U.S. District Court United States District Court for the...

US District Court Civil Docket as of 9/12/2011Retrieved^rom the court on September 12, 2011

U.S. District CourtUnited States District Court for the Western District of Washington (Seattle)

CIVIL DOCKET FOR CASE #: 2:11-cv-00726-RSL

Moomjy v. HQ Sustainable Maritime Industries, Inc. et al Date Filed: 04/28/2011Assigned to: Judge Robert S. Lasnik Jury Demand: PlaintiffCause: 15:78m(a) Securities Exchange Act Nature of Suit: 850

Securities/CommoditiesJurisdiction: Federal Question

Movant

Edward S Gutman represented by Erin Maura RileyKELLER ROHRBACK1201 3RD AVESTE 3200SEATTLE, WA 98101-3052206-623-1900Fax: 206-623-1900Email: [email protected] TO BE NOTICED

Movant

The Trigon Emerging Agri-Sector Fund represented by Elizabeth Ann LelandKELLER ROHRBACK1201 3RD AVESTE 3200SEATTLE, WA 98101-3052206-623-1900Fax: FAX 623-3384Email: [email protected] TO BE NOTICED

Juli E. FarrisKELLER ROHRBACK1201 3RD AVESTE 3200SEATTLE, WA 98101-3052206-623-1900Fax: 206-623-3384Email: [email protected] TO BE NOTICED

Julie Goldsmith ReiserCOHEN MILSTEIN SELLERS & TOLLLLC1100 NEW YORK AVENUE NWSTE 500 WESTWASHINGTON, DC 20005202-408-4600Email: [email protected] TO BE NOTICED

Lynn Lincoln SarkoKELLER ROHRBACK1201 3RD AVESTE 3200SEATTLE, WA 98101-3052206-623-1900Fax: FAX 623-3384Email: [email protected] TO BE NOTICED

Steven J TollCOHEN MILSTEIN SELLERS & TOLLLLC1100 NEW YORK AVENUE NWSTE 500 WESTWASHINGTON, DC 20005202-408-4600Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Movant

Carl Schatz represented by Steve W. BermanHAGENS BERMAN SOBOL SHAPIROLLP (WA)1918 8th AVESTE 3300SEATTLE, WA 98101206-623-7292Email: [email protected] TO BE NOTICED

Movant

Maric Capital Master Fund, Ltd. represented by Brian WeinsteinWEINSTEIN COUTURE PLLC1001 FOURTH AVENUESTE 4400SEATTLE, WA 98154

206-389-1734Email: [email protected] TO BE NOTICED

Movant

Steve Purcell represented by William R Spurr1001 4TH AVENUESTE 3600SEATTLE, WA 98154206-682-2692Fax: 206-682-2692Email: [email protected] TO BE NOTICED

Plaintiff

Jason Moomjy represented by Karl Phillip Barthindividually and on behalf of all others HAGENS BERMAN SOBOL SHAPIROsimilarly situated LLP (WA)

1918 8th AVESTE 3300SEATTLE, WA 98101206-623-7292Email: [email protected] TO BE NOTICED

Steve W. Berman(See above for address)ATTORNEY TO BE NOTICED

Plaintiff

Asbesto Workers, Local 14 Pension represented by Kenneth Lee KarlbergFund BARRON SMITH DAUGERT

300 NORTH COMMERCIAL STREETPO BOX 5088BELLINGHAM, WA 98225360-733-0212Email: [email protected] TO BE NOTICED

V.

Defendant

HQ Sustainable Maritime Industries represented by Benjamin J StoneInc COZEN O'CONNOR (SEA)

1201 THIRD AVE

STE 5200SEATTLE, WA 98101-3071206-340-1000Fax: FAX 621-8783Email: [email protected] TO BE NOTICED

Peter M. RyanCOZEN O'CONNOR (PA)1900 MARKET STPHILADELPHIA, PA 19103800-523-2900Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Rachel RobbinsCOZEN O'CONNOR (PA)1900 MARKET STPHILADELPHIA, PA 19103215-665-2013Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Robert W HayesCOZEN O'CONNOR (PA)1900 MARKET STPHILADELPHIA, PA 19103215-665-2094Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Defendant

Norbert Sporns represented by Andrea Delgadillo OstrovskyYARMUTH WILSDON CALFO PLLC818 STEWART STSTE 1400SEATTLE, WA 98101206-516-3800 x831Email: [email protected] TO BE NOTICED

Jeremy E RollerYARMUTH WILSDON CALFO PLLC818 STEWART STSTE 1400SEATTLE, WA 98101

206-516-3800Fax: 206-516-3888Email: [email protected] TO BE NOTICED

Marc D AshleyCHADBOURNE & PARKE LLP30 ROCKEFELLER PLAZANEW YORK, NY 10112212-408-5100Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Marcelo BlackburnCHADBOURNE & PARKE LLP30 ROCKEFELLER PLAZANEW YORK, NY 10112212-408-5100Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Thomas J. McCormackCHADBOURNE & PARKE LLP30 ROCKEFELLER PLAZANEW YORK, NY 10112212-408-5100Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Defendant

Jean Pierre Dallaire represented by Andrea Delgadillo Ostrovsky(See above for address)ATTORNEY TO BE NOTICED

Jeremy E Roller(See above for address)ATTORNEY TO BE NOTICED

Marc D Ashley(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Marcelo Blackburn(See above for address)PRO HAC VICE

ATTORNEY TO BE NOTICED

Thomas J. McCormack(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

V.

Interested Party

Thomas Morgan represented by Dan DrachlerZWERLING SCHACHTER &ZWERLING1904 3RD AVESTE 1030SEATTLE, WA 98101206-223-2053Fax: 206-223-2053Email: [email protected] TO BE NOTICED

Mary K. BlasySCOTT + SCOTT LLP707 BROADWAYSUITE 1000SAN DIEGO, CA 92101619-233-4565Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Stephen L. BrodskyZWERLING SCHACHTER &ZWERLING LLP41 MADISON AVENEW YORK, NY 10010212-223-3900Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Interested Party

Marcus Guyton represented by Dan Drachler(See above for address)ATTORNEY TO BE NOTICED

Mary K. Blasy(See above for address)

PRO HAC VICEATTORNEY TO BE NOTICED

Stephen L. Brodsky(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Interested Party

Henry Clifford Billingsley represented by Dan Drachler(See above for address)ATTORNEY TO BE NOTICED

Mary K. Blasy(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Stephen L. Brodsky(See above for address)PRO HAC VICEATTORNEY TO BE NOTICED

Date Filed # Docket Text

04/28/2011 1 COMPLAINT Class Action Complaint against defendant(s) All Defendants (Receipt #0981-2412402), filed by Jason Moomjy. (Attachments: # 1 Civil Cover Sheet, # 2Summons HQ Sustainable Maritime Industries, Inc., # 3 Summons Norbert Sporns, # 4Summons Jean Pierre Dallaire)(Berman, Steve) (Entered: 04/28/2011)

04/29/2011 Judge Robert S. Lasnik added. (RE) (Entered: 04/29/2011)

04/29/2011 I 2 Summons electronically Issued as to defendant(s) Jean Pierre Dallaire, HQ SustainableMaritime Industries Inc, Norbert Sporns. (Attachments: # 1 Summons-Sporns, # 2Summons-Dallaire)(RE) (Entered: 04/29/2011)

05/09/2011 3 SERVICE OF SUMMONS and Complaint executed upon defendant HQ SustainableMaritime Industries Inc on 5/4/2011 (RS) (Entered: 05/10/2011)

05/16/2011 4 NOTICE of Appearance by attorney Benjamin J Stone on behalf of Defendant HQSustainable Maritime Industries Inc. (Stone, Benjamin) (Entered: 05/16/2011)

05/19/2011 I 5 I ORDER REGARDING INITIAL DISCLOSURES, JOINT STATUS REPORT ANDEARLY SETTLEMENT - CLASS ACTION Joint Status Report due by 6/30/2011, byJudge Robert S. Lasnik. (KERR) (Entered: 05/19/2011)

05/23/2011 I 6 STIPULATION AND PROPOSED ORDER Granting Extension of Time forDefendants to Respond to Complaint signed by parties. (Stone, Benjamin) (Entered:05/23/2011)

05/23/2011 I 7 1 DECLARATION OF SERVICE OF SUMMONS and Complaint returned executedupon defendant Jean Pierre Dallaire on 5/17/2011 (CL) (Entered: 05/24/2011)

05/24/2011 8 WAIVER OF SERVICE of summons upon defendant Norbert Sporns mailed on5/24/2011 (Berman, Steve) (Entered: 05/24/2011)

05/24/2011 9 STIPULATION AND PROPOSED ORDER Granting Extension of Time forDefendants to Respond to Complaint signed by parties. (Stone, Benjamin) (Entered:05/24/2011)

05/24/2011 10 I STIPULATION AND ORDER granting extension of time for dfts to respond tocomplaint by Judge Robert S. Lasnik. (RS) (Entered: 05/25/2011)

06/09/2011 11 NOTICE of Unavailability of counsel Benjamin J Stone for Defendant HQ SustainableMaritime Industries Inc from 06/22/2011 to 07/04/2011. (Stone, Benjamin) (Entered:06/09/2011)

06/10/2011 13 I SERVICE OF SUMMONS AND COMPLAINT on Norbert Sporns by Plaintiff JasonMoomjy. Served on 6/2/2011. (JS) (Entered: 06/14/2011)

06/13/2011 12 I STIPULATION AND ORDER granting extension of time for dfts' to respond tocomplaint by Judge Robert S. Lasnik. (RS) (Entered: 06/14/2011)

06/27/2011 14 MOTION to Appoint Counsel as Lead and Liaison, and Appoint Lead Plaintiff byMovant Edward S Gutman. Oral Argument Requested. (Attachments: # 1 ProposedOrder) Noting Date 7/15/2011, (Riley, Erin) (Entered: 06/27/2011)

06/27/2011 15 I DECLARATION of Erin M. Riley filed by Movant Edward S Gutman re 14 MOTIONto Appoint Counsel as Lead and Liaison, and Appoint Lead Plaintiff (Attachments: # 1Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Riley, Erin) (Entered: 06/27/2011)

06/27/2011 16 I MOTION to Appoint The Trigon Emerging Agri-Sector Fundfor Appointment as LeadPlaintiff and Appointment ofLead Counsel by Movant The Trigon Emerging Agri-Sector Fund. Oral Argument Requested. (Attachments: # 1 Proposed Order) NotingDate 7/15/2011, (Leland, Elizabeth) (Entered: 06/27/2011)

06/27/2011 17 DECLARATION of Elizabeth A. Leland filed by Movant The Trigon Emerging Agri-Sector Fund re 16 MOTION to Appoint The Trigon Emerging Agri-Sector FundforAppointment as Lead Plaintiff and Appointment ofLead Counsel (Attachments: # 1Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit)(Leland, Elizabeth) (Entered:06/27/2011)

06/27/2011 18 MOTION to Appoint Carl Schatz as Lead Plaintiff and to Approve Selection ofCounsel by Movant Carl Schatz. Oral Argument Requested. (Attachments: # 1Proposed Order) Noting Date 7/15/2011, (Berman, Steve) (Entered: 06/27/2011)

06/27/2011 19 I DECLARATION of Steve W. Berman filed by Movant Carl Schatz re 18 MOTION toAppoint Carl Schatz as Lead Plaintiff and to Approve Selection of Counsel(Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 ExhibitE)(Berman, Steve) (Entered: 06/27/2011)

06/27/2011 20 i MOTION to Appoint Maric Capital Master Fund, Ltd. for Appointment as LeadPlaintiff and Approval of Selection ofLead and Liaison Counsel; Memorandum ofPoints and Authorities in Support Thereof by Movant Maric Capital Master Fund, Ltd..

(Attachments: # 1 Proposed Order) Noting Date 7/15/2011, (Weinstein, Brian)(Entered: 06/27/2011)

06/27/2011 21 DECLARATION of Gregg S. Levin in Support of the Motion of Maric Capital MasterFund, Ltd. for Appointment as Lead Plaintiff and Approval of Selection of Lead andLiaison Counsel filed by Movant Maric Capital Master Fund, Ltd. re 20 MOTION toAppoint Maric Capital Master Fund, Ltd. for Appointment as Lead Plaintiff andApproval of Selection ofLead and Liaison Counsel; Memorandum ofPoints andAuthorities in Support Thereof (Attachments: # 1 Exhibit A Maric Certification, # 2Exhibit B Maric Loss Chart, # 3 Exhibit C Business Wire Notice, # 4 Exhibit D MotleyRice LLC Firm Resume, # 5 Exhibit E Weinstein Couture PLLC FirmResume)(Weinstein, Brian) (Entered: 06/27/2011)

06/27/2011 22 I MOTION to Appoint Lead Plaintiff and Lead Counsel by Movant Steve Purcell. OralArgument Requested. (Attachments: # 1 Proposed Order) Noting Date 7/15/2011,(Spurr, William) (Entered: 06/27/2011)

06/27/2011 23 DECLARATION of William R. Spurr filed by Movant Steve Purcell re 22 MOTION toAppoint Lead Plaintiff and Lead Counsel (Attachments: # 1 Exhibit Ex. A, # 2 ExhibitEx, B, # 3 Exhibit Ex. C, # 4 Exhibit Ex. D)(Spurr, William) (Entered: 06/27/2011)

06/27/2011 24 NOTICE of Appearance by attorney Kenneth Lee Karlberg on behalf of PlaintiffAsbesto Workers, Local 14 Pension Fund. (Karlberg, Kenneth) (Entered: 06/27/2011)

06/27/2011 25 MOTION to Appoint Asbestos Workers, Local 14 Pension Fund as Lead Plaintiff byPlaintiff Asbesto Workers, Local 14 Pension Fund. Noting Date 7/15/2011, (Karlberg,Kenneth) (Entered: 06/27/2011)

06/27/2011 26 DECLARATION of Kenneth L. Karlberg filed by Plaintiff Asbesto Workers, Local 14Pension Fund re 25 MOTION to Appoint Asbestos Workers, Local 14 Pension Fund asLead Plaintiff (Attachments: # 1 Exhibit, # 2 Proposed Order, # 3 Certificate ofService)(Karlberg, Kenneth) (Entered: 06/27/2011)

06/30/2011 27 NOTICE of Appearance by attorney Julie Goldsmith Reiser on behalf of Movant TheTrigon Emerging Agri-Sector Fund. (Reiser, Julie) (Entered: 06/30/2011)

06/30/2011 28 APPLICATION OF ATTORNEY Steven J. Toll FOR LEAVE TO APPEAR PROHAC VICE for Movant The Trigon Emerging Agri-Sector Fund (Fee Paid) Receipt No.0981-2478813. (Attachments: # 1 Attorney Registration Form)(Leland, Elizabeth)(Entered: 06/30/2011)

06/30/2011 29 ORDER re 28 Application for Leave to Appear Pro Hac Vice. The Court ADMITSAttorney Steven J Toll for The Trigon Emerging Agri-Sector Fund, by William M.McCool. (No document associated with this docket entry, text only.)(DS) (Entered:06/30/2011)

07/01/2011 Attorney Lynn Lincoln Sarko,Juli E. Farris for The Trigon Emerging Agri-Sector Fundadded per 27 Notice of Appearance. (KN) (Entered: 07/01/2011)

07/08/2011 30 RESPONSE, by Movant Edward S Gutman, to 22 MOTION to Appoint Lead Plaintiffand Lead Counsel, 25 MOTION to Appoint Asbestos Workers, Local 14 Pension Fundas Lead Plaintiff, 16 MOTION to Appoint The Trigon Emerging Agri-Sector FundforAppointment as Lead Plaintiff and Appointment ofLead Counsel, 20 MOTION toAppoint Maric Capital Master Fund, Ltd. for Appointment as Lead Plaintiff and

Approval of Selection ofLead and Liaison Counsel; Memorandum ofPoints andAuthorities in Support Thereof, 18 MOTION to Appoint Carl Schatz as Lead Plaintiffand to Approve Selection of Counsel. Oral Argument Requested. (Leland, Elizabeth)(Entered: 07/08/2011)

07/11/2011 31 RESPONSE, by Movant Maric Capital Master Fund, Ltd., to 14 MOTION to AppointCounsel as Lead and Liaison, and Appoint Lead Plaintiff, 22 MOTION to AppointLead Plaintiff and Lead Counsel, 25 MOTION to Appoint Asbestos Workers, Local 14Pension Fund as Lead Plaintiff, 16 MOTION to Appoint The Trigon Emerging Agri-Sector Fundfor Appointment as Lead Plaintiff and Appointment ofLead Counsel, 18MOTION to Appoint Carl Schatz as Lead Plaintiff and to Approve Selection ofCounsel. (Weinstein, Brian) (Entered: 07/11/2011)

07/11/2011 32 I APPLICATION OF ATTORNEY Robert Hayes FOR LEAVE TO APPEAR PROHAC VICE for Defendant HQ Sustainable Maritime Industries Inc (Fee Paid) ReceiptNo. 0981-2488990. (Stone, Benjamin) (Additional attachment(s) added on 7/13/2011: #1 ECF Registration Form) (DS). (Attachment 1 replaced on 7/13/2011) (DS). (Entered:07/11/2011)

07/11/2011 33 APPLICATION OF ATTORNEY Rachel Robbins FOR LEAVE TO APPEAR PROHAC VICE for Defendant HQ Sustainable Maritime Industries Inc (Fee Paid) ReceiptNo. 0981-2489006. (Stone, Benjamin) (Additional attachment(s) added on 7/13/2011: #1 ECF Registration Form) (DS). (Entered: 07/11/2011)

07/11/2011 34 APPLICATION OF ATTORNEY Peter M. Ryan FOR LEAVE TO APPEAR PROHAC VICE for Defendant HQ Sustainable Maritime Industries Inc (Fee Paid) ReceiptNo. 0981-2489012. (Stone, Benjamin) (Additional attachment(s) added on 7/13/2011: #1 ECF Registration Form) (DS). (Attachment 1 replaced on 7/13/2011) (DS). (Entered:07/11/2011)

07/11/2011 35 RESPONSE, by Plaintiff Asbesto Workers, Local 14 Pension Fund, to 25 MOTION toAppoint Asbestos Workers, Local 14 Pension Fund as Lead Plaintiff. (Attachments: # 1Certificate of Service)(Karlberg, Kenneth) (Entered: 07/11/2011)

07/11/2011 36 RESPONSE, by Movant Carl Schatz, to 14 MOTION to Appoint Counsel as Lead andLiaison, and Appoint Lead Plaintiff, 22 MOTION to Appoint Lead Plaintiff and LeadCounsel, 25 MOTION to Appoint Asbestos Workers, Local 14 Pension Fund as LeadPlaintiff, 16 MOTION to Appoint The Trigon Emerging Agri-Sector FundforAppointment as Lead Plaintiff and Appointment ofLead Counsel, 20 MOTION toAppoint Maric Capital Master Fund, Ltd. for Appointment as Lead Plaintiff andApproval of Selection ofLead and Liaison Counsel; Memorandum ofPoints andAuthorities in Support Thereof. (Berman, Steve) (Entered: 07/11/2011)

07/11/2011 37 DECLARATION of Liina Linsi filed by Movant Carl Schatz re 18 MOTION toAppoint Carl Schatz as Lead Plaintiff and to Approve Selection of Counsel (Berman,Steve) (Entered: 07/11/2011)

07/11/2011 38 1 RESPONSE, by Movant The Trigon Emerging Agri-Sector Fund, to 14 MOTION toAppoint Counsel as Lead and Liaison, and Appoint Lead Plaintiff, 22 MOTION toAppoint Lead Plaintiff and Lead Counsel, 25 MOTION to Appoint Asbestos Workers,Local 14 Pension Fund as Lead Plaintiff, 20 MOTION to Appoint Maric CapitalMaster Fund, Ltd. for Appointment as Lead Plaintiff and Approval of Selection ofLeadand Liaison Counsel; Memorandum ofPoints and Authorities in Support Thereof, 18

MOTION to Appoint Carl Schatz as Lead Plaintiff and to Approve Selection ofCounsel. (Leland, Elizabeth) (Entered: 07/11/2011)

07/12/2011 39 ORDER re 32 Application for Leave to Appear Pro Hac Vice. The Court ADMITSAttorney Robert W Hayes for HQ Sustainable Maritime Industries Inc, by William M.McCool. (No document associated with this docket entry, text only.)(DS) (Entered:07/12/2011)

07/12/2011 40 ORDER re 33 Application for Leave to Appear Pro Hac Vice. The Court ADMITSAttorney Rachel Robbins for HQ Sustainable Maritime Industries Inc, by William M.McCool. (No document associated with this docket entry, text only.)(DS) (Entered:07/12/2011)

07/13/2011 41 ORDER re 34 Application for Leave to Appear Pro Hac Vice,. The Court ADMITSAttorney Peter M. Ryan for HQ Sustainable Maritime Industries Inc, by William M.McCool. (No document associated with this docket entry, text only.)(DS) (Entered:07/13/2011)

07/13/2011 42 ORDER TO SHOW CAUSE Show Cause Response due by 7/22/2011, by JudgeRobert S. Lasnik. (RS) (Entered: 07/13/2011)

07/13/2011 43 Show cause ddl re 42 Order to Show Cause NOTED on motion calendar; Noting Date7/22/2011, (RS) (Entered: 07/13/2011)

07/15/2011 44 REPLY, filed by Movant Maric Capital Master Fund, Ltd., TO RESPONSE to 14MOTION to Appoint Counsel as Lead and Liaison, and Appoint Lead Plaintiff, 22MOTION to Appoint Lead Plaintiff and Lead Counsel, 25 MOTION to AppointAsbestos Workers, Local 14 Pension Fund as Lead Plaintiff, 16 MOTION to AppointThe Trigon Emerging Agri-Sector Fundfor Appointment as Lead Plaintiff andAppointment ofLead Counsel, 18 MOTION to Appoint Carl Schatz as Lead Plaintiffand to Approve Selection of Counsel (Weinstein, Brian) (Entered: 07/15/2011)

07/15/2011 45 REPLY, filed by Movant Steve Purcell, TO RESPONSE to 22 MOTION to AppointLead Plaintiff and Lead Counsel, 16 MOTION to Appoint The Trigon Emerging Agri-Sector Fundfor Appointment as Lead Plaintiff and Appointment ofLead Counsel, 18MOTION to Appoint Carl Schatz as Lead Plaintiff and to Approve Selection ofCounsel (Spurr, William) (Entered: 07/15/2011)

07/15/2011 46 I REPLY, filed by Movant The Trigon Emerging Agri-Sector Fund, TO RESPONSE to16 MOTION to Appoint The Trigon Emerging Agri-Sector Fundfor Appointment asLead Plaintiff and Appointment ofLead Counsel (Leland, Elizabeth) (Entered:07/15/2011)

07/15/2011 47 DECLARATION of Elizabeth A. Leland filed by Movant The Trigon Emerging Agri-Sector Fund re 16 MOTION to Appoint The Trigon Emerging Agri-Sector FundforAppointment as Lead Plaintiff and Appointment ofLead Counsel (Attachments: # 1Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11)(Leland,Elizabeth) (Entered: 07/15/2011)

07/15/2011 48 REPLY, filed by Movant Carl Schatz, TO RESPONSE to 18 MOTION to AppointCarl Schatz as Lead Plaintiff and to Approve Selection of Counsel (Barth, Karl)(Entered: 07/15/2011)

07/19/2011 49 1 SURREPLY filed by Movant Carl Schatz re 18 MOTION to Appoint Carl Schatz asLead Plaintiff and to Approve Selection of Counsel Sur-Reply Memorandum of CarlSchatz Pursuant to CR 7(G) and Motion to Strike Portions of the Trigon Fund's ReplyMemorandum, or in the Alternative, to File a Sur-Reply (Barth, Karl) (Entered:07/19/2011)

07/21/2011 50 NOTICE of Appearance by attorney Jeremy E Roller on behalf of Defendants JeanPierre Dallaire, Norbert Sporns. (Roller, Jeremy) (Entered: 07/21/2011)

07/21/2011 51 MINUTE ORDER - Per request from counsel, the deadline for the Combined JointStatus Report and Discovery Plan has been extended to Tuesday, September 6, 2011.(KERR) (Entered: 07/21/2011)

07/22/2011 52 1 PRAECIPE to attach document (Corrected Signature Page) re 50 Notice of Appearanceby Defendants Jean Pierre Dallaire, Norbert Sporns. (Roller, Jeremy) (Entered:07/22/2011)

07/22/2011 53 I MOTION for Leave to File Motion For Leave To File Response To Motion Of CarlSchatz To Strike Portions Of The Trigon Funds Reply Memorandum, Or In TheAlternative To File A Surreply by Movant The Trigon Emerging Agri-Sector Fund.(Attachments: # 1 Proposed Order [Proposed] Order Granting Motion For Leave ToFile Response To Motion Of Carl Schatz To Strike Portions Of The Trigon FundsReply Memorandum, Or In The Alternative To File A Surreply, # 2 Exhibit ResponseTo Motion Of Carl Schatz To Strike Portions Of The Trigon Funds ReplyMemorandum, Or In The Alternative To File A Surreply) Noting Date 8/12/2011,(Leland, Elizabeth) (Entered: 07/22/2011)

07/22/2011 54 I ORDER VACATING ORDER TO SHOW CAUSE by Judge Robert S. Lasnik.(RS)(Entered: 07/22/2011)

07/25/2011 55 MOTION to Stay Discovery in State Court Action by Defendants Jean Pierre Dallaire,Norbert Sporns. Oral Argument Requested. (Attachments: # 1 Proposed Order) NotingDate 8/12/2011, (Ostrovsky, Andrea) (Entered: 07/25/2011)

07/25/2011 56 DECLARATION of Andrea D. Ostrovsky In Support of Individual Defendants Motionto Stay Discovery in State Court Action filed by Defendants Jean Pierre Dallaire,Norbert Sporns re 55 MOTION to Stay Discovery in State Court Action (Attachments:# 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Ostrovsky, Andrea)(Entered: 07/25/2011)

07/25/2011 57 MOTION to Stay Discovery in State Court Action with Memorandum ofPoints andAuthorities by Defendant HQ Sustainable Maritime Industries Inc. Oral ArgumentRequested. (Attachments: # 1 Certificate of Service) Noting Date 8/12/2011, (Stone,Benjamin) (Entered: 07/25/2011)

07/25/2011 58 DECLARATION of Benjamin J Stone filed by Defendant HQ Sustainable MaritimeIndustries Inc re 57 MOTION to Stay Discovery in State Court Action withMemorandum ofPoints and Authorities (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3Exhibit C, # 4 Exhibit D)(Stone, Benjamin) (Entered: 07/25/2011)

07/25/2011 59 PROPOSED ORDER (Unsigned) re 57 MOTION to Stay Discovery in State CourtAction with Memorandum ofPoints and Authorities. (Stone, Benjamin) (Entered:07/25/2011)

07/25/2011 1 60 1 PRAECIPE to attach document (Corrected Signature Page) re 56 Declaration, byDefendants Jean Pierre Dallaire, Norbert Sporns. (Ostrovsky, Andrea) (Entered:07/25/2011)

07/27/2011 61 APPLICATION OF ATTORNEY Thomas J. McCormack FOR LEAVE TO APPEARPRO HAC VICE for Defendants Jean Pierre Dallaire, Norbert Sporns (Fee Paid)Receipt No. 0981-2506317. (Attachments: # 1 ECF Registration)(Roller, Jeremy)(Entered: 07/27/2011)

07/27/2011 62 APPLICATION OF ATTORNEY Marc D. Ashley FOR LEAVE TO APPEAR PRO1 HAC VICE for Defendants Jean Pierre Dallaire, Norbert Sporns (Fee Paid) Receipt No.0981-2506322. (Attachments: # 1 ECF Registration)(Roller, Jeremy) (Entered:07/27/2011)

07/27/2011 63 APPLICATION OF ATTORNEY Marcelo Blackburn FOR LEAVE TO APPEARPRO HAC VICE for Defendants Jean Pierre Dallaire, Norbert Sporns (Fee Paid)Receipt No. 0981-2506330. (Attachments: # 1 ECF Registration)(Roller, Jeremy)(Entered: 07/27/2011)

07/28/2011 64 ORDER re 61 Application for Leave to Appear Pro Hac Vice. The Court ADMITSAttorney Thomas J. McCormack for Jean Pierre Dallaire and for Norbert Sporns, byWilliam M. McCool. (No document associated with this docket entry, text only.)(DS)(Entered: 07/28/2011)

07/28/2011 65 ORDER re 62 Application for Leave to Appear Pro Hac Vice. The Court ADMITSAttorney Marc D Ashley for Jean Pierre Dallaire and for Norbert Sporns, by WilliamM. McCool. (No document associated with this docket entry, text only.)(DS) (Entered:07/28/2011)

07/28/2011 66 ORDER re 63 Application for Leave to Appear Pro Hac Vice. The Court ADMITSAttorney Marcelo Blackburn for Jean Pierre Dallaire and for Norbert Sporns, byWilliam M. McCool. (No document associated with this docket entry, text only.)(DS)(Entered: 07/28/2011)

08/05/2011 67 NOTICE of Appearance by attorney Dan Drachler on behalf of Interested PartiesThomas Morgan, Marcus Guyton, Henry Clifford Billingsley. (Attachments: #1Certificate of Service)(Drachler, Dan) (Entered: 08/05/2011)

08/08/2011 68 RESPONSE, by Movant Carl Schatz, to 53 MOTION for Leave to File Motion ForLeave To File Response To Motion Of Carl Schatz To Strike Portions Of The TrigonFunds Reply Memorandum, Or In The Alternative To File A Surreply. (Barth, Karl)(Entered: 08/08/2011)

08/08/2011 69 I RESPONSE, by Interested Parties Henry Clifford Billingsley, Marcus Guyton, ThomasMorgan, to 55 MOTION to Stay Discovery in State Court Action. (Drachler, Dan)(Entered: 08/08/2011)

08/08/2011 70 I RESPONSE, by Interested Parties Henry Clifford Billingsley, Marcus Guyton, ThomasMorgan, to 57 MOTION to Stay Discovery in State Court Action with Memorandum ofPoints and Authorities. (Drachler, Dan) (Entered: 08/08/2011)

08/08/2011 71 DECLARATION of Dan Drachler filed by Interested Parties Henry CliffordBillingsley, Marcus Guyton, Thomas Morgan re 55 MOTION to Stay Discovery inState Court Action, 57 MOTION to Stay Discovery in State Court Action with

Memorandum ofPoints and Authorities (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Certificate ofService)(Drachler, Dan) (Entered: 08/08/2011)

08/09/2011 72 APPLICATION OF ATTORNEY Mary K. Blasy FOR LEAVE TO APPEAR PROHAC VICE for Interested Parties Henry Clifford Billingsley, Marcus Guyton, ThomasMorgan (Fee Paid) Receipt No. 0981-2519824. (Attachments: # 1 Certificate ofService)(Drachler, Dan) (Entered: 08/09/2011)

08/09/2011 73 APPLICATION OF ATTORNEY Stephen L. Brodsky FOR LEAVE TO APPEARPRO HAC VICE for Interested Parties Henry Clifford Billingsley, Marcus Guyton,Thomas Morgan (Fee Paid) Receipt No. 0981-2519853. (Attachments: # 1 Certificateof Service)(Drachler, Dan) (Entered: 08/09/2011)

08/09/2011 74 ORDER re 72 Application for Leave to Appear Pro Hac Vice. The Court ADMITSAttorney Mary K. Blasy for Henry Clifford Billingsley, Marcus Guyton, and forThomas Morgan, by William M. McCool. (No document associated with this docketentry, text only.)(DS) (Entered: 08/09/2011)

08/09/2011 75 ORDER re 73 Application for Leave to Appear Pro Hac Vice,. The Court ADMITSAttorney Stephen L. Brodsky for Henry Clifford Billingsley, Marcus Guyton, and forThomas Morgan, by William M. McCool. (No document associated with this docketentry, text only.)(DS) (Entered: 08/09/2011)

08/09/2011 76 NOTICE ofRecent Ruling by State Court re 58 Declaration, 55 MOTION to StayDiscovery in State Court Action, 69 Response to Motion, 59 Proposed Order(Unsigned), 56 Declaration, 71 Declaration,, 70 Response to Motion, 57 MOTION toStay Discovery in State Court Action with Memorandum ofPoints and Authorities;filed by Interested Parties Henry Clifford Billingsley, Marcus Guyton, ThomasMorgan. (Drachler, Dan) (Entered: 08/09/2011)

08/12/2011 77 REPLY, filed by Movant The Trigon Emerging Agri-Sector Fund, TO RESPONSE to53 MOTION for Leave to File Motion For Leave To File Response To Motion Of CarlSchatz To Strike Portions Of The Trigon Funds Reply Memorandum, Or In TheAlternative To File A Surreply (Leland, Elizabeth) (Entered: 08/12/2011)

08/12/2011 78 I REPLY, filed by Defendant HQ Sustainable Maritime Industries Inc, TO RESPONSEto 57 MOTION to Stay Discovery in State Court Action with Memorandum ofPointsand Authorities (Stone, Benjamin) (Entered: 08/12/2011)

08/12/2011 79 REPLY, filed by Defendants Jean Pierre Dallaire, Norbert Sporns, TO RESPONSE to55 MOTION to Stay Discovery in State Court Action (Roller, Jeremy) (Entered:08/12/2011)

09/06/2011 80 STIPULATION Stipulation And [Proposed] Order Extending Time To File CombinedJoint Status Report And Discovery Plan by parties. (Leland, Elizabeth) (Entered:09/06/2011)

09/09/2011 81 STIPULATION AND ORDER extending time to file JSR by Judge Robert S. Lasnik.(RS) (Entered: 09/09/2011)

09/12/2011 82 ORDER GRANTING MOTIONS TO STAY STATE COURT DISCOVERY; granting55 Motion to Stay; granting 57 Motion to Stay by Judge Robert S. Lasnik.(RS)

(Entered: 09/12/2011)

09/12/2011 83 ORDER REGARDING APPOINTMENT OF LEAD PLAINTIFF AND LEADCOUNSEL by Judge Robert S. Lasnik.(RS) (Entered: 09/12/2011)

09/12/2011 84 1 ORDER denying as moot Trigon Fund's 53 Motion for Leave to File Response toSurreply by Judge Robert S. Lasnik.(RS) (Entered: 09/12/2011)

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