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HAL Id: hal-02163019 https://hal.archives-ouvertes.fr/hal-02163019 Submitted on 27 Jun 2019 HAL is a multi-disciplinary open access archive for the deposit and dissemination of sci- entific research documents, whether they are pub- lished or not. The documents may come from teaching and research institutions in France or abroad, or from public or private research centers. L’archive ouverte pluridisciplinaire HAL, est destinée au dépôt et à la diffusion de documents scientifiques de niveau recherche, publiés ou non, émanant des établissements d’enseignement et de recherche français ou étrangers, des laboratoires publics ou privés. Using the capability approach and organizational climate to study occupational health and safety Andrea Bernardi To cite this version: Andrea Bernardi. Using the capability approach and organizational climate to study occupational health and safety. Insights into Regional Development, Entrepreneurship and Sustainability Center, 2019, 1 (2), pp.138-154. 10.9770/ird.2019.1.2(6). hal-02163019

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HAL Id: hal-02163019https://hal.archives-ouvertes.fr/hal-02163019

Submitted on 27 Jun 2019

HAL is a multi-disciplinary open accessarchive for the deposit and dissemination of sci-entific research documents, whether they are pub-lished or not. The documents may come fromteaching and research institutions in France orabroad, or from public or private research centers.

L’archive ouverte pluridisciplinaire HAL, estdestinée au dépôt et à la diffusion de documentsscientifiques de niveau recherche, publiés ou non,émanant des établissements d’enseignement et derecherche français ou étrangers, des laboratoirespublics ou privés.

Using the capability approach and organizationalclimate to study occupational health and safety

Andrea Bernardi

To cite this version:Andrea Bernardi. Using the capability approach and organizational climate to study occupationalhealth and safety. Insights into Regional Development, Entrepreneurship and Sustainability Center,2019, 1 (2), pp.138-154. �10.9770/ird.2019.1.2(6)�. �hal-02163019�

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USING THE CAPABILITY APPROACH AND ORGANIZATIONAL CLIMATE TO STUDY

OCCUPATIONAL HEALTH AND SAFETY*

Andrea Bernardi

Oxford Brookes University, Gipsy Lane Oxford, OX3 0BP, United Kingdom

E-mails: [email protected]

Received 16 March 2019; accepted 28 May 2019; published 30 June 2019

Abstract. The Capability Approach, first developed by Amartya Sen, cab be used as a mean to analyse occupational health and safety

related behaviours. Accidents at work more frequently occur among atypical workers and migrants, making this an interesting context in

which to apply Sen’s theoretical framework; namely showing how freedoms, rights, organisational climate and capabilities are important

factors in risk prevention. It is logical to expect that workers’ participation and rights should provide a safer environment, but the

application of the Capability Approach offers a tool to measure organisational inequalities and their consequences. Furthermore, its

application could help to improve occupational health and safety chiefly among atypical workers. In this paper, I consider Safety Capability

to encompass the workers attitude to their own protection, their understanding of safety procedures and the risks they face, and their

freedom to ask their organisation to comply with the law and implement safe work processes.

Keywords: capability; health and safety; organizational climate; organization; wellbeing

Reference to this paper should be made as follows: Bernardi, A. 2019. The capability approach and organizational climate as tools to study

occupational health and safety, Insights into Regional Development 1(2): 155-170. https://doi.org/10.9770/ird.2019.1.2(6)

JEL Classifications: J28, O15, D23

Additional disciplines: law; political sciences; sociology; psychology

* Parts of this text are spinoffs from research in the framework of the project European Union's Horizon 2020 Research and

Innovation Programme projects European Cohort Development Project (ECDP) Grant Agreement No.777449 (2018-2019)

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1. Introduction

This paper, after a brief statistical analysis of occupational safety trends, summarises different research

perspectives on occupational well-being and safety. There is no doubt from the statistics that higher incidences of

accidents and fatal accidents occur among non-standard workers than among standard workers. Occupational

Health and Safety (OHS) is a key organisational priority to reduce risk and promote employees’ well-being.

As well as applying Amartya Sen’s Capability Approach to OHS behaviours, this paper’s contribution lies in the

way it introduces and discusses the role of organisational climate as an important mediator linking workers’

contractual status (standard/non-standard, permanent/atypical) with their attitudes and behaviour in relation to

safety. As such, this paper proposes a new theoretical methodology to deal with OHS issues, and further suggests

cross-border co-operation among social sciences in this field. According to Eurofound: Atypical work refers to

employment relationships not conforming to the standard or ‘typical’ model of full-time, regular, open-ended

employment with a single employer over a long-time span. ‘Typical’ work in contrast is defined as a socially

secure, full-time job of unlimited duration, with standard working hours guaranteeing a regular income and, via

social security systems geared towards wage earners, securing pension payments and protection against ill-health

and unemployment.

The motivation for carrying out this research lies in the official statistics on labour safety, although these in

themselves present considerable difficulties. Any comparison between European countries becomes immediately

methodologically difficult, especially when dealing with all 27 member states. At best, standard indexes and

harmonized figures therefore have to be used (Figure 1). Germany and the UK outperform Italy that in turn

outperforms France in terms of their OHS.

Fig. 1. Standardised incidence rates (per 100,000 employees) of fatal injury at work, excluding road traffic accidents for 2015.

Source: Eurostat, ESAW, 2015.

An index of disabilities and fatal accidents occurring at work in Britain, organised by industry (Figure 2) reveals

some industries being unsurprisingly safer than others. Equally unsurprising, is finding that the most “dangerous”

industries are named as being those associated with agriculture, fishing and forestry. Other features are less

predictable, however. Construction performs better than public administration and human health. Such findings

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strongly suggest that technology is not the only variable needed to explain risk. Safety culture (Gherardi and

Nicolini, 2000, 2002), risk management and labour organisation are clearly very important as well.

Fig. 2. Rate of self-reported work-related ill health and non-fatal injury by industry.

Source: UK HSE, Health and safety at work Summary statistics for Great Britain 2018.

The relatively bad performance of Public Administration as illustrated in Figure 2 could in part be attributable to

the police and armed forces being in themselves relatively dangerous jobs, Nevertheless, such linkages between

safety and contractual flexibility often display consistency. For example, in Italy, the state is the largest employer

of atypical workers thereby going against common assumptions.

It is against this context, mapping the variable performances of European states in OHS issues, that this paper has

the following objectives:

1) To review the literature on risk and safety and to analyze the role of organisational climate in affecting safety.

2) To discuss the feasibility of introducing the Capability Approach to Organisation Studies.

2. Safety, risk, well-being and organisations

Although in Western Europe the general rate of occupational accidents has decreased during the last 30 years,

there seems nevertheless to have been a noteworthy recent increase among atypical workers and foreign workers

(Hopkins, 2015; Howes, 2011). This trend of greater risks for non-nationals is also borne out in other European

locations. In Austria for example, 37% of migrant workers surveyed felt affected by poor health conditions at

work, compared with only 16% of Austrian workers. Furthermore, some 30% of migrant workers felt particularly

affected by the risk of accident and injury in their workplace, compared with only 13% of Austrian nationals. In

Spain the statistics build a similar picture: in 2005 8.4 out of every 100,000 migrant workers died in labour

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accidents, a proportion in excess of that experienced by the Spanish labour force, who were said to have an

accident mortality rate of 6.3% (Eurofound, 2007).

Risk, safety and well-being are complex phenomena that must be tackled at a systemic level, taking into account

individual, organisational and institutional factors (Douglas, 1966; Tversky and Kahneman, 1974; Reason, 1990;

Giddens, 1991; Beck, 1992; Weick and Sutcliffe, 2001, Weick, 1992; Weick and Roberts, 1993; Perrow, 1994;

Gherardi, 2004; Gephart et al., 2009; James and Walters 1997; Guiol and Muñoz, 2009, Muñoz, 2019). Figure 3

illustrates this point, showing how micro level behaviour is affected by a plurality of influences. The authors

mentioned above and schematically represented in Figure 4, represent the most important sample of those who

have addressed the risk issue academically. A large number of economic and psychological studies on the subject

particularly show how individuals calculate risk more or less rationally, both objectively and subjectively. This

literature is supplemented by other research findings that stress the way that societies and governments (even in a

Marxist perspective) calculate what they deem to be acceptable levels of risk. Additionally, literature within the

fields of sociology and ergonomics has done much to emphasise the way technology affects modernity and has

done much to illustrate how risk has become an intrinsic characteristic of modern societies.

There is a long tradition of studies on risk and safety among social scientists. In particular, much can be gleaned

from the different standpoints and methodologies offered by Organisation Studies, which as a discipline pays

much attention to the way perspectives have evolved over decades, simultaneous with broader influential changes

in society, technology and economy.

Fig. 3. Levels of risk analysis.

Finally, within Organisation Studies and industrial medicine, research has focussed upon a more detailed and

nuanced elucidation of the interrelationship between safety culture, climate or workers’ participation both as

individual and cumulative factors contributive in helping to lower risk (Scholz & Vitols, 2019). Organizational

climate and organizational culture are very close constructs (see for instance: Denison, 1996; Moran and

Volkwein, 1992; Kunda, 1992). A further issue, which has yet not received as much attention, would be to

consider the difference between risk and uncertainty at work according to different possible perspectives such as

those of Keynes, Knight or Definetti.

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With specific regard to an exploration of the connections between economic democracy (profit sharing,

participation, co-operation) and occupational well-being the works of Guiol and Muñoz are particularly

interesting. Their studies consider a sample of firms of different business sector and size in France and show that,

the organisations with the best record for safety and well-being are those where systems of workers’ participation

have been most actively implemented (Guiol and Muñoz, 2007, 2009). With regard to the Finnish context, a

similar study has been conducted on the relationship between worker’s well-being and participation (Bernardi and

Köppä, 2011; Scholz & Vitols, 2019).

Fig. 4. Levels of risk analysis, literature.

Supplementary to the available literature described above, this paper explores an additional facet —the special

aspect of western labour markets concerned with flexibility and atypical contractual arrangements (Amuedo-

Dorantes, 2002, Barrett and Sargeant 2008) in a post Fordism context. It would seem that any discussion of this

‘non-standard’ segment of the market challenges the suitability of some of the above-discussed model theoretical

frameworks (risk society, post-modern society, etc.). Indeed, these frameworks alone cannot explain why in the

same industry, and in the same organisation, a worker with a worse contractual status is more likely to be in

jeopardy, having either more chance of being affected by occupational diseases, or increased chance of being

involved in a fatal accident at work.

I consider that one way of exploring this interrelationship between job insecurity and exposure to risk at work

would be to to apply the Human Development and Capability Approach formulated by Sen. This seems

particularly pertinent given its intrinsic interest in freedoms and rights and its ability to discern between real and

formal abilities and capabilities, taking into account formal and informal institutions (De Muro and Tridico, 2008)

and cultural constraints (Alkire, 2002).

“A functioning is an achievement, whereas a capability is the ability to achieve. Functionings are, in

a sense, more directly related to living conditions, since they are different aspects of living

conditions. Capabilities, in contrast, are notions of freedom, in the positive sense: what real

opportunities you have regarding the life you may lead” (Sen, 1987).

We can say that functioning means the act of function, capability instead being the ability plus the real condition

and the freedom to use our own ability.

This paper postulates that, together with freedoms, rights and capabilities the role of organisational climate

(Woodman and King, 1978; Waters and Roach, 1974; Litwin and Stringer, 1968; Argyris, 1958) and culture

(Schein, 2004; Kroeber and Kluckhohn, 1952; Hofstede, 1980) is highly important in affecting individual safety

behaviours and performances. Furthermore, the way individuals and groups perceive risk can be variously

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influenced by organisational climate, by group leaders, by interactions, and by structures and cultures within

organisations. As the climate influences the attitudes of workers and managers towards risks and helps to

determine the conditions of well-being at work (Lewin et. al., 1939; Schneider, 1990; Kunda, 2006), it seems

logical to combine the Capability Approach and the organisational climate as theoretical tools to further examine

certain trends and behaviours in the relationship between atypical workers and OHS.

2.1 Individual behaviour, groups and safety

Danger is evaluated by individuals not rationally but through filters of perception (Clarke, 1999). The difference

between the real (or objective) risk and the perceived (thus subjective) risk is significant because the danger

increases if individuals underestimate the real risk. The discrepancy between subjective and objective risk is taken

into account in the theory of safety and in the theory of cognitive dissonance. In all cases, the organisational

climate plays a role at the individual and group level in identifying and assessing risk.

Organisations can reduce the dissonance by acting on individuals: borrowing neo-institutional terminology, it is

possible to influence safety behaviours with normative, cognitive and regulatory actions. The employee - a

professional or a manual labourer (white or blue collar) - should be oriented by the organisation and other

institutions in its behaviours or attitudes by communicating and explaining what is required to do (regulative),

what is appropriate to do (normative), or what is right to do (cognitive). Attempts to change perceptions often

encounter strong resistance, since these are the result of processes of self-learning and reinforcement.

The arguments, so far, have highlighted how perceptions influence the subjective cognition of danger and hence

individual behaviour. From a systemic perspective it is also necessary to analyze the consequences that the

individual perception of risk has on the behaviour of others. In particular, it is important to take into consideration

the risk perceptions of executives and entrepreneurs, which are reflected in both the organisational climate and in

the labour organisation. Furthermore, the socializing of experiences and perceptions increases both the quality and

quantity of group assumptions. Group cohesion makes the socialisation even stronger, amplifying the effects.

Safety culture is also built on training risk perceptions and on sharing cognitive elements (Roth et. al., 2006;

Payne and Mansfield, 1978).

2.2 Organisational climate and safety Climate analysis and capabilities’ development can be considered tools for OHS prevention; initially this paper

will consider the importance of climate, taking as axiomatic that organisational culture is the broader environment

where climate develops.

There is a large literature on organisational climate (Levin et al., 1939; Schneider, 1975, 1990) and several studies

on safety climate in particular (Nasurdin et. al., 2006; Johnstone and Johnston, 2005; Vaananen et al., 2004; Neal

et. al., 2000; Miceli and Near, 1985; Zohar, 1980). There are no major studies, however, on the relationship

between safety, climate (in a broad, general, sense) and organisational well-being. In this section I will try to

explain how the general climate and well-being can influence safety conditions and the level of objective risk.

The reality is a complicated one. Climatic elements can even promote, for instance, a no-blame approach (most

easily exemplified via the airline industry). Some organisational cultures, in contrast (for example those

developed around productivity stress or cocky and macho behaviours) may instead encourage the spread of

assumptions without explicit managerial direction, which is particularly dangerous when linked to safety.

A useful means of highlighting the power of these different organisational climates would be to consider policies

towards whistle blowing, beyond the protection provided by the law for workers reporting illegal offences. In this

context, it is important that internal mechanisms should permit employees to communicate sensitive information

to top management or authorities in confidence. Organisations need to develop policies and tools to facilitate

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whistle blowing, and above all, they have to foster a climate that encourages those behaviours and identifies them

as safe and morally right. Judicial protection alone may not provide sufficient incentive.

The relationship between climate and safety therefore seems sensible, even self-evidential, and has already been

studied in the literature. An organisation’s success or failure can thus depend on its organisational climate. What

is not explained, however, is how job insecurity varies amongst different categories of worker. How is it possible

that a given job in a given factory is statistically more dangerous for non standard and alien workers than for their

so-called ‘standard’ counterparts? Some possible reasons readily present themselves (the dynamics of the

underground economy, the propensity to assign harder tasks for weaker workers, and so on), but this phenomenon

still lacks scientific analysis.

Fig. 5. Contractual arrangement, climate, capabilities, behaviour.

Figure 5 explains how the contractual arrangement influences behaviour and, in turn, safety performance:

naturally contractual arrangements confer different status within organisational climate. The organisational

climate is a mediator between individuals and the collective cognitive phenomena. It can amplify or limit the

individual perceptions of risk. The climate can allow colleagues with full contractual rights to ask their atypical

co-workers to be allocated the most risky, unsafe, unpleasant or stressful tasks. The climate can help the

individual to define subjective risk and it can influence the group appraisal of objective risk.

To further elucidate this analysis the Capability Approach can be usefully used. Given that the phenomenon

described in this paper is one mainly based on differential access to rights, since an employment contract is

mostly an issue of rights and duties, it is my contention that the Capability Approach can supply a useful tool to

dissect and understand the complex interrelationship between rights, well-being and safety.

3. The Capability Approach and organisations

The Capability Approach (CA) was introduced by Amartya Sen in 1988, ten years before he received the Nobel

Prize. Since then, the approach has been widely used among scholars of many disciplines, but mainly amongst

those studying national or regional level phenomena. The main idea of this school stresses the need for both

researchers and policymakers to look at capabilities, rather than merely consider economic data or formal legal

systems (Fukuda-Parr, 2003; Sen, 1994). Equality and development should be pursued, Sen has argued, through

capabilities that encapsulate notions of freedom and real opportunities regarding the desired life.

Capabilities as defined by Sen are enabled by rights and functionings (in our case education, safety, health, and so

on). The well-being of citizens and the development of nations rely on capabilities and real equality of

opportunity and not on GDP per capita, which has sometimes been the principal measure of assets, or equality of

resources, or primary goods as suggested by Dwarkin (2000) or Rawls (1972).

Currently, the Capability Approach is used by researchers with different educational backgrounds involving many

fields of study, including economics, anthropology, philosophy, political science, psychology, education science,

health studies, welfare and public policy. There are also studies on labour, welfare and happiness, with a micro -

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or macro - economic emphasis. There have been no applications to Organisational Studies, however. Traditional

applications, (such as is illustrated in Figure 6) have seen policy makers and researchers concentrating upon

human development indicators, rather than on growth or economic development.

In a liberal and pluralistic view of individual ambitions and well-being, scholars utilising the CA believe that the

state should grant citizens freedoms and opportunities to achieve certain essential ‘rights’ or functionings (health,

education, safety, for instance). Given a personal set of functionings, human beings should then be able to pursue

their own selected goals for well-being, thanks to their own capabilities. A given set of functionings can be

defined as the creation of an environment that allows positive pluralistic opportunities for citizens to both be and

behave, it provides a context in which there is freedom and there is real (not merely formal) equality of

opportunity. Furthermore, once citizens are placed in such an environment, they are given the possibility to

acquire some capabilities and to use them autonomously in their own lives. Participation could well be considered

as a functioning referring to workers’ participation as well as the more traditional interpretation focussing on

political participation.

A study of human development differs from other examinations of liberal frameworks of equality (see for

instance those examined by Rawls or Dwarkin) because it does not focus on equality in terms of the rule of law or

on access to primary goods or resources. Human development instead concentrates on the equal ability of citizens

to pursue well-being in the context of all the cultural or social constraints on human development. It is worth

noting that researchers of this school frequently also focus on economic development, but they believe that

economic development is a consequence of human development, not its cause.

Fig. 6. Capability Approach and Human Development, at a regional level.

So far, the areas where the Capability Approach has been mostly developed are: the analysis of human

development at national or regional level (Sen, 1985a; Comin et al., 2008); the analysis of well-being and local

development (Alkire, 2002); the study of the conditions of the poor in developing countries; the development

itself (Klasen, 2000; Qizilbash, 2002); the measurement of poverty and welfare in advanced economies; the study

of the difficulties of disabled people; the study of gender discriminations (Sen 1985b; Robeyns 2003; Monni and

Costantini, 2008; Nussbaum, 2000) and the analysis of public policies (Schokkaert and Van Ootegem, 1990).

To the extent that Organisational Studies deals with the individual and collective welfare of workers, the

development of their potential contribution, the understanding of the exchange of contributions and incentives,

cultural diversity, the psychological components of organisational behaviour, and with fairness, justice and

change, the Capability Approach seems to offer an original opportunity for researchers. Perhaps surprisingly

however, although this framework has been widely used, it has not been applied within Organisational Studies.

Yet, its usefulness is immediately apparent. Rather than consider OHS, matters such as formal obligations, legal

formalities or the presence of safety tools (hard hats and extinguishers for instance), it is perhaps more useful

instead to focus on capabilities (the real abilities of workers to protect themselves) and on their freedom to request

safe environments and proper procedures. This represents the measure of the potency of workers to affect or

assume change within their working environments. Understanding the capabilities of atypical workers in this way,

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by locating them within their various organisational climates, therefore provides a tangible means of

understanding how contractual insecurity turns into risk and helps explain why foreign workers are in greater

danger where they lack education, language skills and rights.

The Capability Approach can be combined together with analysis of organisational climate to provide insights

into OHS trends at the organisational level. Shifting from the regional to the organisational level, the most

important institution is no longer the state, but the organisation itself, given the importance and the role of all the

other institutions (ILO, 2004), both formal and informal (Drury, 1983; Collinson, 1999).

Figure 7 illustrates the methodological framework with reference to OHS and one specific capability which I call

Safety Capability and which I define as: the worker’s attitude to self protection through the understanding of

safety procedures, the proper assessment of the objective risk and the freedom to ask the organisation to respect

the law and to implement safe work processes† fitting the environmental and technological context‡.

Fig. 7. Capability Approach and Organisational Development at the organizational level.

Some studies (Bernardi 2009, 2010) have been conducted with this methodology. The empirical findings were

interesting. In the workplace it seems that workers’ capabilities are activated by particular functionings, namely

autonomy, trade union rights, occupational well-being, organizational equity, labour rights and workers’ safety

awareness (Keune & Pedaci, 2019). As in Sen’s original application, functionings need a general context of

freedom in order to flourish.

To assess workers’ Human Development (meaning the development of their functioning and capabilities),

however, one needs to place them in the context of Organisational Development. This re-orientation recognises

the importance of Organisational Development as the primary means of fostering both individual and collective

well-being at work. Human Development in contrast, tends to be a more useful lens via which to analyse the

economic and social development of a nation or region.

4. Capability Approach and safety

Sen introduces the idea that the satiation of basic needs is a means to ensure positive rights or to improve the

ability of individuals to exercise their rights of freedom in different areas, ranging from the social to the political

and economic. Sen tries to analyze and measure these individual achievements and values by focusing his

research on what people are theoretically able (or, to use his term, capable) to do because of the context in which

they exist, rather than focusing on the tangible economic opportunities offered to them through disposable

income, consumption or spending. This analytical framework therefore measures not only earnings, property, and

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consumption but individual self-esteem, the way an individual is regarded by the community and their well-being

in the workplace (for the purposes of this paper organisational climate and OHS). In short, this model gives more

emphasis to the well-being of individuals and to their satisfaction of feeling fully realized as human beings. These

intangible conditions are harder to measure than national product, per capita income, or a nation’s endowment of

infrastructure. According to Sen, the capabilities of individuals to achieve what they aspire to match with

freedom: the freedom to do what you want in a context of "equality of opportunities".

The capabilities’ framework is based on two concepts: freedom and valuable beings and doings. Sen managed to

summarize both terms into a single expression, functionings. This encapsulates what every person is able to

obtain and to achieve during his lifetime, in Sen’s terminology their “doings” and “beings”. But how can we

achieve these states of being? At this point, Sen develops a path based on individual capabilities. According to

him, the capabilities of a person depend on a variety of factors, including personal and social assets (i.e. what the

social conditions of individuals are and how society handles it). Every person, according to Sen, has a set of basic

and general capabilities, which is one of the several possible combinations of functionings that he is able to

achieve. The basic capabilities refer to the freedom to do whatever is necessary to escape from a state of poverty.

This model has become crucial for the analysis of poverty, and more generally, to analyze well-being (quality of

life) (for example, Nussbaum and Sen, 1993). "General capabilities” are described as growing in a pleasant and

healthy environment and refer to physical and mental health, education and knowledge, social relations and

interactions, physical and moral well-being (Sen, 1983). The basic idea is that the abilities of individuals are

linked to their actual freedom to be whatever they want and to achieve what they aspire to: that is "what are the

real opportunities you have to live as you want" (Sen, 1987). Freedoms are closely related to functionings which

are what you absolutely need to carry out your own capabilities (Figure 7).

In this view, the Capability Approach can be used with regard to the development of individuals that are part of an

organisation (see Figure 7). In particular, we look at the conditions that an organisation can provide to foster

Safety Capability as defined above. Organisational freedoms refer to trade union rights, the respect of

employment rights, and freedom of association among workers. These freedoms underpin the functionings,

relating to health and safety that have already been identified earlier in this paper: general organisational climate,

safety compliance attitudes, well-being at workplace, autonomy, participation, proper training, equity and the

general respect of rules.

It is my contention, based on the existing and above mentioned literature on health, safety and risk at work, that

this combination of functionings is the root of Safety Capability: namely a complex tacit knowledge acquired by

the worker that allows him to understand the importance of safety standards, to demand respect for rules, to limit

the divergence between objective and subjective risk evaluation, and independently, if necessary, to take own

measures to ensure his individual, group and organisational safety.

4.1 Possible Applications

This paper aims to put forward a new tool for OHS analysis. To do so, I have proposed a new means of

measurement, one that takes into account both the climate of organisational units and the capabilities of workers.

The capabilities framework enables us to understand that human beings are fully able to exercise their rights, to

express their personality, to achieve personal satisfaction only if they can rely on an endowment of skills, suitable

physical and moral conditions (Herzberg, 1959), or knowledge. It is ineffective to know your rights if you are not

able to make a full use of them. To give an example at national level, Sen would argue that nothing is achieved by

allowing under-privileged black citizens in the USA formal political rights unless they feel enabled and motivated

to vote. Similarly, the presence of a university in a town is of no value to women if the local culture prevents them

from studying there. In the same way, the full benefit of having purchasing power is undermined by poor

education if this leads to the consumption of junk food and a consequently lower life expectancy.

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Following this line of argument, it is not enough for a worker to simply be aware of a safe procedure, especially if

he is part of an organisation that fosters risky behaviours, either formally or informally. Awareness of risk may

not lead to the adoption of safe procedures in the face of a challenging climate and the negative attitudes of

colleagues, managers (Greasley & Edwards, 2015) or groups. A positive circumstance would be one where the

employee should enjoy a condition of freedom and well-being. In this context, organisational well-being is a

necessary condition in order for the worker to be able to protect himself from risks. Freedom, which generally

speaking suggests a condition of equity and the respect of rules, creates a situation whereby workers feel at liberty

to call for safe tasks and procedures. Freedom is also the ability to make full use of a proper level of autonomy

where the procedures are objectively hazardous or where it is necessary to intervene in order to avoid an accident.

Finally, freedom implies that a worker may denounce violations of rules and proper procedure and illegal

conditions without having to fear serious personal consequences.

Within a context of well-being, in a lawful environment where there is respect for safety rules, it is possible to

reduce the cognitive dissonance between subjective and objective risks. Organisations should promote awareness

and risk assessments that are reasonably objective (Neal et. al., 2000). On the other hand, some organisational

cultures may instead promote risky assumptions concerning processes, rules, procedures and safety related

behaviours.

Short term and atypical workers, foreign citizens or illegal workers usually have little freedom, social security,

education, psychological confidence, autonomy or bargaining power. That is why such workers have to fight

against false assumptions, if they are to refuse to undertake excessively dangerous tasks or challenge the

perception of risk within the organisational unit: factory, office, shop, small firm or complex organisation.

Furthermore, the social interactions and organisational behaviour of employees, who are not fully free, either in

terms of employment contract, or in terms of evaluating skills, entail risk. The social construction of reality

(Berger and Luckmann, 1966) among citizens who are not free or workers who are not skilled is risky.

Education, safety awareness, participation and the active use of civil and trade union rights give to any employee

the capacity to take advantage of the available opportunities (Keune & Pedaci, 2019). It is the comparative lack of

access to these that creates a situation of greater risk among foreign workers and non-standard workers. Further

empirical studies could usefully study the relationship between safety attitudes (a capability), the organisational

climate and the labour employment status (intended and measured both as functionings). Respondents would

manifest their level of agreement with propositions on a Likert Scale. Socio demographic information and health

confidential data, anonymously coupled with each questionnaire, could be collected. The functionings could be

measured from the questionnaire and from data on health conditions and safety history obtained from the

employer and from national authorities.

The hypothesis that the Safety Capability of workers (dependent variable) depends on functionings (predictors,

independent variables) could then be tested using a linear regression. At that point it would be possible to say

whether the safety climate, the quality of work, the general respect for rules, and the job stability and other

possible factors are useful indicators to ensure that safety standards are understood and respected by workers with

a proper attitude towards risk. Such a theoretical construct can also be seen in the form of a linear regression

equation that relates the dependent variable capability to the functionings that are independent variables.

5. Conclusions

Going back to the original research question posed in this paper, my purpose was to demonstrate that in OHS the

overall organisational climate influences safety behaviours. Organisational Studies can be very useful in dealing

with safety at work, not least as it is clear that labour organisation and safety climate do matter; as evidenced in

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Figure 3. Using a complex definition of safety prevention skills and a broader definition of well-being, it is clear

that not only the safety climate but the entire general climate within an organisation influences OHS related

behaviours. Moreover, the aim of this piece was to introduce the Capability Approach to Organisational Studies

researchers. In my view, this study has revealed no incompatibilities between this approach and the general

theoretical framework of Organisational Studies. Indeed, it is hoped that this work will show how Amartya Sen’s

framework can be applied in the field of Organisational Studies by addressing not only issues of well-being and

safety but also by using it throughout the array of existing research interests and methodologies. Finally, by

combining these two approaches, this paper should be seen as contributing to debates on economic democracy,

not least with regard to the relationship that can be clearly mapped between workers’ rights and participation and

their occupational health.

The recession following the 2008 financial crisis triggered major reforms of labour market regulation in Europe, it

also rebrought major changes to employees’ experiences at work (Ogbonnaya, Gahan & Eib, 2019). It is now time

to investigate if those recessionary changes at work had any impact on the health and safety of workers across

Europe. This approach could contribute to such a study.

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Aknowledgements

Parts of this text are spinoffs from research in the framework of the project European Union's Horizon 2020 Research and

Innovation Programme projects European Cohort Development Project (ECDP) Grant Agreement No.777449 (2018-2019)

Andrea BERNARDI is the Senior Lecturer in Employment and Organization Studies at Oxford Brookes University in the United

Kingdom. He holds a doctorate in Organization Theory from the University of Milan (Bicocca). After studying in Rome, Copenhagen and

Milan, he started his academic career in Italy before moving to the University of Helsinki and then the University of Nottingham, China. I

then worked for four years at Manchester Metropolitan University before arriving at Oxford Brookes in 2016. His main research

contributions relate to the co-operative sector, including Chinese co-operatives. He also works on employment relations and inequality and

he has further interests in the study of time, the past, and history in management and organizational studies. His research has maintained

three consistent characteristics across my career to date: its collaborative genesis, its openness to the benefits and challenges of

interdisciplinarity, and its concern with approaching its objects of study using the insights and methods of history.

ORCID ID: https://orcid.org/0000-0003-2571-6817

Copyright © 2019 by author(s) and VsI Entrepreneurship and Sustainability Center

This work is licensed under the Creative Commons Attribution International License (CC BY).

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