U.S. Design Patents: The Path To Meaningful and ...€¦ · 11-cv-01846 (C.D. Cal) Apple D‘087...

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1 U.S. Design Patents: U.S. Design Patents: The Path To Meaningful and Sustainable The Path To Meaningful and Sustainable Protection Protection Christopher V. Carani, Esq. Partner McAndrews, Held & Malloy, Ltd. [email protected] © 2011 Christopher V. Carani [email protected] November 16, 2011 Santiago, Chile

Transcript of U.S. Design Patents: The Path To Meaningful and ...€¦ · 11-cv-01846 (C.D. Cal) Apple D‘087...

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U.S. Design Patents: U.S. Design Patents:

The Path To Meaningful and Sustainable The Path To Meaningful and Sustainable

ProtectionProtectionChristopher V. Carani, Esq.

Partner

McAndrews, Held & Malloy, Ltd.

[email protected]

© 2011 Christopher V. [email protected]

November 16, 2011

Santiago, Chile

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© 2011 Christopher V. [email protected] 2

Focus: U.S. Intellectual Property

1. Patents

2. Trademarks

3. Copyright

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© 2011 Christopher V. [email protected] 3

Focus: U.S. Intellectual Property

1. Patents

• Utility Patents

• Design Patents**

2. Trademarks (names, logos, etc.)

• Trade Dress

3. Copyright

• Visual Art Copyright

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© 2011 Christopher V. [email protected] 4

3 Ways to Protect Appearance in U.S.

Trade Dress Copyright

Design Patent**

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© 2011 Christopher V. [email protected] 5

1)1) Design Patent Design Patent EnforcementEnforcement

2)2) Design Patent Design Patent ProtectionProtection

A) FundamentalsA) Fundamentals

B) Path to Meaningful ProtectionB) Path to Meaningful Protection

TODAYTODAY’’S DISCUSSIONS DISCUSSION

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© 2011 Christopher V. [email protected] 6

Design Patent Enforcement

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Gorham v. White, 81 U.S. 511 (1871)

Gorham’s

Patented DesignWhite’s

Accused Design

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© 2011 Christopher V. [email protected] 8

Infringement –Ordinary Observer Test

IF…“in the eye of an ordinary observer, giving such attention as a purchaser usually gives, two designs

are substantially the same, if the resemblance is

such as to deceive such an observer, inducing him to purchase one supposing it to be the other,

the first one patented is infringed by the other.”

Gorham Co. v. White, 81 U.S. 511, 528 (1871) (emphasis added)

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© 2011 Christopher V. [email protected] 9

Gorham v. White, 81 U.S. 511 (1871)

Gorham’s

Patented DesignWhite’s

Accused Design

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© 2011 Christopher V. [email protected] 10

Gorham v. White, 81 U.S. 511 (1871)

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Gorham v. White, 81 U.S. 511 (1871)

Gorham’s

Patented DesignWhite’s

Accused Design

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© 2011 Christopher V. [email protected] 12

Egyptian Goddess, Inc. v. Swisa,543 F.3d 665 (Fed. Cir. 2008) (en banc)

INFRINGEMENT

Gorham’s

Patented DesignWhite’s

Accused Design

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© 2011 Christopher V. [email protected] 13

Egyptian Goddess, Inc. v. Swisa,543 F.3d 665 (Fed. Cir. 2008) (en banc)

Gorham’s

Patented DesignWhite’s

Accused DesignPrior Art

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© 2011 Christopher V. [email protected] 14

Design Patent Prosecution

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© 2011 Christopher V. [email protected] 15

Utility Patent vs. Design Patents

U.S. Patent No. 7,070,349

The way it WORKS….

Utility Patent

The way it LOOKS….

U.S. Patent No. D559,842

Design Patent

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© 2011 Christopher V. [email protected] 16

Design Patents Protect

Overall appearance of an article of manufacture

• Shape

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© 2011 Christopher V. [email protected] 17

Design Patents Protect

Overall appearance of an article of manufacture

• Shape

• Surface ornamentation

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© 2011 Christopher V. [email protected] 18

Design Patents Protect

Overall appearance of an article of manufacture

• Shape

• Surface ornamentation

• Color

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© 2011 Christopher V. [email protected] 19

Design Patents: Hard Facts

• Only one claim per design patent

• Duration: 14 years from issuance

• No Maintenance Fees!

• Filing to Issuance 9-12 month avg.

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© 2011 Christopher V. [email protected] 20

Rocket Docket

• Request to Expedite “Rocket Docket”

• 37 C.F.R. � 1.155

• Seasonal Goods

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© 2011 Christopher V. [email protected] 21

Design Patent Requirements

To qualify for a design patent, the design must be:

• Novel (� 102) (1-year bar date applies)

• Non-obvious (� 103)

• Ornamental (� 171)

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© 2011 Christopher V. [email protected] 22

ORNAMENTAL? Yes!

TEST: Are there any design choices? Or is the design

purely dictated by its function?

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Ornamental?

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Alternative designs

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© 2011 Christopher V. [email protected] 25

Example of Design Patent Held to be Invalid

NO “DESIGN” – Why? To fit into the key hole, this is the way the blade must lookBest Lock Corp. v. Ilco Unican Corp., 94 F.3d 1563 (Fed.Cir. 1997)

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© 2011 Christopher V. [email protected] 26

Basic Layout of a Design Patent

• Title

• Claim

• Specification

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© 2011 Christopher V. [email protected] 27

The figures are the claim.“Property Line”

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© 2011 Christopher V. [email protected] 28

4 WAYS TO INCREASE SCOPEVALUE OF DESIGN PATENTS

1. Broken Lines (“Dotted Lines”)

2. Indeterminate Break Lines

3. Multiple Embodiments

4. Multiple Applications

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© 2011 Christopher V. [email protected] 29

1. Broken Lines (“Dotted Lines”)

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© 2011 Christopher V. [email protected] 30

Adding Scope, Adding Value –Dotted Line Practice

Disclaim

design of

legs

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© 2011 Christopher V. [email protected] 31

Adding Scope, Adding Value –Dotted Line Practice

DISCLAIM

HARDWARE

Microsoft Webcam, US Patent D647,937

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© 2011 Christopher V. [email protected] 32

Adding Scope, Adding Value –Dotted Line Practice

D601335

“Dotted lines form no part of the

claimed design.”

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© 2011 Christopher V. [email protected] 33

Adding Scope, Adding Value –Dotted Line Practice

Low-cut Version Mid-cut Version

Generic Design Patent Claim

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© 2011 Christopher V. [email protected] 34

2. INDETERMINATE

BREAK LINES

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© 2011 Christopher V. [email protected] 35

Adding Scope, Adding Value –Indeterminate Length

Relative Width of Structure

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© 2011 Christopher V. [email protected] 36

Adding Scope, Adding Value –Indeterminate Length

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© 2011 Christopher V. [email protected] 37

Adding Scope, Adding Value –Indeterminate Length

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© 2011 Christopher V. [email protected] 38

Adding Scope, Adding Value –Indeterminate Radial Expansion

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© 2011 Christopher V. [email protected] 39

Adding Scope, Adding Value –Indeterminate Radial Expansion

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© 2011 Christopher V. [email protected] 40

3. MULTIPLE EMBODIMENTS

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© 2011 Christopher V. [email protected] 41

Adding Scope, Adding Value –Multiple Embodiments

One Application, One Claim – Two Embodiments

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© 2011 Christopher V. [email protected] 42

Adding Scope, Adding Value –Multiple Embodiments

First Embodiment Second Embodiment

One Application, One Claim – But Two Embodiments

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© 2011 Christopher V. [email protected] 43

Adding Scope, Adding Value –Multiple Embodiments

First

Embodiment

Second

Embodiment

Third

Embodiment

Fourth

Embodiment

One Application – Four Embodiments

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© 2011 Christopher V. [email protected] 44

4. MULTIPLE APPLICATIONS

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© 2011 Christopher V. [email protected] 45

Multiple Applications –Maximize Coverage

Des. 287,301

“SHOE UPPER”

Des. 284,420

“SHOE SOLE”

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© 2011 Christopher V. [email protected] 46

Multiple Applications –Maximize Coverage

Des. D647,933

“ELECTRONIC

CAMERA”

Des. D647,946

“SUPPORT FOR

ELECTRONIC

CAMERA”

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© 2011 Christopher V. [email protected] 47

Multiple Applications –Maximize Coverage

D548,744

(entire device)

D562,348

(screen, no click wheel)

D562,847

(no screen, click wheel)

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Combination of all -Synergistic effect

(1) Dotted Lines, (2) Indeterminate break

lines, (3) multiple embodiments(4) Multiple application

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Battle Royale…

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US D593,087 (6 embodiments)

Apple Inc. v. Samsung Electronics11-cv-01846 (C.D. Cal)

Apple D‘087

Embodiment 5

Apple D‘087

Embodiment 6

Apple D‘087

Embodiment 4

Apple D‘087

Embodiment 3

Apple D‘087

Embodiment 2

Apple D‘087

Embodiment 1

Embodiment Speaker Screen Border Home Button

1 Unclaimed Unclaimed Claimed

2 Unclaimed Claimed Unclaimed

3 Claimed Unclaimed Unclaimed

4 Unclaimed Claimed Claimed

5 Claimed Unclaimed Claimed

6 Claimed Claimed Unclaimed

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© 2011 Christopher V. [email protected] 51

US D593,087 Samsung Galaxy S 4G

Apple Inc. v. Samsung Electronics11-cv-01846 (C.D. Cal)

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© 2011 Christopher V. [email protected] 52

35 U.S.C. �112“Indefiniteness”

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35 U.S.C. 112“Indefiniteness”

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35 U.S.C. 112“Indefiniteness”

Convex?

Concave?

Flat?

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© 2011 Christopher V. [email protected] 55

35 U.S.C. 112“Indefiniteness”

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© 2011 Christopher V. [email protected] 56

35 U.S.C. 112“Indefiniteness”

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THANK YOU!

Christopher Carani, Esq. is a shareholder at the intellectual property law firm of McAndrews, Held & Malloy, Ltd. based in Chicago, Illinois. The focus of Mr. Carani's practice centers on Design Law, which covers design patents, trade dress, and 3D copyrights. He is a nationally recognized in this field, having litigated numerous disputes, lectured and published extensively, counseled clients on a wide range of strategic design protection and enforcement issues, and served as consultant and expert witness in design law cases. He currently chairs the Industrial Design Committee of the American Bar Association (“ABA”). In Egyptian Goddess, he authored amicus briefs on behalf of the AIPLA at both the petition and en banc stages. He also authored amicus briefs for AIPLA in Richardson v. Stanley and Lawman v. Winner.

Christopher V. Carani, Esq.ShareholderMcANDREWS HELD & MALLOY LTD.500 West Madison St., Suite 3400Chicago Illinois 60661(Tel) 312 775 8000(Fax) 312 775 [email protected]