U.S. District Court District of Maryland (Baltimore) CIVIL...

US District Court Civil Docket as of May 8, 2013 Retrieved from the court on May 16, 2013

U.S. District Court District of Maryland (Baltimore)

CIVIL DOCKET FOR CASE #: 1:08-cv-02854-CCB

Dutta v. Constellation Energy Group, Inc., et al Date Filed: 10/27/2008 Assigned to: Judge Catherine C. Blake Jury Demand: Plaintiff Cause: 28:1331 Fed. Question: Securities Violation Nature of Suit: 160 Stockholders Suits

Jurisdiction: Federal Question

Plaintiff

Suresh Dutta Individually and on Behalf of All Others Similarly Situated

represented by Dana Whitehead McKee Brown Goldstein and Levy LLP 120 E Baltimore St Ste 1700 Baltimore, MD 21202 14109621030 Fax: 14103850869 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Daniel Frank Goldstein Brown Goldstein and Levy LLP 120 E Baltimore St Ste 1700 Baltimore, MD 21202 14109621030 Fax: 14103850869 Email: [email protected] LEAD ATTORNEY

Hal Cunningham Scott and Scott LLP 600 B St Ste 1500 San Diego, CA 92101 16192334565 Fax: 16192330508 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Jane Reisen Flanagan Office of the Attorney General 500 N Calvert St Ste 406 Baltimore, MD 21202 14102306130

Fax: 14103336503 TERMINATED: 04/11/2011 ATTORNEY TO BE NOTICED

Plaintiff

Barbara Ganin represented by Daniel Frank Goldstein (See above for address) LEAD ATTORNEY

Dana Whitehead McKee (See above for address) ATTORNEY TO BE NOTICED

Richard A Speirs Zwerling Schachter and Zwerling LLP 41 Madison Ave New York, NY 10010 12122233900 Fax: 12123715969 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

James C Olson Law Offices of James C Olson One Corporate Ctr Ste 400 10451 Mill Run Cir Owings Mills, MD 21117 14103568852 Fax: 14103568804 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

John Martin, LLC represented by Daniel Frank Goldstein (See above for address) LEAD ATTORNEY


V.

Defendant

Constellation Energy Group, Inc. represented by Jeffrey Landis Kirkland and Ellis LLP 655 15th St NW Ste 1200 Washington, DC 20005

12028795000 Fax: 12028795200 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Brant Warren Bishop Kirkland and Ellis LLP 655 15th St NW Washington, DC 20005 12028795000 Fax: 12028795200 Email: [email protected] ATTORNEY TO BE NOTICED

Colin R Kass Kirkland and Ellis LLP 655 15th St NW Ste 1200 Washington, DC 20005 12028795000 Fax: 12028795200 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

James P Gillespie Kirkland and Ellis LLP 655 15th St NW Ste 1200 Washington, DC 20005 12028795000 Fax: 12028795200 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Sarah B Fabian United States Department of Justice Office of Immigration Litigation Ben Franklin Station PO Box 868 Washington, DC 20044 12025324824 Email: [email protected] TERMINATED: 09/16/2009 ATTORNEY TO BE NOTICED

Defendant

Mayo A. Shattuck, III represented by Robert J Mathias DLA Piper US LLP 6225 Smith Ave Baltimore, MD 21209

14105803000 Fax: 14105803001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Benjamin David Schuman DLA Piper LLP US 6225 Smith Ave Baltimore, MD 21209 14105803000 Fax: 14105803022 Email: [email protected] ATTORNEY TO BE NOTICED

Brett Ingerman DLA Piper US LLP 6225 Smith Ave Baltimore, MD 21209-3600 14105803000 Fax: 14105803794 Email: [email protected] ATTORNEY TO BE NOTICED

David Clarke , Jr DLA Piper US LLP 6225 Smith Ave Baltimore, MD 21209 14105803000 Email: [email protected] ATTORNEY TO BE NOTICED

Glen Keith Allen DLA Piper US LLP 6225 Smith Ave Baltimore, MD 21209-3600 14105803000 Fax: 14105803103 Email: [email protected] ATTORNEY TO BE NOTICED

James D Mathias DLA Piper LLP US 6225 Smith Ave Baltimore, MD 21209 14105803000 Fax: 14105803208 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

John R. Collins represented by Robert J Mathias (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Benjamin David Schuman (See above for address) ATTORNEY TO BE NOTICED

Brett Ingerman (See above for address) ATTORNEY TO BE NOTICED

David Clarke , Jr (See above for address) ATTORNEY TO BE NOTICED

Glen Keith Allen (See above for address) ATTORNEY TO BE NOTICED

James D Mathias (See above for address) ATTORNEY TO BE NOTICED

Defendant

Kenneth W. Defontes, Jr. represented by David Clarke , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

E. Follin Smith represented by David Clarke , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Douglas L. Becker represented by David Clarke , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

James T. Brady represented by David Clarke , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

James R. Curtiss represented by David Clarke , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Freeman A. Hrabowski, III

represented by David Clarke , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Nancy Lampton represented by David Clarke , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Robert J. Lawless represented by David Clarke , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Lynn M. Martin represented by David Clarke , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

Michael D. Sullivan represented by David Clarke , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Benjamin David Schuman

(See above for address) ATTORNEY TO BE NOTICED


Defendant

Citigroup Global Markets, Inc. represented by George A Schieren Gibson Dunn and Crutcher 200 Park Ave New York, NY 10166 12123514050 Fax: 12123516250 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Catalina E Azuero Goodwin Procter LLP Exchange Place 53 State St Boston, MA 02109 16175701348 Fax: 16175231231 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Laura Jane McLaren Clifford Chance US LLP 31 W 52 Str New York, NY 10019 12128783445 Fax: 12128788375 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Margaret Chapin Minifie Clifford Chance US LLP 2001 K St NW Washington, DC 20006 12029125000 Fax: 12029126000 Email: [email protected] ATTORNEY TO BE NOTICED

Mark Holland Goodwin Procter LLP The New York Times Building 620 Eighth Ave New York, NY 10018 12128138800 Fax: 12123553333 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Mary K Dulka Goodwin Procter LLP The New York Times Bldg 620 Eighth Ave New York, NY 10018 12128138800 Fax: 12123553333 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Michael K Isenman Goodwin Procter LLP 901 New York Ave NW Washington, DC 20001 12023464000 Fax: 12023464444 Email: [email protected] ATTORNEY TO BE NOTICED

Robert G Houck Clifford Chance US LLP 31 W 52nd St New York, NY 10019 12128788000 Fax: 12128788375 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

Merrill Lynch, Pierce, Fenner & Smith

represented by George A Schieren Incorporated

(See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Catalina E Azuero (See above for address)

PRO HAC VICE ATTORNEY TO BE NOTICED

Laura Jane McLaren (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Margaret Chapin Minifie (See above for address) ATTORNEY TO BE NOTICED

Mark Holland (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Mary K Dulka (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Michael K Isenman (See above for address) ATTORNEY TO BE NOTICED

Robert G Houck (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

UBS Securities LLC represented by George A Schieren (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Catalina E Azuero (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED


Margaret Chapin Minifie (See above for address)

ATTORNEY TO BE NOTICED





Defendant

Wachovia Capital Markets, LLC represented by George A Schieren (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Mary K Dulka (See above for address) PRO HAC VICE




Defendant

Morgan Stanley & Co. Incorporated represented by George A Schieren (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED








represented by Daniel Frank Goldstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Angelina Nguyen Labaton Sucharow LLP 140 Broadway New York, NY 10005 12129070700 Fax: 12128180477 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED


Jonathan Gardner Labaton Sucharow LLP 140 Broadway New York, NY 10005 12129070700 Fax: 12128180477 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Mark S Goldman Labaton Sucharow LLP 140 Broadway New York, NY 10005 12129070700 Fax: 12128180477 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Paul L Scarlato Labaton Sucharow LLP 140 Broadway New York, NY 10005 12129070700 Fax: 12128180477 Email: [email protected] PRO HAC VICE

V.

Movant

MARTA/ATU Local 732 Employees Retirement Plan


Charles J Piven Brower Piven PC 1925 Old Valley Rd Stevenson, MD 21153 14103320030 Fax: 14106851300 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

KBC Asset Management NV

represented by Dana Whitehead McKee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Interested Party

Ironworkers St. Louis District Council

represented by Daniel Frank Goldstein Pension Fund

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Aelish M Baig Robbins Geller Rudman and Dowd LLP One Montgomery Ste 1800 San Francisco, CA 94104 14152884545 Fax: 14152884534 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED


Mark T Millkey Robbins Geller Rudman and Dowd LLP 58 S Service Rd Ste 200 Melville, NY 11747 16313677100 Fax: 16313671173 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

S Ashar Ahmed

Robbins Geller Rudman and Dowd LLP One Montgomery St Ste 1800 San Francisco, CA 94104 14152884545 Fax: 14152884534 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Samuel Howard Rudman Robbins Geller Rudman and Dowd LLP 58 S Service Rd Ste 200 Melville, NY 11747 16313677100 Fax: 16313671173 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

David Avi Rosenfeld Robbins Geller Rudman and Dowd LLP 58 S Service Rd Ste 200 Melville, NY 11747 16313677100 Fax: 16313671173 Email: [email protected] ATTORNEY TO BE NOTICED

10/31/2008

10/31/2008

10/31/2008

# Docket Text

1 COMPLAINT for Violation of the Federal Securities Laws and Demand for Jury Trial against Constellation Energy Group, Inc., Mayo A. Shattuck, III, John R, Collins. ( Filing fee $ 350 receipt number 04160000000001894348.), filed by Suresh Dutta. (Attachments: # 1 Plaintiff Certification, # 2 Civil Cover Sheet, # 3 Summons, Constellation Energy Group, Inc., # 4 Summons for Mayo Shattuck, III, # 5 Summons for John Collins)(McKee, Dana) Modified on 10/28/2008 (ljs, Deputy Clerk). (Entered: 10/28/2008)

Jury Trial Demand by Suresh Dutta. (ljs, Deputy Clerk) (Entered: 10/28/2008)

2 Summons Issued 20 days as to Constellation Energy Group, Inc., Mayo A. Shattuck, III, John R. Collins. (ljs, Deputy Clerk) (Entered: 10/28/2008)

3 SUMMONS Returned Executed by Suresh Dutta. Constellation Energy Group, Inc. served on 10/30/2008, answer due 11/19/2008. (McKee, Dana) (Entered: 10/31/2008)

4 SUMMONS Returned Executed by Suresh Dutta. Mayo A. Shattuck, III served on 10/30/2008, answer due 11/19/2008. (McKee, Dana) (Entered: 10/31/2008)

5 SUMMONS Returned Executed by Suresh Dutta. John R. Collins served on 10/30/2008, answer due 11/19/2008. (McKee, Dana) (Entered: 10/31/2008)

Date Filed

10/28/2008

10/28/2008

10/28/2008

11/17/2008

11/19/2008

11/19/2008

11/19/2008

11/19/2008

6 STIPULATION and Proposed Order for Extension of Time by Constellation Energy Group, Inc.. (Bishop, Brant) (Entered: 11/17/2008)

7 NOTICE of Appearance by James D Mathias on behalf of Mayo A. Shattuck, III, John R. Collins (Mathias, James) (Entered: 11/19/2008)

8 NOTICE of Appearance by Robert J Mathias on behalf of Mayo A. Shattuck, III, John R. Collins (Mathias, Robert) (Entered: 11/19/2008)

9 NOTICE of Appearance by David Clarke, Jr on behalf of Mayo A. Shattuck, III, John R. Collins (Clarke, David) (Entered: 11/19/2008)

10 NOTICE of Appearance by Brett Ingerman on behalf of Mayo A. Shattuck, III, John I R. Collins (Ingerman, Brett) (Entered: 11/19/2008)

11/21/2008 11 MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel by Barbara Ganin Responses due by 12/8/2008 (Attachments: # 1 Affidavit in Support of Motion, # 2 Exhibit A to Affidavit, # 3 Exhibit B to Affidavit, # 4 Exhibit C to Affidavit, # 5 Exhibit D to Affidavit, # 6 Memorandum of Law, # 7 Text of Proposed Order, # 8 Certificate of Service)(Olson, James) (Entered: 11/21/2008)

11/21/2008 12 NOTICE by Ironworkers St. Louis District Council Pension Fund Notice ofFiling Motion for Consolidation and Appointment of Lead Plaintiff and Lead Counsel (Goldstein, Daniel) (Entered: 11/21/2008)

11/21/2008

11/25/2008

13 MOTION for Other Relief Appointment of Lead Plaintiff, Lead Counsel and Liaison Counsel by MARTA/ATU Local 732 Employees Retirement Plan Responses due by 12/8/2008 (Attachments: # 1 Memorandum, # 2 Declaration, # 3 Declaration Exhibit 1-Loss Chart, # 4 Declaration Exhibit 2--Press Release.pdf, # 5 Declaration Exhibit 3- Plaintiff's Certification.pdf, # 6 Declaration Exhibit 4--Labaton Firm Resume, # 7 Declaration Exhibit 5--Brower Piven Firm Resume, # 8 Proposed Order)(Piven, Charles) (Entered: 11/21/2008)

14 NOTICE of Appearance by Brant Warren Bishop on behalf of Constellation Energy Group, Inc. (Bishop, Brant) (Entered: 11/25/2008)

12/01/2008 16 MOTION to Appear Pro Hac Vice for Hal Cunningham on behalf of Suresh Dutta Filing fee $ 50, receipt number 04160000000001929879. by Suresh Dutta (McKee, Dana) (Entered: 12/01/2008)

12/01/2008 17 PAPERLESS ORDER granting 16 Motion to Appear Pro Hac Vice for attorney Hal Cunningham on behalf of Suresh Dutta. Directing attorney Hal Cunningham to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp . Signed by Clerk on 12/1/08. (cmns, Deputy Clerk) (Entered: 12/01/2008)

12/02/2008 18 PAPERLESS Correspondence to counsel: As discussed at today's conference call, please provide a status report regarding venue and transfer of the securities and ERISA litigation related to this case by December 12, 2008. (Blake, Catherine) (Entered: 12/02/2008)

12/02/2008 19 NOTICE of Appearance by Jane Reisen Flanagan on behalf of Suresh Dutta (Flanagan, Jane) (Entered: 12/02/2008)

12/02/2008 20 PAPERLESS ORDER APPROVING 6 Stipulation for an Extension of Time, as

proposed. Signed by Judge Catherine C. Blake on December 2, 2008. (Blake, Catherine) (Entered: 12/02/2008)

12/03/2008 21 MOTION to Appear Pro Hac Vice for James Gillespie on behalf of Constellation Energy Group, Inc. Filing fee $ 50, receipt number 14637030285.(hmls, Deputy Clerk) (Entered: 12/04/2008)

12/03/2008 22 MOTION to Appear Pro Hac Vice for Sarah Fabian on behalf of Constellation Energy Group, Inc. Filing fee $ 50, receipt number 14637030290.(hmls, Deputy Clerk) (Entered: 12/04/2008)

12/03/2008 23 MOTION to Appear Pro Hac Vice for Colin Kass on behalf of Constellation Energy Group, Inc. Filing fee $ 50, receipt number 14637030291. (hmls, Deputy Clerk) (Entered: 12/04/2008)

12/04/2008 24 PAPERLESS ORDER granting 22 Motion to Appear Pro Hac Vice for attorney Sarah B Fabian on behalf of Constellation Energy Group, Inc. Directing attorney Sarah B Fabian to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp. . Signed by Clerk on 12/4/08. (cmns, Deputy Clerk) (Entered: 12/04/2008)

12/04/2008 25 PAPERLESS ORDER granting 23 Motion to Appear Pro Hac Vice for attorney Colin R Kass on behalf of Constellation Energy Group, Inc. Directing attorney Colin R Kass to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp. . Signed by Clerk on 12/4/08. (cmns, Deputy Clerk) (Entered: 12/04/2008)

12/04/2008 26 PAPERLESS ORDER granting 21 Motion to Appear Pro Hac Vice for attorney James P Gillespie on behalf of Constellation Energy Group, Inc. Directing attorney James P Gillespie to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp. . Signed by Clerk on 12/4/08, upon the authority of Judge Blake. (cmns, Deputy Clerk) (Entered: 12/04/2008)

12/08/2008 27 RESPONSE in Opposition re 11 MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel, 13 MOTION for Other Relief Appointment of Lead Plaintiff, Lead Counsel and Liaison Counsel And in Further Support of the Motion of Ironworkers St. Louis District Council Pension Fund for Appointment as Lead Plaintiff and for Approval of Selection of Lead Counsel filed by Ironworkers St. Louis District Council Pension Fund. Replies due by 12/22/2008. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit D)(Goldstein, Daniel) (Entered: 12/08/2008)

12/08/2008 28 RESPONSE in Opposition re 13 MOTION for Other Relief Appointment ofLead Plaintiff, Lead Counsel and Liaison Counsel filed by Barbara Ganin. Replies due by 12/22/2008. (Attachments: # 1 Certificate of Service)(Olson, James) (Entered: 12/08/2008)

12/08/2008 29 RESPONSE in Opposition re 11 MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel, 13 MOTION for Other Relief Appointment of Lead Plaintiff, Lead Counsel and Liaison Counsel filed by MARTA/ATU Local 732 Employees Retirement Plan. Replies due by 12/22/2008. (Attachments: # 1 Affidavit Keller Declaration for MARTA/ATU Lead Plaintiff Opposition Memorandum, # 2 Exhibit Keller Declaration Exhibit 1 - KBC SDNY Memorandum, # 3 Exhibit Keller

Declaration Exhibit 2 - KBC Plaintiff's Certification)(Piven, Charles) (Entered: 12/08/2008)

12/09/2008 30 MOTION to Appear Pro Hac Vice for Jeffrey Landis on behalf of Constellation Energy Group, Inc. Filing fee $ 50, receipt number 14637030448. (hmls, Deputy Clerk) (Entered: 12/09/2008)

12/12/2008 31 Status Report Submitted to Hon. Catherine C. Blake by Constellation Energy Group, Inc., Mayo A. Shattuck, III, John R. Collins (Attachments: # 1 Appendix Summary of Litigation, # 2 Letter to Judge Pauley dated December 3, 2008)(Mathias, James) (Entered: 12/12/2008)

12/16/2008 32 REPLY to Response to Motion re 11 MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel, 13 MOTION for Other Relief Appointment of Lead Plaintiff, Lead Counsel and Liaison Counsel Reply Memorandum in Further Support of the Motion of Ironworkers St. Louis District Council Pension Fund for Appointment as Lead Plaintiff and for Approval of Selection of Lead Counsel and in Response to the Opposition of the Competing Motions filed by Ironworkers St. Louis District Council Pension Fund. (McKee, Dana) (Entered: 12/16/2008)

12/19/2008 33 PAPERLESS ORDER Denying 30 Motion to Appear Pro Hac Vice. Mr. Landis is not eligible for pro hac admission because he is a member of the Maryland bar. Signed by Judge Catherine C. Blake on December 19, 2008. (Blake, Catherine) (Entered: 12/19/2008)

12/19/2008 34 MOTION to Appear Pro Hac Vice for Richard Speirs on behalf of Barbara Ganin. Filing fee $ 50, receipt number 14637030711. (hmls, Deputy Clerk) (Entered: 12/19/2008)

12/22/2008 35 REPLY to Response to Motion re 11 MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel filed by Barbara Ganin. (Attachments: # 1 Certificate of Service)(Olson, James) (Entered: 12/22/2008)

12/22/2008 36 REPLY to Response to Motion re 11 MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel, 13 MOTION for Other Relief Appointment of Lead Plaintiff, Lead Counsel and Liaison Counsel filed by MARTA/ATU Local 732 Employees Retirement Plan. (Attachments: # 1 Affidavit MARTA/ATU Lead Plaintiff Reply - Ellman Reply Declaration, # 2 Exhibit Ellman Reply Declaration - Ex 1- SDNY Opp papers, # 3 Exhibit Ellman Reply Declaration - Ex 2- Arthrocare Order)(Piven, Charles) (Entered: 12/22/2008)

12/23/2008 37 PAPERLESS ORDER granting 34 Motion to Appear Pro Hac Vice for attorney Richard A Speirs on behalf of Barbara Ganin. Directing attorney Richard A Speirs to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp. . Signed by Clerk on 12/23/08. (cmns, Deputy Clerk) (Entered: 12/23/2008)

12/23/2008 38 RESPONSE to Motion re 11 MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel, 13 MOTION for Other Relief Appointment of Lead Plaintiff, Lead Counsel and Liaison Counsel filed by Constellation Energy Group, Inc.. Replies due by 1/6/2009. (Bishop, Brant) (Entered: 12/23/2008)

02/19/2009 Case reassigned to Judge Andre M Davis. Judge Catherine C. Blake no longer

assigned to the case. (cag, Deputy Clerk) (Entered: 02/19/2009)

04/24/2009

Case reassigned to Judge Catherine C. Blake. Judge Andre M Davis no longer assigned to the case. (cag, Deputy Clerk) (Entered: 04/24/2009)

04/29/2009 39 PAPERLESS Correspondence: Please provide a status report in these three related cases (CCB-08-2854, CCB-09-408, CCB-09-409) by MAY 8, 2009. (Blake, Catherine) (Entered: 04/29/2009)

05/08/2009 40 STATUS REPORT Defendants' Joint Status Report by Constellation Energy Group, Inc., Mayo A. Shattuck, III, John R. Collins, James R. Curtiss, Freeman A. Hrabowski, III, Nancy Lampton, Robert J. Lawless, Lynn M. Martin, Michael D. Sullivan, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, UBS Securities L.L.C., Wachovia Capital Markets L.L.C., Kenneth W. Defontes, Jr, Follin E. Smith, Douglas L. Becker, James T. Brady. (Clarke, David) (Entered: 05/08/2009)

05/08/2009 41 STATUS REPORT Plaintiffs' Status Report by Suresh Dutta, Barbara Ganin, Ironworkers St. Louis District Council Pension Fund, MARTA/ATU Local 732 Employees Retirement Plan. (McKee, Dana) (Entered: 05/08/2009)

06/02/2009 42 Miscellaneous Correspondence to counsel. (Blake, Catherine) (Entered: 06/02/2009)

06/08/2009 43 Correspondence re: Proposed Lead Plaintiff Barbara Ganin's Supplemental Brief In Response To The Court's Memorandum to Counsel Dated June 1, 2009 (Speirs, Richard) (Entered: 06/08/2009)

06/09/2009 44 ORDER granting 11 Motion of Ganin to Appoint Lead Plaintiff, Lead Counsel and Liason Counsel; granting 13 Motion of MARTA/ATU Local 732 Employees Retirement Plan to Appoint Lead Plaintiff, Lead Counsel and Liason Counsel; APPOINTING Ironworkers St. Louis District Council Pension Fund as Lead Plaintiff; APPOINTING Coughlin Stoia Geller Rudman & Robbins, LLP as LeadCounsel and Brown Goldstein Levy, LLP as Liaison Counsel. Signed by Judge Catherine C. Blake on 6/8/09. (hmls, Deputy Clerk) (Entered: 06/09/2009)

06/17/2009 45 (FILED IN ERROR) NOTICE by Ironworkers St. Louis District Council Pension Fund of [Proposed] Order Consolidating the Actions, Appointing Lead Plaintiff and Approving Selection of Lead and Liaison Counsel (Rosenfeld, David) Modified on 6/18/2009 (hmls, Deputy Clerk). (Entered: 06/17/2009)

06/18/2009

06/18/2009

46 Correcting Earlier Submission (Goldstein, Daniel) (Entered: 06/18/2009)

47 ORDER CONSOLIDATING cases CCB-08-2854, CCB-09-408 and CCB-09-409. Lead Case is CCB-08-2854. APPOINTING Ironworkers as Lead Plaintiff, APPOINTING the law firm of Coughlin Stoia Geller Rudman & Robbins LLP as Lead Counsel and APPOINTING the law firm of Brown Goldstein Levy, LLP as Liaison Counsel. Signed by Judge Catherine C. Blake on 6/18/09. (hmls, Deputy Clerk) (Entered: 06/18/2009)

07/31/2009 48 STIPULATION and proposed Order Setting Time to File Lead Plaintiff's Consolidated Amended Complaint and Related Briefing by John Martin, LLC, Kenneth W. Defontes, Jr, E. Follin Smith, Douglas L. Becker, James T. Brady, James R. Curtiss, Freeman A. Hrabowski, III, Nancy Lampton, Robert J. Lawless, Lynn M. Martin, Michael D. Sullivan, Citigroup Global Markets, Inc., Merrill Lynch, Pierce,

Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Suresh Dutta, Constellation Energy Group, Inc., Barbara Ganin, Mayo A. Shattuck, III, Ironworkers St. Louis District Council Pension Fund, MARTA/ATU Local 732 Employees Retirement Plan, John R. Collins. (McKee, Dana) (Entered: 07/31/2009)

08/04/2009 49 Paperless ORDER GRANTING re 48 Stipulation and Order setting time to File Amended Complaint. Signed by Judge Catherine C. Blake on 8/4/09. (Blake, Catherine) (Entered: 08/04/2009)

09/16/2009 50 MOTION to Withdraw as Attorney by Constellation Energy Group, Inc. Responses due by 10/5/2009 (Fabian, Sarah) (Entered: 09/16/2009)

09/17/2009 51 AMENDED COMPLAINT against Kenneth W. Defontes, Jr, E. Follin Smith, Douglas L. Becker, James T. Brady, James R. Curtiss, Freeman A. Hrabowski, III, Nancy Lampton, Robert J. Lawless, Lynn M. Martin, Michael D. Sullivan, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Constellation Energy Group, Inc., Mayo A. Shattuck, III, John R. Collins, filed by John Martin, LLC, Suresh Dutta, Barbara Ganin, Ironworkers St. Louis District Council Pension Fund, MARTA/ATU Local 732 Employees Retirement Plan. (Attachments: # 1 Redlined Version of Amended Complaint)(McKee, Dana) (Entered: 09/17/2009)

10/01/2009 52 NOTICE of Change of Address by Mark Holland Associated Cases: 1:08-cv-02854- CCB, 1:09-cv-00408-CCB, 1:09-cv-00409-CCB(Holland, Mark) (Entered: 10/01/2009)

10/09/2009 53 NOTICE of Appearance by Michael K Isenman on behalf of Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated (Isenman, Michael) (Entered: 10/09/2009)

10/09/2009 54 MOTION to Appear Pro Hac Vice for Mary K. Dulka on behalf of Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated Filing fee $ 50, receipt number 04160000000002280847. by Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated (Isenman, Michael) (Entered: 10/09/2009)

10/13/2009 55 PAPERLESS ORDER granting 54 Motion to Appear Pro Hac Vice for attorney Mary K Dulka on behalf of Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, and Morgan Stanley & Co. Incorporated. Directing attorney Mary K Dulka to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp. . Signed by Clerk on 10/13/09. (cmns, Deputy Clerk) (Entered: 10/13/2009)

10/15/2009 56 MOTION to Appear Pro Hac Vice for Catalina E. Azuero on behalf of Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated Filing fee $ 50, receipt number 04160000000002285935. by Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities

LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated (Isenman, Michael) (Entered: 10/15/2009)

10/15/2009 57 PAPERLESS ORDER granting 56 Motion to Appear Pro Hac Vice for attorney Catalina E Azuero on behalf of Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated. Directing attorney Catalina E Azuero to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp. . Signed by Clerk on 10/15/09. (cmns, Deputy Clerk) (Entered: 10/15/2009)

10/23/2009 58 STIPULATION re 48 Stipulation,, 49 Order, 51 Amended Complaint,, and [Proposed] Order to Amend Consolidated Briefing Schedule by John Martin, LLC, Kenneth W. Defontes, Jr, E. Follin Smith, Douglas L. Becker, James T. Brady, James R. Curtiss, Freeman A. Hrabowski, III, Nancy Lampton, Robert J. Lawless, Lynn M. Martin, Michael D. Sullivan, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Suresh Dutta, Ronald W Hays, KBC Asset Management NV, Constellation Energy Group, Inc., Barbara Ganin, Mayo A. Shattuck, III, Ironworkers St. Louis District Council Pension Fund, MARTA/ATU Local 732 Employees Retirement Plan, John R. Collins. (Schuman, Benjamin) (Entered: 10/23/2009)

10/23/2009 59 PAPERLESS ORDER GRANTING 58 Stipulation and Order to Amend Consolidated Briefing Schedule. Signed by Judge Catherine C. Blake on October 23, 2009. (Blake, Catherine) (Entered: 10/23/2009)

11/17/2009 60 Local Rule 103.3 Disclosure Statement by Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated. Associated Cases: 1:08-cv-02854- CCB, 1:09-cv-00408-CCB, 1:09-cv-00409-CCB(Holland, Mark) (Entered: 11/17/2009)

11/17/2009 61 MOTION to Dismiss by Kenneth W. Defontes, Jr, Douglas L. Becker, James T. Brady, James R. Curtiss, Freeman A. Hrabowski, III, Nancy Lampton, Robert J. Lawless, Lynn M. Martin, Michael D. Sullivan, Mayo A. Shattuck, III, John R. Collins Responses due by 12/4/2009 (Attachments: # 1 Memorandum in Support of Motion to Dismiss, # 2 Text of Proposed Order, # 3 Exhibit A - Form 4 Disclosures)(Schuman, Benjamin) (Entered: 11/17/2009)

11/17/2009 62 MOTION to Dismiss (Motion Of The Underwriter Defendants To Dismiss The 1933 Act Claims In The Amended And Consolidated Class Action Complaint) by Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated Responses due by 12/4/2009 Associated Cases: 1:08-cv-02854-CCB, 1:09-cv-00408- CCB, 1:09-cv-00409-CCB(Holland, Mark) (Entered: 11/17/2009)

11/17/2009 63 Memorandum re (103 in 1:09-cv-00408-CCB, 44 in 1:09-cv-00409-CCB, 62 in 1:08- cv-02854-CCB) MOTION to Dismiss filed by Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated. Associated Cases: 1:08-cv-02854- CCB, 1:09-cv-00408-CCB, 1:09-cv-00409-CCB(Holland, Mark) (Entered: 11/17/2009)

11/17/2009

64 AFFIDAVIT re (103 in 1:09-cv-00408-CCB) MOTION to Dismiss (Declaration of Mark Holland In Support of Motion) by Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated. (Attachments: # 1 Exhibit A, # 2 Exhibit B)Associated Cases: 1:08-cv-02854-CCB, 1:09-cv-00408-CCB, 1:09-cv-00409-CCB(Holland, Mark) (Entered: 11/17/2009)

11/17/2009 65 MOTION to Dismiss by Constellation Energy Group, Inc. Responses due by 12/4/2009 (Bishop, Brant) (Entered: 11/17/2009)

11/17/2009

11/18/2009

11/19/2009

66 Memorandum re 65 MOTION to Dismiss filed by Constellation Energy Group, Inc.. (Attachments: # 1 Appendix Appendices of Alleged Material Misstatements or Omissions, # 2 Text of Proposed Order Order, # 3 List of Exhibits, # 4 Exhibit Exhibit A, # 5 Exhibit Exhibit B, # 6 Exhibit Exhibit C, # 7 Exhibit Exhibit D, # 8 Exhibit Exhibit E, # 9 Exhibit Exhibit F, # 10 Exhibit Exhibit G, # 11 Exhibit Exhibit H, # 12 Exhibit Exhibit I, # 13 Exhibit Exhibit J, # 14 Exhibit Exhibit K, # 15 Exhibit Exhibit L, # 16 Exhibit Exhibit M, # 17 Exhibit Exhibit N, # 18 Exhibit Exhibit O, # 19 Exhibit Exhibit P, # 20 Exhibit Exhibit Q, # 21 Exhibit Exhibit R, # 22 Exhibit Exhibit S, # 23 Exhibit Exhibit T)(Bishop, Brant) (Entered: 11/17/2009)

67 Correspondence re: Courtesy Copies Associated Cases: 1:08-cv-02854-CCB, 1:09-cv-00408-CCB, 1:09-cv-00409-CCB(Holland, Mark) (Entered: 11/18/2009)

68 Local Rule 103.3 Disclosure Statement by Constellation Energy Group, Inc.. (Bishop, Brant) (Entered: 11/19/2009)

11/20/2009 69 Correspondence re: Courtesy Copies of Constellation Energy Group's Motion to Dismiss (Bishop, Brant) (Entered: 11/20/2009)

11/24/2009 70 MOTION for Leave to File Excess Pages Unopposed Motion to Exceed Page Limit Set By L.R. 105(3) by Suresh Dutta, Barbara Ganin, John Martin, LLC Responses due by 12/11/2009 (Goldstein, Daniel) (Entered: 11/24/2009)

11/24/2009 71 PAPERLESS ORDER Granting 70 Unopposed Motion for Leave to File Excess Pages. Signed by Judge Catherine C. Blake on November 24, 2009. (Blake, Catherine) (Entered: 11/24/2009)

12/02/2009 72 MOTION to Appear Pro Hac Vice for Jonathan Gardner on behalf of MARTA/ATU Local 732 Employees Retirement Plan ( Filing fee $ 50, receipt number 0416- 2341605.) by MARTA/ATU Local 732 Employees Retirement Plan (Attachments: # 1 Att. to Mtn for Adm. Pro Hac Vice for Jonathan Gardner)(McKee, Dana) (Entered: 12/02/2009)

12/04/2009 73 MOTION to Appear Pro Hac Vice for Mark S. Goldman on behalf of MARTA/ATU Local 732 Employees Retirement Plan ( Filing fee $ 50, receipt number 0416- 2345513.) by MARTA/ATU Local 732 Employees Retirement Plan (Attachments: # 1 Att. to Motion for Admission Pro Hac Vice for Mark S. Goldman)(McKee, Dana) (Entered: 12/04/2009)

12/09/2009 74 PAPERLESS ORDER granting 72 Motion to Appear Pro Hac Vice for attorney Jonathan Gardner on behalf of MARTA/ATU Local 732 Employees Retirement Plan. Directing attorney Jonathan Gardner to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp . Signed by Clerk on 12/9/09.

(md, Deputy Clerk) (Entered: 12/09/2009)

12/09/2009 75 PAPERLESS ORDER granting 73 Motion to Appear Pro Hac Vice for attorney Mark S. Goldman on behalf of MARTA/ATU Local 732 Employees Retirement Plan. Directing attorney Mark S. Goldman to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp . Signed by Clerk on 12/9/09. (md, Deputy Clerk) (Entered: 12/09/2009)


01/05/2010 77 STIPULATION re 49 Order TO AMEND BRIEFING SCHEDULE & ORAL ARGUMENT OF DEFENDANTS' MOTIONS TO DISMISS by Douglas L. Becker, James T. Brady, Citigroup Global Markets, Inc., John R. Collins, Constellation Energy Group, Inc., James R. Curtiss, Kenneth W. Defontes, Jr, Suresh Dutta, Barbara Ganin, Ronald W Hays, Freeman A. Hrabowski, III, Ironworkers St. Louis District Council Pension Fund, KBC Asset Management NV, Nancy Lampton, Robert J. Lawless, MARTA/ATU Local 732 Employees Retirement Plan, Lynn M. Martin, John Martin, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Mayo A. Shattuck, III, E. Follin Smith, Michael D. Sullivan, UBS Securities LLC, Wachovia Capital Markets, LLC. (Goldstein, Daniel) (Entered: 01/05/2010)

01/05/2010

01/12/2010

01/12/2010

78 PAPERLESS ORDER APPROVING re (77 in 1:08-cv-02854-CCB) Stipulation and Order to Amend Consolidated Briefing Schedule and Schedule Oral Argument on Defendants' Motions to Dismiss. Responses due January 25, 2010; Replies due February 25, 2010. Oral Argument on the motions to dismiss is RESCHEDULED from March 1, 2010 to APRIL 30, 2010 at 10:00 A.M. in COURTROOM 7D. Signed by Judge Catherine C. Blake on January 5, 2010. Associated Cases: 1:08-cv-02854- CCB, 1:09-cv-00408-CCB, 1:09-cv-00409-CCB(Blake, Catherine) (Entered: 01/05/2010)

79 MOTION to Appear Pro Hac Vice for Angelina Nguyen on behalf of MARTA/ATU Local 732 Employees Retirement Plan ( Filing fee $ 50, receipt number 0416- 2382961.) by MARTA/ATU Local 732 Employees Retirement Plan Associated Cases: 1:08-cv-02854-CCB, 1:09-cv-00408-CCB, 1:09-cv-00409-CCB(McKee, Dana) (Entered: 01/12/2010)

80 NOTICE of Change of Address by Charles J Piven (Piven, Charles) (Entered: 01/12/2010)

01/14/2010 81 PAPERLESS ORDER granting 79 Motion to Appear Pro Hac Vice for attorney Angelina Nguyen on behalf of MARTA/ATU Local 732 Employees Retirement Plan. Directing attorney Angelina Nguyen to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp . Signed by Clerk on 01/14/2010. (md, Deputy Clerk) (Entered: 01/14/2010)

01/25/2010 82 RESPONSE in Opposition re (65 in 1:08-cv-02854-CCB) MOTION to Dismiss, (103 in 1:09-cv-00408-CCB, 44 in 1:09-cv-00409-CCB, 62 in 1:08-cv-02854-CCB) MOTION to Dismiss, (61 in 1:08-cv-02854-CCB) MOTION to Dismiss filed by Suresh Dutta. Replies due by 2/11/2010. (Attachments: # 1 Affidavit)Associated Cases: 1:08-cv-02854-CCB, 1:09-cv-00408-CCB, 1:09-cv-00409-CCB(Goldstein, Daniel) (Entered: 01/25/2010)

01/27/2010 THIS IS A CONSOLIDATED CASE. PLEASE DO NOT ELECTRONICALLY FILE OR SPREAD TEXT IN THIS CASE. ALL SUBSEQUENT DOCUMENTS ARE TO BE ELECTRONICALLY FILED IN THE LEAD CASE CCB-08-2854. (bmh, Deputy Clerk) (Entered: 01/27/2010)

02/18/2010 83 STIPULATION and Proposed Order to Amend Consolidated Briefing Schedule and Schedule Oral Argument on Defendants' Motions to Dismiss by Constellation Energy Group, Inc.. (Bishop, Brant) (Entered: 02/18/2010)

02/18/2010 84 PAPERLESS ORDER APPROVING 83 Stipulation and Order to Amend Briefing Schedule, as proposed. Signed by Judge Catherine C. Blake on February 18, 2010. (Blake, Catherine) (Entered: 02/18/2010)

03/10/2010 85 REPLY to Response to Motion re 62 MOTION to Dismiss (Motion Of The Underwriter Defendants To Dismiss The 1933 Act Claims In The Amended And Consolidated Class Action Complaint) MOTION to Dismiss (Motion Of The Underwriter Defendants To Dismiss The 1933 Act Claims In The Amended And Consolidated Class Action Complaint) filed by Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC. (Holland, Mark) (Entered: 03/10/2010)

03/10/2010 86 MOTION to Appear Pro Hac Vice for Paul J. Scarlato on behalf of MARTA/ATU Local 732 Employees Retirement Plan ( Filing fee $ 50, receipt number 0416- 2446422.) by MARTA/ATU Local 732 Employees Retirement Plan (McKee, Dana) (Entered: 03/10/2010)

03/10/2010 87 Correspondence re: Courtesy Copy of Reply Memorandum of Law in Further Support of the Underwriter Defendants' Motion to Dismiss (Holland, Mark) (Entered: 03/10/2010)

03/10/2010

03/10/2010

88 RESPONSE in Support re 61 MOTION to Dismiss filed by Douglas L. Becker, James T. Brady, John R. Collins, James R. Curtiss, Kenneth W. Defontes, Jr, Freeman A. Hrabowski, III, Nancy Lampton, Robert J. Lawless, Lynn M. Martin, Mayo A. Shattuck, III, Michael D. Sullivan. Replies due by 3/29/2010. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Schuman, Benjamin) Modified on 3/12/2010 (bmh, Deputy Clerk). (c/s to Chambers 3/12/10) (Entered: 03/10/2010)

89 REPLY to Response to Motion re 65 MOTION to Dismiss filed by Constellation Energy Group, Inc.. (Bishop, Brant) (Entered: 03/10/2010)

03/11/2010 90 PAPERLESS ORDER granting 86 Motion to Appear Pro Hac Vice for attorney Paul L. Scarlato on behalf of MARTA/ATU Local 732 Employees Retirement Plan. Directing attorney Paul L. Scarlato to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp . Signed by Clerk on 03/11/2010. (md, Deputy Clerk) (Entered: 03/11/2010)

03/30/2010 91 NOTICE by Ironworkers St. Louis District Council Pension Fund, MARTA/ATU Local 732 Employees Retirement Plan of Change of Firm Name (Rosenfeld, David) (Entered: 03/30/2010)

04/16/2010 92 NOTICE by Constellation Energy Group, Inc. Defendants' Notice of Supplemental Authority in Support of Their Motions to Dismiss (Attachments: # 1 Exhibit Exhibit 1,

# 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3, # 4 Exhibit Exhibit 4, # 5 Exhibit Exhibit 5, # 6 Exhibit Exhibit 6, # 7 Exhibit Exhibit 7)(Landis, Jeffrey) (Entered: 04/16/2010)

04/16/2010 93 MOTION to Appear Pro Hac Vice on behalf of Ironworkers St. Louis District Council Pension Fund Samuel H. Rudman, Esq. ( Filing fee $ 50, receipt number 0416- 2492335.) by Ironworkers St. Louis District Council Pension Fund (Goldstein, Daniel) (Entered: 04/16/2010)

04/16/2010 94 NOTICE by Ironworkers St. Louis District Council Pension Fund, KBC Asset Management NV, MARTA/ATU Local 732 Employees Retirement Plan of Supplemental Authority (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Rosenfeld, David) (Entered: 04/16/2010)

04/19/2010 95 PAPERLESS ORDER granting 93 Motion to Appear Pro Hac Vice for attorney Samuel Howard Rudman on behalf of Ironworkers St. Louis District Council Pension Fund. Directing attorney Samuel Howard Rudman to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp . Signed by Clerk on 04/19/2010. (md, Deputy Clerk) (Entered: 04/19/2010)

04/20/2010 96 Correspondence re: Courtesy Copies of Defendants Supplemental Authority (Landis, Jeffrey) (Entered: 04/20/2010)

04/29/2010 97 Miscellaneous Correspondence to counsel to confirm the schedule for hearing on pending motions (ERISA and Securities). Associated Cases: 1:08-cv-02854-CCB, 1:09-cv-00408-CCB, 1:09-cv-00409-CCB(Blake, Catherine) (Entered: 04/29/2010)

05/25/2010 98 RESPONSE re 94 Notice (Other) Defendants' Reply to Plaintiffs' Notice of Supplemental Authority filed by Constellation Energy Group, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Landis, Jeffrey) (Entered: 05/25/2010)

05/25/2010 99 Correspondence re: Courtesy Copies of Defendants' Reply to Plaintiffs' Notice of Supplemental Authority (Landis, Jeffrey) (Entered: 05/25/2010)

05/26/2010 100 RESPONSE re 92 Notice (Other), Notice (Other) filed by Ironworkers St. Louis District Council Pension Fund, KBC Asset Management NV, MARTA/ATU Local 732 Employees Retirement Plan. (Rosenfeld, David) (Entered: 05/26/2010)

06/01/2010 101 Miscellaneous Correspondence to counsel rescheduling oral argument. (Blake, Catherine) (Entered: 06/01/2010)

06/16/2010 102 NOTICE by Ironworkers St. Louis District Council Pension Fund, KBC Asset Management NV, MARTA/ATU Local 732 Employees Retirement Plan re 51 Amended Complaint,, Plaintiffs' Notice of Withdrawal of Allegation (Goldstein, Daniel) (Entered: 06/16/2010)

06/17/2010 103 Motion Hearing held on 6/17/2010 re 65 MOTION to Dismiss filed by Constellation Energy Group, Inc., 61 MOTION to Dismiss filed by Freeman A. Hrabowski, III, Robert J. Lawless, Lynn M. Martin, Mayo A. Shattuck, III, John R. Collins, Michael D. Sullivan, Kenneth W. Defontes, Jr., James T. Brady, Douglas L. Becker, James R. Curtiss, Nancy Lampton, 62 MOTION to Dismiss (Motion Of The Underwriter Defendants To Dismiss The 1933 Act Claims In The Amended And Consolidated Class Action Complaint) MOTION to Dismiss (Motion Of The Underwriter Defendants To Dismiss The 1933 Act Claims In The Amended And Consolidated Class Action Complaint) filed by Wachovia Capital Markets, LLC, Morgan Stanley & Co.

Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Citigroup Global Markets, Inc. before Judge Catherine C. Blake. (CR: G. Simpkins) (bma, CRD) (Entered: 06/17/2010)

07/19/2010 104 NOTICE by Barbara Ganin of Withdrawal of Richard Speirs as counsel for Barbara Ganin. (Olson, James) (Entered: 07/19/2010)

07/26/2010 105 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on 6-17- 2010, before Judge Blake. Court Reporter/Transcriber Gail Simpkins, Telephone number 410-962-4536. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained from the Court Reporter or through PACER... Redaction Request due 8/16/2010. Redacted Transcript Deadline set for 8/26/2010. Release of Transcript Restriction set for 10/25/2010. (gak, Court Reporter) (Entered: 07/26/2010)

07/29/2010 106 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on 6-17- 2010 corrected copy, before Judge Blake. Court Reporter/Transcriber Gail Simpkins, Telephone number 410-962-4536. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained from the Court Reporter or through PACER... Redaction Request due 8/19/2010. Redacted Transcript Deadline set for 8/30/2010. Release of Transcript Restriction set for 10/27/2010. (gak, Court Reporter) (Entered: 07/29/2010)

07/30/2010 107 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on 6-17- 2010 corrected motions transcript, before Judge Blake. Court Reporter/Transcriber Gail Simpkins, Telephone number 410-962-4536. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained from the Court Reporter or through PACER... Redaction Request due 8/20/2010. Redacted Transcript Deadline set for 8/30/2010. Release of Transcript Restriction set for 10/28/2010. (gak, Court Reporter) (Entered: 07/30/2010)

08/13/2010 108 MEMORANDUM Signed by Judge Catherine C. Blake on 8/13/10. (cag, Deputy Clerk) (Entered: 08/13/2010)

08/13/2010 109 ORDER granting in part and denying in part 61 Motion to Dismiss; granting in part and denying in part 62 Motion to Dismiss; granting in part and denying in part 65 Motion to Dismiss; Granting plaintiff Ironworkers leave to amend Count II within 30 days against the individual and underwriter defendants as it pertains to the misstated downgrade collateral requirements only; and all other claims are Dismissed. Signed by Judge Catherine C. Blake on 8/13/10 (cag, Deputy Clerk) (Entered: 08/13/2010)

08/26/2010 110 STIPULATION and [Proposed] Order for Extension of Time by Douglas L. Becker, James T. Brady, Citigroup Global Markets, Inc., John R. Collins, Constellation Energy Group, Inc., James R. Curtiss, Kenneth W. Defontes, Jr, Suresh Dutta, Barbara Ganin, Freeman A. llrabowski, III, Ironworkers St. Louis District Council Pension Fund, KBC Asset Management NV, Nancy Lampton, Robert J. Lawless, MARTA/ATU Local 732 Employees Retirement Plan, Lynn M. Martin, John Martin, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Mayo A. Shattuck, III, E. Follin Smith, Michael D. Sullivan, UBS Securities LLC,

Wachovia Capital Markets, LLC. (Landis, Jeffrey) (Entered: 08/26/2010)

08/30/2010 111 PAPERLESS ORDER APPROVING 110 Stipulation and Order for Extension of Time as proposed. Signed by Judge Catherine C. Blake on August 30, 2010. (Blake, Catherine) (Entered: 08/30/2010)

09/17/2010 112 AMENDED COMPLAINT against All Defendants, filed by Ironworkers St. Louis District Council Pension Fund. (Attachments: # 1 Redline version of Amended Complaint compared with Second Amended Complaint)(Rosenfeld, David) (Entered: 09/17/2010)

10/19/2010 113 STIPULATION re 112 Amended Complaint by Douglas L. Becker, James T. Brady, Citigroup Global Markets, Inc., John R. Collins, Constellation Energy Group, Inc., James R. Curtiss, Kenneth W. Defontes, Jr, Suresh Dutta, Barbara Ganin, Freeman A. Hrabowski, III, Ironworkers St. Louis District Council Pension Fund, KBC Asset Management NV, Nancy Lampton, Robert J. Lawless, MARTA/ATU Local 732 Employees Retirement Plan, Lynn M. Martin, John Martin, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Mayo A. Shattuck, III, E. Follin Smith, Michael D. Sullivan, UBS Securities LLC, Wachovia Capital Markets, LLC. (Landis, Jeffrey) (Entered: 10/19/2010)

10/20/2010 114 PAPERLESS ORDER APPROVING 113 Stipulation for Extension of Time as proposed. Responses to the Second Amended Complaint due November 12, 2010. Judge Catherine C. Blake on October 20, 2010. (Blake, Catherine) (Entered: 10/20/2010)

11/10/2010 115 NOTICE to Withdraw as Attorney by MARTA/ATU Local 732 Employees Retirement Plan Responses due by 11/29/2010 (Gardner, Jonathan) Modified on 11/12/2010 (jnls, Deputy Clerk). (Entered: 11/10/2010)

11/12/2010 116 The Underwriter Defendants' ANSWER to 112 Amended Complaint by Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC.(Holland, Mark) (Entered: 11/12/2010)

11/12/2010 117 Correspondence re: Courtesy Copy of the Underwriter Defendants' Answer to Plaintiff's Second Amended and Consolidated Class Action Complaint (Dulka, Mary) (Entered: 11/12/2010)

11/12/2010 118 Individual Defendants' ANSWER to 112 Amended Complaint by Douglas L. Becker, James T. Brady, John R. Collins, James R. Curtiss, Kenneth W. Defontes, Jr, Freeman A. Hrabowski, III, Nancy Lampton, Robert J. Lawless, Lynn M. Martin, Mayo A. Shattuck, III, Michael D. Sullivan.(Allen, Glen) (Entered: 11/12/2010)

11/12/2010

119 ANSWER to 112 Amended Complaint by Constellation Energy Group, Inc..(Gillespie, James) (Entered: 11/12/2010)

12/15/2010

120 Correspondence re: Draft Scheduling Order (Attachments: # 1 Draft Scheduling Order)(Blake, Catherine) (Entered: 12/15/2010)

12/22/2010 121 Joint REQUEST for Extension of Time to File Suggested Modifications to the Draft Scheduling Order (Schuman, Benjamin) (Entered: 12/22/2010)

12/27/2010 122 Paperless ORDER Approving re 121 Joint Request for Extension of Time until 2/7/11

to suggest modifications to the draft scheduling order. Signed by Judge Catherine C. Blake on 12/27/10. (Blake, Catherine) (Entered: 12/27/2010)

02/07/2011

02/08/2011

02/08/2011

02/24/2011

123 Joint Correspondence re: Draft Scheduling Order (Schuman, Benjamin) (Entered: 02/07/2011)

124 Miscellaneous Correspondence to counsel regarding scheduling. (Blake, Catherine) (Entered: 02/08/2011)

125 SCHEDULING ORDER Status Report due by 10/19/2011. Signed by Judge Catherine C. Blake on 2/8/11. (jnl, Deputy Clerk) (Entered: 02/08/2011)

126 NOTICE by Douglas L. Becker, James T. Brady, Citigroup Global Markets, Inc., John R. Collins, Constellation Energy Group, Inc., James R. Curtiss, Kenneth W. Defontes, Jr, Suresh Dutta, Barbara Ganin, Freeman A. Hrabowski, III, KBC Asset Management NV, Nancy Lampton, Robert J. Lawless, MARTA/ATU Local 732 Employees Retirement Plan, Lynn M. Martin, John Martin, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Mayo A. Shattuck, III, Michael D. Sullivan, UBS Securities LLC, Wachovia Capital Markets, LLC Stipulated Protective [Proposed] Order (Attachments: # 1 Exhibit)(Landis, Jeffrey) (Entered: 02/24/2011)

02/25/2011 127 PAPERLESS ORDER APPROVING 126 Stipulated Protective Order. Signed by Judge Catherine C. Blake on February 25, 2011. (Blake, Catherine) (Entered: 02/25/2011)

03/28/2011 129 PAPERLESS ORDER granting 128 Motion to Appear Pro Hac Vice for attorney Aelish M. Baig on behalf of Ironworkers St. Louis District Council Pension Fund. Directing attorney Aelish M. Baig to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp . Signed by Clerk on 3/28/11. (nrm, Deputy Clerk) (Entered: 03/28/2011)

04/06/2011 130 Correspondence re: Scheduling Order (Attachments: # 1 Text of Proposed Order)(Rosenfeld, David) (Entered: 04/06/2011)

04/07/2011 131 PAPERLESS ORDER APPROVING 130 Stipulation and Amended Scheduling Order as proposed. Status reports shall be due July 22, 2011, October 21, 2011, and January 17, 2012. Signed by Judge Catherine C. Blake on April 7, 2011. (Blake, Catherine) (Entered: 04/07/2011)

04/11/2011 132 NOTICE by Suresh Dutta Withdrawal of Counsel (McKee, Dana) (Entered: 04/11/2011)

06/17/2011 133 Correspondence re: Scheduling Order (Attachments: # 1 Text of Proposed Order)(Baig, Aelish) (Entered: 06/17/2011)

06/20/2011 134 PAPERELSS ORDER APPROVING 133 Stipulation and Amended Scheduling Order, as proposed. Status report are now due September 16, 2011; December 16, 2011, and March 13, 2012. Signed by Judge Catherine C. Blake on June 20, 2011. (Blake, Catherine) (Entered: 06/20/2011)

07/13/2011 135 NOTICE of Appearance by Jeffrey Landis on behalf of Constellation Energy Group, Inc. (Landis, Jeffrey) (Entered: 07/13/2011)

07/19/2011 136 MOTION to Appear Pro Hac Vice for S. Ashar Ahmed ( Filing fee $ 50, receipt number 0416-3087002.) by Ironworkers St. Louis District Council Pension Fund (Goldstein, Daniel) (Entered: 07/19/2011)

07/19/2011

08/19/2011

137 PAPERLESS ORDER granting 136 Motion to Appear Pro Hac Vice for attorney S. Ashar Ahmed on behalf of Ironworkers St. Louis District Council Pension Fund. Directing attorney S. Ashar Ahmed to register on-line for CM/ECF at http://www.mdd.uscourts.gov/attorney/registration.asp . Signed by Clerk on 7/19/11. (nrm, Deputy Clerk) (Entered: 07/19/2011)

138 -SEALED- MOTION to Amend/Correct LEAD PLAINTIFF'S MOTION TO FILE A THIRD AMENDED CONSOLIDATED CLASS ACTION COMPLAINT by Ironworkers St. Louis District Council Pension Fund Responses due by 9/6/2011 (Attachments: # 1 Memorandum of Law in Support of Motion, # 2 Exhibit A to Memorandum of Law, # 3 Exhibit B to Memorandum of Law)(Baig, Aelish) (Entered: 08/19/2011)

08/19/2011 139 REDACTED DOCUMENT to 138 MOTION to Amend/Correct LEAD PLAINTIFF'S I MOTION TO FILE A THIRD AMENDED CONSOLIDATED CLASS ACTION COMPLAINT by Ironworkers St. Louis District Council Pension Fund. (Attachments: # 1 Memorandum of Law Redacted, # 2 Exhibit A Redacted, # 3 Exhibit B Redacted)(Baig, Aelish) (Entered: 08/19/2011)

08/23/2011 140 Correspondence re: Scheduling Order (Attachments: # 1 Text of Proposed Order)(Baig, Aelish) (Entered: 08/23/2011)

08/30/2011 141 PAPERLESS ORDER APPROVING 140 Stipulation and Briefing Schedule, as proposed. Signed by Judge Catherine C. Blake on August 30, 2011. (Blake, Catherine) (Entered: 08/30/2011)

09/15/2011 142 Correspondence re: Amended Scheduling Order (Rosenfeld, David) (Entered: 09/15/2011)

09/16/2011 143 MARGINAL ORDER approving 142 Correspondence re: Amended Scheduling Order; vacating 6/20/11 order. Signed by Judge Catherine C. Blake on 9/16/11. (dass, Deputy Clerk) (Entered: 09/16/2011)

09/16/2011

09/16/2011

09/16/2011

09/16/2011

144 RESPONSE in Opposition re 138 MOTION to Amend/Correct LEAD PLAINTIFF'S MOTION TO FILE A THIRD AMENDED CONSOLIDATED CLASS ACTION COMPLAINT filed by Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC. Replies due by 10/3/2011. (Holland, Mark) (Entered: 09/16/2011)

145 -SEALED-RESPONSE in Opposition re 138 MOTION to Amend/Correct LEAD PLAINTIFF'S MOTION TO FILE A THIRD AMENDED CONSOLIDATED CLASS ACTION COMPLAINT filed by Constellation Energy Group, Inc.. Replies due by 10/3/2011. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Landis, Jeffrey) (Entered: 09/16/2011)

146 MOTION to Seal by Constellation Energy Group, Inc. Responses due by 10/3/2011 (Attachments: # 1 Text of Proposed Order)(Landis, Jeffrey) (Entered: 09/16/2011)

147 REDACTED RESPONSE in Opposition re 138 MOTION to Amend/Correct LEAD PLAINTIFF'S MOTION TO FILE A THIRD AMENDED CONSOLIDATED CLASS

ACTION COMPLAINT filed by Constellation Energy Group, Inc.. Replies due by 10/3/2011. (Attachments: # 1 Exhibit A Redacted, # 2 Exhibit B Redacted, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E Redacted, # 6 Exhibit F Redacted, # 7 Exhibit G Redacted)(Landis, Jeffrey) Modified on 9/19/2011 (dass, Deputy Clerk). (Entered: 09/16/2011)

09/19/2011 148 Correspondence re: Submission of Courtesy Copy of September 16, 2011 Filing (Holland, Mark) (Entered: 09/19/2011)

10/07/2011 149 (FILED IN ERROR per attorney) -SEALED-REPLY to Response to Motion re 138 MOTION to Amend/Correct LEAD PLAINTIFF'S MOTION TO FILE A THIRD AMENDED CONSOLIDATED CLASS ACTION COMPLAINT filed by Ironworkers St. Louis District Council Pension Fund. (Baig, Aelish) Modified on 10/11/2011 (dass, Deputy Clerk). (Entered: 10/07/2011)

10/07/2011 150 -SEALED-REPLY to Response to Motion re 138 MOTION to Amend/Correct LEAD PLAINTIFF'S MOTION TO FILE A THIRD AMENDED CONSOLIDATED CLASS ACTION COMPLAINT filed by Ironworkers St. Louis District Council Pension Fund. (Attachments: # 1 Affidavit Declaration of Shannon Burchett in Connection With Lead Plaintiff's Reply)(Baig, Aelish) (Entered: 10/07/2011)

10/07/2011 151 REDACTED DOCUMENT to 150 Reply to Response to Motion, by Ironworkers St. Louis District Council Pension Fund. (Attachments: # 1 Affidavit Redacted Version of Declaration of Shannon Burchett in Connection With Lead Plaintiff's Reply)(Baig, Aelish) (Entered: 10/07/2011)

10/20/2011 152 MOTION to Appear Pro Hac Vice for Mark T. Millkey ( Filing fee $ 50, receipt number 0416-3212708.) by Ironworkers St. Louis District Council Pension Fund (McKee, Dana) (Entered: 10/20/2011)

10/21/2011 153 PAPERLESS ORDER granting 152 Motion to Appear Pro Hac Vice for attorney Mark T Millkey on behalf of Ironworkers St Louis District Council Pension Fund. Directing attorney Mark T Millkey to register on-line for CM/ECF at https://www.mdd.uscourts.gov/attyregB/inputProHac.asp . Signed by Clerk on 10/21/11. (cmns, Deputy Clerk) (Entered: 10/21/2011)


10/26/2011 155 Request for Hearing/Trial re Proposed Hearing Date on Plaintiffs' Motion to Amend (Bishop, Brant) (Entered: 10/26/2011)

10/27/2011 156 PAPERLESS Correspondence: This will confirm that a motions hearing on plaintiff's motions to amend is set for November 4, 2011 at 3:00 p.m. in Courtroom 7D. (Blake, Catherine) (Entered: 10/27/2011)

11/03/2011 157 Miscellaneous Correspondence to counsel in advance of November 4, 2011 motions hearing. (Blake, Catherine) (Entered: 11/03/2011)

11/04/2011 158 Motion Hearing held on 11/4/2011 re 138 MOTION to Amend/Correct LEAD I PLAINTIFF'S MOTION TO FILE A THIRD AMENDED CONSOLIDATED CLASS ACTION COMPLAINT filed by Ironworkers St. Louis District Council Pension Fund before Judge Catherine C. Blake. (FTR: K.A. Moye') (kam, Deputy Clerk) (Entered: 11/04/2011)

11/14/2011

159 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on 11/4/11, before Judge Catherine C. Blake. Total number of pages filed: 52. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained from the Court Reporter or through PACER. Redaction Request due 12/5/2011. Redacted Transcript Deadline set for 12/15/2011. Release of Transcript Restriction set for 2/13/2012. (dass, Deputy Clerk) (Entered: 11/14/2011)

03/16/2012 160 Substantive legal issues - addressing (Attachments: # 1 Affidavit Supplemental Declaration of Aelish M. Baig, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E)(Baig, Aelish) (Entered: 03/16/2012)

03/23/2012 161 RESPONSE re 160 Substantive legal issues - addressing filed by Douglas L. Becker, James T. Brady, John R. Collins, Constellation Energy Group, Inc., James R. Curtiss, Kenneth W. Defontes, Jr, Freeman A. Hrabowski, III, Nancy Lampton, Robert J. Lawless, Lynn M. Martin, Mayo A. Shattuck, III, Michael D. Sullivan. (Bishop, Brant) (Entered: 03/23/2012)

03/28/2012 162 MEMORANDUM. Signed by Judge Catherine C. Blake on 3/28/12. (dass, Deputy Clerk) (Entered: 03/28/2012)

03/28/2012 163 ORDER denying 138 Motion for leave to file amended complaint; granting 146 Motion to Seal; setting deadline for counsel to provide proposals for further proceedings in this case. Signed by Judge Catherine C. Blake on 3/28/12. (dass, Deputy Clerk) (Entered: 03/28/2012)

04/11/2012 164 MOTION to Certify Class by Ironworkers St. Louis District Council Pension Fund Responses due by 4/30/2012 (Attachments: # 1 Memorandum of Law in Support of Motion for Class Certification, # 2 Appendix of Authority, # 3 Declaration of Aelish M. Baig, # 4 Exhibit 1, # 5 Exhibit 2, # 6 Exhibit 3, # 7 Exhibit 4, # 8 Declaration of Lead Plaintiff Ironworkers St. Louis District Council Pension Fund, # 9 Exhibit A, # 10 Text of Proposed Order)(Baig, Aelish) (Entered: 04/11/2012)

04/23/2012 165 Correspondence re: STIPULATION AND [PROPOSED] AMENDED SCHEDULING ORDER (Attachments: # 1 Text of Proposed Order)(Baig, Aelish) (Entered: 04/23/2012)

04/25/2012 166 PAPERLESS ORDER APPROVING 165 Stipulated Amended Scheduling Order. A status report is due September 20, 2012. Signed by Judge Catherine C. Blake on April 25, 2012. (Blake, Catherine) (Entered: 04/25/2012)

06/06/2012 167 RESPONSE in Opposition re 164 MOTION to Certify Class filed by Douglas L. Becker, James T. Brady, John R. Collins, Constellation Energy Group, Inc., James R. Curtiss, Kenneth W. Defontes, Jr, Freeman A. Hrabowski, III, Nancy Lampton, Robert J. Lawless, Lynn M. Martin, Mayo A. Shattuck, III, E. Follin Smith, Michael D. Sullivan. Replies due by 6/25/2012. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Bishop, Brant) (Entered: 06/06/2012)

06/06/2012 168 RESPONSE in Opposition re 164 MOTION to Certify Class filed by Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC, Wachovia Capital Markets, LLC. Replies due by 6/25/2012. (Isenman, Michael) (Entered: 06/06/2012)

06/07/2012 169 Correspondence re: Courtesy Copies of the Underwriter Defendants' Memorandum of Law in Opposition to the Lead Plaintiff's Motion for Class Certification (Dulka, Mary) (Entered: 06/07/2012)

07/02/2012 170 Correspondence re: Staying the Action Pending Mediation (Attachments: # 1 Text of Proposed Order Stipulation and [Proposed] Order Staying the Action Pending Mediation)(Baig, Aelish) (Entered: 07/02/2012)

07/05/2012 171 ORDER denying without prejudice 164 Motion for class certification to refiling if mediation is not successful; staying case pending mediation; setting deadline for status report. Signed by Judge Catherine C. Blake on 7/5/12. (dass, Deputy Clerk) (Entered: 07/05/2012)

07/05/2012 Set Deadlines: Status Report due by 9/20/2012. (dass, Deputy Clerk) (Entered: 07/05/2012)

09/20/2012 172 Correspondence re: Status Report (Landis, Jeffrey) (Entered: 09/20/2012)

09/21/2012 173 PAPERLESS ORDER Approving [document no. 172] status report. Updated status reports due November 5, 2012. Signed by Judge Catherine C. Blake on September 21, 2012. (Blake, Catherine) (Entered: 09/21/2012)


11/07/2012 175 PAPERLESS ORDER Approving [No. 174] status report. The stay is extended, and an updated status report is due December 5, 2012. Signed by Judge Catherine C. Blake on November 7, 2012. (Blake, Catherine) (Entered: 11/07/2012)


01/09/2013 177 PAPERLESS Correspondence to counsel: An updated status report is requested by January 25, 2013. (Blake, Catherine) (Entered: 01/09/2013)

01/25/2013

178 Correspondence re: Status Report (Landis, Jeffrey) (Entered: 01/25/2013)

02/28/2013

179 Correspondence re: Status Report (Landis, Jeffrey) (Entered: 02/28/2013)

03/01/2013 180 PAPERLESS ORDER APPROVING 179 Status Report; a further Status Report is due March 15, 2013. Signed by Judge Catherine C. Blake on March 1, 2013. (Blake, Catherine) (Entered: 03/01/2013)


03/22/2013 182 MOTION for Settlement and Memorandum in Support of Unopposed Motion for Preliminary Approval of Settlement by Ironworkers St. Louis District Council Pension Fund Responses due by 4/8/2013 (Attachments: # 1 Stipulation of Settlement, # 2 Text of Proposed Order)(Rosenfeld, David) (Entered: 03/22/2013)

04/09/2013 183 PAPERLESS Correspondence to counsel: A conference call has been set for April 22, 2013 at 5:00 p.m. to discuss preliminary approval of the settlement. It is requested that plaintiffs' counsel initiate this call. Thank you. (Blake, Catherine) (Entered: 04/09/2013)

04/17/2013 184 PAPERLESS Correspondence to counsel: Due an unforeseen conflict, the April 22, 2013 conference call is rescheduled for May 1, 2013 at 9:30 a.m. It is again requested

that plaintiffs' counsel make arrangements for this call. Thank you. (Blake, Catherine) (Entered: 04/17/2013)

05/07/2013 185 Correspondence re: Amending Proposed Order Preliminarily Approving Settlement (Attachments: # 1 Text of Proposed Order)(Baig, Aelish) (Entered: 05/07/2013)

05/08/2013 186 ORDER preliminarily approving settlment, conditionally certifying a class for purposes of settlement, and providing for notice. Signed by Judge Catherine C. Blake on 5/8/13. (dass, Deputy Clerk) (Entered: 05/09/2013)

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