Visualising RNA folding dynamics in crowded environments ... · Amit Gautam, Dr. Hailey Gahlon, Dr....

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1 Visualising RNA folding dynamics in crowded environments and with single- molecule resolution A thesis submitted for the degree of Doctor of Philosophy 2015 Bishnu P. Paudel Section of Virology, Department of Medicine Imperial College London

Transcript of Visualising RNA folding dynamics in crowded environments ... · Amit Gautam, Dr. Hailey Gahlon, Dr....

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Visualising RNA folding dynamics in crowded environments and with single-

molecule resolution

A thesis submitted for the degree of

Doctor of Philosophy

2015

Bishnu P. Paudel

Section of Virology, Department of Medicine

Imperial College London

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Copyright Declaration

‘The copyright of this thesis rests with the author and is made available under a Cre-

ative Commons Attribution Non-Commercial No Derivatives licence. Researchers

are free to copy, distribute or transmit the thesis on the condition that they attribute it,

that they do not use it for commercial purposes and that they do not alter, transform

or build upon it. For any reuse or redistribution, researchers must make clear to oth-

ers the licence terms of this work’

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Declaration of originality

I hereby declare that this project was entirely my own work (except Figure 40 and

Figure 41 in the Chapter 4) and that any additional sources of information have been

duly cited.

I hereby declare that any internet sources, published or unpublished works from

which I have quoted or drawn reference have been referenced fully in the text and in

the contents list. I understand that failure to do this will result in failure of this project

due to Plagiarism.

Chapter 4 was in collaboration with Prof. Dr. Roland Sigel and his lab members Dr.

Richard Borner and Erica Firorini at the Department of Chemistry, University of

Zurich, Switzerland. All the ensemble radio-labelled cleavage assays were

conducted by Erica Fiorini and Richard Borner at University of Zurcih. Figure 40 and

Figure 41 in chapter 4 were obtained from Erica Fiorinin and Dr. Richard Borner with

permission.

Chapter 5 was in collaboration with Dr. Elizabeth Tran and her lab member Wai Kit

Ma from the Department of Biochemistry, Purdue University, Indiana, USA. The

dsRNA construct and all the proteins used in this study were provided by Tran Lab.

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Dedication

Dedicated to my parents and family

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Acknowledgements I would like to take this opportunity to thank everybody who supported, inspired and

prepared me to complete this study. I am very grateful to Wayne State University,

Department of Chemistry, MI, USA, for accepting me as a PhD student in 2009. I am

extremely fortunate to join the Rueda lab to further pursue my PhD career, where I

got equal opportunities to attend national and international conferences, guidance

and time when required. All these helped me to grow as a researcher and to under-

stand the subject matter clearly. Therefore, I would like to express my greatest grati-

tude to my advisor Prof. David Rueda for his immense support, encouragement and

inspiration to complete this study. It would not have been possible to complete this

study and to publish some manuscripts without his vision and expertise in the field. I

am very thankful to him for providing me the opportunity to join Imperial College Lon-

don when he moved from Michigan. I was lucky enough to get enrolment as a PhD

student at Imperial College London in 2012. I am thankful to my committee mem-

bers, Prof. Dr. Louis Romano and Prof. Dr. Vladmir Chernayak, specifically for their

suggestions during my second year viva when I was in the Wayne State University. I

am also very thankful to Prof. Dr. Chow for her effortless support, her scientific ideas,

taking care and her continuous support. I express my gratitude to my research pro-

gress panel form Imperial College London, Prof. Dr. Peter O’Hare and Dr. Mike Skin-

ner for their invaluable suggestions and scientific discussions during my early stage

(ESA) and late stage assessments (LSA). I am also thankful to Dr. Carlos Penedo

and Dr. Liming Ying for agreeing to be in my PhD viva committee. I would also like to

thank Dr. Rui Zhao from whom I have learned some basic skills of single-molecule

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FRET experiments and laser assisted single-molecule refolding (LASR). I am very

grateful to Dr. Rajan Lamichhane who helped me alot in and out of the lab. I am very

fortunate to have seniors like you who help me during my ups and downs. I am also

very thankful to Dr. Amanda Solem and Dr. Elivin Aleman for their guidance and sup-

port while I was in the Rueda Lab in Michigan. I am also grateful to Dr. Alfonso

Brenlla for helping to write MALAB script and for teaching me basic skills of

MATLAB. Thank you Dr. Sharla Wood for remembering our birthdays and bringing

delicious homemade pie. I would like to thank my seniors Dr. Krishanti Karunatilaka,

Dr. Zhojun Guo, Dr. May Daher, Dr. Gayan Senvirthne and Dr. Eric Patrick for

providing healthy working environment during my stay in Michigan. I am also very

lucky to have very helpful friends Dr. Hansini Mundigala, Dr. Kyle Vrtris, Chandani

Woornasooriya, Imali Subasinghe and Pramodha Liyanage in the lab. I never forget

those days of having coffee together in the Student Union building and attending

conferences together (Chandani, Hansini and Imali). I admire Chandani as a friend in

the lab. We moved together from Michigan to London and help each other to estab-

lish the lab and learn different skills from each other. Off course, I am thankful to Dr.

Sheila Xie for her effortless support and providing everything when needed. I would

like to acknowledge and appreciate all my fellow lab members Dr. Sheila Xie, Dr.

Amit Gautam, Dr. Hailey Gahlon, Dr. Kathy Chaurasiya, Adam Cawte, Kotryna

Bonznelyte, Bill Martin and all the Rueda lab members for providing enjoyable work-

ing environment. Mostly, I appreciate Dr. Amit Gautam and Dr. Hailey Gahlon and

Dr. Sheila Xie for their inputs and corrections in their busy schedule to prepare this

thesis. I would like to thank Hari Sapkota for finding my thesis typos and other con-

cerns.

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It is my great pleasure to acknowledge all collaborators. I would like to thank Prof.

Roland Sigel and his lab members, Dr. Ricahrd Borner and Erica Fiorini at Depar-

ment of Chemistry in the University of Zurich for collaborating the group II intron pro-

ject and conducting bulk studies in their lab. I would also express my sincere grati-

tude to Dr. Elizabeth Tran and her lab member Wai Kit Ma for collaboration of the

Dbp2 project and for proving the dsRNA construct and all the purified proteins used

in this study.

I would like to remember and thank Daya Kharel, Rajan and his family (Urmila Pan-

dey), Ajit and his family (Dr. Bibta Pradahan) and Keshab and his family with whom I

spent my significant time of PhD duration and share every sorrows and happiness.

Mostly, I would like to appreciate Dr. Ajit Shrestha and Dr. Bibta Praddhan for their

support and care when we were blessed by the birth of our little princess Aahana.

I am very proud to my parents for their countless love, inspiration and being support-

ive always in all shades of my life. I am indebted to my parents for their patience and

encouragement even they needed huge support during last few months of my PhD,

when Nepal was hit by several quakes of high magnitude. I would appreciate support

from my sisters and their family, my brother and his family and my wife’s family. Fi-

nally, but most importantly, I am very grateful to my lovely wife Rita and daughter Aa-

hana for their constant patience, assistance, support, encouragement and faith in me

during entire process. Specially, those days of long working hours, attending confer-

ences for several days being away from them, preparing my exams and writing this

thesis keeping away from them were very difficult.

It was not possible to complete this study without support from all you wonderful

people. Thank you all.

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Table of contents Table of contents .............................................................................................. 8

Abstract ................................................................................................................. 15 List of abbreviation ................................................................................................ 17

Chapter 1: Introduction ............................................................................................. 19 1.1 RNA structure and function ......................................................................... 21 1.2 RNA folding pathways ..................................................................................... 22

1.2.1 Roles of metal ions in RNA folding ........................................................... 24 1.2.2 Proteins as cofactors in RNA folding ........................................................ 25

1.2 Molecular crowding in cell ........................................................................... 26 1.3.1 Excluded volume effects ........................................................................... 27 1.3.2 Models of molecular crowding .................................................................. 28 1.3.3 Association equilibria and rates ................................................................ 31 1.3.4 Two state folding equilibria and rates ....................................................... 32 1.3.5 Crowding influences ionic strength ........................................................... 32

1.4 Experimental studies of molecular crowding effect ......................................... 33 1.5 Molecular crowding effect beyond the excluded volume effect ....................... 36 1.6 Ribozymes ...................................................................................................... 38

1.6.1 The hairpin Ribozyme ............................................................................... 39 1.6.1.1 Function of the hairpin ribozyme......................................................... 39 1.6.1.2 Structure of the hairpin ribozyme ........................................................ 41 The ribozyme substrate binds in domain A through Watson:Crick base pairing in helices 1 and 2. The loop nucleotides are highly conserved and any modifications on these nucleotides can influence the catalysis. However, the nucleotides in the helices can be replaced by maintaining the Watson:Crick base pairings. ................................................................................................. 41 1.6.1.3 Hairpin ribozyme catalysis .................................................................. 43 1.6.1.4 Hairpin ribozyme folding ..................................................................... 43

1.6.2 Group II Introns ......................................................................................... 49 1.6.2.1 Group II intron splicing ........................................................................ 49 1.6.2.2 Group II intron structure ...................................................................... 51 1.6.2.3 Group II folding ................................................................................... 54

1.7 Visualising RNA conformations ....................................................................... 58 1.7.1 Fluorescence ............................................................................................ 58 1.7.2 Fluorescence resonance energy transfer (FRET) ..................................... 61

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1.7.3 Single molecule fluorescence microscopy (SMFM) .................................. 63 1.7.4 Fluorophores ............................................................................................. 66

1.8 Specific Aims .................................................................................................. 68 1.8.1 Aim 1. Molecular crowding accelerates the docking and catalysis of the hairpin ribozyme ................................................................................................ 69 1.8.2 Aim 2. Molecular crowding agents increase group II intron folding and catalysis. ............................................................................................................ 69 1.8.3 Aim 3. Dbp2, a DEAD-box protein resolves RNA structure....................... 70

Chapter 2: Methods .................................................................................................. 71 2.1 Materials ......................................................................................................... 71 2.2 Methods .......................................................................................................... 73

2.2.1 Assembly of microchannel onto microscope slides ................................... 73 2.2.2 Preparation of pegylated slides ................................................................. 74 2.2.3 Aminosilanisation of slides and coverslips ................................................ 74 2.2.4 Surface Pegylation .................................................................................... 75

2.3 Sample immobilization and preparation .......................................................... 75 2.4 Sample imaging .............................................................................................. 76 2.5 Single-molecule data analysis ......................................................................... 77 2.5 Fluorophore labelling ...................................................................................... 79 2.6 Oxygen scavenging system (OSS) ................................................................. 80 2.7 Methods: Molecular crowding accelerates ribozyme docking and catalysis .... 82

2.7.1 RNA purification ........................................................................................ 82 2.7.2 Flurophore labelling .................................................................................. 82 2.7.3 Cleavage Assays ...................................................................................... 83 2.7.4 Single Molecule FRET .............................................................................. 83 2.7.5 Equilibrium constant ................................................................................. 84

2.8 Methods: Molecular crowding accelerates group II folding and catalysis ........ 86 2.8.1 RNA synthesis and purification ................................................................. 86 2.8.2 Single molecule experiment ...................................................................... 86 2.8.3 Activity Assays .......................................................................................... 87 2.8.4 Gaussian fitting of the cumulative histograms ........................................... 89

2.9 Methods: Dbp2, a DEAD-box helicase resolves RNA hairpin structure .......... 90 2.9.1 RNA purification and labelling ................................................................... 90 2.9.2 Single molecule FRET experiment ........................................................... 90

Chapter 3: Molecular crowding accelerates ribozyme docking and catalysis ........... 92 3.1 Objective ......................................................................................................... 92 3.2 Experimental design ....................................................................................... 93

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3.3 Results ............................................................................................................ 94 3.3.1 Molecular crowding agents favour ribozyme docked state ....................... 94 3.3.2 Molecular crowding accelerates ribozyme docking ................................... 96 3.3.3 PEG does not have specific interaction with RNA .................................... 99 3.3.4 Molecular crowding agents reduce ribozyme population heterogeneity .. 102 3.3.5 Molecular crowding agents reduce Mg2+ requirement for folding ............ 104 3.3.6 Molecular crowding accelerates ribozyme catalysis ............................... 107 3.3.7 Molecular crowding agents reduce Mg2+ ions requirement for catalysis . 109

Chapter 4: Molecular crowding agents accelerate folding and catalysis of group II intron ribozyme ....................................................................................................... 112

4.1 Objective ....................................................................................................... 112 4.2 Experimental Design ..................................................................................... 113 4.3 Results .......................................................................................................... 114

4.3.1. Group II intron ribozyme adopts four different conformations ................ 114 4.3.2 Molecular crowding agents favour the formation of the ribozyme’s most compact state .................................................................................................. 115 4.3.3. PEG does not have specific interactions with the group II intron ribozyme ......................................................................................................................... 116 4.3.4 Molecular crowding agents reduce Mg2+ requirement to folding into the most compact state .......................................................................................... 118 4.3.5 Molecular crowding agents increase dynamic molecules ....................... 120 4.3.6 Molecular crowding agents stabilize the substrate bound complex ........ 121 4.3.7 Molecular crowding agents accelerate catalysis ..................................... 123 4.3.8 Optimal crowding conditions favour ribozyme catalysis .......................... 125

Chapter 5: Dbp2, a DEAD-box helicase resolves RNA secondary structure .......... 128 5.1 Introduction ................................................................................................... 128 5.2 Experimental Design ..................................................................................... 131 5.3 Results .......................................................................................................... 132

5.3.1 Stable dsRNA structure is dominant in standard buffer .......................... 132 5.3.2 Dbp2 helicase can open the dsRNA without ATP ................................... 133 5.3.3 Dbp2 accelerates dsRNA opening .......................................................... 135 5.3.4 ATP increases closing and opening events ............................................ 137 5.3.5 ATP increases dynamic molecules ......................................................... 139 5.3.6 Yra1 reduces the function Dbp2 ............................................................ 140

Chapter 6: Discussion ............................................................................................ 142 6.1 Molecular crowding accelerates ribozyme docking and catalysis ................. 142 6.2 Molecular crowding agents accelerate group II intron folding and catalysis .. 147

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6.3 Dbp2, a DEAD-box helicase resolves RNA hairpin structure ........................ 152 6.4 Future directions ........................................................................................... 156

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Figure of contents Figure 1. Demonstration of RNA folding in vitro vs in vivo ....................................... 19

Figure 2. Represents RNA folding pathway ............................................................. 23

Figure 3. Biomolecules organization inside cytoplasm. ........................................... 27

Figure 4. The demonstration of excluded volume effect for insertion of small and

large molecules in same background molecules ...................................................... 28

Figure 5. RNA samples used for crowding studies .................................................. 35

Figure 6. Proposed chemistry of cleavage and ligation of the hairpin ribozyme ...... 39

Figure 7. Rolling circle replication of the satellite RNA ............................................ 40

Figure 8. Secondary structure and crystal structure of hairpin ribozyme ................. 41

Figure 9. Crystal structure of the hairpin ribozyme showing interactions of key

nucleotides in reaction chemistry ............................................................................. 42

Figure 10. Proposed pathway of the hairpin ribozyme folding ................................. 44

Figure 11. Proposed models of hairpin ribozyme adopted at different states .......... 46

Figure 12. Group II intron self-catalyzed reaction pathways .................................... 50

Figure 13. Secondary and tertiary structure of group II from Sacchromyces

cerevisiae ................................................................................................................ 52

Figure 14. Proposed folding pathway of group II intron from unfolded sate (U) to the

active folded state (N). ............................................................................................. 56

Figure 15. Jablonski diagram showing different phenomenon Graphical

representation of FRET occurring between two fluorophores (Cy3 and Cy5). ......... 60

Figure 16. Graphical representation of FRET occuring between two flurophores (Cy3

and Cy5) ................................................................................................................... 63

Figure 17. Schematic representation of smFRET optical setup ............................... 64

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Figure 18. Chemical structure of Cy3 and Cy5 fluorophores used for smFRET

studies ...................................................................................................................... 68

Figure 19. Diagrammatic representation of microfluidic channel used for single

molecule studies ...................................................................................................... 73

Figure 20. Single molecule data analysis ................................................................ 78

Figure 21. Oxygen scavenging system (OSS) depletes oxygen .............................. 80

Figure 22. Experimental design of the hairpin ribozyme .......................................... 93

Figure 23. Molecular crowding favours ribozyme the docked state ......................... 95

Figure 24. Docking and undocking rate constants in the presence of increasing

concentration of PEG ............................................................................................... 97

Figure 25. Plot of docking and undocking rate constants in PEG ............................ 98

Figure 26. Plot of docking rate constants as a function of viscosity ......................... 98

Figure 27. Distribution of ribozyme molecules in different crowding agents .......... 100

Figure 28. Effects of various crowding environments in the ribozyme folding ....... 101

Figure 29. A scatter plot of ribozyme docking and undocking rate constants ........ 102

Figure 30. Molecular crowding reduces folding heterogeneity by favouring the most

compact folding population ..................................................................................... 103

Figure 31. Crowding agents reduce the requirement of Mg2+ ions ........................ 105

Figure 32. Molecular crowding helps the ribozyme folding in near-physiological

conditions ............................................................................................................... 106

Figure 33. Crowding agents accelerate ribozyme cleavage .................................. 107

Figure 34. Cleavage of 5’ end radio labelled sustrate in 20% PAGE gel ............... 108

Figure 35. Cleavage assays for the 5’ end radiolabelled substrate at various

concentration of magnesium ions in presence or absence of PEG. ....................... 100

Figure 36. Surface immobilized group II intron show different conformations ....... 114

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Figure 37. PEG favours the formation of the most compact sate .......................... 116

Figure 38. Population distribution in different crowding agents ............................. 117

Figure 39. Mg2+ induced folding occurs at lower concentration of Mg2+ in PEG .... 118

Figure 40. PEG increases the dynamic behaviour of moelcules ........................... 121

Figure 41. Molecular crowding increases stability of the substrate bound complex

............................................................................................................................... 122

Figure 42. Molecular crowding increases catalysis ............................................... 124

Figure 43. Screening for optimal rate constants Kobs depending on PEG fraction and

MW at 30 mM Mg2+ and 100 mM Mg2+ ................................................................... 126

Figure 44. Activity assays in different mixture of crowding agents ........................ 127

Figure 45. Schematic representation of Dbp2 domains ......................................... 129

Figure 46. Single-molecule setup to study the effect of Dbp2 helicase on dsRNA 131

Figure 47. Characterization of RNA in the absence of Dbp2 ................................. 132

Figure 48. Dbp2 can open dsRNA without ATP .................................................... 134

Figure 49. The opening rate constant increases with Dbp2 concentration ............ 136

Figure 50. Opening and closing of RNA in the presence of ATP ........................... 137

Figure 51. The opening and closing rate constants ............................................... 138

Figure 52. Dbp2 increases dynamic molecules ..................................................... 140

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Abstract

Cellular environments are highly crowded due to the presence of nucleic acids,

proteins and other cellular organelles that can occupy between 20%- 40% of the total

cellular volume. Biomolecules, such as RNAs, require precise folding to the most

compact native state in order to perform their specific function inside the cell. How

crowding environments can influence the folding, stability and functions of RNA

molecules is largely unknown. Generally, RNA folding and catalysis are studied in

dilute in vitro conditions, which do not truly mimic cellular environments. The work of

this thesis combines single-molecule fluorescence resonance energy transfer

(smFRET) and bulk cleavage assays to determine the effects of molecular crowding

agents in folding and catalysis of model small RNA enzymes, specifically the hairpin

ribozyme and the large group II intron ribozyme. The single molecule data show that

PEG favours the formation of the most compact (active) structure of RNA enzymes

by increasing the docking rate constants. In addition, ribozyme folding and catalysis

occurs at low concentrations of Mg2+ in the presence of crowding agents. Lastly,

ensemble radiolabeled cleavage assays have shown that molecular crowding agents

accelerate ribozymes’ catalysis significantly at lower concentration of Mg2+.

This study show that crowding agents influence the stability and the function of

ribozymes. These results are consistent with the idea that in vivo RNA enzymes

have evolved to function optimally within the crowded environment of the cell.

In addition, to understand RNA-protein interactions, the function of Dbp2, a DEAD-

box helicase at single molecule resolution has been characterised. The results show

that Dbp2 can bind and open double stranded RNA without ATP. In the presence of

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ATP, the opening and closing events increases, indicating Dbp2 recycling occurs

faster. Finally, I have observed that the activity of Dbp2 reduces in the presence of

the protein, Yra1.

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List of abbreviation

FRET Fluorescence resonance energy transfer

smFRET Single molecule fluorescence resonance energy transfer

TIRFM Total internal reflection fluorescence microscopy

SMM Single molecule microscopy

HPRZ Hairpin ribozyme

PEG Polyehtylene glycol

TRIS 2-amino-2-(hydroxymethyl) propane-1,3-diol

MOPS 3-morpholinopropane-1-sulfonic acid

Sc. Saccharomyces cerevisiae

Sc.ai5 Yeast mitochondrial ai5 group II intron

PAGE Polyacrylamide gel electrophoresis

EDTA Ethylenediamine-N, N, N’ N’- tetraacetic acid

DTT Dithiothreitol

D135 Domains 1, 3 and 5

EBS Exon binding sites

IBS Intron binding sites

IEP Intron encoded proteins

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BME β-mercaptoethanol

EG Ethylene glycol

Cy3 Cyanine dye 3

Cy5 Cyanine dye 5

ssDNA Single stranded DNA

ssRNA Single stranded RNA

CCD Charge coupled device

WC Watson Crick

A Adenine

T Thymine

C Cytosine

G Guanine

mRNA m ribonucleic acid

CD Circular dichroism

UV Ultra violet

RNP Ribonucleoprotein

mRNP messanger ribonucleoprotein

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Chapter 1: Introduction

Ribonucleic acid (RNA) is a major biopolymer that plays an essential role in all forms

of life. The discovery of the catalytic function of RNA (known as ribozymes) has

demonstrated that RNA is not only a genetic information carrier between DNA and

protein but is a key player in all cells [1,2]. Today, it is known that RNA molecules

play an essential role in key cellular process including RNA processing, regulation of

gene expression, protein synthesis and viral replication [3-6]. These findings have

demonstrated the catalytic ability of RNA including ribozymes, ribosome and perhaps

the spliceosome. To perform all these biological activities, RNA molecules must first

fold into specific three dimensional (3D) functional native structures. RNA folding into

the precise functional structure is fundamental in transcription, translation, splicing,

localization and turnover [7]. Therefore, understanding how RNAs fold and catalyse

Figure 1. Demonstration of RNA folding in vitro vs in vivo. RNA folding only depends on the factors added to the solution in vitro, however in vivo RNA folding encounters different co-factors such as proteins, nucleic acids and crowding. Adopted from reference [44, 159]. Figures were redrawn using Corel draw.

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biochemical reactions is very important. The study of RNA folding and catalysis can

help to learn the catalytic potential of RNA, to know how they function in modern day

biology and how they can be used with modern day technologies. RNA molecules in

cells are generally found in single stranded but exist as a double stranded in some

viruses. Single stranded RNA molecules in cells fold co-transcriptionally into the

native structure, whereas in vitro, they fold into the native structure in the presence

of monovalent and divalent metal ions (Figure 1). In general, RNA folding studies

have largely been carried out in vitro in dilute solutions that do not truly represent the

cellular environment [8]. A cell is highly “crowded” due to presence of high

concentrations of nucleic acids, proteins and other soluble macromolecules that

occupy nearly one third of total cellular volume [9-12]. Such a crowded environment

can limit the available space for biomolecules in comparison to in vitro dilute

conditions [13-16]. In addition, biomolecules are confined into the micrometre-sized

cell. Such a crowded environment can affect the folding, stability and function of

biomolecules [17-19]. This thesis is focused on understanding RNA folding dynamics

and catalysis, which have important roles in different cellular processes [3-6].

RNA interacts with DNA and proteins directly or indirectly to perform numerous

biological processes [20-23]. RNA folding is the process of forming compact native

RNA structures from a random primary coil. A newly synthesised mRNA folds co-

transcriptionally inside the cell in the presence of high concentration of DNA and

proteins [24-26]. Thus, the crowding environment within the cell directly influences

RNA folding [27]. However, the RNA molecules in in vitro diluted solutions,

experiences an entirely different environment in comparison to inside the cell [8,9]

(Figure 1). Therefore, considering the above mentioned properties inside the cell, I

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asked a simple question as how crowded environments in cells affect RNA folding

and catalysis. To address this, I investigated the effect of crowding environments in

folding and catalysis of catalytic RNA, ribozymes at the single molecule level. I have

shown that molecular crowding agents not only accelerate ribozyme folding and

catalysis, but also reduce the Mg2+ requirement for folding and catalysis. Moreover,

my results strongly suggest that molecular crowding plays an important role in

folding, stability and function of RNAs that are evolved to work in the cellular

environment.

1.1 RNA structure and function

RNA folding is required for biological activity and occurs hierarchically, such that

tertiary structure follows secondary structure formation [3,24]. It is important to know

how RNA adopts such a conformation from combinations of four fundamental

nucleotides. RNA adopts different secondary and tertiary structures from four basic

nucleotides (Adenine, Guanine, Cytosine and Uracil) in comparison to 20 amino

acids in proteins [28]. Each nucleotide is comprised of a base, a ribose sugar and a

phosphate. The polymerization of the individual nucleotides into various

combinations is the basis for RNA structure. The main non-covalent forces that

stabilize RNA structures are hydrogen bonding base pairs and base stacking [29,30].

The presence of a 2’OH group in RNA makes it structurally different from DNA [31].

The RNA 2’OH group contributes to the formation of a 3’-exo sugar pucker, thereby

increasing the phosphate backbone flexibility and allowing for RNA to adopt many

secondary and tertiary structures [31].

RNAs play an important role in the regulation of gene expression [32,33]. Recently, it

has been shown that regulatory RNAs can control gene expression by directly

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involving in translation and transcription levels [34,35]. Recent discoveries of

riboswitches have shown that they can regulate gene expression by turning

translation and transcription on and off [36,37]. Moreover, a class of RNAs termed

ribozymes can catalyse biochemical reactions independently [38,39]. Group I

introns, which are catalytic molecules discovered by Thomas Cech in 1982,

demonstrated the catalytic role of RNAs [1]. In addition, discoveries of large and

small catalytic RNAs further supported the evidence that RNAs have catalytic

abilities, much like proteins [40,41].

1.2 RNA folding pathways

Linear primary sequences of RNA can encode the structural information that can be

studied in both folded and unfolded states. The folded state of an RNA is often

regarded as the most compact biologically active state. Unlike proteins, RNA can

adopt multiple native states [42,43]. The formation of folded structures of RNA is

hierarchical in nature (Figure 2) [44-46]. A primary structure of RNA consists of a

combination a four-nucleotide-based sequence [47,48]. The secondary structure

consists of defined sub-structures such as helices, loops, bulges and junctions and

their combination can produce pseudoknots, stem-loops and tetraloops [47-50]. The

formation of secondary structure is mainly due to Watson-crick base pairing (A:U and

G:C) between specific regions in the primary sequence. RNA has negative charges

due to the polyanionic phosphate backbone. The formation of secondary structures

requires overcoming the electrostatic barriers within the close proximity of adjacent

polyanionic RNA backbones. Therefore, monovalent cations, divalent cations, as

well as other cationic molecules and proteins can promote the formation of

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secondary structure by neutralizing the negatively charged RNA backbones (Figure

2A) [44,51].

Secondary structures collapse into tertiary structures in which helices and loops form

compact three-dimensional structures. The tertiary structure is stabilized by base

stacking and long range tertiary interactions between bases and the RNA backbone.

RNA tertiary structure consists of Wastson-Crick base pairing as well as Hoogsteen

base pairing [52,53]. In general, formation of tertiary structure requires divalent metal

ions such as magnesium ions that can screen the negative phosphate backbone of

RNA helices more strongly and can bind RNA, specifically promoting the formation of

tertiary structure [44,54-56]. The formation of tertiary structure depends upon 1)

charge/density of metal ions, 2) RNA chain length and compactness, 3) temperature

and 4) RNA binding proteins and polyamines [51,57-60].

RNA is highly dynamic in nature and in some instances can be misfolded and

trapped in deep energy well, having high energy to overcome causing slow folding

into the active conformation, a common RNA folding problem [61,62]. The folding

potential landscape of RNA is rugged and has many kinetic traps that would result in

multiple transition intermediates before reaching an active conformation (Figure 2B)

Figure 2. Represents RNA folding pathway. The random coil folds into secondary structure in the presence of monovalent metal ions and active tertiary structure is formed in presence of divalent metal ions, however may entrap into the misfolded intermediate. Figure A, adapted from references [44] and [158] and Figure B reprinted with permission from reference [46].

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[46,63,64]. Thermodynamic studies have shown that the active, native state has

minimum free energy that stabilizes the active state [62]. The factors affecting

tertiary structure formation are discussed below.

1.2.1 Roles of metal ions in RNA folding In cells, K+, Na+ and Mg2+ ions have a dominant effect in RNA folding and these ions

can associate with polyanionic RNAs for charge neutralization [44,51,65-67]. This

charge neutralization plays an important role in RNA folding, in which proximity of

polyanionic helices is crucial. These positively charged ions screen the negative

charges present in RNA and influence the formation of secondary structure.

Metal ions are associated with RNA either non-specifically or specifically to promote

RNA folding. Generally, monovalent metal ions such as K+ and Na+ interact non-

specifically [57]. The concentration of metal ions present can influence the state of

RNA. For example, under low concentrations of metal ions, RNA remains in the

unfolded state due to the columbic repulsion of the RNA backbone. As the

concentration of ions increase, the negative charges on the RNA are partially

neutralized and columbic repulsion decreases, leading to secondary structure

formation. When the ionic concentration is sufficiently high the columbic interaction

neutralizes to a large extent that drives the formation of secondary structures and

thus promotes tertiary structure formation [68].

Divalent metal ions not only screen negative charges in RNA non-specifically, but

also bind RNA specifically, leading to tertiary structure formation. Divalent metal ions

have a higher charge/density ratio and hence can screen negative charges more

strongly in comparison to monovalent ions [57]. Divalent metal ions have various

degrees of water binding affinity and hence can coordinate with RNA through outer

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sphere co-ordination or inner sphere coordination [44,51,57]. In outer sphere

coordination, the water molecules bound with metal ions interact with RNA through

hydrogen bonding [50,57]. In the later case, metal ions directly coordinate to an RNA

ligand. In large RNAs, a single metal ion can co-ordinate multiple RNA ligands that

increase the stability of RNA by bringing distal domains together. On the other hand

divalent metal ions are required for RNA catalysis. RNA catalysis consists of a series

of chemical steps including activation of a nucleophile, as well as protonation and

deprotonation events, which are mediated by divalent metal ions bound specifically

to an RNA ligand [65,67,69]. RNAs also interact with proteins that act as cofactors to

fold RNA that substitute the requirement for metal ions.

1.2.2 Proteins as cofactors in RNA folding RNA-protein interactions are important for key cellular process, such as RNA

remodelling and folding RNA into the active conformation, formation of ribonucleic

protein (RNP) complexes in protein synthesis, and RNA biogenesis, splicesomal

assembly [22,70,71]. Proteins interact with RNA specifically or non-specifically to

perform all these functions. RNA comprises different secondary structures such as,

hairpin loops, pseudoknots, bulge loops and internal loops that provide opportunities

for RNA-protein interactions to take place. Proteins are categorized into four different

groups based on their functions and interactions with RNA [72].

1) Specific RNA binding proteins: This group of proteins bind RNA specifically at

specific RNA sequences or with secondary structural motifs of RNA. Such

interactions provide the stability to the active conformation of RNA, leading to RNA

folding.

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2) RNA chaperones: Chaperone proteins bind RNA transiently and non-specifically

resolving RNAs from misfolded states and kinetics traps. Hence, these proteins

influence several cellular processes like the regulation of gene expression and the

assembly of ribonucleoprotein.

3) RNA helicases: RNA helicases are DEAD-box proteins that require ATP

hydrolysis for function. Mostly, RNA helicases are involved in resolving the RNA

secondary structures such as, duplex unwinding and resolving trinucleotide repeat

regions.

4) RNA annealers: These proteins bind to unstructured RNAs in order to facilitate in

the annealing process of RNAs. Binding of such proteins can alter the RNA

conformation that provides a basis for RNA-protein interactions to occur.

So far, cofactors that affect the RNA folding have been discussed. Despite these

cofactors, there is another layer of complexity in cells that involves molecular

crowding, which influences the folding of RNAs.

1.2 Molecular crowding in cell

A characteristic of the interior of all cell is the tight organization of cellular compo-

nents due to the presence of high concentrations of macromolecules (Figure 3)

[9,12,73,74]. Typically, macromolecules occupy significant space within a cell (20-

40%) and this space is not available to other molecules, creating a crowded environ-

ment [10,13,14]. Such a crowded environment is termed as “molecular crowding”

and the consequences of this is the molecular crowding effect coined by Minton in

1981 [11]. For example, the total protein and RNA concentration can reach up to

200-300 g/l inside Escherichia coli [13,74,75]. In eukaryotes the crowding effect is

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more complex due to the compartmentalization within cells [76]. Below, how crowd-

ing environments can affect thermodynamic and kinetic properties of biomolecules

will be presented, specifically, with regards to RNA folding.

1.3.1 Excluded volume effects Molecular crowding is more exactly termed the excluded volume effect. It highlights

the impenetrability of individual molecules amongst each other (Figure 4), and it

originates from nonspecific steric repulsion, a volume exclusion [77,78]. This effect

is omnipresent in cells and each process has to overcome this unavoidable

phenomenon. Thus, it is important to explore the significances of molecular crowding

on biomolecules folding and functions. The main aim of this thesis is to understand

the consequences of excluded volume effects arising from steric repulsion on RNA

enzymes. The excluded volume effect is simply, when two molecules cannot occupy

simultaneously, the same space at the same time. Therefore, there is always a

minimum distance between two molecules that separate them. In other words,

without collision one molecule cannot enter the zone of another molecule. For

Figure 3. Biomolecules organization inside cytoplasm of E.coli by Goodsell (1999). Blue and purple regions represent the cytoplasm and yellow represents the nucleotide region. Reprinted with permission.

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example (Figure 4) shows the minimum distance required for two solid spheres

separated without clashing as the sum of their radii. For small molecules, the

available volume is more in comparison to larger molecules (Figure 4) [79]. The size

and shape determine the magnitude of excluded volume effects present between

these two molecules. Similarly, the unavailable volume in cells depends on the

number of molecules, as well as the cells size and shape. This is true for both in vivo

and in vitro studies.

1.3.2 Models of molecular crowding MacMillan and co-workers applied a theoretical model to measure the crowding ef-

fects in fluid by calculating the amount of work required to bring a new particle into a

fluid containing a large number of other particles [80]. Their results depend on viral

coefficients and a defined interaction function between the molecules [80]. The

model only accounts for repulsion between hard core particles and measures all pos-

sible interactions, assuming each particle as a single object of defined shape and

Figure 4. The demonstration of excluded volume effect for insertion of small and large molecules in same background molecules. A) The effect of crowding environments is negligible for small molecules. B) The crowding effect is more pronounced for large or equal size of background molecules. Reprinted with permission [79].

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size. The model requires refinement so that it can be used in a system containing

multiple types of molecules. The most widely used model to overcome this issue is

based on scaled particle theory (SPT) [81,82], which calculates crowding effects as-

suming each molecule as a hard sphere particle. In this way the SPT theory can be

extended to non-spherical hard spheres. Reiss and co-workers developed the SPT

model for hard particle fluids to calculate the free energy of cavity formation when a

new particle is inserted into the fluid containing a number of molecules. Later, Lau-

rent and Ogston applied the hard sphere approximation in size exclusion chromatog-

raphy in which a protein (sphere) has to migrate through an array of dextran matrix

(rod shape) [83-85]. Minton then described his model for protein folding/unfolding

and reaction equilibria based on hard sphere particle approximation [11,12,86]. The

assumptions for non-interacting particles based on i) ideal solutions of co-solute par-

ticles and ii) hard-sphere interactions between solute pair with effective radii for each

of the co-solutes. The model allows an analytical expression for the free energy as-

sociated per molecule while inserting a spherical co-solute of radius ri into a hard-

sphere solution of radius rc at a given volume fraction φ.

34 3

cr

1

33

221

0 1ln ZAZAZARTG 2

where

3

4

1/Z

scscsc RRRA 33 231

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5

6

7

Thus, the magnitude of crowding effects can be estimated by knowing the hydrody-

namic radius of crowding agents and the biomolecules using equations 1 and 2 .

Minton predicted the effect of large inert crowding agents in the protein folding using

this approach [9]. The results showed that the equilibrium constant for folding in-

creases nonlinearly in the presence of spherical crowding agents. Later on several

models were used to describe protein folding and unfolding. For example, Zhou ap-

plied hard sphere SPT considering folded proteins as a hard sphere [74,87,88]. His

model predicted that at a low volume fraction of crowding agents excluded volume

effects stabilize the folded state relative to the unfolded state. At high volume frac-

tions, the stability of the folded state decreases. Then, Zhou and coworkers pre-

dicted the excluded volume effects considering unfolded state proteins as a small

hard sphere, the results demonstrated that stability of unfolded states increase in the

presence of small crowders, whereas folded state is more stabilized in larger size

crowders [74,89]. All the described models assume that there is only non-ionic hard

sphere repulsions between crowding agents and biomolecules. However, there are

other possibilities of attractive interactions between crowding particles and biomole-

cules, which will affect the stability of the biomolecules. To address this scenario,

Minton and Zhou independently developed a new approach in which attractive inter-

actions increase with exposed surfaces [77,90]. Here, the degree of attractive inter-

actions for folded and unfolded proteins will be different. These attractive interactions

can change enthalpic effects in a temperature dependent manner. The sum of all

these effects contributes to either stabilizing or destabilizing biomolecules in the

232 5.43 scsc RRA

33 3 scRA

cisc rrR

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crowded solution. These effects depend upon the shape, size and number of crowd-

ers and the temperature of the system. Below, I will discuss the effect of molecular

crowding in terms of thermodynamic and kinetic aspects of biomolecules.

1.3.3 Association equilibria and rates Molecular crowding affects the association of two molecules under crowded environ-

ment. For example, consider a reaction in which a dimer AB is formed by the associ-

ation of two spherical molecules A and B. The crowding environment will stabilize the

dimer if AB is compact [74]. However, the dimerization is destabilized if it excludes

more volume to crowder than two monomers. In living cells, the biomolecules such

as proteins and RNA can form higher order complexes and oligomers and hence

their association is affected by their shape and size [15]. The rate of association of

such reaction can be written as:

reactDreactDa kkkkk

8

Where kD is the rate constant under diffusion control and proportional to the relative

diffusion rate constant of two reactants and kreact is the rate constant for reaction or

transition control. In a crowding environment that is diffusion controlled, reactant mol-

ecules experience two opposite effects [74,79]. The association of two molecules is

reduced in increasing crowding environments, as the diffusion rate is lowered in

higher crowding conditions. But attractive interactions between molecules increase

due to crowding, leading to dimerization by compensating slow diffusion. Overall, the

net effect in increasing crowding environments is a reduction in the diffusion rate.

In reaction or transition controlled regimes, the rate constant depends upon the con-

formational rearrangements of the reactants to form a transition state. The structural

compactness of a reactant in transition state and product formation is almost similar,

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hence molecular crowding favours product formation. It is believed that the transition

energy barrier lowers in the presence of molecular crowding agents that accelerate

the association rate constant and, thus, not affect significantly the dissociation rate

constant [86]. Moreover, crowding accelerates the slow reactions and decelerates

the fast reactions.

1.3.4 Two state folding equilibria and rates In molecular crowding environments, biomolecules adopt the conformation that ex-

cludes less volume to crowder and thus affect the folding equilibria. In the case of

protein and RNA folding, the folded conformations are typically more compact and

hence the stabilization of the native state is expected in molecular crowding. The

rate constant for two state folding is written as:

RTGkk /exp0 9

Where G‡ is the activation free energy and k0 is a pre-factor that depends on the

dynamics of isomerisation process. Thus, molecular crowding affects both parame-

ters. For example, crowding is expected to reduce activation energy barriers if the

transition state is more compact than the reactant state, like in protein and RNA fold-

ing [91]. Thus, favouring the formation of the native state by increasing the rate con-

stant. Similarly, crowding is expected to reduce intra chain diffusion that reduces the

value of k0, leading to a reduced rate constant [74].

1.3.5 Crowding influences ionic strength Ionic strength is the total concentration of ions in a particular solution. The chemical

potential of a species i, changes due to addition of large amount of solute species in

that solution is given by the following equation

μ = μ + μ 10

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The ideal contribution is the free energy change in absence of solute-solute

interactions, whereas non-ideal contribution is from the solute-solute interactions.

μ = μ + 11

Where, μi0 is the standard state chemical potential of species I, k is the Boltzmann’s

constant, T is the absolute temperature, and ci is the concentration.

Similarly, the non-ideal contribution is given by

μ = 12

Where, I is the activity coefficient, which is related to effective concentration, =

μ = μ + 13

Thus, all these above equations suggest that as the solution becomes more and

more diluted the solute-solute interactions become negligible and the activity coeffi-

cient becomes concentration. However, if more solute species are present in the so-

lution it is not wise to discard the solute-solute interactions, which will eventually, in-

creases the effective concentration of the solute [13].

1.4 Experimental studies of molecular crowding effect

It is very difficult to mimic the actual cellular crowded environment to test the working

models in in vitro studies. The crowding agents should i) be highly soluble in water,

ii) be comparable size of target molecules, iii) have well defined shape and size and

iv) not interact specifically with target molecules. The ideal crowding agents for these

studies would be natural proteins or cellular extract. However, the use of these

crowding agents add more complexity to the system, as natural proteins have their

own charge and can interact with target molecules differently. Proteins may not be

soluble at high concentrations for the purpose of studies and they can hinder the sig-

nal from target molecule for example in spectroscopy studies.

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Alternatively, synthetic polymer crowing agents have been used to create cell-like

crowded environments can be used. Researchers have used different polymers for

this purpose, such as polyethylene glycol (PEG), dextran, glucose, polysaccharides,

ficoll and polyamines. These synthetic polymers have i) a defined shape and size, ii)

highly soluble in water and iii) neutral in charge at neutral pH. They do not interfere

specifically with target molecules and do not interfere with spectroscopic techniques,

since they do not absorb above 210 nm and do not fluoresce upon excitation above

280 nm.

The crowding affect in biophysics was introduced by Minton who recognized the ef-

fect of crowding agents in the folding of proteins [11,86,90]. Experimental studies

have demonstrated that molecular crowding can affect protein structure and function

[92-94]. For example, in the presence of the crowding agent dextran at low pH, un-

folded cytochrome c transits to a near native molten globule state [95]. Similarly, van

den Berg et al. showed that reduced lysozyme folding rates can be increased up to

five-fold in crowded buffers compared with the rate in buffers lacking crowding

agents [96]. It has also been shown that phosphyglycerate kinase (PGK) activity was

accelerated by 10-fold in vitro in presence of Ficoll 70 (100g/L) [97,98]. The authors

claim that the large-scale conformational changes induced by the crowders acceler-

ate PGK activity. In another study, Stagg and coworkers have demonstrated that the

presence of a high concentrations of Ficoll 70 in solution increased the thermal sta-

bility of the apoflavodoxin but had relatively minor effects on the denatured state [99].

Further, experimental and molecular simulation studies suggested that crowding

plays a key role in human diseases that are related to protein aggregation and fibril

formation [100-102].

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Compared to protein folding, only a few studies have been carried out in RNA folding

in crowded environments in vitro and in vivo [27,76,103-106]. It remains elusive how

crowding environments affect RNA folding and function. Therefore, this thesis fo-

cused on understanding the RNA folding dynamics and function in crowded condi-

tions. Cheung et al. and others [106, 107] have shown the entropic stabilization of

the folded state of RNA. It has been thoroughly observed that the stability of RNA is

significantly altered in the presence of crowding agents [78,103]. More compact

structure of group I intron in polyethylene glycol has been observed using small an-

gle X-ray scattering [27] (Figure 5A). Moreover, requirement of Mg2+ ions for the tran-

sition of group I intron to the folded state reduced largely in presence of PEG [27].

Numerous studies have demonstrated the influence of crowding agents including:

enhanced ion-mediated structural collapse of RNA [108], stabilization of the helices

of poly (L-glutamic acid) [109] and enhancement of the catalytic rate of the truncated

hammerhead ribozyme in presence of PEG [110]. All these effects have been ex-

plained in terms of the excluded volume effect and thermodynamic activity of mole-

cules.

Figure 5. (A) Schematic representation of group I intron folding in the presence of high salt low crowder and low salt high crowder. (B) Cartoon represents the unfolded and folded structure of isolated tetraloop receptor in the presence of crowding agents. Reprinted with permissions [103, 193].

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Several methods such as UV spectroscopy, CD spectroscopy, FRET and ensemble

measurements have been carried out to determine the crowding effect on biomole-

cules [111-113]. However, all these studies cannot avoid ensemble averaging that

mask the molecular behaviour because the measured signal arise from average con-

tribution from individual molecules. Hence, single molecule approaches are very use-

ful to study the RNAs folding dynamics. These state of art techniques can resolve

the heterogeneity in population and transient intermediates and follow time depend-

ant pathway of chemical reactions [91,114]. Recently single molecule fluorescence

resonance energy transfer (smFRET) technique has been applied to study the fold-

ing dynamics of isolated GAAA tetraloop-receptor, a non-catalytic RNA in PEG 8000

[103] (Figure 5B). The authors showed that crowding agents stabilize the folded

state of the tetraloop-receptor by specifically accelerating the folding rate constant

and equilibrium [103]. Here, for the first time the effect of crowding agents (polyeth-

ylene glycol, PEG) on folding dynamics and functions of the catalytic RNAs, the hair-

pin ribozyme and the group II intron at the single-molecule level have been reported.

1.5 Molecular crowding effect beyond the excluded volume effect

All of the above mentioned experimental evidence and theoretical models illustrate

that the excluded volume effect provides a reasonable explanation for the biomole-

cules encountered in crowded environment. However, there are other factors present

in the crowded environment that can affect differently in cells [115]. For example,

studies have shown that not all neutral crowding agents affect biomolecule folding

and stability equally and some solute crowders prefer more than others [116]. This

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suggest that there be other factors present in the crowded environment, such as in-

teractions between biomolecules and crowding agents, viscosity, diffusion rate and

dielectric constant of the solution.

Dextran and PEGs studies on the enzymatic reaction of globular proteins (haemoglo-

bin and lysozyme) have revealed that the enzymatic rate of these proteins are af-

fected differently by dextran and PEGs [116]. Similarly, Ficoll-70 and Dextran-70 af-

fect the aggregation property of β-rich protein bovine carbonic anhydrase differently

[117]. This suggests that in addition to excluded volume effects, other factors origi-

nating from molecular crowding should be addressed.

Similarly, several studies have shown that interactions exist between proteins and

molecular crowding agents other than non-specific interactions. For example, the

melting temperature of the human -lactalbumin (HLA) is affected differently in the

presence of dextran-70, ficoll-70, PEG-2000 and PEG-20000 [118]. In another study,

it has shown that the aggregation and fibrillation of several proteins change with con-

centration of the crowding agents used. In less crowded solutions the low viscosity

allows proteins to diffuse freely leading to an increase in aggregation and fibrillation,

whereas in higher concentrated solution the high viscosity decreases the diffusion

rate leading to a decrease in aggregation [119,120].

Single-molecule studies of the isolated tetraloop-tetraloop receptor from group I in-

tron in crowded environment has shown that the entropic contribution ( 80%) is

dominant for the RNA stability [103]. This suggests that minor enthalpic contributions

for the RNA stability may be originated from the crowded environments. Therefore, in

crowded environments there could be soft interactions between crowding agents and

biomolecules [115]. Similarly, the presence of crowding agents can slightly change

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the pH of the solutions which may affect H-bond by altering the properties of both do-

nor and acceptor groups [78]. Another consequence is decreasing of the dielectric

constant. The dielectric constant of water is 80 while the average value of the dielec-

tric constant falls in between 10 to 40 in crowded environment [121]. The decrease in

the dielectric constant corresponds to an increase in the electrostatic attractions

among charged macromolecules.

Overall, in addition to excluded volume effect, other factors also originate from

crowded environments. Therefore, these factors, though small in magnitude, affect

biomolecules folding and activities.

1.6 Ribozymes

RNA molecules that perform specific functions in cells similar to protein are known

as ribozymes [1,2,122-126]. Discovery of these ribozymes lend support to the “RNA

world” hypothesis, which suggests that primordial microorganisms relied entirely on

RNA molecules for both genomic and catalytic functions [127].

Numerous studies have been carried out to discover more naturally occurring ribo-

zymes, including a small hairpin ribozyme and a large group II intron ribozyme

[2,122,128]. These ribozymes (i.e. hairpin ribozyme, group I and group II) perform

their specific functions in cells by hydrolysis of the phosphodiester bond [129-131]

(Figure 6). For example, the hairpin ribozyme, derived from the negative strand of to-

bacco ringspot virus satellite RNA, is involved in processing the product of rolling cir-

cle replication through backbone cleavage and ligation [132,133]. Similarly, the

group II ribozyme from the mitochondria of S. cervisae splices its own introns from

pre-mRNA to generate matured mRNA [134-137]. Studies on these ribozymes pro-

vide opportunities for understanding the relationship between structure and function.

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1.6.1 The hairpin Ribozyme Among the small RNAs occurring in Nature, the hairpin ribozyme is the most studied

ribozyme. It is derived from the minus strand of a satellite RNA from the tobacco

ringspot virus [138]. In the satellite RNA, the hairpin ribozyme cleaves and ligates in-

termediates that occur during rolling circle replication [129]. The ribozyme itself is as-

sociated with the RNA genome of satellite RNA and hence long concatemeric tran-

scripts produced during rolling circle replication are cleaved and ligated by the ribo-

zyme to generate monomeric units [138,139]. The reaction occurs at a specific site

of the RNA through trans-esterification reactions. The reaction proceeds by an SN2

mechanism that results in inversion of the sugar phosphate backbone (Figure 6).

SN2 is a nucleophilic substitution reaction in which attacking and leaving group lie in

the same plane and two molecules are involved actually in transition state.

1.6.1.1 Function of the hairpin ribozyme The ribozyme is involved in processing the product of rolling circle replication. It

undergoes self-cleavage and ligation of its own substrate through trans-esterification

reactions [129,138]. During rolling circle replication, the positive (+ve) strand is

transcribed into the long concatemeric negative (-ve) strand. The cleavage of this (-

Figure 6. Proposed mechanism of cleavage and ligation of the hairpin ribozyme base on general acid-base catalysis. Reproduced from reference [139].

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ve) strand is crucial for the second round of replication that produces the functional

genome (Figure 7). The cleavage reaction occurs through in-line attack of the 2’

hydroxyl group on the adjacent phosphorous atom, leading to the release of the 5’-

oxygen atom on the adjacent ribose and generation of the 2’, 3’-cyclic phosphate

[140] (Figure 6). The reaction is also reversible in which the 5’ OH group attacks the

phosphorus atom of the 2’, 3’-cyclic phosphate, generating a ligated product. Overall,

the cleavage and ligation reaction occur through general acid-base catalysis [141-

143]. It has been proposed that G8 and A38 act as a general acid and base,

respectively, during catalysis [144]. It has been observed that hairpin ribozyme

favours ligation chemistry if the ribozyme is more stabilized in the folded state [145].

The hairpin ribozyme is cis-acting in the cell, however it has been modified into the

trans-acting to understand a mechanism of catalysis [145,146].

Figure 7. Rolling circle replication of the satellite RNA. The (+ve) circular strand is transcribed into negative strand. The concatemeric (-ve) strand forms circular negative strand after cleavage and ligation. Then (-ve) circular strand is transcribed into positive linear strand, after successive cleavage and ligation into function positive. Adopted from reference [139] and Coreldraw was used generate the cartoon.

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1.6.1.2 Structure of the hairpin ribozyme The hairpin ribozyme secondary structure consists of two major structural elements.

A four way helical junction and two internal loops present in arms A and B (Figure

8a). At sub-millimolar concentration of Mg2+ these two loops are brought adjacent to

each other as evidenced in the crystal structure (Figure 8b). These arms coaxially

stack in a folded ribozyme in such a way that A stacks on D and B on C forming

antiparallel structures (Figure 8a). The extensively studied minimal hairpin ribozyme

(Figure 8c) can stabilize the close proximity of domains A and B without arms C and

D. The catalytically active (minimal) hairpin ribozyme contains two independently

folding domains, A and B, and four helices, H1, H2, H3 and H4 [147] (Figure 8c).

The ribozyme substrate binds in domain A through Watson:Crick base pairing in

helices 1 and 2. The loop nucleotides are highly conserved and any modifications on

these nucleotides can influence the catalysis. However, the nucleotides in the

helices can be replaced by maintaining the Watson:Crick base pairings.

Figure 8. Secondary structure and crystal structure of hairpin ribozyme. a) Secondary structure of four way junction hairpin ribozyme containing four arms A, B, C and D .b) Crystal structure of hairpin ribozyme containing four arms with non-cleavable substrate. c) Secondary structure of minimally active hairpin ribozyme with interactions involving between domains A and B. Reprinted from reference [147]

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Tertiary structure of the hairpin ribozyme comprises docking loop A with loop B that

facilitates the site-specific cleavage and ligation reaction within loop A. Determination

of the crystal structure of hairpin ribozyme with a non-cleavable substrate bound

revealed several important interactions that involved tertiary structure formation

[148]. The stability of this docking is achieved through several interactions between

loop A and loop B nucleotides. For example, a ribozyme zipper is formed by A10 and

G11 with C25 and A24 between loops A and B, similarly base pairing occurs

between bulge out nucleotide containing the 5’ scissile phosphate, the g+1 in loop A

and C25 in loop B. This bulged out nucleotide is buried in a pocket formed by other

helix, stacking between A26 and A38 and make additional hydrogen bonding with G36

and A38, indicating the importance of A38 at this position. The tertiary interaction of C12 with

U42 binding pocket between two loops further stabilizes the docked state. Further, the

nucleotide 5’ of the cleavage site A-1, makes a hydrogen bond with A9 that is stacked with

G8 in loop A (Figure 9). Substitution of G8 will distort the structure of loop region affecting

the sugar pucker at A-1, suggesting an important role of G8 at this positon. Overall, these

interactions suggest that G8 and A38 are important nucleotides that involve and affect during

catalysis (Figure 9). The crystal structure [148] has shown that the 2´ oxygen nucleophile is

in-line with phosphorus and the 5´ oxygen leaving group, in agreement with SN2 nucleophilic

attack mechanism. It has been further demonstrated with mutagenesis and biochemical

Figure 9. Crystal structure of the hairpin ribozyme showing interactions of key nucleotides in reaction chemistry (A, B). Reprinted from reference [148].

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studies that residues G8, A9, A10 and A38 are highly conserved and no metal cations were

found near the reactive phosphate [148,149].

1.6.1.3 Hairpin ribozyme catalysis The ribozyme folds into the native state in presence of divalent or monovalent cati-

ons to perform catalytic function [114,133,146,150,151]. Ribozyme catalysis occurs

by two transesterification reactions where two key nucleotides, G8 and A38, have

been identified for these reactions [142,148,149,152]. In the crystal structure of hair-

pin ribozyme, G8 forms a hydrogen bond with the methylated 2’ OH via N1 and proS

non bridging oxygen of the scissile phosphate and thus believed to position for the

reaction (Figure 10) [148]. Substitution of this position by an abasic nucleotide

causes a 1000- fold reduction in the rate of catalysis [153]. When G8 is substituted

with nucleotides of a lower pKa (diaminopurine) a reduction in the reaction rate in ob-

served and substitutions with an imidazole nucleoside exhibits a classic bell shape

pH profile [153]. These results suggest that G8 acts as a general base. Similarly,

several studies have suggested that A38 acts as a general acid. Deletion of this nu-

cleotide reduces the activity by 10,000 fold [153]. Measurements of pH dependency

on the rate of reaction with different nucleotide substitution concluded that protona-

tion of A38 is very important in the reaction. The crystal structure shows that A38

forms a hydrogen bond with the leaving group, suggesting a general acidic role of

A38 in the reaction [143,148,149] (Figure 10). By the rule of micro reversibility, A38

and G8 act oppositely during ligation reactions.

1.6.1.4 Hairpin ribozyme folding The hairpin ribozyme is a well-studied system for studying RNA folding and catalysis.

Folding of the hairpin ribozyme has been extensively studied using two different

working constructs over the last two decades, a four-way junction, which is a natural

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form of hairpin ribozyme and a minimal hairpin ribozyme [124,129,133,144,146,154].

The minimal construct does not have two arms as in a four way junction (Figure 7a,

c), however it is catalytically active. Both types of constructs have been well

characterized using fluorescence resonance energy transfer (FRET)

[124,129,133,144,146,154]. Initially, Walter et al have applied ensemble FRET

measurements to directly observe the folding and catalysis of trans-substrate of

minimal hairpin ribozyme [133,146]. Similarly, Murchie and coworkers showed that

neighbouring helical arms are coaxially stacked in pairs, A on D and B on C using

ensemble FRET in the four way junction hairpin ribozyme [155]. In the presence of

sub-milimolar Mg2+ concentrations these loops are brought in close proximity. But

the close proximity of these loops in minimal hairpin ribozyme requires higher

concentration of Mg2+ than in the four-way junction [155,156]. From these ensemble

experiments two different research groups were able to extract the kinetic

information for folding and catalysis. Until the advancement of single molecule

technology for studying biomolecules, ribozyme folding was less resolved. In 2002,

Zhuang and coworkers combined single molecule microscopy with FRET (smFRET)

to study the hairpin ribozyme folding and catalysis at standard buffer conditions (50

Figure 10. Proposed pathway of the hairpin ribozyme folding. The ribozyme binds its substrate in the undocked state followed by the conformational change to the docked state. The ribozyme cleaves its substrate in the docked state and then releases the product as a 3’ cyclic phosphate and 5’ cyclic phosphate from the undocked conformation. Reprinted from reference [114].

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mM Tris-HCl pH 7.5, 12 mM Mg2+) [114]. Their ground breaking work showed that

the minimal hairpin ribozyme has folding heterogeneity with a single docking rate

constant and four different undocking rate constants (Figure 10), indicating that the

ribozyme adopts four different docked states separated by folding energy barriers

[114]. Their results showed that the ribozyme has heterogeneous cleavage kinetics,

supporting folding heterogeneity [114]. Moreover, the hairpin ribozyme has a strong

memory effect where each molecule rarely switches between the different docked

states [114]. This has illustrated the complexity present even in a simple ribozyme

folding. Single molecule approaches are very powerful tool to reveal such complex

structural dynamics. Based on previous ensemble FRET and smFRET studies,

Zhuang and coworkers have proposed the putative folding and catalytic pathway of

the hairpin ribozyme (Figure 10). Similar folding heterogeneity was observed in the

four-way junction hairpin ribozyme, however in the natural ribozyme, there was

observable heterogeneity in the undocking rates as well as in the docking rates,

demonstrating that more complexity is added in the folding of the natural ribozyme

[147,157]. In 2003, Tan and coworker reported that the four-way junction unfolded

ribozyme adopts at least two conformations, a proximal and another distal stats

[147]. The folding is increased by a proximal stats that increases the probability of

interaction between loops. This was further supported by the findings that disruption

of the folded state by C25U lead to a nearly equal distribution of all three states

(distal, proximal and folded) [147]. Bokinsky and coworker explored the folding

transition intermediate of the minimal hairpin ribozyme [91,151]. They showed the

structural transitions between effectively non-interchanging sets of unfolded and

folded states and identified and characterized the key factors defining the transition

state in which two helical arms form several tertiary contacts. They applied φ- value

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analysis to identify the formation of tertiary contacts at transition state. To

understand which interactions are formed or disrupted during ribozyme folding the φ-

value analysis was carried out.

undockdockdock GGG 14

where G‡dock and G‡

undock are the change in transition free energy of the docked

state and the undocked state. If φ is zero the tertiary structure is not formed at all, if it

equals 1, the formation of tertiary contacts occur in the transition state and if in

between 0 to 1, then the tertiary structure is partially formed in the transition state.

The results have shown that the ribose zipper and U42 binding pocket are formed

partially in the transition state but the g+1:C25 base pair is not formed in transition

state. They further characterized the transition state of ribozyme folding using a

combination of monovalent and divalent metal ions or independent titrations of these

ions. Based on their work, the docking rate constant depends upon concentration of

Mg2+ but not the undocking rate constants. This suggests that more Mg2+ ions are

required to convert undocked to the transition state and no significant amount of

Mg2+ consumed during transition from the transition state to the docked state.

Furthermore, monovalent cations are sufficient for efficient folding of ribozyme, but it

requires high concentrations of Na+ (≥500 mM). In the presence of monovalent

cations, almost equal amounts of Na+ ions are consumed during the conversion of

the undocked state to the transition state and the docked state. Similarly, results

were obtained for the titration of Mg2+ in the background of Na+ ions. These

experimental results argue that a competition occurs between monovalent and

divalent cations for charge screening, since no specific binding occurs. The structural

compactness depends upon the ionic strength of the solution. Based on these

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results, they proposed a transition state folding model for the hairpin ribozyme, in

which the ribozyme adopts four different configurations: i) an extended configuration,

an undocked state, ii) a contact model in which two domains are in parallel contact,

iii) a non-contact model in which two domains are 5°A apart and iv) a compact

docked state (Figure 11) [91].

Later, Rueda and co-workers studied effects of wild type and modified ribozyme

variants in RNA folding and catalysis using a combination of smFRET and ensemble

approaches [151]. In their study, modifications of essential functional groups made

far from the catalytic centre not only affect the docking/undocking kinetics but also

impact the catalytic rate. Their findings are in line with previously published data,

such as population heterogeneity that gives different undocking rates and complex

cleavage kinetics in standard buffer conditions.

Folding heterogeneity is a common mechanism of RNA folding and it is not an

artifact of single molecule studies; to address this, the Ha. research group performed

smFRET experiments in freely diffusing natural ribozyme encapsulated inside

vesicles [158]. Even in such immobilization free experiments, ribozymes exhibit

Figure 11. Proposed models of different states of the hairpin ribozyme adopted. The model postulates that ribozyme adopts undocked state, contact model in which two loops interact in parallel, non-contact model in which two loops stay apart and the docked state. Reprinted from reference [91].

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folding heterogeneity, suggesting that these heterogeneities do not arise from

surface artifacts. Further, these structural heterogeneities are supported by the

kinetics obtained from lifetime distributions of undocked and docked conformations.

[63]. These lifetime distributions were fit to multiple exponential functions that yielded

multiple undocking rate constants. Interestingly, the molecules retained their

undocking rates even after separation of the two strands of the minimal hairpin

ribozyme strands by denaturing gel electrophoresis and purification [63]. The authors

hypothesized that the s-turn motif present in the loop B might remain through

denaturation and annealing processes, leading to population heterogeneity. Their

results also supported the rugged landscape of RNA folding. Furthermore, the

existence of multiple docked states of hairpin ribozyme leads to population

heterogeneity and complex folding and catalysis. If there exists multiple docked

states, they must be separated by folding energy barriers. To overcome such

barriers the temperature of the system can be increased so that molecules have a

chance to sample into the other states. Zhao and coworker have used such methods

developed in Rueda lab based on the single molecule approach, known as laser

assisted single molecule refolding (LASR) [159]. In LASR, the temperature of the

system can be increased to a desire temperature by short time exposure of IR light

[160]. The minimal hairpin ribozyme has been extensively studied using LASR and

the transition energy barriers between different docked states ( G≠ = 20 kcal/mol)

were measured [159]. More importantly, they were able to show the interconversion

of molecules from one state to another at high temperatures. This result supports the

idea of heterogeneity in undocking rates and that the memory effect is an intrinsic

property of the hairpin ribozyme.

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The hairpin ribozyme is a well characterized model system, but still one can ask why

the folding of the ribozyme is very slow? What are the factors that accelerated

ribozyme folding inside cells? Studies have been conducted so far to demonstrate

that the hairpin ribozyme has i) population heterogeneity ii) heterogeneity in

undocking rates, iii) requires more than physiological concentrations of Mg2+ and iv)

slow and complex cleavage kinetics [43]. The only difference in these experiments is

that they were conducted in dilute conditions in vitro, and so they lack molecular

crowding environments present in the cell. Conducting experiments in different

conditions that mimic the cellular crowdness can address the questions outlined

above.

1.6.2 Group II Introns Group II introns are the largest naturally occurring self-splicing ribozymes that are

able to catalyse their own intron cleavage and join flanking exons [134,161]. Group II

introns are multi domain ribozymes ranging from few hundreds to thousands of nu-

cleotides and were initially identified in the organelle genomes of lower eukaryotes

and plants [162,163]. Group II introns have similar structures and catalytic functions

as eukaryotic nuclear spliceosomal complexes suggesting that they share a common

ancestor [136,164] Group II introns are classified into group IIA, group IIB and group

IIC [137,165,166]. Amongst these, group IIA and group IIB are distinguished by their

exon binding location and interaction involved in recognition of 3’ splice site

[165,166]. Group IIC is the smallest intron and has only one exon binding site.

1.6.2.1 Group II intron splicing Group II introns are large multidomain RNA enzymes that have a self-splicing cata-

lytic RNA component [136,167-169]. They catalyse their own splicing through tans-

esterification reactions, producing spliced exons and intron lariat RNA (Figure 12)

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[134,136,161,170]. These ribozymes are mobile retro elements and, therefore, pre-

vail in all the domains of life [134,168,171]. Group II introns have conserved second-

ary structures that contain 400-800 nucleotides. The reaction mechanism of group II

introns occurs through different mechanisms (Figure 11) [134,165,166], i) the

branching pathway and ii) hydrolytic pathway.

In the branching pathway, the first step reaction is initiated by the 2’-hydroxyl group

on a specific adenosine within intron domain VI attacking the 5’ splice site, resulting

in lariat intermediate. Next, the 3’-hyrdoxol group on 5’ exon attacks the 3’-splice

site, generating a free intron lariat and ligated exons. These reactions are reversible

and free intron molecules can utilize reverse-splicing of DNA invasion [172]. Proteins

may play important roles in stabilizing the RNA structure for these reactions to occur.

In the hydrolytic pathway, a water molecule acts as nucleophile during the first step

of splicing in which 5’exon and 3’exon are associated and a linear lariat is produced.

In the second step, again a 3’-hydroxyl group attacks the 3’-splice site producing li-

gated exons and linear intron. This is a competitive pathway for group II splicing and

Figure 12. Group II intron self-catalyzed reaction pathways. (A) The branch point A triggers the reaction leading to formation of intermediate lariat. (B) Hydrolytic cleavage in which water acts as a nucleophile creating linear lariat. Reprinted from reference [161]

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it occurs readily. This pathway may be an alternative approach under specific envi-

ronmental conditions.

1.6.2.2 Group II intron structure The secondary structure of all the domains of the group II ribozymes has been de-

rived from the earliest phylogenetic studies [173,174]. The secondary structure of

group II introns comprises multiple domains (I-VI) and the overall architecture is con-

served throughout the species (Figure 13 top) [163]. In the secondary structure these

domains are radiating from central regions, among which domain I is the largest sub-

unit that is further divided into different subdomains [162,163,175]. These subdo-

mains have different roles in exon recognition, RNA folding and arrangement of the

catalytic centre [165,166]. The upper region of domain I interacts with exon binding

sites and the lower region interacts with domain V to form the catalytic core

[165,166]. Structural studies on ai5 group IIB derived from Saccharomyces cere-

visiae showed that domain I has inter and intra domain interactions

[137,161,165,166]. Domain I forms inter domain interactions through long range

’ and ’ tertiary interactions. These interactions play an important role in sub-

strate recognition and folding of domain I itself. Similarly, domain I forms inter-do-

main interactions with domain II and domain V. Domain I forms tetraloop-tertraloop

receptor interaction with domain II by ’ interaction, that helps in stability of the ac-

tive structure. Domain I interacts with domain V via ( ’ ’ and ’). The first

two interactions are important for domain V docking in domain I and later interaction

( ’) is directly involved in catalysis by positioning domain 5 close to the 5’-splice

site [165,166,175]. All these interactions are further supported by the recently discov-

ered functional crystal structures of group IIC from Oceanobacillus iheynesis and

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from Pylaiella litoralis (Figure 13 bottom) [168,171]. Domain II contains motifs im-

portant for architectural assembly and site for encoding ORFs. It interacts with Do-

main I through ’ and with Domain VI via ’ interactions, as shown in the crystal

structure [176]. Generally, domain II was shortened to a hairpin for all those studies

including the crystal structure of group IIC [165,166]. However, a recently published

crystal structure which used full length domain II discovered new interactions ( ’)

Figure 13. Secondary structure of group II from Sacchromyces cerevisiae, all the domains are shown in roman letter and all the possible tertiary interactions are shown in Greek letter. Crystal structure of group IIC and group IIB intron from two different species, O. iheyensis (left) and P.littoratis (right) respectively. Reprinted with permission from reference [171]

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of domain II (D2b, a tetraloop) with tetraloop receptor of domain VI, which further

pushes domain VI to fit into the catalytic core [168,171]. Domain III is the catalytic ef-

fector required to stabilize the native structure through a ; interaction with domain

V [137,161]. Further, a new interaction was discovered in lariat crystal structure of

group II between tetraloop of domain III and the stem of domain II [171]. The junction

between domains II and III is highly conserved and play an important role in arrang-

ing the catalytic core. Domain IV encodes a protein, maturase that is important for

splicing and mobility. Mobility is a process of Group II intron proliferation within the

genomes in which a newly spliced RNA envades DNA site specifically with the help

of ribozyme and reverse transcriptase activity [177]. The crystal structure shows that

domain IV remains far away from the catalytic centre, suggesting that it is not in-

volved directly in the catalytic core. This domain is situated away from the catalytic

core because it has to adjust the large open reading frame (ORF) protein [165, 166,

168, 171, 175]. Domain V is the heart of the catalytic core which contains conserved

nucleotides that bind metal ions to initiate the trans-esterification reactions [176,178].

Most nucleotides of domain V have specific function. This domain forms a network of

interactions with different domains to form a catalytic core. It interacts with domain I

and domain II through different interactions as mentioned above [179,180]. The

highly conserved nucleotide catalytic triad interacts with the nucleotides present in

between domain II and domain III, a linker to form a triple helix structure [178,181].

This domain has similar structural arrangement with U6 snRNA in spliceosome com-

plex. Domain VI is not highly conserved and it contains a branch point adenosine

that is required for the first step of splicing in the branching pathway [161,182]. This

domain interacts with domain II using n-n’ interaction. The tertiary structure of the

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group II intron is not fully resolved, three dimensional structure have been con-

structed using domain organization in the secondary structure and the knowledge of

tertiary interaction identified from different biochemical and phylogenic studies.

The only nucleotides that undergo tertiary interactions are conserved in all domains

of life. D135 ribozyme is derived from Saccharomyces cerevisiae group II intron

Sc.ai5γ and contains required components for catalysis.

1.6.2.3 Group II folding Folding of large RNA occurs in multiple steps with obligatory intermediate/s, leading

RNA in kinetic traps or in misfolded intermediates [61,183,184]. Characterization of

such RNAs is important in order to understand how these RNAs adopt the active

structure from a primary sequence.

Group II is one of the most studied model systems to characterize the folding path-

way of large RNAs [123,162,167,185-189]. The D135 ribozyme, derived from sac-

charomyces cerevisiae, is one of the most established and characterized models for

RNA folding. The D135 group II ribozyme consists of all the domains required for ca-

talysis, excluding domain VI. Domains II and IV are shortened to hairpin structure to

minimize the construct. Despite the lack of domain VI, D135 can undergo splicing re-

actions multiple times in the presence of a substrate of 24 nucleotides (17/7 sub-

strate RNA) that contains both intron binding sites (IBS1 and IBS2) via a hydrolytic

mechanism [123,162,187]. Group II introns actively splice their substrates under

non-physiological concentrations (100 mM MgCl2 and 500 mM KCl at 42°C)

[123,187].

Initially, it was thought that group II introns were well exposed to solvent, however

hydroxyl foot printing assays have revealed that upon the addition of Mg2+, 40% of

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the group II intron surface is inaccessible to solvent, suggesting the compact struc-

ture of group II introns are formed in solution [185,190]. The formation of compact

structures present for group II introns are further supported by ultracentrifugation

analysis and chemical probing [190]. These studies have shown that ribozymes

adopt two collapsed states, termed as unfolded and folded state. Initial collapse of

the ribozyme’s secondary structure occurs in the presence of monovalent metal ions,

known as the unfolded state and later ribozyme collapse in Mg2+ dependent manner

to form a compact tertiary structure defined as the folded state [183,185]. Further-

more, hydroxyl radical foot printing assays showed that ribozymes folded coopera-

tively in the presence of Mg2+ with a midpoint of Mg2+ for folding unusually high ( 20

mM) [162,167]. The role of magnesium for folding may be to bind specifically in ribo-

zyme forming specific tertiary interactions. This model was supported by an ultracen-

trifugation experiment, in which the midpoint of Mg2+ for folding was nearly identical

to the free energy change for global and local folding [190]. The crystal structures

have also shown that two magnesium ions bind specifically in the domain V of the ri-

bozyme that initiates the tertiary interaction formation and arranging the catalytic

core [165,166]. The latest crystal structures have shown that two more magnesium

ions bind to the 5’ end of the intron [171].

Kinetic studies on D135 have revealed that D135 collapses to the active compact

structure on addition of Mg2+ very slowly (~1 min-1) in comparison to other RNAs

folding [183-185]. Since this is the largest ribozyme studied so far, it is not clear so

far why the large RNA folding in general is very slow. May be RNAs fold slowly to

form tertiary interactions properly or RNAs undergo misfolded intermediates or can

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be kinetically trapped. Studies involving urea have shown that there is no accelera-

tion in rate constants in the presence of urea, suggesting that group II folding does

not have misfolded intermediates or any kinetic traps [167,191]. Further, the study

showed that ribozyme folding occurs reversibly. Characterisation of Domain I inde-

pendently has shown that domain I folding is the rate limiting step (~k = 1 min-1)

where folding requires the same concentration of Mg2+ as the whole intron folding

consumes [162]. These results suggest that domain I folding has an obligatory inter-

mediate that slows down the process. Nucleotide analog interference mapping

(NAIM) along with hydroxyl radical foot printing experiments revealed that DI form

highly structured and compact scaffolds that D3 and D5 rapidly dock into the preas-

sembled binding sites [162,167,185]. All this information has been obtained from en-

semble experiments, which suffers from ensemble averaging of population and does

not explore the transient intermediates and population heterogeneity.

Advanced single molecule approaches have been applied to study the folding of this

large ribozyme. Steiner et al. have shown that group II folding occurs via three dis-

tinct on pathway obligatory transient intermediates unfolded structure (U) extended

Figure 14. A proposed folding pathway of group II intron from unfolded sate (U) to the active folded state (N). The folding occurs via obligatory intermediates I and F. Reprinted with permission from reference [167].

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intermediate (I) folded intermediate (F) native state (N) (Figure 14) [187]. For-

mation of active state (N) depends upon the concentration of Mg2+ and it transiently

appears above 20 mM Mg2+. In addition, they have observed that the active state is

more stable upon substrate binding [187]. Ca2+ ion substitution cannot rescue Mg2+

ions, indicating Mg2+ binds specifically to the group II intron [186]. Karunathilaka and

coworkers have shown that Mss116, a DEAD-box helicase stimulates the dynamic

sampling between these states and promotes folding through ATP-independent and

ATP-dependent steps [123]. All these structural and dynamic studies proposed the

folding of group II intron with obligatory transient intermediates as shown in (Fig-

ure14).

Group II introns have evolved to function in the cell. Therefore, it is critical to under-

stand ribozyme folding near physiological conditions. Prior experiments conducted at

near physiological conditions (30°C and low Mg2+ concentration) have shown that ri-

bozymes follow the same pathway as that at high concentrations of Mg2+ and ele-

vated temperatures [167]. The folding pathway was proposed to be more rugged in

near physiological conditions as the folding rate of compaction was observed two

fold slow. Urea addition does not rescue the folding kinetics, suggesting formation of

misfolded intermediates or kinetic traps at those conditions [167]. In near physiologi-

cal condition ribozyme folding is too slow and requires other co-factors such as high

concentration of Mg2+ or protein cofactors [167]. Hence, it can be stipulated that ribo-

zyme folding would be different under crowded cellular environment and therefore,

experiments on such conditions need to be carried out to fully understand the ribo-

zyme folding.

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1.7 Visualising RNA conformations

Several methods have been used to measure conformational changes in RNAs,

such as circular dichroism (CD), UV-VIS spectrophotometer, small angle X-ray scat-

tering (SAXS), Nuclear magnetic resonance (NMR) and gel shift assays

[59,60,183,192-195]. These methods report the RNA conformation indirectly. An ap-

proach to visualize RNA conformations is fluorescence-based, where RNAs are la-

belled with fluorophore(s) to monitor the conformational change in real time.

1.7.1 Fluorescence Luminescence is a phenomenon of light emission by a substance. It occurs when ex-

cited electrons return to the ground state by losing energy in the form of light. Lumi-

nescence is further divided into phosphorescence. In phosphorescence light emis-

sion occurs when electrons de-excite from excited triplet state to the ground state

(Figure 15).

Fluorescence is a process by which a substance emits light of certain wavelength

when it absorbs light or electromagnetic radiation and a substance is known as fluor-

ophore. Generally, the emitted light has longer wavelength and lower energy in com-

parison to the absorbed light because the excited energy loses in the form of heat

and other process (Figure 15).

Most organic molecules electronic states have been grouped into the singlet and tri-

plet states [196]. The former has spin paired and later has unpaired spin. When a

ground state fluorophore is excited with a suitable wavelength of light the electrons

of the fluorophore occupy different vibrational levels of the excited singlet state, see

Jablonski diagram [196]. Light absorption is an instantaneous process which occurs

in 10-15 s. Electrons at excited singlet state (S2, Figure 15) relax back to the higher

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vibrational level of the first excited singlet state (S1,Figure 15) within 10-11 to 10-15 s

via internal conversion (IC) [196]. Then, electrons from higher vibrational levels relax

to the lowest vibrational level of first singlet excited state through vibrational relaxa-

tion (loses temperature) within 10-10 to 10-12 s [196]. Electrons from the lowest vibra-

tional level of the excited singlet state relax to the ground state by radiationless inter-

nal conversion (10-7 to 10-9 s) followed by vibrational relaxation which compete with

radiative relaxation pathway that emits fluorescence signals spontaneously [196].

Thus fluorescence is a spontaneous process. The electrons in the lowest vibrational

level of the excited singlet state can further excited by absorbing second photon into

the higher excited states. Successive ionisation can cause photobleaching of mole-

cules. Thus, fluorescence signals carry information about the environment of the ex-

cited state, interactions in the excited state, lifetime of fluorophore, quantum yield

and nature of the fluorophores.

Further, the electrons can relax to the triplet state (T1) via inter system crossing

(ISC) [196]. The chance of ISC depends upon the overlap of vibrational levels of the

triplet state. The triplet state has a lower energy level in comparison to the singlet

state S1 and hence the probability of ISC increases. Electrons from higher vibra-

tional levels of triplet states relax to the lowest vibrational level of the triplet state,

whereby electrons relax to the ground state using radiation less intersystem cross-

ing. In the triplet state the molecule spin is forbidden and hence it has longer life-

times (more than 100 s) to the fluorophore life time in S1 [196]. Because of longer

cycling life time of fluorophore, internal conversion and vibrational relaxation in the

triplet state compete with radiative decay process and hence the phosphorescence

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occurs at low temperature and late emission. Triplet state mostly involve in photo-

bleaching pathway of fluorophores because of high reactivity at this state [196].

Therefore, it is important to depopulate the triplet state in order to increase the life-

time of fluorophores though fluorophore is not dead when it goes to the triplet state.

Photobleaching refers to the permanent chemical modification in the fluorophores

which do not emit any fluorescence signal and it dramatically changes the behaviour

of fluorophores [197]. Specifically, it is important to increase the lifetime of fluoro-

phores in microscopic imaging techniques such as, in single molecule microscopy

[197-199]. Photobleaching of fluorophores can be reduced either by using chemicals

that consume the oxygen present in the sample solution or by depopulating the tri-

plet state [197,198]. Addition of molecular oxygen can depopulate the triplet state

and it can react with a fluorophore, thereby damaging the fluorophore permanently,

hence another system is required to consume oxygen [199-201]. Trolox, a vitamin E

Figure 15. Jablonski diagram showing different phenomenon such as absorption, vibrational relaxation, internal crossing, fluorescence, intersystem crossing and phosphorescence occurring when electron is excited from the ground state (S0). Adopted from reference [196] and redraw with Coreldraw.

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analogue has improved imaging conditions and it is assumed that it contributes to

depopulating the triplet state [199,202,203]. Moreover, trolox can help to improve the

triplet state blinking in which fluorophores temporarily go to a dark state and does not

emit any photon [199,202,203].

Recently, it has been shown that modification of the dye using a triplet state

quencher such as cyclooctatetraene (COT) significantly improves (~70 fold) the life-

time of dyes [204]. Another way is to use an oxygen scavenging systems (OSS) that

consumes oxygen present in the imaging solutions. For example a mixture of glu-

cose oxidase and catalase and protocatechuate acetic acid (PCA) and protocatech-

uatedehydrogenase (PCD) in imaging buffer can significantly improve the lifetime of

fluorophores [197,205].

1.7.2 Fluorescence resonance energy transfer (FRET) FRET is a physical phenomenon in which energy of an excited donor molecule (D) is

transfered non-radiatively to an acceptor molecule (A) (Figure 16A) [206,207]. The

transfer of energy occurs through long range dipole-dipole interactions of donor and

acceptor. An excited oscillating donor can undergo energy exchange with a nearby

acceptor oscillating with similar resonance frequency. Therefore, the efficiency of

FRET depends upon the sixth power of distance separating donor and acceptor. To

occur effective energy transfer between donor and acceptor, there are certain re-

quirements including: i) spectral overlap between donor and acceptor, for example

the emission spectra of donor (Cy3) dye must overlap with excitation spectra of ac-

ceptor (Cy5) dye (Figure 16b), ii) two dyes must be in close proximity and iii) quan-

tum yield and absorption coefficient of both dyes must be high. The rate of energy

transfer between two dyes is given by

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6

601

RR

kD

T

15

where d is the lifetime of the donor molecule, R is the distance between donor and

acceptor molecule and R0 is the distance between D and A when the efficiency of en-

ergy transfer is 50% between the acceptor and donor. The efficiency of energy trans-

fer can be written as

660

60

RRR

EFRET 16

6142

0 0211.0 DQJR 17

Where 2 is the factor describing the relative orientation of donor and acceptor in tran-

sition state that is assumed in average 2/3, J( ) is the spectral overlap between do-

nor and acceptor fluorophores, is the refractive index of the medium and QD is the

quantum yield of donor in the absence of donor.

Thus according to equations, the energy transfer efficiency strongly depends upon

the sixth power of distance between two dyes, spectral overlap, relative orientation of

the fluorophores refractive index of the medium and quantum yield of the donor. The

measurement of FRET as a function of distance between two FRET dyes has shown

that energy transfer efficiency sharply changes in the range of 25 A° to 75 A° (Figure

16c), which lies in between the distance of most bimolecular interactions [206,207].

Therefore, FRET can be used as a molecular ruler to measure the distance between

biomolecules.

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1.7.3 Single molecule fluorescence microscopy (SMFM) Biomolecules such as nucleic acids, proteins and their interactions with each other

are highly dynamic [208]. In other words, they change their conformation with time to

perform their activity. It is important to measure the dynamic of conformational

changes in order to understand their function. Several methods have been

developed for measuring such conformational changes including UV-VIS, isothermal

titration calorimetry (ITC), nuclear magnetic resonance (NMR), spectrofluorometer

and gel shift based assays [59,60,183,192-194,209]. However, all these methods are

based on ensemble measurement and therefore, have limitations in differentiating

the heterogeneity present in sample and to follow individual conformational

dynamics. The development of single molecule approaches has overcome these

Figure 16. Graphical representation of FRET occurring between tow fluorophores (Cy3 and Cy5). Donor (Cy3) emission spectra overlaps, the shaded green region with acceptor (Cy5) excitation spectra. Measurement of transfer of FRET efficiency as a function of distance between Cy3 and Cy5. The shaded region represents the distance between two dyes where FRET changes sharply. Used Coreldraw to make figures.

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limitations. Combination of FRET and single molecule microscopy has made single

molecule FRET (smFRET) a powerful method to study the RNA conformations and

their interactions with other biomolecules [210]. From smFRET the conformations of

RNA can be measured in real time and hence it is very useful to characterize the

structural dynamics, kinetics and thermodynamic properties of RNAs [211]. The

advantages of single molecule microscopy over the ensemble measurements are i)

able to measure transient intermediates ii) capable of resolving population

heterogeneity present in biomolecules, iii) resolving the mechanism of complex

folding pathway of biomolecules and iv) able to track individual molecules in real

time. A main challenge in smFRET is to reduce the background noise, to achieve

Figure 17. Schematic representation of smFRET optical setup. Green laser is focused onto microscopic slide using a combination of neutral density filter, mirrors, lens and prism. Evanescent light only excites donor molecules labelled in immobilized RNA (zoom part of coverslip and microscopic slide) then donor energy transferred to an acceptor depending on their distance. Emitted photons from both dyes pass through objective, long pass filter and reflected by mirror to light-tight-box, in which Cy3 and Cy5 signals are separated using dichroic mirror DM1. Lenses L1 and L2 expands the incoming signal and reflected by mirror M1 and M2 onto second dichroic mirror DM2 that reflect Cy3 signal and passes Cy5 signal. Finally, mirror M3 reflects both signal side by side in the CCD camera. Adopted from reference [160].

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this two kinds of smFRET approached have been introduced: confocal and total

internal fluorescence microscopy (TIRFM).

In confocal fluorescence microscopy, background signal is largely reduced by excit-

ing a very small surface area (in femtoliter size) of the sample and out-of-focus trans-

mitted light is reduced by using a small aperture image plane in between the objec-

tive lens and the detector [210]. In confocal fluorescence microscopy molecules re-

main very shortly in excitation volumes as molecule can diffuse freely and hence

short dwell time information can be obtained from these free diffusing molecules

[194,212]. To circumvent this, molecules are immobilized on a surface via biotin

streptavidin linkage and in agarose or polyacrylamide gels [194,212]. In total internal

reflection fluorescence microscopy the incidence laser beam makes an angle greater

than the critical angle, then the laser beam reflects into the same medium known as

total internal reflection (TIRF) as described by the Snell’s law equation 18, during this

process a strong evanescent wave is generated that excites dyes in a thin cross sec-

tion (100-150 nm), reducing the background noise significantly [213]. The evanes-

cent wave created thus travel through boundary of the two media and decay expo-

nentially. The propagation of the evanescent wave is represented by the equation

19. Total internal reflection can be achieved through either objective lens (NA ≥1.5)

or prism based [211]. Numerical aperture (NA) of objective lens is defined as the

ability of the lens to collect signals at fixed objective signal.

q

wC n

n1sin 18

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where C is the critical angle at which refracted light passes through the surface be-

tween two media, nw is the refractive index of solution and nq is the refractive index

of microscope quartz slide.

xiyeErE 0 19

where is the attenuation constant and β is the propagation constant.

In a prism-based total internal reflection, the incoming light beam is focused to the

prism using different optics (Figure17). The surface immobilized RNA labelled with a

FRET pair, donor (Cy3) and acceptor (Cy5) fluorophore is excited using a green laser

(532 nm). Donor fluorophores within 100-150 nm from the slide surface are excited

and they transfer energy to acceptor depend on the distance between them. Eventu-

ally, both fluorophores emit signals that are physically separated by using dichroic

mirror DM1. Lenses L1 and L2 amplifies the incoming signal and focus the image on

mirrors M1 and M2 that reflect to the second dichroic mirror DM2. DM2 allows the

incoming beam to focus on the chips of high quantum yield, back illuminated charge

coupled device (CCD) camera where image of both signal recorded side by side in

each pixel. In TIRFM the resolution time of the camera limits the information that can

be achieved from smFRET experiments. Improvements in the time resolution of cam-

eras can significantly improve the kinetic information obtained smFRET experiments.

1.7.4 Fluorophores Molecules that have the ability to fluoresce are known as fluorophores. The delocal-

ized electrons present in certain molecules have a tendency to absorb photons of a

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specific wavelength and emit light of a different wavelength when electrons relax into

a ground state energy level. Each fluorophore has a unique ability to absorb and

emit light of specific wavelengths that depends on the nature and chemical environ-

ment of the fluorophore. A good dye should be photostable, so that it can emit many

photons before photobleaching, and exhibit a high quantum yield [197,199,210]. The

quantum yield (defined as the ratio of number of emitted photons to the number of

absorbed photons) is a measure of the brightness (brightness = quantum yield×mo-

lar extinction coefficient) of a fluorophore and a high quantum yield fluorophore is

preferred for FRET studies. A good FRET dye pair requires a well-defined spectral

overlap between donor emission and acceptor absorption, as well as, a large spec-

tral separation between donor and acceptor emission to reduce donor emission leak-

age into the acceptor emission range. As mentioned before, both donor and acceptor

fluorophores should be photostable and have a good quantum yield [214]. Fluores-

cein and Tetra-methyl rhodamine (TAMRA) have been used successfully for steady-

state FRET experiments and cyanine dyes (Cy3 and Cy5 pair) are recognized as a

good dye pair for smFRET experiments. Fluorophores that can undergo on and off

state are very useful in superresoution imaging, such large scale photoblinkings

(on/off) are the basis for photoactivated localization microscopy (PALM) and sto-

chastic optical reconstruction microscopy (STORM) (E. Betzig, et al. (2006) Sci-

ence 313 (5793) 1642–1645 and M. J. Rust, et al. (2006) Nature Methods 3 (20)

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793–796). The photophysical properties of Cy3 and Cy5 dyes used in this study are

summa rized in Table 1, with their chemical structures (Figure 18).

1.8 Specific Aims

The aim of the study is to characterize ribozymes folding and catalysis in the

presence of molecular crowding agents that mimic cellular environments. RNA

molecules are highly structured and dynamic. They adopt different secondary and

tertiary structures to interact with protein or DNA for their biological activity. The

stability of these structures depends on the surrounding environment and the

components present in the surrounding environments. One third of the cellular

volume is occupied by macromolecules, a typical conditions that is different from in

vitro studies. These macromolecules can create excluded volume effect, change

viscosity of the solution and change non-specific interactions. These effects can

significantly change the stability of RNA molecules by stabilizing one conformation

over others. Therefore, it is very important to characterize the excluded volume effect

experimentally on RNA biophysics. Several previous studies have reported that

molecular crowding agents stabilize the folded protein via volume exclusion.

However, only few studies have characterized RNA folding in crowded conditions.

These studies based on one crowding agent and one RNA molecule at a time. Most

of these studies were based on ensemble approach that lacks the information of

transient intermediates and population heterogeneity. Therefore, combination of

Figure 18. Chemical structure of Cy3 and Cy5 fluorophores used for smFRET studies..

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single-molecule fluorescence resonance energy transfer (sm-FRET) and ensemble

approaches is used in this study. I have characterized the effect of different

molecular crowding agents in folding and catalysis of ribozymes. I propose specific

aims 1 and 2 to characterize ribozyme folding and catalysis in crowded

environments. Furthermore, to understand RNA-protein interactions I propose

specific aim 3.

1.8.1 Aim 1. Molecular crowding accelerates the docking and catalysis of the hairpin ribozyme The hairpin ribozyme is a well-characterized model to study RNA folding. The

ribozyme undergoes self-cleavage and ligation during rolling circle replication.

Previous studies have shown that the hairpin ribozyme folds into the active state in

high concentrations of Mg2+ ions (~10 mM), exhibits folding heterogeneity and has

slow cleavage reactions in vitro in dilute solutions. However, how it works in cell like

environment is unclear. Therefore, to explore the folding and catalysis of hairpin

ribozyme in crowded environments a combination of smFRET and ensemble

approaches has been carried out.

1.8.2 Aim 2. Molecular crowding agents increase group II intron folding and catalysis. The group II intron is a large RNA that undergoes a self-splicing reaction. This

ribozyme has been characterized in vitro in dilute solution using smFRET and has

revealed that folding of the ribozyme into the active state is very slow and requires

high concentrations of divalent metals (~100 mM Mg2+). Group II intron splicing

reaction is optimum at an elevated temperature (42°C). However, these ribozymes

have been adopted to work in cellular conditions under low salt concentrations and

temperatures. To characterize the group II folding intron in cell like crowded

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environment a combination of smFRET and ensemble radio-labelled approaches has

been adopted.

1.8.3 Aim 3. Dbp2, a DEAD-box protein resolves RNA structure DEAD-box proteins are RNA helicase and ATPases involved in rearranging RNA

and RNA protein complexes. Dbp2, a DEAD-box protein is involved in the regulation

of transcription in Saccharomyces cerevisiae. Recently, it has been shown that Dbp2

can unwind the double stranded RNA in an ATP dependent manner. It interacts with

another protein Yra1 that inhibits the function of Dbp2, allowing the formation of an

RNP complex. However, it is not fully understood how the Dbp2 resolves the RNA

secondary structure formed during transcription. Here, single molecule fluorescence

microscopy has been used to characterize the activity of Dbp2 using short double

stranded RNA that forms hairpin.

Table1. Photophysical properties of different fluorophores used in smFRET.

Fluorophore Excitation

( max nm)

Emission

( max nm)

Extinction coefficient

( cm-1 M-1)

Quantum

yield

Cy3 550 570 150,000 0.7

Cy5 649 670 250,000 0.2-0.5

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Chapter 2: Methods

2.1 Materials

List of biological samples and chemicals used in this study

S.N. Name Company

1 RNA or DNA oligos Keck Foundation Bio-technology

resource laboratory at the Yale

University, School of Medicine

2 Dimethyl sulfoxide Fisher Scientific, Pittsburgh, PA,

USA

3 Triethylamine trihydrofluoride Sigma-Aldrich, St. Louis, MO

4 N,N-dimethylformamide Sigma-Aldrich, St. Louis, MO

5 14 ml Falcon centrifuge tube Fisher Scientific, Bishop Meadow Road Loughborough, UK

6 High performance liquid chroma-

tography (HPLC) system

Shimaduzu, Kyoto, Japan

7 C8-reverse phase column Supelco, Bellefonte, PA, USA

8 HPLC mobile phase B: 100% ace-

tonitrile

Sigma-Aldrich, The Old Brickyard

New Road Gillingham Dorset, UK

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9 Cy5 and Cy3-succinimidyl esters GE Healthcare, Pittsburgh, PA,

USA

10 Glucose oxidase Sigma-Aldrich, St. Louis, MO,

USA

11 catalase Roche Diagnostics, Indianapolis,

IN, USA

12 MgCl2, TRIS, NaCl, MOPS, DTT,

ATP, ADP

Sigma-Aldrich, The Old Brickyard

New Road Gillingham Dorset, UK

13 T50 buffer: 50 mM NaCl and 50

mM TRIS-HCl

Prepared at lab

14 Basic piranha solution: 100 ml

ddH2O, 20 ml 30% hydrogen per-

oxide and 20 ml 30% ammonium

hydroxide

Prepared at lab

15 Streptavidin Invitrogen, Life Technologies Ltd,

Fountain Drive, Paisley, UK

16 Neutravidin Invitrogen, Life Technologies Ltd,

Fountain Drive, Paisley, UK

17 Protocatechuic acid (PCA) and

protocatechuate deoxyhydrogen-

ase (PCD)

Sigma-Aldrich, The Old Brickyard

New Road Gillingham Dorset, UK

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2.2 Methods 2.2.1 Assembly of microchannel onto microscope slides Assembly of microfluidic channels were carried out as described elsewhere

[160,197,211,215]. First, microscopic slides were boiled in double distilled water

(ddH2O) for 30-40 minutes. Cover slips and any debris from previous experiments

were removed using razor blade. Then, boiled slides were cleaned using a 1:1 mix-

ture of powder detergent and ddH2O. The boiled slides were scrubbed vigorously

with the fine mixture of detergent. Slides were rinsed thoroughly with ddH2O to re-

move any remaining soap. The slide surface was scrubbed and rinsed twice with eth-

anol and distilled water on both sides for 1-2 minutes each for better cleaning. Slides

were boiled for 30 minutes in basic piranha solution (mixture of 100 ml water, 20 ml

ammonium hydroxide and 20 ml hydrogen peroxide) to regenerate the slide surface.

Slides were rinsed thoroughly with ddH2O, and flame in a Bunsen burner to pyrolyse

organic residues on the surface. Double-sided sticky tape was applied to create a

straight, 4 mm wide channel on either side of the preformed holes on the slide. Sec-

ond layer of tape was applied on the top of first one to make the channel depth ap-

proximately 100 μm. A cover slip was deposited on the top of the sticky layer with

caution so that both holes are covered on either side (Figure 19). The cover slip was

Figure 19. Diagrammatic representation of microfluidic channel used for single molecule studies. A 22 mm long, 8 mm wide and 100 μM depth microfluidic channel is prepared between slide and coverslip using double sided sticky tape. Epoxy glue is applied to seal the gap between coverslip and the tape to avoiding leaking.

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gently pressed on the sticky tape to ensure it is well stuck. Any tape excess outside

the cover slip was removed using a razor blade. Epoxy glues was applied to seal gap

between coverslip and the tape. Thus prepared slide channel can be filled with

trimmed 200 ul pipette.

2.2.2 Preparation of pegylated slides Further cleaning of slides were carried out after basic pirahana cleaning and flame

drying in section 2.2.1. Slides and coverslips were sonicated in potassium hydroxide

(KOH, 1 M) solution for nearly 30 min. Then, slides were rinsed with methanol and

sonicated for another 30 min. in methanol. Slides were rinsed with methanol and

dried with nitrogen gas.

2.2.3 Aminosilanisation of slides and coverslips Aminosilanisation of the slides and coverslips were carried out using 3- ami-

nopropyltriethoxysilane (VECTABONDTM reagent Laboratories, Inc., Burlingame,

CA). This step is important for PEG mediated surface passivation. N-hydroxysuccin-

imide group present in a PEG molecule react with vectabond for surface passivation.

A clean dry beaker was rinsed with methanol and a mixture of 100 ml methanol, 5 ml

acetic acid and 1 ml aminopropylsilane was prepared by mixing well. The reaction

mixture was transferred in coupling jars containing slides and cover slips. The cou-

pling jars containing reaction mixture and slides were incubated for 10 min. at room

temperature followed by one minute sonication and further 10 minute incubation. The

mixture from the jars was removed, followed by rinsed with methanol, ddH20 and

methanol.

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2.2.4 Surface Pegylation This step is important in order to reduce the non-specific interactions of biomolecules

on the slide surface. Linear or branched PEG can be used for surface passivation

[216]. Fraction of the PEG molecules are biotinylated to anchor biotinylated sample

through biotin-streptavidin linkage.

A pegylation mixture was prepared by mixing 84 mg mixture of m-PEG-SCM and bi-

otin-PEG-SCM in 1:10 ratio, in freshly prepared sodium bicarbonate solution (84 mg

sodium bicarbonate in 10 ml water). The dried slides were placed in humid chamber

(homemade), then in the middle of the dried slide surface 75 μl of pegylation solution

from the top was deposited followed by carefully placing coverslips on the top of the

pegylation reaction mixture. The reaction mixture was incubated at least 4 hours or

overnight for surface passivation. Then, the coverslip was removed carefully from the

slide. Then, both slides and coverslips were washed carefully with ddH2O. The chan-

nel was assembled using pegylated surface of coverslips and slides as mentioned in

section 2.2.1. Thus assembled slides were either stored under nitrogen in dark for

several weeks or used immediately.

2.3 Sample immobilization and preparation

RNA sample to be immobilized was heated at 95°C for 45 s and annealed at room

temperature in standard imaging buffer (1 μM in 10 μl final volume). In two serial di-

lutions a 200 μL solution of the RNA in standard buffer was prepared (final concen-

tration 25-50 pM). 60 μl biotin-linked bovine serum albumin (B-BSA, 1 mg/mL) in T50

buffer was injected into the quartz slide microchannel followed by 10 min. incubation

at room temperature. Excess B-BSA was washed by injecting 200 μL T50 buffer in

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microchannel. Then, 100 μL streptavidin (0.2 mg/ml) in T50 buffer was injected fol-

lowed by 10 min incubation at room temperature that allowed streptavidin to bind

with B-BSA. Excess streptavidin was flushed twice with 100 μl standard buffer. Next,

200 μl of the 25-50 pM sample solution was injected and incubated for 10 min at

room temperature. Then, excess sample was washed with 200 μl standard buffer so-

lution, section 2.2.1. Finally, 200 μl of oxygen scavenger system (OSS) was injected

before imaging.

2.4 Sample imaging

The microscopic slide containing immobilized sample was placed on the microscope

slide holder. Then, 532 nm green laser was aligned through the TIRFM prism to

excite the surface-immobilized molecules as described elsewhere [160]. Water

immersion objective (60X) was focused to detect single molecules in the field of

view. Labview homebuilt software was run to record the data. Recording for 300 s is

typically sufficient to characterize the conformational state of the surface immobilized

molecules. The analysis software was used to locate the donor and acceptor signals

from individual molecules and to record the intensity of each molecule as a function

of time. Donor and acceptor intensities are simultaneously recorded on the each half

of the CCD chip. Therefore, the signal from each half must be located and matched.

A slide with bright fluorescence beads was used just before each experiment to map

the two images onto each other. A detailed protocol has been published elsewhere

[211].

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2.5 Single-molecule data analysis

Single-molecule data analysis was carried out as described previously

[114,151,160,211,214]. Fluorescence intensities of donor and acceptor recorded for

every frame was used to get fluorescence trajectory. Images of donor and acceptor

were recorded on the two halves of the CCD chips at the same time. To get kinetics

and thermodynamics information the two images on each halves must be matched.

For this mapping, immobilized fluorescent beads (0.2 μm modified red micro-

spheres, Invitrogen, Carlsbad, CA) were excited with green laser. The mapping of

the two channels is carried out using second order non-linear polynomial equation.

After mapping, the IDL software was run to analyse real sample data. The program

based on the bead analysis find the donor and acceptor molecules of the real

sample on each halves. It is very important to calibrate each single experiments to

find the exact positions of the molecules. After integrating each spot a fluorescence

intensity time trajectory for each fluorophore is obtained (Figure 20a). After that

home written MATLAB script was used to select the real single molecules from

others. Thus obtained data may contain background signal from scattered light, from

solution and from auto fluorescence. Selection of good molecules may be

challenging, so it is important to analyse molecules with continuous fluorescence

emission, single step photobleaching and anti-correlation of donor and acceptor

emission. The intensity trace was converted into the FRET time trajectory (Figure

20b) using the equation 16.

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Where R0 is the Foster distance at which the transfer efficiency between two

fluorophores is 50%. R is the distance between two fluorophores. Thus obtained

FRET time trajectories were time binned using home written IGOR script for

obtaining the populations distribution of different RNA samples (Figure 20c). The

peaks in the histogram represents the different conformation adopted by RNA and

Figure 20. Single-molecule data analysis. (a) Merged image of two colour emission from donor (green) and acceptor (red). Each spot represents one ribozyme molecule, green correspond to the undocked state and red is the docked state. (b) FRET time trajectory represents the hairpin ribozyme adopts two different conformations, a high FRET, the docked state and a low FRET, the undocked state. The ribozyme shows dynamic equilibrium between the docked and the undocked state. (c)The histogram obtained by binning hundreds of FRET time trajectories. The peak at high FRET state is the docked state and at the low FRET state is the undocked state. The width of the peak is conformational fluctuation of the docked and the undocked state. (d) The dwell time histogram of the undocked time that gives the docking rate constant on fitting to single exponential equation. (e) The integrated dwell time distribution obtained by integrating (d).

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their ratio corresponds to the dynamic equilibrium between these conformations. The

width of the histogram arised by conformational fluctuation from single species. A

peak area and peak position represents the equilibrium population and distance

between two fluorophores when RNA adopts different conformations. For obtaining

kinetic information, dwell time of different conformations was calculated from FRET

time trajectories. Such a large number of events were time binned to obtain dwell

time histogram and fitted to single or multiple exponential equations to obtain the

folding and unfolding rate constants (Figure 17d). Each bar in the histogram

represents the number of events within that interval of time. This dwell time

histogram can be integrated by cumulative addition of each events in the

corresponding bar to obtain kinetic information (Figure 17e).

2.5 Fluorophore labelling

Single-molecule FRET experiments require labelling of sample with a donor (Cy3)

and an acceptor (Cy5) fluorophores at an optimum distance. The fluorophores can

be attached at specific positions on RNA, DNA or proteins to track the conforma-

tional change of these biomolecules. Labelling reactions were carried out to attach

fluorophores on RNA, DNA or proteins. Oligonucleotides were synthesized with de-

sired fluorophores at different positions using phosphoramidite chemistry or with an

amino linker at the 5’ end, the 3’ end, or internally on a dT residue. Fluorophores

conjugated with a succinimidyl ester were reacted with the amino group during the

labelling reaction.

The purified RNA was resuspended in 100 μL water and 20 μL labeling buffer (100

mM sodium carbonate, pH8.5 for Cy3 and Cy5). The fluorophore solution (200 μg in

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14μL DMSO) was added in the reaction mixture and the mixture was shaken at 650

rpm overnight at 25°C temperature. Free unreacted dyes were removed using etha-

nol precipitation. For ethanol precipitation, 100% ethanol 2 to 2.5 times more than

sample and sodium acetate (Final concentration of 0.3 M, pH 5.2) were added into

the sample and mixed well. Then, the mixture was let to precipitate overnight at -

20°C. Then, the precipitated sample was spun down at 15000 rpm using cold centri-

fuge at 4°C. The supernatant was removed and the pallet was washed twice with

70% ethanol followed by spinning at 15000 rpm in centrifuge at 4°C. The precipitated

and dried RNA was re-suspended in 100 μL HPLC buffer (0.1 M TEAA, pH 7.4 & 5%

acetonitrile). The labelled and unlabelled fractions were separated via HPLC. The la-

belled fractions were dried under vacuum and re-suspended in 100 μL distilled wa-

ter. The RNA concentration was measured by Nanodrop and stored at -20°C in dark.

2.6 Oxygen scavenging system (OSS)

Oxygen scavenging system (OSS) is an essential component in smFRET experi-

ment. Oss solutions can increase the lifetime of fluorophore so that longer time mov-

ies can be obtained without photobleaching of flurophores. Thus, more information

can be obtained from labelled RNA, DNA or proteins. Mixture of protocatechuic acid

(PCA) and protocatechuate 3,4-deoxygenase is a well characterized OSS solution

that deplete the oxygen level present in the solutions (Figure 21). PCD is an enzyme

Figure 21. Oxygen scavenging system (OSS) depletes oxygen. PCD an enzyme consumes 1 mole of oxygen to produce two moles of protons per mole of PCA conversion. Reprinted with permission from reference [205].

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that employs a non-heme iron center to catalyze the conversion of PCA to β-car-

boxy-cis, cis-muconic acid in one step, resulting in the consumption of 1 mole of O2

and the production of two moles of protons per mole of PCA converted [205]. Trolox

(6- hydroxy-2,5,7,8-tetramethylchroman-2-carboxylic acid), a vitamin E analog or β-

mercaptoethanol (BME) is used for increasing fluorophore stability and reducing pho-

toblinking [203,217]. Trolox can be used as antiblinking and antibleaching reagent in

single molecule experiments. All the imaging buffers were made in saturated Trolox

solution for single molecule studies. A saturated Trolox solution is better for quench-

ing triplet state blinking in comparison to BME. BME can increase the life time of flu-

rophore in dark state in a concentration dependent manner and may not be compati-

ble with many biological systems. In the smFRET experiment, the mixture of PCA (8

μl) and PCD (2 μl) in imaging buffer (200 μl) was incubated before imaging the sam-

ple.

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2.7 Methods: Molecular crowding accelerates ribozyme docking and catalysis

2.7.1 RNA purification A two-piece construct was used to assemble the hairpin ribozyme. Purified and la-

beled RNAs were purchased from the Keck Foundation Resource Laboratory at the

Yale University School of Medicine. The 2’-hydroxyl protection groups were depro-

tected according to the manufacturer’s protocol. In detail, solid RNA sample was dis-

solved in 200 μl N,N-dimethylformamide (DMF, EMD Chemicals, Belgium) and 850

μl triethylamine trihydrofluoride (New Jersey, USA) and shaken overnight at room

temperature. The deprotected RNA was ethanol precipitated (section 2.5) and dried

under vacuum. The RNAs were purified by denaturing gel electrophoresis (20%

wt/vol polyacrylamide and 8 M urea) and eluted against elution buffer (0.5 M

NH4OAc and 0.1 mM EDTA) overnight at 4°C, followed by chloroform extraction, eth-

anol precipitation and C8 reverse-phase HPLC (section 2.5). Thus purified sample

concentration was measured using Nanodrop at 260 nm absorbance and stored at -

20°C.

2.7.2 Flurophore labelling The 5’ end of the ribozyme was again labelled at 3’ end with Cy5 using C6 amino

linker in labelling buffer (100 mM Na2CO3, pH 8.5) overnight at room temperature.

The doubly labelled RNA was purified by ethanol precipitation (section 2.5) and

reverse-phase HPLC. RNA concentrations were measured by Nanodrop at 260 nm

absorbance.

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2.7.3 Cleavage Assays Single-turnover ensemble cleavage assays were performed in a standard buffer

solution (50 mM TRIS-HCl and 10 mM MgCl2). Ribozyme (HPRZ A) labeled with Cy3

and Cy5 was mixed with radioactively labeled substrate (HPRZ B labeled at 5’ end)

in a 20:1 ratio and pre-annealed by heating to 70˚C for 2 min followed by slow

cooling over 15 min at room temperature [133]. Cleavage assays were performed

using 200 nM of the ribozyme and 10 nM of the 5’ end radiolabeled substrate. After

heat annealing PEG was added in RNA solution and allowed the solution for 10-15

min. to equilibrate. Then, magnesium was added to initiate the reaction. Reaction

mixture of 2 μl was quenched using quenching buffer at desired time intervals, then it

was loaded into the 20% denaturing PAGE gel. The cleaved product was scanned

through phosphorimager, resulting fraction cleaved products were fit to single or

double exponentials functions of the form, ( ) = + 1 − ∗ , where A1 is

fraction of cleavage and ( ) = + 1 − ∗ + 1 − ∗ , where A1+A2

is the final extent of the cleavage and kobs1 and kobs2 are the apparent rate constants

respectively. All the cleavage assays were performed at room temperature.

2.7.4 Single Molecule FRET Single molecule experiments were carried out as previously described [218]. Two

RNA strands were annealed at 0.5 μM HPRZ A and 1 μM HPRZ B in standard buffer

(50 mM Tris-HCl pH 7.5, and 10 mM MgCl2 in saturating trolox). 10 μL solution was

heated at 90°C for 45 s before cooling to room temperature over 20 min. The

solution was diluted to 25 pM for surface passivation. The RNA was surface

immobilized onto streptavidin-coated quartz microscopic slide via a biotin-

streptavidin bridge to generate a surface density of ~0.1 molecules/μm2. Donor

fluorophores were excited using 532 nm laser through a home-built total internal

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reflection microscope with a 532 nm laser. The donor and acceptor emissions were

separated using appropriate dichroic mirrors (610DCXR, Chroma) and detected

them as two side-by-side images on a back-illuminated electron-multiplied CCD

camera (Andor I-Xon) at 33 ms time resolution. The images were recorded at room

temperature with an oxygen-scavenging system (OSS) consisting of protocatechuic

acid (PCA) and protocatechuate-3,4-dioxigenase (PCD) to reduce photo bleaching of

the fluorophores. Different percentages of PEG were mixed in OSS solution for PEG

measurements. Histograms were constructed from FRET time trajectories and dwell

times for each folding and unfolding event was calculated from these FRET traces to

determine the docking/undocking rate constants. A threshold of 0.5 FRET was used

to distinguish between docked and undocked states. The integrated dwell time

distributions were fit to single exponential and multiple exponential equations to

determine kdock and kundock, respectively of this form:

( ) = −

where A1 is the fraction of amplitude and k is the rate constant.

( ) = − + +

where A1+A2+A3 is the extent of fraction of amplitude and k1, k2 and k3 are the rate

constants.

2.7.5 Equilibrium constant The equilibrium constant KMg and PEG50 for the magnesium and PEG were

determined by plotting the fraction of the docked state as a function of Mg

concentration and PEG percentages and fitted to a Hill binding model (with n=1)

unless mentioned. In Hill binding model it is assumed that the binding site has same

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degree of affinity whether fraction of binding site pre-occupied or not and increase in

ligand concentration do not affect cooperativity. n.

= + +⁄

Table 2. Hairpin ribozyme sequences used in smFRET studies. Name Sequence

HPRZ A 5’-Cy5-AAA UAG AGA GAA CCA GAG AAA CAC ACG CCA AAU-3’

HPRZ B 5’-B-AUA UAU UUG GCG UGG UAC AUC ACC UGG UAC CCC CUC GCA GUC CUA UUU-3’

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2.8 Methods: Molecular crowding accelerates group II folding and catalysis

2.8.1 RNA synthesis and purification The D135-L14 RNA (638 nt) was obtained by in vitro transcription of the HindIII di-

gested pT7D135-L14 plasmid DNA with T7 RNA polymerase under standard condi-

tions [187]. Biotinylated DNA strand (5’-Biotin-TGC ATG CCT GCA GGT CGA CTC

TA-3’), Cy3-DNA strand (5’-Cy3-ACC AAG AGC GTT ATT AAT- 5’), Cy5-DNA strand

(5’-Cy5-ACG TAG TCC GAA ATA TAT-3’), wild type RNA substrate (17/7, 5’-CGU

GGU GGG ACA UUU UCG AGC GGU-3’) and modified slower cleaving RNA sub-

strate (17/7 dC, 5’-CGU GGU GGG ACA UUU UdC GAG CGG U-3’) were pur-

chased from The Howard Hughes Medical Institution Biopolymer/Keck Foundation

Biotechnology Re source Laboratory (Yale University,New Haven, CT). The 2’-OH

positions were deprotected following the manufacturer’s protocol. All samples were

purified by denaturing 18% PAGE and subsequent C8 reversed-phase HPLC, as de-

scribed [123,187,189].

2.8.2 Single molecule experiment Single-molecule experiments were performed by previously described methods

[123,187,189]. Cy3-DNA, Cy5-DNA, Biotin-DNA (10 μM each) and D135-L14 RNA (1

μM) in 500 mM KCl, 80 mM MOPS pH 7.5 were heated at 95°C for 45 s followed by

incubation of the reaction mixture at 42°C for 15-20 min after addition of desired mM

MgCl2. The fluorophore-labelled, biotinylated RNA/DNA complex was diluted to ~25

to 50 pM and bound to a streptavidin-coated quartz slide via a biotin-streptavidin link-

age. Excess fluorophore-labelled and biotin-labelled DNA strands were removed

from the slide by washing with reaction buffers (MOPS pH 7.5, 500 mM KCl and dif-

ferent concentration of Mg). To minimize the non-specific binding interactions of RNA

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on the slide surface, all quartz slides were PEG-passivated using the BIO-PEG-SCM

and the m-PEG-SCM. In order to reduce photobleaching of fluorophores, an oxygen-

scavenging system PCA and PCD were mixed in 1X buffer to 200 μl of final solution.

All smFRET experiments in the presence of crowding agents were performed by in-

troducing different concentration of crowding agents in OSS solution. Similarly,

smFRET experiments with the substrate (17/7 or 17/7-dC) were performed by pre-

incubating substrate in immobilized RNA and PEG was introduced with OSS solu-

tion. All TIRF-based smFRET experiments were performed at 33 ms time resolution

at room temperature under different experimental conditions, as described (84).

FRET histograms from different experimental conditions were constructed by collect-

ing ~100 single-molecule trajectories showing the transitions between different struc-

tural conformations. To distinguish the different FRET state 0.15, 0.3 and 0.5 cut-off

regions were used in single molecule analysis.

2.8.3 Activity Assays Standard activity assays were performed following the cleavage of the 32P-labelled

RNA substrate (17/7) containing the 17 last nucleotides at the 3'-end of the 5'-exon

part and the first 7 intronic nucleotides flanking the 5'-splice site [187,191]. Two types

of substrate were used, the wild type, 17/7, and 17/7dC, a modified substrate with a

deoxycytidine at the splice site. 17/7dC is cleaved 5-10 times slower with respect to

the wild type and is usually used as control [187,191]. The substrates were labelled

with 32P-ATP in presence of T4 polynucleotide kinase (PNK) at 37°C for 30 min. The

labelled-substrate was purified via denaturing gel, subsequent crush and soak and

stored at -20°C in water.

The assays were carried out under single turnover (STO) condition [219]. The

majority of the experiments were carried out preparing two mixtures: one containing

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the 5’ 32P-labelled substrate (20nM) and the other with the ribozyme (2 μM). Cy3-

DNA, Cy5-DNA and T-Biotin were heat-annealed to the ribozyme at 90°C for 45 s in

reaction buffer (80 mM MOPS pH 6.9, 500 mM KCl) followed by Mg2+ addition and

incubation at 42°C for 15 min. 32P-Labeled 17/7 or 17/7dC was prepared separately

and added to the ribozyme to start the cleavage reaction. Different reaction setups

were also used. Aliquots of 1 μl were removed from the reaction mixture at specific

points in time, quenched and analysed on 18% polyacrylamide gels. The formation

of the product was quantified with phosphoimager of the radioactive gels imaged on

a Molecular Dynamic Typhoon 9400 imager from GE Healthcare. Reaction rate

constants were determined by quantification of gels using ImageQuant Software

Version 8.1 from Molecular Dynamics and fitting to single exponential

expression: = (1 − ) − , where A1 is the fraction of the

uncleaved substrate, A2 the fraction of the product formed, and k the first order rate

constant.

The first order rate constants were plotted in against [Mg2+] and fit to a modified Hill

equation: = + +⁄ . Different molecular weight and mass percentage

of crowding agents were added to both mixtures during the sample preparation. PNK

enzyme purchased from Thermo Scientific, USA. Biotin-DNA (5’-biotin-

TGCATGCCTGCAGGTCGACTCTA-3’), Cy3-DNA (5’-Cy3

ACCAAGAGCGTTATTAAT3’), Cy5-DNA (5’-Cy5-ACGTAGTCCGAAATATAT3’), and

the substrates 17/7 (5'-CGUGGUGGGACAUUUUC*GAGCGGU-3') and 17/7dC (5'-

CGUGGUGGGACAUUUUdC*GAGCGGU-3') were purchased from IBA, Göttingen,

Germany, adenosine 5'-[γ-32P]triphosphate from Perkin-Elmer Switzerland and

poly(ethylene glycol) 1k, 8k, and 35k was purchased from Sigma Aldrich, Buchs,

Switzerland.

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2.8.4 Gaussian fitting of the cumulative histograms The output values of the discretization of the FRET traces have been used to set the

centre of the Gaussian curve of the cumulative FRET histograms. In order to

determine the sample heterogeneity bootstrapped based approach was applied

yielding error bars of the FRET states for multiple Gaussian fitting [220]. The area of

the Gaussian curve represents the relative occurrence of a FRET value. Therefore,

these values have been used in order to determine the fraction of the native state (N)

at different PEG and Mg2+ concentrations.

Table 3. Different oligonucleotides used in single molecule and ensemble cleavage assays of group II intron studies

Name Sequence Cy3- DNA 5’-Cy3-ACC AAG AGC GTT ATT AAT-3’

Cy5-DNA 5’-Cy5-ACG TAG TCC GAA ATA TAT-3’

Biotin-linker 5’-biotin-TGC ATG CCT GCA GGT CGA CTC TA-3’

17/7 5'-CGU GGU GGG ACA UUU UC*G AGC GGU-3'

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2.9 Methods: Dbp2, a DEAD-box helicase resolves RNA hairpin structure

2.9.1 RNA purification and labelling A double stranded RNA containing hairpin loop (5’-Cy3-AGC AAC CGU AAA AGA

CUU UUG CGU CUU UAC GUG CU-(Cy5)A AA-3’) purified, labeled and

deprotected RNA was purchased from the Integrated DNA technologies (IDT). The

deprotected RNA was suspended in water and mixed with 20 μl labelling buffer

followed by the addition of 14 μl of Cy5 dye suspended in DMSO in the solution. The

solution mixture was shaken at 650 rpm for labelling at room temperature overnight.

The free dyes were removed by ethanol precipitation and the dried RNA was

resuspended in 100 μl HPLC buffer. The doubly labelled RNA was separated from

singly labeled or unlabeled RNA through HPLC. The purified sample was vacuum

dried and dissolve in 100 ul water. The concentration of the RNA was measured in

Nanodrop at 260 nm absorbance and stored at -20°C.

2.9.2 Single molecule FRET experiment Single molecule experiments were carried out as previously described [197]. First,

10 μI of sample solution was prepared by mixing1μl of RNA from stock in 9 μl of

imaging buffer (40 mM Tris-HCl pH 8 and 150 nM NaCl in trolox water). Then, two

serial dilutions were prepared to get the final concentration of RNA 25 pM in 200 ul

buffer solution. This final solution was heated at 95°C for 2 minute followed by

cooling at room temperature. After 5 minute MgCl2 was added so the final

concentration of Mg is 2 mM. The solution was let cool down at room temperature for

15-20 minutes so that RNA forms stable hairpin structure. Then, the fluorophore

labelled biotinylated RNA was immobilized on to a pegylated streptavidin-coated

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quartz microscopic slide via a biotin-streptavidin bridge to generate a surface density

of ~0.1 molecules/μm2. Donor fluorophores were excited from a home-built total

internal reflection microscope with a 532 nm laser. The donor and acceptor

emissions were separated using appropriate dichroic mirrors (610DCXR, Chroma)

and detected them as two side-by-side images on a back-illuminated electron-

multiplied CCD camera (Andor I-Xon) at 33 ms time resolution. The images were

recorded at room temperature with an oxygen-scavenging system (OSS) consisting

of protocatechuic acid (PCA) and protocatechuate-3,4-dioxigenase (PCD) to reduce

photobleaching of the fluorophores. Different percentages of helicase (Dbp2) were

mixed in OSS solution in helicase reaction buffer. Histograms at each conditions

were constructed from FRET time traces and dwell times for each folding event was

measured from these trajectories to determine the folding/unfolding rate constants.

A threshold of 0.6 FRET was used to distinguish between open and close states of

the dsRNA. Molecules showing FRET states below 0.6 were categorized as open

molecule. The dwell time histograms were fit to single exponential equation to

determine kdock and kundock, respectively.

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Chapter 3: Molecular crowding accelerates ribozyme docking and catalysis

(This chapter has been adopted from Paudel, B.P. and Rueda, D. JACS 2014)

3.1 Objective

The minimal hairpin ribozyme derived from negative strand of tobacco ringspot virus

satellite RNA is a well-characterized model system to study the folding dynamics of

small RNA enzymes [63,91,114,133,151]. The ribozyme in host RNA is involved in

cleavage and ligation of the product of rolling circle replication via specific cleavage

and ligation of RNA backbone [138,146,151]. The ribozyme adopts two

conformations a docked (active) and an undocked (inactive) that are inter-convertible

in the presence of divalent metal ions to generate the cleavage products [114,151].

Numerous in vitro experiments have shown that the ribozyme folds effectively into

the active state in a non-physiological metal ion concentration (≥10 mM Mg2+) and

ribozyme folding exhibits non-ergodic, heterogeneous folding kinetics

[43,91,114,133,151,154]. Furthermore, ribozyme cleaves its substrate very slowly

with biphasic cleavage kinetics, indicating heterogeneity in cleavage kinetics

[114,144,151,221]. However, it is mostly unknown why this ribozyme function in vitro

under such a non-physiological conditions and how do folding and catalysis of this

ribozyme is influenced inside cells. The main goal of the project is to understand the

effect of molecular crowding in small RNA enzyme, the hairpin ribozyme.

To achieve this, I combined a single molecule approach and bulk cleavage assays to

observe the effect of molecule crowding agent on single ribozyme molecules. The

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single-molecule data reveals that the stability and the formation of ribozyme’s active

state is accelerated in presence of crowding agents. The docking rate constant

increases with increasing percentages of crowding agents leaving undocking rate

constant not significantly altered, leading reduction in population heterogeneity. The

mid-point of magnesium induced folding occurs at near physiological concentration

of divalent metal ions. Finally, radio-labelled substrate cleavage assays have shown

that cleavage rate increases at higher percentages of crowding agents yielding

single cleavage kinetics, in agreement with reduction in ribozyme’s heterogeneity.

3.2 Experimental design

For single molecule studies, I used doubly labelled hairpin ribozyme A (HPRZ A) with

Cy3 and Cy5 at 3’ end and 5’ end respectively (Figure 22a). The 5’end of the hairpin

Figure 22. Experimental design of the hairpin ribozyme. (a) Secondary structure of the construct (the hairpin ribozyme) used for smFRET studies. (b) Schematic diagram of single molecule FRET experiments. Fluorophore labeled ribozyme is surface immobilized on a quartz slide via a biotin-streptavidin linkage. The donor fluorophore (D) is excited in a prism-based total internal reflection microscope. Arrow indicates cleavage site. (b) Characteristic single molecule FRET time trajectory shows the ribozyme dynamically switching between the docked (0.8 FRET) and the undocked (0.2 FRET) conformations at 10 mM Mg2+ and 50 mM Tris-HCl, pH 7.5. (c) Intensity time trajectory of a dynamic hairpin ribozyme, green colour represents donor intensity and red colour is acceptor intensity that changes with time thus, showing perfect anti-correlation. (d) FRET time trajectory obtained from intensity time trajectory, hairpin ribozyme adopts a docked (high FRET) and an undocked (low FRET) state. Reused from the reference [218].

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ribozyme B (HPRZ B) is attached with biotin-BSA for surface immobilization (Figure

22b). These two piece constructs were annealed together in imaging buffers and

surface immobilized onto the microscopic biotinylated slides via biotin-streptavidin

linkage. Single ribozyme molecules were imaged by exciting the donor fluorophore

with a 532 nm laser in a TIRFM setup and the emitted photons from both Cy3 and

Cy5 fluorophores are collected using a high quantum yield CCD camera. Thus

collected emission intensities of both donor and acceptor show ribozyme dynamics

in between two states (Figure 22C), where green is donor intensity and red is

acceptor intensity change with time. For characterizing ribozyme folding dynamics

these intensity traces are converted into FRET time trajectory. The FRET pair

fluorophores Cy3 and Cy5 are labelled in such a way that when ribozyme adopts an

undocked state it has 0.2 FRET and when adopts the docked state it has 0.8 FRET,

(Figure 21d).

3.3 Results

3.3.1 Molecular crowding agents favour ribozyme docked state The resulting single molecule FRET time trajectories show that, in the absence of

molecular crowding agents, the ribozyme adopts either a docked, compact active state

(0.8 FRET) or an undocked, extended inactive state (0.2 FRET). Time binning 115

time trajectories into a FRET histogram shows that, under standard conditions (50 mM

Tris-HCl, pH 7.5, 10 mM MgCl2), the ribozyme samples both dynamic conformations

with almost equal probability (Figure 23a).

In the presence of PEG, population at high FRET state is more dominant in

comparison to the low FRET state, indicating PEG favours the formation of the most

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compact, active state (Figure 23b). To measure this effect experiments at various

percentages of PEG (5-20% wt/v) were performed. These percentage of PEG

solutions were chosen to mimic similar crowded conditions present in cells (10-40%).

The results demonstrate that the fraction of the docked state gradually increases

with increasing concentration of PEG (PEG50 = 9 ± 2%), and saturates nearly at 0.83

fraction (Figure 23b). To quantify the stability of the docked state relative to the

undocked state in crowding agents change in free energy change have been

measured when the ribozyme was transferred from diluted solution to crowded

environments. I calculated the change in free energy change (∆∆G) for the docked

conformation from the integrated area of each conformation in the FRET histograms.

Figure 23. Molecular crowding favors ribozyme docked state (a) FRET histogram showing the distribution of docked and undocked state in various percentages of PEG at 10 mM Mg2+ and 50 mM Tris-HCl, pH 7.5. The fraction of the most compact state gradually increases with increasing PEG. (b) A plot of fraction of docked population as a function of PEG, resulting PEG50 (9 ± 1%) on fitting to a binding model (solid curve), error bars were obtained from histogram fitting. (c) Plot of ribozyme change in free energy change as a function of PEG, the stability of the docked state increases in PEG relative to the dilute solution, error bars were obtained from histogram fitting. Reprinted from the reference [218].

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The change in free energy decreases gradually with increasing percentages of PEG

and the docked state is most stabilized at highest percentage of PEG by -1.2

kcal/mol (Figure 23c). This result is in line with the increase in stability of group I

intron ribozyme in PEG.23 Previous temperature dependent experiments on a non-

catalytic RNA have shown that 80% of the stability energy is contributed from

entropic effect with almost negligible enthalpic contributions [103,107]. These results

suggest that in the crowded environment the entropic effect dominant due to volume

exclusion that favours the formation of the native state.

3.3.2 Molecular crowding accelerates ribozyme docking There are two possibilities for the docked state stabilization in the crowding agents.

First, in presence of crowding agents the docking rate is accelerated and second is

the deceleration of undocking rate. To distinguish between them, I measured the

docking and undocking rate constants from dwell time distribution of the ribozyme in

the undocked and the docked state, respectively. The docking rate constant fit well

into the single exponential whereas undocking rate constants into the multiple

exponentials resulting single docking rate constant and multiple undocked rate

constants (Figure 24a, b), in agreement with previously published results.

Interestingly, the docking rate constant increases with increasing percentages of

PEG (Figure 25a) and the undocking rate constants remains nearly unaltered within

the error bars (Figure 25b). In diluted solution, the observed ribozyme docking rate

constant is very slow (kdock = 0.06 ± 0.01 s-1). However, in 25% PEG the ribozyme

docking is enhanced by five-fold (kdock = 0.30 ± 0.04 s-1). For detail analysis the

relative amplitudes of docking and undocking rate constants at varying PEG

percentages were plotted (see table 4). The data show that the fraction of amplitude

do not change significantly with increasing PEG. These results suggest that the

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folding transition state and the docked state is similarly stabilized in comparison to

the undocked state, in agreement with a previous published paper that reported the

Figure 24. Docking and undocking rate constants in the presence of increasing concentration of PEG at 10 mM Mg2+ and 50 mM Tris-HCl, pH 7.5. (a)The ribozyme has single docking rate constant in presence or absence of crowding agents, the docking rate constants increases gradually as the concentration of PEG is increased (left panel). At 25% PEG, the docking rate constant is nearly five-fold more in comparison to absence of PEG. (b) The ribozyme undock rate constants in all concentration of crowding agents were calculated by fitting data into multiple exponentials.. Reprinted from the reference [218].

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similar structural compactness of the transition folded state and the docked state

[91]. A similar effect of PEG on rate enhancement of G-quadruplex formation over

duplex formation was observed for human telomere [222]. A similar rate

enhancement of the non-catalytic RNA has been reported previously [103].

Acceleration of docking rates without affecting undocking rates suggests that PEG

Figure 25. Plot of docking and undocking rate constants in the presence of increasing concentration of PEG at 10 mM Mg2+ and 50 mM Tris-HCl, pH 7.5. (a)The ribozyme docking rate constant increases with increasing PEG percentages. At 25% PEG, the docking rate constant is nearly five-fold more in comparison to absence of PEG. (b) The ribozyme has three undock rate constants in all concentration of crowding agents and they do not change significantly between 0-25% PEG. Erro bars were obtained from fit. Reprinted with permission reference [218].

Figure 26. Plot of observed rate constant as a function of viscosity. kdock increases with increasing crowding agents that increases viscosity of the solution.

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favours the formation of the docked state by stabilizing it. Further, to understand the

crowding effect, the observed rate of docking (kdock) with as a function viscosity of

were plotted (Figure 26). The data show the kdock increases with increasing

viscosity of the solution. Viscosity of the solution increases with increasing

percentages of crowding agents and it reduces the intra chain diffusion. Despite the

opposite effect of viscosity that disfavours the docking of the ribozyme, the docking

rate constant increases. This suggest that the crowding effect is more pronounced

than what actually measured from the experiments.

3.3.3 PEG does not have specific interaction with RNA It is very important to demonstrate that the PEG does not specifically interact with

RNA and the observed effect is truly non-specific. Therefore, experiments were

performed using other crowding agents. Dextran 10 kD (polysaccharide), ethylene

glycol (a PEG monomer) and PEG 3350 were used instead of PEG (Figure 27a, b).

As expected the population distribution in the docked and the undocked state does

not change significantly in presence of ethylene glycol (Figure 25a). However, in the

presence of dextran the ribozyme most compact state stabilized relative to the

undocked state (Figure 27b), a similar effect observed in PEG. In the presence of

EG or dextran may be fluorescence signals quench differently than in the presence

of PEG and hence histogram width appears less broadened. Then, experiments in

the presence of lower molecular wt. of PEG (3350 Da) were carried to directly

compare the effect of molecular crowding with size of the crowding agents. In the

presence of PEG 3350, the docked state is more favourable (Figure 27b) but the

magnitude of the effect is smaller in comparison to the PEG 8000, indicating

crowding effect depends upon the size of crowders. Overall, these results indicate

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that PEG does not interact directly with RNA and the observed effect is due to

crowding effect that originated from volume exclusion.

Then, to show that the crowding effect is actually present in natural crowding agents,

experiments in the presence of non-RNA binding protein (bovine serum albumin,

Figure 27. Distribution of ribozyme molecules in different crowding agents at 10 mM Mg2+ and 50 mM Tris-HCl, pH 7.5. (a) Histograms show the distribution of molecules at different percentage of ethylene glycol, a PEG monomer. The fraction of population at the undocked and docked conformations remains unaltered in different concentration of PEG monomer. (b) The fraction of population distribution at the native state increases gradually with increasing concentration of dextran (10 KDa) in consistent with PEG. Native state of the ribozyme is more stabilized at higher percentage of dextran. Used with permission from reference [218].

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BSA) and an RNA binding protein (polypyrimidine tract binding protein, PTB) were

carried out (Figure 28c, d). The data clearly demonstrate that all of these crowding

agents favor the most compact conformation of the ribozyme to various degrees

where the effect is more prominent with BSA. Eventually, I have tested the crowding

effect using yeast cellular extract where the data displays that cell extract that has

natural crowding agents favour the formation of the ribozyme’s docked state over the

undocked state (Figure 28a). All these results are in agreement with the idea that the

crowded environment of a cell may have important role in ribozyme folding.

Figure 28. Effect of various crowding environments in the ribozyme folding at 10 mM Mg2+ and 50 mM Tris-HCl, pH 7.5. (a) The most compact sate is favourable in cell extract. (b) Small size crowding agent’s effect is less compared to big crowding agents. (c) In bovine serum albumin (BSA), the docked conformation is most favourable. (d) Distribution of the docked and undocked state in presence of RNA binding protein (PTB). Used with permission from the reference [218]

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3.3.4 Molecular crowding agents reduce ribozyme population heterogeneity Numerous studies have shown that the hairpin ribozyme has folding heterogeneity

with multiple undocking rate constants [114,151]. Ribozyme adopts multiple docked

states that are separated by deep energy barriers leading to strong memory effect in

which each ribozyme molecule rarely switches between different docked populations

[114]. Docking and undocking rate constants from each trajectories in the presence

or absence of PEG were plotted to determine the effect of molecular crowding agent

on ribozyme folding heterogeneity. Docking rate constants of individual molecules as

a function of undocking rate constants were plotted (Figure 29), a scatter plot as

described previously [147,223]. In the absence of PEG, the data reveals that the

Figure 29. A scatter plot of ribozyme docking and undocking rate constants at 10 mM Mg2+ and 50 mM Tris-HCl, pH 7.5 in the absence or presence of PEG. In the absence of PEG the docking rate constants spans over the range of 0.01 to 1 s-1 and the undocking rate constant span over the range of 0.01 to 10 s-1. In the presence of PEG the distribution of the docking and undocking rate constants narrows (red cross), indicating reduction in heterogeneity. Reused from the reference [218].

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observed docking rate constants span a range between 0.01 and 1 s-1 and the

undocking rate constants span over 0.01 and 10 s-1 (Figure 29). However, in the

presence of PEG the distribution of rate constants in both axises narrows down

(Figure 29), indicating less heterogeneity. The spread values (crossed lines)

represents the standard deviation of docking and undocking rate constants. The

standard deviations in 20% PEG (red cross) are clearly narrower than in the absence

of PEG (blue cross), consistent with decreased heterogeneity. The average values

Figure 30. Molecular crowding reduces folding heterogeneity by favouring the most compact folding population at 10 mM Mg2+ and 50 mM Tris-HCl, pH 7.5. (a) The hairpin ribozymes exhibits at least three folding sub-populations with a strong memory effect. Population I resides mostly in the docked state (0.8 FRET), population II resides equally in both states, and population III remains mostly in the undocked state (0.2 FRET). (b) Fraction of molecules in population I increases with %PEG at the expense of the other two populations. Reprinted from the reference [218].

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also change both on the x and y axis. This is because, even if the individual kundock

rate constants don’t change, the relative populations change, thus changing the

average value. To further investigate this effect, I divided the observed trajectories

into three populations based on their dynamics established on previous more-in-

depth analyses of the hairpin ribozyme’s kinetic behavior.3,4,9,10 Population I (Figure

30a, top) contains molecules that remains mostly in the high FRET, docked state,

population II (Figure 30a, middle), consists of molecules that remains equally

between the docked and the undocked both and population III (Figure 30a, bottom),

comprises molecules that reside mostly in the undocked state. The fraction of

population I increases with increasing percentages of PEG, while population II and III

decreases compensating the increase in population I (Figure 30b). This results show

that PEG favours the formation of population I which remains compact mostly. This

is consistent with stability of the docked state in presence of PEG. This is also in

agreement with single molecule temperature jump experiments that showed the

interconversion of different populations among themselves [43]. Crowding agents

reduce the heterogeneity but still memory effect is present in the hairpin ribozyme.

This result suggests that the folding heterogeneity observed in vitro may be reduced

or eliminated completely in a living cell.

3.3.5 Molecular crowding agents reduce Mg2+ requirement for folding Divalent metal ions is essential for ribozyme folding into the docked state and occurs

at non-physiological concentration (≥10 mM) [114,133,146,151,155]. Then, the

requirement of metal ion for ribozyme folding in the presence of crowding agents

were investigated. To achieve this, experiments at near physiological concentration

of metal ions (1 mM) in absence or presence of saturate concentration of PEG (20%)

were carried out. The data show that only small fraction (≥4%) of ribozyme

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molecules remain for short duration at 1 mM Mg2+ as mostly green dots appear in

single molecule image (Figure 31a). However, the fraction of docked molecule

increased to 40% in the presence of PEG as both green and red dots appear in

single molecule image (Figure 31b). In presence of PEG, 10 fold molecules shifted

to the high FRET state, suggesting that the requirement of metal ions is largely

reduced in crowding environment. To further explore the metal ion induced folding in

presence of crowding agents, I carried out metal ions titration in absence or

presence of saturate concentration of PEG (20%). The data clearly demonstrate that

the fraction of docked population increases with increasing concentration of

magnesium ions and saturate above 10 mM Mg2+ ions in dilute solutions (Figure

32a-d), resulting magnesium induced folding at (Kd) 11 ± 3 mM, which is in

Figure 31. Crowding agents reduce the requirement of Mg2+ ions. (a) The histograms show the distribution of the docked and the undocked fraction of population in presence and absence of crowding agents. At 1 mM Mg2+ ions, the majority of the molecules remains at the undocked (0.2 FRET) state obtained from the single molecule movie on the right. (b) The distribution of fraction docked increases in presence of 20% PEG. Almost ~10 fold molecules shifted to the docked state as shown in single molecule movie. Reprinted from the reference [218].

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agreement with previously published data [27]. In the presence of 20% PEG, again

the fraction of docked population increases with increasing concentration of Mg2+ but

saturates above 2 mM Mg2+, giving Kd near 1.6 mM (Figure 32d). However, in the

figure 1d, the fraction of the docked population never reach to 100% even in the

highest concentration of PEG because small fraction molecules could not sample

into the docked state at all and other fraction of molecules shows still dynamic

nature. Therefore, the requirement of magnesium ions is reduced by 7 fold in the

presence of PEG.

Figure 32. Molecular crowding helps the ribozyme fold in near-physiological conditions in the presence or absence of PEG. (a-c) Representative FRET histograms with increasing [Mg2+] in the presence of 20% PEG. Each histogram comprises ≥97 single-molecule trajectories. The docked state fraction increases with [Mg2+]. (d) Magnesium titration in the absence and presence of PEG. The resulting Mg2+ binding constant decreases from 11 to 1.6 mM, near physiological concentrations. Used with permission from the reference [218].

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3.3.6 Molecular crowding accelerates ribozyme catalysis Single molecule data have shown that molecular crowding agents accelerate the

ribozyme folding into the native state and reduce the heterogeneity in folding,

suggesting the possibility of enhanced activity of the ribozyme in crowding

conditions. To address this hypothesis, radio-labelled cleavable substrate to

Figure 33. Crowding agents accelerate ribozyme cleavage at 10 mM Mg2+ and 50 mM Tris-HCl, pH 7.5. (a) Fraction of intact substrate (S) and cleaved product (P) as a function of time, (0-180 mins) after separation by 20% denaturing poly-acrylamide gel electrophoresis. The fraction of P increases with time. (b) Fraction of cleaved product as a function of time in presence and absence of 25% PEG. The presence of PEG increases the fraction of cleaved product. (c) Amplitude of the fast and slow cleavage phases as a function of %PEG. The slow cleaving fraction decreases with increasing PEG concentration. Used with permission from the reference [218].

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measure the catalytic activity of the ribozyme in presence or absence of PEG at

standard buffer condition (TRIS-HCl pH 7.5 and 10 mM Mg2+) was used. In the

absence of PEG, the fraction of cleaved product increases with time, indicating

ribozyme is fully active in the given conditions. The fraction cleaved product clearly

shows fast and slow cleavage kinetics of the ribozyme (Figure 33b), indicating

heterogeneity in ribozyme catalysis as reported earlier [133,146,151]. Then,

cleavage assays in 25% PEG at standard buffer conditions (Figure 33a) were

conducted. The fraction cleaved increases with time but the cleaved product at each

time point is higher than without PEG, (Figure 33b). Interestingly, only fast cleavage

rate constant was observed. The results demonstrate that the fraction cleaved

product increases in PEG because the cleavage rate increases by five-fold (see

table 5). To address the change in biphasic rate constant into monophasic rate

constant, experiments at different percentages of PEG (Figure 34a-c) were carried

Figure 34. Cleavage of 5’ end radio labelled substrate in 20% PAGE gel at 10 mM Mg2+ and 50 mM Tris-HCl, pH 7.5.. (a) Cleavage of the radio labelled substrate in dilute solutions, the top band is uncleaved substrate and bottom band is cleaved product which increases with time .The fraction cleaved is plotted with time to obtain the cleavage rate constants which gives two rate constants fast and slow. (b) Cleavage of the radio labelled substrate in 10% PEG and the bottom represents the fraction of cleaved product with time, yielding two rate constants. The fraction cleaved increases with time and is higher than cleaved product in dilute solutions. (c) Cleavage of radiolabelled substrate in 20% PEG solution which increases with time. The fraction cleaved increases rapidly compared to the cleaved product in dilute solutions and yields only fast rate constant. Reprinted with permission from the reference [218].

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out. The plot of fraction of amplitude that represents the cleave product as a function

of PEG shows that in the absence of PEG ribozyme has two amplitudes (see table 5)

corresponding to the two cleavage rate constants observed in the standard buffer

conditions (Figure 33c). However, the fraction of the slow amplitude gradually

decreases with increasing PEG and completely disappears at 20% PEG or higher,

suggesting the increase in cleaved product leading to reduction in cleavage

heterogeneity, similar reduction in folding heterogeneity was observed in single

molecule experiments. In the presence of PEG, the slow cleavage rate is

accelerated while fast cleavage rate is not affected significantly. This is because at

higher PEG percentages the fast cleavage rate slightly decreases. At higher

percentages of PEG, may be the viscosity effect is less than crowding effect and

hence promote the faster catalysis. Similar rate enhancements have been reported

for the self-cleavage of the hammerhead and the HDV-like CPEB3 ribozyme

[224,225].

The data is comparable with the results that show the increases ribozyme activity in

the presence of crowding agents.

3.3.7 Molecular crowding agents reduce Mg2+ ions requirement for catalysis The single molecule data have shown that in the presence of PEG at near

physiological concentration of Mg2+ ions (1 mM) ~40% of the molecules remained in

the docked state, a 10 fold increase in fraction of the docked population in

comparison to diluted solution. This suggests that the catalysis of the ribozyme may

occur at physiological concentration of Mg2+ ions. To test this, experiment at 1 mM

Mg2+ in presence or absence of saturating PEG (20%) was performed. The result

illustrates that ribozyme is much less active or has diminished activity at that

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condition but the activity dramatically increases in the presence of PEG (Figure 35a-

c). This results suggest that crowded environment promotes the ribozyme catalysis

at physiological concentration of metal ions.

To further explore the Mg2+ dependent catalysis, magnesium titrations in the

presence or absence of PEG were conducted. In the absence of PEG, the mid-point

of catalysis (Kd) occurs at 11 mM (Mg2+) whereby the Kd is reduced to 2 mM in the

presence of PEG (Figure 35d). This suggests that ribozyme catalysis at physiological

conditions is possible.

Figure 35. Cleavage assays for the 5’ end radiolabelled substrate at various concentration of magnesium ions in presence and absence of PEG. (a) Cleavage of the radiolabelled substrate at 1 mM Mg2+, ribozyme activity is very low at this condition.(b) Cleavage of the radiolabelled substrate at 1 mM Mg2+ in 20% PEG, the ribozyme activity increases within observed window period. (c) The fraction cleaved at 1 mM Mg2+ in presence and absence of crowding agents. The fraction cleaved in crowding agents is always more than in dilute solutions, indicating the ribozyme activity increases in crowding environment. (d) The plot of observed rate constants (fast) in presence or absence of crowding agents as a function of Mg2+ ions. The ribozyme activity is accelerated in presence of crowding agents at near physiological concentration of Mg2+ ions. Used with permission from the reference [218].

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Table 4. Amplitude of docking and undocking rate constants at 10 mM Mg2+ and 50 mM M Tris-HCl, pH 7.5 and at different PEG percentages.

Conditions Docking

Amplitude

(A)

Undocking

Amplitude

(A1)

Undocking

Amplitude

(A2)

Undocking

Amplitude

(A3)

No PEG 0.43 ± 0.06 0.27 ± 0.05 0.13 ± 0.01 0.17 ± 0.01

5% PEG 0.45 ± 0.05 0.37 ± 0.04 0.11 ± 0.03 0.07 ± 0.03

10% PEG 0.46 ± 0.1 0.24 ± 0.04 0.15 ± 0.02 0.15 ± 0.05

15% PEG 0.47 ± 0.1 0.28 ± 0.06 0.1 ± 0.1 0.15 ± 0.06

20% PEG 0.52 ± 0.04 0.28 ± 0.02 0.24 ± 0.05 0.06 ± 0.3

25% PEG 0.48 ± 0.05 0.22 ± 0.05 0.2 ± 0.01 0.1 ± 0.02

Table 5. cleavage kinetics of the hairpin ribozyme at different percentages of PEG at 50 mM Tris- HCL, pH 7.5 and 2 mM Mg2+. The data were obtained from radiolabelled cleavage experiments and the error bars represent the standard deviation from three different experiments.

Conditions Cleavage rate k1 (amplitude)

Cleavage rate k2 (amplitude)

No PEG 0.1 ± 0.1 s-1 (0.77)

0.007 ± 0.001 s-1

(0.23)

5% PEG 0.12 ± 0.1 s-1

(0.82) 0.02 ± 0.01 s-1

(0.18)

10% PEG 0.13± 0.1 s-1

(0.86) 0.02 ± 0.01 s-1

(0.14)

15% PEG 0.07 ± 0.01 s-1

(0.94) -

20% PEG 0.09 ± 0.01 s-1

(0.97) -

25% PEG 0.1 ± 0.01 s-1

(1.0) -

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Chapter 4: Molecular crowding agents accelerate folding and catalysis of group II intron ribozyme

4.1 Objective

The main goal of this work was to characterize the folding and catalysis of the group

II intron ribozyme in a crowded environment. Previously, I determined the effect of

crowding on the small ribozyme folding and catalysis (see Chapter 3). This work

focuses on understanding how molecular crowding influences the large group II

intron ribozyme (D135-L14) derived from saccharomyces cerevisiae, which is a well-

studied model system for RNA folding [185-187].

To date, it has been shown in vitro that the group II intron folds into the most

compact state through three distinct structural conformations; the extended

intermediate (I), folded intermediate (F), and the native state (N) [123,187]. Folding

of the ribozyme into the extended intermediate from an unfolded structure is very

slow (1 min-1) and this step is believed to be rate limiting. Alternatively, other folding

is fast, making it an interesting model system for folding studies [162]. Substrate

binding increases the stability of the active state, but the presence of the active state

is rare, even at non-physiological ranges of metal ions (100 mM Mg2+, 500 mM KCl)

[123,187]. In addition, in vitro studies have shown that splicing occurs very slowly at

very unusual conditions (42°C, 100 mM Mg2+ and 500 mM KCl) [136,163,187] .

Based on these data, it is hypothesized that molecular crowding agents favour the

formation of the active state that in turn accelerates the catalysis. Here, I used a

combination of single molecule and bulk splicing assays to characterize the group II

intron ribozyme folding and catalysis. Single molecule fluorescence resonance

energy transfer (smFRET) data reveals that the group II intron adopts four different

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distinguishable structures with an additional intermediate state that has not been

detected in previous single molecule studies [187]. Formation of the most compact

state is favourable in the presence of crowding agents. The folding mid-point of

ribozyme occurs at lower concentrations of Mg2+ in the presence of crowding agents,

which is in agreement with the splicing reaction. In addition, these results

demonstrate that the substrate bound complex is more stabilized in the presence of

crowding agents. The radio labelled substrate cleavage assays show that splicing of

the group II intron ribozyme is accelerated at an optimal crowding conditions and

occurs at a lower concentration of Mg2+.

4.2 Experimental Design

For single molecule studies, I used the indirect labelling of the ribozyme by

hybridising with Cy3 and Cy5 labelled oligos in order to visualize the ribozyme

molecules. Theses oligos specifically anneal in the target region, which enables

FRET to be measured between the Cy3 and Cy5 fluorophores [123,186,187,189].

Similarly, a biotin tagged oligo that hybridises at the 5’ end of the ribozyme was used

for surface immobilization (Figure 36a). It has previously been shown that labelling

the ribozyme with Cy3 and Cy5 oligos slightly decreases the activity by 27% in

comparison to wildtype [187]. The surface immobilized group II intron is excited by

using a 532 nm laser and the emitted signals were recorded on a CCD camera at 33

ms time resolution. The collected intensity signals were used to measure the

intensity change when the ribozyme folds and unfolds (Figure 36c, d top). These

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intensity traces are converted into the FRET traces (Figure 36c, d bottom) for further

characterization of ribozyme folding and unfolding in a crowded environment.

4.3 Results 4.3.1. Group II intron ribozyme adopts four different conformations The FRET traces clearly show that the ribozyme stochastically jumps into four

different FRET values, 0.1, 0.21, 0.38 and 0.6 (Figure 36b). These FRET states were

determined by individual traces after background subtraction from photobleaching

time. We categorized these folding states as a pre-compact extended intermediate

(I1, 0.1 FRET state), extended intermediate (I2, 0.21 FRET state), folded intermediate

(F, 0.38 FRET state) and the most compact state (N, 0.6 FRET state). Here, a new

conformation of the ribozyme as a pre-compact extended intermediate (I1) has been

reported, represented by 0.1 FRET state. This FRET state has not been detected

previously [123,187]. Moreover, the 0.1 FRET state was also observed consistently

in crowded conditions (Figure 37a). The data reveals that the ribozyme folds into the

Figure 36. (a) Secondary structure of group II intron contains labelled fluorophores and biotin for surface immobilization (b) Experimental setup for single molecule studies. (a) Surface immobilized ribozyme labelled with Cy3 and Cy5 oligos are excited using 532 nM laser. (c) Intensity time trace (top) of at 30 mM Mg2+ showing random sampling of the ribozyme and typical FRET time trajectory (bottom) obtained from intensity time trace that shows four different FRET states, indicating ribozyme has heterogeneous population distribution. (d) Intensity time trace at 100 mM Mg2+ (top) and FRET trajectory (bottom) showing the distribution of four different populations at 30 mM Mg2+ and in various percentages of PEG.

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active state via two obligatory intermediates in the presence of Mg2+ and that the

process is reversible (Figure 36b-d).

4.3.2 Molecular crowding agents favour the formation of the ribozyme’s most compact state

It is important to address the question regarding how crowding agents affect the

distribution of these conformational states (i.e. I1, I2, F, N). To address this, time

binning was performed on 120 dynamic and static ribozyme molecules to obtain

each FRET histogram. The histograms were fit into four Gaussians curves (by fixing

the FRET position obtained from Hidden Markonikov model, HMM), validating the

presence of four different ribozyme conformations, (Figure 37a). The most compact

state of the group II intron is present in a small fraction (≤ 2%) at standard buffer

conditions (80 mM MOPS, pH 7, 30 mM MgCl2 and 500 mM KCl), (Figure 37a).

However, the fraction pertaining to the most compact state gradually increases with

increasing concentration of PEG and it finally saturates at 0.065. A Kd (9 ± 1%) for

PEG by fitting the fraction of most compact state formed as function of crowding

agent in a binding equation (see method 2.7.5) was obtained (Figure 37b), indicating

that molecular crowding agents favour the formation of the most compact state. It

has been shown that the group II intron most compact state is rarely populated, even

at favourable buffer conditions (100 mM MgCl2 and 500 mM KCl) [123]. Therefore,

experiments were conducted at 100 mM Mg2+ varying the percentages of PEG. The

results demonstrate that the fraction of the most compact state increases to 0.11

yielding PEG50 of 7 ± 1% (Figure 37c). This indicates that combination of PEG and

high magnesium solution is effective for the stability of the group II intron most

compact state. This result is in line with previously published data in which PEG

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favours the formation of the most compact state of the hairpin ribozyme [218] and

group I intron compacts more at higher concentrations of crowding agents [27].

4.3.3. PEG does not have specific interactions with the group II intron ribozyme To further demonstrate that the observed effect is from crowding effect but not due to

specific interactions between the group II intron and PEG, control experiments in the

presence of dextran (10 KDa) and ethylene glycol (a monomer of PEG) were carried

out. As expected, I observed that the stability of the group II intron in dextran

increases as the fraction of the most compact state gradually increases with

increasing dextran percentages (Figure 38a). This corroborates the data observed

Figure 37. PEG favors the formation of the most compact state. (a) FRET histograms showing the distribution of four different population at 30 mM Mg2+ and in varying percentages of PEG. The most compact state is more favourable at 100 mM Mg2+. (b) The fraction of the most compact state increases with PEG, resulting PEG50 at 9 ± 1%. (c) The fraction of the most compact state is always higher at 100 mM Mg2+ relative to 30 mM Mg2+ with all concentrations of PEG, yielding PEG50 of 7 ± 1%. Error bars were calculated from histogram fit.

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in the presence of PEG. The population distribution in the presence of ethylene

glycol did not change significantly (Figure 38b) since ethylene glycol does not

produce a crowding environment. This indicates that the observed folding effect of

group II intron ribozymes mostly originating from volume exclusion.

Figure 38. Population distribution in different crowding agents. (a) FRET histograms represent the population distribution in different percentages of dextran. The fraction ofmost compact state increases in dextran, a similar effect in PEG. (b)Distribution of populations in ethyleneglycol (EG) do not change significantly.

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4.3.4 Molecular crowding agents reduce Mg2+ requirement to folding into the most compact state The group II intron ribozyme self-splices in buffer conditions that are far from

physiological (e.g. 100 mM MgCl2 and 500 mM KCl at 42°C). To date, all folding

studies have been conducted in these non-physiological ranges [123,136,187]. To

show how crowding agents effect the divalent ion requirement for folding,

experiments at different concentration of Mg2+ in the presence or absence of PEG

were carried out (Figure 39). In the absence of PEG, the most compact state is

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Figure 39. Mg2+ induced folding and catalysis occurs at lower concentration of Mg2+ in PEG. (a) FRET histograms represent the increase in the most compact state with increasing PEG. (b) Fraction of the active state (N) at various concentration of PEG in absence (triangle) and presence (circle) of PEG. In the presence of PEG the KMg

2+ decreases to 25 ± 2 mM form 42 ± 3 mM. Error bars were calculated from histogram fit. (c) Radio labelled cleavage assays show the observed cleavage rate increases in the PEG relative to dilute solution but above 40 mM Mg2+, the observed rate in dilute solution is higher in comparison to the PEG solution. The Mg2+ induced cleavage in the PEG reduces to lower concentration of Mg. Error bars represent the standard deviation from three independent experiments

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transiently observed above 20 mM Mg2+ or higher (Figure 39a). The complete

titration of Mg2+ induced-folding yields a mid-point of Mg2+ induce folding at 42 mM

Mg2+ (Kd = 42 ± 3 mM, Figure 39b). This result is consistent with the Kd value

reported for group II intron folding, previously [187]. In the presence of PEG (10%)

and no Mg2+, only three population were observed with the 0.1 FRET state the most

populated (Figure 36b). At this conditions we do not observe the most compact state,

indicating that Mg2+ are essential for the formation of most compact state. This is in

agreement with a crystal structure that shows Mg2+-ions bound in the domain v of the

group II ribozyme [168,171,226,227]. However, the fraction of most compact state

accumulated gradually with increasing concentrations of Mg2+-ions (Figure 39a) and

reaches a maximum (0.11) at 100 mM Mg2+ with Kd of 25 ± 2 mM (Figure 39b). This

is in agreement with previously published results with the hairpin ribozyme the

docked state is stabilized in PEG [Chapter 3].This result shows that the mid-point

folding of ribozyme occurs at lower concentrations of magnesium in the presence of

crowding agents a similar effect observed for the group I intron folding at lower Mg2+

in PEG [27].

To further support these findings, group II ribozyme splicing assays with a radio

labelled substrate (17/7) at varying percentages of PEG were performed. In the

absence of PEG, the ribozyme is only active above 20 mM Mg2+ and the observed

rate is very slow, however the activity of the ribozyme increases with increasing

concentrations of magnesium ions. The observed rate constant reaches maximum

and saturate above 50 mM Mg2+ (Figure 39c). Surprisingly, in the presence of 10%

PEG the ribozyme is active even at low concentrations of Mg2+. The observed rate

increases with increasing concentrations of Mg2+ and saturates above 30 mM Mg2+

(Figure 39c). The observed rate constant is accelerated at lower concentrations of

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Mg2+ ions in the presence of PEG. At 40 mM Mg2+ or more, the observed rate

constant does not reach the rate constant observed in dilute solutions (Figure 39c).

Despite the slow observed rate constant at higher concentration of Mg2+ in presence

of PEG, the mid-point of the splicing reaction occurs at lower concentrations of Mg2+

(Kd =20 ± 2 mM, Figure 37c) in comparison to a dilute solution (Kd = 52 ± 2 mM,

Figure 39c). This decrease in the requirement for magnesium-mediated splicing in

the presence of PEG is in agreement with the Kd obtained from smFRET

experiments for folding.

4.3.5 Molecular crowding agents increase dynamic molecules Next, the fraction of dynamic molecules were calculated in the absence or presence

of various percentages of PEG. The observed FRET time trajectories show that

molecules in dilute solutions are less dynamic in comparison to crowded

environments (Figure 40a, b). The result shows fraction of dynamic molecules

increases with PEG percentages. To quantify this effect, the dynamic molecules in

the presence and absence of crowding agents at different Mg2+ concentration (30

mM and 100 mM) were measured. In the absence of PEG and at 30 mM Mg2+, about

50% of molecules are dynamic and they jump stochastically into different FRET

states, while 62% of molecules show dynamic behaviour at 100 mM Mg2+ (Figure

40c). This result shows that increase in Mg2+ increases the number of dynamic

molecules. In the presence of PEG and at 30 mM Mg2+ the fraction of dynamic

molecules increases gradually and reach saturation (0.78) at the highest percentage

of PEG. A similar increase in the fraction of dynamic molecules was observed at 100

mM Mg2+ and PEG at which the saturation of dynamic molecules reaches to 0.82.

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These results demonstrate that molecular crowding agents increase the dynamic

behaviour of the group II intron ribozyme by forcing ribozyme molecules into the

compact state. Moreover, molecules remain in the active state for longer time in PEG

solutions.

4.3.6 Molecular crowding agents stabilize the substrate bound complex To test the stability of the substrate bound complex, single ribozyme molecules that

form pre-bound complexes with a 24-mer oligo containing a modified (17/7dc) 2’O

methyl group at the cleavage site or wild type substrate (17/7) were imaged. In the

absence of PEG, the substrate binding increases the fraction of the most compact

conformation with increasing concentration of the substrate (Figure 41c, d). The

binding affinity of the substrate bound complex is not significantly different (K17/7 = 20

Figure 40. PEG increases the dynamic behaviour of molecules. (a) FRET time trajectories show the dynamic of molecules at 30 mM Mg2+ in no PEG (b) FRET time trajectory at 30 mM Mg and 10% PEG. Molecules frequently reache to the most comact state in PEG and the molecule remains longer time in the active state in 10% PEG relative to no PEG. (c) The fraction of dynamic fraction increases with increasing PEG percentages.

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± 5 nM and K17/7dc = 19 ± 5 nM) in the presence of wildtype or modified substrate,

Figure 41. Molecular crowding increases stability of the substrate bound complex. (a) FRET histograms showing the variation of population distribution in different concentration of wildtype substrate in the presence of PEG. (b) Plot of fraction of the active state formation with substrate in presence and absence of PEG at 30 mM Mg2+. The fraction of active state formed in the presence of PEG is higher in all concentration of substrate (open circles) in comparison to dilute solution (triangle). (c) FRET histograms representing the distribution of population in the presence of modified substrate in different conditions. (d) Fraction of the active state is plotted as a function of modified (17/7dc) substrate, resulting tight binding in the presence of PEG (open circle) than in dilute solution (triangle). (e) Fraction of the active sate in PEG at 100 mM Mg2+ as a function of wildtype substrate (17/7). (f) Fraction of the active state in PEG (10%) at 100 mM Mg2+ as a function of modified substrate (17/7dC).

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(Figure 41c, d). However, previous studies have shown that the wildtype substrate

binding increases the fraction of the most compact conformation [187], which I

observed at 100 mM Mg2+ but not at 30 mM Mg2+. This indicates that the ribozyme

does not fold properly at lower concentrations of Mg2+. Further, to observe the

crowding effect in the stability of substrate bound complexes, I conducted

experiments at various concentrations of substrates at 10% PEG. The results show

that in the presence of the crowding agents, the fraction of the most compact state

increases with increasing substrate concentration (Figure 41a, c). However, there is

no significant difference in the fraction of most compact state formed either in the

presence of wildtype or modified substrate (Figure 41b, d). Interestingly, the fraction

of the most compact state is slightly higher (within the error bars) in comparison to

the wildtype substrate. This result demonstrates that the PEG increases the stability

of the substrate bound complex (K17/7 = 7 ± 2 nM and K17/7dc = 9 ± 2 nM) and that

PEG can rescue the modified substrate binding. This result is in agreement with

crowder molecules that allow the wild-type and mutant ribozymes to fold at similarly

low Mg2+ concentrations that stabilize the active structure of the mutant ribozymes

under physiological conditions [228]. Therefore, it is likely that in cells ribozyme

forms more stable complex with its substrate, thereby increasing the stability and

activity of the ribozyme.

4.3.7 Molecular crowding agents accelerate catalysis Next, to learn how molecular crowding agents affect the catalysis of large RNA

ensemble radio-labelled cleavage assays in different crowding conditions were

carried out (Figure 42a-c, see method chapter 2.8.3). The data shows that the

fraction of cleaved product increases with time (Figure 42b), indicating that ribozyme

is active over the observation window period. In the absence of PEG, the fraction of

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cleaved product at 30 mM Mg2+ increases gradually until the saturation is achieved

(triangle in Figure 42c). The fraction of cleaved product is well fit to a single

exponential equation that resulted 0.008 s-1, a very slow cleavage rate as only few

molecules sample in the active state. In contrast, in the presence of PEG, the

cleaved product is higher at all-time points relative to dilute solutions. The calculated

observed rate is 0.08 s-1 at 30 mM Mg2+ and 10% PEG, which is approximately 10-

fold higher than the observed rate in dilute solutions. This result demonstrates that

molecular crowding favours the formation of the active state that enhance the

cleavage kinetics even at lower concentrations of Mg2+. Therefore, the formation of

the active state is important for catalysis.

This result is comparable with the decrease in KMg for the ribozyme folding and

catalysis of the hairpin ribozyme in the presence of PEG [218] and increase in

activity of group I intron ribozyme and hammerhead ribozyme in the crowding agents

[27,229]. The observed rate constant is only accelerated at lower concentration of

Mg2+ ions in the presence of PEG. Indeed, the rate is higher in diluted solutions in

comparison to crowded environments above 50 mM Mg2+. The difference in

Figure 42. Molecular crowding increases catalysis. A schematic diagram of showing radio labelled substrate for splicing reactions, a cartoon representing secondary structure of group II intron. (b) Plot of fraction of cleaved product as a function of time. The fraction of cleaved product in all time points is higher in concentrated solution (circle) as compared to dilute solutions (triangle).

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observed rate constants at higher concentration of Mg2+ could be explained in terms

of viscosity effect [230-232]. At higher concentration of Mg2+ the ribozyme is already

in full compaction so addition of PEG does not compact the ribozyme significantly

but change the solution properties.

4.3.8 Optimal crowding conditions favour ribozyme catalysis In order to determine the effect of size and amount of the background molecules

used, different molecular weights and concentrations of PEG at two Mg2+

concentrations (30 and 100 mM) were tested (Figure 43). The data show that a

maximum activity is reached followed by a decrease towards higher weight and

percentage of PEG (Figure 43a). The highest cleavage activity at a low Mg2+

concentration (30 mM) is reached at 10 to 15% PEG with a relative molecular weight

of 8k.

Additionally, the parameter of viscosity was considered as one of the major effects of

background molecules in solution leading to more compact ribozyme folding and

higher activity. Thus, a change in the volume fraction and the molecular weight of the

co-solute leads to a change in viscosity, which influenced the dynamics of the RNA

backbone and/or domain motion and decreased the rearrangements necessary for

correct folding [233]. The activity assays were performed at 10% PEG 8k under

different conditions to further investigate the viscosity effect. These experiments

provided similar results for all conditions tested (Figure 44). The results show that a

change of diffusion and/or the influence of a viscous medium on the folding itself

cannot explain results. The influence of the crowding environment must be

considered in terms of two different, possibly opposing effects: the excluded volume

and a change in the effective concentration of magnesium that is necessary for

tertiary contact formation to reach the active state of the ribozyme. At a low crowder

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concentration (<5%) the increase in cleavage activity is higher for PEG 8k than PEG

1k, demonstrating the influence of the size of the co-solutes [10,13]. Keeping the

molecular weight of PEG constant and comparing the effect of different PEG

percentages a higher activity was observed between 5 and 15% PEG, yielding an

optimum at 10% (Figure 41). Furthermore, increase in the molecular weight (35K)

and volume fraction (20%) leads to a decrease in ribozyme activity Thus, increase in

ribozyme activity was observed when the crowding environment increasing up to a

certain molecular weight (MW) and volume fraction of PEG; this is identified as the

optimal crowding condition.

In contrast to an increase in the cleavage activity at low Mg2+, a strong decrease of

ribozyme activity is observed by increasing molecular weight and volume fraction of

the background molecule at high Mg2+ concentrations (Figure 43c). Here the positive

effect of the crowding environment reaches the most compact and native state.

Thus, the ribozyme active state is withdrawn by the opposing effects for example of

Figure 43. Screening for optimal rate constant Kobs depending on different PEG fraction and molecular weight at 30 mM Mg2+ and 100 mM Mg2+ (a). At 30 mM Mg2+ the optimum reactivity occurs at 10-15% PEG. (b) At 100 mM Mg2+ the activity of the ribozyme is higher in dilute solutions than in PEG. Error bars represent the standard deviation from three different expeirments

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changing the effective magnesium concentration and the reduction of the dielectric

constant, both leading to the destabilization of the active state.

Taking together, these data confirm the importance of the crowded environment on

ribozyme activity in vivo. Overall, the active form of the ribozyme is favoured in the

crowded environment due to the excluded volume effect and the sensitivity of the

RNA to Mg2+ ions increased due to the lower dielectric constant, with respect to the

dilute conditions. These effect results an optimum crowded environment that

accelerates folding and catalysis of the group II intron ribozyme.

Figure 44. For the activity assays two mixtures were prepared and mixed together for starting the reaction. Different reaction setup at 30 mM Mg2+: No PEG (A), B: starting the reaction adding 17/7, PEG and Mg2+ in both mixtures; C: starting the reaction adding 17/7 and PEG; D: starting the reaction adding Mg2+, PEG in both mixtures; E: starting the reaction adding Mg2+ and PEG. With setup B, reaction performed with EG (F), dextran 9-11k (G) and dextran 70k (H). Error bars (SD) were determined via triplicates.

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Chapter 5: Dbp2, a DEAD-box helicase resolves RNA secondary structure

5.1 Introduction

Several in vitro and in vivo studies have advanced our understanding of RNA

structure prediction and factors that promote RNA folding into the active structure

[234,235]. RNAs are highly structured and highly dynamic and in the context of cells,

RNAs including ribosomal RNAs (rRNAs), transfer RNAs (tRNA), ribosome and

spliceosome are highly organised and intrinsically dynamics. However, the

knowledge of messenger RNA (mRNA) folding and dynamics is not well understood

[72]. Several studies have shown that mRNA has several secondary structures that

regulate gene expression [234,236]. Messenger RNA encodes information for

protein synthesis and is also involved in messenger ribonucleoprotein (mRNP)

complex formation [237,238]. Therefore, it is important to know how RNA secondary

structures control mRNP complex formation. To understand this, firstly the increase

in dynamic of these structures and secondly the dynamic changes in the presence of

RNA helicase must be characterised.

RNA helicase, a class of DEAD-box protein, can resolve mRNA secondary

structures [237,238]. DEAD-box proteins use the energy driven from ATP hydrolysis

to resolve the structure contains in mRNA, to displace proteins from RNA that

facilitates the formation of mRNP complex, in unwinding RNA duplex, in RNA folding

and RNP remodelling [237-239]. However, how these proteins function are not well

understood. Dbp2 is one of such less characterized protein found in S. cerevisiae.

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Dbp2, a DEAD-box helicase is an orthologue of human p68 that involves in ribosome

biogenesis [240,241]. The human protein also function co-transcriptionally [240,241].

Dbp2 is 61.55 kDa and contains 550 amino acids [237,238]. It comprises 10 different

conserved protein motifs organised in two different core domains, (Figure 45). Dbp2

has two DEAD-box core domains, I and II that are connected by a hinge domain III,

(Figure 45). The domain I consists of motifs F, Q, I, Ia, Ib and II and domain II

contains motifs IV, V and VI [237,238]. An ATP binding site is located in the N-

terminus of motif I and has a unique RGG motif in the C-terminus that recognizes

and binds RNA. Previous studies have shown that deletion of DBP2 causes slow

growth of the cell and cold sensitivity [237,238].

Several in vitro studies have shown that Dbp2 function in RNA duplex unwinding,

RNA folding, and RNP remodelling [237, 238, 243, 244]. Removal of the DBP2 intron

has no effect on cell viability but increases the Dbp2 expression in cells [242].

Similarly, it has been shown that knocked out of DBP2 or point mutations within

highly conserved DEAD-box motif significantly increases the aberrant transcripts

[243], suggesting a link to ribosome biogenesis and non-sense mediated decay.

Recent studies have provided evidences that suggest a role for Dbp2 in controlling

the expression of aberrant transcripts. Therefore, Dbp2 could be a missing link in the

gene expression network that functions as co-transcriptional RNA chaperone at the

interface of chromatin and RNA [237,238]. In 2013, Ma and co-workers have

Figure 45. Schematic representation of Dbp2 domains. The core domains I and II are linked by hinge region. It has a unique RGG C-terminal motif.

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demonstrated that loss of Dbp2 results in decreased association of mRNA-binding

proteins and nuclear export factors Yra1, Nab2 and Mex67 [237]. Overall, these

results suggest that Dbp2 promotes mRNP assembly by resolving the secondary

structure of nascent RNA during transcription. Therefore, Dbp2 could facilitates the

formation of mRNP complex by modulating the mRNA structure.

To test this hypothesis, Clouteir and co-workers used different constructs for

example single stranded RNA (ssRNA), double stranded RNA (dsRNA) and DNA

[238]. The results showed that Dbp2 prefers unwinding dsRNA upon ATP hydrolysis.

Reported unwinding rate shows that unwinding of dsRNA increases when the

concentration of RNA was increased, with EC50 0.3 μM [238]. However, all these

measurements have been reported with ensemble averaging that do not reflect the

behaviour at single molecule level.

Here, to watch the activity of Dbp2 molecules a FRET pair fluorophore labelled

dsRNA construct was used. Single-molecule data show that RNA remains always at

high FRET state in the absence of protein, suggesting the formation of stable double

stranded RNA (dsRNA). In the presence of proteins, the RNA exhibits different low

FRET states, suggesting partial or complete opening of the RNA. In the absence of

ATP, the rate of dsRNA opening increases when the concentration of Dbp2 is

increased but the closing rate does not change significantly. This suggests that ATP

is not essential for dsRNA opening. However, in the presence of ATP, the opening

and closing of the RNA occurs more frequently and percentage of dynamic

molecules increases. Finally, Dbp2 interacts with Yra1 that reduces the function of

the Dbp2.

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5.2 Experimental Design

I have used a 39 nt dsRNA that has 3 nt overhang at 3’ end (Figure 46a). Cy3 was

labelled at the 5’ end while Cy5 was internally labelled at the overhang of dsRNA.

Biotin tag was introduced at the 3’end for surface immobilization (Figure 46b). The

one piece construct was heated at 95°C for 2 min. and cooled down at room

temperature to form a stable double stranded RNA structure. The immobilized

dsRNA onto the microscopic slide was imaged by exciting Cy3 donor using 532 nm

laser (Figure 46b). All movies were recorded at 33 ms time resolution using high

quantum yield CCD camera.

Figure 46. Single-molecule setup to study the effect of Dbp2 helicase on dsRNA. Double stranded RNA containing Cy3 and Cy5 fluorophores is immobilized on the pegylated slided surface via biotin-streptavidin linkage. Dbp2 (grey circle) is injected into the microchannel with oxygen scavenging system before imaging.

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5.3 Results

5.3.1 Stable dsRNA structure is dominant in standard buffer First, the behaviour of RNA in protein free environment was studied. To characterize

the RNA, the individual trajectories into an open and a close structure based on their

FRET values were categorized. For example, if the RNA remains in high FRET (0.9)

state it adopts a close conformation indicating the formation dsRNA and if the RNA

remains at low FRET (0.1) state it adopts an open conformation (Figure 47a, b). If it

shows the mid FRET state then, RNA is partially opened. In standard imaging buffer

(TRIS-HCl, 7.5, 2 mM Mg2+ and 150 mM NaCl), the RNA mostly adopts the closed

Figure 47. Characterization of RNA in the absence of protein at Tris-HCl, pH 8.0, 2 mM Mg2+ and 150 mM NaCl. (a, b) FRET-time trajectory showing the different conformations of RNA in protein free environment. The RNA mostly adopts closed conformation as indicated by FRET trace in ‘a’ and only small fraction of RNA adopts open conformation as shown in (b). (c) The distribution of RNA population in close and open conformation. The closed conformation is predominant over open conformation.

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conformation, suggesting that most of the RNA (≥ 97%) forms a stable dsRNA

structure containing hairpin (Figure 47c). But small fraction of RNA molecules (3%)

remains at the low FRET state (0.1), indicating that not all the RNA molecules form

dsRNA hairpin (Figure 47c). The low FRET (0.1) value displayed by the RNA when it

completely opens does not in agreement with independent measurements made by

different groups (Chen, H et al. PNAS, 2012 and Murphy, M.C. et al. Biophys J,

2004) because the DNA used in those studies were random coil of poly dT. In this

study, when RNA opens proteins may remain bound to either end of the RNA

maintaining end to end distance, or may be the labelled fluorophore is very closed to

the immobilized surface that could restrict free rotation leading to decrease in FRET

value. This FRET state is assigned from the photobleaching traces after background

subtraction. Interestingly, any dynamic behaviour of RNA molecules that stay either

at open or close conformation within observation window period (300 s) was not

observed. This suggests that the RNA is very stable once it forms the dsRNA and

cannot undergo open and close conformations itself. The time binned histogram

obtained from hundreds of such molecules shows that RNA has two populations

distribution: a close, dsRNA (0.9 FRET state) and an open, ssRNA (0.1 FRET state)

where first one is the predominant conformation of RNA at standard buffer

conditions.

5.3.2 Dbp2 helicase can open the dsRNA without ATP Then, it is tested if the Dbp2 helicase can unwind RNA without ATP. To achieve this,

I imaged single RNA molecules in the presence of the helicase at standard imaging

buffer without ATP. The intensity trace shows the change in acceptor and donor

intensity in the presence of Dbp2 (10 nM), indicating opening and closing of RNA

(Figure 48 top). In this case, RNA exhibits, a high FRET, intermediate FRET and a

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low FRET states (Figure 48 bottom). These FRET states correspond to the close,

partial open and open conformations of the RNA, respectively. FRET trajectories

show that Dbp2 tends to open RNA completely or partially, indicating the dynamic

nature of RNA molecules in the presence of the Dbp2 (Figure 48). The opening and

closing of RNA is a reversible process. It could be possible that binding of Dbp2 can

change the RNA conformation leading to decrease in FRET value corresponds to

partial opening of RNA. These experiments lack a direct evidence that can

distinguish between partial opening and change in RNA conformation on Dbp2

binding. At 10 nM Dbp2, the closed and open conformations of RNA with almost

equal probability of relative occurrence was observed. This result demonstrates that

Figure 48. Dbp2 (10 nM) opens dsRNA without ATP at Tris-HCl, pH 8.0, 2 mM Mg2+ and 150 mM NaCl. (a) FRET trajectory showing the closing and opening of dsRNA in the presence of Dbp2. (b) Histrogram represents the distribution of dsRNA, partially open RNA and ssRNA in the presence of 10 nM Dbp2.

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Dbp2 can bind and unwind RNA without ATP hydrolysis. In addition, experiments

conducted in the presence of Dbp2 mutant, E268Q that can bind ATP but not

hydrolyse showed that the percentage of dynamic molecules decrease to 23%

(Table 6), indicating that ATP hydrolysis is important for recycling of proteins.

Similarly, in the presence of K163N mutant that cannot bind ATP showed

significantly decrease in the percentage of dynamic molecules (10%), Table 6.

These results suggest that ATP binding is not required for Dbp2 function but ATP

binding domain in Dbp2 has an important role that can enhance the activity of Dbp2.

5.3.3 Dbp2 accelerates dsRNA opening It is important to know how the opening and closing of RNA depends upon the Dbp2

concentration. To measure this, experiments at different concentration of Dbp2 (0 to

10 nM) in the presence of dsRNA at standard imaging buffer conditions were

performed. The observed time FRET trajectories were analysed individually to

measure dwell times of opening and closing conformations. Dynamic events and

time binned to extract kinetics of dsRNA opening and closing were measured (Figure

49a-b). The result shows that the opening rate constant increases gradually from

0.13 ± 0.1 s-1 to 4.1 ± 0.2 s-1 when the Dbp2 concentration increases from 0.1 to 20

nM with Kd of protein ~3 nM (Figure 49d). But the closing rate does not change

significantly across all concentration of Dbp2. These results suggest that the opening

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rate is Dbp2 concentration dependent but closing rate is independent. It may be

possible that Dbp2 binding corresponds to the opening event which is concentration

dependent.

Figure 49. The opening rate constants increases with Dbp2 concentration at Tris-HCl, pH 8.0, 2 mM Mg2+ and 150 mM NaCl. (a, b, c) The histograms represents the dwell time distribution of RNA in the open and closed states as a function of Dbp2 (0.1, 1 and 10 nM) without ATP. (d) The plot of observed rate constants in the presence of Dbp2, the opening rate constant increases gradually but closing rate constant does not change remarkably with varying concentration of Dbp2.

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5.3.4 ATP increases closing and opening events To learn how the opening and closing rate of the RNA is affected in the presence of

ATP experiments in varying ATP concentration and at 10 nM Dbp2 were conducted.

The chosen Dbp2 concentration 10 nM is based on the Kd obtained from my

previous result (Figure 49d). The FRET time trajectory clearly shows the difference

in dynamic nature of RNA molecules in the presence or absence of ATP (Figure 50a,

b). In the presence of ATP, the fraction of events increase in comparison to

experiments without ATP (Figure 51). This suggests that Dbp2 recycles faster in the

presence of hydrolysable ATP. The observed in different low FRET values in the

presence of ATP may be due to partial opening or binding of ATP change the

conformation of RNA. To further understand the effect on opening and closing rate

Figure 50. ATP accelerates opening and closing events of RNA at Tris-HCl, pH 8.0, 2 mM Mg2+ and 150 mM NaCl.. (a) A representative FRET time trajectory in the presence of Dbp2 but in the absence of ATP. (b) A FRET time trajectory showing multiple events of opening and closing in the presence 10 nM Dbp2 and 100 μM ATP.

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constants, dwell time distribution of the opening and the closing conformations in

varying ATP concentration (Figure 51a-c) were measured. The results revealed that

in the presence of ATP the closing and opening rate constant do not significantly

change (Figure 51). However, the rate constants do not change in presence of

Figure 51. The opening and closing rate constants measured at 10 nM Dbp2 and at different concentration of ATP at Tris-HCl, pH 8.0, 2 mM Mg2+ and 150 mM NaCl.. (a, b, c) The histograms represents the dwell time distribution of RNA in the open and closed states as a function of Dbp2 (0.1, 1 and 10 nM) in the absence of ATP. (d) The opening rate constant increases gradually but closing rate constant does not change remarkably with varying concentration of Dbp2.

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higher ATP concentration (Figure 48d). Thus, ATP increases the opening and

closing rate constants, leading to rapid closing and opening of the RNA.

5.3.5 ATP increases dynamic molecules From the dwell time analysis, the data show that ATP increases the closing and

opening events in a RNA molecule. To further explore the ATP effect, the behaviour

of molecules in the absence or the presence of different concentration of ATP were

analysed. The data reveals that the percentage of dynamic molecules (molecules

that show different FRET states) significantly increases in the presence of ATP,

(Figure 52a, b). The data shows that in the absence of ATP the dynamic molecules

increases gradually with increasing concentration of Dbp2 and reaches maximum of

22% at 20 nM Dbp2 (Figure 52b). The number of static molecules (0.9 FRET, closed

state) decreases to compensate the increase in dynamic molecules, (Figure 52a).

The obtained Kd for Dbp2 by fitting both data yields a similar value within the error

bar (1.1 nM). This Kd of Dbp2 is very low in comparison to bulk studies [237,238],

suggesting that the affinity of the Dbp2 for the RNA is strong. The result obtained in

single molecule experiment is in contrast with bulk level because of the different

approaches used to measure Kd. The kd in bulk studies were obtained from gel shift

assay by titrating with RNA of varying concentration against Dbp2 and the bulk

studies have averaging problem. Then, in the presence of ATP the percentage of

dynamic molecules increases to 46% at 100 uM ATP (Figure 52d), a twofold

increase. Similarly, percentage of static low FRET molecules decrease when the

ATP concentration increased (Figure 52a), indicating the necessity of ATP hydrolysis

for efficient RNA unwinding. Both data yielded a similar Kd for ATP (12 μM) (Figure

52c, d), which is in agreement with the ATP concentration required for other

helicases activity [244,245].

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5.3.6 Yra1 reduces the function Dbp2 Then, to know how the presence of Yra1 protein would affect the function of Dbp2,

experiments in excess of Yra1 protein were performed. It is hypothesized that once

Dbp2 unwinds secondary structure present in mRNA, Yra1 protein interacts with

Dbp2 that inhibits the function Dbp2, removing it from mRNA that facilitates the

formation of mRNP complex [238, 239]. The data show that the presence of Yra1

does not affect the opening and closing kinetics of RNA, Table 6. However, the

percentage of dynamic and static molecules were changed significantly, Table 7. For

example, the percentage of dynamic molecules decrease to 25% in the presence of

Figure 52. Dbp2 increases the dynamic molecules at Tris-HCl, pH 8.0, 2 mM Mg2+ and 150 mM NaCl.. (a) Number of static high FRET (closed dsRNA) decreases with increasing concentration of Dbp2, yielding Kd of 1.1 ± 0.2 nM. (b) The percentage of dynamic molecules increases with Dbp2 concentration. (c) The percentage of static molecules decreases to 20% in the presence of increasing ATP concentrations. (d) The dynamic percentage increases from 23 to 47% in the presence of increasing ATP concentrations, giving binding affinity of ATP 12 ± 2 nM.

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Yra1, Table 7. Similarly, the percentage of dsRNA (0.9 FRET state) molecules

increase to 52%. This results suggests that interaction of Yra1 with Dbp2 does not

change the kinetics but reduces the Dbp2 function as evidenced by increase in

formation of stable dsRNA hairpin, Table 7. This result is consistent with bulk studies

that showed interaction Yra1 can slow down the Dbp2 function [238].

Table 6. Rate of RNA opening and closing obtained from smFRET studies at different proteins

Protein Opening rate constants (s-1)

Closing rate constants (s-1)

10 nm Dbp2

4.1 ± 0.2 3.3 ± 0.3

10 nM Dbp2 and 100 μM ATP

6.3 ± 0.5 5.9 ± 0.4

10 nM E268Q and 100 1.0 ± 0.1 6.5 ± 0.5

10 nM Dbp2, 20 nM Yra1 and 100 μM ATP

4.8 ± 0.4 5.5 ± 0.3

Table 7. Percentage of different populations obtained from smFRET studies at different conditions.

Protein Dynamic (%) 0.9 FRET static (%)

0.1 FRET static (%)

10 nm Dbp2

20 65 15

10 nM Dbp2 and 100 μM ATP

45 25 30

10 nM Dbp2 and non-hydrolysable ATP

17 72 11

10 nM Dbp2, 20 nM Yra1 and 100 μM ATP

25 52 23

10 nM E268Q and 100 μM ATP

20 62 18

10 nM K163N and 100 μM ATP

10 80 10

10 nM Dbp2 and 100 μM ADP

NA NA NA

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Chapter 6: Discussion

The aim of this study was to investigate the role of molecular crowding agents in the

folding and catalysis of ribozymes using various synthetic and natural crowding

agents. To achieve this aim, two well-studied catalytic RNAs (hairpin ribozyme and

group II intron ribozyme) were used as model systems. On the basis of this study

and previous studies, I propose that molecular crowding agents accelerate ribozyme

folding and catalysis.

6.1 Molecular crowding accelerates ribozyme docking and catalysis

First, how molecular crowding agents affect the folding of small RNA enzyme, the

hairpin ribozyme were investigated. To address this, smFRET experiments on the

surface immobilized hairpin ribozyme (Figure 22 performed). The data show that the

fraction of the docked (native) state increases with increasing PEG percentages

(Figure 23a, b) because molecular crowding agents favour the formation of the most

compact state of the hairpin ribozyme. Then, the quantification of the stability energy

in the crowded environment showed that molecular crowding agents stabilized the

most compact state compared to diluted solutions (Figure 23c). This stabilization

energy originates from volume exclusion effect created by crowding agents that

confine the ribozyme into a small region favouring the formation of the most compact

state. This result is in agreement with previously published results that show the

compaction of group I intron in the crowding conditions created by PEG [27].

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Similarly, temperature dependent studies on a non-catalytic RNA have demonstrated

that the stability of the most compact state is entropically driven (80%) in crowded

environments [103].

Experiments conducted in the presence of other crowding agents (dextran, 10 kDa

and ethyleneglycol) show that dextran increases the stability of the docked state

whereas ethyleneglycol does not (Figure 27a, b). This is because ethyleneglycol is a

monomer that cannot create crowding environments.

Single-molecule FRET experiments conducted in the presence of natural crowding

agents (proteins and yeast cellular extract) show that the crowding effect is dominant

in cell like environments. The stability of the docked state is affected with varying

degree because of their different shape and size and the density of distributions

(Figure 28a-d). Overall, the results demonstrate that molecular crowding agents

stabilized the most compact state of RNA through volume exclusion that is

entropically favourable. However, my results do not directly quantify the entropic

contribution over the enthalpic [103,107].

The stability of the docked state over the undocked state in crowding agents may be

caused due to the acceleration of the docking rate constant or the deceleration of the

undocking rate constants (Figure 24a, b). The data demonstrate that the docking

rate constant increases by five-fold at the highest percentage of PEG but the

undocking rate constant almost remains unchanged through all percentages of PEG,

(Figure 25a, b). This result suggests that the structural compactness of the ribozyme

in the transition state is similar to the docked state in the crowding agents that

enhances the formation of the docked state, which is consistent with previous

studies that reported similar structure of the docked and transition state of the

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ribozyme [91]. The rate of enhancement of the formation of the G-quadruplex over

the duplex formation was reported in the crowding environments [222]. This

acceleration of docking rate constant in the presence of crowding agents is similar to

increase in docking kinetics of the non-catalytic RNA with increasing the PEG

percentages [103]. In the presence of crowding agents the transition energy barrier

that separates the undocked state from the docked state decreases (Figure 36b).

Molecules easily sample into the docked state where they are stabilized by crowding

agents.

Then, the plot of docking and the undocking rate constants of individual molecules in

the absence or presence of 20% PEG (Figure 29) shows that the distribution of

docking and undocking rate constants in PEG confined into a small region compared

to a wide distribution in diluted solutions. This suggests that crowding agents not

only accelerate the docking rate constant but also remove partially or completely the

folding heterogeneity present in the ribozyme.

Then, the role of Mg2+ in ribozyme folding investigated. Several in vitro studies have

shown that the ribozyme requires a high concentration of Mg2+ (≥10 mM) for folding

and catalysis which is far beyond physiological conditions [133,151,155]. The result

demonstrates that Mg2+ are essential for the folding of ribozymes even in the

presence of crowding agents as only a small fraction of the docked state is present

at 1 mM Mg2+ without PEG. However, 10 fold more molecules remained at the

docked state at 1 mM Mg2+ in the presence of 20% PEG (Figure 31a, b). This result

indicates that crowding agents compact ribozyme molecules effectively even at low

concentration of magnesium. Further, experiments conducted at different

concentrations of Mg2+ in the absence or presence of 20% PEG show that less

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magnesium is required for ribozyme folding in PEG. This result suggests that

ribozyme folding can occur at near physiological conditions in the presence of

crowding agents. This result is in agreement with the reduction in Mg2+ to achieve

folding mid-point of the group I intron ribozyme in the crowded environments [27]. In

the presence of crowding agents i) the effective concentration of the Mg2+ may be

increased as the activity of the metal ion increased in the crowding environments

due to volume exclusion, ii) the interaction between RNA and Mg2+ may be

enhanced, iii) pre-formed Mg2+ binding site may occur or iii) all effects may be true.

With my data it is not possible to distinguish between these two effects.

Further, to investigate if magnesium is required for ribozyme folding in crowding

agents, radio-labelled cleavage assays at different concentrations of Mg2+ in the

absence or presence of PEG were performed. The radiolabelled cleavage assays

show that at 1 mM Mg2+ the ribozyme is very less active, however the activity of the

ribozyme increases significantly in the presence of 20% PEG and 1 mM Mg2+ (Figure

35a-c), indicating the possibility of the ribozyme catalysis at physiological conditions.

At low concentration of magnesium ions the ribozyme molecules do not fold properly

or remain at the undocked state, making ribozyme very less active. In the presence

of crowding agents ribozyme folds properly leading to an increase in its activity. The

results also show that the KMg for ribozyme folding reduces from 11 ± 2 mM to 1.6 ±

1 mM from diluted to crowded environments (Figure 35d). This decrease in KMg from

diluted solution to crowded solution is in agreement with KMg obtained from smFRET

studies. These results suggest that in the presence of crowding agents, ribozyme

folded into the active state increasing the activity of the ribozyme even at

physiological concentration of Mg2+, consistent with other ribozymes activity

[110,224,225,230].

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Then, effect of molecular crowding agents the rate of catalysis were measured. The

results show that the fraction of the cleaved product in the presence of crowding

agents at all-time points are higher than in diluted solutions, suggesting an increase

in cleavage rate in the presence of crowding agents (Figure 33b). The cleavage rate

is enhanced by five-fold in 25% PEG than in diluted solutions. This is in agreement

with published data that show the acceleration of cleavage kinetics of different

ribozymes in crowded environments [224,225,246]. This is also consistent with

single molecule data that show molecular crowding agents increase the docking rate

constant by five-fold. Interestingly, the biphasic cleavage kinetics of the hairpin

ribozyme in diluted solution changes into monophasic in the presence of higher

crowding agents. Further, this is supported by the decrease or removal of a fraction

of slow cleavage amplitude with PEG. This result indicates that the heterogeneity

present in the ribozyme disappears partially or completely in the presence of

crowding agents. This result is in line with single-molecule data where the stability of

the population I increases with PEG at an expense of decrease in populations II and

III (Figure 30a). Therefore, in the presence of crowding agents, populations II and III

interconverted into the population I that remains most in the active state, leading to

the faster cleavage kinetics.

Overall, the in vitro experiments demonstrate that molecular crowded environments

favour the faster folding and catalysis of the hairpin ribozyme even at physiological

conditions via volume exclusion effect.

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6.2 Molecular crowding agents accelerate group II intron folding and catalysis

Next, I turn my attention to understanding the effect of crowding environment in large

RNA enzymes, the group II intron. A combination of smFRET and bulk studies was

used to explore the crowding effects in the folding and catalysis of group II intron

ribozyme. The group II intron ribozyme is a well characterized model system used for

RNA folding and catalysis. It adopts four different conformations: pre-compact

extended intermediate (I1, 0.1 FRET), extended intermediate (I2, 0.21 FRET), folded

intermediate (F, 0.38 FRET) and the most compact state (N, 0.6 FRET) in standard

buffer solutions (80 mM MOPS, pH 7.5, 30 mM Mg2+ and 500 mM KCl). The most

compact state is rare and transiently present. The results show that ribozyme

stochastically jumps between these four FRET states even in the presence of

crowding agents (Figure 36a). Further, the histograms were well fit by four Gaussian

curves (Figure 37a), confirming the existence of these populations. In previous single

molecule studies only three conformations of the ribozyme were reported. Here, a

new on pathway folding intermediate conformation a pre-compact extended

intermediate (I1) have been reported.

The most compact state gradually increases with increasing PEG percentages but

saturates at 0.065 (fraction of the most compact state) at highest PEG (20%) (Figure

37b). This indicates that crowding agents favour the formation of the most compact

state of the ribozyme by accelerating the docking rate constants. Similarly, the

experiments conducted at 100 mM Mg2+ at different PEG percentages show that the

most compact state is more stabilized with increasing PEG. The fraction of the most

compact state in the presence of 20% PEG reaches to 0.12 (Figure 37b), nearly a

twofold increase at 30 mM Mg2+. This result shows that group II intron is more

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compact at 100 mM Mg2+ compared with at 30 mM Mg2+, indicating that Mg2+ play

an important role in folding the ribozyme properly. Thus, increasing the PEG favours

more compaction of the ribozyme with crowding effect. The structural compactness

of the group II intron in the presence of crowding agents is similar with the stability of

the hairpin ribozyme’s docked state in PEG (chapter 3). A similar compaction of the

group I intron was observed in the presence of PEG [27]. Molecular crowding agents

create excluded volume effect in the solution, thus favouring the compact structure of

the group II intron. Then, I ruled out that the stability of the most compact state is due

to specific interaction of PEG with group II intron by using other crowding agents. As

expected, the most compact state is more favourable in the presence of dextran (10

kDa) but not in the presence of ethylene glycol (EG) (Figure 38a, b). Indeed large

macromolecules favour the most compact state of the hairpin ribozyme via excluded

volume effect [218].

Next, the Mg2+ requirement for the group II intron folding in the presence of crowding

agents because group II intron in vitro folds in buffer solutions ( 100 mM Mg2+) that

is far from physiological conditions were studied. To test this, experiments at

different concentrations of Mg2+ in the absence or presence of saturating PEG (10%)

were conducted. The results demonstrate that ribozyme adopts three different

conformations in the absence of PEG with pre-compact extended intermediate (I1)

conformation as a dominant over other populations (Figure 39a). The most compact

active state was not observed in such conditions. This suggests that Mg2+ are

essential for the full compaction of the ribozyme, in line with the crystal structure that

shows that the Mg2+ directly binds to domain V to form the catalytic core. The

fraction of the most compact state gradually increases with increasing concentration

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of Mg2+ before reaching saturation point (Figure 39b). The fraction of the most

compact state increases by four-fold in the presence of crowding agents compared

with diluted solutions. The Mg2+ requirement for folding of the group II intron into the

active state is significantly reduced (KMg in PEG is 25 mM) in the presence of PEG in

comparison with diluted solution (KMg= 42 mM) (Figure 39b). This result is consistent

with reduction in Mg2+ for small ribozyme folding into the compact state and group I

folding [27]. Further this result was supported by splicing assays conducted using

radiolabelled substrate at different concentration of Mg2+ in absence and the

presence of 10% PEG (Figure 39c). The result shows that the group II intron is not

active at all below 30 mM Mg2+ in diluted solutions. The activity increases above 30

mM Mg2+ and saturates at 60 mM Mg2+. The ribozyme is very active even at low

millimolar concentration of Mg2+ in the presence of PEG and saturate its activity

above 40 mM Mg2+. Thus, the Mg2+ affinity towards the RNA increases in crowded

environment compared to diluted solution as the observed KMg in dilute solution (51.4

mM) is higher than in crowded solution (20.2 mM). This result is consistent with the

reduction in M Mg2+ requirement observed in smFRET studies for the group II intron

folding. Similar results were reported for other ribozymes in which catalysis occurs at

lower concentration of Mg2+ in crowded conditions [224,225,230]. The observed rate

constant for catalysis increases with PEG, but above 50 mM Mg2+, it is indeed higher

in dilute solutions. Overall, these results suggest that in the presence of crowding

agents the Mg2+ binding pocket is pre-arranged and hence the formation of the most

compact state is promoted. Therefore, less Mg2+ are required for the folding of the

group II intron in crowding agents. On the other side, the sensitivity of the Mg2+

towards RNA is increased due to the excluded volume effect that favours the most

compact state. At a low concentration of Mg2+ in dilute solution, the ribozyme is not

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folded properly and hence the observed rate constant for catalysis is very slow. In

contrast, in the crowding agents the ribozyme’s active state is more favourable.

Therefore, it promotes faster and rapid catalysis of the substrate. In sufficiently high

concentration of magnesium, the ribozyme folds properly, accelerating the catalysis

even in diluted solution. However, in the presence of crowding agents, RNA

experiences two effects: i) crowding effect tends to stabilize the active state causing

faster catalysis and ii) viscosity reduces diffusion leading to slow catalysis. Yet, the

experiments conducted at low magnesium adding PEG before and after mixing the

RNA solution with the substrate and magnesium do not show any differences in

observed rate constants. This means viscosity does not affect the catalysis of the

ribozyme. Single-molecule FRET studies have shown that the fraction of the most

compact (active) state saturates above 40 mM magnesium in 10% PEG. Further,

addition of magnesium ions do not change the fraction of the most compact state

because the ribozyme is already in a fully folded state [225]. Overall, these results

raise the possibility that not all of the most compact conformations are catalytically

active.

The fraction of dynamic molecules and transition within a molecule increases with

PEG percentages in Mg2+ dependent manner (Figure 40). Magnesium ions

specifically bind to the group II intron at domain V arranging the catalytic core.

Hence, binding of Mg2+ induce conformational change in the group II intron in a

concentration-dependent manner, consistent with previous studies [187]. In the

presence of PEG, the transition between different conformations (FRET states)

increases and the active state becomes more visible even at low magnesium

concentration. Crowding agents tend to compact the ribozyme more effectively at

low concentration, leading more transitions to more compact states. The data also

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reveal that the total number of dynamic molecules at 30 mM and 100 mM

magnesium increases with PEG and saturates above 10% PEG. Again, the increase

in dynamic molecules with PEG is due to the stability of the native state in PEG. The

folding transition energy barriers decrease so that more molecules jump into the

most compact conformation. This result is consistent with increasing ribozyme

activity at lower concentration of magnesium because the fraction of dynamic events

and molecules increases with PEG. Further, the fraction of the dynamic molecules

do not increase with PEG above 10%, indicating that optimal crowding conditions is

required for folding and catalysis.

Next, the stability of the ribozyme-substrate bound complex in the presence of

crowding agents were investigated. Results showed that substrate binding stabilizes

the complex and the stability of the complex increases with increasing PEG

percentages (Figure 41a, b). Previous studies have shown that substrate binding

can increase the stability of the native state by increasing the relative occurrence of

the native state [123,187]. In the presence of PEG, the substrate (17/7 and 17/7dC)

binding sensitivity of the ribozyme increases (Figure 41c, d). The ribozyme’s

substrate binding pocket is pre-arranged in the presence of PEG or once the

substrate is bound, the complex structure is entropically favourable in the presence

of PEG. It is also true that the effective concentration of the substrate increases in

the presence of crowding agents that favours the formation of substrate bound

complex. Experiments conducted at 30 mM Mg2+ do not show any significant

difference in the fraction of the most compact state formed in the presence of

wildtype (17/7) or modified substrate (17/7dC) but at 100 mM Mg2+ the wildtype

substrate increases the stability of the native state. This result is consistent with the

cleavage assays that show the ribozyme is very less active and cleavage rate is very

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slow at 30 mM Mg2+, since the ribozyme molecules do not fold properly. At a high

concentration of magnesium, the ribozyme folded properly and hence preferred

natural substrate compared to the modified substrate (Figure 41e, f). In the presence

of PEG, the affinity of a substrate to ribozyme increases. Interestingly, the crowding

agents rescue the slight modification in the substrate (17/7dC) that can affect the

binding orientation.

The cleavage assays have demonstrated that molecular crowding agents accelerate

the cleavage kinetics effectively at lower concentrations of Mg2+ (Figure 43a, b). The

cleavage kinetics measured with different crowding agents and a different volume

fraction has shown that the ribozyme has a maximum cleavage rate at 10-15% of

crowding agents. This suggests that the formation of the optimum cavity size is

important in order to accelerate the catalysis of the ribozyme. The formation of the

optimal cavity depends upon the size and volume fraction of the crowding agents.

The cleavage kinetics decreases upon increasing percentages of crowding agents

and at higher concentrations of Mg2+ ions (100 mM), suggesting that the ribozyme is

already in a fully compact state and thus the addition of further crowding agents does

not increase the compaction of the ribozyme. In contrast, the solution properties

change upon the addition of crowding agents that disfavour the compact state and

hence reduce the cleavage kinetics. The result is consistent with the acceleration of

cleavage kinetics of ribozyme at physiological salt concentration [225].

6.3 Dbp2, a DEAD-box helicase resolves RNA hairpin structure

To understand the importance of RNA-protein interactions and to explore the

mechanism of how proteins resolve RNA secondary structure, the Dbp2 protein from

Saccharomyces cerevisiae that unwinds double strand RNA (dsRNA) were

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characterised. For this purpose, a FRET pair fluorophores labelled dsRNA containing

hairpin structure (Figure 47a-c) was used.

First, the binding affinity of protein towards RNA in the absence of ATP were

characterised. To this aim, different concentration of protein (Dbp2) was titrated on

pre-formed a stable dsRNA structure under standard buffer conditions. The result

showed that the stable dsRNA structure adopts different FRET states after the

addition of proteins (Figure 48a). In the presence of protein, the RNA jumps into the

different FRET states stochastically because the protein tends to open the RNA

partially or completely and sometimes partial opening followed by complete opening

of the RNA. When RNA is partially opened, the mid FRET states were observed and

low FRET value was observed while RNA completely opened. This process is

reversible, indicating that RNA refolds into the dsRNA once the proteins are removed

from the RNA. Interestingly, the opening and closing events increase with increasing

concentration of proteins and reach a point of saturation (Figure 49a, b). After the

saturation point, further addition of proteins has no effect on the RNA dynamics. An

increase in dynamic events with increasing protein concentration is observed

because faster exchange of protein occurs at higher concentration. Furthermore,

experiments conducted in the presence of non-hydrolysable ATP show similar

dynamic behaviour as in the absence of ATP. This shows that ATP binding is not

necessary for Dbp2 to unwind dsRNA. This result is in agreement with helicases

Mss116 and DbpA that do not require ATP for unwinding of duplex RNA though slow

unwinding kinetics were observed [247, 248, 249]. This suggests that Dbp2 does not

require closure of the two RecA-like domains for binding the dsRNA, a similar

binding mode was observed for CYT-19 in P1 helix [250].

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Next, the kinetics of RNA hairpin opening and closing in the presence of different

concentrations of Dbp2 in the absence of ATP were characterized. Dwell time

distribution of individual molecules at various concentration of Dbp2 (Figure 50a-d)

were measured. The results showed that the opening rate constant increases with

increasing concentration of Dbp2, keeping closing rate constant unchanged (Figure

50d). Increase in Dbp2 concentration leads to faster opening rates whereas the

closing rate is independent of protein concentration because of unimolecular

reaction. Therefore, closing rate remains unaltered with protein concentration.

Next, how the presence of ATP affects the function of Dbp2 was studied. To achieve

this, ATP titration experiments at a fixed concentration (10 nM) of Dbp2 (Figure 51a-

d) were carried out. The data show that in the presence of ATP, the opening and

closing rate increases compared with the absence of ATP. However, increasing the

concentration of ATP does not increase the opening and closing rate (Figure 51d). In

the presence of ATP, the recycling rate of Dbp2 increases, causing faster opening

and closing rates. In the presence of ATP, Dbp2 changes its conformation upon

binding ATP that promotes the release of protein from RNA [251]. This helicase is

different from other helicases which activity increase in ATP dependent manner

[239]. This suggests that ATP hydrolysis is not necessary for Dbp2 activity but

important for Dbp2 recycling. This result is in line with other helicases that do not

require ATP for binding but enhance the recycling of helicase [123,247, 251, 252]. In

addition, experiments in the presence of ATP conducted for Dbp2 mutants (E268Q)

incapable of hydrolysis of ATP have shown similar kinetics of dsRNA opening and

closing as wildtype in the presence of ATP (Table 6). However, the percentage of

dynamics molecules decreases (20%) in comparison with wildtype (45%) in ATPs.

Similarly, in the presence of K163N that cannot bind ATP, the percentage of dynamic

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molecules decreases to 10% (Table 7). These results indicate that ATP binding is

not required for unwinding RNA structure but presence of ATP binding domain is

important. Therefore, the ATP binding domain must have other important roles

during ATP hydrolysis.

It was speculated that not only the number of dynamic molecules increases with

increasing ATP but also the number of high FRET state (0.9), dsRNA decreases,

(Figure 49). At higher Dbp2 concentration, the percentage of dynamic molecules

increases because (Figure 52b) more Dbp2 molecules are accessible for rapid

exchange, leading RNA opening. The decrease in the static high FRET (0.9, dsRNA)

molecules is due to the increase in fraction of dynamic molecules and the increase in

low FRET (0.1) state static molecules, ssRNA. The increase in static low FRET

molecules with increasing Dbp2 concentration was observed because the dsRNA is

completely opened and may not refold as more proteins are bound to single

stranded RNA that slows down the RNA refolding. It may also possible that some

opening and closing events are faster than camera resolution. In the presence of

ATP, the percentage of dynamic molecules that jumps in between open and close

conformations increases by twofold ( Kd = 12 μM) compared with no ATP. Again, the

Dbp2 utilises the energy coming from ATP hydrolysis to drive the dsRNA opening

[239]. Similarly, Dbp2 may re-orient itself to hydrolyse ATP increasing more dynamic

events and finally dissociates once pyrophosphate and ADP release [248, 249]. This

results is consistent with other helicases that increase the fraction of unwound RNA

in the presence of ATP [250, 256].

Then, how Yra1 protein affects the function of Dbp2 in the presence of ATP were

studied. The data show that in the presence of Yra1, the percentage of dynamic

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molecules decreases to 23% in comparison to Dbp2 alone (Table 7). This result is

consistent with bulk studies where Yra1 inhibits the function of Dbp2 by slowing

down the unwinding rate [237,238]. However, significant change in the opening and

closing rate constant was not observed. However, it reduces the activity of the Dbp2

by decreasing the dynamic molecules. It may be possible that interaction of Dbp2

with Yra1 might change the orientation of Dbp2, leading to dissociation of Dbp2 and

thus reduces the number of dynamic molecules.

It is not well understood the transition from close conformation to the open

conformation upon ATP hydrolysis and the mode of helicase binding to RNA. This

study helps to understand how helicases recognize their substrates and the role of

ATP hydrolysis for helicase activity. Based on this study, Dbp2 binds its substrate

without close proximity of two RecA like domains that are essential for ATP binding

and hydrolysis, a similar mechanism that Mss116 can bind dsRNA in the absence of

nucleotide [257]. Conformational change in the Dbp2 upon binding dsRNA is enough

to open the RNA partially or completely. Dbp2 re-orients its conformation upon

binding ATP as two domains come closer, arranging for ATP hydrolysis. The release

of pyrophosphate and ADP again changes the conformation of Dbp2, leading to

dissociation from RNA [250]. This may cause partial or complete opening of RNA

and recycling of Dbp2.

6.4 Future directions

Here, for the first time folding and catalysis of the catalytic RNAs in crowded

environment at single molecule resolution have been reported. From this study, it

has discovered that molecular crowding agents accelerate the folding and catalysis

of the ribozymes by i) stabilizing the folded state, ii) decreasing the energy barriers

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between the folded and the unfolded states iii) increasing the substrate affinity to

ribozymes. All these effects are mostly governed by excluded volume effect, similar

to that observed in protein folding, [74,89]. Before this work, only few studies had

been done to understand the folding and catalysis of RNA in the presence of

crowding agents. Most of these studies had been carried out using ensemble

approach that cannot rule out distinguish the crowding effect on individual molecules.

Prior to this work, a non-catalytic RNA was studied at single molecule level in

crowded environments. It is mostly unknown how crowding agents affect ribozyme

folding and catalysis. This work has successfully characterized the behaviour of

ribozymes (the hairpin and group II intron) in the presence of crowding agents and

has shown that folding and catalysis of the ribozymes can occur at near

physiological conditions. This research has played an important role to bridge the

existing gap between in vitro and in vivo RNA folding. It was quite elusive that RNA

folding and catalysis in vitro occurs far away from physiological conditions.

Therefore, this study successfully addresses the questions that existed for a long

time in the RNA field. Although, the folding and catalysis of the ribozymes in different

crowding agents one at a time have been characterised, the effect might be different

in vivo where all the crowding agents are present together.

To further understand and characterize the ribozyme folding and catalysis in the

presence of crowding agents, following experiments have been proposed.

Understanding how the crowding environments can rescue the mutation on the

nucleotides that disrupt the tertiary interaction essential for ribozymes folding is

important. In particular, the in vitro work has shown that partial or complete

modification of the nucleotides that break the tertiary interactions in the hairpin

ribozyme have reduced the cleavage kinetics significantly [151]. Studying of these

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modifications under crowding conditions can provide the information regarding how

the crowding environment affects these modifications. It has been proposed that S-

turn motif present in the hairpin ribozyme causes population heterogeneity in the

ribozyme folding [43,63]. Therefore, making modification on this S-turn motif under

crowded conditions may provide evidence of specific conformational changes in this

motif.

Similarly, mutational studies of the conserved nucleotides that form the tertiary

interactions required for group II intron folding would help us to understand the

importance of these interactions and how they rescue in the presence of crowding

agents. A similar approach was carried out in Woodson lab where they showed that

molecular crowding, comparable to that in the cell, overcomes the destabilizing

effects of single, double or triple mutations that disrupt specific tertiary interactions in

the Azoarcus group I ribozyme.

This research suggests that crowding agents favour the active state of ribozymes in

which the entropic effect drives the formation of the compact state. However, my

data do not have direct evidence that measure the entropy and enthalpy in the

crowding agents. Therefore, temperature jumps (T-jump) experiments, laser assisted

single-molecule refolding (LASR) can measure the change in entropy and enthalpy

as a function of crowding agents [159,160]. A similar approach was carried out to

measure the entropy and enthalpy of non-catalytic RNAs at different temperature in

the presence of crowding agents [103]. Measurements of entropy and enthalpy

values in different crowding conditions can be useful to support the crowding

hypothesis.

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Similarly, characterization of different structured RNAs and ribozymes will provide

the evidence on the effect of molecular crowding agents in folding and catalysis of

RNAs. The hairpin ribozyme folding has been studied in the presence of natural

crowding agents and in yeast cellular extract that provides evidence for the existence

of crowding effect in cells. It would be more informative if ribozymes were studied in

the presence of natural crowding agents and in cellular or nuclear extracts that mimic

cell environment more closely.

Particularly the group II intron folding and catalysis occurs at lower concentration of

magnesium in protein free environment have been reported. However, it has been

shown previously that presence of Mss166, a DEAD-box helicase can stabilize the

folded state of ribozyme close to physiological concentrations [123]. In the future, if

experiments are conducted in presence of Mss166, it will provide a detailed

mechanism of Mss166 in the stability of group II introns in the presence of crowding

agents.

Eventually, the goal of this research was to characterise ribozyme in vitro and extend

this knowledge to understand the ribozyme folding and catalysis in cells. The in vitro

work suggests the possibilities of efficient ribozyme function in cells. Yet, a direct

experimental evidence in cells is missing and is challenging. The presence of all the

natural crowding agents together in cells adds complexity in data interpretation.

Therefore, one of the ways to directly visualise the RNA folding in cells is using

fluorescence approach but the biggest challenge of this approach is to reduce the

background signal and use of suitable oxygen scavenging system that otherwise

causes rapid photoblinking and photobleaching of fluorophores. Currently, different

approaches are being used to study different cellular processes in live cells [253-

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255]. Therefore, imaging ribozyme folding and catalysis in live cells, may provide an

answer hypothesis based on in vitro studies that closely mimic cellular environments.

In cells, all natural crowding agents co-exist together and can create heterogeneous

distribution of crowding agents. Therefore, conducting ribozymes experiments in the

presence of a mixture of different crowding agents should mimic cellular

environments better [76].

Overall, the combination of existing in vitro data and on-going in vivo studies will

provide further information on ribozyme folding and catalysis that may help to

engineer efficient ribozymes.

Next, a DEAD-box protein, Dbp2 at single molecule level have characterised. The

data help to understand how helicase resolves the RNA structure. Dbp2 binds the

dsRNA without ATP and its hydrolysis is required for the recycling of Dbp2 for

multiple turnover substrates. Yet, it is not known how Yra1 inhibits the function of

Dbp2 in cells. It has shown that Yra1 reduces the activity of the Dbp2.

In the future, further experiments can be carried out using fluorophore labelled Dbp2

molecules that allow direct tracking of Dbp2. These experiments will identify the

number of Dbp2 molecules involved during the process and will measure the kinetic

footprints of Dbp2.

It is not clear how Yra1 and Dbp2 interact. If both labelled proteins were used then

interaction between Dbp2 and Yra1 can be monitored directly in real time. This will

provide an insight into the interactions and the stoichiometry of Dbp2:Yra1.

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Based on the existing data and the experimental data from propose works, it may be

helpful to elucidate the mechanism of Dbp2 function in cells as well as role of Yra1

protein.

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