UTRAN Procedures - Startseite TU Ilmenau · PDF fileUTRAN Procedures Elementary procedures ......

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UMTS Networks 1 Oliver Waldhorst, Jens Mueckenheim Oct-11 UTRAN Procedures Elementary procedures – Paging RRC connection setup Transaction reasoning Authentication and security control Transaction setup with RAB allocation Transaction clearing and RAB release RRC connection release RRM procedures Radio link addition and deletion Intersystem handover from UMTS to GSM (CS/PS) UE state transitions/ bearer reconfiguration MM procedures -> see MM slides CM procedures -> see CM slides References: Kaaranen ch. 10 (simple cases discussed here) 3GPP TR 25.931 (more complicated cases)

Transcript of UTRAN Procedures - Startseite TU Ilmenau · PDF fileUTRAN Procedures Elementary procedures ......

UMTS Networks 1 Oliver Waldhorst, Jens Mueckenheim Oct-11

UTRAN Procedures

Elementary procedures – Paging – RRC connection setup – Transaction reasoning – Authentication and security control – Transaction setup with RAB allocation – Transaction clearing and RAB release – RRC connection release

RRM procedures – Radio link addition and deletion – Intersystem handover from UMTS to GSM (CS/PS) – UE state transitions/ bearer reconfiguration

MM procedures -> see MM slides CM procedures -> see CM slides References:

– Kaaranen ch. 10 (simple cases discussed here) – 3GPP TR 25.931 (more complicated cases)

UMTS Networks 2 Oliver Waldhorst, Jens Mueckenheim Oct-11

Basic Model of UMTS Network Transactions

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UE indicates the CN the requested service

A transaction comprises all the elementary procedures required to enable

– the transport of user data (PS or CS mode) or

– the exchange of higher-layer signaling messages (e.g. MM or CM)

Allocation of bearers to support required UMTS bearer service

Transfer of data

Release of all bearers to support UMTS bearer service

UMTS Networks 3 Oliver Waldhorst, Jens Mueckenheim Oct-11

UE RRC Connected States

• Cell_DCH

– Dedicated Traffic and Control carried over DCH

• Cell_FACH

– Dedicated Traffic and Control carried over RACH/ FACH

• URA_PCH

– No air interface resources required, “dormant” RB

– UE receives paging on UTRAN Routing Area (URA) basis rather than standard routing area (RA); URA usually in the order of 10 cells

C e ll F A C H

C e ll D C HU R A P C H

N o d a ta

N o d a ta

D a ta a c tiv ity

D a ta

a c tiv ity

L o w

tra ff ic

H ig h tra ff ic

o r C S c a ll

D y n a m ic R B

re c o n f ig u re

C e ll F A C H

C e ll D C HU R A P C H

N o d a ta

N o d a ta

D a ta a c tiv ity

D a ta

a c tiv ity

L o w

tra ff ic

H ig h tra ff ic

o r C S c a ll

D y n a m ic R B

re c o n f ig u re

optional

UMTS Networks 4 Oliver Waldhorst, Jens Mueckenheim Oct-11

Paging

Paging type 1:

• UE idle mode (no RRC connection)

• RRC connected modes cell_PCH or URA_PCH

Example: paging for a UE in idle mode

U E N o d e B

1 .1

N o d e B

2 .1

R N C

1

R N C

2

C N

R A N A PR A N A P

1 . P a g in g

2 . P C C H : P a g in g T yp e 1

R A N A P R A N A P1 . P a g in g

3 . P C C H : P a g in g T yp e 1

(Requesting CN domain,

IMSI, ...)

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 5 Oliver Waldhorst, Jens Mueckenheim Oct-11

Paging

Paging type 2:

• UE is in RRC connected mode cell_DCH or cell_FACH

• Paging request from another CN domain

Example: paging for a UE in RRC Connected Mode (CELL_DCH or CELL_FACH state)

2 cases:

• UTRAN coordinates the paging request with the existing RRC connection (given example)

• UE coordinates the paging request with the existing RRC connection

U E S e rv in g

R N C

C N

R R C R R C

2 . D C C H : P a g in g T y p e 2

R A N A P R A N A P 1 . P a g in g

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 6 Oliver Waldhorst, Jens Mueckenheim Oct-11

RRC Connection Setup

Establishment of a RRC connection in cell_DCH mode

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

U E N o d e B R N C C N

U E _ Id le

C E L L _ D C H

In it ia l R a n d o m A c c e ss

C C C H (T M )/ R A C H : R R C C o n n e c tio n R e q u e s t

R L S e tu p R e q u e s t

R L S e tu p R e sp o n se

A L C A P Iu b T ra n sp o rt b e a re r S e tu p

U L /D L S y n c h ro n isa tio n

C C C H (U M )/ F A C H : R R C C o n n e c tio n S e tu p

D C C H (A M )/ D C H : R R C C o n n e c tio n S e tu p C o m p le te A d d r.: b y D C H

D C C H e s ta b lish e d

U E c a p a b ilit ie s

k n o w n

A d d r.: In i t ia l U E ID

R e q u e s t fo r D C C H

In c l. E s ta b lish m e n t

c a u se

E s ta b lish m e n t

o f U T R A N

D C H re so u rc e s

in c l. C A C

A d d r.: In i t ia l U E ID

UMTS Networks 7 Oliver Waldhorst, Jens Mueckenheim Oct-11

Initial Random Access

UE addressing

• CCCH: UE ID embedded in the RRC message

• DTCH/ DCCH: UE ID included in MAC header

U E N o d e B

C o n tro ll in g

R N C

P re a m b le

P re a m b le

P re a m b le

A c q u is it io n In d ic a t io n (A IC H )

P R A C H M e s s a g e

R e s o u rc in g N o d e B

H a rd w a re

R A C H F P

R A C H M e s s a g e

[R R C C o n n e c t io n R e q u e s t]

C R C C h e c k

R A C H F P

P e rs is te n c y

c h e c k b e fo re

UMTS Networks 8 Oliver Waldhorst, Jens Mueckenheim Oct-11

RRC Connection Setup

Reasons for RRC connection setup:

• Call setup (mobile-originated and mobile-terminated calls)

– Conversational call

– Streaming call

– Interactive call

– Background call

– Emergency call

– Call re-establishment

• Exchange of signaling messages (low/high priority)

RRC connection request message contains, e.g.

• IMSI, TMSI, IMEI

• Location area, routing area identity, etc.

• Other information: e.g. HSDPA/ E-DCH UE capability, standards release

UMTS Networks 9 Oliver Waldhorst, Jens Mueckenheim Oct-11

NAS Signaling Connection Establishment (Transaction Reasoning)

U E S er v in g

R N C

C N

1 . R R C C o n n ec tio n E s ta b l ish m en t

R R CR R C

2 . D C C H : In i t ia l D ir ec t T r a n sfe r

R A N A P R A N A P

3 . In i t ia l U E M essa g e

Payload contains system network message:

Information about the transaction initiated by the UE (IMSI, TMSI, location area, kind of requested transaction)

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 10 Oliver Waldhorst, Jens Mueckenheim Oct-11

Authentication and Security Control

Authentication request/response: mutual authentication of UE and network

Security mode command/complete: CN domain indicates to UTRAN and UE the encryption details (method/algorithms and encryption keys)

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 11 Oliver Waldhorst, Jens Mueckenheim Oct-11

Transition Setup and RAB Establishment (CS Mode)

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 12 Oliver Waldhorst, Jens Mueckenheim Oct-11

Transition Setup and RAB Establishment (PS Mode)

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 13 Oliver Waldhorst, Jens Mueckenheim Oct-11

RAB Establishment

Example: Synchronised establishment of a RAB on DCH

R A B A ss ig n m e n t R e sp o n se

R a d io B e a re r S e tu p C o m p le te

R a d io B e a re r S e tu p

R a d io L in k R e c o n fig u ra tio n C o m m it

R a d io L in k R e c o n fig u ra tio n R e a d y

R a d io L in k R e c o n fig u ra tio n P re p a re

R A B A ss ig n m e n t

C N S R N C N o d e B U E

A L C A P Iu T ra n sp o rt B e a re r E s ta b lish m e n t

A L C A P Iu b T ra n sp o rt B e a re r E s ta b lish m e n t

N o d e B – R N C D a ta T ra n sp o rt B e a re r S y n c

C e ll_ D C H

A c tiv a t io n T im e ,

T A c tiv a t io n

C e ll_ D C H /

C e ll_ F A C H W h e n C S C N W h e n C e ll_ F A C H :

R L S e tu p

UMTS Networks 14 Oliver Waldhorst, Jens Mueckenheim Oct-11

Transaction Release and RAB Release (CS Mode)

Note: signaling connection and RRC connection remains

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 15 Oliver Waldhorst, Jens Mueckenheim Oct-11

Transaction Release and Iu Release (CS Mode)

Note: signaling connection and RRC connection are released

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 16 Oliver Waldhorst, Jens Mueckenheim Oct-11

Transaction Release and RAB Release (PS Mode)

Note: signaling connection and RRC connection remain

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 17 Oliver Waldhorst, Jens Mueckenheim Oct-11

Transaction Release and Iu Release (PS Mode)

Note: signaling connection and RRC connection are released

Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 18 Oliver Waldhorst, Jens Mueckenheim Oct-11

RRC Connection Release Paging

RRC Connection Establishment

Transaction Reasoning (Signaling conn. establishment)

Authentication and Security

Transaction Setup and RAB Allocation

Transaction (user or control plane)

Transaction Release and RAB Release

RRC Connection Release

UMTS Networks 19 Oliver Waldhorst, Jens Mueckenheim Oct-11

RRC Connection Release (involving DRNC)

Example: RRC connection release of a dedicated channel in soft HO mode with DRNC

1 0 . R a d io L in k D e le t io n R e sp o n se

8 . R a d io L in k D e le t io n

9 . R a d io L in k D e le t io n R e sp o n se

6 . R a d io L in k D e le t io n

5 . R R C C o n n e c t io n R e le a se C o m p le te

4 . R R C C o n n e c t io n R e le a se

1 1 . R a d io L in k D e le t io n R e sp o n se

7 . R a d io L in k D e le t io n

U E N o d e B D rif t R N S

N o d e B S e rv in g R N S

D rift R N C

S e rv in g R N C

C N

R R C

R R C R R C

N B A P

N B A P

R N S A P

N B A P N B A P

N B A P

R N S A P

R A N A P

R A N A P

3 . A L C A P Iu B e a re r R e le a se

A L C A P Iu r B e a re r

R e le a se 1 3 . A L C A P Iu b B e a re r R e le a se

1 2 . A L C A P Iu b B e a re r R e le a se

1 . Iu R e le a se C o m m a n d

2 . Iu R e le a se C o m p le te

R R C

R A N A P

N B A P

R N S A P

N B A P

N B A P

R N S A P

R A N A P

UMTS Networks 20 Oliver Waldhorst, Jens Mueckenheim Oct-11

Soft Handover – Radio Link Addition

U E S R N C

T a rg e t

N o d e B D R N C

A L C A P Iu r b e a re r S e tu p

A c tiv e S e t U p d a te (R a d io L in k A d d itio n )

A L C A P Iu b D a ta T ra n sp o r t b e a re r S e tu p

R N C D e c id e s to

a d d a n e w R a d io

L in k

T a rg e t N o d e B is

re a d y

U E s ta r ts

R x o n n e w

ra d io l in k

E .g . n e w

n e ig h b o u r c e ll l is t

R a d io L in k R e s to re In d ic a tio n R a d io L in k R e s to re In d ic a tio n

A c tiv e S e t U p d a te C o m p le te

M e a su re m e n t C o n tro l

s ta r t R x

s ta r t T x

W h e n R L S e tu p

R a d io L in k A d d / S e tu p R e q u e s t

R a d io L in k A d d / S e tu p R e sp o n se

R a d io L in k A d d / S e tu p R e q u e s t

R a d io L in k A d d / S e tu p R e sp o n se

Unsynchronized addition

UMTS Networks 21 Oliver Waldhorst, Jens Mueckenheim Oct-11

Soft Handover – Radio Link Deletion

UE SRNC Node B DRNC

Free-up resources of

old NodeB

Active Set Update (Radio Link Deletion)

UE stops

Rx on old

radio link

E.g. new

neighbour cell list

Active Set Update Complete

Measurement Control

Radio Link Deletion Request

ALCAP Iur bearer Release ALCAP Iub Data Transport bearer Release

RNC Decides to

delete an existing

Radio Link

Radio Link Deletion Request

Radio Link Deletion Response Radio Link Deletion Response

stop Rx & Tx

Unsynchronized deletion

UMTS Networks 22 Oliver Waldhorst, Jens Mueckenheim Oct-11

Inter-system Handover (UMTS to GSM)

U E 2 G M S C S R N C 3 G M S C

C h a n n e l a c tiv a tio n

p ro c e d u re in B S S

R e lo c a tio n R e q u ire d

U E sw itc h e s

to G S M B S S

H O C o m p le te

M A P P re p a re H O R e sp o n se

R N C D e c id e s to

p e rfo rm H O to

G S M

H O fro m U T R A N C o m m a n d

B S C

M A P P re p a re H O R e q .

H O R e q u e s t

H O R e q u e s t A C K

R e lo c a tio n C o m m a n d

R a d io L in k F a ilu re in U T R A N a n d R a d io L in k E s ta b lis h m e n t in G S M B S S

Iu R e le a se P ro c e d u re

H O C o m p le te

M A P S e n d E n d S ig n a l R e q .

F re e u p o f

R e so u rc e s

M A P S e n d E n d S ig n a l R e sp .

UMTS Networks 23 Oliver Waldhorst, Jens Mueckenheim Oct-11

UTRAN Initiated UMTS-GPRS Cell Reselection

U E S G S N S e rv in g

R N C

R A N A P R A N A P 6 . Iu R e le a se C o m m a n d

R A N A P R A N A P 7 . Iu R e le a se C o m p le te

R R C R R C

2 . C e ll C h a n g e O rd e r fro m

U T R A N

3 . T h e U E a c c e sse s th e G S M

s y s te m a n d in i tia te s ro u t in g a r e a

u p d a te . T h e p a c k e t c o n te x t is

tra n s fe r re d to th e n e w S G S N .

R A N A P R A N A P 4 . S R N S C o n te x t R e q u e s t

R A N A P R A N A P 5 . S R N S C o n te x t R e sp o n se

1 . U T R A N d e c is io n to p e r fo rm C e l l C h a n g e O rd e r fro m U T R A N :

Most signalling between 2G and 2G CN

UMTS Networks 24 Oliver Waldhorst, Jens Mueckenheim Oct-11

SRNS Relocation (CS)

UMTS Networks 25 Oliver Waldhorst, Jens Mueckenheim Oct-11

URA_PCH to CELL_DCH/ CELL_FACH Transition

Unsynchronised procedure with CRNC = SRNC

U E N o d e B S R N C

C e ll_ D C H : R a d io B e a re r R e c o n fig u ra tio n C o m p le te (D C C H A M , D C H )

C e ll_ F A C H : U T R A N M o b ility C o n fir m (D C C H A M , R A C H )

R a d io L in k S e tu p re q u e s t

U E T ra n s itio n s to

C e ll D C H / s ta y s in

C e ll_ F A C H

U E S e n d s C o m p le te

M e ssa g e

L 2 A C K (D C C H )

R a d io L in k S e tu p re sp o n se

R a d io L in k R e s to re In d ic a tio n C e ll_ D C H /

C e ll_ F A C H

C e ll U p d a te C o n fir m ( C C C H , F A C H , U M )

A L C A P Iu b D a ta T ra n sp o r t b e a re r S e tu p

U R A _ P C H

U E te m p o ra ry in

C e ll_ F A C H If C e ll_ D C H

In c l. D B C c h e c k

F o r e a c h D C H ,

se p a ra te ly

In c l. U L / D L S y n c h .

C e ll U p d a te (C C C H , R A C H , T M , c a u se “ p a g in g re sp o n se ” o r ” U p lin k D a ta tra n s m is s io n ” )

R R C S ta te In d ic a to r

C e ll_ D C H /

U R A _ F A C H

T A c tiv a tio n = ‘N O W ’

UMTS Networks 26 Oliver Waldhorst, Jens Mueckenheim Oct-11

CELL_FACH to CELL_DCH Transition

U E N o d e B R N C C N

R a d io B e a re r R e c o n fig u ra tio n C o m p le te (D C C H A M , D C H )

R a d io B e a re r R e c o n fig u ra tio n (D C C H , F A C H )

R a d io L in k S e tu p re q u e s t

R a d io L in k S e tu p re sp o n se

U E T ra n s itio n s to

C e ll D C H

U E S e n d s C o m p le te

M e ssa g e o n D C H

L 2 A C K (D C H )

R N C d e te rm in e s U E

sh o u ld tran s it io n to

C e ll D C H

R a d io L in k R e s to re In d ic a tio n

R N C S to p s M A C -d

T ra n s m is s io n to U E

C e ll F A C H

C e ll D C H

A L C A P fo r b o th D C H

F P S y n c h

Unsynchronised procedure with CRNC = SRNC

UMTS Networks 27 Oliver Waldhorst, Jens Mueckenheim Oct-11

CELL_DCH to URA_PCH/ CELL_FACH Transition

Unsynchronised procedure with CRNC = SRNC

U E N o d e B S R N C

R a d io L in k D e le tio n R e q u e s t

R R C S ta te In d ic a to r

C e ll_ F A C H /

U R A _ P C H

L 2 A C K (D C C H , F A C H )

U E S e n d s C o m p le te

M e ssa g e o n R A C H

R a d io L in k D e le tio n R e sp o n s e

C e ll_ F A C H /

U R A _ P C H

A L C A P Iu b D a ta T ra n sp o r t B e a re r R e le a se

C e ll_ D C H

U E tra n s it io n s to

C e ll_ F A C H a n d

re a d s S IB

F re e -u p n o n -u se d

D C H R e so u rc e s

R a d io B e a re r R e c o n fig u ra tio n (D C C H , D C H , U M )

R a d io B e a re r R e c o n fig u ra tio n C o m p le te (D C C H , R A C H , A M )

R N C le a v e s t im e

fo r L 2 A C K b e in g

e rro re d

UMTS Networks 28 Oliver Waldhorst, Jens Mueckenheim Oct-11

Dynamic Bearer Reconfiguration

U E S R N C

R a d io L in k R e c o n fig

P re p a re

N o d e B

(D r if t

R N S )

N o d e B

(S e rv in g

R N S )

D R N C

R a d io L in k R e c o n fig u ra tio n P re p a re

R a d io L in k R e c o n fig u ra tio n P re p a re

R a d io L in k R e c o n fig u ra tio n R e a d y R a d io L in k R e c o n fig R e a d y

R a d io L in k R e c o n fig u ra tio n R e a d y

A L C A P Iu r b e a re r S e tu p

R a d io L in k R e c o n fig

c o m m it (T A c tiv a tio n ) R a d io L in k R e c o n fig u ra tio n C o m m it ( T A c tiv a tio n )

R a d io L in k R e c o n fig u ra tio n c o m m it ( T A c tiv a tio n )

T ra n sp o r t C h a n n e l R e c o n fig u ra tio n (D C C H , A M , T A c tiv a tio n )

T ra n sp o r t C h a n n e l R e c o n fig u ra tio n C o m p le te (D C C H , A M )

A L C A P Iu b D a ta T ra n sp o r t b e a re r R e le a se

A L C A P Iu b D a ta T ra n sp o r t b e a re r R e le a se A L C A P Iu r b e a re r R e le a se

A L C A P Iu b D a ta T ra n sp o r t b e a re r S e tu p

A L C A P Iu b D a ta T ra n sp o r t b e a re r S e tu p

C e ll D C H

C e ll D C H

R N C D e c id e s to

c h a n g e th e ra te o f

th e U E

A ll N o d e B ’s a re

re a d y

A c tiv a tio n T im e

, T A c tiv a tio n

U E & N o d e -B

re c o n fig u re d to

th e n e w ra te s

R e le a se th e tra n sp o r t

N e tw o rk re so u rc e s fo r

th e p re v io u s

c o n fig u ra tio n

W h e n ra te in c re a se

Synchronised DCH modify w/o transport bearer reconfiguration