vA co LIEN QUAN CVA NGUOI NOI...
Transcript of vA co LIEN QUAN CVA NGUOI NOI...
PHl) Ll)C so 10APPENDIX 10
THONG BAo GIAO DlCH CO PHIEU/Cm.J'NG cHi QuY CVA NGUOINOI BO vA NGUOI co LIEN QUAN CVA NGUOI NOI BO
NOTICE OF TRANSACTION INSHARES/ FUND CERTIFICATES OFINTERNAL PERSON AND RELATED PERSONS OF INTERNAL PERSON
(Ban hanh kern theo Thong tus6155/2015/TT-BTC ngay 06 thong 10 ndm 2015cua B(3Tai chinh huang ddn cong b6 thong tin tren thi truong chung khoan)(Promulgated with the Circular No 155/2015/TT-BTC on October 06, 2015 of
the Ministry of Finance guiding the Information disclosure on securitiesmarkets)
CONG HOA xA HOI CHV NGHiA VIET NAM. . .IlQc l~p - Tl}'do - Hanh phuc
THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness
......... , ngay thong ndm 2019........ , day month year 2019
THONG BAo GIAO DJCH CO PHIEU/CHUNG CHi QuY CVA NGUmNOI BO CVA CONG TY Il~I CHUNG, NGUm NOI BO CVA QuY Il~I
CHUNG vA NGUm co LIEN QUANCVA NGUm NOI BONOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OFINTERNAL PERSON OFPUBLIC COMPANY, INTERNAL PERSON OFPUBLIC FUNDAND RELATED PERSONS OFINTERNAL PERSON.
Kinh giri: - Uy ban Chung khoan Nha mroc- Sa Giao dich clnrng khoan- Cong ty C6 phan Ky Nghe Lanh - Searefico
To: - The State Securities Commission- The Stock Exchange- SEAREFICO Refrigeration Industry Corporation
1. Thong tin v~ ca nhan/t6 chirc thirc hien giao dich/ Information on individual/organization that conducts the transfer:- HQ va ten ca nhan/Ten t6 chirc/ Name of individual/organization: Cong tyTNHH Ky thu~t va Xay dung SANYOVi~t Nam I SANYOEngineering &
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Construction Vietnam Co., Ltd
- Quoc tich/ Nationality: Vi~t Nam
- S6 CMND, HQ chien, The din circe (d6i voi ca nhan) hoac S6 Gi~y chirngnhan dang ky doanh nghiep, Gi~y phep hoat dong hoac gi~y to' phap ly tuongduong (d6i voi t6 chirc), ngay cap, noi c~pl ID card/Passport No. (in case ofindividual) or Certificate of business registration No. (in case of organization),date of issue, place of issue. 0104477767
- Dia chi lien h~/Dia chi tru so chinh/ Address: Phong 1101A, ting 11, Toanha Giang Vo Lake View, DI0 Giang YO, Phuong Giang YO, Qu~n BaBlnh, Thanh phB Ha NQi,Vi~t Nam
- Dien thoai/ Telephone 024 37223301 Fax: ......... Email: ......... Website:
- Clnrc vu hien nay tai cong ty dai chung, cong ty quan Iy quy (neu co) hoac m6iquan h~ voi cong ty dai chung, cong ty quan Iy quy ICurrent position in thepublic company, the fund management company (if any) or relationship with thepublic company, the fund management company:
2. Thong tin v~ nguoi noi bQ cua cong ty dai chung/quy dai chung la ngiroi colien quan cua ca nhanlt6 chirc thuc hien giao dich (d6i voi tnrong hop nguoith\fc hi~n giao dich la ngu0'i co lien quan cua ngu0'i nQi bQ cua cong ty d~ichung/quy d~i chung)1 Information about internal person of the publiccompany/public fund is related person of trading individual/organization (incase trader is related person of internal person of the public company/publicfund):- H9 va ten ngu0'i nQibQIName of internal person: Nishi Masayuki
- Qu6c tich/ Nationality: Nh~t Ban / Japanese- S6 CMND, HQchi@u,The can cuoclID card/Passport No.: MU5157404
- Dia chi thuang trul Permanent address: 9-13 3 Chome Takaido HigashiSuginami-Ku, Tokyo, Japan
- Di~n tho~i lien h~1Address: Fax: Email:
- Chuc V\l hi~n nay t~i cong ty d~i chung, cong ty quan Iy quy ICurrentlyposittion in the public company, the fund management company: Thanh vienHQi dAng Quan tri / Member of Board of Directors
- M6i quan h~ gifra ca nhanlt6 chuc th\fc hi~n giao dich voi ngu0'i nQi bQ/Relationship of individual/organization executing transaction with internalperson: NgU'OinQi h9 la nhan S,! clla cong ty m~ clla tA chrrc th,!c hi~n giaodich / Internal person is the executive of the parent company of theorganization executing the transaction- S6 IUQ11g,ty l~ c6 phi@u/chUngchi quy rna ngU0'i nQi bQ dang n~m gifr (n@u
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TNH,y THXAVSAN'lET 1"1
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co)1 Number, ownership proportion of shares held by the internal (if any):o share (0%)
- HQva ten ngiroi nQi bQIName of internal person: Lee Men Leng
- Quoc tich/ Nationality: Malaysian
- sf>CMND, HQchieu, The din caocl Il) card/Passport No.: A50041616
- Dia chi thuong tru/ Permanent address: 16, Jalan GR 6/2, Aspen, GardenceResidensi, Cyber 3, 63000 Cyberjaya
- Dien thoai lien h~1Address: 6019-351 2538 Fax: Email:
- Clnrc vu hien nay tai cong ty dai chung, cong ty quan ly quy ICurrentlyposittion in the public company, the fund management company: Thanh vienHQi dAng Quan tr] 1Member of Board of Directors
- Mf>i quan h~ giira ca nhanlt6 clnrc thuc hien giao dich voi nguoi noi bQIRelationship of individual/organization executing transaction with internalperson: NglfOl nQi bQ la nhan s,! cua cong ty me cua tB chirc thuc hi~n giaodjch / Internal person is the executive of the parent company of theorganization executing the transaction- sf> hrong, ty l~ c6 phieu/chung chi quy rna nguoi noi bQ dang n~m gift (neuco)1 Number, ownership proportion of shares held by the internal (if any):o share (0%)
3. Mff chirng khoan giao dich/ Securities code: SRF
4. Cac tai khoan giao dich co c6 phieu/chung chi quy neu tai muc 31Tradingaccount number with shares/fund certificates mentioned above: 009FCC0336tai cong ty clnrng khoan/ In securities company: Cong ty TNHH Chung khoanNgan hang TMCP Ngo~i thuong Vi~t Nam5. sf>hrong, ty l~ c6 phiSu/ch(mg chi quy n~m gift truac khi thl,l'chi~n giao djchlNumber, ownership proportion of shares/fund certificates held beforetransaction: 0 cB phi~u 1shares (0%)
6. sf> lUQ'llgc6 phiSu/ch(mg chi quy dang kY mua/banlcho/dugc cho/tirtng!dugctirtng!thua kS/chuySn nhuQ'llg/nh~n chuySn nhuQ'llg/hoan d6il Number ofshares/fund certificates registered to purchase/ sale/ give/ be given/ donate/ bedonated /inherit/ transfer/ transferred/swap. 6,500,000 cB phi~u 1 shares(21.16%»)7. sf> IUQ'llg,ty l~ c6 phiSu/ch(mg chi quy dl,l'kiSn n~m gift sau khi thl,l'chi~ngiao dichl Number, ownership proportion of shares/fund certificates expected tohold after the transaction: 6,500,000 cB phi~u 1shares (21.16%)
8. M\lc dich thl,l'chi~n giao dichl Purposes of transaction:
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9. Phuong tlnrc giao dich/ Mode of transaction: Giao djch thoa thu~n ho~cphmrng thirc khac theo s1}'ch~p nh~n cua Dy Ban Chung khoan 1 Putthrough transaction or other methods approved by State SecuritiesCommission.
10. Thai gian du kiSn thuc hien giao dich/ Transaction period: til ngay/from17/05/2019 dSn ngay/ to 14/06/2019