· Web viewJoint Steering Committee for Revision of AACR. From: Tom Delsey, AACR3 Editor....

5JSC/Editor/Part II

To: Joint Steering Committee for Revision of AACR

From: Tom Delsey, AACR3 Editor

Subject: Editor’s draft of AACR3 Part II – Provision of access points and citations

Related documents:Terms of reference for revising chapter 21 (5JSC/Chair/3)Introductions to AACR (5JSC/Restricted/Chair/2)Rule revision proposals to make the ‘rule of three’ optional (4JSC/ACOC/1/ACOC follow-up)Incorporating FRBR terminology in AACR (4JSC/Chair/76/Chair follow-up)JSC list of tasks (5JSC/Sec/2)Minutes of the April 2004 meeting (4JSC/M/598-627)Minutes of the October 2004 meeting (4JSC/M/628-652)Functions of the catalogue (5JSC/Editor/Part II/Function/Rev)Strawman proposal for the organization of part II (5JSC/Editor/Part II/Outline)Addenda to AACR3 part I (5JSC/Editor/Part I/Addenda)

Attached is a draft of Part II – Provision of access points and citations.

The draft includes the following:IntroductionSection D – General rules

D1 General rules for providing access points and citationsSection E – Special rules for specific types of works

E1 Special rules for musical worksE2 Special rules for art worksE3 Special rules for certain legal worksE4 Special rules for certain religious worksE5 Special rules for certain academic works

Glossary

The chapter designators (D1, E1, E2, etc.) have been used in order to differentiate chapter and rule numbers for the new edition from those used in AACR2. The final form of numbering for chapters and rules will be determined once the complete structure for AACR3 has been finalized.

The base text for the draft of this section was derived from the current version of AACR2, incorporating the 2004 amendments. The number in square brackets at the end of the first paragraph in each rule indicates the AACR2 rule from which the base text was derived. (Source rules incorporating 2004 amendments are indicated as such.) Unless indicated otherwise, the remainder of the base text and examples for that rule were derived from the same rule as the first paragraph.

The glossary contains only terms used in part II, defined in the context of their usage in part II only.

References to rule numbers in part III have been given in the form “(see XX.XX)”.

AACR3 Part II – Editor’s draft (March 2005)

5JSC/Editor/Part II

Editorial queries concerning the appropriateness of an instruction or example are enclosed in square brackets following the rule or example in question.

Changes and additions to the base text are marked with yellow highlighting. (Deletions as such of are not marked). The highlighted revisions encompass the following:

expansion and revision of the introduction to part II (as per 5JSC/Restricted/Chair/2) revisions made to align the rules with the functions of the catalogue as set out in section 3

of the draft Statement of International Cataloguing Principles (as per the proposals made in 5JSC/Editor/Part II/Function/Rev)*

rewording of instructions to focus on primary and secondary access points for works and expressions rather than main and added entries (as per 4JSC/M/641.3)

addition of examples to rules affected by the ‘rule of three’ (as per 4JSC/ACOC/1/ACOC follow-up)

addition of other roles played by persons and bodies associated with a work or expression for which secondary access points might be provided (as per charge in 5JSC/Chair/3)

regrouping and expansion of general rules to facilitate their application to particular cases in the absence of rules dealing specifically with the case in question (as per charge in 5JSC/Chair/3)

recasting of instructions pertaining to name-title added entries in the form of instructions for the provision of analytical citations, citations for related works, and series citations (as per charge in 5JSC/Chair/3)

alignment of the terms used in part II with the concepts and terminology used in FRBR (as per charge in 5JSC/Chair/3, recommendations in 4JSC/Chair/76/Chair follow-up, and decisions on terminology made in the revision of part I)

reconciliation of singular/plural inconsistencies in rule 21.2A2 (as per 5JSC/Sec/2 and 4JSC/M/625.2.1)

reconciliation of the use of the terms “description” and “entry” (as per 5JSC/Sec/2 and 4JSC/M/625.2.2)

substitution of the term “compilation” for the term “collection” (as per 5JSC/Sec/2 and 4JSC/M/625.2.5)

revision of instructions pertaining to designations of function (as per 4JSC/M/644) revision of glossary definitions for terms used in part II (as per 4JSC/M/616) recasting, revision, and expansion of the rules for sound recordings as rules for

performances

In the process of preparing the draft of part II, the definitions of major and minor title changes currently in chapter 21 were relocated to the rule on changes in title proper in part I. A list of addenda to part I, including that change as well as changes in other rules in part I that make reference to rules in part II, has been prepared and is being distributed separately as 5JSC/Editor/Part I/Addenda.

A discussion guide highlighting specific revisions made in preparing the Editor’s draft and issues to be addressed will be distributed prior to the JSC meeting in April.

_____________

* For the purposes of this first draft, the “prominently named” criterion has been retained in instructions on providing secondary access points, as proposed in 5JSC/Editor/Part II/Function/Rev. The preliminary rule on sources for determining access points (D1.0D) makes reference to the meaning of “prominently” as currently defined in rule 0.8 in the general


5JSC/Editor/Part II

introduction. Under that definition a statement qualifies as a prominent statement if it appears in one of the prescribed sources of information for areas 1 and 2 of the description. In the draft of AACR3 Part I distributed for constituency review, the prescribed source of information for both area 1 and area 2 is the chief source of information (A1.0A5). The chief source of information, in turn, is defined as “a prominent source on which data that are to be recorded in the title and statement of responsibility area, the edition area, and the publication, distribution, etc., area of the description are formally presented” (A1.0A2). The rule on choice of chief source of information also sets out a preferred order to be used in choosing between candidate chief sources of information that are equivalent with respect to the completeness of information, including “other internal parts of the resource (including sound sources within the resource)”, and allows for a chief source of information to be collective in nature (e.g., a title page and its verso, the labels on either side of a disc, a sequence of title and/or credit frames). The chief source, however, would still have to qualify as “a prominent source on which data that are to be recorded in the title and statement of responsibility area, the edition area, and the publication, distribution, etc., area of the description are formally presented”.


5JSC/Editor/Part II

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5JSC/Editor/Part II

PART IIPROVISION OF ACCESS POINTS AND CITATIONS


5JSC/Editor/Part II

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5JSC/Editor/Part IIINTRODUCTION

INTRODUCTION

SCOPE

The rules in part II give instructions on providing access points and citations for the works and expressions embodied in the resources on which the bibliographic descriptions formulated following the rules in part I are focused. The rules in part II only prescribe which access points and citations are to be provided. For instructions on the formulation of headings to be used as access points and citation titles and the formulation of references to those headings and citation titles, see part III. [new]

FUNCTION OF ACCESS POINTS AND CITATIONS

Access points and citations serve as means of enabling users searching a catalogue under the name of an author, the title of a work, etc., to locate all the resources in the catalogue that are relevant to the user’s search criteria. The rules in part II are designed specifically to enable users to locate: [new]

a) all resources described in the catalogue that embody a particular work or a particular expression of that work

b) all resources described in the catalogue that embody works and expressions of works associated with a particular person or corporate body

c) a specific resource described in the catalogue that is searched under a title appearing in that resource

d) works and expressions of works that are related to those retrieved in response to the user’s search

The access points covered in part II include:

a) the title proper and variant titles appearing in individual resourcesb) citation titles for works and component parts of works c) headings for persons responsible for the creation of a work (e.g., writers,

composers, artists) d) headings for persons responsible for the realisation of a particular expression

of a work (e.g., editors, translators, arrangers) e) headings for corporate bodies responsible for originating or issuing a work

(e.g., bodies responsible for issuing policies or directives) f) headings for other persons and corporate bodies associated with a work (e.g.,

recipients of correspondence, jurisdictions governed by laws, etc., defendants and plaintiffs, etc. in court proceedings).

AACR3 Part II – Editor’s draft (March 2005) II-1


The citations covered in part II include those for: [new]

a) individual works and expressions and component parts of works and expressions contained in resources embodying compilations and composite works

b) works and expressions of works related to the work or expression embodied in the resource described

c) the series to which the resource embodying the work or expression belongs.

PRIMARY AND SECONDARY ACCESS POINTS AND CITATIONS

The rules in part II differentiate between primary and secondary access points.The primary access point is the heading that is used in citing a work or expression. In

most cases it is the heading for the person or corporate body to which principal responsibility for the work or expression is generally attributed. For works and expressions that are not generally attributed to one person or corporate body, and for works of unknown origin, normally the title is prescribed as the primary access point. A personal or corporate name heading prescribed as the primary access point for a work or expression serves as the first element in the citation for that work or expression, followed by the title. A title prescribed as the primary access point for a work or expression serves alone as the citation for that work or expression. [new]

Headings prescribed as secondary access points provide additional access under the names of persons or corporate bodies other than the one to which principal responsibility for the work or expression is generally attributed and under variant titles for a work or expression.

MAIN AND ADDED ENTRIES

Traditionally, library catalogues have differentiated between the main entry and added entries. The main entry presents the description for a resource under the heading prescribed as the primary access point for the work or expression embodied in that resource. The main entry may also include tracings for the headings used as secondary access points for the work or expression embodied in the resource. In a catalogue that lists only one entry for each resource, the entry listed is the entry prescribed by the rules as the main entry. In a catalogue that lists both main and added entries, the added entries may present the description for a resource with a secondary access point superimposed on the main entry (i.e., the heading used as a secondary access point is placed above the heading prescribed as the heading for the main entry), or the added entries may simply present the description under a secondary access point, omitting the main entry heading. [new]

The rules in part II do not use the terms main and added entry. However, the differentiation that is made between primary and secondary access points is effectively the same as that made traditionally between main and added entry headings. If a library chooses to structure its catalogue according to the traditional distinctions made between main and added entries, it can maintain that distinction simply by applying the



instructions for providing primary and secondary access points as though they referred to main entry and added entry headings respectively.

SOURCES OF INFORMATION

The access points and citations covered in part II pertain to works and expressions of works as abstract entities, not to the specific manifestations of those works that are the focus of the description. In general, the access points for a work or expression apply not only to the work or expression as embodied in the original manifestation in which it is embodied, but also to the embodiment of that work in any reprint, reissue, etc. The rules in part II, therefore, make provision for determining the applicable access points for a work or expression not solely on the basis of information appearing in the resource being catalogued, but, when appropriate, on information taken from other manifestations embodying the work or expression or from reference sources as well (see D1.0D). However, in the case of changes between editions of collaborative works (see D1.3E), composite works (see D1.9), and revisions, enlargements, updates, etc. (see D1.11), the information appearing in the particular resource being catalogued takes precedence in determining the applicable access points. [new]

ORGANIZATION OF THE RULES

The rules for providing access points and citations are divided into a chapter covering general rules (chapter D1) and chapters covering special rules applicable to specific types of work (chapters E1-E5). [new]

The general rules in chapter D1 are organized according to five broad categories of works and expressions: original works, composite works, modifications of previously existing works, other related works, and performances. Within each of those categories, the rules are arranged according to the major criteria affecting the choice of access points for works within that category. For example, the rules pertaining to original works are subdivided into those that apply to individual works and component parts of works and those that apply to compilations, and within each of those subdivisions the rules are arranged according to the attribution of responsibility for the content of the work. At the end of chapter D1 there are rules of general applicability to secondary access points and citations.

Chapters E1-E5 each cover special rules for a specific type of work: musical works, art works, legal works, religious works, and academic works. The rules within each of those chapters are arranged according to specific categories of works falling within the scope of the chapter. For example, the rules for legal works are arranged according to six categories: laws, etc.; administrative regulations, etc.; constitutions, charters, etc.; court rules; treaties, intergovernmental agreements, etc.; and court decisions, cases, etc. Where applicable, the categories used to organize the special rules for a specific type of work parallel the broader categories used to organize the general rules in chapter D1. For example, the special rules for musical works in chapter E1 are organized under categories for collaborations, musical modifications of previously existing works, and other relationships to musical works. However, because the parallels between special rules and



general rules are limited, and the categories used in chapters E1-E5 do not always correspond directly to the broader categories used in chapter D1, no attempt has been made to impose a uniform numbering scheme as in part I. The special rules within each chapter are simply numbered sequentially.

APPLYING GENERAL AND SPECIAL RULES

Each of the rules in chapter D1 is formulated so as to be generally applicable to works and expressions exhibiting the characteristics covered by that rule. Each rule contains a specific statement of its applicability and general instructions on the provision of primary and secondary access points for the category or subcategory of work or expression covered. Where applicable, the general rule is followed by specific instructions addressing particular characteristics that may be exhibited by the work or expression or by the resource in which it is embodied. As the instructions in each rule deal only with the specific situation to which the rule applies, it may be necessary for the cataloguer to consult other rules (including those on secondary access points and citations at the end of the chapter) that may also be applicable to the work or expression being catalogued. [new]

If a general rule is not to be applied to one or more of the specific types of work covered in chapters E1-E5, the statement of application for the general rule is followed by a reference to the applicable special rule(s). The instructions in a special rule take normally precedence over the general rule. In certain instances, however, the special rule will instruct the cataloguer to follow the general rule, at least in part, but will provide supplementary instructions applicable to the specific type of work covered.

LEVELS OF ACCESS

Rule D1.0G contains a specification of three levels of access. Consider each of these levels as a minimum. When appropriate, provide additional secondary access points and citations. The three levels of access allow libraries flexibility in their cataloguing policy Use the three levels of access: [0.29]

either a) by choosing a level of access for all resources catalogued in the library

or b) by drawing up guidelines for the use of all three levels in one catalogue depending on the type of work or expression to which access is being provided.

EXAMPLES

As with the examples in part I, those in part II are illustrative and not prescriptive. Moreover, they illustrate only the solutions to the problems dealt with in the rule to which they are appended. Other secondary access points and citations may be necessary in the actual instances cited. [20.4]

When an example prescribes the title as a primary or secondary access point, interpret title as meaning title proper or citation title (see chapter XX) as appropriate in the particular case.



The elements of bibliographic description included in the examples in this part are set out according to the provisions of part I. These never constitute a complete description. The elements shown are only those that bear on the choice of the access point(s).



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5JSC/Editor/Part II

SECTION DGENERAL RULES

D1 General Rules for Providing Access Points and Citations


5JSC/Editor/Part II

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5JSC/Editor/Part IIGENERAL RULES FOR ACCESS POINTS AND CITATIONS

CHAPTER

D1General Rules for Providing Access Points

and Citations

ContentsD1.0 PRELIMINARY RULES

D1.0A ScopeD1.0B Primary and secondary access pointsD1.0C CitationsD1.0D Sources for determining access pointsD1.0E Changes of persons or bodies responsible for a workD1.0E1 MonographsD1.0E2 SerialsD1.0E3 Integrating resourcesD1.0F Changes in titles properD1.0F1 Multipart monographsD1.0F2 SerialsD1.0F3 Integrating resourcesD1.0G Levels of accessD1.0G1 First level of accessD1.0G2 Second level of accessD1.0G3 Third level of accessD1.0H Designations of functionD1.0J Form of examples

Original Works

Individual Works and Component Parts of Works

D1.1 WORKS FOR WHICH A SINGLE PERSON IS RESPONSIBLED1.1A ApplicationD1.1B General ruleD1.1C Works for which responsibility is unquestionedD1.1D Works erroneously or fictitiously attributed to a personD1.1E Works of uncertain authorshipD1.1F Works by heads of state, other high government officials, popes, and other

high ecclesiastical officialsD1.1F1 ApplicationD1.1F2 Official communications

AACR3 Part II – Editor’s draft (March 2005) D1-1


D1.1F3 Other works

D1.2 WORKS EMANATING FROM A SINGLE CORPORATE BODYD1.2A Definition D1.2B ApplicationD1.2C General ruleD1.2D Works known to emanate from a single corporate bodyD1.2E Works erroneously or fictitiously attributed to a corporate bodyD1.2F Works of uncertain emanation

D1.3 WORKS RESULTING FROM COLLABORATION BETWEEN TWO OR MORE PERSONS OR CORPORATE BODIESD1.3A ApplicationD1.3B General ruleD1.3C Principal responsibility indicatedD1.3D Principal responsibility not indicatedD1.3E Changes between editions of the workD1.3F Shared pseudonymsD1.3G Reports of interviews or exchangesD1.3H Spirit communications conveyed through a medium, etc.

D1.4 WORKS OF UNKNOWN ORIGIND1.4A ApplicationD1.4B General ruleD1.4C Works of unknown authorship or emanationD1.4D Works emanating from unnamed groupsD1.4E Persons and corporate bodies identified only by a characterizing word, phrase,

device, etc.

Compilations

D1.5 COMPILATIONS OF WORKS BY A SINGLE PERSON OR CORPORATE BODYD1.5A ApplicationD1.5B General ruleD1.5C Compilations of works by a single personD1.5C5 Official communicationsD1.5D Compilations of works emanating from a single corporate body

D1.6 COMPILATIONS OF WORKS RESULTING FROM COLLABORATION BETWEEN THE SAME PERSONS OR CORPORATE BODIESD1.6A ApplicationD1.6B General rule

D1.7 COMPILATIONS OF INDEPENDENT WORKS BY DIFFERENT PERSONS OR BODIESD1.7A ApplicationD1.7B General ruleD1.7C With collective titleD1.7D Without collective titleD1.7E Compilations of official communications

D1.8 COMPILATIONS OF WORKS OF UNKNOWN ORIGIND1.8A ApplicationD1.8B General rule



Composite WorksD1.9 WORKS WITH ACCOMPANYING ILLUSTRATIONS, COMMENTARY,

CRITICISM, BIOGRAPHICAL MATTER, ETC.D1.9A ApplicationD1.9B General ruleD1.9C Edition of the previously existing work emphasizedD1.9D Commentary, etc., emphasizedD1.9E Chief source of information ambiguous

Modifications of Previously Existing WorksD1.10 MODIFICATIONS THAT SUBSTANTIALLY CHANGE THE NATURE AND

CONTENT OF THE PREVIOUSLY EXISTING WORKD1.10A ApplicationD1.10B General ruleD1.10C Single person or corporate body responsible for the modificationD1.10D Two or more persons or bodies responsible for the modification

D1.11 REVISIONS, ENLARGEMENTS, UPDATES, ETC.D1.11A ApplicationD1.11B General ruleD1.11C Originator considered responsibleD1.11D Originator no longer considered responsible

D1.12 ABRIDGEMENTS

D1.13 TRANSLATIONS

D1.14 OTHER MODIFICATIONS OF PREVIOUSLY EXISTING WORKS

Other Related WorksD1.15 OTHER RELATED WORKS

D1.15A ApplicationD1.15B General rule

PerformancesD1.16. PERFORMANCES OF PREVIOUSLY EXISTING WORKS

D1.16A ApplicationD1.16B General ruleD1.16C Performances of a single workD1.16D Performances of two or more works by the same person or bodyD1.16E Performances of two or more works resulting from collaboration between the

same persons or bodiesD1.16F Performances of two or more works by different persons or bodiesD1.16F1 With collective titleD1.16F2 Without collective titleD1.16G Performances of works of unknown origin



D1.17. EXTEMPORANEOUS PERFORMANCESD1.17A ApplicationD1.17B General ruleD1.17C Extemporaneous performances by a single person or corporate bodyD1.17D Extemporaneous performances by two or more principal performers

Secondary Access PointsD1.18 GENERAL RULE

D1.19 SPECIFIC RULESD1.19A Two or more persons or bodies involvedD1.19B CollaboratorsD1.19C WritersD1.19D Editors and compilersD1.19E TranslatorsD1.19F IllustratorsD1.19G Corporate bodiesD1.19H Other related persons or bodiesD1.19J Other relationshipsD1.19K Title properD1.19L Variant title

CitationsD1.20 GENERAL RULE

D1.21 SPECIFIC RULESD1.21A Analytical citationsD1.21B Citations for related worksD1.21C Series citations

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D1.0. PRELIMINARY RULES

D1.0A. Scope

D1.0A1. The rules in this chapter are general rules for providing access points (headings) for works and expressions embodied in the resources described in bibliographic descriptions (see part I). The rules give instructions on the choice of one of these access points as the primary access point, the others being secondary access points. The rules also give instructions on the provision of citations for works and component parts of works contained in compilations and for works that are related to the work embodied in the resource described. In general, each rule only gives



instructions on those access points and citations that are explicitly covered by the rule. Certain general provisions (e.g., access points for titles) are dealt with in the rules on secondary access points (see D1.18-D1.19) and in the rules on citations (see D1.20 and D1.21). [21.0A1]

For special instructions pertaining to specific types of works, see chapters E1-E5.

D1.0B. Primary and secondary access points

D1.0B1. A heading prescribed as the primary access point for a work or expression provides access for users searching under the name of the person or corporate body to which principal responsibility for the work or expression is generally attributed. For a work or expression that users are more likely to search under title (e.g., a work of unknown origin), the designation of the title as the primary access point provides that access. [new]

The primary access point also serves a number of formal functions in the design of the catalogue:

a) the personal or corporate name heading prescribed as the primary access point for a work or expression functions as the heading for the standard citation (see D1.20) for that work or expression

b) a title (i.e., title proper or citation title, as appropriate) prescribed as the primary access point for a work or expression functions as the standard citation (see D1.20) for that work or expression

c) the personal or corporate name heading or a title prescribed as the primary access point for the work or expression embodied in a resource functions as the element under which the main entry description of that resource is to be listed in a catalogue that differentiates between main and added entries (see XX.XX)

d) the heading or title prescribed as the primary access point for the work or expression embodied in a resource functions as the first (and in some cases only) access point for a work or expression for which a minimal level of access is provided (see D1.0G1).

A heading prescribed as a secondary access point for a work or expression serves to provide additional access for users searching under the name of a person or corporate body other than the one to which principal responsibility for the work or expression is generally attributed (e.g., a translator or editor). Secondary access points also provide access for users searching under variant titles for a work or expression.

D1.0C. Citations

D1.0C1. Citations provide users with access to: [new]

a) works, expressions, and component parts of works or expressions contained in the compilation or composite work being catalogued (see D1.21A)



b) works and expressions related to the work or expression being catalogued (see D1.21B)

c) the series to which the resource being catalogued belongs (see D1.21C).

A citation may be provided either in the form of a name-title or title access point (see D1.20) or in the form of a structured note (see A1.7A4, A1.7B9 and A1.7B21) that is indexed and/or linked to a record for the work, expression, component part, or series cited.

D1.0D. Sources for determining access points

D1.0D1. Determine the access points for the work or expression embodied in the resource being catalogued from the chief source of information (see A1.0A) for the resource. Take other statements prominently stated in the resource into account (see XX.XX). Use information appearing only in the content of a resource (e.g., the text of a book; the sound content of an audio recording) or appearing outside the resource only when the statements appearing in the chief source of information are ambiguous or insufficient. [21.0B1]

D1.0E. Changes of persons or bodies responsible for a work

D1.0E1. Monographs. If a change in responsibility occurs between the parts of a multipart monograph, use the heading(s) appropriate to the first or earliest part as the primary and secondary access points. Use the heading(s) for any other person(s) or body (bodies) responsible for a later part(s) as secondary access point(s). [21.3A2, 2004 amendments]

If a monographic work or expression is modified by a person or corporate body other than the person or body responsible for the original, follow the instructions in D1.10-D1.14. [21.3A1]

D1.0E2. Serials. If a change in responsibility occurs between the parts or issues of a serial, and any one of the following conditions arises, create a new description and choose access points appropriate to that description: [21.3B1a]

i) the heading for a corporate body prescribed as the primary access point for the serial changes

or ii) a personal or corporate heading is prescribed as the primary access point for the serial and the person or body named in that heading is no longer responsible for the serial

or iii) the primary access point for the serial is a citation title (see chapter XX) with a corporate heading as a qualifier and the corporate heading changes or the body named in that heading is no longer responsible for the serial.

D1.0E3. Integrating resources. If any of the conditions listed in D1.0E2 arises, do not create a new description. Instead, change the primary access point to reflect any change in the person or corporate body responsible or any change in the corporate



heading or citation title used as the primary access point. Give the earlier name or form of name in a note if considered to be important (see A3.7B8.2). [21.3B1b]

D1.0F. Changes in titles proper

D1.0F1. Multipart monographs. If a change occurs in the title proper of a multipart monograph between parts, give/retain the title proper of the first or earliest part as the title proper of the whole monograph. In general, give the later title proper in a note (see A2.7B5.1b) and provide a secondary access point for the title(s) proper of the later part(s) if considered important for access (see D1.19K). [21.2A1, 2004 amendments]

D1.0F2. Serials. If a major change occurs in the title proper of a serial (see A2.1B12.1), create a new description and choose access points appropriate to that description. [21.2C1, 2004 amendments]

If a change occurs that is not considered to constitute a major change in the title proper, provide a secondary access point for the new title if considered important for access (see D1.19K). [21.2C2, 2004 amendments]

In case of doubt, consider the change to be a minor change. [21.2C2, 2004 amendments]

D1.0F3. Integrating resources. If a change occurs in the title proper of an integrating resource, do not create a new description. Instead, replace the title proper with the new title and change the description to reflect the latest iteration (see A3.1B12). In general, give the earlier title proper in a note (see A3.7B5.1) and provide a secondary access point for it if considered important for access (see D1.19K). [21.2B1, 2004 amendments]

D1.0G. Levels of access

The access points and citations provided for in the rules in this chapter and subsequent chapters in part II constitute a maximum level of access. This rule sets out three recommended levels of access each containing those access points and citations that should be given as a minimum by libraries and other cataloguing agencies choosing that level of access. Base the choice of a level of access on the purpose of the catalogue or catalogues for which the access points are provided. For all resources catalogued at a chosen level, include all the access points and citations applicable to the work or expression embodied in the resource being catalogued that are recommended for that level. [new]

D1.0G1. First level of access. For the first level of access, provide at least the following access points and citations, as applicable to the resource being catalogued: [new]

a) the primary access pointb) the following secondary access points, as applicable



i) a secondary access point for the title proper, if the primary access point is a personal or corporate name heading or a citation title (see D1.19K)

ii) secondary access points for variant titles appearing in the resource being catalogued if considered important for access (see D1.19L)

iii) a secondary access point for a person or body to which responsibility for the work or expression in the resource being catalogued has been erroneously or fictitiously attributed (see D1.1D and D1.2E)

iv) secondary access points for the second and third persons or bodies named as collaborators in a work or expression for which the heading for the person or body attributed with principal responsibility or the first named person or body attributed with principal responsibility is prescribed as the primary access point (see D1.3C1, D1.3C2, D1.10D, D1.11D2, and D1.19B)

v) secondary access points for the second and third persons or bodies named as collaborators in a work or expression for which principal responsibility is not indicated and the heading for the first named collaborator is prescribed as the primary access point (see D1.3D1, D1.10D, D1.11D2, and D1.19B)

vi) secondary access points for the first three persons or bodies named as collaborators (or the first three collaborators attributed with principal responsibility) in a work or expression for which the title is prescribed as the primary access point (see D1.3C3, D1.3D2, D1.10D, D1.11D2, and D1.19B)

vii) secondary access points for the first three prominently named editors or compilers of a collaborative work or a compilation (see D1.3C3, D1.3D2, D1.7B, D1.7C, D1.7D1, D1.7E1, D1.7E2, D1.19D, E1.2F1, E3.6A1, and E3.6A2)

viii) secondary access points for the first three prominently named illustrators, commentators, etc. responsible for the added material in a composite work (see D1.9B, D1.9C, D1.9E, D1.19F, and E2.1C1)

ix) secondary access points for the first three prominently named persons responsible for the revision of a previously existing work for which the original author is still considered to have principal responsibility (see D1.11B and D1.11C)

x) secondary access points for the second and third prominently named persons responsible for the revision of a previously existing work for which the heading for the principal or first named reviser is prescribed as the primary access point (see D1.11D2)

xi) secondary access points for the first three prominently named persons responsible for the translation, transcription, arrangement, abridgement, etc. of a work (see D1.12, D1.13, D1.14, D1.19E, E1.2C2, E1.2D1, E1.2E1, E1.2E2, and E1.2F1)

xii) secondary access points for the first three principal performers in a recorded performance of a previously existing work (see D1.16)

xiii) secondary access points for the second and third principal performers in a recorded extemporaneous performance (see D1.17D)



c) the following citations, as applicable

i) analytical citations for the works or component parts of works in a compilation containing no more than three works by different persons or corporate bodies (see D1.7B, D1.7C, D1.7D1, D1.9B, D1.9C, D1.16F1, D1.16F2, and D1.21A)

ii) related work citations for works that are or have predecessors, successors, supplements, concordances, cadenzas, etc. (see D1.10B, D1.10C, D1.11B, D1.11D1, D1.15B, D1.21B, E1.1B1, E1.1C1, E1.2B2, E1.3A2, E2.2A, E3.2A1, E3.2A2, E3.2B1, and E3.5E2)

iii) series citations for works that are part of a series (see D1.21C).

D1.0G2. Second level of access. For the second level of access, provide the access points and citations prescribed for the first level of access plus any additional access points prescribed in the access policy established by the library or cataloguing agency and/or any additional access points or citations that the cataloguer deems appropriate for the resource being catalogued. [new]

D1.0G3. Third level of access. For the third level of access, include all the access points and citations prescribed in the rules in this and subsequent chapters in part II that are applicable to the work or expression embodied in the resource being described. [1.0D3]

D1.0H. Designations of function

D1.0H1. Optionally, add a designation(s) of function to an access point for a person or corporate body to show explicitly the relationship(s) between the person or body and the work, expression, component part, or compilation embodied in the resource being catalogued. If more than one designation applies, precede the second and any subsequent designations by a comma. [21.0D1]

Use standard lists appropriate to the material being catalogued as the source for designations other than those specified in particular rules.

D1.0J. Form of examples

D1.0J1. The access points and citations to be provided are indicated without showing their forms. Determine the forms of these access points and citations as instructed in chapters XX–XX. When an example is followed by Primary (or Secondary) access point is title, use the title proper or, when appropriate, the citation title (see chapter XX). [21.0C1]

Secondary access points for titles are indicated only when the rule involves consideration of the title as a possible primary access point. See D1.19K-D1.19L for general rules on providing secondary access points for titles.

Original WorksAACR3 Part II – Editor’s draft (March 2005) D1-9


Individual Works and Component Parts of Works

D1.1. WORKS FOR WHICH A SINGLE PERSON IS REPONSIBLE

D1.1A. Application

D1.1A1. Apply this rule to: [new]

a) individual works and component parts of individual works by a single person for which responsibility is unquestioned

b) individual works and component parts of individual works erroneously or fictitiously attributed to a person

c) individual works and component parts of individual works of uncertain authorship

d) individual works and component parts of individual works by heads of state, other high government officials, popes, and other high ecclesiastical officials.

For performances of an individual work or component parts of an individual work for which a single person is responsible, see also D1.16C and D1.17C.

For individual works and component parts of individual works of unknown personal authorship, see D1.4C.

For individual works and component parts of individual works whose author is identified only by a characterizing word, phrase, device, etc., see D1.4E.

D1.1B. General rule

D1.1B1. If the work or component part is one for which a single person is known to be responsible, use the heading for that person as the primary access point (see D1.1C). [new]

If responsibility for the work or component part has been erroneously or fictitiously attributed, use the heading for the actual person responsible, if known, as the primary access point (see D1.1D). If responsibility for the work or component part is uncertain, use the heading for the person that reference sources identify as the probable author (see D1.1E1) as the primary access point, or the title if the work or component part has been attributed to one or more persons and there is uncertainty as to the probable author (see D1.1E2).

Use the headings for other persons to whom responsibility for the work or component part has been attributed as secondary access points (see D1.1D and D1.1E).

For works and component parts of works by heads of state, other high government officials, popes, and other high ecclesiastical officials follow the instructions in D1.1F.

D1.1C. Works for which responsibility is unquestioned



D1.1C1. If a single person is known to be responsible for the work or component part, use the heading for that person (whether named in the resource being catalogued or not) as the primary access point. [21.4A1]

The sun also rises / by Ernest HemingwayPrimary access point is the heading for Hemingway

The doom fulfilled / Sir Edward Burne-JonesPrimary access point is the heading for Burne-Jones

I.F. Stone’s newsletterPrimary access point is the heading for Stone

De bello Germanico ... / written in 1918 by the Author of Undertones of warPrimary access point is the heading for the author of Undertones of war, known to be

Edmund Blunden

Symphony no. 4, E minor, for orchestra, op. 98 / by Johannes BrahmsPrimary access point is the heading for Brahms

The ecological crisis / Richard Felger(A filmstrip)

Primary access point is the heading for Felger

Diagnosis and management of abdominal emergencies / LeRoy H. Stahlgren

(A set of slides)Primary access point is the heading for Stahlgren

A short title catalogue of French books, 1601-1700, in the Library of the British Museum / by V.F. Goldsmith. – Folkestone : Dawsons

(A catalogue not emanating from the library)Primary access point is the heading for Goldsmith

Fifty years of modern art, 1916-1966 / Edward B. Henning. – [Cleveland] : Cleveland Museum of Art

(A catalogue of a loan exhibition held at the museum)Primary access point is the heading for Henning

The Tate Gallery / John Rothenstein. – New York : Abrams(A description of works from the gallery’s collections)

Primary access point is the heading for Rothenstein

A tale of a tub : written for the universal improvement of mankind

(Published anonymously; known to be by Jonathan Swift)Primary access point is the heading for Swift

D1.1D. Works erroneously or fictitiously attributed to a person



D1.1D1. If responsibility for the work or component part is known to be erroneously or fictitiously attributed to a person, use the heading for the actual person responsible as the primary access point. If the actual person responsible is unknown, use the title as the primary access point (see D1.4C). Use the heading for the person to whom responsibility is attributed as a secondary access point, unless he or she is not a real person. [21.4C1]

The autobiography of Alice B. Toklas(The life of Gertrude Stein written by herself as though it were an autobiography of her secretary, Alice B. Toklas)

Primary access point is the heading for SteinSecondary access point is the heading for Toklas

The hums of Pooh / by Winnie the Pooh(Written by A.A. Milne)

Primary access point is the heading for Milne

The adventure of the peerless peer / by John H. Watson ; edited by Philip José Farmer

(Written by Farmer as if by the fictitious Dr. Watson)Primary access point is the heading for Farmer

D1.1E. Works of uncertain authorship

D1.1E1. If reference sources indicate that a person is the probable author of the work or component part, use the heading for that person as the primary access point. Use the headings for other persons or bodies to which the work or component part has been attributed and the title as secondary access points. [21.5B]

A true character of Mr. Pope(Author uncertain; generally attributed to John Dennis)

Primary access point is the heading for DennisSecondary access point is the title

Portrait of Andrew Jackson(A daguerreotype once attributed to Mathew Brady but generally thought to be by Edward Anthony)

Primary access point is the heading for AnthonySecondary access point is the heading for BradySecondary access point is the title

D1.1E2. If the work or component part has been attributed to one or more persons, either in manifestations embodying the work or component part or in reference sources, but there is uncertainty as to the probable author, use the title as the primary access point (see D1.4C). Use the headings for persons to whom the work or component part has been attributed as secondary access points. [21.5A]

The law scrutiny, or, Attornies’ guide(Variously attributed to Andrew Carmichael and William Norcott)

Primary access point is the titleSecondary access points are the headings for Carmichael and Norcott



La capucinière, ou, Le bijou enlevé à la course : poème(Possibly by Pierre-François Tissot; erroneously attributed to Pierre-Jean-Baptiste Nougaret)

Primary access point is the titleSecondary access points are the headings for Tissot and Nougaret

D1.1F. Works by heads of state, other high government officials, popes, and other high ecclesiastical officials

D1.1F1. Application. Apply this rule to: [21.4D1]

a) an official communication or component part thereof from a head of state, head of government, or head of an international body (e.g., a message to a legislature, a proclamation, an executive order other than one covered by E3.1)

b) an official communication or component part thereof from a pope, patriarch, bishop, etc. (e.g., an order, decree, pastoral letter, bull, encyclical, constitution, or an official message to a council, synod, etc.)

c) other individual works or component parts thereof by a person holding one of the offices listed in a) or b) above.

For compilations of official communications by one person, see D1.5C5.

D1.1F2. Official communications. If the work or component part falls into one of the categories listed in D1.1F1 a) or b), use the corporate heading for the official (see XX.XX and XX.XX) as the primary access point. Use the personal heading for the person as a secondary access point. [21.4D1]

A proclamation of Queen Anne for settling and ascertaining the current rates for foreign coins in AmericaPrimary access point is the corporate heading for Anne as sovereignSecondary access point is the personal heading for Anne

New York City at war : emergency services : report / by F.H. La Guardia, mayorPrimary access point is the corporate heading for La Guardia as mayorSecondary access point is the personal heading for La Guardia

Fulgens Corona : on the Marian Year and the dogma of the Immaculate Conception : encyclical letter of His Holiness, Pope Pius XIIPrimary access point is the corporate heading for Pius XII as PopeSecondary access point is the personal heading for Pius XII

Carta pastoral sobre cursilhos de Cristandade / Antônio de Castro Mayer, bispo de CamposPrimary access point is the corporate heading for Mayer as BishopSecondary access point is the personal heading for Mayer



Our vocation as children of Saint Francis : being the encyclical letter Divina Providentia of the Most Rev. Fr. General Pacific M. Perantoni, O.F.M.Primary access point is the corporate heading for Perantoni as Minister General of the

orderSecondary access point is the personal heading for Perantoni

For a communication or component part thereof that merely accompanies and transmits a document, use the heading for the document that it accompanies as the primary access point. Use the corporate heading for the transmitting official as a secondary access point.

Explosives Regulation Act : message from the President of the United States, transmitting to the Vice President a letter from the Secretary of the Interior, recommending an amendment to the Explosives Regulation Act

(Message of President Wilson)Primary access point is the heading for the Interior DepartmentSecondary access point is the corporate heading for Wilson as president

D1.1F3. Other works. For all other works or component parts of works of such a person, use the personal heading as the primary access point. Make an explanatory reference from the corporate heading to the personal heading (see XX.XX). [21.4D2] [delete instructions on explanatory references?]

Address of President Roosevelt to the Deep Waterway Convention at Memphis, Tennessee, October 4, 1907Primary access point is the personal heading for Roosevelt

The second inaugural address of Abraham LincolnPrimary access point is the personal heading for Lincoln

Non-citizen Americans in the war emergency / by Fiorello H. La Guardia, mayor

(A radio address)Primary access point is the personal heading for La Guardia

Science and the existence of God ; and, Science and philosophy : two addresses / Pope Pius XIIPrimary access point is the personal heading for Pius XII

D1.2. WORKS EMANATING FROM A SINGLE CORPORATE BODY

D1.2A. Definition

D1.2A1. A corporate body is an organization or a group of persons that is identified by a particular name and that acts, or may act, as an entity. Consider a corporate body to have a name if the words referring to it are a specific appellation rather than a general description. Consider a body to have a name if, in a script and language using capital letters for proper names, the initial letters of the words referring to it are consistently capitalized, and/or if, in a language using articles, the words are always



associated with a definite article. Typical examples of corporate bodies are associations, institutions, business firms, nonprofit enterprises, governments, government agencies, projects and programmes, religious bodies, local church groups identified by the name of the church, and conferences.1 [21.1B1]

Some corporate bodies are subordinate to other bodies (e.g., the Peabody Museum of Natural History is subordinate to Yale University; the Annual General Meeting is subordinate to the Canadian Library Association).

Consider ad hoc events (such as athletic contests, exhibitions, expeditions, fairs, and festivals) and vessels (e.g., ships and spacecraft) to be corporate bodies.

D1.2B. Application

D1.2B1. Apply this rule to individual works or component parts of individual works falling into one or more of the categories listed in D1.2C1 that are: [new]

a) known to emanate from a single corporate bodyb) erroneously or fictitiously attributed to a corporate bodyc) of uncertain emanation.

For performances of an individual work or component parts of an individual work emanating from a single corporate body, see also D1.16C and D1.17C.

For individual works and component parts of individual works falling into one or more of the categories listed in D1.2C1 that emanate from an unknown body, see D1.4C.

For individual works and component parts of individual works emanating from an unnamed group, see D1.4D.

For individual works and component parts of individual works falling into one or more of the categories listed in D1.2C1 that emanate from a corporate body identified only by a characterizing word, phrase, device, etc., see D1.4E.

For special instructions pertaining to certain legal works, see chapter E3.For special instructions pertaining to certain religious works, see chapter E4.

D1.2C. General rule

D1.2C1. If the work or component part falls into one or more of the following categories and is known to emanate2 from a single corporate body, use the heading for that body as the primary access point (see D1.2D): [21.1B2]

a) works or component parts of works of an administrative nature dealing with the corporate body itself

or its internal policies, procedures, finances, and/or operations

11. Conferences are meetings of individuals or representatives of various bodies for the purpose of discussing and/or acting on topics of common interest, or meetings of representatives of a corporate body that constitute its legislative or governing body.

22. Consider a work to emanate from a corporate body if it is issued by that body or has been caused to be issued by that body or if it originated with that body.AACR3 Part II – Editor’s draft (March 2005) D1-15


or its officers, staff, and/or membership (e.g., directories)or its resources (e.g., catalogues, inventories)

b) works or component parts of works that record the collective thought of the body (e.g., reports of commissions, committees, etc.; official statements of position on external policies)

c) works or component parts of works that report the collective activity of a conference (e.g., proceedings, collected papers), of an expedition (e.g., results of exploration, investigation), or of an event (e.g., an exhibition, fair, festival) falling within the definition of a corporate body (see D1.2A), provided that the conference, expedition, or event is named in manifestations embodying the work or component part

d) works or component parts of works that result from the collective activity of a performing group as a whole where the responsibility of the group goes beyond that of mere performance, execution, etc. (see also D1.17).

e) cartographic works or component parts thereof emanating from a corporate body other than a body that is merely responsible for their publication or distribution.

If the work or component part falls into one or more of the categories listed above and its emanation has been erroneously or fictitiously attributed, use the heading for the actual body from which it emanates, if known, as the primary access point (see D1.2E). If the emanation of the work or component part is uncertain, use the heading for the body that reference sources identify as the body from which it probably emanates as the primary access point (see D1.2F1). If the work or component part has been attributed to one or more bodies and there is uncertainty as to its probable emanation, use the title as the primary access point (see D1.2F2).

Use the headings for other bodies to which emanation of the work or component part has been attributed as secondary access points (see D1.2E, D1.2F1, and D1.2F2).

For special rules pertaining to liturgical music, see E1.4A.For special rules pertaining to certain legal works (laws, decrees, regulations,

constitutions, treaties, etc., legislative hearings, court rules and court decisions), see chapter E3.

For special rules pertaining to certain religious works (sacred scriptures, theological creeds, confessions of faith, etc., and liturgical works), see chapter E4.

D1.2C2. In case of doubt about whether the work or component part falls into one or more of the categories listed in D1.2C1, disregard the role played by the corporate body and treat it as a work or component part for which a single person is responsible (see D1.1), as a work or component part resulting from the collaboration of two or more persons or bodies (see D1.3), or as a work or component part of unknown origin (see D1.4), as appropriate. [21.1B2]

D1.2D. Works known to emanate from a single corporate body



D1.2D1. If the work or component part is known to emanate from one corporate body and falls into one or more of the categories listed in D1.2C1, use the heading for that body (whether named in the resource being catalogued or not) as the primary access point. [21.4B1]

Board of Directors meeting, 1972, ALA Annual Conference / Association of State Library Agencies

(Minutes of an unnamed meeting of the parent body)Primary access point is the heading for the association’s board

M-Step today : interim report of project activities. – Baltimore : Multi-State Teacher Education ProjectPrimary access point is the heading for the project

The log of the Bon Homme RichardPrimary access point is the heading for the ship

The book of discipline of the United Methodist Church, 1972Primary access point is the heading for the church

The book of common prayer and administration of the sacraments and other rites and ceremonies of the church, according to the use of the Church of EnglandPrimary access point is the heading for the church

Directory / American Bar Association, Section of Patent, Trademark, and Copyright LawPrimary access point is the heading for the association’s section

Constitution of the American Society of ZoologistsPrimary access point is the heading for the society

A room-to-room guide to the National Gallery / by Michael Levey. – [London] : Publications Dept., the National GalleryPrimary access point is the heading for the gallery

The art collection of the First National Bank of Chicago. – Chicago : First National Bank of Chicago

(Catalogue of the collection)Primary access point is the heading for the bank

Roman and pre-Roman glass in the Royal Ontario Museum : a catalogue / John W. Hayes. – Toronto : Royal Ontario MuseumPrimary access point is the heading for the museum

Rembrandt in the National Gallery of Art. – [Washington, D.C. : National Gallery of Art]

(Catalogue of an exhibition of the gallery’s holdings)Primary access point is the heading for the gallery

Author-title catalog / Library, University of California, Berkeley. – Boston : G.K. HallPrimary access point is the heading for the library



Oversight hearings on the Service Contract Act of 1965, as amended : hearings before the Subcommittee on Labor-Management Relations of the Committee on Education and Labor, House of Representatives, Ninety-fourth Congress, second sessionPrimary access point is the heading for the subcommittee

Courts organization : twelfth interim report of the Committee on Court Practice and Procedure. – Dublin : Stationery Office

(Committee established to investigate the operations of the courts and to recommend changes in practice, procedure, etc.)

Primary access point is the heading for the committee

Firm action for a fair Britain : the Conservative manifesto, 1974. – [Westminster : Conservative Central Office]Primary access point is the heading for the Conservative Party

Hydrogen sulfide health effects and recommended air quality standard / prepared for the Illinois Institute of Environmental Quality by the Environmental Health Resource CenterPrimary access point is the heading for the center

Northern communities consultation on local responsible government : a consideration of the possible revision of the Northern Affairs Act to allow thirty-six unincorporated communities a larger role in local government responsibilities : a report / prepared for the Honourable Minister of Northern Affairs, Ron McBryde, by the Manitoba Human Relations Centre

(Recommendations with supporting data)Primary access point is the heading for the centre

General safety standard for installations using non-medical X-ray and sealed gamma-ray sources, energies up to 10 MeV : approved May 24, 1974, American National Standards Institute ... / American National Standards Subcommittee N43-5Primary access point is the heading for the institute’s subcommittee

Capital and equality : report of a Labour Party study group(The study group, which recommends policies to the party, is unnamed)

Primary access point is the heading for the party

Institute on International Standards as Related to Universal Bibliographic Control : [proceedings]

(A sound cassette)Primary access point is the heading for the institute

Proceedings of the Symposium on Talc, Washington, D.C., May 8, 1973Primary access point is the heading for the symposium



Ceramics for high-performance applications : proceedings of the Second Army Materials Technology Conference, held at Hyannis, Massachusetts, November 13-16, 1973Primary access point is the heading for the conference

Canones et decreta sacrosancti oecvmenici et generalis Concilii TridentiniPrimary access point is the heading for the council

Paradise now / collective creation of the Living Theatre ; written down by Judith Malina and Julian Beck

(Written record of a play created by the group)Primary access point is the heading for the group

Halley Bay, Coats Land, Falkland Island Dependencies, 1955-1959 / The Royal Society International Geophysical Year Antarctic ExpeditionPrimary access point is the heading for the expedition

Offizielles Programm : 26.VII-20.VIII / Salzburger Festspiele, 1967Primary access point is the heading for the festival

Catalogo della 35a esposizione biennale internazionale d’arte, VeneziaPrimary access point is the heading for the exhibition

Watford : 2½ inch map / Ordnance SurveyPrimary access point is the heading for the survey

South America / produced by the Cartographic Division, National Geographic Society

(A map)Primary access point is the heading for the society’s division

D1.2E. Works erroneously or fictitiously attributed to a corporate body

D1.2E1. If the emanation of the work or component part is known to be erroneously or fictitiously attributed to a corporate body, use the heading for the actual person responsible, or the heading for the actual corporate body from which it emanates if the work falls into one of the categories listed in D1.2C1, as the primary access point. If the actual person responsible or the actual corporate body from which it emanates is unknown, use the title as the primary access point (see D1.4C). Use the heading for the corporate body to which emanation of the work or component part is attributed as a secondary access point, unless it is not a real body. [21.4C2]

[New example]

D1.2F. Works of uncertain emanation

D1.2F1. If reference sources indicate that a work or component part falling into one or more of the categories listed in D1.2C1 probably emanates from a particular



corporate body, use the heading for that body as the primary access point. Use the headings for other bodies to which the work or component part has been attributed and the title as secondary access points. [21.5B]

[New example]

D1.2F2. If the work or component part has been attributed to one or more corporate bodies, either in manifestations embodying the work or in reference sources, but there is uncertainty as to its probable emanation, use the title as the primary access point (see D1.4C). Use the headings for bodies to which emanation of the work or component part has been attributed as secondary access points. [21.5A]

[New example]

D1.3. WORKS RESULTING FROM COLLABORATION BETWEEN TWO OR MORE PERSONS OR CORPORATE BODIES

D1.3A. Application

D1.3A1. Apply this rule to: [21.6A1, 2004 amendments]

a) individual works or component parts of individual works produced by the collaboration of two or more persons

b) individual works or component parts of individual works for which different persons have prepared separate contributions

c) individual works or component parts of individual works consisting of an exchange between two or more persons (e.g., correspondence, debates)

d) individual works or component parts of individual works falling into one or more of the categories listed in D1.2C1 that emanate from two or more corporate bodies

e) individual works or component parts of individual works listed in a)-c) above that also contain contributions emanating from one or more corporate bodies

f) individual works or component parts of individual works resulting from a collaboration or exchange between a person and a corporate body.

Apply it also to collaborations between two or more adapters, revisers, commentators, performers, etc., when the rules for modifications of previously existing works (see D1.10-D1.14), composite works (see D1.9), or performances (see D1.16-D1.17) prescribe the headings for such persons or bodies as the primary access point for the work or component part.

Do not apply this rule to:

a) multipart monographs if there is a change in responsibility between the parts (see D1.0E1)

b) works that are compilations of previously existing works (see D1.7).



For performances of an individual work or component parts of an individual work resulting from collaboration between two or more persons or corporate bodies, see also D1.16C and D1.17D.

For individual works and component parts of individual works resulting from the collaboration of two or more unknown persons or corporate bodies, see D1.4C.

For individual works and component parts of individual works resulting from the collaboration of two or more unnamed groups, see D1.4D.

For individual works and component parts of individual works resulting from the collaboration of two or more persons or bodies identified only by a characterizing word, phrase, device, etc., see D1.4E.

For special instructions on collaborations between composers and lyricists, choreographers, etc., see E1.1.

For special instructions on reports of court proceedings, etc., see E3.6.

D1.3B. General rule

D1.3B1. If the work or component part is one resulting from collaboration between two or more persons or corporate bodies, use the heading for the person or body to whom principal responsibility is attributed as the primary access point (see D1.3C1). If principal responsibility is attributed to two or three persons or bodies, or if two or three persons or bodies are responsible and principal responsibility is not attributed to only one of them, use the heading for the one named first as the primary access point (see D1.3C2 and D1.3D1). If attribution of responsibility changes between editions of the work, follow the instructions in D1.3E. If responsibility is shared among more than three persons or corporate bodies and principal responsibility is not attributed to any one, two, or three of them, use the title as the primary access point (see D1.3C3 and D1.3D2). [new]

Use the headings for the other collaborators prominently named in the resource being catalogued as secondary access points (see D1.3C and D1.3D).

For works or component parts of works produced by two or more persons or corporate bodies collaborating under a single pseudonym, follow the instructions in D1.3F.

For reports of interviews, exchanges, etc., follow the instructions in D1.3G.For spirit communications conveyed through a medium, etc., follow the

instructions in D1.3H.For special instructions on collaborations between composers and lyricists,

choreographers, etc. in musical works see E1.1B1, E1.1C1, and E1.1D1.

D1.3C. Principal responsibility indicated

D1.3C1. If, in a work or component part of a work resulting from collaboration between two or more persons or corporate bodies, principal responsibility is attributed (in reference sources or by the wording or the layout of the chief sources of information of manifestations embodying the work or component part) to one person or corporate body, use the heading for that person or body as the primary access



point. Use the headings for other collaborators prominently named in the resource being catalogued as secondary access points. [21.6B1]

The humanities and the library ... / by Lester Asheim and associatesPrimary access point is the heading for Asheim

Lady sings the blues / Billie Holiday with William DuftyPrimary access point is the heading for HolidaySecondary access point is the heading for Dufty

Faustus : a musical romance ... / composed by T. Cooke, Charles E. Horn, and Henry R. Bishop

(Bishop’s name is displayed more prominently than those of the others)Primary access point is the heading for BishopSecondary access points are the headings for Cooke and Horn

“Aaron, r.f.” / by Henry Aaron as told to Furman BisherPrimary access point is the heading for AaronSecondary access point is the heading for Bisher

Environmental law reform in Queensland / compiled and written by Megan Peterson ; with the assistance of Adrian Jeffreys, Roslyn Macdonald, Tony Woodyatt, Jo Bragg, David Yarrow and Douglas Fisher [new]Primary access point is the heading for PetersonSecondary access points are the headings for Jeffreys, Macdonald, Woodyatt, Bragg,

Yarrow and Fisher

D1.3C2. If principal responsibility is attributed to two or three persons or corporate bodies, use the heading for the first named of those persons or bodies as the primary access point. Use the headings for the other persons or bodies attributed with principal responsibility and for other collaborators prominently named in the resource being catalogued as secondary access points. [21.6B2]

The United Nations and economic and social co-operation / by Robert E. Asher, Walter M. Kotschnig, William Adams Brown, Jr., and associatesPrimary access point is the heading for AsherSecondary access points are the headings for Kotschnig and Brown

The geology of the southern part of the south Staffordshire coalfield ... / by Talbot H. Whitehead & T. Eastwood with contributions by T. RobertsonPrimary access point is the heading for WhiteheadSecondary access points are the headings for Eastwood and Robertson

Calcium montmorillonite (fuller’s earth) in the Lower Greensand of the Baulking area, Berkshire / E.G. Poole and B. Kelk with contributions from J.A. Bain ... [et al.]

(Four additional contributors named on title page)Primary access point is the heading for PooleSecondary access point is the heading for Kelk



A color guide to familiar garden and field birds, eggs, and nests / by Ji½í Felix ; illustrated by Kv–toslav Hísek [21.24A]

(A collaborative work)Primary access point is the heading for FelixSecondary access point is the heading for Hísek

A Carolina rice plantation of the fifties : 30 paintings in water-colour / by Alice R. Huger Smith ; narrative by Herbert Ravenel Sass ; with chapters from the unpublished memoirs of D.E. Huger Smith [21.24A]Primary access point is the heading for A. SmithSecondary access points are the headings for Sass and D. Smith

Cartoons / by E.W. Kemble ; limericks by G. Mayo [21.24A]Primary access point is the heading for KembleSecondary access point is the heading for Mayo

Birds : a guide to the most familiar American birds / by Herbert S. Zim and Ira N. Gabrielson ; illustrated by James Gordon Irving [21.24A]

(A collaborative work)Primary access point is the heading for ZimSecondary access points are the headings for Gabrielson and Irving

D1.3C3. If principal responsibility is attributed to more than three persons or corporate bodies, use the title as the primary access point. Use the headings for the collaborators prominently named in the resource being catalogued as secondary access points. If an editor or editors are prominently named, use the headings for those editors as secondary access points. [21.6C2]

D1.3D. Principal responsibility not indicated

D1.3D1. If responsibility for the work or component part is shared between two or three persons or corporate bodies and principal responsibility is not attributed to any of them (in reference sources or by the wording or the layout of the chief sources of information of manifestations embodying the work or component part), use the heading for the person or body named first as the primary access point. Use the headings for the other collaborators prominently named in the resource being catalogued as secondary access points. [21.6C1]

Health for effective living : a basic health education text for college students / Edward Johns, Wilfred C. Sutton, Lloyd E. WebsterPrimary access point is the heading for JohnsSecondary access points are the headings for Sutton and Webster

Mrs. Wilson’s diaries / Richard Ingrams and John WellsPrimary access point is the heading for IngramsSecondary access point is the heading for Wells

The basement tapes / Bob Dylan & the Band



(Songs written and performed by Dylan and the rock group the Band)Primary access point is the heading for DylanSecondary access point is the heading for the Band

Mail order and trade-paper advertising / by Homer J. Buckley, G.D. Crain, Jr., and Maxwell Droke

(Contains Mail order advertising by Homer J. Buckley, Industrial and trade-paper advertising by G.D. Crain, Jr., Advertising letters by Maxwell Droke)

Primary access point is the heading for BuckleySecondary access points are the headings for Crain and Droke

The correspondence between Benjamin Harrison and James G. Blaine, 1882-1893Primary access point is the heading for HarrisonSecondary access point is the heading for Blaine

Debate, subject, resolved that the United States continue the policy of prohibition as defined in the Eighteenth Amendment / Clarence Darrow, negative, versus John Haynes Holmes, affirmativePrimary access point is the heading for DarrowSecondary access point is the heading for Holmes

Say, is this the U.S.A.? / Erskine Caldwell and Margaret Bourke-White [21.24A]

(Text by Caldwell, photographs by Bourke-White)Primary access point is the heading for CaldwellSecondary access point is the heading for Bourke-White

Goodbye baby & amen : a saraband for the sixties / David Bailey & Peter Evans [21.24A]

(Photographs by Bailey, text by Evans)Primary access point is the heading for BaileySecondary access point is the heading for Evans

D1.3D2. If responsibility is shared among more than three persons or corporate bodies and principal responsibility is not attributed to any one, two, or three, use the title as the primary access point. Use the headings for the collaborators prominently named in the resource being catalogued as secondary access points. If an editor or editors are prominently named, use the headings for those editors as secondary access points. [21.6C2]

Mélanges d’histoire du moyen âge / offerts à M. Ferdinand Lot par ses amis et ses élèvesPrimary access point is the title

A dictionary of music and musicians (A.D. 1450-1889) / by eminent writers ... ; edited by Sir George GrovePrimary access point is the titleSecondary access point is the heading for Grove

A dictionary of American English on historical priciples / compiled at the University of Chicago under the editorship of Sir William A. Craigie and James R. Hulbert



Primary access point is the titleSecondary access points are the headings for Craigie and Hulbert

Larousse de la musique / publié sous la direction de Norbert Dufourcq avec la collaboration de Félix Raugel, Armand MachabeyPrimary access point is the titleSecondary access points are the headings for Dufourcq, Raugel, and Machabey

Using and ‘the scene’ : patterns and contexts of drug use among Sydney gay men / Kate Ireland, Erica Southgate, Stephanie Knox, Paul Van de Ven, John Howard, Susan Kippax [new]Primary access point is the title Secondary access points are the headings for Ireland, Southgate, Knox, Van de Ven,

Howard and Kippax

Vertebrate palaeontology of Australasia / editors: P. Vickers-Rich, J.M. Monaghan, R.F. Baird & T.H. Rich ; with the assistance of E.M. Thompson & C. Williams [new]Primary access point is the title Secondary access points are the headings for Vickers-Rich, Monaghan, Baird, Rich,

Thompson and Williams

D1.3E. Changes between editions of the work

D1.3E1. If responsibility is shared among two or three persons or corporate bodies, and the names of the persons or bodies appear in a different order in the chief sources of information of different editions of the work or component part, use the heading for the first named of those attributed with principal responsibility in the chief source of information of the edition being catalogued as the primary access point for that edition. If principal responsibility is not indicated in that edition, use the heading for the first person or body named in the chief source of information as the primary access point for the edition. Use the headings for other collaborators prominently named in the edition being catalogued as secondary access points. [21.6C1]

Decision systems for inventory management and production planning / Rein Peterson, Edward A. SilverPrimary access point is the heading for PetersonSecondary access point is the heading for Silver

Decision systems for inventory management and production planning. – 2nd ed. / Edward A. Silver, Rein PetersonPrimary access point is the heading for SilverSecondary access point is the heading for Peterson

If the persons or bodies responsible are not named in the edition being catalogued, use the heading for the one named first in a previous edition or, if there is no previous edition, the heading for the one whose heading comes first in English alphabetic order as the primary access point for the edition being catalogued.



D1.3F. Shared pseudonyms

D1.3F1. If the work or component part is the product of two or more persons or corporate bodies collaborating under a single pseudonym, use the heading for that pseudonym as the primary access point. Make references to the pseudonym from the names of the collaborators (see XX.XX). If headings for one or more of the collaborators are also established in the catalogue, make references also from the pseudonym to those headings. [21.6D1] [delete instructions on references?]

Deadly weapon / Wade Miller(Wade Miller is the joint pseudonym of Bill Miller and Bob Wade)

Primary access point is the heading for the joint pseudonymReferences to the pseudonym from the headings for Miller and Wade

The detective short story : a bibliography / by Ellery Queen

(Ellery Queen is the joint pseudonym of Frederic Dannay and Manfred B. Lee)Primary access point is the heading for the joint pseudonymReferences to the pseudonym from the headings for Dannay and Lee

Philip : the story of a boy violinist / by T.W.O.(Initials are the joint pseudonym of Mary C. Hungerford and Virginia C. Young)

Primary access point is the heading for the joint pseudonymReferences to the pseudonym from the headings for Hungerford and Young

Rowntree’s elect cocoa / Beggarstaff Brothers(A poster)(Beggarstaff Brothers is the joint pseudonym of the artists James Pryde and Sir William Nicholson, who also did work under their own names)

Primary access point is the heading for the joint pseudonymReferences to the pseudonym from the headings for Pryde and NicholsonReference to the headings for Pryde and Nicholson from the heading for the joint

pseudonym

D1.3G. Reports of interviews or exchanges

D1.3G1. If the report is essentially confined to the words of the person(s) interviewed or of the participants in an exchange (other than the reporter), use the heading for the principal participant, the heading for the participant named first in the chief source of information of the resource being catalogued, or the title as the primary access point for the work, following the instructions in D1.3C-D1.3D. Use the headings for other prominently named participants and the heading(s) for the reporter(s) if prominently named in the resource being catalogued as secondary access points. [21.25A]

Discussion at Workshop between the Rev. R.P. Blakeney ... and the Rev. J.B. Naghten ... / reported verbatim by Thomas WhiteheadPrimary access point is the heading for BlakeneySecondary access point is the heading for NaghtenSecondary access point is the heading for Whitehead



My wartime experiences in Singapore / Mamoru Shinozaki ; interviewed by Lim Yoon LinPrimary access point is the heading for ShinozakiSecondary access point is the heading for Lim

D1.3G2. If the report is to a considerable extent in the words of the reporter, use the heading for the reporter as the primary access point for the work. If there is more than one reporter, follow the instructions in D1.3C-D1.3D. Use the headings for the other participants (and other reporters) prominently named in the resource being catalogued as secondary access points. [21.25B]

Talks with Ralph Waldo Emerson / by Charles J. WoodburyPrimary access point is the heading for WoodburySecondary access point is the heading for Emerson

Table-talk of G.B.S. : conversations on things in general between George Bernard Shaw and his biographer / by Archibald HendersonPrimary access point is the heading for HendersonSecondary access point is the heading for Shaw

Interviews impubliables / Gilbert Ganne(Interviews with 23 persons; none named on the title page)

Primary access point is the heading for Ganne

The director's event : interviews with five American film-makers : Budd Boetticher, Peter Bogdanovich, Samuel Fuller, Arthur Penn, Abraham Polonsky / by Eric Sherman and Martin Rubin [new]Primary access point is the heading for ShermanSecondary access points are the headings for Boetticher, Bogdanovich, Fuller, Penn, and

PolonskySecondary access point is the heading for Rubin

D1.3H. Spirit communications conveyed through a medium, etc.

D1.3H1. If the communication is presented as having been received from a spirit, use the heading for the spirit (see XX.XX) as the primary access point for the work. If there is more than one spirit, follow the instructions in D1.3C-D1.3D. Use the heading for the medium or other person recording the communication as a secondary access point. [21.26A]

Food for the million, or, Thoughts from beyond the borders of the material / by Theodore Parker ; through the hand of Sarah A. RamsdellPrimary access point is the heading for the spirit of ParkerSecondary access point is the heading for Ramsdell

D1.4. WORKS OF UNKNOWN ORIGIN



D1.4A. Application


a) individual works or component parts of individual works of unknown personal authorship

b) individual works or component parts of individual works falling into one or more of the categories listed in D1.2C1 that emanate from an unknown body or an unnamed group

c) individual works or component parts of individual works by persons or corporate bodies identified only by a characterizing word, phrase, device, etc.

For performances of an individual work or component parts of an individual work of unknown origin, see also D1.16G.

D1.4B. General rule

D1.4B1. If the work or component part is one of unknown personal authorship, or if it falls into one or more of the categories listed in D1.2C1 and emanates from an unknown corporate body, use the title as the primary access point (see D1.4C).

Use the headings for persons or corporate bodies to which responsibility for the work or component part has been attributed as secondary access points (see D1.4C).

If the work emanates from an unnamed group, use the title as the primary access point (see D1.4D).

For works or component parts of works by persons or corporate bodies identified only by a characterizing word, phrase, device, etc., follow the instructions in D1.4E.

D1.4C. Works of unknown authorship or emanation

D1.4C1. If the authorship of the work or component part is unknown, or if it falls within one or more of the categories listed in D1.2C1 and emanates from an unknown corporate body, use the title as the primary access point. [21.5A]

The secret expedition : a farce (in two acts) as it has been represented upon the political theatre of Europe

(Author unknown)Primary access point is the title

If such a work or component part has been attributed to one or more persons or corporate bodies, either in manifestations embodying the work or in reference sources, use the headings for these persons or corporate bodies as secondary access points.

The law scrutiny, or, Attornies’ guide(Variously attributed to Andrew Carmichael and William Norcott)

Primary access point is the titleSecondary access points are the headings for Carmichael and Norcott



La capucinière, ou, Le bijou enlevé à la course : poème(Possibly by Pierre-François Tissot; erroneously attributed to Pierre-Jean-Baptiste Nougaret)

Primary access point is the titleSecondary access points are the headings for Tissot and Nougaret

[New example of a work attributed to a corporate body]

D1.4D. Works emanating from unnamed groups

D1.4D1. If the work or component part emanates from a body that lacks a name, use the title as the primary access point. [21.5A]

A memorial to Congress against an increase of duties on importations / by citizens of Boston and vicinityPrimary access point is the title

Orthogonal expansions and their continuous analogues : proceedings of a conference held at Southern Illinois University, Edwardsville, April 27-29, 1967 / edited by Deborah Tepper HaimoPrimary access point is the title

D1.4E. Persons and corporate bodies identified only by a characterizing word, phrase, device, etc.

D1.4E1. If the name of a personal author or the name of a corporate body from which a work falling into one or more of the categories listed in D1.2C1 emanates is unknown and in the chief source of information of the resource being catalogued the only indication of responsibility is the appearance of a characterizing word or phrase or of a phrase naming another work by the person or body, use the word or phrase in the form given in XX.XX as the primary access point. Use the title as a secondary access point. [21.5C]

Memoir of Bowman Hendry ... / by a Physician(Name of author unknown)

Primary access point is the characterizing word

The unveiled heart : a simple story / by the Author of Early impressions

(Name of author unknown)Primary access point is the phrase

[New example]

If the only indication of responsibility is a nonalphabetic and nonnumerical device, use the title as the primary access point. Do not use the device as a secondary access point.

Angry thoughts / by *!*!*(Name of author unknown)



Primary access point is the title

Compilations

D1.5. COMPILATIONS OF WORKS BY A SINGLE PERSON OR CORPORATE BODY

D1.5A. Application


a) compilations of works or of extracts from a work or works by a single person b) compilations comprising official communications by a single person holding

one of the offices listed in D1.1F1 a) and b) c) compilations of works or of extracts from a work or works emanating from a

single corporate body.

For performances of two or more works or of extracts from a work or works by a single person or corporate body, see also D1.16D and D1.17C.

For compilations of works or of extracts from a work or works of unknown personal authorship or of works falling into one or more of the categories listed in D1.2C1 that emanate from an unknown body, see D1.8.

For compilations of works or of extracts from a work or works emanating from an unnamed group, see D1.8.

For compilations of works or of extracts from a work or works by a person or corporate body identified only by a characterizing word, phrase, device, etc., see D1.8.

For special instructions on compilations of musical works comprising settings for the writings of a single author by two or more composers, see E1.2F1.

D1.5B. General rule

D1.5B1. If the individual works or extracts in the compilation are all known to be by the same person, or if they fall into one or more of the categories listed in D1.2C1 and are all known to emanate from a single corporate body, use the heading for that person (see D1.5C1) or that body (see D1.5D1), whether named in the resource being catalogued or not, as the primary access point for the compilation. [new]

If responsibility for the individual works or extracts in the compilation has been erroneously or fictitiously attributed to the same person, or if they fall into one or more of the categories listed in D1.2C1 and have been erroneously or fictitiously attributed to the same corporate body, use the heading for the actual person (see D1.5C2) or corporate body (see D1.5D2) responsible, if known, as the primary access point.

If responsibility for the individual works or extracts in the compilation is uncertain, use the heading for the person or corporate body that reference sources



identify as the probable author (see D1.5C3) or the body from which they probably emanate (see D1.5D3) as the primary access point. If the individual works or extracts have been attributed to one or more persons or bodies and there is uncertainty as to the probable author or the body from which they probably emanate (see D1.5C4 and D1.5D4), use the title as the primary access point. Use the headings for other persons or bodies attributed with responsibility for the individual works or extracts in the compilation as secondary access points.

For compilations comprising official communications by a single person holding one of the offices listed in D1.1F1 a) and b), follow the instructions in D1.5C5.

D1.5C. Compilations of works by a single person

D1.5C1. If the individual works or extracts in the compilation are all known to be by the same person, use the heading for that person (whether named in the resource being catalogued or not) as the primary access point for the compilation. [21.4A1]

The poetic and dramatic works of Alfred, Lord TennysonPrimary access point is the heading for Tennyson

Virginia Woolf : selections from her essaysPrimary access point is the heading for Woolf

The indispensable Earl Hines(A selection of recordings by the jazz pianist)

Primary access point is the heading for Hines

D1.5C2. If responsibility for the individual works or extracts in the compilation is known to be erroneously or fictitiously attributed to a person, use the heading for the actual person responsible as the primary access point for the compilation. If the actual person responsible is unknown, use the title as the primary access point (see D1.8B1). Use the heading for the person to whom responsibility is attributed as a secondary access point, unless he or she is not a real person. [21.4C1]

[New example]

D1.5C3. If reference sources indicate that a person is the probable author of the individual works or extracts in the compilation, use the heading for that person as the primary access point for the compilation. Use the headings for other persons or bodies to which the individual works or extracts have been attributed and the title as secondary access points. [21.5B]

[New example]

D1.5C4. If the individual works or extracts in the compilation have been attributed to one or more persons, either in manifestations embodying the works or extracts or in reference sources, and there is uncertainty as to the probable author, use the title as the primary access point for the compilation (see D1.8B1). Use the headings for persons or bodies to which the individual works or extracts in the compilation have been attributed as secondary access points. [21.5A]



[New example]

D1.5C5. Official communications. If the compilation comprises official communications or extracts thereof by a single person holding one of the offices listed in D1.1F1 a) and b), use the corporate heading for the official (see XX.XX and XX.XX) as the primary access point for the compilation: [21.4D1]

Proclamations and executive orders by the President, under, and by virtue of, the Food Control Act of August 10, 1917 : November 25, 1918

(Communications of President Wilson)Primary access point is the corporate heading for Wilson as presidentSecondary access point is the personal heading for Wilson

If the individual works or extracts in the compilation comprise both official communications and other works by the same person, use the personal heading for that person as the primary access point for the compilation. Use the corporate heading for the official (see XX.XX and XX.XX) as a secondary access point. [21.4D3]

The King to his people : being the speeches and messages of His Majesty King George the Fifth delivered between July 1911 and May 1935Primary access point is the personal heading for George VSecondary access point is the corporate heading for George V as sovereign

Discorsi, messaggi, colloqui del Santo Padre Giovanni XXIII : 28 ottobre 1958-3 giugno 1963Primary access point is the personal heading for John XXIIISecondary access point is the corporate heading for John XXIII as Pope

D1.5D. Compilations of works emanating from a single corporate body

D1.5D1. If the individual works or extracts in the compilation emanate from one corporate body and fall into one or more of the categories listed in D1.2C1, use the heading for that body (whether named in the resource being catalogued or not) as the primary access point for the compilation. [21.4B1]

Codex juris canonici / Pii X pontificis maximi iussu digestus Benedicti papae XV auctoritatePrimary access point is the heading for the Catholic Church

High tide and green grass / the Rolling Stones(Songs written and performed by the group)

Primary access point is the heading for the group

Synchronicity concert / the Police ; executive producers, Miles Copland, Derek Power, Kim Turner ; directed by Godley and Creme

(Videorecording of a performance by the band the Police)Primary access point is the heading for the band



D1.5D2. If the emanation of the individual works or extracts in the compilation is known to be erroneously or fictitiously attributed to a corporate body, use the heading for the actual person responsible, or the heading for the actual corporate body from which they emanate if the works fall into one of the categories listed in D1.2C1, as the primary access point for the compilation. If the actual person or body responsible is unknown, use the title as the primary access point (see D1.8B1). Use the heading for the corporate body to which emanation of the works or extracts is attributed as a secondary access point, unless it is not a real body. [21.4C2]

[New example]

D1.5D3. If reference sources indicate that a compilation of works or extracts falling into one or more of the categories listed in D1.2C1 probably emanates from a particular corporate body, use the heading for that body as the primary access point for the compilation. Use the headings for other bodies to which the works or extracts in the compilation have been attributed and the title as secondary access points. [21.5B]

[New example]

D1.5D4. If the individual works or extracts in the compilation have been attributed to one or more corporate bodies, either in manifestations embodying the works or extracts or in reference sources, but there is uncertainty as to their probable emanation, use the title as the primary access point for the compilation (see D1.8B1). Use the headings for bodies to which the individual works have been attributed as secondary access points. [21.5A]

[New example]

D1.6. COMPILATIONS OF WORKS RESULTING FROM COLLABORATION BETWEEN THE SAME PERSONS OR CORPORATE BODIES

D1.6A. Application


a) compilations of individual works or extracts from a work or works all produced by the collaboration of the same persons

b) compilations of individual works or extracts from a work or works for which the same persons have prepared separate contributions

c) compilations of individual works or extracts from a work or works consisting of exchanges between the same persons (e.g., compilations of debates between the same persons)

d) compilations of individual works or extracts from a work or works falling into one or more of the categories listed in D1.2C1 all produced by the collaboration of the same corporate bodies

e) compilations of individual works or extracts from a work or works resulting AACR3 Part II – Editor’s draft (March 2005) D1-33


from a collaboration or exchange between the same person(or persons) and corporate body (or bodies).

For performances of two or more works or of extracts from a work or works resulting from collaboration between the same persons or corporate bodies, see also D1.16E and D1.17D.

D1.6B. General rule

D1.6B1. If the compilation comprises individual works or extracts resulting from collaboration between the same persons or corporate bodies, choose the primary and secondary access points for the compilation as instructed in D1.3. [new]

[New example]

D1.7. COMPILATIONS OF INDEPENDENT WORKS BY DIFFERENT PERSONS OR BODIES

D1.7A. Application

D1.7A1. Apply this rule to: [21.7A1]

a) compilations of independent works by different persons or emanating from different corporate bodies

b) compilations consisting of extracts from independent works by different persons or emanating from different corporate bodies

c) compilations consisting partly of independent works or extracts from independent works and partly of contributions by different persons or emanating from different corporate bodies

d) compilations of official communications by more than one holder of the same office. [21.4D1]

For performances of two or more works or of extracts from works by different persons or corporate bodies, see also D1.16F and D1.17D.

For composite works comprising a previously existing work or a compilation of previously existing works to which a different person or body has added illustrations, commentary, interpretation, exegesis, biographical or critical material, etc., see D1.9.

D1.7B. General rule

D1.7B1. If the compilation falls into one of the categories listed in D1.7A1 a), b), and c) and has a collective title, use that title as the primary access point for the compilation (see D1.7C). If the compilation lacks a collective title, use the heading prescribed as the primary access point for the first work or extract as the primary access point for the compilation (see D1.7D). Use the headings for compilers/editors



prominently named in the resource being catalogued as secondary access points (see D1.7C and D1.7D). [new]

Provide an analytical citation (see D1.20 and D1.21A) for each of the works in the compilation.

For compilations comprising official communications by more than one holder of a particular office of a type listed in D1.1F1 a) and b), follow the instructions in D1.7E.

D1.7C. With collective title

D1.7C1. If the compilation falls into one of the categories listed in D1.7A1 a), b), and c), and has a collective title, use that title as the primary access point for the compilation. Use the headings for the compilers/editors if they are prominently named in the resource being catalogued as secondary access points. [21.7B1]

Working-class stories of the 1890s / edited, with an introduction, by P.J. KeatingPrimary access point is the titleSecondary access point is the heading for Keating

The Hamish Hamilton book of giants / edited by William MaynePrimary access point is the titleSecondary access point is the heading for Mayne

Economics of the environment : selected readings / edited by Robert Dorfman and Nancy S. DorfmanPrimary access point is the titleSecondary access points are the headings for R. Dorfman and N. Dorfman

The Oxford dictionary of quotations(“. . . under the general editorship of Miss Alice Mary Smyth, who worked, for purposes of selection, with a small committee formed of members of the Press itself”–P. xiii)


Journal of research of the U.S. Geological Survey(Contains research papers written by staff members)

Primary access point is the titleSecondary access point is the heading for the survey [???]

Motor bus laws and regulations : a complete code of all motor bus regulatory laws ... / compiled and edited by John M. MeighanPrimary access point is the titleSecondary access point is the heading for Meighan

Constitutions of nations / [compiled by] Amos J. PeasleePrimary access point is the titleSecondary access point is the heading for Peaslee



Treaty series : treaties and international agreements registered or filed and recorded with the Secretariat of the United NationsPrimary access point is the title

Conciliorum oecumenicorum decreta(Contains decrees of councils from the 1st Council of Nicaea to the 1st Vatican Council)


Codex canonum ecclesiae universae = The canons of the first four general councils of the church, and those of the early local Greek synods : in Greek, with Latin and revised English translations ... / with notes selected by William LambertPrimary access point is the titleSecondary access point is the heading for Lambert

The Ethiopic Didascalia, or, The Ethiopic version of the Apostolical constitutions received in the Church of AbyssiniaPrimary access point is the title

Lifelines : letters from famous people about their favourite poem / compiled by Joann Bradish, Jacki Erskine, Carolyn Gibson, Steven Given, Julie Grantham, Paula Griffin, Nicola Hughes, Jonathan Logue, Collette Lucy, Duncan Lyster, Joy Marshall, Alice McEkeney ; edited by Niall MacMonagle ; foreword by Seamus Heaney. [new]Primary access point is the titleSecondary access points are the headings for Bradish, Erskine, Gibson, Given, Grantham,

Griffin, Hughes, Logue, Lucy, Lyster, Marshall, McEkeney, and MacMonagleSecondary access point is the heading for Heaney

Provide an analytical citation (see D1.20 and D1.21A) for each of the works in the compilation.

Classic Irish drama / introduced by W.A. Armstrong(Contains The Countess Cathleen by W.B. Yeats, The playboy of the western world by J.M. Synge, Cock-a-doodle dandy by Sean O’Casey)

Primary access point is the titleSecondary access point is the heading for ArmstrongAnalytical citations for the works by Yeats, Synge, and O’Casey

Plays from black Australia / Jack Davis, Eva Johnson, Richard Walley, Bob Maza ; with an introduction by Justine Saunders [new]

(Contains The Dreamers by Jack Davis, Murras by Eva Johnson, Coordah by Richard Walley, The Keepers by Bob Maza)

Primary access point is the title Secondary access point is the heading for SaundersAnalytical citations for the works by Davis, Johnson, Walley, and Maza

Five plays of our time / edited by Sydney Box; [foreword by Irene Vanbrugh] [new]



(Contains Only yesterday by Adrian Brunel, Autumn by Margaret Kennedy and Gregory Ratoff, Black limelight by Gordon Sherry, Drawing-room by Thomas Browne, They fly by twilight by Paul Dornhorst)

Primary access point is the title Secondary access point is the heading for BoxSecondary access point is the heading for VanbrughAnalytical citations for the works by Brunel, Kennedy and Ratoff, Sherry, Browne, and

Dornhorst

D1.7D. Without collective title

D1.7D1. If the compilation falls into one of the categories listed in D1.7A1 a), b), and c) and lacks a collective title, use the heading prescribed as the primary access point for the first work or extract named in the chief source of information of the resource being catalogued as the primary access point for the compilation. If the resource lacks a collective chief source of information, use the heading prescribed as the primary access point for the first work or extract in the resource as the primary access point. Use the headings for editors/compilers as secondary access points if they are prominently named in the resource being catalogued. Provide analytical citations (see D1.20 and D1.21A) for the other works in the compilation. [21.7C1]

In praise of older women / Stephen Vizinczey. Feramontov / Desmond Cory. The graveyard shift / Harry PattersonPrimary access point is the heading for VizinczeyAnalytical citations for the works by Cory and Patterson

History of the elementary school contest in England / Francis Adams. Together with The struggle for national education / John Morley ; [both] edited, with an introduction, by Asa BriggsPrimary access point is the heading for AdamsSecondary access point is the heading for BriggsAnalytical citation for the work by Morley

D1.7E. Compilations of official communications

D1.7E1. If the compilation comprises official communications of more than one holder of one of the offices listed in D1.1F1 a) and b), use the corporate heading for the office (see XX.XX and XX.XX) as the primary access point for the compilation. Use the heading for a compiler(s) prominently named in the resource being catalogued as secondary access point(s). Provide analytical citations (see D1.20 and D1.21A) for the individual communications in the compilation. [21.4D1]

Economic report of the President, transmitted to the Congress

(An annual)Primary access point is the heading for the office of president of the United States

Tutte le encicliche dei sommi pontefici / raccolte e annotate da Eucardio MomiglianoPrimary access point is the heading for the office of Pope



Secondary access point is the heading for MomiglianoAnalytical citations for the encyclicals in the compilation

D1.7E2. If the compilation comprises official communications and other works by more than one holder of an office, use the collective title (see D1.7C) as the primary access point for the compilation. If the compilation lacks a collective title, use the primary access point appropriate to the first work in the compilation (see D1.7D1) as the primary access point for the compilation. Use the heading for the office held as a secondary access point. Use the heading for a compiler(s) prominently named in the resource being catalogued as secondary access point(s). Provide analytical citations (see D1.20 and D1.21A) for the individual communications in the compilation as instructed in D1.7C or D1.7D, as applicable. [21.4D3]

Papal thought on the state : excerpts from encyclicals and other writings of recent popes / edited by Gerard F. Yates

(Includes texts of public addresses)Primary access point is the titleSecondary access point is the heading for the office of PopeAnalytical citations for the excerpts in the compilation

A compilation of the messages and papers of the Presidents ... / by James D. RichardsonPrimary access point is the titleSecondary access point is the heading for the office of president of the United StatesAnalytical citations for the individual messages and papers in the compilation

D1.8. COMPILATIONS OF WORKS OF UNKNOWN ORIGIN

D1.8A. Application


a) compilations of individual works or extracts from a work or works of unknown personal authorship

b) compilations of individual works or extracts from a work or works falling into one or more of the categories listed in D1.2C1 that emanate from an unknown body (or bodies)

c) compilations of individual works or extracts from a work or works emanating from an unnamed group (or groups)

d) compilations of individual works or extracts from a work or works by one or more persons or corporate bodies identified only by a characterizing word, phrase, device, etc.

For performances of two or more works or of extracts from a work or works of unknown origin, see also D1.16G.

D1.8B. General rule



D1.8B1. Use the collective title as the primary access point for the compilation if it comprises: [21.5A]

a) individual works or extracts from a work or works of unknown personal authorship

or b) individual works or extracts from a work or works falling into one or more of the categories listed in D1.2C1 that emanate from one or more unknown bodies

or c) individual works or extracts from a work or works that emanate from one or more bodies that lack a name.

If the compilation lacks a collective title, use the title of the first work or extract named in the chief source of information of the resource being catalogued as the primary access point for the compilation. If the resource lacks a collective chief source of information, use the title of the first work or extract in the resource as the primary access point.

[New example]

If the individual works or extracts in the compilation have been attributed to one or more persons or corporate bodies, either in manifestations embodying the works or extracts or in reference sources, use the headings for these persons or corporate bodies as secondary access points.

[New example]

D1.8B2. If the compilation comprises individual works or extracts from a work or works by a person or corporate body identified only by a characterizing word, phrase, device, etc., follow the instructions in D1.4E.

Composite works

D1.9. WORKS WITH ACCOMPANYING ILLUSTRATIONS, COMMENTARY, CRITICISM, BIOGRAPHICAL MATTER, ETC.

D1.9A. Application

D1.9A1. Apply this rule to composite works comprising a previously existing work or a compilation of previously existing works to which another person or corporate body has added illustrations, commentary, interpretation, biographical or critical matter, etc. [new]

For special instructions on reproductions of art works accompanied by text, see also E2.1C1.

For instructions on separately issued illustrations for a previously existing work, see E2.2A.



D1.9B. General rule

D1.9B1. If the composite work comprises a previously existing work or compilation of previously existing works (e.g., a text, a musical composition, reproductions of the works of an artist) to which another person or corporate body has added illustrations, commentary, interpretation, biographical or critical matter, etc., and the chief source of information of the resource being catalogued presents the composite work as an edition, etc., of the previously existing work, etc., use the heading prescribed as the primary access point for the previously existing work or compilation as the primary access point (see D1.9C). Use the headings for illustrators, commentators, etc., prominently named in the resource being catalogued as secondary access points. [new]

If the chief source of information of the resource being catalogued presents the composite work as a commentary, etc., use the heading prescribed as the primary access point for the commentary, etc., as an original work as the primary access point (see D1.9D). Provide an analytical citation (see D1.20 and D1.21A) for the previously existing work or compilation.

If the information given in the chief source of information is ambiguous, follow the instructions in D1.9E.

D1.9C. Edition of the previously existing work emphasized

D1.9C1. If the chief source of information of the resource being catalogued presents the composite work as an edition of the previously existing work or compilation of previously existing works, use the heading prescribed as the primary access point for the previously existing work or compilation as the primary access point (see D1.1-D1.8 or D1.10-14, as appropriate). Use the headings for illustrators, commentators, etc., prominently named in the resource being catalogued as secondary access points. [21.13C1]

The bedside manner, or, No more nightmares / by Robert Benchley ; with drawings by Gluyas Williams [21.11A1]Primary access point is the heading for BenchleySecondary access point is the heading for Williams

British butterflies / by E.B. Ford ; with ... colour plates by Paxton Chadwick [21.11A1]Primary access point is the heading for FordSecondary access point is the heading for Chadwick

Stories from the Arabian nights / retold by Laurence Housman ; with drawings by Edmund Dulac [21.11A1]Primary access point is the heading for HousmanSecondary access point is the heading for Dulac

Demosthenes : with an English commentary / by Robert WhistonPrimary access point is the heading for DemosthenesSecondary access point is the heading for Whiston



The interpreter’s Bible : the Holy Scriptures in the King James and Revised Standard versions with general articles and introduction, exegesis, exposition for each book of the BiblePrimary access point is the heading for the Bible

The Employment Protection Act, 1975 : with annotations / by Brian BercussonPrimary access point is the heading for the actSecondary access point is the heading for Bercusson

Bundesbaugesetz : mit Kommentar / H. Knaup, H. IngenstauPrimary access point is the heading for the lawSecondary access points are the headings for Knaup and Ingenstau

Life and letters of Catharine M. Sedgwick / edited by Mary E. Dewey [21.15A]Primary access point is the heading for SedgwickSecondary access point is the heading for Dewey

Renoir : paintings, drawings, lithographs, and etchings / selected and introduced by Nigel Lambourne [21.17B1]Primary access point is the heading for RenoirSecondary access point is the heading for Lambourne

The landscapes of George Frederick Watts [21.17B1](Author of text, Walter Bayes, named in contents list)

Primary access point is the heading for Watts

Garden flowers : from plates by Jane Loudon / with an introduction and notes on the plates by Robert Gathorne-Hardy [21.17B1]Primary access point is the heading for LoudonSecondary access point is the heading for Gathorne-Hardy

D1.9D. Commentary, etc. emphasized

D1.9D1. If the chief source of information of the resource being catalogued presents the composite work as a commentary, etc., use the heading prescribed as the primary access point for the commentary, etc., as an original work as the primary access point (see D1.1-D1.8). Provide an analytical citation (see D1.20 and D1.21A) for the previously existing work or compilation of previously existing works. [21.13B1]

Commentary on the Rule of St. Augustine / by Robertus Richardinus

(Includes the text of the Regula)Primary access point is the heading for RichardinusAnalytical citation for the work by St. Augustine

Averrois Cordubensis Commentarium magnum in Aristotelis De anima libros

(Includes a Latin text of De anima)Primary access point is the heading for AverroesAnalytical citation for the work by Aristotle



The Federal Expropriation Act : a commentary / by Eric C.E. Todd

(Includes the text of the act)Primary access point is the heading for ToddAnalytical citation for the act

Life and letters of Mrs. Jason Lee ... / by Theressa Gay [21.15A]Primary access point is the heading for GaySecondary access point is the heading for Lee

Mr. Lincoln’s camera man, Mathew B. Brady / by Roy Meredith [21.17B1]Primary access point is the heading for MeredithSecondary access point is the heading for Brady

Van Gogh / Palma Buccarelli [21.17B1]Primary access point is the heading for BuccarelliSecondary access point is the heading for Van Gogh

Van Gogh / par A.-M. Rosset [21.17B1]Primary access point is the heading for RossetSecondary access point is the heading for Van Gogh

D1.9E. Chief source of information ambiguous

D1.9E1. If the information given in the chief source of information is ambiguous, use as the primary access point either the heading prescribed as the primary access point for the previously existing work or compilation of previously existing works or the heading prescribed as the primary access point for the commentary, etc., as an original work in accordance with the aspect emphasized by (in this order of preference): [21.13D1]

a) the prefatory materialb) the typographic presentation of the original work and commentary, etc.c) the relative extent of the previously existing work or compilation of

previously existing works and the commentary, etc.

In case of doubt, use the heading prescribed as the primary access point for the previously existing work or compilation of previously existing works as the primary access point and use the headings for commentators, etc., prominently named in the resource being catalogued as secondary access point.

Modifications Of Previously Existing Works

D1.10. MODIFICATIONS THAT SUBSTANTIALLY CHANGE THE NATURE AND CONTENT OF THE PREVIOUSLY EXISTING WORK



D1.10A. Application


a) paraphrases, rewritings, adaptations for children, novelizations, dramatizations, etc., of textual works [21.10A]

b) adaptations from one medium of the graphic arts to another [21.16A]c) other modifications that substantially change the nature and content of the

previously existing work.

For special instructions on musical works that substantially change the nature and content of the previously existing work, see E1.2B.

D1.10B. General rule

D1.10B1. If the individual work, component part, or compilation is a modification of a previously existing work that has substantially changed the nature and content of the previously existing work, and primary responsibility is attributed to the person or corporate body responsible for the modification, use the heading prescribed as the primary access point for the modification as an original work as the primary access point (see D1.10C). Provide a related work citation (see D1.20 and D1.21B) for the previously existing work. [21.9A]

If two or more persons or corporate bodies are responsible for such a modification, follow the instructions in D1.10D.

D1.10C. Single person or corporate body responsible for the modification

D1.10C1. If the individual work, component part, or compilation is a modification of a previously existing work falling within one or more of the categories listed in D1.10A1, use the heading for the person or corporate body responsible for the modification as the primary access point. If the name of the person or body responsible for the modification is unknown, use the title as the primary access point (see D1.4C). Provide a related work citation (see D1.20 and D1.21B) for the previously existing work, etc..

In case of doubt about whether the work, etc., is a modification falling within one or more of the categories listed in D1.10A1, use the heading prescribed as the primary access point for the previously existing work, etc., as the primary access point. [21.10A]

The science of education : a paraphrase of Dr. Karl Rosenkranz’s Paedagogik als System / by Anna C. BrackettPrimary access point is the heading for BrackettRelated work citation for the work by Rosenkranz

Sinclair Lewis’s Dodsworth / dramatized by Sidney HowardPrimary access point is the heading for HowardRelated work citation for the work by Lewis



The green goddess / by Louise Jordan Miln ... ; based on the play The green goddess by William ArcherPrimary access point is the heading for MilnRelated work citation for the work by Archer

Sam Weller, or, The Pickwickians : a farcical comedy ... / arranged from Charles Dickens’s work by W.T. Moncrieff

(Dramatization of scenes from The Pickwick papers)Primary access point is the heading for MoncrieffRelated work citation for the work by Dickens

Adventures of Tom Sawyer / by Mark Twain ; rewritten for young readers by Felix SuttonPrimary access point is the heading for SuttonRelated work citation for the work by Twain

Harp and psaltery : a group of paraphrases of favorite Psalms / by Frank P. FletcherPrimary access point is the heading for FletcherRelated work citation for the Psalms

The pilgrim’s progress : for the young ...(Adapted by an unknown person from John Bunyan’s work)

Primary access point is the titleRelated work citation for the work by Bunyan

Tristan / Gottfried von Strassburg ; translated ... With the surviving fragments of the Tristan of Thomas, newly translated ...

(Both works are versions of the Tristan story)Primary access point is the heading for GottfriedRelated work citation for the work by ThomasRelated work citation for the Tristan story

Grande fantaisie de bravoure sur La clochette de Paganini : pour le piano-forte : œuvre 2 / par Fr. Liszt [21.18C1]Primary access point is the heading for LisztRelated work citation for the work by Paganini

Du alter Stefansturm : Viennese folk tune : free transcription for string orchestra / by J.M. Coopersmith [21.18C1]Primary access point is the heading for Coopersmith Related work citation for the original folk tune

Children crying forfeits / engraved by C. Turner from an original painting by Joshua Reynolds [21.16A]Primary access point is the heading for TurnerRelated work citation for the work by Reynolds

A summer night / by Albert Moore [21.16A](An anonymous lithograph of Moore’s painting)

Primary access point is the titleRelated work citation for the work by Moore



D1.10D. Two or more persons or bodies responsible for the modification

D1.10D1. If two or more persons or bodies have collaborated in the modification, and principal responsibility for the modification is attributed to one of those persons or bodies, use the heading for that person or body as the primary access point for the modification as instructed in D1.3C1. If principal responsibility for the modification is attributed to two or more persons or bodies, use the heading for the first named of those persons (or the title, as appropriate) as the primary access point for the modification as instructed in D1.3C2 and D1.3C3. If principal responsibility for the modification is not indicated, use the heading for the first named person or body attributed with responsibility for the modification (or the title, as appropriate) as instructed in D1.3D. If attribution of responsibility changes between editions of the modification, follow the instructions in D1.3E. Use the headings for other persons or bodies collaborating in the modification as secondary access points, following the instructions in D1.3. [new]

D1.11. REVISIONS, ENLARGEMENTS, UPDATES, ETC.

D1.11A. Application

D1.11A1. Apply this rule to revised, enlarged, updated, etc. versions of previously existing works. [new]


D1.11B1. If the wording of the chief source of information of the resource being catalogued indicates that the person or corporate body responsible for the previously existing work is still considered to be responsible for the work, use the heading prescribed as the primary access point for the previously existing work as the primary access point for the revision, etc., and use the heading for the reviser, etc., as a secondary access point (see D1.11C). [new]

Otherwise, use the heading for the reviser, etc., as the primary access point for the revision, and provide a related work citation (see D1.20 and D1.21B) for the previously existing work (see D1.11D).

D1.11C. Originator considered responsible

D1.11C1. If the resource being catalogued contains a revised, enlarged, updated, etc., version of a previously existing individual work, component part, or compilation, use the heading prescribed as the primary access point for the previously existing work, etc., as the primary access point for the revision, etc., if: [21.12A1]

a) the person or body responsible for the previously existing work, etc., is named in a statement of responsibility in the resource being catalogued

or b) the person or body responsible for the previously existing work, etc., is



named in the title proper and no other person or body is named in a statement of responsibility or other title information.

Use the heading(s) for the reviser(s), etc. as secondary access point(s) for the revision, etc., if prominently named in the resource being catalogued.

Anatomy of the human body / by Henry Gray. – 25th ed. / edited by Charles Mayo GossPrimary access point is the heading for GraySecondary access point is the heading for Goss

Guide to the study and use of reference books / by Alice Bertha Kroeger. – 3rd ed. / revised throughout and much enlarged by Isadore Gilbert MudgePrimary access point is the heading for KroegerSecondary access point is the heading for Mudge

Leaves from our Tuscan kitchen ... / Janet Ross and Michael Waterfield

(A revision by Waterfield of Ross’ book of the same title)Primary access point is the heading for RossSecondary access point is the heading for Waterfield

A dictionary of modern English usage / by H.W. Fowler. – 2nd ed. / revised by Sir Ernest GowersPrimary access point is the heading for FowlerSecondary access point is the heading for Gowers

Hart’s Rules for compositors and readers at the University Press, Oxford. – 39th ed., completely revisedPrimary access point is the heading for Hart

Boise’s Manual of gem cutting. – 4th rev. ed.(Reviser, Gerhard Tucker, named only in the introduction)

Primary access point is the heading for Boise

D1.11D. Originator no longer considered responsible

D1.11D1. If the wording of the chief source of information of the resource being catalogued indicates that the person or corporate body responsible for the previously existing individual work, component part, or compilation is no longer considered to be responsible for the work, etc. (e.g., when the original author is named only in the title proper and some other person or body is named as being primarily responsible in the statement of responsibility or in the statement of responsibility relating to the edition), use the heading for the reviser, etc., as the primary access point for the revision. Provide a related work citation (see D1.20 and D1.21B) for the previously existing work, etc., using the title of the last edition for which the heading for the person or body responsible for the previously existing work, etc., was prescribed as the primary access point, if it can be readily ascertained. Always use the title as a secondary access point if it begins with the name of the person or body responsible



for the previously existing work, etc., and the primary access point for the revision is the heading for the reviser, etc. [21.12B1]

Salmond on the law of torts. – 12th ed. / by R.V. HeustonPrimary access point is the heading for HeustonRelated work citation for the work by SalmondSecondary access point is the title

Roget’s Thesaurus of English words and phrases. – New ed. / completely rev. and modernized by Robert A. DutchPrimary access point is the heading for DutchRelated work citation for the work by RogetSecondary access point is the title

Guide to reference books. – 7th ed. / by Constance M. Winchell

(Based on Isadore Gilbert Mudge’s sixth edition of the same work)Primary access point is the heading for WinchellRelated work citation for the work by Mudge

D1.11D2. If two or more persons or bodies have collaborated in the revision, and principal responsibility for the revision is attributed to one of those persons or bodies, use the heading for that person or body as the primary access point for the revision as instructed in D1.3C1. If principal responsibility for the revision is attributed to two or more persons or bodies, use the heading for the first named of those persons (or the title, as appropriate) as the primary access point for the revision as instructed in D1.3C2 and D1.3C3. If principal responsibility for the revision is not indicated, use the heading for the first named person or body attributed with responsibility for the revision (or the title, as appropriate) as instructed in D1.3D. If attribution of responsibility changes between editions of the revision, follow the instructions in D1.3E. Use the headings for other persons or bodies collaborating in the revision as secondary access points, following the instructions in D1.3. Provide a related work citation for the previously existing work, etc., as instructed in D1.11D1. Use the title as a secondary access point as instructed in D1.11D1. [new]

[New example]

D1.12. ABRIDGEMENTS

D1.12A. If the resource being catalogued contains an abridged version of a previously existing individual work, component part, or compilation, use the heading prescribed as the primary access point for the previously existing work, etc., as the primary access point for the abridgement. Use the heading(s) for the abridger(s) as secondary access point(s) if prominently named in the resource being catalogued. For condensations that involve rewriting, etc., see D1.10. [21.12A1]

John Evelyn’s diary : a selection from the diary / edited by Philip FrancisPrimary access point is the heading for EvelynSecondary access point is the heading for Francis



The people’s Marx. – Abridged popular ed. of the three vols. of Capital / edited by Julian Borchardt ; translated by Stephen L. TraskPrimary access point is the heading for MarxSecondary access point is the heading for Borchardt

[New examples to illustrate non-textual abridgements]

D1.13. TRANSLATIONS

D1.13A. If the resource being catalogued contains a translation of a previously existing individual work, component part, or compilation, use the heading prescribed as the primary access point for the previously existing work, etc., as the primary access point for the translation. Use the heading(s) for the translator(s) as secondary access point(s) if prominently named in the resource being catalogued. [21.14A]

The philosopher in the kitchen / Jean-Anthelme Brillat-Savarin ; translated by Anne DraytonPrimary access point is the heading for Brillat-SavarinSecondary access point is the heading for Drayton

Fathers and sons / Ivan Turgenev ; translated by Rosemary EdmondsPrimary access point is the heading for TurgenevSecondary access point is the heading for Edmonds

The Mabinogion / translated by Gwyn Jones and Thomas JonesPrimary access point is the heading for the MabinogionSecondary access points are the headings for G. Jones and T. Jones

If the translation involves adaptation or is described as a “free” translation, treat it as a modification that substantially changes the nature and content of the previously existing work (see D1.10).

D1.14. OTHER MODIFICATIONS OF PREVIOUSLY EXISTING WORKS

D1.14A. If the individual work, component part, or compilation is a modification of a previously existing work that has not substantially changed the nature and content of the previously existing work, use the heading prescribed as the primary access point for the previously existing work as the primary access for the modification. Use the heading(s) for the person(s) or body (bodies) responsible for the modification as secondary access point(s) if prominently named in the resource being catalogued. [21.9A]

For special instructions on other modifications of musical works (arrangements, transcriptions, added accompaniments, etc.), see E1.2C2, E1.2D1, E1.2E1, E1.2E2, E1.2F1.



Other Related Works

D1.15. OTHER RELATED WORKS

D1.15A. Application

D1.15A1. Apply this rule to a separately catalogued work (see also A1.0G, A1.1B8, and A1.7B9d) that falls into one or more of the following categories: [21.28A1]

a) works that are predecessors or successors to other works (e.g., continuations, sequels, prequels)

b) works that supplement or are supplement by other works (e.g., supplements, indexes, concordances, glosses, teacher’s guides)

c) works that are created for use in the production of other works (e.g., scenarios, screenplays)

d) works that imitate or are imitated by other works (e.g., parodies, travesties, lampoons)

d) works that have parts or form part of another work (e.g., subseries, special numbers of serials, compilations of extracts from serials).

Do not apply this rule to a work that has only a subject relationship to another work.For relationships involving the modification of a previously existing work (e.g.,

adaptations, revisions, translations), see D1.10-D1.14.For special instructions on relationships between musical works and other works

(incidental music, choreographies, librettos, etc.) see E1.3.


D1.15B1. If the work falls into one or more of the categories listed in D1.15A, use the heading prescribed as the primary access point for the work as an original work (see D1.1-D1.8) as its primary access point. Provide a related work citation (see D1.20 and D1.21B) for the work to which it is related. [21.28B1]

An index to the Columbia edition of The works of John Milton / by Frank Allen Patterson ; assisted by French Rowe FoglePrimary access point is the heading for PattersonSecondary access point is the heading for FogleRelated work citation for the works of Milton

[New example for the Columbia edition of the works of Milton]

Teacher’s manual / by W.D. Lewis ... to accompany Topical studies in United States history by A.B. BlodgettPrimary access point is the heading for LewisRelated work citation for the work by Blodgett



[New example for the related work by Blodgett]

Supplement to The conquest of Peru and Mexico by the Moguls, in the XIII century

(By John Ranking, who is also the author of the work to which the supplement is related)

Primary access point is the heading for RankingRelated work citation for the work by Ranking

[New example for the work original work by Ranking]

Supplement to Hain’s Repertorium bibliographicum ... / by W.A. CopingerPrimary access point is the heading for CopingerRelated work citation for the work by Hain

[New example for the related work by Hain]

Ergänzungshefte zu den Blättern für Volksbibliotheken und LesehallenPrimary access point is the titleRelated work citation for the Blättern für Volksbibliotheken und Lesehallen [?]

[New example for the original work]

Cumulative book index : a world list of books in the English language ... supplementing The United States catalogPrimary access point is the titleRelated work citation for the United States catalog

[New example for the United States catalog]

Histoire du peuple anglais au XIXe siècle. Épilogue (1895-1914) / Élie HalévyPrimary access point is the heading for HalévyRelated work citation for the earlier work by Halévy

[New example for the original work by Halévy]

A complete concordance to the Iliad of Homer / by Guy Lushington PrendergastPrimary access point is the heading for PrendergastRelated work citation for the work by Homer

[New example for the related work by Homer]

A complete concordance to the Holy Scriptures of the Old and New Testament ... / by Alexander CrudenPrimary access point is the heading for CrudenRelated work citation for the Bible

[New example for the Bible]



Astronomie topographique : complément au Traité de topographie générale : cours professé à l’École nationale du génie rural / par A. CarrierPrimary access point is the heading for CarrierRelated work citation for the Traité de topographie générale

[New example for the Traité de topographie générale]

John Jasper’s gatehouse : a sequel to the unfinished novel The mystery of Edwin Drood by Charles Dickens / by Edwin HarrisPrimary access point is the heading for HarrisRelated work citation for the work by Dickens

[New example for the related work by Dickens]

Over the garden wall : Mrs. H. and Mrs. C. gossip, as broadcast in Monday night at seven : a series of comedy episodes / by Guy FanePrimary access point is the heading for FaneRelated work citation for Monday night at seven (a radio programme)

[New example for the related radio programme]

United nations : six radio dramatizations presented on The family hour

(Anonymous)Primary access point is the titleRelated work citation for The family hour (a radio programme)

[New example for the related radio programme]

Hiroshima mon amour : scénario et dialogues / Marguerite Duras

(A film scenario)Primary access point is the heading for DurasRelated work citation for the motion picture

[New example for the related motion picture]

Conrack(Filmstrip based on The water is wide by Pat Conroy)

Primary access point is the titleRelated work citation for the work by Conroy

[New example for the related work by Conroy]

Art in photography : with selected examples of European and American work / edited by Charles Holme

(Special number of the journal The studio)Primary access point is the titleSecondary access point is the heading for HolmeRelated work citation for the journal

[New example for the related journal]



Studien zur Musikwissenschaft : Beihefte der Denkmäler der Tonkunst in ÖsterreichPrimary access point is the titleRelated work citation for the Denkmäler

[New example for the Denkmäler]

Eli Terry pillar & scroll shelf clocks / by Lockwood Barr(Supplement to the Bulletin of the National Association of Watch and Clock Collectors)

Primary access point is the heading for BarrRelated work citation for the journal


Youth and the new world : essays from The Atlantic monthly / edited by Ralph BoasPrimary access point is the titleSecondary access point is the heading for BoasRelated work citation for the journal


The Penguin book of Ximenes crosswords [from] The observerPrimary access point is the heading for XimenesRelated work the citation for the newspaper

[New example for the related newspaper]

Les CL Pseaumes de David escrites en diverses sortes de lettres / par Esther Anglois

(A calligraphic work)Primary access point is the heading for AngloisRelated work citation for the Psalms

[New example for the Psalms]

Performances

D1.16. PERFORMANCES OF PREVIOUSLY EXISTING WORKS

D1.16A. Application

D1.16A1. Apply this rule to works in the form of sound and/or moving image recordings of performances of previously existing works (narrative and dramatic texts, musical compositions, ballets, etc.). [new]




D1.16B1. If the performance is of one or more previously existing works or component parts of works by the same person(s) or body (bodies), use the heading prescribed as the primary access point for the previously existing work as an individual work (see D1.16C), as a compilation of works by a single person or body (see D1.16D), or as a compilation of works of collaboration by the same persons or bodies (see D1.16E), as appropriate, as the primary access point for the performance. [new]

If the performance is of two or more previously existing works or component parts of works by different persons or corporate bodies and has a collective title, use that title as the primary access point for the performance (see D1.16F1). If the performance lacks a collective title, use the heading prescribed as the primary access point for the first work or component part as the primary access point for the performance (see D1.16F2).

If applicable, use headings for collaborators prescribed as secondary access points for the previously existing work(s) as secondary access points for the performance.

In addition, use the headings for the principal performers3 (e.g., singers, readers, actors, orchestras) as secondary access points.

D1.16C. Performances of a single work

D1.16C1. If the performance is of an individual work or component part of a work, use the heading prescribed as the primary access point for that work as an individual work (see D1.1-D1.4) as the primary access point for the performance. If applicable, use headings for collaborators prescribed as secondary access points for the work (see D1.3) as secondary access points for the performance. Use the headings for the principal performers (e.g., singers, readers, actors, orchestras) as secondary access points. [21.23A1]

How many miles to Babylon? / author, Alison Uttley(Read by David Davis)

Primary access point is the heading for UttleySecondary access point is the heading for Davis

The trout quintet : piano quintet in A major, op. 114 ... / Schubert

(Performed by Smetana Quartet; Jan Panenka, piano; František Pošta, double bass)Primary access point is the heading for SchubertSecondary access points are the headings for the quartet, Panenka, and Pošta

Bury my heart at Wounded Knee / by Dee Brown(An abridgement of Brown’s book, dramatically presented by Henry Madden and Manu Tupon)

Primary access point is the heading for BrownSecondary access points are the headings for Madden and Tupon

On the other hand / Niko Schäuble, Paul Grabowsky, Stephen Grant, Chris Bekker, Ren Walters [new]

33. Principal performers are those given prominence (by wording or layout) in the chief source of information of the resource being catalogued.AACR3 Part II – Editor’s draft (March 2005) D1-53


(Schäuble’s name appears at the head of the title) [as performer or author?]Primary access point is the heading for SchäubleSecondary access points are the headings for Grabowsky, Grant, Bekker and Walters

The messenger / Kurt Elling ; Laurence Hobgood, piano ; Rob Amster, bass ; Paul Wertico, drums [new]Primary access point is the heading for EllingSecondary access points are the headings for Hobgood, Amster and Wertico

Symphony no. 13 ‘Babi Yar’ / Shostakovich [new](Performed by Peter Mikulas, bass ; Slovak Philharmonic Chorus ; Czecho-Slovak Radio Symphony Orchestra (Bratislava), Ladislav Slovák)

Primary access point is the heading for ShostakovichSecondary access points are the headings for Mikulas, the chorus, the orchestra and Slovák

D1.16D. Performances of two or more works by the same person or body

D1.16D1. If the performance comprises two or more works or component parts of works all by the same person or body, use the heading prescribed as the primary access point for those works as a compilation of works by a single person or body (see D1.5) as the primary access point for the performance. Use the headings for the principal performers as secondary access points. [21.23B1]

Piano rags / Scott Joplin(Joshua Rifkin, piano)

Primary access point is the heading for JoplinSecondary access point is the heading for Rifkin

Any day now : songs of Bob Dylan(Sung by Joan Baez)

Primary access point is the heading for DylanSecondary access point is the heading for Baez

The railway stories / W. Awdry(Read by Johnny Morris)

Primary access point is the heading for AwdrySecondary access point is the heading for Morris

A tribute to Woody Guthrie(Songs and prose by Woody Guthrie, performed by Arlo Guthrie and others)

Primary access point is the heading for W. GuthrieSecondary access point is the heading for A. Guthrie

Bob Dylan 30th anniversary collection celebration / various artists [new]

(Songs by Dylan, featuring performances by Eric Clapton, Neil Young, Stevie Wonder, George Harrison, Lou Reed, John Mellencamp, Eddie Vedder and Mike McCready, none of whom are prominently named)

Primary access point is the heading for Dylan

D1.16E. Performances of two or more works resulting from collaboration between the same persons or bodies



D1.16E1. If the performance comprises two or more works or component parts of works all resulting from collaboration between the same persons or bodies, use the heading prescribed as the primary access point for those works as a compilation of works of collaboration (see D1.6) as the primary access point. Use headings for collaborators prescribed as secondary access points for the work (see D1.3) as secondary access points for the performance. Use the headings for the principal performers as secondary access points. [21.23B1]

The best of Lennon and McCartney(Songs by Lennon and McCartney sung by Tommy James)

Primary access point is the heading for LennonSecondary access point is the heading for McCartneySecondary access point is the heading for James

D1.16F. Performances of two or more works by different persons or bodies

D1.16F1. With collective title. If the performance comprises works or component parts of works by different persons or bodies and has a collective title, use the heading prescribed as the primary access point for the works as a compilation of independent works by different persons or bodies (see D1.7C) as the primary access for the performance. Provide an analytical citation (see D1.20 and D1.21A) for each of the works performed. Use the headings for the principal performers as secondary access points. [21.23C1]

Pieces of the sky(Songs by various composers performed by Emmylou Harris)

Primary access point is the titleAnalytical citations for the works in the compilationSecondary access point is the heading for Harris

All that jazz(Various pieces by several composers performed by Fats Waller)

Primary access point is the titleAnalytical citations for the works in the compilationSecondary access point is the heading for Waller

Bonaparte’s retreat(Folk tunes and songs by various composers performed by the band the Chieftains)

Primary access point is the titleAnalytical citations for the works in the compilationSecondary access point is the heading for the band

Elisabeth Schumann(Vocal music by various composers sung by Schumann accompanied by various persons and bodies not prominently named)

Primary access point is the titleAnalytical citations for the works in the compilationSecondary access point is the heading for Schumann

Adrian Ruiz plays Niels Gade and Christian Sinding(Two works by Gade and six by Sinding performed by Ruiz)

Primary access point is the titleAACR3 Part II – Editor’s draft (March 2005) D1-55


Analytical citations for the works by Gade and SindingSecondary access point is the heading for Ruiz

Great tenor arias(Arias by various composers sung by Carlo Bergonzi with the orchestra of the Accademia di Santa Cecilia, Rome)

Primary access point is the titleAnalytical citations for the arias in the compilationSecondary access points are the headings for Bergonzi and the orchestra

Dancer with bruised knees / Kate & Anna McGarrigle(Songs by the McGarrigle sisters and others performed by them)

Primary access point is the titleAnalytical citations for the works in the compilationSecondary access points are the headings for K. McGarrigle and A. McGarrigle

Irish rebel songs(Sung by Mike Barrett and Joe Kiernan)

Primary access point is the titleAnalytical citations for the works in the compilationSecondary access points are the headings for Barrett and Kiernan

Orchestral suites of the British Isles(Works by various composers performed by the Edmonton Symphony Orchestra; Uri Mayer, conductor)

Primary access point is the titleAnalytical citations for the works in the compilationSecondary access points are the headings for the orchestra and Mayer

Great Sopranos of our time [new](Excerpts from various operas performed by various prominently named persons and bodies)

Primary access point is the titleAnalytical citations for the excerpts in the compilation Secondary access points are the headings for Maria Callas; Joan Sutherland; Victoria de

los Angeles; Elizabeth Schwarzkopf; Birgit Nilsson; Regine Crespin; Orchestra of the Théâtre National de l'Opéra; Philharmonia Orchestra; Orchestre National de la Radiodiffusion Française; Orchestra of the Opera House, Rome

D1.16F2. Without collective title. If the performance comprises works by different persons or bodies and has no collective title, use the heading prescribed as the primary access point for the first work in the compilation (see D1.7D1) as the primary access point for the performance. Provide an analytical citation (see D1.20 and D1.21A) for each of the works performed. Use the headings for the principal performers as secondary access points. [21.23D1]

I want to make you smile / Bill Medley ; [sung by] Kenny Rogers. Coward of the county / R. Bowlings, B.E. Wheeler ; [sung by] Kenny RogersPrimary access point is the heading for MedleyAnalytical citation for the work by Bowlings and WheeleSecondary access point is the heading for Rogers



All my love / Jolson, Akst, Chaplin ; Freddy Martin and his orchestra ; vocal refrain by Clyde Rogers and the Martin Men. When the white roses bloom in Red River Valley / Paul Herrick, Ally Wrubel ; Freddy Martin and his orchestra ; vocal refrain by Stuart Wade and the Martin MenPrimary access point is the heading for JolsonAnalytical citation for the work by Herrick and WrubelSecondary access points are the headings for Martin, the orchestra, Rogers, the Martin

men, and Wade

Ko Ko Mo / Forest, Haven ; the Harmonaires with Bob Murray Orchestra. Tweedle dee / Scott ; Joni Downs and the Starliners. Ballad of Davy Crockett / Blackburn, Bruns ; Heck Johns and the Pioneers. How important can it be? / Benjamin, Weiss ; Joan Forrest with Jay Weston OrchestraPrimary access point is the heading for ForestAnalytical citations for the works by Scott, Blackburn and Bruns, and Benjamin and WeissSecondary access points are the headings for the Harmonaires, the Bob Murray Orchestra,

Downs, the Starliners, Johns, the Pioneers, Forrest, and the Jay Weston Orchestra

Sinfonia in G minor, op. 6, no. 6 / Johann Christian Bach. Symphony in G / Michael Haydn. Cassation in D, K. 62a / Wolfgang Amadeus Mozart

(All performed by the Saint Paul Chamber Orchestra conducted by Dennis Russell Davies)

Primary access point is the heading for BachAnalytical citations for the works by Haydn and MozartSecondary access points are the headings for Davies and the orchestra

Concerto grosso no. 1 for string orchestra with piano obbligato / Bloch. Spirituals : for string choir and orchestra / Gould

(First work performed by Rafael Kubelik conducting the Chicago Symphony Orchestra. Second work performed by Antal Dorati conducting the Minneapolis Symphony Orchestra)

Primary access point is the heading for BlochAnalytical citation for the work by GouldSecondary access points are the headings for Kubelik, Dorati, and the two orchestras

The Pied Piper / Robert Browning. The hunting of the Snark / Lewis Carroll

(Both works read by Boris Karloff)Primary access point is the heading for BrowningAnalytical citation for the work by CarrollSecondary access point is the heading for Karloff

I look back ; Wistful ; Service of all the dead ; A child’s grace ; This glittering grief ; The ouselcock / Herbert Elwell. String quartet no. 7 / John Verrall. Spatials ; Sonata no. 2 ; Spektra / George Walker

(Elwell works performed by Maxine Makas, soprano; Anthony Makas, piano. Verrall work performed by the Berkshire Quartet. Walker works performed by the composer, piano)

Primary access point is the heading for ElwellAnalytical citation for the work by VerrallSecondary access points are the headings for M. Makas, A. Makas, the quartet, and Walker



D1.16G. Performances of works of unknown origin

D1.16G1. If the performance is of an individual work or component part of an individual work of unknown origin, use the heading prescribed as the primary access point for that work as the primary access point for the performance (see D1.4). [new]

If the performance is of two or more works or component parts of works of unknown origin, use the heading prescribed as the primary access point for those works as a compilation as the primary access point for the performance (see D1.8).

D1.17. EXTEMPORANEOUS PERFORMANCES

D1.17A. Application

D1.17A1. Apply this rule to works in the form of sound and/or moving image recordings of performances of an extemporaneous nature (improvisational theatre, performance art, etc.). [new]


D1.17B1. If the performance is extemporaneous, use the heading for the principal performer as the primary access point for the performance (see D1.17C). [new]

If there are two or more principal performers, follow the instructions in D1.17D.

D1.17C. Extemporaneous performances by a single person or corporate body

D1.17C1. If the performance is by a single person or corporate body, use the heading for the performer or performing body as the primary access point for the performance. [new]

D1.17D. Extemporaneous performances by two or more principal performers

D1.17D1. If the performance is by two or three principal performers (persons or corporate bodies), use the heading for the most prominently named principal performer (or the first of those most prominently named) as the primary access point for the performance. Use the headings for the other principal performer(s) as secondary access points. [new]

[New example]

D1.17D2. If there are more than three principal performers, use the title as the primary access point. Use the headings for the principal performers as secondary access points. [new]

[New example]



Secondary Access Points

D1.18. GENERAL RULE

D1.18A. Use secondary access points to provide access to works and expressions of works in addition to the access provided by the primary access point. [21.29A]

D1.18B. Use secondary access points for persons, corporate bodies, and titles as instructed in D1.19. [21.29B, 2004 amendments]

If considered important for access, use secondary access points for persons and corporate bodies as instructed in D1.19 in the following situations (for titles, see D1.19K-D1.19L):

1) for later parts of a multipart monograph (see D1.0E1)2) for earlier iterations of an integrating resource (see D1.0E3)3) for later issues or parts of a serial (see D1.0E2).

D1.18C. In addition, use a secondary access point for a person, corporate body, or title if some catalogue users might suppose that the description of a resource would be found under that access point rather than under the access point chosen as the primary access point. [21.29C]

D1.18D. If, in the context of a given catalogue, a secondary access point is required for a person, corporate body, or title other than those prescribed in D1.19, provide it. [21.29D]

D1.18E. Construct a heading for use as a secondary access point according to the instructions in chapters XX-XX. [21.29E]

D1.18F. Optionally, use explanatory references in place of secondary access points in certain cases (see XX.XX). [21.29G] [delete instructions on explanatory references?]

D1.19. SPECIFIC RULES

D1.19A. Two or more persons or bodies involved

D1.19A1. If the following subrules refer to only one person or corporate body and two or more persons or bodies are involved in a particular instance, provide secondary access points for each. [21.30A1]

D1.19B. Collaborators

D1.19B1. If the primary access point is for one of two or three collaborating persons or bodies, provide secondary access points for the other collaborators prominently named in the resource being catalogued. [21.30B1]



If the primary access point is for a corporate body or the title, provide secondary access points for collaborating persons prominently named in the resource being catalogued.

D1.19C. Writers

D1.19C1. Provide a secondary access point for a prominently named writer of a work if the primary access point is for another person or a corporate body or the title. [21.30C1]

D1.19D. Editors and compilers

D1.19D1. Provide a secondary access point for a prominently named editor or compiler. For serials and integrating resources, provide a secondary access point for an editor if considered to be important. [21.30D1]

D1.19E. Translators

D1.19E1. Provide a secondary access point for a prominently named translator. [21.30K1]

D1.19F. Illustrators

D1.19F1. Provide a secondary access point for a prominently named illustrator. [21.30K2]

D1.19G. Corporate bodies

D1.19G1. Provide a secondary access point for a prominently named corporate body, unless it functions solely as distributor or manufacturer. Provide a secondary access point for a prominently named publisher if the responsibility for the work extends beyond that of merely publishing the resource being catalogued. In case of doubt, provide a secondary access point. [21.30E1]

D1.19H. Other related persons or bodies

D1.19H1. Provide a secondary access point for a person or corporate body having a relationship to a work not treated in D1.1-D1.17 if considered important for access (e.g., the producer, director, animator, etc., of a motion picture or videorecording; the moderator of an electronic discussion group; the addressee of a compilation of letters; a person honoured by a Festschrift; a museum in which an exhibition is held). [21.30F1]

D1.19J. Other relationships



D1.19J1. Provide a secondary access point for any other name that would provide an important access point unless the relationship between the name and the work is purely that of a subject. For example, provide a secondary access point for the name of a collection from which reproductions of art works have been taken or for a collection of books upon which a bibliography is based. [21.30H1]

When possible, formulate headings for such names by analogy with corporate name headings.

D1.19K. Title proper

D1.19K1. Provide a secondary access point for the title proper of every work for which the primary access point is the heading for a person, the heading for a corporate body, or a citation title for the work (see chapter XX). Optionally, provide such secondary access points in accordance with the policy of the cataloguing agency. [21.30J1, 2004 amendments]

If considered important for access, provide a secondary access point for the following:

a) the later title proper of a multipart monograph (see D1.0F1)b) the title proper of an earlier iteration of an integrating resource (see D1.0F3)c) the changed title proper of a serial that is not a major change (see D1.0F2).

D1.19L. Variant title

D1.19L1. If considered important for access, provide a secondary access point for any version of the title (e.g., cover title, caption title, running title, panel title, title on container, title bar title) that is significantly different from the title proper. [21.30J2]

Citations

D1.20 GENERAL RULE

D1.20A. Provide citations as instructed in D1.21 for: [new]

a) works, expressions, and component parts of works or expressions contained in the compilation or composite work being catalogued (see D1.21B)

b) works and expressions related to the work or expression being catalogued (see D1.21C)

c) the series to which the resource being catalogued belongs (see D1.21D)

D1.20B. If the work, expression, component part, or series cited is one for which a personal or corporate name heading is prescribed as the primary access point, construct the citation using that heading followed by the title of the work, component part, or series. [new]



D1.20C. If the work, expression, or series cited is one for which the title is prescribed as the primary access point, construct the citation using only the title of the work, component part, or series. [new]

D1.20D. When appropriate, give the title of the work, component part, or series in the form of a citation title (see chapter XX). Otherwise, give the title proper of the work, component part, or series as it appears in the resource being catalogued. [new]

D1.20E. If the citation is for a particular expression of a work or component part, add to the citation an element or elements identifying the expression as instructed in chapter XX. [new]

D1.20F. A citation may be provided either in the form of a name-title or title access point or in the form of a structured note that is indexed and/or linked to a record for the work, expression, component part, or series cited (see D1.0C1).

D1.21. SPECIFIC RULES

D1.21A. Analytical citations

D1.21A1. Provide an analytical citation for a work, expression, or component part of a work or expression contained within a monographic compilation or composite work (see D1.5-D1.9 for guidance in specific cases). Provide additional analytical citations in accordance with the policy of the cataloguing agency. See also A1.10. [21.30M1]

D1.21B. Citations for related works

D1.21B1. Provide a related work citation for a work to which the work being catalogued is closely related (see D1.10-D1.15 for guidance in specific cases). [21.30G1]

D1.21C. Series citations

D1.21C1. Provide a citation for the series for each separately catalogued resource in the series if it provides a useful collocation. Optionally, add the numeric or other designation of each resource in the series. [21.30L1]

Do not provide a series citation for the series if:

a) the resources in a series are related to each other only by common physical characteristics

or b) the numbering suggests that the parts have been numbered primarily for stock control or to benefit from lower postage rates.

In case of doubt, provide a citation for the series.


5JSC/Editor/Part II

SECTION ESPECIAL RULES FOR SPECIFIC TYPES OF WORKS

E1 Special Rules for Musical WorksE2 Special Rules for Art WorksE3 Special Rules for Certain Legal WorksE4 Special Rules for Certain Religious WorksE5 Special Rules for Certain Academic Works


5JSC/Editor/Part II

[Blank]

[Verso of Contents Page for Section E]


5JSC/Editor/Part IIMUSICAL WORKS

CHAPTER

E1Special Rules for Musical Works

ContentsE1.0 PRELIMINARY RULES

E1.0A Scope

E1.1 COLLABORATIONS BETWEEN COMPOSERS AND LYRICISTS, CHOREOGRAPHERS, ETC.E1.1A ApplicationE1.1B General ruleE1.1C Collaborations between composers and lyricistsE1.1D Musical settings for ballets, etc.

E1.2 MUSICAL MODIFICATIONS OF PREVIOUSLY EXISTING WORKSE1.2A ApplicationE1.2B Musical works that substantially change the nature and content of a previously

existing workE1.2B1 ApplicationE1.2C Arrangements, transcriptions, etc.E1.2C1 ApplicationE1.2D Added accompaniments, etc.E1.2E Pasticcios, ballad operas, etc.E1.2F Writer’s works set by several composers

E1.3 OTHER RELATIONSHIPS TO MUSICAL WORKSE1.3A Application

E1.4 LITURGICAL MUSIC

———————————————

E1.0. PRELIMINARY RULES

E1.0A. Scope

E1.0A1. The rules in this chapter are special rules for providing access points (headings) for musical works and expressions of musical works. The rules give

AACR3 Part II – Editor’s draft (March 2005) E1-1


instructions on the choice of one of these access points as the primary access point, the others being secondary access points. The rules also give instructions on the provision of citations for works that are related to musical works. Each rule only gives instructions on those access points and citations that are explicitly covered by the rule. Certain general provisions (e.g., access points for titles) are dealt with in the general rules on secondary access points (see D1.18-D1.19) and citations (see D1.20-D1.21). [new]

E1.1. COLLABORATIONS BETWEEN COMPOSERS AND LYRICISTS, CHOREOGRAPHERS, ETC.

E1.1A. Application

E1.1A1. Apply this rule to individual works, component parts of works, and compilations resulting from the collaboration of a composer with a lyricist, choreographer, etc. [new]

E1.1B. General rule

E1.1B1. If the work, component part, or compilation results from the collaboration of a composer with a lyricist, choreographer, etc., use the heading for the composer as the primary access point (see E1.1C and E1.1D). Use the heading(s) for the lyricist(s), choreographer(s), etc., prominently named in the resource being catalogued as secondary access points. If the text, scenario, etc., is based on a previously existing work, provide a related work citation (see D1.20 and D1.21B) for the previously existing work. [new]

E1.1C. Collaborations between composers and lyricists

E1.1C1. If the work is a musical work that includes words (e.g., a song, opera, musical comedy), use the heading for the composer as the primary access point for the work. For librettos, see E1.3. Use the heading(s) for the writer(s) of the words if they are prominently named and their work is fully represented in the resource being catalogued (e.g., a full score, a vocal score). If the words are based on a previously existing text, provide a related work citation (see D1.20 and D1.21B) for the previously existing work. [21.19A1]

Dedication = Widmung : op. 25, no. 1 / Robert Schumann ; original poem by Friedrich RückertPrimary access point is the heading for SchumannSecondary access point is the heading for Rückert

Rigoletto : opera in three acts / libretto by Francesco Maria Piave ; music by Giuseppe Verdi

(A vocal score; libretto based on Le roi s’amuse by Victor Hugo)Primary access point is the heading for VerdiSecondary access point is the heading for Piave



Related work citation for the work by Hugo

South Pacific : a musical play / music by Richard Rodgers ; lyrics by Oscar Hammerstein, 2nd ; book by Oscar Hammerstein, 2nd, and Joshua Logan

(A vocal score; libretto based on Tales of the South Pacific by James A. Michener)Primary access point is the heading for RodgersSecondary access points are the headings for Hammerstein and LoganRelated work citation for the work by Michener

E1.1D. Musical settings for ballets, etc.

E1.1D1. If the work is a musical setting for a ballet, pantomime, etc., use the heading for the composer as the primary access point for the work. Use the headings for choreographers and writers of scenarios, librettos, etc., prominently named in the resource being catalogued as secondary access points. [21.20A]

Robot : ballet / choreography by Stanislaw Povitch ; music by Walter L. RosemontPrimary access point is the the heading for RosemontSecondary access point is the heading for Povitch

Coppélia, ou, La fille aux yeux d’émail / ballet en 2 actes et 3 tableaux, de Ch. Nuitter et Saint-Léon ; musique de Léo DelibesPrimary access point is the the heading for DelibesSecondary access points are the headings for Nuitter and Saint-Léon

La fête chez Thérèse : ballet-pantomime / scénario de Catulle Mendès ; musique de Reynaldo HahnPrimary access point is the the heading for HahnSecondary access point is the heading for Mendès

E1.2. MUSICAL MODIFICATIONS OF PREVIOUSLY EXISTING WORKS

E1.2A. Application

E1.2A1. Apply this rule to: [21.18A1]

a) arrangements described as “freely transcribed,” “based on . . .,” etc., and other arrangements incorporating new material

b) arrangements in which the harmony or musical style of the original has been changed

c) arrangements, transcriptions, versions, settings, etc., in which music for one medium of performance has been rewritten for another or to which accompaniments or parts have been added

d) simplified versions of previously existing musical workse) pasticcios, ballad operas, etc.f) compilations of musical settings by two or more composers for text(s) by a



single writer.

E1.2B. Musical works that substantially change the nature and content of a previously existing work

E1.2B1. Application. Apply this rule to: [21.18C1]

a) arrangements described as “freely transcribed,” “based on . . .,” etc., and other arrangements incorporating new material [21.18A1]

b) a paraphrase of various works or of the general style of another composerc) a work merely based on other music (e.g., variations on a theme).d) arrangements in which the harmony or musical style of the original has been

changed [21.18A1]e) any other distinct alteration of another work.

E1.2B2. If the work is a modification of a type listed in E1.2B1, use the heading for the person or corporate body responsible for the modification as the primary access point. If the work is a modification of one other musical work or of a component part of a musical work with its own title or designation (e.g., a movement, an aria), provide a related work citation (see D1.20 and D1.21B) for that work or component part of a work. If the work is otherwise adapted from the music of another composer, use the heading for that composer as a secondary access point. [21.18C1]

Variationen über Là ci darem la mano : für das Pianoforte mit Begleitung des Orchesters / von Friedrich Chopin

(Based on an aria from Mozart’s Don Giovanni)Primary access point is the heading for ChopinRelated work citation for the work by Mozart

Nouvelles soirées de Vienne : valses-caprices d’après J. Strauss / Ch. TausigPrimary access point is the heading for TausigSecondary access point is the heading for Strauss

Rapsodie sur un thème de Paganini : pour piano et orchestre, op. 43 / S. RachmaninoffPrimary access point is the heading for RachmaninoffSecondary access point is the heading for Paganini

If two or more persons or bodies have collaborated in the modification, choose the primary and secondary access points for the modification as instructed in D1.3. [new]

[New example]

E1.2C. Arrangements, transcriptions, etc.

E1.2C1. Application. Apply this rule to: [21.18A1]

a) arrangements, transcriptions, versions, settings, etc., in which music for one AACR3 Part II – Editor’s draft (March 2005) E1-4


medium of performance has been rewritten for anotherb) simplified versions of previously existing musical works.

E1.2C2. If the work is an arrangement, transcription, etc., of one or more works of one composer (or of component parts of one composer’s works), use the heading for that composer (see also XX.XX). If the original composer is unknown, use the title as the primary access point for the arrangement, etc. Use the heading for the arranger or transcriber as a secondary access point. Optionally, add arranger (or an equivalent designation of function) to the secondary access point. [21.18B1]

Divertimento, op. 12, no. 2 / L. van Beethoven ; transcribed for woodwind by George J. TrinkausPrimary access point is the heading for BeethovenSecondary access point is the heading for Trinkaus

Suite from The art of fugue / J.S. Bach ; arranged for chamber orchestra by Anthony LewisPrimary access point is the heading for BachSecondary access point is the heading for Lewis

Michael, row the boat ashore : traditional / arranged by James Burt

(An anonymous spiritual)Primary access point is the titleSecondary access point is the heading for Burt

E1.2D. Added accompaniments, etc.

E1.2D1. If an instrumental accompaniment or additional parts have been added to a previously existing musical work, use the heading prescribed as the primary access point for the previously existing work as the primary access point for the version with the added accompaniment, etc. Use the heading for the composer of the accompaniment or the additional parts as a secondary access point. [21.21A]

Sechs Sonaten für Violine solo / von Joh. Seb. Bach ; herausgegeben von J. Hellmesberger ; Klavierbegleitung von Robert SchumannPrimary access point is the heading for BachSecondary access points are the headings for Hellmesberger and Schumann

O rosa bella(By John Dunstable, with optional contratenors and 3 additional voices by John Bedingham)

Primary access point is the heading for DunstableSecondary access point is the heading for Bedingham

E1.2E. Pasticcios, ballad operas, etc.

E1.2E1. If the music of a pasticcio, ballad opera, etc., consists of previously existing ballads, songs, arias, etc., by various composers, use the title as the primary access



point for the pasticcio, etc. Use the heading for the person who adapted or arranged the music and the heading for the dramatist as secondary access points. [21.19B1]

The beggar’s opera / written by Mr. Gay ; to which is prefix’d the musick to each song

(The music for this work was adapted by John Christopher Pepusch)Primary access point is the titleSecondary access points are the headings for Gay and Pepusch

If the work is a compilation of musical excerpts from such a work, use the title of the work from which the excerpts were taken as the primary access point for the compilation of excerpts.

Songs in the opera call’d The beggar’s wedding, as it is perform’d at the theatresPrimary access point is the title of the opera

If the work is a single song from a pasticcio, etc., use the heading for its own composer as the primary access point for the song. If the composer of the song is unknown, use the title as the primary access point. Use the title of the larger work as a secondary access point.

[New example]

E1.2E2. If the music of a pasticcio, ballad opera, etc., was especially composed for it, use the heading for the composer as the primary access point for the pasticcio, etc. If two or more composers are involved, use the heading prescribed as the primary access point for a work resulting from collaboration, as instructed in D1.3. [21.19B2]

[New example]

The most favourite songs in the opera of Muzio Scaevola / composed by three famous masters

(The composers are Amadei, Bononcini, and Handel)Primary access point is for AmadeiSecondary access points are the headings for Bononcini and Handel

E1.2F. Writer’s works set by several composers

E1.2F1. If the work is a compilation of musical settings of songs, etc., by one writer made by two or more composers, use the collective title (or, if the compilation lacks a collective title, the title of the first work) as the primary access point for the compilation (see D1.7). Use the heading for the writer as a secondary access point. Use the headings for the composers prominently named in the resource being catalogued as secondary access points. Use the heading(s) for the editor(s) as secondary access points as instructed in D1.7. [21.19C1]

Songs from Shakespeare’s tragedies : a collection of songs for concert or dramatic use / edited from contemporary sources by Frederick SternfeldPrimary access point is the title



Secondary access point is the heading for ShakespeareSecondary access point is the heading for Sternfeld

Et voici mes chansons / Minou Drouet ; mises en musique par Jean Françaix, Pierre Duclos, Paul Misraki, Bernard Boesch, Marc Lanjean

(Drouet is the author of the words)Primary access point is the titleSecondary access point is the heading for DrouetSecondary access points are the headings for Françaix, Duclos, Misraki, Boesch, and

Lanjean

E1.3. OTHER RELATIONSHIPS TO MUSICAL WORKS

E1.3A. Application

E1.3A1. Apply this rule to a separately catalogued work (see also A1.0G, A1.1B8, and A1.7B9d) that falls into one or more of the following categories: [21.28A1]

a) musical scores and incidental music for a dramatic work or worksb) cadenzasc) choreographiesd) librettos and other texts set to music4

E1.3A2. If the work falls into one or more of the categories listed in E1.3A1, use the heading prescribed as the primary access point for the work as an original work (see

44. Alternative rule. If the work is a libretto, use the heading prescribed as the primary access point for the musical work (see chapter E1) as the primary access point for the libretto. Use the heading for the librettist as a secondary access point. If the libretto is based on another text, provide a related work citation for the original text.

Curlew River : a parable for church performance / by William Plomer ; set to music by Benjamin Britten

(A libretto)Primary access point is the heading for BrittenSecondary access point is the heading for Plomer

Der Rosenkavalier : Komödie für Musik in 3 Aufzügen / von Hugo von Hofmannsthal ; Musik von Richard StraussPrimary access point is the heading for StraussSecondary access point is the heading for Hofmannsthal

If, however, a libretto is published without reference to its musical setting, use the heading for the librettist as the primary access point for the libretto.

Der Rosenkavalier : Komödie für Musik / von Hugo von Hofmannsthal(Published as a literary work)

Primary access point is the heading for Hofmannsthal

If the work is a compilation of librettos for works by one composer, use the heading for the composer as the primary access point for the compilation.AACR3 Part II – Editor’s draft (March 2005) E1-7


D1.1-D1.8 or E1.1, as appropriate) as its primary access point. Provide a related work citation (see D1.20 and D1.21B) for the work to which it is related. [21.28B1]

Rosamunde : Drama / von H. v. Chézy ; mit Musik von Franz Schubert

(A musical score)Primary access point is the heading for SchubertRelated work citation for the work by Chézy

[New example for the related work by Chézy]

Cadenzas for the Flute concerto in G major (K. 313) by Mozart / Georges BarrèrePrimary access point is the heading for BarrèreRelated work citation for the work by Mozart

[New example for the related work by Mozart]

Walt Disney’s Alice in Wonderland(A sound recording of songs by Oliver Wallace from the motion picture Alice in Wonderland) [???]

Primary access point is the heading for WallaceRelated work citation for the motion picture

[New example for the related motion picture]

Curlew River : a parable for church performance / by William Plomer ; set to music by Benjamin Britten

(A libretto)Primary access point is the heading for PlomerRelated work citation for the work by Britten

[New example for the related work by Britten]

Der Rosenkavalier : Komödie für Musik in 3 Aufzügen / von Hugo von Hofmannsthal ; Musik von Richard Strauss

(A libretto)Primary access point is the heading for HofmannsthalRelated work citation for the work by Strauss

[New example for the related work by Strauss]

E1.4. LITURGICAL MUSIC

E1.4A. If the work or compilation comprises music that is officially prescribed as part of a liturgy, follow the instructions for primary and secondary access points for liturgical works in E4.3. [21.22A]

The liber usualis : with introduction and rubrics in English / edited by the Benedictines of SolesmesPrimary access point is the heading for the Catholic Church



The restored Holy Week liturgy : practical arrangement of the prescribed music for the average church choir / by Carlo RossiniPrimary access point is the heading for the Catholic Church


5JSC/Editor/Part IIART WORKS

CHAPTER

E2Special Rules for Art Works


E2.0A Scope

E2.1 REPRODUCTIONS OF ART WORKSE2.1A ApplicationE2.1B Without accompanying textE2.1C With accompanying text

E2.2 SEPARATELY ISSUED ILLUSTRATIONS

———————————————


E2.0A. Scope

E2.0A1. The rules in this chapter are special rules for providing access points (headings) for reproductions of art works5 and separately issued illustrations. The rules give instructions on the choice of one of these access points as the primary access point, the others being secondary access points. The rules also give instructions on the provision of citations for works that are related to art works. Each rule only gives instructions on those access points and citations that are explicitly covered by the rule. Certain general provisions (e.g., access points for titles) are dealt with in the general rules on secondary access points (see D1.18-D1.19) and citations (see D1.20-D1.21). [new]

E2.1. REPRODUCTIONS OF ART WORKS

E2.1A. Application55. Art works include paintings, engravings, photographs, drawings, sculptures, etc., and any other

creative work that can be represented pictorially (e.g., ceramic designs, tapestries, fabrics).AACR3 Part II – Editor’s draft (March 2005) E2-1

5JSC/Editor/Part IIART WORKS

E2.1A1. Apply this rule to reproductions (e.g., photographs, photomechanical reproductions, digital reproductions, three-dimensional reproductions) of art works, with or without accompanying text. [new]

E2.1B. Without accompanying text

E2.1B1. For reproductions of one or more art works without accompanying text about the artist(s) and/or about the work(s) reproduced, use the heading for the original work(s) as the primary access point (see D1.1-D1.8). Use the heading for the person or body responsible for the reproduction as a secondary access point, unless the person or body is merely responsible for manufacture or publication. [21.16B]

Child with a straw hat / Mary Cassatt(A photomechanical reproduction issued by the National Gallery of Art, Washington)

Primary access point is the heading for CassattSecondary access point is the heading for the gallery [justification for access point?]

Cat and butterfly : detail from a Japanese handscroll ... / by Katsushika Hokusai

(A photomechanical reproduction)Primary access point is the heading for Hokusai

Michelangelo’s David(A plaster reproduction)

Primary access point is the heading for Michelangelo

The paintings of Alma-Tadema [21.17A1](Twelve coloured reproductions in a folder)

Primary access point is the heading for Alma-Tadema

E2.1C. With accompanying text

E2.1C1. For reproductions of one or more art works accompanied by text about the artist(s) and/or about the work(s) reproduced, follow the instructions in D1.9. [21.17B1]

For works emanating from a corporate body that are catalogues of the holdings of that body, follow the instructions in D1.2C1.

E2.2. SEPARATELY ISSUED ILLUSTRATIONS

E2.2A. If the illustrations for a work, or for several works, by one artist are issued separately, use the heading for the artist as the primary access point for the illustrations. Provide a related work citation(s) for the work(s) illustrated. [21.11B1]

The Doré illustrations for Dante’s Divine comedy : 136 plates / by Gustave DoréPrimary access point is the heading for DoréRelated work citation for the work by Dante


5JSC/Editor/Part IILEGAL WORKS

CHAPTER

E3Special Rules for Certain Legal Works


E3.0A Scope

E3.1 LAWS, ETC.E3.1A ApplicationE3.1B Laws of modern jurisdictionsE3.1B1 Laws governing one jurisdictionE3.1B2 Laws governing more than one jurisdictionE3.1B3 Bills and drafts of legislationE3.1C Ancient laws, certain medieval laws, customary laws, etc.

E3.2 ADMINISTRATIVE REGULATIONS, ETC.E3.2A Administrative regulations, etc., that are not lawsE3.2B Administrative regulations, etc., that are lawsE3.2C Compilations of administrative regulations, etc.

E3.3 CONSTITUTIONS, CHARTERS, AND OTHER FUNDAMENTAL LAWSE3.3C Drafts

E3.4 COURT RULES

E3.5 TREATIES, INTERGOVERNMENTAL AGREEMENTS, ETC.E3.5A International treaties, etc.E3.5A1 Treaties, etc., between two or three governmentsE3.5A2 Treaties, etc., between four or more governmentsE3.5B Agreements contracted by international intergovernmental bodiesE3.5C Agreements contracted by the Holy SeeE3.5D Other agreements involving jurisdictionsE3.5E Protocols, amendments, etc.E3.5F Compilations of treaties, etc.

E3.6 COURT DECISIONS, CASES, ETC.E3.6A Law reportsE3.6A1 Reports of one courtE3.6A2 Reports of more than one courtE3.6B Citations, digests, etc.E3.6C Particular casesE3.6C1 Proceedings in the first instance. Criminal proceedingsE3.6C2 Proceedings in the first instance. Other proceedings



E3.6C3 Appeal proceedingsE3.6C4 IndictmentsE3.6C5 Charges to juriesE3.6C6 Judicial decisionsE3.6C7 Judicial opinionsE3.6C8 Records of one partyE3.6C9 Compilations of proceedings, etc.

———————————————


E3.0A. Scope

E3.0A1. The rules in this chapter are special rules for providing access points (headings) for certain types of legal works (laws, administrative regulations, constitutions, court rules, treaties, court decisions, etc.). The rules give instructions on the choice of one of these access points as the primary access point, the others being secondary access points. The rules also give instructions on the provision of citations for certain types of legal works that are related to other legal works. Each rule only gives instructions on those access points and citations that are explicitly covered by the rule. Certain general provisions (e.g., access points for titles) are dealt with in the general rules on secondary access points (see D1.18-D1.19) and citations (see D1.20-D1.21). [new]

E3.1. LAWS, ETC.

E3.1A. Application

E3.1A1. Apply this rule to legislative enactments and decrees of a political jurisdiction and to decrees of a chief executive having the force of law (all hereinafter referred to as laws) other than: [21.31A1]

a) administrative regulations that are not laws (see E3.2A)b) constitutions and charters (see E3.3)c) court rules (see E3.4)d) treaties and similar formal agreements (see E3.5).

For annotated editions of laws and commentaries, see D1.9.

E3.1B. Laws of modern jurisdictions



E3.1B1. Laws governing one jurisdiction. For laws governing one jurisdiction use the heading for the jurisdiction governed by them as the primary access point. Use the headings for persons and corporate bodies (other than legislative bodies) responsible for compiling and issuing the laws as secondary access points. [21.31B1]

Canada Corporations Act : chap. 53, R.S.C. 1952, as amended. – 2nd ed. – Don Mills, Ont. : CCH CanadianPrimary access point is the heading for CanadaSecondary access point is the heading for CCH Canadian

Gesetz betreffend die Amortisation der Staatsschuld : auf Befehl e. h. Senats der Freien und Hansestadt Hamburg publicirt den 29. Mai 1865Primary access point is the heading for Hamburg

The school law of Illinois ... / prepared by T.A. Reynolds, assistant superintendent ; issued by John A. Wieland, superintendent of public instruction ; amended by the Fifty-ninth General AssemblyPrimary access point is the heading for IllinoisSecondary access points are the headings for Reynolds and the Department of Public

Instruction

Building code of the city of Richmond, VirginiaPrimary access point is the heading for Richmond

Byelaws for the regulation of motor hackney carriages and the drivers thereof in the city of GlasgowPrimary access point is the heading for Glasgow

The public health acts / annotated by William Golden Lumley and Edmund LumleyPrimary access point is the heading for the United KingdomSecondary access points are the headings for W.G. Lumley and E. Lumley

If the laws are enacted by a jurisdiction other than that governed by them, use the heading for the enacting jurisdiction as a secondary access point.

Code of the public local laws of Worcester County : article 24 of the Code of public local laws of Maryland : comprising all the local laws of the state of Maryland in force in Worcester County to and inclusive of the Acts of the General Assembly of 1961 / edited by Carl N. EverstinePrimary access point is the heading for Worcester CountySecondary access point is the heading for MarylandSecondary access point is the heading for Everstine

If the laws are decrees of a head of state, chief executive, or ruling executive body (e.g., a junta), use the corporate heading for the official (see XX.XX) or ruling executive body as a secondary access point.

Notverordnungen des ReichspräsidentenPrimary access point is the heading for GermanySecondary access point is the corporate heading for the Reichspräsident



Decretos-leyes de carácter electoral / dictados por la Junta Militar de Gobierno

(Decrees of the ruling executive body of Bolivia)Primary access point is the heading for BoliviaSecondary access point is the heading for the junta

E3.1B2. Laws governing more than one jurisdiction. For a compilation of laws governing more than one jurisdiction follow the instructions in D1.7. [21.31B2]

Use the headings for the jurisdictions governed as secondary access points. If all the laws are enacted by a single jurisdiction, use the heading for the enacting jurisdiction as a secondary access point.

Tourism laws in the eastern states of Australia : Queensland, New South Wales, Victoria and Tasmania [new]Primary access point is the title Secondary access points are the headings for the jurisdictions of Queensland, New South

Wales, Victoria and Tasmania

E3.1B3. Bills and drafts of legislation. For legislative bills use the heading for the appropriate legislative body (see XX.XX) as the primary access point. For other drafts of legislation follow the instructions in D1.1-D1.8. [21.31B3]

A bill to designate a building site for the National Conservatory of Music of America, and for other purposes : 70th Congress, 1st session, S.2170Primary access point is the heading for the Senate of the United States

Draft of an act relating to the sale of goods / by Samuel WillistonPrimary access point is the heading for Williston

Draft of proposed tenement house law / Commission of Immigration and Housing of CaliforniaPrimary access point is the heading for the commission

E3.1C. Ancient laws, certain medieval laws, customary laws, etc.

E3.1C1. For the laws of ancient jurisdictions; laws of non-western jurisdictions before the adoption of legislative institutions based on western models; and customary laws, tribal laws, etc., use as the primary access point (in this order of preference): [21.31C1]

a) the title by which the law or early compilation of laws is known (see XX.XX)b) the title proper of the resource being catalogued.

If the compilers or enactors of such laws are prominently named in the resource being catalogued or are associated with the work in reference sources, use the heading(s) for the compiler(s), etc., as secondary access point(s).

Lex Salica : the ten texts with the glosses and the Lex Emendata



Primary access point is the title for the Lex Salica

Edictum Diocletiani de pretiis rerum venaliumPrimary access point is the title for the Edictum

The oldest code of laws in the world : the code of laws promulgated by Hammurabi, King of BabylonPrimary access point is the title for the laws

Die Gesetze des Merowingerreiches, 481-714 / herausgegeben von Karl August EckhardtPrimary access point is the title properSecondary access point is the heading for Eckhardt

Fontes iuris romani antejustiniani / in usum scholarum ediderunt S. Riccobono, J. Baviera, C. Ferrini, J. Furlani et V. Arangio-Ruiz.Primary access point is the titleSecondary access points are the headings for Riccobono, Baviera, Ferrini, Furlani and

Arangio-Ruiz

E3.2. ADMINISTRATIVE REGULATIONS, ETC.

E3.2A. Administrative regulations, etc., that are not laws

E3.2A1. If administrative regulations, rules, etc., are from jurisdictions in which such regulations, etc., are promulgated by government agencies or agents under authority granted by one or more laws (as is the case in the United States), use the heading for the agency or agent as the primary access point. If the regulations, etc., are issued by an agency other than the promulgating agency, use the heading for the issuing agency as a secondary access point. If the regulations, etc., derive from a particular law, provide a related work citation (see D1.20 and D1.21B) for that law. [21.32A1]

Rules and regulations for recreational areas : [Recreational Area Licensing Act rules and regulations] / Department of Public Health, Bureau of Environmental Health, Division of Swimming Pools and Recreation

(Promulgated by the Department of Public Health, State of Illinois)Primary access point is the heading for the departmentSecondary access point is the heading for the divisionRelated work citation for the law

E3.2A2. If a law or laws and the regulations, etc., derived from it are published together, use the heading appropriate to whichever is mentioned first in the chief source of information of the resource being catalogued as the primary access point for the compilation. Provide a related work citation (see D1.20 and D1.21B) for the other. However, if only the law(s) or only the regulations, etc., are named in the title proper, use the heading appropriate to the one mentioned as the primary access point and provide a related work citation for the other. If the evidence of the chief source of information is ambiguous or insufficient, use the heading appropriate to the law(s) as



the primary access point and provide a related work citation for the regulations, etc. [21.32A2]

Regulations and principal statutes applicable to contractors and subcontractors on public building and public work and on building and work financed in whole or in part by loans or grants from the United States / United States Department of Labor

(Includes several statutes, in whole and in part)Primary access point is the heading for the departmentRelated work citation for the laws

Gewerbesteuer-Veranlagung 1966 : Gewerbesteuergesetz und Gewerbesteuer-Durchführungsverordnung mit Gewerbesteuer-Richtlinien ...

(Regulations and guidelines included were promulgated by the Bundesministerium der Finanzen of the Federal Republic of Germany)

Primary access point is the heading for the Federal Republic of Germany (as the jurisdiction governed by the law)

Related work citation for the regulations

E3.2B. Administrative regulations, etc., that are laws

E3.2B1. If administrative regulations, rules, etc., are from jurisdictions in which such regulations, etc., are laws (as is the case in the United Kingdom and Canada), use the heading appropriate to the regulations as laws (see E3.1) as the primary access point. Use the headings for the government agencies or agents promulgating and/or issuing them as secondary access points. If the regulations, etc., derive from a particular law, provide a related work citation (see D1.20 and D1.21B) for that law. [21.32B1]

The Building Societies (Fee) Regulations, 1976(Promulgated by the Chief Registrar of Friendly Societies under authority granted by the Building Societies (Fee) Act)

Primary access point is the heading for the United KingdomSecondary access point is the heading for the chief registrarRelated work citation for the law

Regulations under the Destructive Insect and Pest Act as they apply to the importation of plants and plant products / Department of Agriculture

(Promulgated by the Governor in Council)Primary access point is the heading for CanadaSecondary access points are the headings for the governor and the departmentRelated work the citation for the law

E3.2C. Compilations of administrative regulations, etc.

E3.2C1. For a compilation of regulations that are not laws follow the instructions in D1.7. For a compilation of regulations that are laws follow the instructions in E3.2B. [21.32C1]



E3.3. CONSTITUTIONS, CHARTERS, AND OTHER FUNDAMENTAL LAWS

E3.3A. For the constitution, charter, or other fundamental law of a jurisdiction or international intergovernmental body use the heading for that jurisdiction or body as the primary access point. Use the same heading as the primary access point for any amendments to such a document. If the document is issued by a jurisdiction other than the one governed by it, use the heading for the issuing jurisdiction as a secondary access point. [21.33A]

The Constitution of the United StatesPrimary access point is the heading for the United States

An Act for the Union of Canada, Nova Scotia, and New Brunswick, and the Government Thereof ... at a Parliament begun and holden at Westminster the first day of February ... 1866Primary access point is the heading for CanadaSecondary access point is the heading for the United Kingdom

Kongeriget Norges grundlovPrimary access point is the heading for Norway

Charter of the United NationsPrimary access point is the heading for the United Nations

The Constitution of the state of MichiganPrimary access point is the heading for Michigan

Constitución política del estado libre y soberano de ChihuahuaPrimary access point is the heading for Chihuahua

Constitution of the state of Connecticut, and historical antecedentsPrimary access point is the heading for Connecticut

Charter of the city of Detroit : revised to April 3, 1933 / adopted by the people of the city of DetroitPrimary access point is the heading for Detroit

Charter of the city of Nashville, Tennessee : chapter no. 246, Private acts of the General Assembly of the state of Tennessee for the year 1947, as amended through the legislative session of 1949Primary access point is the heading for NashvilleSecondary access point is the heading for Tennessee

The charter granted by His Majesty King Charles II to the Governour & Company of the English colony of ConnecticutPrimary access point is the heading for ConnecticutSecondary access point is the corporate heading for Charles II as sovereign



E3.3B. For the constitution, charter, or other fundamental document of a body emanating from a jurisdiction but applying to a body other than a jurisdiction follow the instructions in the rule applying to the type of document (e.g., if the document is a law, see E3.1). Use the same heading as the primary access point for any amendments to such a document. Use the heading for the body governed by the constitution, etc., as a secondary access point if that heading is not the same as the one used as the primary access point. [21.33B]

Charter of the Franklin Bank of Baltimore(An act of the Maryland legislature)

Primary access point is the heading for MarylandSecondary access point is the heading for the bank

For constitutions, etc., that neither apply to, nor emanate from, a jurisdiction or an intergovernmental body, follow the instructions in D1.2.

E3.3C. Drafts

E3.3C1. If a draft of a constitution, charter, etc., is a legislative bill, use the heading for the appropriate legislative body (see XX.XX) as the primary access point. For other drafts of such documents follow the instructions in D1.1-D1.8. [21.33C1]

E3.4. COURT RULES

E3.4A. For court rules governing a single court (regardless of their official nature, e.g., laws, administrative regulations) use the heading for that court as the primary access point. If the rules are laws, use the heading for the jurisdiction enacting the law as a secondary access point. Use the heading for the agency or agent promulgating the court rules as a secondary access point. [21.34A]

Rules of practice and procedure of United States Tax CourtPrimary access point is the heading for the court

The rules of the Supreme Court, 1965 ... / Lord Chancellor’s Office

(An administrative regulation promulgated by the Lord Chancellor’s Office)Primary access point is the heading for the courtSecondary access point is the heading for the officeSecondary access point is the heading for the United Kingdom

E3.4B. For a compilation of rules governing more than one court of a single jurisdiction but enacted as laws of that jurisdiction follow the instructions in E3.1. For all other such compilations of court rules use the heading for the agency or agent promulgating them as the primary access point. [21.34B]

If the rules govern two or more courts, use the headings for the courts governed as secondary access points.



Code de procédure civile de la province de Québec : 13-14 Elizabeth II chap. 80Primary access point is the heading for Québec

E3.4C. For a compilation of court rules that are the laws of more than one jurisdiction, or that are promulgated by more than one agency or agent, follow the instructions in D1.7. Use the heading for any corporate body involved in the compilation and prominently named in the resource being catalogued as a secondary access point unless it functions solely as a publisher. [21.34C]

West’s California rules of court, 1975, state and federal : with amendments received for January 1, 1975. – St. Paul, Minn. : West Pub. Co.

(The rules apply to numerous state and federal courts in California; the state rules are promulgated by the California Judicial Council, which is named prominently)

Primary access point is the titleSecondary access point is the heading for the Judicial CouncilSecondary access point is the heading for the publisher, which initiated the compilation

E3.5. TREATIES, INTERGOVERNMENTAL AGREEMENTS, ETC.

E3.5A. International treaties, etc.

E3.5A1. Treaties, etc., between two or three governments. For a treaty, or any other formal agreement, between two or three national governments6 use as the primary access point (in this order of preference): [21.35A1]

a) the heading for the government on one side if it is the only one on that side and there are two governments on the other

b) the heading for the government whose heading (see XX.XX) is first in English alphabetic order.

Use the headings for the other government(s) as secondary access point(s).

Convention monétaire belgo-luxembourgeoise-néerlandaise(A convention between the government of the Netherlands, on the one side, and the governments of Belgium and Luxembourg on the other side)

Primary access point is the heading for the NetherlandsSecondary access points are the headings for Belgium and Luxembourg

Special Economic Assistance : agreement between the United States of America and Burma, effected by exchange of notesPrimary access point is the heading for BurmaSecondary access point is the heading for the United States

Traité de paix entre le Japon et la RussiePrimary access point is the heading for JapanSecondary access point is the heading for Russia

66. National governments includes bodies exercising treaty powers such as Native American nations and African tribal governments.AACR3 Part II – Editor’s draft (March 2005) E3-9


Convention between the governments of the United Kingdom, Belgium, and France regarding the supervision and preventive control of the African migratory locustPrimary access point is the heading for BelgiumSecondary access points are the headings for France and the United Kingdom

E3.5A2. Treaties, etc., between four or more governments. For a treaty, or any other formal agreement, between four or more national governments use the title (either the title proper or the citation title for the treaty, see XX.XX) as the primary access point. Use the headings for the other governments that are signatories to the treaty as a secondary access points. If the treaty, etc., is the product of an international conference, use the heading for the conference as a secondary access point. [21.35A2]

The definitive treaty of peace and friendship between His Britannick Majesty, the most Christian King, and the King of Spain : concluded at Paris, the 10th day of February, 1763 : to which the King of Portugal acceded on the same day

(The signatories are Great Britain, France, Spain, and Portugal)Primary access point is the citation title for the treatySecondary access points are the headings for Great Britain, France, Spain, and Portugal

Treaty establishing the European Coal and Steel Community [new]Primary access point is the uniform title for the treatySecondary access points are the headings for the German Federal Republic, Belgium, the

French Republic, the Italian Republic, Luxembourg and the Netherlands

E3.5B. Agreements contracted by international intergovernmental bodies

E3.5B1. Follow the instructions in E3.5A if the agreement is between an international intergovernmental body and one or more: [21.35B1]

a) other international intergovernmental bodiesor b) national governmentsor c) jurisdictions other than national governmentsor d) other corporate bodies.

Guarantee agreement, Second Agricultural Project, between Republic of Iceland and International Bank for Reconstruction and DevelopmentPrimary access point is the heading for IcelandSecondary access point is the heading for the bank

Agreement between the United Nations and the Food and Agriculture Organisation of the United Nations and the United Kingdom as administering power of the territories of Cyrenaica and Tripolitania regarding technical assistance for Cyrenaica and TripolitaniaPrimary access point is the heading for the Food and Agriculture OrganisationSecondary access points are the headings for the United Kingdom and the United Nations



Project agreement (First Urban Sewerage Project) between International Bank for Reconstruction and Development and District de TunisPrimary access point is the heading for the bankSecondary access point is the heading for the district

Loan agreement, Paper and Pulp Project, between International Bank for Reconstruction and Development and Corporación de Fomento de la Producción and Compañía Manufacturera de Papeles y CartonesPrimary access point is the heading for the bankSecondary access points are the headings for the corporation and the company

For an agreement contracted by the member governments of an international intergovernmental body acting as individual entities rather than collectively follow the instructions in E3.5A.

Agreement creating an association between the member states of the European Free Trade Association and the Republic of Finland ... . – London : H.M.S.O., 1961

(The signatories are the seven members of EFTA acting individually and Finland)Primary access point is the citation title for the treatySecondary access points are the headings for Finland [plus headings for other

signatories]

E3.5C. Agreements contracted by the Holy See

E3.5C1. For a concordat, modus vivendi, convention, or other formal agreement between the Holy See and a national government or other political jurisdiction use the heading for the party whose heading (see XX.XX) is first in English alphabetic order as the primary access point. Use the heading for the other party as a secondary access point. [21.35C1]

Das Konkordat zwischen dem Heiligen Stuhle und dem Freistaate BadenPrimary access point is the heading for BadenSecondary access point is the heading for the Catholic Church

Concordato celebrado entre su santidad Pío IX y el gobierno de EcuadorPrimary access point is the heading for the Catholic ChurchSecondary access point is the heading for Ecuador

E3.5D. Other agreements involving jurisdictions

E3.5D1. For an agreement between two or more jurisdictions below the national level, or between a national government and one or more jurisdictions within its country, follow the instructions in D1.3. [21.35D1]

Memorandum of agreement between the government of the province of Ontario and the government of Canada pursuant to section 4(3) of the Anti-Inflation Act



Primary access point is the heading for OntarioSecondary access point is the heading for Canada

Joint agreement between the state of Maine and the province of New BrunswickPrimary access point is the heading for MaineSecondary access point is the heading for New Brunswick

E3.5D2. For an agreement involving jurisdictions below the national level and international intergovernmental bodies follow the instructions in E3.5B. [21.35D2]

E3.5D3. For an agreement between a national government and one or more jurisdictions below the national level outside its country follow the instructions in E3.5A. [21.35D3]

Protocole relatif aux échanges entre le Québec et la France en matière d’éducation physique, de sport et d’éducation populaire : pris en application de l’entente franco-québécoise du 27 février 1965 sur un programme d’échange et de coopération dans le domaine de l’éducationPrimary access point is the heading for FranceSecondary access point is the heading for Québec

E3.5D4. For an agreement between a government at any level and a non-governmental corporate body follow the instructions in D1.3. For agreements involving international intergovernmental bodies, see E3.5B. [21.35D4]

Master agreement (PIPSC) : agreement between the Treasury Board and the Professional Institute of the Public Service of CanadaPrimary access point is the heading for the boardSecondary access point is the heading for the institute

Concession agreement between the Government of the Republic of Liberia and Liberia Iron and Steel CorporationPrimary access point is the heading for the governmentSecondary access point is the heading for the corporation

E3.5E. Protocols, amendments, etc.

E3.5E1. For a separately issued protocol, amendment, extension, or other agreement ancillary to a treaty, etc., use the heading prescribed as the primary access point for the basic agreement. [21.35E1]

E3.5E2. Treat a general revision of a treaty, etc., as a new work. Provide a related work citation for the original treaty, etc., if the citations for the original and the revised treaties, etc., differ. [21.35E2]

E3.5F. Compilations of treaties, etc.



E3.5F1. If the compilation of treaties, etc., consists of those contracted between two parties, use the headings prescribed as the primary and secondary access points for a single agreement between those parties (see E3.5A1, E3.5B-E3.5E). If such a compilation has become known by a collective title, use the citation title for the compilation (see XX.XX) as the primary access point. Use the heading for a compiler prominently named in the resource being catalogued as a secondary access point. [21.35F1]

E3.5F2. If the compilation of treaties, etc., consists of those contracted between one party and two or more other parties, use the heading for the one party as the primary access point. Use the headings for the other parties as secondary access points. If such a compilation has become known by a collective title, use the citation title for the compilation (see XX.XX) as the primary access point. Use the heading for a compiler prominently named in the resource being catalogued as a secondary access point. [21.35F2]

Treaties and other international agreements of the United States of America, 1776-1949 / compiled under the direction of Charles I. BevansPrimary access point is the heading for the United StatesSecondary access points are the headings for the other parties to the treaties, etc.Secondary access point is the heading for Bevans

E3.5F3. For any other compilation of treaties, etc., follow the instructions in D1.7. [21.35F3]

E3.6. COURT DECISIONS, CASES, ETC.

E3.6A. Law reports

E3.6A1. Reports of one court. For law reports of one court that are not ascribed to a reporter or reporters by name use as the primary access point: [21.36A1]

a) the heading for the court if the reports are issued by or under the authority of the court

or b) the title if they are not.

Use the heading for an editor or compiler prominently named in the resource being catalogued as a secondary access point. Use the heading for the publisher as a secondary access point if its responsibility extends beyond that of publication. Use the heading for the court if it is not chosen as the primary access point.

Canada Federal Court reports / editor, Florence Rosenfeld(Issued by the court)

Primary access point is the heading for the courtSecondary access point is the heading for Rosenfeld

Reports of cases argued and determined in the Court of Appeals of Arizona ... . – St. Paul : West Pub. Co.



(Publisher acts in an editorial capacity)Primary access point is the titleSecondary access point is the heading for the court and the publisherSecondary access point is the heading for the publisher

For reports of one court that are ascribed to a reporter or to reporters by name use either the heading for the court or the heading for the reporter or first named reporter as the primary access point according to whichever is used as the basis for accepted legal citation practice in the country where the court is located. If that practice cannot be determined readily, use as the primary access point:

a) the heading for the court if the reports are issued by or under the authority of the court

or b) the heading for the reporter or first named reporter if they are not.

Use as a secondary access point the heading for the court or the reporter, whichever is not chosen as the primary access point. Use the heading for an editor, compiler, or additional reporter prominently named in the resource being catalogued as a secondary access point. Use the heading for the publisher as a secondary access point if its responsibility extends beyond that of publication.

Reports of cases determined in the Supreme Court of the state of California, October 23, 1969, to January 30, 1970 / Robert E. Formichi, reporter of decisions. – San Francisco : Bancroft-Whitney

(Cited as California reports)Primary access point is the heading for the courtSecondary access point is the heading for Formichi

Common bench reports : cases argued and determined in the Court of Common Pleas / [reported] by James Manning, T.C. Granger, and John Scott. – London : Benning

(Cited as Manning, Granger & Scott)Primary access point is the heading for ManningSecondary access points are the headings for Granger and Scott, and the courtSecondary access point is the heading for the court

E3.6A2. Reports of more than one court. For reports of more than one court use the heading for the reporter as the primary access point if the reporter is responsible for the reports of all the cases reported. If there are two or more collaborating reporters, apply the instructions in D1.3. Use the headings for the courts as secondary access points. Use the heading for an editor or compiler or a corporate body involved in the publication prominently named in the resource being catalogued as a secondary access point unless, in the latter case, it functions solely as the publisher. [21.36A2]

Reports of cases argued and determined in the Courts of Common Pleas, and Exchequer Chamber, and in the House of Lords ... / by John Bernard Bosanquet and Christopher PullerPrimary access point is the heading for BosanquetSecondary access point is the heading for PullerSecondary access points are the headings for the courts (including the House of Lords)



If the reporter or collaborating reporters are not responsible for all the reports, or if no reporter is named in the chief source of information of the resource being catalogued, use the title as the primary access point. Use the heading(s) for the reporter(s) prominently named in the chief source of information as secondary access points. Use the headings for the courts and for an editor or compiler or a corporate body involved in the publication as secondary access points as instructed above.

Australian law reports : being reports of judgments of the High Court of Australia and the Judicial Committee of the Privy Council and of state supreme courts exercising federal jurisdiction, other federal courts and tribunals, together with selected cases from the Supreme Court of the Northern Territory and reports of the Supreme Court of the Australian Capital Territory (authorized by the judges) / editor, Robert Hayes

(The report for each case signed by its reporter)Primary access point is the titleSecondary access point is the heading for HayesSecondary access points the heading for the courts

E3.6B. Citations, digests, etc.

E3.6B1. For citations to, and digests and indexes of, court reports use the heading for the person responsible for them as the primary access point if that person is prominently named in the resource being catalogued. Otherwise, use the title as the primary access point. Use the heading for a prominently named corporate body involved in the publication as a secondary access point unless it functions solely as the publisher. [21.36B1]

Connecticut digest, 1785 to date ... / by Richard H. PhillipsPrimary access point is the heading for Phillips

Michie’s digest of Virginia and West Virginia reports ... / under the editorial supervision of A. Hewson MichiePrimary access point is the heading for Michie

Atlantic reporter digest, 1764 to date ... covering Atlantic reporter and corresponding cases in the reports of the Atlantic States ... . – St. Paul, Minn. : West Pub. Co., 1939-

(Publisher acts in an editorial capacity)Primary access point is the titleSecondary access point is the heading for the publisher

E3.6C. Particular cases

E3.6C1. Proceedings in the first instance. Criminal proceedings. For the official proceedings and records of criminal trials, impeachments, courts-martial, etc., use the heading for the person or body prosecuted as the primary access point. If more than one person or body is prosecuted, use the heading for the first defendant, etc.,



prominently named in the chief source of information of the resource being catalogued as the primary access point. Use the headings for the other persons prosecuted as secondary access points if they are if prominently named in the chief source of information of the resource being catalogued. Optionally, add the appropriate legal designation (e.g., defendant, libellee) to the heading(s) for the person(s) or body (bodies) prosecuted. Use the heading for the court or other adjudicating body as a secondary access point. Use the heading for a reporter(s) prominently named in the resource being catalogued as secondary access point(s). Do not use the heading for the jurisdiction bringing the prosecution as a secondary access point. [21.36C1]

Report of the trial of Leavitt Alley, indicted for the murder of Abijah Ellis, in the Supreme Judicial Court of Massachusetts / reported by Franklin Fiske HeardPrimary access point is the heading for Alley as defendantSecondary access point is the heading for the courtSecondary access point is the heading for Heard

Report of the trial of Brig. General William Hull, commanding the North-western Army of the United States, by a court martial held at Albany on Monday, 3rd January, 1814, and succeeding days / taken by Lieut. Col. ForbesPrimary access point is the heading for Hull as defendantSecondary access point is the heading for the court-martialSecondary access point is the heading for Forbes

Report of the case of the steamship Meteor, libelled for alleged violation of the Neutrality Act ... / edited by F.V. BalchPrimary access point is the heading for the ship as libelleeSecondary access points are the headings for the various courts whose actions are reportedSecondary access point is the heading for Balch

E3.6C2. Proceedings in the first instance. Other proceedings. For the official proceedings and records of civil and other noncriminal proceedings in the first instance (including election cases) use the heading for the person or body bringing the action as the primary access point. If more than one person or body brings the action, use the heading for the first plaintiff, etc., prominently named in the chief source of information of the resource being catalogued as the primary access point. Use the headings for the other persons bringing the action and for the persons or bodies on the opposing side as secondary access points if they are prominently named in the chief source of information of the resource being catalogued. Optionally, add the appropriate legal designation (e.g., plaintiff, complainant, contestant, defendant, respondent, contestee) to the headings for the parties to the action. Use the heading for the court or other adjudicating body as a secondary access point. Use the heading(s) for a reporter(s) prominently named in the resource being catalogued as secondary access point(s). [21.36C2]

The case of William Brooks versus Ezekiel Byam and others, in equity, in the Circuit Court of the United States, for the First Circuit–District of Massachusetts



Primary access point is the heading for Brooks as complainantSecondary access point is the heading for Byam as respondentSecondary access point is the heading for the court

Contested election case of John A. Smith, contestant, v. Edwin Y. Webb, contestee, from the Ninth Congressional District of North Carolina, before Committee on Elections No. 2Primary access point is the heading for Smith as contestantSecondary access point is the heading for Webb as contesteeSecondary access point is the heading for the committee

The Goodwin Film and Camera Company, complainant, vs. Eastman Kodak Company, defendant

(Case heard before the United States Circuit Court, Western District of New York)Primary access point is the heading for the Goodwin Film and Camera Company as

complainantSecondary access point is the heading for the Eastman Kodak Company as defendantSecondary access point is the heading for the court

E3.6C3. Appeal proceedings. For the official proceedings and records of appeal proceedings follow the instructions for proceedings in the first instance (see E3.6C1 and E3.6C2). Optionally, add the legal designation appropriate to the appeal to that appropriate in the first instance (e.g., defendant-appellee, defendant-appellant). [21.36C3]

The Goodwin Film and Camera Company, complainant-appellee, vs. Eastman Kodak Company, defendant-appellant : transcript of record

(Appeal heard before the United States Circuit Court of Appeals for the Second Circuit)

Primary access point is the heading for the Goodwin Film and Camera Company as complainant-appellee

Secondary access point is the heading for the Eastman Kodak Company as defendant-appellant

Secondary access point is the heading for the court

E3.6C4. Indictments. For an indictment follow the instructions in E3.6C1. [21.36C4]

Copy of an indictment (No. 1) in the Circuit Court of the United States in and for the Pennsylvania District of the Middle Circuit

(Indictment of William Duane)Primary access point is the heading for Duane as defendantSecondary access point is the heading for the court

E3.6C5. Charges to juries. For a charge to a jury use the heading for the court as the primary access point. Use the heading for the judge delivering the charge as a secondary access point. Use the headings for the parties on each side, except for the jurisdiction in cases prosecuted by the jurisdiction, as secondary access points. Optionally, add legal designations (see E3.6C1-E3.6C3) to the secondary access points. [21.36C5]



The charge of Judge Patterson [i.e. Paterson] to the jury in the case of Vanhorne’s lessee against Dorrance : tried at a Circuit Court for the United States, held at Philadelphia, April term, 1795

(The lessee is not named)Primary access point is the heading for the courtSecondary access point is the heading for Dorrance as defendantSecondary access point is the heading for Paterson

E3.6C6. Judicial decisions. For a judgement or other decision of a court in a case use the heading for the court as the primary access point. Use the headings for the parties on each side, except for the jurisdiction in cases prosecuted by the jurisdiction, as secondary access points. Optionally, add legal designations (see E3.6C1-E3.6C3) to the secondary access points. [21.36C6]

Freedom of the press : opinion of the Supreme Court of the United States in the case of Alice Lee Grosjean, supervisor of public accounts for the state of Louisiana, appellant, v. American Press Company, Inc., et al.Primary access point is the heading for the courtSecondary access points are the headings for the American Press Company as plaintiff-

appellee and Grosjean as defendant-appellant

E3.6C7. Judicial opinions. For an opinion of a judge use the heading for the judge as the primary access point. Use the headings for the parties on each side, except for the jurisdiction in cases prosecuted by the jurisdiction, as secondary access points. Optionally, add legal designations (see E3.6C1-E3.6C3) to the secondary access points. [21.36C7]

Dissenting opinion of Hon. Milton Sutliff, one of the judges : ex parte Simeon Bushnell : ex parte Charles Langston : on habeas corpus

(At head of title: Supreme Court of Ohio)Primary access point is the heading for SutliffSecondary access point is the heading for Bushnell as defendant [and the heading for

Langston?]

E3.6C8. Records of one party. For a brief, plea, or other formal record of one party to a case use the heading for that party as the primary access point. Use the heading(s) for the other party (parties) as secondary access point(s). Optionally, add legal designations (see E3.6C1-E3.6C3) to the headings for the parties to the action. Use the heading for the lawyer concerned as a secondary access point. [21.36C8]

George B. Morewood, John R. Morewood, Frederic R. Routh, respondents, appellants versus Lorenzo N. Enequist, libellant, appellee : brief for appellants on admiralty jurisdiction / Robert Dodge, attorney for appellants

(At head of title: Supreme Court of the United States, no. 132)Primary access point is the heading for G. Morewood as respondent-appellantSecondary access points are the headings for J. Morewood as respondent-appellant, Routh

as respondent-appellant, and Enequist as libellant-appelleeSecondary access point is the heading for Dodge



For a courtroom argument presented by a lawyer use the heading for the lawyer as the primary access point. Use the headings for the party represented and for the other party (parties) to the case, except for the jurisdiction in cases prosecuted by the jurisdiction, as a secondary access point. Optionally, add legal designations (see E3.6C1-E3.6C3) to the headings for the parties to the action.

Argument of Franklin B. Gowen, Esq., of counsel for the Commonwealth in the case of the Commonwealth vs. Thomas Munley, indicted in the Court of Oyer and Terminer of Schuykill County, Pa., for the murder of Thomas Sanger ... / stenographically reported by R.A. WestPrimary access point is the heading for GowenSecondary access point is the heading for Munley as defendant

E3.6C9. Compilations of proceedings, etc. For a compilation of the official proceedings or records of trials follow the instructions in D1.7. Use the headings for the persons or bodies who are parties to all the trials as secondary access points. Optionally, add legal designations (see E3.6C1-E3.6C3) to the headings for the parties. [21.36C9]



[Blank]


5JSC/Editor/Part IIRELIGIOUS WORKS

CHAPTER

E4Special Rules for Certain Religious Works


E4.0A Scope

E4.1 SACRED SCRIPTURES

E4.2 THEOLOGICAL CREEDS, CONFESSIONS OF FAITH, ETC.

E4.3 LITURGICAL WORKSE4.3A General ruleE4.3B Liturgical works of the Orthodox Eastern ChurchE4.3C Jewish liturgical works

———————————————


E4.0A. Scope

E4.0A1. The rules in this chapter are special rules for providing access points (headings) for certain types of religious works (sacred scriptures, theological creeds, confessions of faith, etc., and liturgical works). The rules give instructions on the choice of one of these access points as the primary access point, the others being secondary access points. Each rule only gives instructions on those access points that are explicitly covered by the rule. Certain general provisions (e.g., access points for titles) are dealt with in the general rules on secondary access points (see D1.18-D1.19) and citations (see D1.20-D1.21). [new]

E4.1. SACRED SCRIPTURES



E4.1A. For a work that is accepted as sacred scripture by a religious group, or part of such a work, use the title as the primary access point. When appropriate, use the citation title for the work as instructed in XX.XX. Use the heading(s) for a person(s) associated with the work and/or the particular expression of the work being catalogued as secondary access points. [21.37A]

The Book of Mormon : an account written by the hand of Mormon upon plates taken from the plates of Nephi / translated by Joseph Smith, Jun.Primary access point is the citation title for the workSecondary access point is the heading for Smith

The Koran / translated from the Arabic by J.M. RodwellPrimary access point is the citation title for the workSecondary access point is the heading for Rodwell

The book of IsaiahPrimary access point is the citation title for the workSecondary access point is the heading for Isaiah

E4.1B. Treat a harmony of different scriptural passages as an edition of the passages harmonized. Use the heading for the harmonizer as a secondary access point. For harmonies accompanied by commentary, see D1.9. [21.37B]

The life of Our Lord / compiled from the Gospels of the four Evangelists and presented in the very words of the Scriptures as one continuous narrative by Reginald G. PonsonbyPrimary access point is the citation title for the GospelsSecondary access point is the heading for Ponsonby

E4.2. THEOLOGICAL CREEDS, CONFESSIONS OF FAITH, ETC.

E4.2A. For a theological creed, confession of faith, etc., accepted by more than one denominational body use the title as the primary access point. When appropriate, use a citation title as instructed in XX.XX. Use the headings for persons or corporate bodies associated with the work and/or the particular expression of the work being catalogued as secondary access points. [21.38A]

The Assembly’s Shorter catechism as used in the Presbyterian Church in the United States

(The catechism of the Westminster Assembly of Divines)Primary access point is the citation title for the Shorter catechismSecondary access points are the headings for the church and the Westminster Assembly of

Divines

The Augsburg Confession / translated ... by Richard Taverner ... edited for the use of the Joint Committee of the General Council, the General Synod, and the United Synod of the South ... by Henry E. JacobsPrimary access point is the citation title for the Augsburg Confession



Secondary access points are the headings for Taverner, the Joint Committee, and Jacobs

E4.3. LITURGICAL WORKS

E4.3A. General rule

E4.3A1. For a liturgical work7 use the heading for the church or denominational body to which it pertains as the primary access point. If the work is special to the use of a particular body within the church (e.g., a diocese, cathedral, monastery, religious order), use the heading for that body as a secondary access point. [21.39A1]

The book of common worship as authorised by the Synod 1962(Liturgical work of the Church of South India)

Primary access point is the heading for the church

Horae diurnae Breviarii Romani ex decreto sacrosancti Concilii Tridentini restitutiPrimary access point is the heading for the Catholic Church

Missale ad vsum sacri et canonici Ordinis PraemonstratensisPrimary access point is the heading for the Catholic ChurchSecondary access point is the heading for the order

Common service book of the Lutheran church / authorized by the United Lutheran Church in AmericaPrimary access point is the heading for the United Lutheran Church

The coronation service of Her Majesty Queen Elizabeth IIPrimary access point is the heading for the Church of England

E4.3A2. For a compilation consisting of readings from sacred scriptures intended for use in a religious service follow the instructions in E4.3A1. However, for a single passage from a sacred scripture used in religious services follow the instructions in E4.1. [21.39A2]

Epistles and Gospels for Sundays and holy days / prepared, with the addition of brief exegetical notes, by the Catholic Biblical Association of AmericaPrimary access point is the heading for the Catholic Church

Proper lessons for the Sundays and holy days throughout the year

(Published with The book of common prayer . . . according to the use of the Protestant Episcopal Church in the United States of America)

Primary access point is the heading for the church

Miserere mei, Deus : Psalm LI : the morning prayer (Day 10) of the Church of England

77. Liturgical work includes officially sanctioned or traditionally accepted texts of religious observance, books of obligatory prayers to be offered at stated times, calendars and manuals of performance of religious observances, and prayer books known as “books of hours.”AACR3 Part II – Editor’s draft (March 2005) E4-3


Primary access point is the uniform title for Psalm LISecondary access point is the heading for the church

E4.3A3. For the following types of works follow the instructions in the general rules (D1.1-D1.8): [21.39A3]

a) works intended for private devotions (but enter prayer books known as “books of hours” as liturgical works)

b) compilations of hymns for congregations and choirsc) proposals for orders of worship not officially approvedd) unofficial manualse) programmes of religious servicesf) lectionaries without scriptural texts.

E4.3B. Liturgical works of the Orthodox Eastern Church

E4.3B1. For a liturgical work in the original language of the liturgy published for the use of a national Orthodox Church or another autocephalous body within the Orthodox Eastern Church follow the instructions in E4.3A1. [21.39B1]

Trebnik. – Sofi : Sv. Sinod na BÍlgarskata tsÍrkva(Romanized title and publication details)

Primary access point is the heading for the Bulgarian church

For any other Orthodox liturgical work use the heading for the church as a whole as the primary access point.

The ferial Menaion, or, The book of services for the twelve great festivals and the New-Year’s Day / translated from a Slavonian editionPrimary access point is the heading for the Orthodox Eastern Church

E4.3C. Jewish liturgical works

E4.3C1. For a Jewish liturgical work use its title as the primary access point. When appropriate, use a citation title as instructed in XX.XX-XX.XX. If the work is special to the use of a particular body (association, congregation, synagogue, etc.), use the heading for that body as a secondary access point. [21.39C1]

The Jewish marriage service ...Primary access point is the title

Services of the heart : weekday, Sabbath, and festival services and prayers for home and synagogue / Union of Liberal and Progressive SynagoguesPrimary access point is the titleSecondary access point is the heading for the union


5JSC/Editor/Part IIACADEMIC WORKS

CHAPTER

E5Special Rules for Certain Academic Works


E5.0A Scope

E5.1 ACADEMIC DISPUTATIONS

———————————————


E5.0A. Scope

E5.0A1. The rules in this chapter are special rules for providing access points (headings) for certain types of academic works (academic disputations). The rules give instructions on the choice of one of these access points as the primary access point, the others being secondary access points. Each rule only gives instructions on those access points that are explicitly covered by the rule. Certain general provisions (e.g., access points for titles) are dealt with in the general rules on secondary access points (see D1.18-D1.19) and citations (see D1.20-D1.21). [new]

E5.1. ACADEMIC DISPUTATIONS

E5.1A. If the work is one written for defence in an academic disputation (according to the custom prevailing in universities before the nineteenth century and continued in some cases thereafter), use the heading for the praeses (faculty moderator) as the primary access point for the work, unless the authorship of the respondent, defender, etc., can be established.8 Use the heading for whichever of the praeses, respondent,

88. Do not accept the designation auctor on the title page as proof of authorship without further evidence. For works dealing with this problem, see the following:

Eichler, Ferdinand. “Die Autorschaft der akademischen Disputationen,” Sammlung bibliothekswissenschaftlicher Arbeiten, Heft 10 (1896), pp. 24–37; Heft 11 (1898), pp. 1–40.


5JSC/Editor/Part IIACADEMIC WORKS

etc., is not used as the primary access point as a secondary access point. Optionally, add the appropriate designation (e.g., praeses, respondent, defendant) to the secondary access points. Do not use the heading for a person designated as an opponent as a secondary access point. [21.27A]

Principium Mosellae Ausonii, ad disputandum publice propositum / praeside Conrado Samuele Schurzfleischio ; respondente M. Godefrido KupfenderPrimary access point is the heading for Schurzfleisch as praesesSecondary access point is the heading for Kupfender as respondent

Observationes circa vermes intestinales ... / praeside ... Ioanne Quistorp ; auctor Carolus Asmund Rudolphi

(Rudolphi’s authorship established)Primary access point is the heading for RudolphiSecondary access point is the heading for Quistorp as praeses

If no one is named as praeses, use (in this order of preference) the heading for the proponent, the defendant or respondent as the primary access point for the work.

Horn, Ewald. “Die Disputationen und Promotionen an den deutschen Universitäten, vornehmlich seit dem 16. Jahrhundert,” Centralblatt für Bibliothekswesen, Beiheft XI (1893).

Kaufmann, Georg. “Zur Geschichte der academischen Grade und Disputationen,” ibid., XI. Jahrg. (Mai 1894), pp. [201]–225.

Wheatley, B.R. “On the Question of Authorship in Academical Dissertations,” pp. 105–121 in Wheatley, H.B. How to Catalogue a Library. – London : Stock, 1889).


5JSC/Editor/Part IIGLOSSARY

GLOSSARY

Note: This draft of the glossary only contains definitions for terms used in part II. Terms that are used in part II as well as in other parts are provisionally defined in the context of their usage in part II only and are subject to revision as drafts of other parts are finalized.

This glossary contains definitions of most of the technical bibliographic and cataloguing terms used in these rules. The terms have been defined only within the context of the rules. For definitions of other terms, consult the standard glossaries of bibliographic and library terms or technical dictionaries.

Access point. A name, term, code, etc., under which a bibliographic record may be searched.

Adaptation (Music). A modification of a musical work that substantially changes the nature and content of a previously existing work (e.g., a free transcription); a work that paraphrases parts of various works or the general style of another composer; a work that is merely based on other music (e.g., variations on a theme). See also Arrangement (Music).

Added entry. A catalogue display of a description for a resource under a secondary access point or under an analytical, related work, or series citation. See also Main entry.

Aggregate work. A compilation or composite work.Alternative title. The second part of a title proper that consists of two parts, each of

which is a title; the parts are joined by or, or its equivalent in another language (e.g., The tempest, or, The enchanted island).

Anonymous. Of unknown authorship.Arrangement (Music). A modification of a musical work, or a portion thereof, involving

rewriting for a medium of performance different from that for which the work was originally intended; a simplified version of a work for the same medium of performance. See also Adaptation (Music).

Author. The person chiefly responsible for the creation of the intellectual or artistic content of a work.

Binder’s title. A title lettered on the cover of a volume, portfolio, etc., by a binder, as distinguished from a title on the publisher’s original cover. See also Cover title, Spine title.

Caption title. A title given at the beginning of the first page of the text or, in the case of music, immediately above the opening bars of the music.

Catalogue. 1. A list or file of resources contained in a collection, a library, or a group of

AACR3 Part II – Editor’s draft (March 2005) Glossary-1


libraries, arranged according to some definite plan. 2. In a wider sense, a list or file of resources prepared for a particular purpose (e.g., an exhibition catalogue, a sales catalogue).

Chief source of information. The source of data to be given preference as the source from which a bibliographic description (or portion thereof) is prepared.

Citation. The standard form of referring to a work or expression. A citation may comprise the personal or corporate name heading prescribed as the primary access point for the work or expression, followed by the title of the work, or it may consist of the title of the work alone if the title is prescribed as the primary access point for the work. The title used in a citation may be either a citation title or the title proper of a resource embodying the work. The citation for a particular expression may also contain elements identifying the expression.

Citation practice (Legal). The standard form of referring to court proceedings, etc. Citations (Legal). An index to reports of court proceedings, etc. Citation title. The title by which a work that has appeared under more than one title or

that bears a title the same as or similar to another work is to be identified for cataloguing purposes.

Collaborator. One who works with one or more associates to create a work or realise an expression of a work: all may make the same kind of contribution, or they may make different kinds of contributions.

Collective title. A title proper that is an inclusive title for a resource containing two or more separately titled component parts.

Compilation. An aggregate work comprising two or more individual works, component parts of two or more individual works, or extracts from two or more works. See also Composite work.

Compiler. One who selects and puts together content created by one or more persons or bodies. See also Editor.

Component part. A discrete unit of content within a resource.Composite work. An aggregate work comprising a previously existing work or a

compilation of previously existing works to which another person or corporate body has added illustrations, commentary, interpretation, biographical or critical matter, etc. See also Compilation.

Conference. 1. A meeting of individuals or representatives of various bodies for the purpose of discussing and/or acting on topics of common interest. 2. A meeting of representatives of a corporate body that constitutes its legislative or governing body.

Continuation. A separate resource or part issued in continuance of a monograph, a serial, or a series. See also Sequel, Supplement.

Continuing resource. A resource that is issued over time with no predetermined conclusion. Continuing resources include serials and ongoing integrating resources.

Corporate body. An organization or group of persons that is identified by a particular name and that acts, or may act, as an entity. Typical examples of corporate bodies are associations, institutions, business firms, nonprofit enterprises, governments, government agencies, religious bodies, local churches, and conferences.

Cover title. A title printed on the cover of a resource as issued. See also Binder’s title, Spine title.

Edition (Intangible resources). A remote access resource that is distinctive with respect



to scope of content, language, presentation, etc.Edition (Tangible resources). All copies produced from essentially the same master

(whether by direct contact or by photographic or other methods) and issued by the same entity. See also Facsimile reproduction, Impression, Issue, Reprint.

Editor. One who prepares for publication a resource not his or her own. The editorial work may be limited to the preparation of the resource for the manufacturer, or it may include supervision of the manufacturing, revision (restitution), or elucidation of the content of the resource, and the addition of an introduction, notes, and other critical matter. In some cases, it may involve the technical direction of a staff of persons engaged in creating or compiling the content of the resource. See also Compiler.

Entry. A catalogue display of a description for a resource under either a primary or secondary access point or under an analytical, related work, or series citation. See also Added entry, Main entry.

Explanatory reference. An elaborated see or see also reference that explains the circumstances under which the headings involved should be consulted.

Expression. The intellectual or artistic realisation of a work in the form of alpha-numeric, musical or choreographic notation, sound, image, object, movement, etc., or any combination of such forms.

Fascicle. One of the temporary divisions of a resource that, for convenience in printing or publication, is issued in small installments, usually incomplete in themselves; they do not necessarily coincide with any formal division of the content into parts, etc. Usually the fascicle is protected by temporary paper wrappers. It may or may not be numbered. A fascicle is distinguished from a part by being a temporary division of a resource rather than a formal constituent unit.

Half title. A title of a resource appearing on a page, frame, screen, etc., preceding the title page, title frame, title screen, etc.

Heading. 1. An access point placed at the head of a catalogue entry. The heading is used as the principal filing element when the entry is arranged in an alphabetical listing. 2. An access point used as the first element in the citation for a work or expression. See also Access point, Citation.

Integrating resource. A resource that is added to or changed by means of updates that do not remain discrete and are integrated into the whole. Integrating resources can be finite or continuing. Examples of integrating resources include updating loose-leafs and updating Web sites.

International intergovernmental body. An international body created by intergovernmental action.

Issue. One of the successive parts of a serial.Iteration. An instance of an integrating resource, either as first released or after it has

been updated.Main entry. A catalogue display of a description for a resource under the primary access

point for the work embodied in that resource. The main entry may include the tracing(s). See also Added entry.

Manifestation. The physical embodiment of an expression of a work.Monograph. A resource that is complete in one part or intended to be completed within a

finite number of parts.Multipart monograph. A multipart resource that is complete or intended to be



completed within more than one but a finite number of parts.Name-title access point. A citation in the form of a personal or corporate name heading

followed by a citation title or title proper, used as an access point.Parallel title. The title proper in another language and/or script.Part. One of the units into which a resource has been divided by the publisher,

manufacturer, etc. It is distinguished from a fascicle by being a formal constituent unit rather than a temporary division of a resource. See also Fascicle, Issue, Part (Music).

Part (Music). The music for one of the participating voices or instruments in a musical work.

Personal author. See Author. Praeses. A faculty moderator of an academic disputation, normally proposing a thesis

and participating in the ensuing disputation.Primary access point. An access point prescribed for use as the heading for a main entry

or as the first element of a citation. See also Secondary access point.Reference source. Any source from which authoritative information may be obtained.

Not limited to reference materials.Resource. An entity that is the focus of a bibliographic description, or a related entity

that may be described bibliographically. A resource may be a single unit or part, two or more parts issued simultaneously or successively, a separately titled component, or an assembled collection. It may be tangible or intangible.

Respondent (Academic disputations). A candidate for a degree who, in an academic disputation, defends or opposes a thesis proposed by the praeses; also called the “defendant.”

Running title. A title, or abbreviated title, that is repeated at the head or foot of each page or leaf.

Secondary access point. An access point for a person, corporate body, or title other than the one prescribed as the primary access point for a work or expression.

Section. A separately issued part of a resource, usually representing a particular subject category within the larger resource and identified by a designation that may be a topic, or an alphabetic or numeric designation, or a combination of these. See also Subseries.

Sequel. A literary or other imaginative work that is complete in itself but continues an earlier work. See also Continuation, Supplement.

Serial. A continuing resource issued in a succession of discrete parts, usually bearing numbering, that has no predetermined conclusion. Examples of serials include journals, magazines, electronic journals, continuing directories, annual reports, newspapers, and monographic series.

Series. 1. A group of separate resources related to one another by the fact that each resource bears, in addition to its own title proper, a collective title applying to the group as a whole. The individual resources may or may not be numbered. 2. A separately numbered sequence of volumes or issues within a series or serial (e.g., Notes and queries, 1st series, 2nd series, etc.).

Spine title. A title appearing on the spine of a resource. See also Binder’s title, Cover title.

Subseries. A series within a series (i.e., a series that always appears in conjunction with another, usually more comprehensive, series of which it forms a section). Its title may or may not be dependent on the title of the main series. See also Section.



Supplement. A resource, usually issued separately, that complements one previously issued, by bringing up-to-date or otherwise continuing the original or by containing a special feature not included in the original. The supplement has a formal relationship with the original as expressed by common authorship, a common title or subtitle, and/or a stated intention to continue or supplement the original. See also Continuation, Sequel.

Supplied title. A title supplied by the cataloguer for a resource that has no title proper on the chief source of information. It may be taken from elsewhere in the resource itself or from a reference source.

Text. The words of a song, song cycle, or, in the plural, a collection of songs.Title. A word, phrase, character, or group of characters, normally appearing in a

resource, that names the resource or a work contained in it. See also Alternative title, Binder’s title, Caption title, Citation title, Cover title, Half title, Parallel title, Running title, Spine title, Supplied title, Title proper.

Title proper. The chief name of a resource, including any alternative title but excluding parallel titles and other title information.

Tracing. A secondary access point appended to a catalogue record to indicate that an added entry for the resource described is to be displayed under that heading.

Work. A distinct intellectual or artistic creation.


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