For For For
Mgmt ForForForReelect Jung Mong-Goo as Inside Director and Reelect Oh Se-Bin as Outside Director
2
Mgmt ForForForReelect Oh Se-Bin as Member of Audit Committee
3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Electronics Co. Ltd.
Meeting Date: 03/14/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y74718100
Ticker: 005930
Shares Voted: 6,181
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share
Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Samsung Electronics Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Nordea Bank AB
Meeting Date: 03/20/2014
Record Date: 03/14/2014
Country: Sweden
Meeting Type: Annual
Provider Security ID: W57996105
Ticker: NDA SEK
Shares Voted: 457,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForApprove Agenda of Meeting 3
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 4
Mgmt ForForForAcknowledge Proper Convening of Meeting 5
MgmtReceive Financial Statements and Statutory Reports
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.43 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForDetermine Number of Members (9) and Deputy Members (0) of Board
10
Mgmt ForForForFix Number of Auditors at One 11
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
Mgmt ForForForReelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director
13
Mgmt ForForForRatify KPMG as Auditors 14
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nordea Bank AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
Mgmt ForForForApprove Issuance of Convertible Instruments without Preemptive Rights
16
Mgmt ForForForAuthorize Share Repurchase Program 17a
Mgmt ForForForAuthorize Reissuance of Repurchased Shares 17b
Mgmt ForForForAuthorize Repurchase of Shares in Connection with Securities Trading
18
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Mgmt ForForForFix Maximum Variable Compensation Ratio 20
MgmtShareholder Proposals Submitted by Thorwald Arvidsson and Tommy Jonasson
SH AgainstAgainstNoneApprove Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act
21
SH AgainstAgainstAgainstAssign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner
22
Shinhan Financial Group Co. Ltd.
Meeting Date: 03/26/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y7749X101
Ticker: 055550
Shares Voted: 27,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
Mgmt For For For
Mgmt ForForForReelect Han Dong-Woo as Inside Director 2.1
Mgmt ForForForReelect Kwon Tae-Eun as Outside Director 2.2
Mgmt ForForForReelect Kim Gi-Young as Outside Director 2.3
Mgmt ForForForReelect Kim Suk-Won as Outside Director 2.4
Mgmt ForForForReelect Namgoong Hoon as Outside Director 2.5
Mgmt ForForForElect Lee Man-Woo as Outside Director 2.6
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Shinhan Financial Group Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Lee Sang-Gyung as Outside Director 2.7
Mgmt ForForForElect Chung Jin as Outside Director 2.8
Mgmt ForForForReelect Hirakawa Haruki as Outside Director 2.9
Mgmt ForForForReelect Philippe Aguignier as Outside Director 2.10
Mgmt ForForForReelect Kwon Tae-Eun as Member of Audit Committee
3.1
Mgmt ForForForReelect Kim Suk-Won as Member of Audit Committee
3.2
Mgmt ForForForElect Lee Man-Woo as Member of Audit Committee
3.3
Mgmt ForForForReelect Lee Sang-Gyung as Member of Audit Committee
3.4
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Repsol SA
Meeting Date: 03/28/2014
Record Date: 03/21/2014
Country: Spain
Meeting Type: Annual
Provider Security ID: E8471S130
Ticker: REP
Shares Voted: 54,627
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements, and Treatment of Net Loss
Mgmt For For For
Mgmt ForForForApprove Discharge of Board 2
Mgmt ForForForRenew Appointment of Deloitte as Auditor 3
Mgmt ForForForRatify Agreement between Repsol and the Republic of Argentina
4
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
5
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
6
Mgmt ForForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
7
Mgmt AgainstAgainstForAmend Articles Re: General Meeting Regulations and Special Agreements
8
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Repsol SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles Re: Nomination and Remuneration Committee
9
Mgmt ForForForAmend Article 53 Re: Dividend Payments 10
Mgmt ForForForAmend Articles Re: General Meeting Regulations
11
Mgmt ForForForAmend Article Re: Annual Remuneration Report
12
Mgmt ForForForReelect Paulina Beato Blanco as Director 13
Mgmt ForForForReelect Artur Carulla Font as Director 14
Mgmt ForForForReelect Javier Echenique Landiríbar as Director
15
Mgmt ForForForReelect Henri Philippe Reichstul as Director 16
Mgmt ForForForReelect Pemex Internacional España SA as Director
17
Mgmt ForForForAdvisory Vote on Remuneration Policy Report 18
Mgmt ForForForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
19
Mgmt ForForForAuthorize Share Repurchase Program 20
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
21
AMBEV SA
Meeting Date: 01/02/2014
Record Date: 12/09/2013
Country: Brazil
Meeting Type: Special
Provider Security ID: P0273U106
Ticker: ABEV3
Shares Voted: 426,024
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Agreement to Absorb Companhia de Bebidas das Americas - Ambev
1
Mgmt ForForForAppoint Independent Firm to Appraise Proposed Transaction
2
Mgmt ForForForApprove Independent Firm's Appraisal 3
Mgmt ForForForApprove Absorption of Companhia de Bebidas das Americas - Ambev
4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
AMBEV SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil)
5
Mgmt ForForForAppoint Independent Firm to Appraise Proposed Transaction
6
Mgmt ForForForApprove Independent Firm's Appraisal 7
Mgmt ForForForApprove Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition
8
Mgmt ForForForAmend Article 5 to Reflect Changes in Capital 9
Mgmt ForForForAmend Corporate Purpose 10
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
11
Mgmt ForForForElect Victorio Carlos de Marchi as Director 12.1
Mgmt ForForForElect Carlos Alves de Brito as Director 12.2
Mgmt ForForForElect Marcel Herrmann Telles as Director 12.3
Mgmt ForForForElect José Heitor Attilio Gracioso as Director 12.4
Mgmt ForForForElect Vicente Falconi Campos as Director 12.5
Mgmt ForForForElect Luis Felipe Pedreira Dutra Leite as Director
12.6
Mgmt ForForForElect Roberto Moses Thompson Motta as Director
12.7
Mgmt ForForForElect Alvaro Antonio Cardoso de Sousa as Director
12.8
Mgmt ForForForElect Paulo Alberto Lemman as Director 12.9
Mgmt ForForForElect Antonio Carlos Augusto Ribeiro Bonchristiano as Director
12.10
Mgmt ForForForElect Marcos de Barros Lisboa as Director 12.11
Mgmt ForForForElect Luiz Fernando Ziegler de Saint Edmond as Alternate Director
12.12
Mgmt ForForForConsolidate Bylaws 13
Koninklijke KPN NV
Meeting Date: 01/10/2014
Record Date: 12/13/2013
Country: Netherlands
Meeting Type: Special
Provider Security ID: N4297B146
Ticker: KPN
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Koninklijke KPN NV
Shares Voted: 344,765
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Mgmt
MgmtOpen Meeting 1
Mgmt ForForForDecrease Nominal Value per Share from EUR 0.24 to EUR 0.04
2
Mgmt ForForForAuthorize Repurchase of All Outstanding Preference Shares B and Cancellation of Preference Shares B
3
MgmtClose Meeting 4
Vodafone Group plc
Meeting Date: 01/28/2014
Record Date: 01/26/2014
Country: United Kingdom
Meeting Type: Special
Provider Security ID: G93882135
Ticker: VOD
Shares Voted: 593,690
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc
Mgmt For For For
Mgmt ForForForApprove Matters Relating to the Return of Value to Shareholders
2
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 3
Mgmt ForForForAuthorise Board to Ratify and Execute Approved Resolutions
4
Vodafone Group plc
Meeting Date: 01/28/2014
Record Date: 01/26/2014
Country: United Kingdom
Meeting Type: Court
Provider Security ID: G93882135
Ticker: VOD
Shares Voted: 593,690
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Court Meeting Mgmt
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Vodafone Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Scheme of Arrangement 1
Ashland Inc.
Meeting Date: 01/30/2014
Record Date: 12/02/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 044209104
Ticker: ASH
Shares Voted: 14,090
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Stephen F. Kirk Mgmt For For For
Mgmt ForForForElect Director James J. O'Brien 1.2
Mgmt ForForForElect Director Barry W. Perry 1.3
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Telefonica Deutschland Holding AG
Meeting Date: 02/11/2014
Record Date:
Country: Germany
Meeting Type: Special
Provider Security ID: D8T9CK101
Ticker: O2D
Shares Voted: 161,985
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve EUR 3.7 Billion Share Capital Increase via Issuance of New Shares with Preemptive Rights
Mgmt For For For
Mgmt ForForForApprove Creation of EUR 475 Million Pool of Capital without Preemptive Rights
2
Mgmt AgainstAgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 558.5 Million Pool of Capital to Guarantee Conversion Rights
3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Infineon Technologies AG
Meeting Date: 02/13/2014
Record Date:
Country: Germany
Meeting Type: Annual
Provider Security ID: D35415104
Ticker: IFX
Shares Voted: 369,424
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.12 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2012/2013
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2013/2014
5
Mgmt ForForForApprove Affiliation Agreement with Infineon Technologies Finance GmbH
6
Mgmt ForForForApprove Cancellation of Conditional Capital 1999/I
7
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights
8
Teva Pharmaceutical Industries Ltd.
Meeting Date: 02/24/2014
Record Date: 01/23/2014
Country: Israel
Meeting Type: Special
Provider Security ID: M8769Q102
Ticker: TEVA
Shares Voted: 55,894
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate
1
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Meeting Date: 02/25/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H5820Q150
Ticker: NOVN
Shares Voted: 41,699
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
Novartis AG
Meeting Date: 02/25/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H5820Q150
Ticker: NOVN
Shares Voted: 41,699
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.45 per Share
3
Mgmt AgainstAgainstForApprove Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding)
4.1
Mgmt ForForForApprove Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding)
4.2
Mgmt ForForForReelect Joerg Reinhardt as Director and Chairman of the Board of Directors
5.1
Mgmt ForForForReelect Dimitri Azar as Director 5.2
Mgmt ForForForReelect Verena Briner as Director 5.3
Mgmt ForForForReelect Srikant Datar as Director 5.4
Mgmt ForForForReelect Ann Fudge as Director 5.5
Mgmt ForForForReelect Pierre Landolt as Director 5.6
Mgmt AgainstAgainstForReelect Ulrich Lehner as Director 5.7
Mgmt ForForForReelect Andreas von Planta as Director 5.8
Mgmt ForForForReelect Charles Sawyers as Director 5.9
Mgmt ForForForReelect Enrico Vanni as Director 5.10
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect William Winters as Director 5.11
Mgmt ForForForElect Srikant Datar as Member of the Compensation Committee
6.1
Mgmt ForForForElect Ann Fudge as Member of the Compensation Committee
6.2
Mgmt ForForForElect Ulrich Lehner as Member of the Compensation Committee
6.3
Mgmt ForForForElect Enrico Vanni as Member of the Compensation Committee
6.4
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
7
Mgmt ForForForDesignate Peter Andreas Zahn as Independent Proxy
8
Apple Inc.
Meeting Date: 02/28/2014
Record Date: 12/30/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 037833100
Ticker: AAPL
Shares Voted: 4,345
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William Campbell Mgmt For For For
Mgmt ForForForElect Director Timothy Cook 1.2
Mgmt ForForForElect Director Millard Drexler 1.3
Mgmt ForForForElect Director Al Gore 1.4
Mgmt ForForForElect Director Robert Iger 1.5
Mgmt ForForForElect Director Andrea Jung 1.6
Mgmt ForForForElect Director Arthur Levinson 1.7
Mgmt ForForForElect Director Ronald Sugar 1.8
Mgmt ForReferForAdopt Majority Voting for Uncontested Election of Directors
2
Mgmt ForForForAmend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock
3
Mgmt ForForForEstablish a Par Value for Common Stock 4
Mgmt ForForForRatify Auditors 5
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Apple Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mgmt ForForForApprove Omnibus Stock Plan 7
SH AgainstAgainstAgainstEstablish Board Committee on Human Rights 8
SH AgainstAgainstAgainstReport on Trade Associations and Organizations that Promote Sustainability Practices
9
SH AgainstReferAgainstAdvisory Vote to Increase Capital Repurchase Program
10
SH AgainstReferAgainstProxy Access 11
Navistar International Corporation
Meeting Date: 03/10/2014
Record Date: 01/10/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 63934E108
Ticker: NAV
Shares Voted: 45,340
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Troy A. Clarke Mgmt For For For
Mgmt ForForForElect Director John D. Correnti 1.2
Mgmt ForForForElect Director Michael N. Hammes 1.3
Mgmt ForForForElect Director Vincent J. Intrieri 1.4
Mgmt ForForForElect Director James H. Keyes 1.5
Mgmt ForForForElect Director Stanley A. McChrystal 1.6
Mgmt ForForForElect Director Samuel J. Merksamer 1.7
Mgmt ForForForElect Director Mark H. Rachesky 1.8
Mgmt ForForForElect Director Michael Sirignano 1.9
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForNoneSubmit Shareholder Rights Plan (Poison Pill) to Shareholder Vote
4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hyundai Engineering & Construction Co Ltd.
Meeting Date: 03/14/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y38382100
Ticker: 000720
Shares Voted: 8,423
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
Mgmt For For For
Mgmt ForForForElect Four Outside Directors(Bundled) 2
Mgmt ForForForElect Four Members of Audit Committee 3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Motor Co.
Meeting Date: 03/14/2014
Record Date: 12/31/2013
Country: South Korea
Meeting Type: Annual
Provider Security ID: Y38472109
Ticker: 005380
Shares Voted: 6,921
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share
Mgmt For For For
Mgmt ForForForReelect Jung Mong-Goo as Inside Director and Reelect Oh Se-Bin as Outside Director
2
Mgmt ForForForReelect Oh Se-Bin as Member of Audit Committee
3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Credicorp Ltd.
Meeting Date: 03/31/2014
Record Date: 02/11/2014
Country: Bermuda
Meeting Type: Annual
Provider Security ID: G2519Y108
Ticker: BAP
Shares Voted: 16,761
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Present 2013 Annual Report Mgmt
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Credicorp Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2013, Including External auditors' Report
2
Mgmt ForForForElect Dionisio Romero Paoletti as Director 3.1
Mgmt ForForForElect Raimundo Morales Dasso as Director 3.2
Mgmt ForForForElect Fernando Fort Marie as Director 3.3
Mgmt ForForForElect Reynaldo A. Llosa Barber as Director 3.4
Mgmt ForForForElect Juan Carlos Verme Giannoni as Director 3.5
Mgmt ForForForElect Luis Enrique Yarur Rey as Director 3.6
Mgmt ForForForElect Benedicto Cigüeñas Guevara as Director 3.7
Mgmt ForForForElect Martín Pérez Monteverde as Director 3.8
Mgmt ForForForApprove Remuneration of Directors 4
Mgmt ForForForAppoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration
5
Power Assets Holdings Ltd.
Meeting Date: 01/06/2014
Record Date: 12/31/2013
Country: Hong Kong
Meeting Type: Special
Provider Security ID: Y7092Q109
Ticker: 00006
Shares Voted: 118,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Proposed Spin-off and Related Transactions
Mgmt For Refer For
Walgreen Co.
Meeting Date: 01/08/2014
Record Date: 11/11/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 931422109
Ticker: WAG
Shares Voted: 62,825
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Janice M. Babiak Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Walgreen Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David J. Brailer 1b
Mgmt ForForForElect Director Steven A. Davis 1c
Mgmt ForForForElect Director William C. Foote 1d
Mgmt ForForForElect Director Mark P. Frissora 1e
Mgmt ForForForElect Director Ginger L. Graham 1f
Mgmt ForForForElect Director Alan G. McNally 1g
Mgmt ForForForElect Director Dominic P. Murphy 1h
Mgmt ForForForElect Director Stefano Pessina 1i
Mgmt ForForForElect Director Nancy M. Schlichting 1j
Mgmt ForForForElect Director Alejandro Silva 1k
Mgmt ForForForElect Director James A. Skinner 1l
Mgmt ForForForElect Director Gregory D. Wasson 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
SH ForForAgainstStock Retention/Holding Period 4
SH ForForAgainstAdopt Proxy Access Right 5
Zodiac Aerospace
Meeting Date: 01/08/2014
Record Date: 01/02/2014
Country: France
Meeting Type: Annual/Special
Provider Security ID: F98947108
Ticker: ZC
Shares Voted: 2,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.60 per Share
3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Zodiac Aerospace
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions and Approve Ongoing Transactions
4
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
Mgmt AgainstAgainstForReelect Didier Domange as Supervisory Board Member
6
Mgmt AgainstAgainstForReelect Elisabeth Domange as Supervisory Board Member
7
Mgmt AgainstAgainstForReelect Marc Assa as Supervisory Board Member
8
Mgmt AgainstAgainstForReelect Robert Marechal as Supervisory Board Member
9
Mgmt ForForForAcknowledge End of Mandate of Edmond Marchegay as Supervisory Board Member
10
Mgmt AgainstAgainstForElect Patrick Daher as Supervisory Board Member
11
Mgmt AgainstAgainstForElect FFP Invest as Supervisory Board Member
12
Mgmt AgainstReferForAdvisory Vote on Compensation of Olivier Zarrouati
13
Mgmt AgainstReferForAdvisory Vote on Compensation of Maurice Pinault
14
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
Mgmt ForForForApprove 5-for-1 Stock Split 16
Mgmt ForForForAmend Article 19.1 of Bylaws Re: Length of Term of Supervisory Board Members
17
Mgmt ForForForAmend Article 18 of Bylaws Re: Election of Employee Representative to Supervisory Board
18
Mgmt AgainstAgainstForAuthorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan
19
Mgmt AgainstAgainstForAuthorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan
20
Mgmt ForForForApprove Employee Stock Purchase Plan 21
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
22
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
ACE Limited
Meeting Date: 01/10/2014
Record Date: 12/05/2013
Country: Switzerland
Meeting Type: Special
Provider Security ID: H0023R105
Ticker: ACE
Shares Voted: 30,545
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Dividend Distribution from Legal Reserves
Mgmt For Refer For
Mgmt ForReferForElect of Homburger AG as Independent Proxy 2
Mgmt AbstainReferForTransact Other Business (Voting) 3
Koninklijke KPN NV
Meeting Date: 01/10/2014
Record Date: 12/13/2013
Country: Netherlands
Meeting Type: Special
Provider Security ID: N4297B146
Ticker: KPN
Shares Voted: 229,023
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Mgmt
MgmtOpen Meeting 1
Mgmt ForForForDecrease Nominal Value per Share from EUR 0.24 to EUR 0.04
2
Mgmt ForForForAuthorize Repurchase of All Outstanding Preference Shares B and Cancellation of Preference Shares B
3
MgmtClose Meeting 4
Autodesk, Inc.
Meeting Date: 01/14/2014
Record Date: 11/15/2013
Country: USA
Meeting Type: Special
Provider Security ID: 052769106
Ticker: ADSK
Shares Voted: 13,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Omnibus Stock Plan Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aberdeen Asset Management plc
Meeting Date: 01/16/2014
Record Date: 01/14/2014
Country: United Kingdom
Meeting Type: Annual
Provider Security ID: G00434111
Ticker: ADN
Shares Voted: 64,265
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForReappoint KPMG Audit plc as Auditors and Authorise Their Remuneration
3
Mgmt ForForForRe-elect Julie Chakraverty as Director 4
Mgmt ForForForRe-elect Roger Cornick as Director 5
Mgmt ForForForRe-elect Anita Frew as Director 6
Mgmt ForForForRe-elect Martin Gilbert as Director 7
Mgmt ForForForRe-elect Andrew Laing as Director 8
Mgmt ForForForRe-elect Rod MacRae as Director 9
Mgmt ForForForRe-elect Richard Mully as Director 10
Mgmt ForForForRe-elect Jim Pettigrew as Director 11
Mgmt ForForForRe-elect Bill Rattray as Director 12
Mgmt ForForForRe-elect Anne Richards as Director 13
Mgmt ForForForRe-elect Simon Troughton as Director 14
Mgmt ForForForRe-elect Hugh Young as Director 15
Mgmt ForForForElect Jutta af Rosenborg as Director 16
Mgmt ForForForElect Akira Suzuki as Director 17
Mgmt ForReferForApprove Remuneration Report 18
Mgmt ForReferForApprove Remuneration Policy 19
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
21
Mgmt ForForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 23
Mgmt ForForForAuthorise EU Political Donations and Expenditure
24
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Family Dollar Stores, Inc.
Meeting Date: 01/16/2014
Record Date: 11/27/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 307000109
Ticker: FDO
Shares Voted: 7,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark R. Bernstein Mgmt For For For
Mgmt ForForForElect Director Pamela L. Davies 1.2
Mgmt ForForForElect Director Sharon Allred Decker 1.3
Mgmt ForForForElect Director Edward C. Dolby 1.4
Mgmt ForForForElect Director Glenn A. Eisenberg 1.5
Mgmt ForForForElect Director Edward P. Garden 1.6
Mgmt ForForForElect Director Howard R. Levine 1.7
Mgmt ForForForElect Director George R. Mahoney, Jr. 1.8
Mgmt ForForForElect Director James G. Martin 1.9
Mgmt ForForForElect Director Harvey Morgan 1.10
Mgmt ForForForElect Director Dale C. Pond 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
ThyssenKrupp AG
Meeting Date: 01/17/2014
Record Date: 12/26/2013
Country: Germany
Meeting Type: Annual
Provider Security ID: D8398Q119
Ticker: TKA
Shares Voted: 26,244
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
2
Mgmt ForForForApprove Discharge of Management Board Member Hiesinger for Fiscal 2012/2013
3.1
Mgmt ForForForApprove Discharge of Management Board Member Berlien for Fiscal 2012/2013
3.2
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
ThyssenKrupp AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Management Board Member Burkhard for Fiscal 2012/2013
3.3
Mgmt AgainstReferForApprove Discharge of Management Board Member Claasen for Fiscal 2012/2013
3.4
Mgmt ForForForApprove Discharge of Management Board Member Eichler for Fiscal 2012/2013
3.5
Mgmt ForForForApprove Discharge of Management Board Member Kerkhoff for Fiscal 2012/2013
3.6
Mgmt ForForForApprove Discharge of Management Board Member Labonte for Fiscal 2012/2013
3.7
Mgmt ForForForApprove Discharge of Supervisory Board Member Cromme for Fiscal 2012/2013
4.1
Mgmt ForForForApprove Discharge of Supervisory Board Member Lehner for Fiscal 2012/2013
4.2
Mgmt ForForForApprove Discharge of Supervisory Board Member Eichler for Fiscal 2012/2013
4.3
Mgmt ForForForApprove Discharge of Supervisory Board Member Dreher for Fiscal 2012/2013
4.4
Mgmt ForForForApprove Discharge of Supervisory Board Member Grolms for Fiscal 2012/2013
4.5
Mgmt ForForForApprove Discharge of Supervisory Board Member Herberger for Fiscal 2012/2013
4.6
Mgmt ForForForApprove Discharge of Supervisory Board Member Kalwa for Fiscal 2012/2013
4.7
Mgmt ForForForApprove Discharge of Supervisory Board Member Keitel for Fiscal 2012/2013
4.8
Mgmt ForForForApprove Discharge of Supervisory Board Member Kiel for Fiscal 2012/2013
4.9
Mgmt ForForForApprove Discharge of Supervisory Board Member Maassen for Fiscal 2012/2013
4.10
Mgmt ForForForApprove Discharge of Supervisory Board Member Nentwig for Fiscal 2012/2013
4.11
Mgmt ForForForApprove Discharge of Supervisory Board Member Pellens for Fiscal 2012/2013
4.12
Mgmt ForForForApprove Discharge of Supervisory Board Member Remmler for Fiscal 2012/2013
4.13
Mgmt ForForForApprove Discharge of Supervisory Board Member von Schenck for Fiscal 2012/2013
4.14
Mgmt ForForForApprove Discharge of Supervisory Board Member Schmettow for Fiscal 2012/2013
4.15
Mgmt ForForForApprove Discharge of Supervisory Board Member Segerath for Fiscal 2012/2013
4.16
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
ThyssenKrupp AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Supervisory Board Member Spohr for Fiscal 2012/2013
4.17
Mgmt ForForForApprove Discharge of Supervisory Board Member Steinbrueck for Fiscal 2012/2013
4.18
Mgmt ForForForApprove Discharge of Supervisory Board Member Steinebach for Fiscal 2012/2013
4.19
Mgmt ForForForApprove Discharge of Supervisory Board Member Streiff for Fiscal 2012/2013
4.20
Mgmt ForForForApprove Discharge of Supervisory Board Member Thumann for Fiscal 2012/2013
4.21
Mgmt ForForForApprove Discharge of Supervisory Board Member Weber for Fiscal 2012/2013
4.22
Mgmt ForForForApprove Discharge of Supervisory Board Member Weder di Mauro for Fiscal 2012/2013
4.23
Mgmt ForForForApprove Discharge of Supervisory Board Member Wiercimok for Fiscal 2012/2013
4.24
Mgmt ForForForElect Rene Obermann to the Supervisory Board
5
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors for Fiscal 2013/2014
6
Mgmt ForForForAmend Articles Re: Remuneration of the Supervisory Board
7
Mgmt ForForForApprove Creation of EUR 370 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights
9
Mgmt ForForForApprove Affiliation Agreements with Krupp Hoesch Stahl GmbH
10
Mgmt ForForForAmend Nine Existing Affiliation Agreements with Subsidiaries
11
Koninklijke Ahold NV
Meeting Date: 01/21/2014
Record Date: 12/24/2013
Country: Netherlands
Meeting Type: Special
Provider Security ID: N0139V142
Ticker: AH
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Koninklijke Ahold NV
Shares Voted: 98,588
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Mgmt
MgmtOpen Meeting 1
Mgmt ForForForApprove Capital Reduction with Shareholder Distribution of EUR 1 Billion
2
MgmtClose Meeting 3
Sodexo
Meeting Date: 01/21/2014
Record Date: 01/15/2014
Country: France
Meeting Type: Annual/Special
Provider Security ID: F84941123
Ticker: SW
Shares Voted: 6,440
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Consolidated Financial Statements
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.62 per Share
2
Mgmt AgainstAgainstForApprove Transaction with Bellon SA Re: Provision of Services
3
Mgmt ForForForReelect Michel Landel as Director 4
Mgmt ForForForReelect Paul Jeanbart as Director 5
Mgmt ForForForReelect Patricia Bellinger as Director 6
Mgmt ForForForReelect Peter Thomson as Director 7
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 630,000
8
Mgmt ForReferForAdvisory Vote on Compensation of Pierre Bellon
9
Mgmt AgainstReferForAdvisory Vote on Compensation of Michel Landel
10
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
MgmtExtraordinary Business
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sodexo
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million
13
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value
14
Mgmt ForForForApprove Employee Stock Purchase Plan 15
Mgmt ForForForAmend Articles 11 and 11-4 of Bylaws Re: Employee Representative
16
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
17
CLP Holdings Ltd.
Meeting Date: 01/22/2014
Record Date: 01/20/2014
Country: Hong Kong
Meeting Type: Special
Provider Security ID: Y1660Q104
Ticker: 00002
Shares Voted: 139,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve CAPCO Acquisition Agreement, PSDC Acquisition Agreement, and the Related Transactions
Mgmt For For For
Mgmt ForForForElect Richard Kendall Lancaster as Director 2
Mgmt ForForForElect Rajiv Behari Lall as Director 3
Delek Group Ltd.
Meeting Date: 01/22/2014
Record Date: 12/24/2013
Country: Israel
Meeting Type: Special
Provider Security ID: M27635107
Ticker: DLEKG
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Delek Group Ltd.
Shares Voted: 1,365
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Agreement with Yitzhak Tshuva's Brother In Law, and a Private Company Controlled by Him, to Operate a Gas Station in Givat Olga
Mgmt For For For
Mgmt AgainstReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Mgmt Please Select Any Category Which Applies to You as a Shareholder
Mgmt AgainstReferNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
Mgmt AgainstReferNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
Mgmt AgainstReferNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Mgmt ForReferNoneIf you do not fall under any of the categories mentioned under items A2a through A2c, vote FOR. Otherwise vote against.
A2d
Air Products and Chemicals, Inc.
Meeting Date: 01/23/2014
Record Date: 11/29/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 009158106
Ticker: APD
Shares Voted: 12,932
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Chadwick C. Deaton Mgmt For For For
Mgmt ForForForElect Director Edward L. Monser 1b
Mgmt ForForForElect Director Matthew H. Paull 1c
Mgmt ForForForElect Director Lawrence S. Smith 1d
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Air Products and Chemicals, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Cole Real Estate Investments Inc.
Meeting Date: 01/23/2014
Record Date: 12/20/2013
Country: USA
Meeting Type: Special
Provider Security ID: 19329V105
Ticker: COLE
Shares Voted: 26,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
D.R. Horton, Inc.
Meeting Date: 01/23/2014
Record Date: 12/02/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 23331A109
Ticker: DHI
Shares Voted: 19,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Donald R. Horton Mgmt For For For
Mgmt ForForForElect Director Barbara K. Allen 1b
Mgmt ForForForElect Director Bradley S. Anderson 1c
Mgmt ForForForElect Director Michael R. Buchanan 1d
Mgmt ForForForElect Director Michael W. Hewatt 1e
Mgmt ForForForElect Director Donald J. Tomnitz 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Intuit Inc.
Meeting Date: 01/23/2014
Record Date: 11/25/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 461202103
Ticker: INTU
Shares Voted: 26,599
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Christopher W. Brody Mgmt For For For
Mgmt ForForForElect Director William V. Campbell 1b
Mgmt ForForForElect Director Scott D. Cook 1c
Mgmt ForForForElect Director Diane B. Greene 1d
Mgmt ForForForElect Director Edward A. Kangas 1e
Mgmt ForForForElect Director Suzanne Nora Johnson 1f
Mgmt ForForForElect Director Dennis D. Powell 1g
Mgmt ForForForElect Director Brad D. Smith 1h
Mgmt ForForForElect Director Jeff Weiner 1i
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Jacobs Engineering Group Inc.
Meeting Date: 01/23/2014
Record Date: 12/02/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 469814107
Ticker: JEC
Shares Voted: 5,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Juan José Suárez Coppel Mgmt For For For
Mgmt ForForForElect Director John F. Coyne 1b
Mgmt ForForForElect Director Linda Fayne Levinson 1c
Mgmt ForForForElect Director Craig L. Martin 1d
Mgmt ForForForElect Director Christopher M.T. Thompson 1e
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify Auditors 3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jacobs Engineering Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForDeclassify the Board of Directors 5
Micron Technology, Inc.
Meeting Date: 01/23/2014
Record Date: 11/25/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 595112103
Ticker: MU
Shares Voted: 75,984
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert L. Bailey Mgmt For For For
Mgmt ForForForElect Director Richard M. Beyer 1.2
Mgmt ForForForElect Director Patrick J. Byrne 1.3
Mgmt ForForForElect Director D. Mark Durcan 1.4
Mgmt ForForForElect Director Warren East 1.5
Mgmt ForForForElect Director Mercedes Johnson 1.6
Mgmt ForForForElect Director Lawrence N. Mondry 1.7
Mgmt ForForForElect Director Robert E. Switz 1.8
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Auditors 4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 01/27/2014
Record Date: 12/29/2013
Country: Israel
Meeting Type: Special
Provider Security ID: M2012Q100
Ticker: BEZQ
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bezeq The Israeli Telecommunication Corp. Ltd.
Shares Voted: 39,818
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Reelect Ytzhak Edelman as an External Director for a Three Year Term
Mgmt For For For
Mgmt ForForForApprove Purchase of Additional Amount of Digital Converters by DBS of Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder (Including Pricing and Payment Terms)
2
Mgmt ForForForApprove Purchase of Additional Amount of Power Suppliers for Digital Converters by DBS of Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder
3
Mgmt AgainstReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Energizer Holdings, Inc.
Meeting Date: 01/27/2014
Record Date: 11/22/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 29266R108
Ticker: ENR
Shares Voted: 6,378
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James C. Johnson Mgmt For For For
Mgmt ForForForElect Director Ward M. Klein 1.2
Mgmt ForForForElect Director W. Patrick McGinnis 1.3
Mgmt ForForForElect Director John R. Roberts 1.4
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Becton, Dickinson and Company
Meeting Date: 01/28/2014
Record Date: 12/10/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 075887109
Ticker: BDX
Shares Voted: 11,965
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Basil L. Anderson Mgmt For For For
Mgmt ForForForElect Director Henry P. Becton, Jr. 1.2
Mgmt ForForForElect Director Catherine M. Burzik 1.3
Mgmt ForForForElect Director Edward F. DeGraan 1.4
Mgmt ForForForElect Director Vincent A. Forlenza 1.5
Mgmt ForForForElect Director Claire M. Fraser 1.6
Mgmt ForForForElect Director Christopher Jones 1.7
Mgmt ForForForElect Director Marshall O. Larsen 1.8
Mgmt ForForForElect Director Gary A. Mecklenburg 1.9
Mgmt ForForForElect Director James F. Orr 1.10
Mgmt ForForForElect Director Willard J. Overlock, Jr. 1.11
Mgmt ForForForElect Director Rebecca W. Rimel 1.12
Mgmt ForForForElect Director Bertram L. Scott 1.13
Mgmt ForForForElect Director Alfred Sommer 1.14
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForAmend Executive Incentive Bonus Plan 5
SH AgainstAgainstAgainstRequire Independent Board Chairman 6
Hormel Foods Corporation
Meeting Date: 01/28/2014
Record Date: 11/29/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 440452100
Ticker: HRL
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hormel Foods Corporation
Shares Voted: 16,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Terrell K. Crews Mgmt For For For
Mgmt ForForForElect Director Jeffrey M. Ettinger 1.2
Mgmt ForForForElect Director Jody H. Feragen 1.3
Mgmt ForForForElect Director Glenn S. Forbes 1.4
Mgmt ForForForElect Director Stephen M. Lacy 1.5
Mgmt ForForForElect Director John L. Morrison 1.6
Mgmt ForForForElect Director Elsa A. Murano 1.7
Mgmt ForForForElect Director Robert C. Nakasone 1.8
Mgmt ForForForElect Director Susan K. Nestegard 1.9
Mgmt ForForForElect Director Dakota A. Pippins 1.10
Mgmt ForForForElect Director Christopher J. Policinski 1.11
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Metro Inc.
Meeting Date: 01/28/2014
Record Date: 12/06/2013
Country: Canada
Meeting Type: Annual
Provider Security ID: 59162N109
Ticker: MRU
Shares Voted: 6,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Marc DeSerres Mgmt For For For
Mgmt ForForForElect Director Claude Dussault 1.2
Mgmt ForForForElect Director Serge Ferland 1.3
Mgmt ForForForElect Director Paule Gauthier 1.4
Mgmt ForForForElect Director Paul Gobeil 1.5
Mgmt ForForForElect Director Russell Goodman 1.6
Mgmt ForForForElect Director Christian W.E. Haub 1.7
Mgmt ForForForElect Director Michel Labonte 1.8
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Metro Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Eric R. La Fleche 1.9
Mgmt ForForForElect Director Pierre H. Lessard 1.10
Mgmt ForForForElect Director Marie-Jose Nadeau 1.11
Mgmt ForForForElect Director Real Raymond 1.12
Mgmt ForForForElect Director Line Rivard 1.13
Mgmt ForForForElect Director Michael T. Rosicki 1.14
Mgmt ForForForElect Director John H. Tory 1.15
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstReferAgainstSP 1: Phase Out Stock Options as a Form of Compensation
4
SH AgainstReferAgainstSP 2: Advisory Vote on Executive Officers' Compensation
5
SH AgainstReferAgainstSP 3: Increase Representation of Women on the Board
6
Monsanto Company
Meeting Date: 01/28/2014
Record Date: 12/02/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 61166W101
Ticker: MON
Shares Voted: 43,585
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory H. Boyce Mgmt For For For
Mgmt ForForForElect Director Laura K. Ipsen 1b
Mgmt ForForForElect Director William U. Parfet 1c
Mgmt ForForForElect Director George H. Poste 1d
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstReferAgainstReport on Risk of Genetic Engineering in Order to Work with Regulators
4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Monsanto Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstReferAgainstReport on Risk of Genetically Engineered Products
5
Siemens AG
Meeting Date: 01/28/2014
Record Date:
Country: Germany
Meeting Type: Annual
Provider Security ID: D69671218
Ticker: SIE
Shares Voted: 61,225
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2012/2013
3
Mgmt AgainstForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
Mgmt ForForForApprove Remuneration System for Management Board Members
5
Mgmt ForForForRatify Ernst & Young as Auditors for Fiscal 2013/2014
6
Mgmt ForForForElect Jim Hagemann Snabe to the Supervisory Board
7
Mgmt ForForForApprove Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
9
Mgmt ForForForApprove Cancellation of Capital Authorization 10
Mgmt ForForForAmend Articles Re: Remuneration of the Supervisory Board
11
Verizon Communications Inc.
Meeting Date: 01/28/2014
Record Date: 12/09/2013
Country: USA
Meeting Type: Special
Provider Security ID: 92343V104
Ticker: VZ
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Verizon Communications Inc.
Shares Voted: 234,648
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition Mgmt For For For
Mgmt ForForForIncrease Authorized Common Stock 2
Mgmt ForForForAdjourn Meeting 3
Vodafone Group plc
Meeting Date: 01/28/2014
Record Date: 01/26/2014
Country: United Kingdom
Meeting Type: Special
Provider Security ID: G93882135
Ticker: VOD
Shares Voted: 3,727,638
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc
Mgmt For Refer For
Mgmt ForReferForApprove Matters Relating to the Return of Value to Shareholders
2
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 3
Mgmt ForForForAuthorise Board to Ratify and Execute Approved Resolutions
4
Vodafone Group plc
Meeting Date: 01/28/2014
Record Date: 01/26/2014
Country: United Kingdom
Meeting Type: Court
Provider Security ID: G93882135
Ticker: VOD
Shares Voted: 3,727,638
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Court Meeting Mgmt
Mgmt ForReferForApprove Scheme of Arrangement 1
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
CGI Group Inc
Meeting Date: 01/29/2014
Record Date: 12/13/2013
Country: Canada
Meeting Type: Annual
Provider Security ID: 39945C109
Ticker: GIB.A
Shares Voted: 15,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for Class A Subordinate Voting and Class B Shareholders
Mgmt
Mgmt ForForForElect Alain Bouchard as Director 1.1
Mgmt ForForForElect Bernard Bourigeaud as Director 1.2
Mgmt ForForForElect Jean Brassard as Director 1.3
Mgmt ForForForElect Robert Chevrier as Director 1.4
Mgmt ForForForElect Dominic D'Alessandro as Director 1.5
Mgmt ForForForElect Thomas P. d'Aquino as Director 1.6
Mgmt ForForForElect Paule Dore as Director 1.7
Mgmt ForForForElect Richard B. Evans as Director 1.8
Mgmt ForForForElect Julie Godin as Director 1.9
Mgmt ForForForElect Serge Godin as Director 1.10
Mgmt ForForForElect André Imbeau as Director 1.11
Mgmt ForForForElect Gilles Labbé as Director 1.12
Mgmt ForForForElect Michael E. Roach as Director 1.13
Mgmt ForForForElect Joakim Westh as Director 1.14
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt AgainstAgainstForRe-approve Stock Option Plan 3
Johnson Controls, Inc.
Meeting Date: 01/29/2014
Record Date: 11/21/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 478366107
Ticker: JCI
Shares Voted: 43,662
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Natalie A. Black Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Johnson Controls, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Raymond L. Conner 1.2
Mgmt ForForForElect Director William H. Lacy 1.3
Mgmt ForForForElect Director Alex A. Molinaroli 1.4
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Park 24 Co.
Meeting Date: 01/29/2014
Record Date: 10/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J63581102
Ticker: 4666
Shares Voted: 7,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 40
Mgmt For For For
Mgmt AgainstAgainstForElect Director Nishikawa, Koichi 2.1
Mgmt ForForForElect Director Sasaki, Kenichi 2.2
Mgmt ForForForElect Director Kawakami, Norifumi 2.3
Mgmt ForForForElect Director Kawasaki, Keisuke 2.4
Mgmt ForForForAppoint Statutory Auditor Uenishi, Seishi 3.1
Mgmt AgainstAgainstForAppoint Statutory Auditor Takeda, Tsunekazu 3.2
Mgmt ForForForApprove Retirement Bonus Payment for Directors and Statutory Auditor
4
Mgmt ForForForApprove Special Payments in Connection with Abolition of Retirement Bonus System
5
Visa Inc.
Meeting Date: 01/29/2014
Record Date: 12/03/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 92826C839
Ticker: V
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Visa Inc.
Shares Voted: 38,186
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mary B. Cranston Mgmt For For For
Mgmt ForForForElect Director Francisco Javier Fernandez-Carbajal
1b
Mgmt ForForForElect Director Alfred F. Kelly, Jr. 1c
Mgmt ForForForElect Director Robert W. Matschullat 1d
Mgmt ForForForElect Director Cathy E. Minehan 1e
Mgmt ForForForElect Director Suzanne Nora Johnson 1f
Mgmt ForForForElect Director David J. Pang 1g
Mgmt ForForForElect Director Charles W. Scharf 1h
Mgmt ForForForElect Director William S. Shanahan 1i
Mgmt ForForForElect Director John A. C. Swainson 1j
Mgmt ForForForElect Director Maynard G. Webb, Jr. 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
Accenture plc
Meeting Date: 01/30/2014
Record Date: 12/06/2013
Country: Ireland
Meeting Type: Annual
Provider Security ID: G1151C101
Ticker: ACN
Shares Voted: 44,488
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForElect Director Jaime Ardila 2a
Mgmt ForForForElect Director Charles H. Giancarlo 2b
Mgmt ForForForElect Director William L. Kimsey 2c
Mgmt ForForForElect Director Blythe J. McGarvie 2d
Mgmt ForForForElect Director Mark Moody-Stuart 2e
Mgmt ForForForElect Director Pierre Nanterme 2f
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Accenture plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gilles C. Pelisson 2g
Mgmt ForForForElect Director Wulf von Schimmelmann 2h
Mgmt ForForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
5
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt ForReferForApprove Reduction in Share Capital and Creation of Distributable Reserves
7
Mgmt ForReferForAuthorize the Holding of the 2015 AGM at a Location Outside Ireland
8
Mgmt ForForForAuthorize Open-Market Purchases of Class A Ordinary Shares
9
Mgmt ForReferForDetermine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
10
Ashland Inc.
Meeting Date: 01/30/2014
Record Date: 12/02/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 044209104
Ticker: ASH
Shares Voted: 4,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Stephen F. Kirk Mgmt For For For
Mgmt ForForForElect Director James J. O'Brien 1.2
Mgmt ForForForElect Director Barry W. Perry 1.3
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Costco Wholesale Corporation
Meeting Date: 01/30/2014
Record Date: 11/25/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 22160K105
Ticker: COST
Shares Voted: 39,292
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Susan L. Decker Mgmt For Withhold For
Mgmt ForWithholdForElect Director Richard M. Libenson 1.2
Mgmt ForWithholdForElect Director John W. Meisenbach 1.3
Mgmt ForWithholdForElect Director Charles T. Munger 1.4
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstAdopt Simple Majority Vote 4
Mgmt ForForNoneDeclassify the Board of Directors 5
Liberty Global plc
Meeting Date: 01/30/2014
Record Date: 12/13/2013
Country: United Kingdom
Meeting Type: Special
Provider Security ID: G5480U104
Ticker: LBTYA
Shares Voted: 25,025
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Omnibus Stock Plan Mgmt For Against Against
Mgmt AgainstAgainstForApprove Non-Employee Director Omnibus Stock Plan
2
Rock-Tenn Company
Meeting Date: 01/31/2014
Record Date: 12/02/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 772739207
Ticker: RKT
Shares Voted: 7,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jenny A. Hourihan Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Rock-Tenn Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steven C. Voorhees 1.2
Mgmt WithholdWithholdForElect Director J. Powell Brown 1.3
Mgmt ForForForElect Director Robert M. Chapman 1.4
Mgmt ForForForElect Director Terrell K. Crews 1.5
Mgmt ForForForElect Director Russell M. Currey 1.6
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Tyson Foods, Inc.
Meeting Date: 01/31/2014
Record Date: 12/02/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 902494103
Ticker: TSN
Shares Voted: 33,476
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John Tyson Mgmt For For For
Mgmt ForForForElect Director Kathleen M. Bader 1b
Mgmt ForForForElect Director Gaurdie E. Banister, Jr. 1c
Mgmt ForForForElect Director Jim Kever 1d
Mgmt ForForForElect Director Kevin M. McNamara 1e
Mgmt ForForForElect Director Brad T. Sauer 1f
Mgmt ForForForElect Director Robert Thurber 1g
Mgmt ForForForElect Director Barbara A. Tyson 1h
Mgmt ForForForElect Director Albert C. Zapanta 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
SH ForForAgainstReport on the Risks Associated with Use of Gestation Crates in Supply
4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nuance Communications, Inc.
Meeting Date: 02/03/2014
Record Date: 12/09/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 67020Y100
Ticker: NUAN
Shares Voted: 15,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Paul A. Ricci Mgmt For For For
Mgmt ForForForElect Director Robert J. Frankenberg 1b
Mgmt ForForForElect Director Patrick T. Hackett 1c
Mgmt ForForForElect Director Brett Icahn 1d
Mgmt ForForForElect Director William H. Janeway 1e
Mgmt ForForForElect Director Mark R. Laret 1f
Mgmt ForForForElect Director Katharine A. Martin 1g
Mgmt ForForForElect Director Mark B. Myers 1h
Mgmt ForForForElect Director Philip J. Quigley 1i
Mgmt ForForForElect Director David S. Schechter 1j
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Auditors 4
Emerson Electric Co.
Meeting Date: 02/04/2014
Record Date: 11/26/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 291011104
Ticker: EMR
Shares Voted: 63,979
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director D. N. Farr Mgmt For For For
Mgmt ForForForElect Director H. Green 1.2
Mgmt ForForForElect Director C. A. Peters 1.3
Mgmt ForForForElect Director J. W. Prueher 1.4
Mgmt ForForForElect Director A.A. Busch, III 1.5
Mgmt ForForForElect Director J. S. Turley 1.6
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Emerson Electric Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
SH ForReferAgainstReport on Sustainability 4
SH ForForAgainstReport on Political Contributions 5
SH ForForAgainstReport on Lobbying Payments and Policy 6
Rockwell Automation, Inc.
Meeting Date: 02/04/2014
Record Date: 12/09/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 773903109
Ticker: ROK
Shares Voted: 9,477
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
A1 Elect Director Steven R. Kalmanson Mgmt For Withhold Withhold
Mgmt ForForForElect Director James P. Keane A2
Mgmt ForForForElect Director Donald R. Parfet A3
Mgmt ForForForRatify Auditors B
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
C
SH ForForNoneRequire a Majority Vote for the Election of Directors
D
Compass Group plc
Meeting Date: 02/06/2014
Record Date: 02/04/2014
Country: United Kingdom
Meeting Type: Annual
Provider Security ID: G23296182
Ticker: CPG
Shares Voted: 149,775
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Compass Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Final Dividend 4
Mgmt ForForForElect Paul Walsh as Director 5
Mgmt ForForForRe-elect Dominic Blakemore as Director 6
Mgmt ForForForRe-elect Richard Cousins as Director 7
Mgmt ForForForRe-elect Gary Green as Director 8
Mgmt ForForForRe-elect Andrew Martin as Director 9
Mgmt ForForForRe-elect John Bason as Director 10
Mgmt ForForForRe-elect Susan Murray as Director 11
Mgmt ForForForRe-elect Don Robert as Director 12
Mgmt ForForForRe-elect Sir Ian Robinson as Director 13
Mgmt ForForForReappoint Deloitte LLP as Auditors 14
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
15
Mgmt ForForForAuthorise EU Political Donations and Expenditure
16
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 19
Mgmt ForForForAuthorise the Company to Call EGM with Two Weeks Notice
20
Gildan Activewear Inc.
Meeting Date: 02/06/2014
Record Date: 12/12/2013
Country: Canada
Meeting Type: Annual
Provider Security ID: 375916103
Ticker: GIL
Shares Voted: 6,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William D. Anderson Mgmt For For For
Mgmt ForForForElect Director Glenn J. Chamandy 1.2
Mgmt ForForForElect Director Russell Goodman 1.3
Mgmt ForForForElect Director Russ Hagey 1.4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Gildan Activewear Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director George Heller 1.5
Mgmt ForForForElect Director Sheila O'Brien 1.6
Mgmt ForForForElect Director Pierre Robitaille 1.7
Mgmt ForForForElect Director James R. Scarborough 1.8
Mgmt ForForForElect Director Gonzalo F. Valdes-Fauli 1.9
Mgmt ForForForApprove Shareholder Rights Plan 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Rockwell Collins, Inc.
Meeting Date: 02/06/2014
Record Date: 12/09/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 774341101
Ticker: COL
Shares Voted: 7,777
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Chris A. Davis Mgmt For For For
Mgmt ForForForElect Director Ralph E. Eberhart 1.2
Mgmt ForForForElect Director David Lilley 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
Mgmt ForForForDeclassify the Board of Directors 4
TUI Travel plc
Meeting Date: 02/06/2014
Record Date: 02/04/2014
Country: United Kingdom
Meeting Type: Annual
Provider Security ID: G9127H104
Ticker: TT.
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
TUI Travel plc
Shares Voted: 71,822
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForAgainstForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForApprove Performance Share Plan 2014 4
Mgmt ForForForApprove Deferred Annual Bonus Scheme 2014 5
Mgmt ForForForApprove Final Dividend 6
Mgmt ForForForElect Friedrich Joussen as Director 7
Mgmt ForReferForRe-elect Sir Michael Hodgkinson as Director 8
Mgmt ForForForRe-elect Peter Long as Director 9
Mgmt ForForForRe-elect Johan Lundgren as Director 10
Mgmt ForForForRe-elect William Waggott as Director 11
Mgmt ForForForRe-elect Horst Baier as Director 12
Mgmt ForForForElect Sebastian Ebel as Director 13
Mgmt ForForForRe-elect Janis Kong as Director 14
Mgmt ForForForRe-elect Coline McConville as Director 15
Mgmt ForForForRe-elect Minnow Powell as Director 16
Mgmt ForForForRe-elect Dr Erhard Schipporeit as Director 17
Mgmt ForForForRe-elect Dr Albert Schunk as Director 18
Mgmt ForForForRe-elect Harold Sher as Director 19
Mgmt ForForForElect Valerie Gooding as Director 20
Mgmt ForForForElect Vladimir Yakushev as Director 21
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
22
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
23
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
24
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
25
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 26
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
TUI Travel plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call EGM with Two Weeks Notice
27
Melrose Industries plc
Meeting Date: 02/07/2014
Record Date: 02/05/2014
Country: United Kingdom
Meeting Type: Special
Provider Security ID: G5973J103
Ticker: MRO
Shares Voted: 92,567
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Matters Relating to the Return of Capital to Shareholders
Mgmt For Refer For
Bank Hapoalim Ltd.
Meeting Date: 02/11/2014
Record Date: 01/14/2014
Country: Israel
Meeting Type: Special
Provider Security ID: M1586M115
Ticker: POLI
Shares Voted: 56,766
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Compensation Policy for the Directors and Officers of the Company
Mgmt For For For
Mgmt AgainstReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Mgmt Please Select Any Category Which Applies to You as a Shareholder
Mgmt AgainstReferNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
Mgmt AgainstReferNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bank Hapoalim Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Bank Leumi le-Israel B.M.
Meeting Date: 02/11/2014
Record Date: 01/12/2014
Country: Israel
Meeting Type: Special
Provider Security ID: M16043107
Ticker: LUMI
Shares Voted: 95,755
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Approve Compensation Policy for the Directors and Officers of the Company, for 2013
Mgmt For For For
Mgmt ForForForApprove Compensation Policy for the Directors and Officers of the Company for 2014-2016
1.2
Mgmt ForForForApprove Terms of Annual Bonus Grant to David Brodet, Chairman, for 2013
2.1
Mgmt ForForForApprove Terms of Annual Bonus Grant to David Brodet, Chairman, for 2014-2016
2.2
Mgmt ForForForApprove Termination Terms of Rakefet Aminoach, CEO
3
Mgmt ForForForApprove Framework Terms of Annual Bonus to Rakefet Aminoach, CEO for 2013
4.1
Mgmt ForForForApprove Framework Terms of Annual Bonus to Rakefet Aminoach, CEO for 2014-2016
4.2
Mgmt ForForForAmend Articles of Association, Reflecting Legislative Changes Made in The Banking Law (Legislative Amendments), 2012
5
Mgmt AgainstReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Mgmt Please Select Any Category Which Applies to You as a Shareholder
Mgmt AgainstReferNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bank Leumi le-Israel B.M.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstReferNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
Mgmt ForReferNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Telefonica Deutschland Holding AG
Meeting Date: 02/11/2014
Record Date:
Country: Germany
Meeting Type: Special
Provider Security ID: D8T9CK101
Ticker: O2D
Shares Voted: 2,575
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve EUR 3.7 Billion Share Capital Increase via Issuance of New Shares with Preemptive Rights
Mgmt For Refer For
Mgmt ForReferForApprove Creation of EUR 475 Million Pool of Capital without Preemptive Rights
2
Mgmt AgainstReferForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 558.5 Million Pool of Capital to Guarantee Conversion Rights
3
Auckland International Airport Ltd.
Meeting Date: 02/12/2014
Record Date: 02/10/2014
Country: New Zealand
Meeting Type: Special
Provider Security ID: Q06213104
Ticker: AIA
Shares Voted: 84,659
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve the Return of Capital Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Metro AG
Meeting Date: 02/12/2014
Record Date: 01/21/2014
Country: Germany
Meeting Type: Annual
Provider Security ID: D53968125
Ticker: MEO
Shares Voted: 13,351
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for the Abbreviated Fiscal Year 2013 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
2
Mgmt ForForForApprove Discharge of Management Board for Abbreviated Fiscal Year 2013
3
Mgmt ForForForApprove Discharge of Supervisory Board for Abbreviated Fiscal Year 2013
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2013/2014
5
Mgmt ForForForElect Fredy Raas to the Supervisory Board 6
Mgmt ForForForApprove Remuneration System for Management Board Members
7
TD Ameritrade Holding Corporation
Meeting Date: 02/12/2014
Record Date: 12/16/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 87236Y108
Ticker: AMTD
Shares Voted: 10,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dan W. Cook, III Mgmt For For For
Mgmt ForForForElect Director Joseph H. Moglia 1.2
Mgmt ForForForElect Director Wilbur J. Prezzano 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
easyJet plc
Meeting Date: 02/13/2014
Record Date: 02/11/2014
Country: United Kingdom
Meeting Type: Annual
Provider Security ID: G3030S109
Ticker: EZJ
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
easyJet plc
Shares Voted: 12,865
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForApprove Ordinary Dividend 4
Mgmt ForForForApprove Special Dividend 5
Mgmt ForForForElect John Barton as Director 6
Mgmt ForForForRe-elect Charles Gurassa as Director 7
Mgmt ForForForRe-elect Carolyn McCall as Director 8
Mgmt ForForForRe-elect Chris Kennedy as Director 9
Mgmt ForForForRe-elect Adele Anderson as Director 10
Mgmt ForForForRe-elect David Bennett as Director 11
Mgmt ForForForRe-elect John Browett as Director 12
Mgmt ForForForRe-elect Rigas Doganis as Director 13
Mgmt ForForForRe-elect Keith Hamill as Director 14
Mgmt ForForForRe-elect Andy Martin as Director 15
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
16
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
IMI plc
Meeting Date: 02/13/2014
Record Date: 02/11/2014
Country: United Kingdom
Meeting Type: Special
Provider Security ID: G47152106
Ticker: IMI
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
IMI plc
Shares Voted: 38,727
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Adopt New Articles of Association Mgmt For For For
Mgmt ForReferForApprove Matters Relating to the Return of Cash to Shareholders
2
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
3
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
4
Mgmt ForForForAuthorise Market Purchase of New Ordinary Shares
5
Infineon Technologies AG
Meeting Date: 02/13/2014
Record Date:
Country: Germany
Meeting Type: Annual
Provider Security ID: D35415104
Ticker: IFX
Shares Voted: 95,931
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.12 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2012/2013
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2013/2014
5
Mgmt ForForForApprove Affiliation Agreement with Infineon Technologies Finance GmbH
6
Mgmt ForForForApprove Cancellation of Conditional Capital 1999/I
7
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights
8
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kabel Deutschland Holding AG
Meeting Date: 02/13/2014
Record Date: 01/22/2014
Country: Germany
Meeting Type: Special
Provider Security ID: D6424C104
Ticker: KD8
Shares Voted: 2,830
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Affiliation Agreement Between Vodafone Vierte Verwaltungs AG and Kabel Deutschland Holding AG
Mgmt For For For
Israel Corporation (The)
Meeting Date: 02/18/2014
Record Date: 01/16/2014
Country: Israel
Meeting Type: Annual
Provider Security ID: M8785N109
Ticker: ILCO
Shares Voted: 454
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Discuss Financial Statements and the Report of the Board for 2012
Mgmt
Mgmt AgainstAgainstForReappoint KPMG Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForReelect Ron Moskovitz as Director Until the End of the Next Annual General Meeting
3.1
Mgmt ForAgainstForReelect Amnon Lion as Director Until the End of the Next Annual General Meeting
3.2
Mgmt ForAgainstForReelect Zeev Nahari as Director Until the End of the Next Annual General Meeting
3.3
Mgmt ForForForReelect Zehavit Cohen as Director Until the End of the Next Annual General Meeting
3.4
Mgmt ForForForReelect Yoav Doppelt as Director Until the End of the Next Annual General Meeting
3.5
Mgmt ForForForReelect Aviad Kaufman as Director Until the End of the Next Annual General Meeting
3.6
Mgmt ForForForReelect Eitan Raff as Director Until the End of the Next Annual General Meeting
3.7
Mgmt ForForForReelect Dan Suesskind as Director Until the End of the Next Annual General Meeting
3.8
Mgmt ForForForReelect Michael Bricker as Director Until the End of the Next Annual General Meeting
3.9
Mgmt AgainstAgainstForApprove Directors' Compensation 4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Israel Corporation (The)
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
MgmtPlease Select Any Category Which Applies to You as a Shareholder
Mgmt AgainstReferNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
Mgmt AgainstReferNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
Mgmt ForReferNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
The Link Real Estate Investment Trust
Meeting Date: 02/18/2014
Record Date: 02/12/2014
Country: Hong Kong
Meeting Type: Special
Provider Security ID: Y5281M111
Ticker: 00823
Shares Voted: 176,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Business Mgmt
Mgmt ForForForApprove Expanded Geographical Investment Scope
1
Mgmt ForForForAmend Trust Deed Re: Investment Scope Trust Deed Amendments
2
Mgmt ForForForAmend Trust Deed Re: Authorized Investments and Related Activities
3
Mgmt AgainstAgainstForAmend Trust Deed Re: Issuance of Units and/or Convertible Instruments to a Connected Person
4
Mgmt ForForForAmend Trust Deed Re: Manager's and Trustee's Ability to Borrow or Raise Money for The Link Real Estate Investment Trust
5
Mgmt ForForForAmend Trust Deed Re: Voting by a Show of Hands
6
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Link Real Estate Investment Trust
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Trust Deed Re: Other Miscellaneous Amendments
7
Japan Real Estate Investment Corp.
Meeting Date: 02/19/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Special
Provider Security ID: J27523109
Ticker: 8952
Shares Voted: 64
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Articles to Authorize Unit Buybacks Mgmt For For For
Mgmt ForForForAmend Articles to Amend Incentive Compensation for Asset Management Company
2
Mgmt ForForForAmend Articles to Introduce Asset Management Compensation Related to Merger
3
Raymond James Financial, Inc.
Meeting Date: 02/20/2014
Record Date: 12/13/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 754730109
Ticker: RJF
Shares Voted: 6,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Shelley G. Broader Mgmt For For For
Mgmt ForForForElect Director Jeffrey N. Edwards 1.2
Mgmt ForForForElect Director Benjamin C. Esty 1.3
Mgmt ForForForElect Director Francis S. Godbold 1.4
Mgmt ForForForElect Director H. William Habermeyer, Jr. 1.5
Mgmt ForForForElect Director Thomas A. James 1.6
Mgmt ForForForElect Director Gordon L. Johnson 1.7
Mgmt ForForForElect Director Paul C. Reilly 1.8
Mgmt ForForForElect Director Robert P. Saltzman 1.9
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Raymond James Financial, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Hardwick Simmons 1.10
Mgmt ForForForElect Director Susan N. Story 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Varian Medical Systems, Inc.
Meeting Date: 02/20/2014
Record Date: 12/23/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 92220P105
Ticker: VAR
Shares Voted: 6,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Susan L. Bostrom Mgmt For For For
Mgmt ForForForElect Director Regina E. Dugan 1.2
Mgmt ForForForElect Director Venkatraman Thyagarajan 1.3
Mgmt ForForForElect Director Dow R. Wilson 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Executive Incentive Bonus Plan 3
Mgmt ForForForRatify Auditors 4
Mgmt ForForForDeclassify the Board of Directors 5
Mgmt ForForForEliminate Cumulative Voting 6
KONE Corporation
Meeting Date: 02/24/2014
Record Date: 02/12/2014
Country: Finland
Meeting Type: Annual
Provider Security ID: X4551T105
Ticker: KNEBV
Shares Voted: 18,435
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
KONE Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.9975 per Class A Share and EUR 1.00 per Class B Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work
10
Mgmt ForForForFix Number of Directors at Nine; Fix Number of Deputy Members at One
11
Mgmt ForReferForReelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin,Sirkka Hämäläinen-Lindfors, Juhani Kaskeala, and Sirpa Pietikäinenas Directors, and Elect Ravi Kant as New Director; Elect Iiris Herlin as New Deputy Member
12
Mgmt ForForForApprove Remuneration of Auditors 13
Mgmt ForForForFix Number of Auditors at Two 14
Mgmt ForForForRatify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors
15
Mgmt ForForForAuthorize Share Repurchase Program 16
MgmtClose Meeting 17
Teva Pharmaceutical Industries Ltd.
Meeting Date: 02/24/2014
Record Date: 01/23/2014
Country: Israel
Meeting Type: Special
Provider Security ID: M8769Q102
Ticker: TEVA
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Teva Pharmaceutical Industries Ltd.
Shares Voted: 64,343
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate
Mgmt For For For
Whole Foods Market, Inc.
Meeting Date: 02/24/2014
Record Date: 12/30/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 966837106
Ticker: WFM
Shares Voted: 23,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John Elstrott Mgmt For For For
Mgmt ForForForElect Director Gabrielle Greene 1.2
Mgmt ForForForElect Director Shahid 'Hass' Hassan 1.3
Mgmt ForForForElect Director Stephanie Kugelman 1.4
Mgmt ForForForElect Director John Mackey 1.5
Mgmt ForForForElect Director Walter Robb 1.6
Mgmt ForForForElect Director Jonathan Seiffer 1.7
Mgmt ForForForElect Director Morris 'Mo' Siegel 1.8
Mgmt ForForForElect Director Jonathan Sokoloff 1.9
Mgmt ForForForElect Director Ralph Sorenson 1.10
Mgmt ForForForElect Director William 'Kip' Tindell, III 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
SH ForForAgainstClaw-back of Payments under Restatements 4
SH AgainstReferAgainstProvide For Confidential Running Vote Tallies 5
Novartis AG
Meeting Date: 02/25/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H5820Q150
Ticker: NOVN
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Shares Voted: 166,937
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
Novartis AG
Meeting Date: 02/25/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H5820Q150
Ticker: NOVN
Shares Voted: 166,937
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForAgainstForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.45 per Share
3
Mgmt ForAgainstForApprove Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding)
4.1
Mgmt ForForForApprove Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding)
4.2
Mgmt ForForForReelect Joerg Reinhardt as Director and Chairman of the Board of Directors
5.1
Mgmt ForForForReelect Dimitri Azar as Director 5.2
Mgmt ForForForReelect Verena Briner as Director 5.3
Mgmt ForForForReelect Srikant Datar as Director 5.4
Mgmt ForForForReelect Ann Fudge as Director 5.5
Mgmt ForForForReelect Pierre Landolt as Director 5.6
Mgmt AgainstForForReelect Ulrich Lehner as Director 5.7
Mgmt ForForForReelect Andreas von Planta as Director 5.8
Mgmt ForForForReelect Charles Sawyers as Director 5.9
Mgmt ForForForReelect Enrico Vanni as Director 5.10
Mgmt ForForForReelect William Winters as Director 5.11
Mgmt AgainstAgainstForElect Srikant Datar as Member of the Compensation Committee
6.1
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Ann Fudge as Member of the Compensation Committee
6.2
Mgmt AgainstAgainstForElect Ulrich Lehner as Member of the Compensation Committee
6.3
Mgmt ForAgainstForElect Enrico Vanni as Member of the Compensation Committee
6.4
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
7
Mgmt ForForForDesignate Peter Andreas Zahn as Independent Proxy
8
Deere & Company
Meeting Date: 02/26/2014
Record Date: 12/31/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 244199105
Ticker: DE
Shares Voted: 28,715
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Samuel R. Allen Mgmt For For For
Mgmt ForForForElect Director Crandall C. Bowles 1b
Mgmt ForForForElect Director Vance D. Coffman 1c
Mgmt ForForForElect Director Charles O. Holliday, Jr. 1d
Mgmt ForForForElect Director Dipak C. Jain 1e
Mgmt ForForForElect Director Clayton M. Jones 1f
Mgmt ForForForElect Director Joachim Milberg 1g
Mgmt ForForForElect Director Richard B. Myers 1h
Mgmt ForForForElect Director Gregory R. Page 1i
Mgmt ForForForElect Director Thomas H. Patrick 1j
Mgmt ForForForElect Director Sherry M. Smith 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novozymes A/S
Meeting Date: 02/26/2014
Record Date: 02/19/2014
Country: Denmark
Meeting Type: Annual
Provider Security ID: K7317J133
Ticker: NZYM B
Shares Voted: 11,986
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Preparation of Annual Reports Only in English
Mgmt For Refer For
MgmtReceive Report of Board 2
Mgmt ForForForAccept Financial Statements and Statutory Reports
3
Mgmt ForForForApprove Allocation of Income and Dividends of DKK 2.50 Per Share
4
Mgmt ForForForApprove Unchanged Remuneration of Directors and Audit Committee
5
Mgmt ForForForReelect Henrik Gurtler (Chairman) as Director 6
Mgmt ForForForReelect Agnete Raaschou-Nielsen (Vice-Chairman) as Director
7
Mgmt ForForForReelect Lena Olving as Director 8a
Mgmt ForForForReelect Jorgen Rasmussen as Director 8b
Mgmt ForForForReelect Mathias Uhlen as Director 8c
Mgmt ForForForElect Lars Green as Director 8d
Mgmt ForReferForRatify PricewaterhouseCoopers as Auditors 9
MgmtShareholder Proposals Submitted by Kjeld Beyer
SH AgainstReferAgainstInclude Supplementary Financial Information to Meeting Notice
10a
SH AgainstReferAgainstRequire Company to Offer at AGM a Meal Corresponding to Company's Outlook
10b
MgmtManagement Proposals
Mgmt ForForForAuthorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration
11
MgmtOther Business 12
Royal Bank Of Canada
Meeting Date: 02/26/2014
Record Date: 01/03/2014
Country: Canada
Meeting Type: Annual
Provider Security ID: 780087102
Ticker: RY
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Royal Bank Of Canada
Shares Voted: 111,970
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director W. Geoffrey Beattie Mgmt For For For
Mgmt ForForForElect Director David F. Denison 1.2
Mgmt ForForForElect Director Richard L. George 1.3
Mgmt ForForForElect Director Timothy J. Hearn 1.4
Mgmt ForForForElect Director Alice D. Laberge 1.5
Mgmt ForForForElect Director Michael H. McCain 1.6
Mgmt ForForForElect Director Heather Munroe-Blum 1.7
Mgmt ForForForElect Director Gordon M. Nixon 1.8
Mgmt ForForForElect Director J. Pedro Reinhard 1.9
Mgmt ForForForElect Director Thomas A. Renyi 1.10
Mgmt ForForForElect Director Edward Sonshine 1.11
Mgmt ForForForElect Director Kathleen P. Taylor 1.12
Mgmt ForForForElect Director Bridget A. van Kralingen 1.13
Mgmt ForForForElect Director Victor L. Young 1.14
Mgmt ForForForRatify Deloitte LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstReferAgainstSP 1: Phase Out Stock Options as a Form of Compensation
4
SH AgainstReferAgainstSp 2: Disclose Conformation to the OECD's Guidelines
5
SH AgainstReferAgainstSP 3: Auditor Rotation 6
SH AgainstReferAgainstSP 4: Provide Response on Say-on-Pay Vote Results
7
SH AgainstReferAgainstSP 5: Require Feedback Following a High Percentage of Votes Withheld for Nomination of a Director
8
Osram Licht AG
Meeting Date: 02/27/2014
Record Date:
Country: Germany
Meeting Type: Annual
Provider Security ID: D5963B113
Ticker: OSR
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Osram Licht AG
Shares Voted: 8,741
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2012/2013
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
Mgmt ForForForRatify Ernst & Young as Auditors for Fiscal 2013/2014
5
Mgmt ForForForElect Peter Bauer to the Supervisory Board 6.1
Mgmt ForForForElect Christine Bortenlaenger to the Supervisory Board
6.2
Mgmt ForForForElect Roland Busch to the Supervisory Board 6.3
Mgmt ForForForElect Joachim Faber to the Supervisory Board 6.4
Mgmt ForForForElect Lothar Frey to the Supervisory Board 6.5
Mgmt ForForForElect Frank Lakerveld to the Supervisory Board
6.6
Mgmt AgainstAgainstForApprove Remuneration System for Management Board Members
7
Mgmt ForForForAmend Articles Re: Remuneration of the Supervisory Board
8
Apple Inc.
Meeting Date: 02/28/2014
Record Date: 12/30/2013
Country: USA
Meeting Type: Annual
Provider Security ID: 037833100
Ticker: AAPL
Shares Voted: 71,571
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William Campbell Mgmt For For For
Mgmt ForForForElect Director Timothy Cook 1.2
Mgmt ForForForElect Director Millard Drexler 1.3
Mgmt ForForForElect Director Al Gore 1.4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Apple Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert Iger 1.5
Mgmt ForForForElect Director Andrea Jung 1.6
Mgmt ForForForElect Director Arthur Levinson 1.7
Mgmt ForForForElect Director Ronald Sugar 1.8
Mgmt ForForForAdopt Majority Voting for Uncontested Election of Directors
2
Mgmt ForForForAmend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock
3
Mgmt ForForForEstablish a Par Value for Common Stock 4
Mgmt ForForForRatify Auditors 5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mgmt ForForForApprove Omnibus Stock Plan 7
SH AgainstReferAgainstEstablish Board Committee on Human Rights 8
SH AgainstAgainstAgainstReport on Trade Associations and Organizations that Promote Sustainability Practices
9
SH AgainstAgainstAgainstAdvisory Vote to Increase Capital Repurchase Program
10
SH AgainstAgainstAgainstProxy Access 11
PCCW Limited
Meeting Date: 02/28/2014
Record Date:
Country: Hong Kong
Meeting Type: Special
Provider Security ID: Y6802P120
Ticker: 00008
Shares Voted: 234,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Acquisition of the Entire Equity Interest in CSL New World Mobility Limited by HKT Limited and Related Transactions
Mgmt For For For
Applied Materials, Inc.
Meeting Date: 03/04/2014
Record Date: 01/08/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 038222105
Ticker: AMAT
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Applied Materials, Inc.
Shares Voted: 92,836
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Aart J. de Geus Mgmt For For For
Mgmt ForForForElect Director Gary E. Dickerson 1b
Mgmt ForForForElect Director Stephen R. Forrest 1c
Mgmt ForForForElect Director Thomas J. Iannotti 1d
Mgmt ForForForElect Director Susan M. James 1e
Mgmt ForForForElect Director Alexander A. Karsner 1f
Mgmt ForForForElect Director Gerhard H. Parker 1g
Mgmt ForForForElect Director Dennis D. Powell 1h
Mgmt ForForForElect Director Willem P. Roelandts 1i
Mgmt ForForForElect Director James E. Rogers 1j
Mgmt ForForForElect Director Michael R. Splinter 1k
Mgmt ForForForElect Director Robert H. Swan 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
SH ForForAgainstAmend Bylaws -- Call Special Meetings 4
Hologic, Inc.
Meeting Date: 03/04/2014
Record Date: 01/10/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 436440101
Ticker: HOLX
Shares Voted: 19,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jonathan Christodoro Mgmt For For For
Mgmt ForForForElect Director Sally W. Crawford 1.2
Mgmt ForForForElect Director Scott T. Garrett 1.3
Mgmt ForForForElect Director David R. LaVance, Jr. 1.4
Mgmt ForForForElect Director Nancy L. Leaming 1.5
Mgmt ForForForElect Director Lawrence M. Levy 1.6
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hologic, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen P. MacMillan 1.7
Mgmt ForForForElect Director Samuel Merksamer 1.8
Mgmt ForForForElect Director Christiana Stamoulis 1.9
Mgmt ForForForElect Director Elaine S. Ullian 1.10
Mgmt ForForForElect Director Wayne Wilson 1.11
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
Joy Global Inc.
Meeting Date: 03/04/2014
Record Date: 01/03/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 481165108
Ticker: JOY
Shares Voted: 6,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edward L. Doheny, II Mgmt For For For
Mgmt ForForForElect Director Steven L. Gerard 1.2
Mgmt ForForForElect Director John T. Gremp 1.3
Mgmt ForForForElect Director John Nils Hanson 1.4
Mgmt ForForForElect Director Gale E. Klappa 1.5
Mgmt ForForForElect Director Richard B. Loynd 1.6
Mgmt ForForForElect Director P. Eric Siegert 1.7
Mgmt ForForForElect Director James H. Tate 1.8
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
QUALCOMM Incorporated
Meeting Date: 03/04/2014
Record Date: 01/06/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 747525103
Ticker: QCOM
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
QUALCOMM Incorporated
Shares Voted: 140,290
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Barbara T. Alexander Mgmt For For For
Mgmt ForForForElect Director Donald G. Cruickshank 1b
Mgmt ForForForElect Director Raymond V. Dittamore 1c
Mgmt ForForForElect Director Susan Hockfield 1d
Mgmt ForForForElect Director Thomas W. Horton 1e
Mgmt ForForForElect Director Paul E. Jacobs 1f
Mgmt ForForForElect Director Sherry Lansing 1g
Mgmt ForForForElect Director Steven M. Mollenkopf 1h
Mgmt ForForForElect Director Duane A. Nelles 1i
Mgmt ForForForElect Director Clark T. 'Sandy' Randt, Jr. 1j
Mgmt ForForForElect Director Francisco Ros 1k
Mgmt ForForForElect Director Jonathan J. Rubinstein 1l
Mgmt ForForForElect Director Brent Scowcroft 1m
Mgmt ForForForElect Director Marc I. Stern 1n
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
TE Connectivity Ltd.
Meeting Date: 03/04/2014
Record Date: 02/12/2014
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H84989104
Ticker: TEL
Shares Voted: 24,750
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Pierre R. Brondeau Mgmt For For For
Mgmt ForForForElect Director Juergen W. Gromer 1b
Mgmt ForForForElect Director William A. Jeffrey 1c
Mgmt ForForForElect Director Thomas J. Lynch 1d
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
TE Connectivity Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Yong Nam 1e
Mgmt ForForForElect Director Daniel J. Phelan 1f
Mgmt ForForForElect Director Frederic M. Poses 1g
Mgmt ForForForElect Director Lawrence S. Smith 1h
Mgmt ForForForElect Director Paula A. Sneed 1i
Mgmt ForForForElect Director David P. Steiner 1j
Mgmt ForForForElect Director John C. Van Scoter 1k
Mgmt ForForForElect Director Laura H. Wright 1l
Mgmt ForReferForElect Board Chairman Thomas J. Lynch 2
Mgmt ForReferForElect Daniel J. Phelan as Member of Management Development & Compensation Committee
3a
Mgmt ForReferForElect Paula A. Sneed as Member of Management Development & Compensation Committee
3b
Mgmt ForReferForElect David P. Steiner as Member of Management Development & Compensation Committee
3c
Mgmt ForReferForDesignate Jvo Grundler as Independent Proxy 4
Mgmt ForForForAccept Annual Report for Fiscal Year Ended September 27, 2013
5.1
Mgmt ForForForAccept Statutory Financial Statements for Fiscal Year Ended September 27, 2013
5.2
Mgmt ForReferForApprove Consolidated Financial Statements for Fiscal Year Ended September 27, 2013
5.3
Mgmt ForReferForApprove Discharge of Board and Senior Management
6
Mgmt ForForForRatify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014
7.1
Mgmt ForForForRatify Deloitte AG as Swiss Registered Auditors
7.2
Mgmt ForReferForRatify PricewaterhouseCoopers AG as Special Auditors
7.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
8
Mgmt ForReferForApprove Allocation of Available Earnings for Fiscal Year 2013
9
Mgmt ForForForApprove Declaration of Dividend 10
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
TE Connectivity Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForAgainstForAuthorize Repurchase of Up to USD 1 Billion of Share Capital
11
Mgmt ForReferForApprove Reduction of Share Capital 12
Mgmt ForAgainstForAdjourn Meeting 13
TransDigm Group Incorporated
Meeting Date: 03/04/2014
Record Date: 01/03/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 893641100
Ticker: TDG
Shares Voted: 3,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sean P. Hennessy Mgmt For For For
Mgmt WithholdWithholdForElect Director Douglas Peacock 1.2
Mgmt WithholdWithholdForElect Director John Staer 1.3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
Mgmt ForForForDeclassify the Board of Directors 4
Helmerich & Payne, Inc.
Meeting Date: 03/05/2014
Record Date: 01/10/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 423452101
Ticker: HP
Shares Voted: 11,581
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Hans Helmerich Mgmt For For For
Mgmt ForForForElect Director John W. Lindsay 1b
Mgmt ForForForElect Director Paula Marshall 1c
Mgmt ForForForElect Director Randy A. Foutch 1d
Mgmt ForForForElect Director John D. Zeglis 1e
Mgmt ForForForElect Director William L. Armstrong 1f
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Helmerich & Payne, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas A. Petrie 1g
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tyco International Ltd.
Meeting Date: 03/05/2014
Record Date: 01/06/2014
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H89128104
Ticker: TYC
Shares Voted: 28,850
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForReferForApprove Discharge of Board and Senior Management
2
Mgmt ForForForElect Director Edward D. Breen 3a
Mgmt ForForForElect Director Herman E. Bulls 3b
Mgmt ForForForElect Director Michael E. Daniels 3c
Mgmt ForForForElect Director Frank M. Drendel 3d
Mgmt ForForForElect Director Brian Duperreault 3e
Mgmt ForForForElect Director Rajiv L. Gupta 3f
Mgmt ForForForElect Director George R. Oliver 3g
Mgmt ForForForElect Director Brendan R. O'Neill 3h
Mgmt ForForForElect Director Jürgen Tinggren 3i
Mgmt ForForForElect Director Sandra S. Wijnberg 3j
Mgmt ForForForElect Director R. David Yost 3k
Mgmt ForReferForElect Board Chairman Edward D. Breen 4
Mgmt ForReferForElect Rajiv L. Gupta as Member of Remuneration Committee
5a
Mgmt ForReferForElect Sandra S. Wijnberg as Member of Remuneration Committee
5b
Mgmt ForReferForElect R. David Yost as Member of Remuneration Committee
5c
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tyco International Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Deloitte AG as Statutory Auditor 6a
Mgmt ForForForRatify Deloitte & Touche LLP as Independent Registered Public Accounting Firm
6b
Mgmt ForForForRatify PricewaterhouseCoopers AG as Special Auditors
6c
Mgmt ForReferForDesignate Bratschi Wiederkehr & Buob as Independent Proxy
7
Mgmt ForReferForApprove Allocation of Income 8
Mgmt ForReferForApprove Ordinary Cash Dividend 9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
10
AmerisourceBergen Corporation
Meeting Date: 03/06/2014
Record Date: 01/06/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 03073E105
Ticker: ABC
Shares Voted: 21,013
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Steven H. Collis Mgmt For For For
Mgmt ForForForElect Director Douglas R. Conant 1.2
Mgmt ForForForElect Director Richard W. Gochnauer 1.3
Mgmt ForForForElect Director Richard C. Gozon 1.4
Mgmt ForForForElect Director Lon R. Greenberg 1.5
Mgmt ForForForElect Director Edward E. Hagenlocker 1.6
Mgmt ForForForElect Director Jane E. Henney 1.7
Mgmt ForForForElect Director Kathleen W. Hyle 1.8
Mgmt ForForForElect Director Michael J. Long 1.9
Mgmt ForForForElect Director Henry W. McGee 1.10
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForProvide Right to Call Special Meeting 5
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Green Mountain Coffee Roasters, Inc.
Meeting Date: 03/06/2014
Record Date: 01/06/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 393122106
Ticker: GMCR
Shares Voted: 7,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John D. Hayes Mgmt For For For
Mgmt ForForForElect Director A.D. David Mackay 1.2
Mgmt ForForForElect Director Michael J. Mardy 1.3
Mgmt ForForForElect Director David E. Moran 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForChange Company Name 3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
5
Mgmt ForForForRatify Auditors 6
TDC A/S
Meeting Date: 03/06/2014
Record Date: 02/27/2014
Country: Denmark
Meeting Type: Annual
Provider Security ID: K94545116
Ticker: TDC
Shares Voted: 53,779
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Discharge of Management and Board 3
Mgmt ForForForApprove Allocation of Income 4
Mgmt ForForForReelect Vagn Sorensen as Director 5a
Mgmt ForForForReelect Pierre Danon as Director 5b
Mgmt ForForForReelect Stine Bosse as Director 5c
Mgmt ForForForReelect Angus Porter as Director 5d
Mgmt ForForForReelect Soren Sorensen as Director 5e
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
TDC A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Pieter Knook as Director 5f
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 6
Mgmt ForForForAuthorize Share Repurchase Program 7a
Mgmt ForForForAmend Guidelines for Incentive-Based Compensation for Executive Management and Board
7b
Mgmt ForForForApprove Remuneration of Directors in the Amount of DKK 1.1 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work
7c
Mgmt ForForForAmend Articles of Association 7d
Mgmt ForForForAmend Authorisation to Increase Share Capital
7e
Mgmt ForReferForApprove Publication of Information in English 7f
MgmtOther Business 8
The Sage Group plc
Meeting Date: 03/06/2014
Record Date: 03/04/2014
Country: United Kingdom
Meeting Type: Annual
Provider Security ID: G7771K142
Ticker: SGE
Shares Voted: 117,253
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForRe-elect Donald Brydon as Director 3
Mgmt ForForForRe-elect Guy Berruyer as Director 4
Mgmt ForForForElect Neil Berkett as Director 5
Mgmt ForForForElect Drummond Hall as Director 6
Mgmt ForForForElect Steve Hare as Director 7
Mgmt ForForForElect Jonathan Howell as Director 8
Mgmt ForForForRe-elect Ruth Markland as Director 9
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
10
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Sage Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
11
Mgmt ForForForApprove Remuneration Report 12
Mgmt ForForForApprove Remuneration Policy 13
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
14
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
15
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 16
Mgmt ForForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Wartsila Oyj
Meeting Date: 03/06/2014
Record Date: 02/24/2014
Country: Finland
Meeting Type: Annual
Provider Security ID: X98155116
Ticker: WRT1V
Shares Voted: 8,932
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.05 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Vice Chair, and EUR 60,000 for Other Directors; Approve Meeting Fees;Approve Remuneration for Committee Work
10
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wartsila Oyj
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForFix Number of Directors at Nine 11
Mgmt AgainstReferForReelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh (Vice Chairman), Sune Carlsson, Alexander Ehrnrooth, Paul Ehrnrooth, Gunilla Nordstrom, Mikael Lilius (Chairman), and Markus Rauramo as Directors; Elect Risto Murto as New DirectorNew Director
12
Mgmt ForForForApprove Remuneration of Auditors 13
Mgmt ForForForRatify KPMG as Auditors 14
Mgmt ForForForAuthorize Share Repurchase of up to 19 Million Issued Shares
15a
Mgmt ForForForAuthorize Reissuance of up to 19 Million Repurchased Shares
15b
MgmtClose Meeting 16
International Game Technology
Meeting Date: 03/10/2014
Record Date: 01/13/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 459902102
Ticker: IGT
Shares Voted: 16,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Paget L. Alves Mgmt For For For
Mgmt ForForForElect Director Eric F. Brown 1b
Mgmt ForForForElect Director Janice D. Chaffin 1c
Mgmt ForForForElect Director Greg Creed 1d
Mgmt ForForForElect Director Patti S. Hart 1e
Mgmt ForForForElect Director Robert J. Miller 1f
Mgmt ForForForElect Director Vincent L. Sadusky 1g
Mgmt ForForForElect Director Philip G. Satre 1h
Mgmt ForForForElect Director Tracey D. Weber 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
SH ForForAgainstProxy Access 4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Analog Devices, Inc.
Meeting Date: 03/12/2014
Record Date: 01/10/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 032654105
Ticker: ADI
Shares Voted: 20,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ray Stata Mgmt For For For
Mgmt ForForForElect Director Vincent T. Roche 1b
Mgmt ForForForElect Director Richard M. Beyer 1c
Mgmt ForForForElect Director James A. Champy 1d
Mgmt ForForForElect Director John C. Hodgson 1e
Mgmt ForForForElect Director Yves-Andre Istel 1f
Mgmt ForForForElect Director Neil Novich 1g
Mgmt ForForForElect Director F. Grant Saviers 1h
Mgmt ForForForElect Director Kenton J. Sicchitano 1i
Mgmt ForForForElect Director Lisa T. Su 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Auditors 4
Bank Hapoalim Ltd.
Meeting Date: 03/12/2014
Record Date: 02/10/2014
Country: Israel
Meeting Type: Special
Provider Security ID: M1586M115
Ticker: POLI
Shares Voted: 56,766
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Reelect Yosef Yarom as External Director, as Defined in Directive 301 of the Proper Conduct of Banking Business Regulations, for a Three Year Term
Mgmt For For For
Mgmt AgainstReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bank Hapoalim Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtPlease Select Any Category Which Applies to You as a Shareholder
Mgmt AgainstReferNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
Mgmt AgainstReferNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
Mgmt ForReferNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Franklin Resources, Inc.
Meeting Date: 03/12/2014
Record Date: 01/14/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 354613101
Ticker: BEN
Shares Voted: 37,193
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Samuel H. Armacost Mgmt For For For
Mgmt ForForForElect Director Peter K. Barker 1b
Mgmt ForForForElect Director Charles E. Johnson 1c
Mgmt ForForForElect Director Gregory E. Johnson 1d
Mgmt ForForForElect Director Rupert H. Johnson, Jr. 1e
Mgmt ForForForElect Director Mark C. Pigott 1f
Mgmt ForForForElect Director Chutta Ratnathicam 1g
Mgmt ForForForElect Director Laura Stein 1h
Mgmt ForForForElect Director Anne M. Tatlock 1i
Mgmt ForForForElect Director Geoffrey Y. Yang 1j
Mgmt ForForForRatify Auditors 2
Mgmt ForForForApprove Executive Incentive Bonus Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Franklin Resources, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstInstitute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity
5
Toll Brothers, Inc.
Meeting Date: 03/12/2014
Record Date: 01/15/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 889478103
Ticker: TOL
Shares Voted: 9,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert I. Toll Mgmt For For For
Mgmt ForForForElect Director Bruce E. Toll 1.2
Mgmt ForForForElect Director Douglas C. Yearley, Jr. 1.3
Mgmt ForForForElect Director Robert S. Blank 1.4
Mgmt ForForForElect Director Edward G. Boehne 1.5
Mgmt ForForForElect Director Richard J. Braemer 1.6
Mgmt ForForForElect Director Christine N. Garvey 1.7
Mgmt ForForForElect Director Carl B. Marbach 1.8
Mgmt ForForForElect Director Stephen A. Novick 1.9
Mgmt ForForForElect Director Paul E. Shapiro 1.10
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Banco Bilbao Vizcaya Argentaria, S.A.
Meeting Date: 03/13/2014
Record Date: 03/06/2014
Country: Spain
Meeting Type: Annual
Provider Security ID: E11805103
Ticker: BBVA
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Banco Bilbao Vizcaya Argentaria, S.A.
Shares Voted: 369,637
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors
Mgmt For For For
Mgmt ForForForReelect Tomás Alfaro Drake as Director 2.1
Mgmt ForForForReelect Carlos Loring Martínez de Irujo as Director
2.2
Mgmt ForForForReelect José Luis Palao García-Suelto as Director
2.3
Mgmt ForForForReelect Susana Rodríguez Vidarte as Director 2.4
Mgmt ForForForRatify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director
2.5
Mgmt ForForForAppoint Lourdes Máiz Carro as Director 2.6
Mgmt ForForForAuthorize Share Repurchase Program 3
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
4.1
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
4.2
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
4.3
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
4.4
Mgmt ForForForApprove Deferred Share Bonus Plan for FY 2014
5
Mgmt ForForForFix Maximum Variable Compensation Ratio 6
Mgmt ForForForRenew Appointment of Deloitte as Auditor 7
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
8
Mgmt ForForForAdvisory Vote on Remuneration Policy Report 9
F5 Networks, Inc.
Meeting Date: 03/13/2014
Record Date: 01/06/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 315616102
Ticker: FFIV
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
F5 Networks, Inc.
Shares Voted: 5,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director A. Gary Ames Mgmt For For For
Mgmt ForForForElect Director Stephen Smith 1b
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SGS SA
Meeting Date: 03/13/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H7485A108
Ticker: SGSN
Shares Voted: 285
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
SGS SA
Meeting Date: 03/13/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H7485A108
Ticker: SGSN
Shares Voted: 285
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt ForForForApprove Discharge of Board and Senior Management
3
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 65 per Share
4
Mgmt ForForForAmend Certain Provisions of the Articles of Association
5a
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
SGS SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForEliminate Supermajority Voting Requirement for Certain Types of Voting Resolutions
5b
Mgmt AgainstAgainstForElect Sergio Marchionne as Director 6.1
Mgmt AgainstAgainstForElect Paul Desmarais Jr. as Director 6.2
Mgmt ForAgainstForElect August von Finck as Director 6.3
Mgmt ForAgainstForElect August Francois von Finck as Director 6.4
Mgmt ForAgainstForElect Ian Gallienne as Director 6.5
Mgmt ForForForElect Cornelius Grupp as Director 6.6
Mgmt ForForForElect Peter Kalantzis as Director 6.7
Mgmt ForAgainstForElect Gerard Lemarche as Director 6.8
Mgmt ForForForElect Shelby du Pasquier as Director 6.9
Mgmt AgainstAgainstForElect Sergio Marchionne as Board Chairman 6.10
Mgmt AgainstAgainstForAppoint August von Finck as Member of the Compensation Committee
6.11
Mgmt AgainstAgainstForAppoint Ian Gallienne as Member of the Compensation Committee
6.12
Mgmt ForForForAppoint Shelby du Pasquier as Member of the Compensation Committee
6.13
Mgmt ForForForRatify Deloitte SA as Auditors 7
Mgmt ForForForDesignate Jeandin & Defacqz as Independent Proxy
8
The ADT Corporation
Meeting Date: 03/13/2014
Record Date: 01/15/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 00101J106
Ticker: ADT
Shares Voted: 14,775
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Thomas Colligan Mgmt For For For
Mgmt ForForForElect Director Richard Daly 1b
Mgmt ForForForElect Director Timothy Donahue 1c
Mgmt ForForForElect Director Robert Dutkowsky 1d
Mgmt ForForForElect Director Bruce Gordon 1e
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
The ADT Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Naren Gursahaney 1f
Mgmt ForForForElect Director Bridgette Heller 1g
Mgmt ForForForElect Director Kathleen Hyle 1h
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
DSV A/S
Meeting Date: 03/14/2014
Record Date: 03/07/2014
Country: Denmark
Meeting Type: Annual
Provider Security ID: K3013J154
Ticker: DSV
Shares Voted: 6,316
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Remuneration of Directors for 2014 in the Amount of DKK 1.2 Million for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work
3
Mgmt ForForForApprove Allocation of Income and Dividends of DKK 1.50 ($) Per Share
4
Mgmt ForForForElect Kurt Larsen as Director 5.1
Mgmt ForForForReelect Erik Pedersen as Director 5.2
Mgmt ForForForReelect Annette Sadolin as Director 5.3
Mgmt ForForForReelect Birgit Norgaard as Director 5.4
Mgmt ForForForReelect Thomas Plenborg as Director 5.5
Mgmt ForForForElect Robert Kledal as Director 5.6
Mgmt ForForForRatify KPMG Statsautoriseret Revisionspartnerselskab as Auditors
6.1
MgmtShareholder Proposals Submitted by Kjeld Beyer
SH AbstainReferAbstainRatify KMPG International, KPMG 2014 P/S as Auditors
6.2
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
DSV A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtManagement Proposals
Mgmt ForForForApprove DKK 3 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly
7.1
Mgmt ForForForAmend Articles Re: Amend General Guidelines for Incentive Pay for Employees of DSV A/S
7.2
Mgmt ForForForAmend Articles Re: Validity of Proxies Issued to Board of Directors
7.3
Mgmt ForForForAmend Articles Re: Auditor Duties 7.4
MgmtShareholder Proposals Submitted by Husmand Jensen og Hustrus Legat (Smallholder Jensen and Wife Scholarship Fund) c/o Kjeld Beyer
SH AgainstReferAgainstAmend Articles: Inclusion of Additional Financial Information Alongside Meeting Notice
7.5a
SH AgainstReferAgainstRequire No More than Three Menus to Access Financial Statements on Company Website
7.5b
SH AgainstReferAgainstRequire Company to Offer at AGM a Meal Corresponding to Company's Outlook
7.5c
MgmtOther Business 8
Immofinanz AG
Meeting Date: 03/14/2014
Record Date: 03/04/2014
Country: Austria
Meeting Type: Special
Provider Security ID: A27849149
Ticker: IIA
Shares Voted: 43,321
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Spin-Off Agreement with BUWOG AG Mgmt For Refer For
Mapfre S.A.
Meeting Date: 03/14/2014
Record Date: 03/07/2014
Country: Spain
Meeting Type: Annual
Provider Security ID: E7347B107
Ticker: MAP
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Mapfre S.A.
Shares Voted: 67,907
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
Mgmt For For For
Mgmt ForForForApprove Discharge of Board 2
Mgmt ForForForRatify Appointment of and Elect Catalina Miñarro Brugarolas as Director
3
Mgmt AgainstAgainstForReelect Antonio Huertas Mejías as Director 4
Mgmt ForForForReelect Francisco Vallejo Vallejo as Director 5
Mgmt ForForForReelect Rafael Beca Borrego as Director 6
Mgmt ForForForReelect Rafael Fontoira Suris as Director 7
Mgmt ForForForReelect Andrés Jiménez Herradón as Director 8
Mgmt ForForForReelect Rafael Márquez Osorio as Director 9
Mgmt ForForForReelect Francisca Martín Tabernero as Director
10
Mgmt ForForForReelect Matías Salvá Bennasar as Director 11
Mgmt ForForForApprove Allocation of Income and Dividends 12
Mgmt AgainstAgainstForAdvisory Vote on Remuneration Policy Report 13
Mgmt ForForForRenew Appointment of Ernst & Young as Auditor
14
Mgmt ForForForAuthorize President and Secretary to Ratify and Execute Approved Resolutions
15
Mgmt ForForForAuthorize Board to Clarify or Interpret Previous Agenda Items
16
Mgmt ForForForThank Individuals Who Loyally Contribute to Company's Management in FY 2013
17
Schindler Holding AG
Meeting Date: 03/17/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H7258G233
Ticker: SCHN
Shares Voted: 365
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Schindler Holding AG
Meeting Date: 03/17/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H7258G233
Ticker: SCHN
Shares Voted: 365
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForApprove Remuneration Report (Non-Binding) 1.2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.20 per Share and Participation Certificate
2
Mgmt ForForForApprove Discharge of Board and Senior Management
3
Mgmt AgainstAgainstForAdopt New Articles of Association 4
Mgmt AgainstAgainstForApprove Fixed Remuneration of Board of Directors for the 2014 Financial Year in the Amount of CHF 8.2 Million
5.1
Mgmt ForForForApprove Fixed Remuneration of Executive Management for the 2014 Financial Year in the Amount of CHF 8.8 Million
5.2
Mgmt ForForForElect Juergen Tinggren as Director 6.1
Mgmt ForForForReelect Alfred Schindler as Director and Chairman of the Board of Directors
6.2
Mgmt ForForForReelect Luc Bonnard as Director 6.3
Mgmt AgainstAgainstForReelect Hubertus von Gruenberg as Director and Member of the Remuneration Committee
6.4.1
Mgmt ForForForReelect Pius Baschera as Director and Member of the Remuneration Committee
6.4.2
Mgmt AgainstAgainstForReelect Rudolf Fischer as Director and Member of the Remuneration Committee
6.4.3
Mgmt ForForForElect Monika Buetler as Director 6.5.1
Mgmt ForForForElect Carole Vischer as Director 6.5.2
Mgmt ForForForElect Karl Hofstetter as Director 6.5.3
Mgmt ForForForElect Anthony Nightingale as Director 6.5.4
Mgmt ForForForElect Rolf Schweiger as Director 6.5.5
Mgmt ForForForElect Klaus Wellershoff as Director 6.5.6
Mgmt ForForForDesignate Adrian von Segesser as Independent Proxy
6.6
Mgmt ForForForRatify Ernst & Young AG as Auditors 6.7
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Schindler Holding AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove CHF 270,729 Reduction in Share Capital via Cancellation of Repurchased Shares
7.1
Mgmt ForForForApprove CHF 155,337 Reduction in Participation Capital via Cancellation of Repurchased Participation Certificates
7.2
Danske Bank A/S
Meeting Date: 03/18/2014
Record Date: 03/11/2014
Country: Denmark
Meeting Type: Annual
Provider Security ID: K22272114
Ticker: DANSKE
Shares Voted: 37,165
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of DKK 2.00 Per Share
3
Mgmt ForForForReelect Ole Andersen as Director 4a
Mgmt ForForForReelect Urban Bäckström as Director 4b
Mgmt ForForForReelect Lars Förberg as Director 4c
Mgmt ForForForReelect Jorn Jensen as Director 4d
Mgmt ForForForReelect Carol Sergeant as Director 4e
Mgmt ForForForReelect Jim Snabe as Director 4f
Mgmt ForForForReelect Tront Westlie as Director 4g
Mgmt ForForForElect Rolv Ryssdal as New Director 4h
Mgmt ForForForRatify KPMG as Auditors 5
Mgmt ForReferForApprove Publication of Annual Report in English
6a
Mgmt ForForForAmend Articles Re: Approve Norwegian and Swedish as Spoken Languages at General Meeting
6b
Mgmt ForForForAmend Articles Re: Registration by Name in Article 4.4
6c
Mgmt ForForForAmend Articles Re: Board's Entitlement of Ballot to be Held
6d
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Danske Bank A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles Re: Proxy Requirement in Article 12
6e
Mgmt ForReferForAdopt Danske Invest A/S as Secondary Name 6f
Mgmt ForForForAuthorize Share Repurchase Program 7
Mgmt ForForForApprove Remuneration of Directors in the Amount of DKK 1.42 Million for Chairman, DKK 708,750 for Vice Chairman, and 472,500 for Other Directors; Approve Remuneration for Committee Work
8
Mgmt ForForForAmend Company's Remuneration Policy 9
MgmtShareholder Proposals Submitted by Kjeld Beyer
SH AgainstReferAgainstRequire Inclusion of Certain Financial information to Meeting Notice
10a
SH AgainstReferAgainstRequire Annual Reports to be Available in Danish
10b
SH AgainstReferAgainstSimplify Access to Documents Available on Company's Website
10c
SH AgainstReferAgainstRequire Refreshments to be Available During Annual General Meeting
10d
MgmtShareholder Proposals Submitted by Tommy Jonasson
SH AgainstReferAgainstEstablish Institution to Work on Integration of Copenhagen and Landskrona
11
MgmtShareholder Proposals Submitted by Jorgen Dahlberg
SH AgainstReferAgainstRequire Bank to Always State the Most Recent Quoted Price on a Regulated Market
12a
SH AgainstReferAgainstRequire Bank to Never Set Trading Price of Its Share
12b
SH AgainstReferAgainstLimit Bank's Ability to Charge General Fees in Certain Cases
12c
SH AgainstReferAgainstRequire Customer Transactions to be Executed at Lowest Price
12d
SH AgainstReferAgainstAmend Articles Re: Include Norwegian and Swedish as Corporate Language
12e
SH AgainstReferAgainstAmend Articles Re: Allow Norwegian and Swedish to be Spoken at Annual General Meeting
12f
SH AgainstReferAgainstRequire Immediate Cash Payment of Hybrid Core Capital Raised in May 2009
12g
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Danske Bank A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstReferAgainstAmend Articles Re: Prohibit Board of Directors from Rejecting or Placing Shareholder Proposals Under Other Items
12h
SH AgainstReferAgainstAmend Articles Re: Prohibit Board from Rejecting Request for Voting by Ballot
12i
MgmtShareholder Proposals Submitted by Carl Valentin Lehrmann
SH AgainstReferAgainstRequire Danske Bank to Refrain from using Tax Havens
13a
SH AgainstReferAgainstRequest Danske Bank to take Position in Principle on Bank Secrecy
13b
MgmtShareholder Proposals Submitted by Egon Geertsen
SH AgainstReferAgainstRemove Ole Andersen from the Board of Directors
14
The Walt Disney Company
Meeting Date: 03/18/2014
Record Date: 01/17/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 254687106
Ticker: DIS
Shares Voted: 127,116
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Susan E. Arnold Mgmt For For For
Mgmt ForForForElect Director John S. Chen 1b
Mgmt ForForForElect Director Jack Dorsey 1c
Mgmt ForForForElect Director Robert A. Iger 1d
Mgmt ForForForElect Director Fred H. Langhammer 1e
Mgmt ForForForElect Director Aylwin B. Lewis 1f
Mgmt ForForForElect Director Monica C. Lozano 1g
Mgmt ForForForElect Director Robert W. Matschullat 1h
Mgmt ForForForElect Director Sheryl K. Sandberg 1i
Mgmt ForForForElect Director Orin C. Smith 1j
Mgmt ForForForRatify Auditors 2
Mgmt AgainstForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Walt Disney Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForProvide Right to Call Special Meeting 4
SH ForForAgainstAdopt Proxy Access Right 5
SH ForForAgainstPro-rata Vesting of Equity Awards 6
Agilent Technologies, Inc.
Meeting Date: 03/19/2014
Record Date: 01/21/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 00846U101
Ticker: A
Shares Voted: 26,484
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Heidi Fields Mgmt For For For
Mgmt ForForForElect Director A. Barry Rand 1.2
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 03/19/2014
Record Date: 02/09/2014
Country: Israel
Meeting Type: Special
Provider Security ID: M2012Q100
Ticker: BEZQ
Shares Voted: 39,818
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Please note that this is the postponed meeting of March 11, 2014 (849948).
Mgmt
Mgmt ForForForApprove Update to Compensation Policy for the Directors and Officers of the Company
1
Mgmt ForForForApprove Bonus Criteria for the Performance Based Bonus of the CEO for 2014
2
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bezeq The Israeli Telecommunication Corp. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Mgmt ForReferNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Covidien plc
Meeting Date: 03/19/2014
Record Date: 01/09/2014
Country: Ireland
Meeting Type: Annual
Provider Security ID: G2554F113
Ticker: COV
Shares Voted: 42,023
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jose E. Almeida Mgmt For For For
Mgmt ForForForElect Director Joy A. Amundson 1b
Mgmt ForForForElect Director Craig Arnold 1c
Mgmt ForForForElect Director Robert H. Brust 1d
Mgmt ForForForElect Director Christopher J. Coughlin 1e
Mgmt ForForForElect Director Randall J. Hogan, III 1f
Mgmt ForForForElect Director Martin D. Madaus 1g
Mgmt ForForForElect Director Dennis H. Reilley 1h
Mgmt ForForForElect Director Stephen H. Rusckowski 1i
Mgmt ForForForElect Director Joseph A. Zaccagnino 1j
Mgmt ForForForApprove Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAuthorize Market Purchases of Ordinary Shares
4
Mgmt ForReferForAuthorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares
5
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Covidien plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForAgainstForRenew Director's Authority to Issue Shares 6
Mgmt ForAgainstForRenew Director's Authority to Issue Shares for Cash
7
Hewlett-Packard Company
Meeting Date: 03/19/2014
Record Date: 01/21/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 428236103
Ticker: HPQ
Shares Voted: 160,253
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Marc L. Andreessen Mgmt For For For
Mgmt ForForForElect Director Shumeet Banerji 1.2
Mgmt ForForForElect Director Robert R. Bennett 1.3
Mgmt ForForForElect Director Rajiv L. Gupta 1.4
Mgmt ForForForElect Director Raymond J. Lane 1.5
Mgmt ForForForElect Director Ann M. Livermore 1.6
Mgmt ForForForElect Director Raymond E. Ozzie 1.7
Mgmt ForForForElect Director Gary M. Reiner 1.8
Mgmt ForForForElect Director Patricia F. Russo 1.9
Mgmt ForForForElect Director James A. Skinner 1.10
Mgmt ForForForElect Director Margaret C. Whitman 1.11
Mgmt ForForForElect Director Ralph V. Whitworth 1.12
Mgmt ForForForRatify Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstReferAgainstEstablish Board Committee on Human Rights 4
Starbucks Corporation
Meeting Date: 03/19/2014
Record Date: 01/09/2014
Country: USA
Meeting Type: Annual
Provider Security ID: 855244109
Ticker: SBUX
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Starbucks Corporation
Shares Voted: 53,293
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Election Of Director Howard Schultz Mgmt For For For
Mgmt ForForForElection Of Director William W. Bradley 1b
Mgmt ForForForElection Of Director Robert M. Gates 1c
Mgmt ForForForElection Of Director Mellody Hobson 1d
Mgmt ForForForElection Of Director Kevin R. Johnson 1e
Mgmt ForForForElection Of Director Olden Lee 1f
Mgmt ForForForElection Of Director Joshua Cooper Ramo 1g
Mgmt ForForForElection Of Director James G. Shennan, Jr. 1h
Mgmt ForForForElection Of Director Clara Shih 1i
Mgmt ForForForElection Of Director Javier G. Teruel 1j
Mgmt ForForForElection Of Director Myron E. Ullman, III 1k
Mgmt ForForForElection Of Director Craig E. Weatherup 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Auditors 3
SH AgainstAgainstAgainstProhibit Political Spending 4
SH AgainstForAgainstRequire Independent Board Chairman 5
Swedbank AB
Meeting Date: 03/19/2014
Record Date: 03/13/2014
Country: Sweden
Meeting Type: Annual
Provider Security ID: W94232100
Ticker: SWED A
Shares Voted: 62,574
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 5
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Swedbank AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
MgmtReceive Financial Statements and Statutory Reports
7a
MgmtReceive Auditor's Report 7b
MgmtReceive President's Report 7c
Mgmt ForForForAccept Financial Statements and Statutory Reports
8
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 10.10 Per Share
9
Mgmt ForForForApprove Discharge of Board and President 10
Mgmt ForForForDetermine Number of Members ´(9) and Deputy Members of Board
11
Mgmt ForForForApprove Remuneration of Directors; Approve Remuneration of Auditors
12
Mgmt ForForForReelect Ulrika Francke, Göran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundström (chair), Karl-Henrik Sundström, and Siv Svensson as Directors; Elect Maj-Charlotte Wallin as New Director
13
Mgmt ForForForRatify Deloitte as Auditors 14
Mgmt ForForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Mgmt ForForForAmend Articles Re: Remove References to Preference Shares and C Shares
17
Mgmt ForForForAuthorize Repurchase Authorization for Trading in Own Shares
18
Mgmt ForForForAuthorize General Share Repurchase Program 19
Mgmt ForForForApprove Issuance of Convertibles without Preemptive Rights
20
Mgmt ForForForApprove Common Deferred Share Bonus Plan 21a
Mgmt ForForForApprove Deferred Share Bonus Plan for Key Employees
21b
Mgmt ForForForApprove Equity Plan Financing to Participants of 2014 and Previous Programs
21c
MgmtShareholder Proposals From Thorwald Arvidsson and Tommy Jonasson
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Swedbank AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstNoneApprove Special Investigation into Carl Erik Stålberg's Time as Chairman as well as the Reasonableness of his Pension Agreement
22
SH AgainstAgainstNoneApprove Formation of a Landskrona-Ven-Copenhagen Integration Institute
23
MgmtClose Meeting 24
Carlsberg
Meeting Date: 03/20/2014
Record Date: 03/13/2014
Country: Denmark
Meeting Type: Annual
Provider Security ID: K36628137
Ticker: CARL B
Shares Voted: 11,295
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Publication of Annual Report in English
Mgmt For Refer For
MgmtReceive Report of Board 2
Mgmt ForForForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
3
Mgmt ForForForApprove Allocation of Income and Dividends of DKK 8.00 Per Share
4
Mgmt ForForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
5a
Mgmt ForForForApprove Remuneration of Directors in the Amount of DKK 1,400,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work
5b
Mgmt ForAgainstForAuthorize Share Repurchase Program 5c
MgmtShareholder Proposals Submitted by Kjeld Beyer
SH AgainstReferAgainstRequire Inclusion of Certain Financial information to Meeting Notice
5d1
SH AgainstReferAgainstRequire Availability of Certain Reports in Danish for Five Years on Company Website
5d2
SH AgainstReferAgainstSimplify Access to Documents Available on Company's Website
5d3
SH AgainstReferAgainstRequire Company to Offer at AGM a Meal Corresponding to Company's Outlook
5d4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Carlsberg
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtManagement Proposals
Mgmt ForForForReelect Flemming Besenbacher as Director 6a
Mgmt ForForForReelect Jess Soderberg as Director 6b
Mgmt ForForForReelect Lars Stemmerik as Director 6c
Mgmt ForForForReelect Richard Burrows as Director 6d
Mgmt ForForForReelect Cornelis Job van der Graaf as Director 6e
Mgmt ForForForReelect Donna Cordner as Director 6f
Mgmt ForForForReelect Elisabeth Fleuriot as Director 6g
Mgmt ForForForReelect Soren-Peter Olesen as Director 6h
Mgmt ForForForReelect Nina Smith as Director 6i
Mgmt ForForForElect Carl Bache as Director 6j
Mgmt ForForForRatify KPMG 2014 P/S as Auditors 7
Getinge AB
Meeting Date: 03/20/2014
Record Date: 03/14/2014
Country: Sweden
Meeting Type: Annual
Provider Security ID: W3443C107
Ticker: GETI B
Shares Voted: 24,765
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 5
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
MgmtReceive Financial Statements and Statutory Reports
7a
MgmtReceive Consolidated Financial Statements and Statutory Reports
7b
MgmtReceive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
7c
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Getinge AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Board's Dividend Proposal 7d
MgmtReceive Board and Board Committee Reports 8
MgmtReceive President's Report 9
Mgmt ForForForAccept Financial Statements and Statutory Reports
10
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 4.15 Per Share
11
Mgmt ForForForApprove Discharge of Board and President 12
Mgmt ForForForDetermine Number of Members (8) and Deputy Members (0) of Board
13
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 1.1 Million for Chairman and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work
14
Mgmt ForForForReelect Carl Bennet (Chairman), Johan Bygge, Cecilia Wennborg, Carola Lemne, Johan Malmquist, Johan Stern, and Maths Wahlstrom as Directors; Elect Malin Persson as New Director
15
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Mgmt ForForForChange Location of Headquarters to Gothenburg Municipality; Change Location of General Meeting to Gothenburg Municipality and Halmstad Municipality
17
MgmtClose Meeting 18
Givaudan SA
Meeting Date: 03/20/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H3238Q102
Ticker: GIVN
Shares Voted: 726
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Givaudan SA
Meeting Date: 03/20/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H3238Q102
Ticker: GIVN
Shares Voted: 726
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report (Non-Binding) 2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 47.00 per Share
3
Mgmt ForForForApprove Discharge of Board and Senior Management
4
Mgmt ForForForAmend Articles Re: Removal of Registration and Voting Rights Restrictions
5.1
Mgmt ForForForAmend Articles Re: Convening AGM 5.2
Mgmt ForForForAmend Articles Re: Implementation of Ordinance Against Excessive Remuneration at Listed Companies
5.3
Mgmt ForForForReelect Juerg Witmer as Director 6.1.1
Mgmt ForForForReelect Andre Hoffmann as Director 6.1.2
Mgmt ForForForReelect Lilian Biner as Director 6.1.3
Mgmt ForForForReelect Peter Kappeler as Director 6.1.4
Mgmt ForForForReelect Thomas Rufer as Director 6.1.5
Mgmt ForForForReelect Nabil Sakkab as Director 6.1.6
Mgmt ForForForElect Werner Bauer as Director 6.2.1
Mgmt ForForForElect Calvin Greider as Director 6.2.2
Mgmt ForForForElect Juerg Witmer as Board Chairman 6.3
Mgmt ForForForElect Andre Hoffmann as Member of the Remuneration Committee
6.4.1
Mgmt ForForForElect Peter Kappeler as Member of the Remuneration Committee
6.4.2
Mgmt ForForForElect Werner Bauer as Member of the Remuneration Committee
6.4.3
Mgmt ForForForDesignate Manuel Isler as Independent Proxy 6.5
Mgmt ForForForRatify Deloitte SA as Auditors 6.6
Mgmt ForForForApprove Remuneration of Directors Until the 2015 AGM in the Amount of CHF 3 Million (Non-Binding)
7.1
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Givaudan SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove 2013 Short-Term Variable Compensation for the Executive Committee in the Amount of CHF 3 Million (Non-Binding)
7.2.1
Mgmt AgainstAgainstForApprove Fixed and Long-Term Variable Compensation for the Executive Committee for the 2014 Financial Year in the Amount of CHF 15.5 Million (Non-Binding
7.2.2
Hulic Co., Ltd.
Meeting Date: 03/20/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J23594112
Ticker: 3003
Shares Voted: 22,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 4
Mgmt For For For
Mgmt ForForForAmend Articles to Amend Business Lines 2
Mgmt ForForForElect Director Nishiura, Saburo 3.1
Mgmt ForForForElect Director Shiga, Hidehiro 3.2
Mgmt ForForForElect Director Furuichi, Shinji 3.3
Mgmt ForForForElect Director Kobayashi, Hajime 3.4
Mgmt ForForForElect Director Maeda, Takaya 3.5
Mgmt ForForForElect Director Miyajima, Tsukasa 3.6
Mgmt ForForForElect Director Yamada, Hideo 3.7
Mgmt ForForForElect Director Fukushima, Atsuko 3.8
Mgmt AgainstAgainstForElect Director Sato, Masatoshi 3.9
Mgmt AgainstAgainstForAppoint Statutory Auditor Sekiguchi, Kenichi 4
Kyowa Hakko Kirin Co Ltd
Meeting Date: 03/20/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J38296117
Ticker: 4151
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kyowa Hakko Kirin Co Ltd
Shares Voted: 8,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12.5
Mgmt For For For
Mgmt AgainstAgainstForElect Director Hanai, Nobuo 2.1
Mgmt ForForForElect Director Kawai, Hiroyuki 2.2
Mgmt ForForForElect Director Tachibana, Kazuyoshi 2.3
Mgmt ForForForElect Director Nishino, Fumihiro 2.4
Mgmt ForForForElect Director Mikayama, Toshifumi 2.5
Mgmt AgainstAgainstForElect Director Nakajima, Hajime 2.6
Mgmt ForForForElect Director Nishikawa, Koichiro 2.7
Mgmt ForForForAppoint Statutory Auditor Yamazaki, Nobuhisa 3
Mgmt ForForForApprove Deep Discount Stock Option Plan 4
Nordea Bank AB
Meeting Date: 03/20/2014
Record Date: 03/14/2014
Country: Sweden
Meeting Type: Annual
Provider Security ID: W57996105
Ticker: NDA SEK
Shares Voted: 229,548
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForApprove Agenda of Meeting 3
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 4
Mgmt ForForForAcknowledge Proper Convening of Meeting 5
MgmtReceive Financial Statements and Statutory Reports
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.43 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nordea Bank AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForDetermine Number of Members (9) and Deputy Members (0) of Board
10
Mgmt ForForForFix Number of Auditors at One 11
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
Mgmt ForForForReelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director
13
Mgmt ForForForRatify KPMG as Auditors 14
Mgmt ForForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
Mgmt ForForForApprove Issuance of Convertible Instruments without Preemptive Rights
16
Mgmt ForForForAuthorize Share Repurchase Program 17a
Mgmt ForForForAuthorize Reissuance of Repurchased Shares 17b
Mgmt ForForForAuthorize Repurchase of Shares in Connection with Securities Trading
18
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Mgmt ForForForFix Maximum Variable Compensation Ratio 20
MgmtShareholder Proposals Submitted by Thorwald Arvidsson and Tommy Jonasson
SH AgainstAgainstNoneApprove Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act
21
SH AgainstAgainstAgainstAssign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner
22
Novo Nordisk A/S
Meeting Date: 03/20/2014
Record Date: 03/13/2014
Country: Denmark
Meeting Type: Annual
Provider Security ID: K72807132
Ticker: NOVO B
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novo Nordisk A/S
Shares Voted: 127,144
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million
3.1
Mgmt ForForForApprove Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work
3.2
Mgmt ForForForApprove Allocation of Income and Dividends of DKK 4.5 Per Share
4
Mgmt ForForForElect Goran Ando (Chairman) as Director 5.1
Mgmt ForForForElect Jeppe Christiansen (Vice Chairman) as New Director
5.2
Mgmt ForForForElect Bruno Angelici as Director 5.3a
Mgmt ForForForElect Liz Hewitt as Director 5.3b
Mgmt ForForForElect Thomas Koestler as Director 5.3c
Mgmt ForForForElect Helge Lund as Director 5.3d
Mgmt ForForForElect Hannu Ryopponen as Director 5.3e
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 6
Mgmt ForForForApprove DKK 20 Million Reduction in Class B Share Capital via Share Cancellation
7.1
Mgmt ForForForAuthorize Share Repurchase Program 7.2
Mgmt ForReferForApprove Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024
7.3
Mgmt ForReferForApprove Publication of Annual Report in English
7.4.1
Mgmt ForForForChange Language of Annual Meeting to English
7.4.2
Mgmt ForForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.5
MgmtShareholder Proposals Submitted by Kjeld Beyer
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novo Nordisk A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstReferAgainstProvide Financial Information in Notice to Convene AGM
8.1
SH AgainstReferAgainstPublish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years
8.2
SH AgainstReferAgainstSimplify Access to Documents Available on Company's Website
8.3
SH AgainstReferAgainstRequire Refreshments to be Available During Annual General Meeting
8.4
MgmtOther Business 9
Pohjola Bank plc
Meeting Date: 03/20/2014
Record Date: 03/10/2014
Country: Finland
Meeting Type: Annual
Provider Security ID: X6592B100
Ticker: POH1S
Shares Voted: 17,034
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.67 per A Share and EUR 0.64 per K share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Monthly Remuneration of Directors in the Ammount of EUR 8,000 for Chairman, EUR 5,500 for Vice Chairman, and EUR 4,500 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
Mgmt ForForForFix Number of Directors at 8 11
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Pohjola Bank plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstReferForReelect Jukka Hienonen, Jukka Hulkkonen, Mirja-Leena Kullberg, Marjo Partio, Harri Sailas, and Tom von Weymarn as Directors; Ratify Reijo Karhinen (Chair) and Tony Vepsalainen (Deputy Chair) as Directors
12
Mgmt ForAgainstForApprove Remuneration of Auditors 13
Mgmt ForForForRatify KPMG as Auditors 14
Mgmt ForForForApprove Issuance of up to 24 Million Series A Shares and 6 Million Series K Shares without Preemptive Rights
15
MgmtClose Meeting 16
Sulzer AG
Meeting Date: 03/20/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H83580284
Ticker: SUN
Shares Voted: 3,008
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
Sulzer AG
Meeting Date: 03/20/2014
Record Date:
Country: Switzerland
Meeting Type: Annual
Provider Security ID: H83580284
Ticker: SUN
Shares Voted: 3,008
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 1.2
Mgmt ForForForApprove Allocation of Income and Dividends of 3.20 CHF per Share
2
Mgmt ForForForApprove Discharge of Board and Senior Management
3
Mgmt AgainstAgainstForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sulzer AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Thomas Glanzmann as Director 5.1.1
Mgmt ForForForReelect Jill Lee as Director 5.1.2
Mgmt ForForForReelect Marco Musetti as Director 5.1.3
Mgmt ForForForReelect Luciano Respini as Director 5.1.4
Mgmt ForForForReelect Klaus Sturany as Director 5.1.5
Mgmt ForForForElect Peter Loescher as Director and Chairman of the Board of Directors
5.2
Mgmt ForForForElect Matthias Bichsel as Director 5.3
Mgmt ForForForAppoint Thomas Glanzmann as Member of the Compensation Committee
6.1
Mgmt ForForForAppoint Marco Musetti as Member of the Compensation Committee
6.2
Mgmt ForForForAppoint Luciano Respini as Member of the Compensation Committee
6.3
Mgmt ForForForRatify KPMG Ltd as Auditors 7
Mgmt ForForForDesignate Proxy Voting Services GmbH as Independent Proxy
8
Andritz AG
Meeting Date: 03/21/2014
Record Date: 03/11/2014
Country: Austria
Meeting Type: Annual
Provider Security ID: A11123105
Ticker: ANDR
Shares Voted: 4,679
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForApprove Discharge of Management Board 3
Mgmt ForForForApprove Discharge of Supervisory Board 4
Mgmt ForForForApprove Remuneration of Supervisory Board Members
5
Mgmt ForForForRatify Auditors 6
Mgmt ForForForElect Monika Kircher as Supervisory Board Member
7a
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Andritz AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Ralf Dieter as Supervisory Board Member
7b
Mgmt ForForForApprove Stock Option Plan for Key Employees 8
Mgmt ForReferForAmend Articles Re: Participation in the General Meeting
9
Bankia SA
Meeting Date: 03/21/2014
Record Date: 03/14/2014
Country: Spain
Meeting Type: Annual
Provider Security ID: E2R23Z123
Ticker: BKIA
Shares Voted: 292,356
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Approve Standalone Financial Statements Mgmt For For For
Mgmt ForForForApprove Consolidated Financial Statements 1.2
Mgmt ForForForApprove Discharge of Board 1.3
Mgmt ForForForApprove Allocation of Income 1.4
Mgmt ForForForAmend Articles Re: Shareholders Rights and Share Capital Increase
2.1
Mgmt ForForForAmend Articles Re: General Meeting Regulations
2.2
Mgmt ForForForAmend Articles Re: Board Functioning 2.3
Mgmt ForForForAmend Articles Re: Board Committees 2.4
Mgmt ForForForAmend Articles Re: Corporate Governance Annual Report and Company Website
2.5
Mgmt ForForForAmend Articles of General Meeting Regulations Re: Publication and Announcement of General Meeting Notice
3.1
Mgmt ForForForAmend Articles of General Meeting Regulations Re: Shareholder Right to Information
3.2
Mgmt ForForForAmend Articles of General Meeting Regulations Re: Proceeding of General Meetings
3.3
Mgmt AgainstAgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bankia SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 5 Billion
5
Mgmt ForForForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 45 Billion
6
Mgmt ForForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
7
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
8
Mgmt ForForForAdvisory Vote on Remuneration Policy Report 9
MgmtReceive Amendments to Board of Directors' Regulations
10
Twenty-First Century Fox, Inc.
Meeting Date: 03/21/2014
Record Date: 01/23/2014
Country: USA
Meeting Type: Special
Provider Security ID: 90130A101
Ticker: FOX
Shares Voted: 23,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Delisting of Shares from Stock Exchange
Mgmt For Refer Against
Mgmt AgainstReferNonePlease vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder
2
Enagas S.A.
Meeting Date: 03/24/2014
Record Date: 03/17/2014
Country: Spain
Meeting Type: Annual
Provider Security ID: E41759106
Ticker: ENG
Shares Voted: 9,716
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Enagas S.A.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForApprove Discharge of Board 3
Mgmt ForForForRenew Appointment of Deloitte SL as Auditor 4
Mgmt ForForForReelect Antonio Llardén Carratalá as Director 5.1
Mgmt ForForForReelect Marcelino Oreja Arburúa as Director 5.2
Mgmt ForForForElect Ana Palacio Vallelersundi as Director 5.3
Mgmt ForForForElect Isabel Tocino Biscarolasaga as Director 5.4
Mgmt ForForForElect Antonio Hernández Mancha as Director 5.5
Mgmt ForForForElect Gonzalo Solana González as Director 5.6
Mgmt ForForForElect Luis Valero Artola as Director 5.7
Mgmt ForForForApprove Remuneration of Directors 6
Mgmt ForForForAdvisory Vote on Remuneration Policy Report 7
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
8
Israel Corporation (The)
Meeting Date: 03/24/2014
Record Date: 02/23/2014
Country: Israel
Meeting Type: Special
Provider Security ID: M8785N109
Ticker: ILCO
Shares Voted: 407
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Oded Degani as External Director for a Three Year Term
Mgmt For For For
Mgmt AgainstReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
MgmtOrdinary Business
Mgmt AgainstReferNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
Mgmt AgainstReferNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Israel Corporation (The)
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Beam Inc.
Meeting Date: 03/25/2014
Record Date: 02/18/2014
Country: USA
Meeting Type: Special
Provider Security ID: 073730103
Ticker: BEAM
Shares Voted: 8,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Bridgestone Corp.
Meeting Date: 03/25/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J04578126
Ticker: 5108
Shares Voted: 51,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt For For For
Mgmt ForForForElect Director Tsuya, Masaaki 2.1
Mgmt ForForForElect Director Nishigai, Kazuhisa 2.2
Mgmt ForForForElect Director Morimoto, Yoshiyuki 2.3
Mgmt ForForForElect Director Zaitsu, Narumi 2.4
Mgmt ForForForElect Director Tachibana Fukushima, Sakie 2.5
Mgmt ForAgainstForElect Director Murofushi, Kimiko 2.6
Mgmt ForForForElect Director Scott Trevor Davis 2.7
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bridgestone Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Okina, Yuri 2.8
Mgmt ForForForAppoint Statutory Auditor Tsuji, Masahito 3
Mgmt ForForForApprove Deep Discount Stock Option Plan 4
Coca-Cola West Co Ltd
Meeting Date: 03/25/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J0814U109
Ticker: 2579
Shares Voted: 21,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21
Mgmt For For For
Mgmt ForForForElect Director Sueyoshi, Norio 2.1
Mgmt ForForForElect Director Yoshimatsu, Tamio 2.2
Mgmt ForForForElect Director Shibata, Nobuo 2.3
Mgmt ForForForElect Director Wakasa, Jiro 2.4
Mgmt ForForForElect Director Takemori, Hideharu 2.5
Mgmt ForForForElect Director Fukami, Toshio 2.6
Mgmt ForForForElect Director Okamoto, Shigeki 2.7
Mgmt ForForForElect Director Fujiwara, Yoshiki 2.8
Mgmt ForForForElect Director Koga, Yasunori 2.9
Mgmt ForForForElect Director Honbo, Shunichiro 2.10
Mgmt AgainstAgainstForElect Director Kondo, Shiro 2.11
Mgmt AgainstAgainstForElect Director Vikas Tiku 2.12
Mizrahi Tefahot Bank Ltd.
Meeting Date: 03/25/2014
Record Date: 02/25/2014
Country: Israel
Meeting Type: Special
Provider Security ID: M7031A135
Ticker: MZTF
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Mizrahi Tefahot Bank Ltd.
Shares Voted: 11,047
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve One-Time Bonus of NIS 615,000 for 2012 to Yaakov Peri, Former Chairman
Mgmt For For For
Mgmt ForForForApprove Purchase of D&O Liability Insurance Policies For Directors and Officers of the Company and Companies in the Company's Group
2
Mgmt AgainstReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
MgmtPlease Select Any Category Which Applies to You as a Shareholder
Mgmt AgainstReferNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
Mgmt AgainstReferNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
Mgmt ForReferNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Orion Oyj
Meeting Date: 03/25/2014
Record Date: 03/13/2014
Country: Finland
Meeting Type: Annual
Provider Security ID: X6002Y112
Ticker: ORNBV
Shares Voted: 11,339
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Orion Oyj
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.25 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 76,000 for Chairman, EUR 51,000 for Vice Chairman, and EUR 38,000 for Other Directors; Approve Meeting Fees
10
Mgmt ForForForFix Number of Directors at Seven 11
Mgmt ForForForReelect Sirpa Jalkanen, Eero Karvonen, Hannu Syrjanen (Chairman), Heikki Westerlund, Timo Maasilta, and Jukka Ylppo as Directors; Elect Mikael Silvennoinen as New Director
12
Mgmt ForForForApprove Remuneration of Auditors 13
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 14
Mgmt ForForForAmend Articles Re: Convocation of General Meeting
15
MgmtClose Meeting 16
Skandinaviska Enskilda Banken
Meeting Date: 03/25/2014
Record Date: 03/19/2014
Country: Sweden
Meeting Type: Annual
Provider Security ID: W25381141
Ticker: SEB A
Shares Voted: 108,711
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 5
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Skandinaviska Enskilda Banken
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
MgmtReceive Financial Statements and Statutory Reports
7
MgmtReceive President's Report 8
Mgmt ForForForAccept Financial Statements and Statutory Reports
9
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 4.00 Per Share
10
Mgmt ForForForApprove Discharge of Board and President 11
MgmtReceive Report on Work of Nomination Committee
12
Mgmt ForForForDetermine Number of Members (11); Determine Number of Auditors (1)
13
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 750,000 for the Vice Chairmen, and SEK 625,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors
14
Mgmt ForForForReelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors
15
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 16
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
Mgmt ForForForApprove Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers
18a
Mgmt ForForForApprove Share Matching Plan for Executive Management and Key Employees
18b
Mgmt ForForForApprove Profit Sharing Program 18c
Mgmt ForForForAuthorize Repurchase of up to Two Percent of Issued Shares
19a
Mgmt ForForForAuthorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan
19b
Mgmt ForForForAuthorize Reissuance of Repurchased Class A Shares in Connection with 2014 Long-Term Equity Programmes
19c
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Skandinaviska Enskilda Banken
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForFix Maximum Variable Compensation Ratio 20
Mgmt ForForForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
21
MgmtShareholder Proposals Submitted by Tommy Jonasson
SH AgainstAgainstNoneAssign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner
22
MgmtClose Meeting 23
Yamaha Motor Co. Ltd.
Meeting Date: 03/25/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J95776126
Ticker: 7272
Shares Voted: 14,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 16
Mgmt For For For
Mgmt ForForForElect Director Yanagi, Hiroyuki 2.1
Mgmt ForForForElect Director Kimura, Takaaki 2.2
Mgmt ForForForElect Director Shinozaki, Kozo 2.3
Mgmt ForForForElect Director Hideshima, Nobuya 2.4
Mgmt ForForForElect Director Takizawa, Masahiro 2.5
Mgmt ForForForElect Director Suzuki, Hiroyuki 2.6
Mgmt ForForForElect Director Hashimoto, Yoshiaki 2.7
Mgmt ForForForElect Director Sakurai, Masamitsu 2.8
Mgmt ForForForElect Director Adachi, Tamotsu 2.9
Mgmt ForForForElect Director Watanabe, Katsuaki 2.10
Mgmt ForForForElect Director Kato, Toshizumi 2.11
Mgmt AgainstAgainstForElect Director Nakata, Takuya 2.12
Mgmt ForForForAppoint Alternate Statutory Auditor Satake, Masayuki
3
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Yamaha Motor Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Annual Bonus Payment to Directors 4
Mgmt ForForForApprove Ceiling for Performance-Based Cash Compensation for Directors
5
Asahi Group Holdings Ltd.
Meeting Date: 03/26/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J02100113
Ticker: 2502
Shares Voted: 31,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21.5
Mgmt For For For
Mgmt ForForForElect Director Izumiya, Naoki 2.1
Mgmt ForForForElect Director Kawatsura, Katsuyuki 2.2
Mgmt ForForForElect Director Ikeda, Shiro 2.3
Mgmt ForForForElect Director Takahashi, Katsutoshi 2.4
Mgmt ForForForElect Director Okuda, Yoshihide 2.5
Mgmt ForForForElect Director Koji, Akiyoshi 2.6
Mgmt ForForForElect Director Bando, Mariko 2.7
Mgmt ForForForElect Director Tanaka, Naoki 2.8
Mgmt AgainstAgainstForElect Director Ito, Ichiro 2.9
Mgmt AgainstAgainstForAppoint Statutory Auditor Saito, Katsutoshi 3
Banco de Sabadell S.A
Meeting Date: 03/26/2014
Record Date: 03/19/2014
Country: Spain
Meeting Type: Annual
Provider Security ID: E15819191
Ticker: SAB
Shares Voted: 206,614
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements, Allocation of Income, Dividends, and Discharge Directors
Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Banco de Sabadell S.A
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Special Stock Dividends Funded by Treasury Shares
2
Mgmt AgainstAgainstForElect David Martínez Guzmán as Director 3.1
Mgmt AgainstAgainstForReelect Sol Daurella Comadrán as Director 3.2
Mgmt ForForForAmend Article 81 Re: Director Remuneration 4.1
Mgmt ForForForAmend Article 51 Re: Board of Directors 4.2
Mgmt AgainstAgainstForApprove Remuneration Policy Report 5.1
Mgmt ForForForApprove Remuneration of Directors 5.2
Mgmt ForForForFix Maximum Variable Compensation Ratio 5.3
Mgmt ForForForApprove Stock Option Grants 5.4
Mgmt ForForForApprove Share Appreciation Rights Plan 6
Mgmt AgainstAgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt ForForForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 60 Billion
8
Mgmt AgainstAgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 2 Billion
9
Mgmt ForForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
10
Mgmt ForForForRenew Appointment of PricewaterhouseCoopers as Auditor
11
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
12
Electrolux AB
Meeting Date: 03/26/2014
Record Date: 03/20/2014
Country: Sweden
Meeting Type: Annual
Provider Security ID: W24713120
Ticker: ELUX B
Shares Voted: 10,945
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Electrolux AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForApprove Agenda of Meeting 3
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 4
Mgmt ForForForAcknowledge Proper Convening of Meeting 5
MgmtReceive Financial Statements and Statutory Reports
6
MgmtReceive President's Report 7
Mgmt ForForForAccept Financial Statements and Statutory Reports
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 6.50 Per Share
10
Mgmt AgainstAgainstForAmend Articles Re: Number of Auditors, Auditor Term
11
Mgmt ForForForDetermine Number of Members (9) and Deputy Members of Board (0)
12
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 1.8 Million for Chairman, SEK 625,000 for Vice Chairman, and SEK 540,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
13
Mgmt ForForForReelect Lorna Davis, Hasse Johansson, Ronnie Leten (Chairman), Keith McLoughlin, Bert Nordberg, Fredrik Persson, Ulrika Saxon, and Torben Ballegaard Sorensen as Directors; Elect Petra Hedengran as New Director
14
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 15
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Mgmt AgainstAgainstForApprove 2014 Share-Related Long Term Incentive Plan
17
Mgmt ForForForAuthorize Share Repurchase Program 18a
Mgmt ForForForAuthorize Reissuance of Repurchased Class B Shares in Connection to Company Acquisitions
18b
MgmtClose Meeting 19
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Metso Corporation
Meeting Date: 03/26/2014
Record Date: 03/14/2014
Country: Finland
Meeting Type: Annual
Provider Security ID: X53579102
Ticker: MEO1V
Shares Voted: 6,957
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.00 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman and Audit Committee Chairman, and EUR 48,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
Mgmt ForForForFix Number of Directors at Seven 11
Mgmt ForForForReelect Mikael Lilius (Chairman), Christer Gardell (Vice Chairman), Wilson Brumer, Ozey Horton, Lars Josefsson, Nina Kopola, and Eeva Sipila as Directors
12
Mgmt ForForForApprove Remuneration of Auditors 13
Mgmt ForForForRatify Ernst & Young as Auditors 14
Mgmt ForForForAuthorize Share Repurchase Program 15
Mgmt ForForForApprove Issuance of up to 15 Million Shares and Conveyance of up to 10 Million Treasury Shares without Preemptive Rights
16
MgmtClose Meeting 17
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Svenska Handelsbanken AB
Meeting Date: 03/26/2014
Record Date: 03/20/2014
Country: Sweden
Meeting Type: Annual
Provider Security ID: W90937181
Ticker: SHB A
Shares Voted: 27,802
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 5
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
MgmtReceive Financial Statements and Statutory Reports
7
Mgmt ForForForAccept Financial Statements and Statutory Reports; ; Approve Consolidated Financial Statements and Statutory Reports
8
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 16.50 Per Share
9
Mgmt ForForForApprove Discharge of Board and President 10
Mgmt ForForForAuthorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares
11
Mgmt ForForForAuthorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book
12
Mgmt ForForForApprove Issuance of Convertibles to Employees
13
Mgmt ForForForDetermine Number of Members (10) of Board 14
Mgmt ForForForDetermine Number of Auditors (2) 15
Mgmt AgainstAgainstForApprove Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 900,000 for Vice Chairmen, and SEK 625,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors; Indemnification of Directors
16
Mgmt AgainstAgainstForReelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson, and Charlotte Skog as Directors
17
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Svenska Handelsbanken AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify KPMG and Ernst & Young as Auditors 18
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Mgmt ForForForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
20
MgmtShareholder Proposals Submitted by Stefan Sundemo and Tommy Jonasson
SH AgainstAgainstNoneApprove Severance of Links with the Development, Manufacture, and Trade of Nuclear Weapons, and in Future not Invest in Operations Concerned with Nuclear Weapons
21
SH AgainstAgainstNoneApprove The Formation of an Integration Institute in Landskrona, Ven, and/or Copenhagen
22
MgmtClose Meeting 23
Trend Micro Inc.
Meeting Date: 03/26/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J9298Q104
Ticker: 4704
Shares Voted: 5,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 125
Mgmt For For For
Banco Santander S.A.
Meeting Date: 03/27/2014
Record Date: 03/20/2014
Country: Spain
Meeting Type: Annual
Provider Security ID: E19790109
Ticker: SAN
Shares Voted: 757,001
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.A Approve Consolidated and Standalone Financial Statements
Mgmt For For For
Mgmt ForForForApprove Discharge of Board 1.B
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Banco Santander S.A.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForRatify Appointment of and Elect José Javier Marín Romano as Director
3.A
Mgmt ForForForRatify Appointment of Juan Miguel Villar Mir as Director
3.B
Mgmt ForForForRatify Appointment of and Elect Sheila Bair as Director
3.C
Mgmt ForAgainstForReelect Ana Patricia Botín-Sanz de Sautuola y O'Shea as Director
3.D
Mgmt ForAgainstForReelect Rodrigo Echenique Gordillo as Director
3.E
Mgmt ForForForReelect Esther Giménez-Salinas i Colomer as Director
3.F
Mgmt ForAgainstForReelect Vittorio Corbo Lioi as Director 3.G
Mgmt ForForForRenew Appointment of Deloitte as Auditor 4
Mgmt ForForForAuthorize Share Repurchase Program 5
Mgmt ForForForAmend Articles Re: Board Composition and Director Compensation
6.A
Mgmt ForForForAmend Articles Re: Board and Committees 6.B
Mgmt ForForForAmend Article 18 of General Meeting Regulations Re: Audit Committee
7
Mgmt ForForForApprove Capital Raising of up to EUR 500 Million
8
Mgmt ForForForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
9
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
10.A
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
10.B
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
10.C
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
10.D
Mgmt ForForForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
11.A
Mgmt ForForForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
11.B
Mgmt ForForForFix Maximum Variable Compensation Ratio 12
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Banco Santander S.A.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Deferred Share Bonus Plan 13.A
Mgmt ForForForApprove Performance Shares Plan 13.B
Mgmt ForForForApprove Employee Stock Purchase Plan 13.C
Mgmt ForForForApprove Employee Stock Purchase Plan 13.D
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
14
Mgmt ForForForAdvisory Vote on Remuneration Policy Report 15
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 03/27/2014
Record Date:
Country: Israel
Meeting Type: Special
Provider Security ID: M2012Q100
Ticker: BEZQ
Shares Voted: 39,818
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Dividend Distribution of NIS 0.29 Per Share
Mgmt For For For
Chugai Pharmaceutical Co. Ltd.
Meeting Date: 03/27/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J06930101
Ticker: 4519
Shares Voted: 13,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 23
Mgmt For For For
Mgmt AgainstAgainstForElect Director Nagayama, Osamu 2.1
Mgmt ForForForElect Director Ueno, Motoo 2.2
Mgmt ForForForElect Director Kosaka, Tatsuro 2.3
Mgmt ForForForElect Director Itaya, Yoshio 2.4
Mgmt ForForForElect Director Tanaka, Yutaka 2.5
Mgmt AgainstAgainstForElect Director Ikeda, Yasuo 2.6
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chugai Pharmaceutical Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Franz B. Humer 2.7
Mgmt AgainstAgainstForElect Director Sophie Kornowski-Bonnet 2.8
Portugal Telecom, SGPS S.A.
Meeting Date: 03/27/2014
Record Date: 03/20/2014
Country: Portugal
Meeting Type: Special
Provider Security ID: X6769Q104
Ticker: PTC
Shares Voted: 33,643
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Participation in Capital Increase of Oi SA through Contribution of Assets
Mgmt For Refer For
Canon Inc.
Meeting Date: 03/28/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J05124144
Ticker: 7751
Shares Voted: 2,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 65
Mgmt For For For
Mgmt ForForForAmend Articles to Indemnify Directors 2
Mgmt ForAgainstForElect Director Mitarai, Fujio 3.1
Mgmt ForForForElect Director Tanaka, Toshizo 3.2
Mgmt ForForForElect Director Ikoma, Toshiaki 3.3
Mgmt ForForForElect Director Adachi, Yoroku 3.4
Mgmt ForForForElect Director Mitsuhashi, Yasuo 3.5
Mgmt ForForForElect Director Matsumoto, Shigeyuki 3.6
Mgmt ForForForElect Director Homma, Toshio 3.7
Mgmt ForForForElect Director Ozawa, Hideki 3.8
Mgmt ForForForElect Director Maeda, Masaya 3.9
Mgmt ForForForElect Director Tani, Yasuhiro 3.10
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Canon Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Nagasawa, Kenichi 3.11
Mgmt ForForForElect Director Otsuka, Naoji 3.12
Mgmt ForForForElect Director Yamada, Masanori 3.13
Mgmt ForForForElect Director Wakiya, Aitake 3.14
Mgmt ForForForElect Director Ono, Kazuto 3.15
Mgmt ForForForElect Director Kimura, Akiyoshi 3.16
Mgmt ForForForElect Director Osanai, Eiji 3.17
Mgmt ForForForElect Director Saida, Kunitaro 3.18
Mgmt ForForForElect Director Kato, Haruhiko 3.19
Mgmt ForForForAppoint Statutory Auditor Araki, Makoto 4.1
Mgmt ForForForAppoint Statutory Auditor Yoshida, Osami 4.2
Mgmt AgainstAgainstForAppoint Statutory Auditor Kitamura, Kuniyoshi 4.3
Mgmt ForForForApprove Annual Bonus Payment to Directors 5
Iberdrola S.A.
Meeting Date: 03/28/2014
Record Date: 03/23/2014
Country: Spain
Meeting Type: Annual
Provider Security ID: E6165F166
Ticker: IBE
Shares Voted: 352,640
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
Mgmt For For For
Mgmt ForForForApprove Management Reports 2
Mgmt ForForForApprove Discharge of Board 3
Mgmt ForForForRenew Appointment of Ernst & Young as Auditor
4
Mgmt ForForForApprove Allocation of Income and Dividends 5
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
6.A
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
6.B
Mgmt ForForForApprove Restricted Stock Plan 7
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Iberdrola S.A.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Georgina Yamilet Kessel Martínez as Director
8
Mgmt ForForForAuthorize Share Repurchase Program 9
Mgmt ForForForAmend Article 34.5 Re: Technical and Textual Adjustments
10.A
Mgmt ForForForAmend Article 44.3 Re: Term of Audit Committee Chairman
10.B
Mgmt ForForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
11
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
12
Mgmt ForForForAdvisory Vote on Remuneration Policy Report 13
Kao Corp.
Meeting Date: 03/28/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J30642169
Ticker: 4452
Shares Voted: 37,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 32
Mgmt For For For
Mgmt ForForForElect Director Sawada, Michitaka 2.1
Mgmt ForForForElect Director Yoshida, Katsuhiko 2.2
Mgmt ForForForElect Director Takeuchi, Toshiaki 2.3
Mgmt ForForForElect Director Kadonaga, Sonosuke 2.4
Mgmt ForForForElect Director Nagashima, Toru 2.5
Mgmt ForAgainstForElect Director Oku, Masayuki 2.6
Mgmt ForAgainstForAppoint Statutory Auditor Waseda, Yumiko 3
Repsol SA
Meeting Date: 03/28/2014
Record Date: 03/21/2014
Country: Spain
Meeting Type: Annual
Provider Security ID: E8471S130
Ticker: REP
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Repsol SA
Shares Voted: 60,971
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements, and Treatment of Net Loss
Mgmt For For For
Mgmt ForForForApprove Discharge of Board 2
Mgmt ForForForRenew Appointment of Deloitte as Auditor 3
Mgmt ForForForRatify Agreement between Repsol and the Republic of Argentina
4
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
5
Mgmt ForForForAuthorize Capitalization of Reserves for Scrip Dividends
6
Mgmt ForForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
7
Mgmt AgainstAgainstForAmend Articles Re: General Meeting Regulations and Special Agreements
8
Mgmt ForForForAmend Articles Re: Nomination and Remuneration Committee
9
Mgmt ForForForAmend Article 53 Re: Dividend Payments 10
Mgmt ForForForAmend Articles Re: General Meeting Regulations
11
Mgmt ForForForAmend Article Re: Annual Remuneration Report
12
Mgmt ForForForReelect Paulina Beato Blanco as Director 13
Mgmt ForForForReelect Artur Carulla Font as Director 14
Mgmt ForForForReelect Javier Echenique Landiríbar as Director
15
Mgmt ForForForReelect Henri Philippe Reichstul as Director 16
Mgmt ForForForReelect Pemex Internacional España SA as Director
17
Mgmt ForForForAdvisory Vote on Remuneration Policy Report 18
Mgmt ForForForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
19
Mgmt ForForForAuthorize Share Repurchase Program 20
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
21
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
SKF AB
Meeting Date: 03/28/2014
Record Date: 03/21/2014
Country: Sweden
Meeting Type: Annual
Provider Security ID: W84237143
Ticker: SKF B
Shares Voted: 19,975
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 5
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
MgmtReceive Financial Statements and Statutory Reports
7
MgmtReceive President's Report 8
Mgmt ForForForApprove Financial Statements and Statutory Reports
9
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 5.50 per Share
10
Mgmt ForForForApprove Discharge of Board and President 11
Mgmt ForForForAmend Articles Re: Board of Directors 12
Mgmt ForForForDetermine Number of Members (10) and Deputy Members (0) of Board
13
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 1.44 Million for the Chairman and SEK 495,000 for Other Members; Approve Remuneration for Committee Work and Variable Pay
14
Mgmt ForAgainstForReelect Leif Östling (Chairman), Ulla Litzén, Tom Johnstone, Lena Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey, Jouko Karvinen and Baba Kalyani as Directors; Elect Hock Goh as New Director
15
Mgmt ForForForApprove Remuneration of Auditors 16
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
Mgmt AgainstAgainstForApprove Restricted Stock Plan for Key Employees
18
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
SKF AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
19
Tokyo Tatemono Co. Ltd.
Meeting Date: 03/28/2014
Record Date: 12/31/2013
Country: Japan
Meeting Type: Annual
Provider Security ID: J88333117
Ticker: 8804
Shares Voted: 34,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
Mgmt For For For
Mgmt ForForForAppoint Statutory Auditor Hanazawa, Toshiyuki
2.1
Mgmt ForForForAppoint Statutory Auditor Uehara, Masahiro 2.2
A.P. Moeller - Maersk A/S
Meeting Date: 03/31/2014
Record Date: 03/24/2014
Country: Denmark
Meeting Type: Annual
Provider Security ID: K0514G101
Ticker: MAERSK B
Shares Voted: 22
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Discharge of Management and Board 3
Mgmt ForForForApprove Allocation of Income and Dividends of DKK 1,400 Per Share
4
Mgmt ForForForReelect Ane Maersk Mc-Kinney Moller as Director
5a
Mgmt ForForForReelect Jan Leschly as Director 5b
Mgmt ForForForReelect Robert Routs as Director 5c
Mgmt ForForForReelect Arne Karlsson as Director 5d
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
A.P. Moeller - Maersk A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Sir John Bond as Director 5e
Mgmt ForForForElect Robert Maersk Uggla as Director 5f
Mgmt ForForForElect Niels Christiansen as Director 5g
Mgmt ForForForElect Dorothee Blessing as Director 5h
Mgmt ForForForElect Renata Frolova as Director 5i
Mgmt ForForForElect Palle Vestergaard Rasmussen as Director
5j
Mgmt ForForForRatify KPMG 2014 P/S as Auditors 6a
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 6b
Mgmt ForForForApprove Creation of DKK 17.6 Billion Pool of Capital with Preemptive Rights
7a
Mgmt ForForForAmend Guidelines for Incentive-Based Compensation Executive Management and Board
7b
Mgmt ForForForApprove Guidelines for Compensation for Executive Management and Board
7c
Mgmt ForForForAmend Articles Re: Company's Signature 7d
Mgmt ForForForAmend Articles Re: Number of Auditors 7e
Mgmt ForForForAmend Articles Re: Convening of AGM 7f
Mgmt ForReferForApprove Publication of Annual Report in English
7g
MgmtShareholder Proposal
SH AgainstReferAgainstRequire Company to Offer at AGM a Meal Corresponding to Company's Outlook
7h
Fiat Spa
Meeting Date: 03/31/2014
Record Date: 03/20/2014
Country: Italy
Meeting Type: Annual
Provider Security ID: T4R136137
Ticker: F
Shares Voted: 92,024
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements, Statutory Reports, and Allocation of Income
1
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fiat Spa
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Remuneration Report 2.A
Mgmt AgainstReferForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
2.B
Orica Ltd.
Meeting Date: 01/30/2014
Record Date: 01/28/2014
Country: Australia
Meeting Type: Annual
Provider Security ID: Q7160T109
Ticker: ORI
Shares Voted: 91,299
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2.1 Elect Russell Caplan as Director Mgmt For For
Mgmt ForForElect Ian Cockerill as Director 2.2
Mgmt ForForElect Chee Onn Lim as Director 2.3
Mgmt ForForElect Maxine Brenner as Director 2.4
Mgmt ForForElect Alberto Calderon as Director 2.5
Mgmt ForForElect Gene Tilbrook as Director 2.6
Mgmt ForForApprove the Remuneration Report 3
Mgmt AgainstForApprove the Grant of Up to 380,000 Shares to Ian Smith, Managing Director of the Company
4
Mgmt ForForApprove the Partial Takeover Provisions 5
Charter Hall Retail REIT
Meeting Date: 02/03/2014
Record Date: 01/31/2014
Country: Australia
Meeting Type: Special
Provider Security ID: Q2308D108
Ticker: CQR
Shares Voted: 165,763
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Ratify the Past Issuance of 21.05 Million Fully Paid Ordinary Units to Institutional, Professional and Wholesale Investors
Mgmt For For
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Charter Hall Retail REIT
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForApprove the Issuance of Up to 2.19 Million Fully Paid Ordinary Units to a Member of the Charter Hall Group
2
Mgmt ForForApprove the Amendments to the Company's Constitution
3
Aristocrat Leisure Ltd.
Meeting Date: 02/19/2014
Record Date: 02/17/2014
Country: Australia
Meeting Type: Annual
Provider Security ID: Q0521T108
Ticker: ALL
Shares Voted: 148,370
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect K Conlon as Director Mgmt For For
Mgmt ForForElect DCP Banks as Director 2
Mgmt ForForElect RA Davis as Director 3
Mgmt ForForApprove the Grant of up to 435,000 Performance Share Rights to JR Odell, Chief Executive Officer and Managing Director of the Company
4
Mgmt ForForApprove the Remuneration Report 5
Mgmt ForForApprove the Renewal of the Proportional Takeover Provisions
6
GrainCorp Ltd.
Meeting Date: 02/25/2014
Record Date: 02/23/2014
Country: Australia
Meeting Type: Annual
Provider Security ID: Q42655102
Ticker: GNC
Shares Voted: 87,532
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2 Approve Remuneration Report Mgmt For For
Mgmt ForForElect Peter J Housden as Director 3.1
Mgmt ForForElect Simon L Tregoning as Director 3.2
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
CFS Retail Property Trust
Meeting Date: 03/07/2014
Record Date: 03/05/2014
Country: Australia
Meeting Type: Special
Provider Security ID: Q21748118
Ticker: CFX
Shares Voted: 247,167
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Ratify the Past Issuance of 151.35 Million CFX Stapled Securities to Institutional Investors
Mgmt For For
MgmtResolutions 2,4,5 and 7 seeks the approval of holders of CFX1 Units and Resolutions 3,6,8,9 and 10 seeks the approval of holders of CFX2 Units
Mgmt ForForApprove the Internalisation Proposal by Holders of CFX1 Units
2
Mgmt ForForApprove the Internalisation Proposal by Holders of CFX2 Units
3
Mgmt ForForApprove the Amendments to the Constitution of CFX1
4
Mgmt ForForApprove CMIL as the Responsible Entity of CFX1 to Enter into the Intra-Group Transactions Deed
5
Mgmt ForForApprove CMIL as the Responsible Entity of CFX2 to Enter into the Intra-Group Transactions Deed
6
Mgmt ForForApprove the De-stapling of CFX1 Units from CFX2 Units
7
Mgmt ForForApprove the De-stapling of CFX2 Units from CFX1 Units
8
Mgmt ForForApprove the Acquisition of CFX2 Units by CFX Co
9
Mgmt ForForApprove the Amendments to the Constitution of CFX2
10
Northern Star Resources Ltd
Meeting Date: 03/10/2014
Record Date: 03/08/2014
Country: Australia
Meeting Type: Special
Provider Security ID: Q6951U101
Ticker: NST
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): All Locations
Institution Account(s): All Institution Accounts
Northern Star Resources Ltd
Shares Voted: 174,126
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Ratify the Past Issuance of 64.26 Million Shares to Domestic and International Sophisticated and Institutional Investors
Mgmt For For
Mgmt ForForApprove the Issuance of Up to 50.86 Million Shares to Domestic and International Sophisticated and Institutional Investors
2
Mgmt ForForApprove the Issuance of Up to 426,395 Shares to Christopher Rowe, Director of the Company
3a
Mgmt ForForApprove the Issuance of Up to 426,395 Shares to William (Bill) Beament, Director of the Company
3b
Mgmt ForForApprove the Issuance of Up to 250,000 Shares to Peter O'Connor, Director of the Company
3c
Mgmt ForForApprove the Issuance of Up to 60,000 Shares to John Fitzgerald, Director of the Company
3d