Vaishali Pharma Ltd. (Formerly known as Vaishali Pharma Pvt. Ltd .)

Date: 19.10.2019

To,

National Stock Exchange of India Ltd.

Exchange Plaza ,

Bandra Kurla Complex,

Bandra (East) , Mumbai - 400051

NSE Symbol: VAISHALI NSE Series: SM

CORPORATE & REGISTERED OFFICE: 706-709, 7th Floor, Aravali Business Centre, R. C. Patel Road, Off. Sodawala Lane, Borivali (West), Mumbai-400 092. Tel.: +91-22-4217 1819 (30 Lines) Fax: +91-22-2892 8833 E-mail : info@vaishalipharma.com

export@vaishalipharma.com CIN - L52310MH2008PLC181632

Sub: Pre and Post Bonus Issue Shareholding Pattern

Ref: Vaishali Pharma Limited

Dear Sir(s) ,

Enclosed please find the Pre and Post Bonus Issue Shareholding Pattern for your kind perusal

and records.

Thanking you ,

Yours Sincerely,

Ene: ala

An ISO 9001 :2015 & Crisil Certified Company Website : www.vaishalipharma.com.

Holding of Specified Securities Annexure -/

1. Name of Listed Entity: IVAISHALI PHARMA LIMITED 2. Scrip Code/Name of Scrip/Class of Security 1 1 1 1 3. Share HoldinQ Pattern Filed under: Reg. 31 (1)(a)/Reg . 31 (1)(b)/Reg.31(1 )(c) a. If under 31(1)(b) then indicate the report for Quarter endinq 118-10-2019 b. If under 31(1)(c) then indicate date of allotment/extinguishment 1 4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-

Particulans Yes· No' 1 Whether the Listed Entity has issued any partly paid UP shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? No 4 Whether the Listed Entity has any shares in locked-in? Yes 5 Whether any shares held by promoters are pledge or otherwise encumbered? No • If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding Convertible SecuritiesiWarrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters , as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities.

T.bI. ,- ,UMMARY . Co<,

~~:: NO .• ~' :~;f !:r: T:~= ':O~ ;:~::I held In fHlr;~ .c1;" d :,,:,:,

I';,,:, corw.~lon ~';k':l~ N~~::.of NU.':~;O' ""'" fully

" '" -~ ~/dup {HId-up underlylflg ho'd seeuritlu Underlylflg shares p/edgedor .",,... held

•• equity equity o.posltory (Y." (calculltw • • {IX} OiJut.rJng of conll.rtJb/. (X. otherwl •• '" 'hm ,,,.~ R .... lpt. (1V)+(\I1oo-(V1) W eon".I'I1/)I. aecurltJ-.r'" .".;umo.~ cHtmterl.llz.d IM'd ho'd (Y' SCRR, f851) ,ecurltJ .. % (X'. ,~

{IV} (V) (VIi' -;;"7.'" ::':' (Including 01 dllut.d .h.,.. (XIV) A •• " of W.rnms) c.ph'l) (A+B+C2) %'" (X) (XI)-(VII)+(X) (A.a.C)

A •• " of ;: .2: ;: -':;" (A+8+C2) -.-~;;, :. ,-

0' 0'

ItA' PIOm,",' 7 3715385 0 0 3715365 563<173 1

3715385 o 3715385 56.3673 0 56.3673 1325000 35.6625 0.0000 3715385

" I I , , , ~ ,

/~/ .,/. ~'H~

VJ ~ ~ ~V - ~~ ~I.~t .• '}....

,-~~r;

r"",,· RAND

P~IN ~:lJo,! ~,~ ;7:::p ;:,: ro<" II~. Number of VotJnfl RJght$ No, of -iiiiiiiiiiiOj ~ Num • .,o' sh'(e$ • held In esch clltu o( She," I· .. LocllCid /" SliD," equity

{II holders pilld up equity underlyIng held " clllculltle<1 securities Underlying flJ/I conversion shere' pledged or sh.res held (III) equity Shllf& Depository (VII)= esper (IX) Outstlltlng of convertible (XII) otherwise

" Shllres held Receipts (1V)+(V)+(VI) SCRR,1957 convertible sec:ur;rJes( as /I .ncumbered held {VI {VII As /I " of securities % (XIII) d (IV) (A+B+C2) Ho::;;'~"'/I ::':' (IncludIng of diluted .hare form

(VIII) . of W'rTa"t:s) csplt.l) (XIV) {)() (X/)=(VI/)+(X)

(A+B+C) As II "of 7;' I~:': 7; A'~!'" (A+B+C2) ......... :r- CON row

~I ~I

I ' 1''IdI.,

f= ~,' , ~ ~ ~ ~ ~

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• • m II • - -f= ' , r '

IKEV'N ,rul VASAN' ' )00001 )00001 ,

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"

4'~- ~ I:;~" ,

go~:;:mo .. , 37153" 37153" ~37153851 I 3715385 56.361 37153"

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N •. • , $hflfU Shares

(Q holdef3 /Hid up .. '", underlying ".'" u,.., sacurltlu Underlying

." .. '", Sh.,. O'po$/tory (VI~- SCRR, 1157) (IX) Ouutlltlng Shire held Recti/pis .~'iVI'fVI) Au%of convertibl. ".,. IV) (VI) (A+B+C2) fleeurlrl ..

(N) (V/I~ ~;:;::- ::' (Including

.'" W.rr.ntI)

,- IX)

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~ 'I '.00001 'I 'I , ~ lUAITED '" '"'VA" I' """'I 3."" """'I ,

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, " : ;;j~~ of ~ i 11 rlmaln unclaimed may be ~ with details '1ueh as number of ahllrehold.". outstlnding .h.,., held In demst/uncl.lmed sUlp.nle lecount, voting right. which are frozen .te.

i!~~ ~AN ~uld.not be dllpllyed on _bill. of Stock Exchange!s). 10 be dlscloMd .long with the name of following pe ... ons:

Sh.r:~:~/ng, IS II " assuming

fuJI conversion 01 co~rtltJl.

SKUrltiN{UIl

~n::.ntlg.

of dlllMd sh.re Cilplt.Q

(l(/)o(VU)"'" A. II " of (A +B+C2)

I '.00001

.... 30' ,woo

~

I ,.'''"

43.1327

Loc':~;::::;re. (XII)

N~~:::SO' pJ«Jgedor otherwl,.

,"cLImb,," (XIII) d

-: AI':': III ;:, AI:.! 01 -- .~,.) ........ -(1)) (-I (1))

'I '.00001 NAI NAI

'.0000 N.

0.0000 N. N'

.... (XN)

""" "' .. "

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'0' '·ND",

C"ogc<y 'H.~ of"" P~N ~~~: N':II: :'~:~p :~~-,: ToW.o.

NU:''::~~ "C~.~I~U ~f :h:: '':'''. ~::k'::: N~~=.ot NU.~:;-~O' sh.re, r) holdef3 p8ld up equ/t)/ underlying hald •• per sffCurlr/ •• Underlying ·;u~ ~o~a;::.,~:;;'g .htlre& pledger/or .htlres held

(III) equIty Shire De,xnltory (VU)- SCRR,1951) (IX) Outmting ~IIJ oth.rw/l. ,. Sh,te ho'd R.celpt. (IV)'i'IJ«VO As. %of convertlbl. 01 convtrtlbl. Incumbered held IV) /YIl (A+S+C2) securities leeurltlq(.,. ()'" • (IV) (VIII) NO:,;Z:"I/ ,-, ({nelurllng % fo~ ... W,",n,.s) 01 diluted ,h,,,, (XIV) . " IX) e.plUl) (A+S+C)

(xOo(Vll)>(X) 'Z "':;" ;::;. "'~." A." " of oil_field -s>I>Ikab"j

':~; :;:, ",,' ,o~ (A+8+C2) .,

'" • Hoi'"

I , , , ; 0 0

000001 NA NA

IN'" I;~: PAN would not be dl.played on _baite or Sto<:k Eltchang.(a).

I ~";_:bo~ fonnat nMds t:;~:~IO~ o.ba~:it~' ~I~~olders holding more than 1% of tot.1 number of s~~:;u , '"

Table V· STATEMENT SHOWING DETAILS OF SIGNIFICANT BENEFICIAL OWNERS

Sr. No Details of the significant beneficial owner Details of the registered owner Details of holding! exercise of right of tbe SSO in the reporting Date of (I) (1/) company, whether direct or indirect .; creation I

(11/) acquisiti Whether by virtue of: on of

signifiea Name PANlPasspott Nationality Name PAN/Passport Nationality Shares % Voting rights % Rights on Exercise of Exercise of slgnlflcant nt

No. In case of a No. in case of a distributabl control Influence beneficia foreign national foreign national e dividend

oranyother I distribution interesf1'

(IV)

)1f:.-<

Holding of Specified Securities Annexure -/

1. Name of Listed Entity: IVAISHALI PHARMA LIMITED 2. Scrip Code/Name of Scrip/Class of Security 1 1 1 3. Share Holding Pattern Filed under: Req . 31(1 )(a)/Req. 31(1 )(b)/Req31 1)(c) a. If under 31 (1 )(b) then indicate the report for Quarter end ing 119-10-2019 b. If under 31(1)(c) then indicate date of aliotmentlextinQuishment 1 4. Declaration: The Listed entity is required to submit the followinq declaration to the extent of submission of information:-

Particulars Yes· No· 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securit ies or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? No 4 Whether the Listed Entity has any shares in locked-in? Yes 5 Whether any shares held by promoters are pledge or othelWise encumbered? No • If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up shares, Outstanding Convertible SecuritieslWarrants , depository receipts, locked-in shares, No of shares pledged or othelWise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities.

Hlble I - SUMMARY , , c.~

~h~=:~ NO.'" N:,;,;f No .• " No. " T""~. ::~! ~:k:IO: N~~~Of NU':;:Of

0"" Sh,,. P,rtly :rh,,.. :rh,,.,, u, % of tot, I held In .. ~h clull of 'II , " ,"umlng (Q (IQ """.B plldup "./d.up umHrlylnfl hold no. of.,." sflCurlriu Undet1yfng full ~onw"/on ... ~ pWig.cl or IIh,,.,, held

WQ .. ,1Iy equity "-'- (VI/). (n/~ul.rtfll., (IX) Ouuuring of ~onwrtJb" (XI) OfMrw/lle '" S"'~ Sh.rI RflCllptiI (IV}'fV)'IVII pol ~onvertlble :JICurltJl:r(u I Incumbered dlffl.r.rl.liz.cl hold held (VI) SCRR,1IS7) 8f1CUrttia ~ (X"I ,,~

(IV) (VI (VIII) ~:;:;:- ::':' (Including of dllut.d :rM,. (XIV)

A •• " of ... W.mll1t3) ~,plr.1)

(A+S+CZ) (MS.C) IX) (X1}-(V1I)..p<) A:r.%of ';:; ... ;,: of 7; ";':"

;:, = ,,~ (A+B+C:l)

~- ~-'"

.,

i 'rom"," , , ,,.~,, ,-" ~.~, "".,,, " ,-" ~.~"

,

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""",. , onv' '0 .. ' CBtegory & Nsme 01 the P;)N ::.~! No 01 :;~::p :,,~~~ TOla'OM. .. N~:::;o~::'..~·~~~!~~" '!o. of

-;u7t :~::~:11 ~:k:::: N"m",,' shareholders fully shares Shares Shares equity

0) holders peJdup equity underlying held securitIes Underlying shares pfedgedor shires held (111) "",11y Share "'''''- (VII)= .sper (IX) OurstMing of con .... l1ibl. (XII) otherwise '0

ShlfU held Receipts (IV)+(V)+(VI) SCRR, 1957 con .... l1ible .&Cur/lief( liS. encumbered held (V) (VI) Asa K af lJecurlries % (XIII) d

('V) (A+B+C2) _:,~';.fr>tI ~:t~ (Including of dIluted sh.,. """ (VIII) %,1 Warrants) cllpltAl) (X'V)

(A+8+CJ (X) (XI)-(VI/)+(X)

Asa % of :. "",:':01 :. .... ~:,or (A+B+C2) ." ..... MJd ..... ,../N1d

~~;, ~~';. "'" ") '0)

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, ~

, ~

iii II If If - I If '-00001

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if ~ ~ = = ~ = ~ ~ ~ ~ ~

ITo,,' , , o~:),:mo .. , ' .... 61' ''''61' 56.36" I 59"'" ' ... 613 ".36" ... '6731 "'0000 35.'''' 0.0000 , ... ," "

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; Sr:..Ro ~

~ f., '<j£ -; '" < ~. ~ \~ ~ Ji)

~.'M\JY

c.tw":Z~~ef3 P;'N ~~~' N,: I;' ;'~,,!p ~:~-:; Tor.I nos. NUh:::;~ e,c~.cl'" 01 :~,: T?,'.'. LOC~=::::"S N~~:=sol N,::,,:::/' ... ~

" 'nptr (I) hold~ peld Up "',"" undertyfng h.1d seeurtties Underlying ()(~ ""'godM SMIU/NId fflO oq'"" Sh,,. D'~ftwy (VIf). SCRR,195T) (IX) 0""""",, full eO"....l3lon oth_i5.

" S"'~ h.1d Receipts (1V}'fY)'iV'J Au " of corwettiblfl o f coltVtif/b/e encumbentd d.m,t.,yllze h.ld (V) (VI) (A+8+C2) s.euritiu ncurltlu(n, (XIII) d

('~ (VIII) Ho:;:'1Ing ",. (Including p.rcent,ge 'o~ ... W,rr,nts) 01 diluted IIh,,,, {)(IV)

"" Tol. IX) c'pIW) ...... (XQ"fVII)+(X) ;:; M:::'« ;:;. M:::'« .,... As ."ol -- - --:; =. ,- (A+8+C2J ,., ,. /O!

1 ;

I II

II I it iii ; ~

(., "",~I ""'" I ."",,, 'I 'I 'I 'I 'I """1 'I 'I 'I ,.00001 'I ,.00001 'I ,.00001 NAI NAI .,

, ,..' :~"~:~:,,' ,hold'". ",m;~' ."'~ ". '"'''' 10214" ... '" '"'''' 10"'" .... " ... '" .. - N' NA 10"'" "' 1'"';.'" 10 I .

(~.. .U. lnaIVI(lu'l~ I 'ii IShal'll capltliin uce .. of Rs . 2Iakh •. , 001"", ",miMI " " ..... "'M~ " ... " '''''~

,,~ " ... " , 30.40" • •. - N' NA 3"""

, ~ il 58~~

iii I """1 ... ....

I III II , I I

I I; I '1 :lit ~'RIVAT' ~ ~ ~ ~ """'I , ... ,., I r IND'ANS {NR,)) 51"1 51" 0.0'''1 51" 51"

~ ,.'48'1 . ,.00001 NA NA 51"

I T~ .• 'P'.""' ; '" 48"60'1 .. ~ ":"" I 48~ ~ .,.63"1 '_I NA NA 48"60' , ; ,

II , ~m.;",",'.'_ ' I "" sh.I'II' I ~~~, !~~ ~~~ .would not be di. pl. yed on website of Stot:k Exchange(.), li2i · need, to be di.clolldllon~ W~ht the name of following person.:

A I~~l ia£V~\~~~

'=-M\J~

T8ble IV _ STATEMENT SHOWING SHAREHOLDING PA TTERN OF THE NON PROMOTER - NON PUBLJC SHAREHOLDER

C.I.gO/)' &. N.m. of the PAN No. of No. of P,rtly No.. of Toul no. SMreholdlng Numbflr of Votting Rights No. of TOUI Number of Number of Numbflrof • h,~defS (/I) Sh,re fully paid-up .h,res .",,... " c./cul,ted held In uch r;/ ... of S"'re • ShlIreholdlng, Loc:kltd In s .. ~ oq.Ny

10 hoi",. p"dup ... Ny underlying h.ld ,. ".r .ec:UrlUN Und.rlylng ••• %,.,umlng -~. pI.dgltdOf' sh.,...held (111) ... Ny s .. ~ Dopo>hory (Vlf)- SCRR.1J57} (V<) 0utat8rJng full conv.rs/on (>(m 01,.,.,.,..1 .. '" S/I"re /I.,d Recelp" (1Y)+(V}+(Vf) As."of convertibl. of convenlble .ncumblr.d d.mst,rl./Iz.

/le/d (11) (VI) (AtB+C2) .er;urltJN .ec:urltj,,(iIII. (XUI) d

(TV) (VIIO HoorVoUng To/Ill (Including % fo= RJg-nr. ... W.rr,nts) of dllut.d .11.,.. (>«(11) .'" (A.a.C)

(X) c'plt." ~. ... ,,,or ~. Au"of (Xt)=(VIJ)+()() f. - '"'" -A •• " of ~- -- ~--"'" "'" I •• - ~~

(A+B+C2) '" I. 1-0

_, , CustodlaniOR Holder

, 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0 .0000 0 0.0000 NA NA 0 Total Non Promot.r- 0 0 0 0 0 00000 0 0 0 0.0000 0 0.0000 0.0000 NA NA 0 Non Public Sh.reholdlng (C}-(C}l1}·(C)(2)

Note (1) PAN would not be dlspl.yed on _b.it. of Stock Eltchanlle(')' (2) The above form.t needs to dlsclosll bam. of.1I holders holding more than 1% of total number of sh.res.

0," '0' .,", "," Ii,;" ,." '0" . ; ",;,; .

Table V-STATEMENT SHOWING DETAILS OF SIGNIFICANT BENEFICIAL OWNERS

Sr. No Details of the significant beneficial owner Details of the registered owner Details of holding! exercise of right of the SSO in the reporting Date of. (I) (/I) company, whether direct or indirect *: creation /

(III) acquisiti Whether by virtue of: on of

signifiea Name PAN/Passport Nationality Name PAN/Passport Nationality Shares % Voting rights % Rights on Exercise of Exercise of significant nt

No. In case of.1 No. In case of a distrlbutabl control Influence beneficia for&/gn national foreign national e dividend

or any other I distribution interest·

(IV)

)