UNITED NATIONS

FINANCIALFINANCIAL SITUATIONSITUATION

11 October 2011

Angela KaneUnder-Secretary-General for Management

Key Components(US$ millions)

1

    31 December 2010 5 October 2011

Assessments Regular budget 2,166 2,415

Peacekeeping 9,671 7,433

Tribunals 256 286

  Capital Master Plan 341 341

Unpaid assessments Regular budget 351 867

Peacekeeping 2,461 3,304

Tribunals 27 56

  Capital Master Plan 22 88

Key Components

* Not including reserve accounts

(US$ millions)

2

31 December 201031 December 2010(Actual)(Actual)

31 December 201131 December 2011(Estimates)(Estimates)

Cash on handCash on hand Regular budget*Regular budget*

412 412 244 244

Peacekeeping*Peacekeeping* 3,0883,088 3,0833,083

TribunalsTribunals 88 88 129 129

Capital Master Plan*Capital Master Plan* 858858 861 861

Estimated level of debt Estimated level of debt owed to Member Statesowed to Member States for peacekeepingfor peacekeeping 539539 448448

Regular Budget – Financial Position(US$ millions)

3

2010 2011 Difference

Prior year’s balance* 335 351 16

Assessments 2,166 2,415 249

Payments received 1,715 1,899 184

Unpaid assessments 786** 867*** 81

* As at 1 January** As at 5 October 2010 *** As at 5 October 2011

Number of Member States paying in full their Regular Budget Assessments at Year-End

4

131121131

124

140 139 140 145 136 137

0

20

40

60

80

100

120

140

160

2002 2003 2004 2005 2006 2007 2008 2009 2010 2011

Including Member States owing less than $100 *Compared to 119 Member States as at 5 October 2010

*

Fully Paid for Regular Budget Assessments* at 5 October 2011: 131 Member States**

5*Including Member States owing less than $100

AfghanistanAlbaniaAlgeriaAndorraAntigua and BarbudaArmeniaAustraliaAustriaAzerbaijanBahamasBelgiumBhutanBolivia (Plurinational State of)Bosnia and HerzegovinaBotswanaBrazilBrunei DarussalamBulgariaBurkina FasoBurundiCanadaCape VerdeChileChinaCongoCosta RicaCote d’IvoireCroatia

CubaCyprusCzech RepublicDemocratic People's Republic of KoreaDemocratic Republic of CongoDenmarkDjiboutiDominican RepublicEcuadorEgyptEl SalvadorEritreaEstoniaFinlandFranceGeorgiaGermanyGhanaGreeceGuatemalaGuineaGuyanaHondurasHungaryIcelandIndia

IndonesiaIraqIrelandIsraelItalyJapanJordanKazakhstanKenyaKuwaitKyrgyzstanLao People's Democratic RepublicLatviaLiechtensteinLithuaniaLuxembourgMalawiMalaysiaMaliMaltaMauritaniaMauritiusMonacoMongoliaMontenegroMoroccoMyanmar

NamibiaNepalNetherlands New ZealandNicaraguaNigerNigeriaNorwayOmanPakistanPanamaParaguayPhilippinesPolandQatarRepublic of KoreaRepublic of MoldovaRomaniaRussian FederationRwandaSaint Kitts and NevisSaint Vincent and GrenadinesSamoaSan MarinoSaudi ArabiaSenegal Serbia

Sierra LeoneSingapore SlovakiaSloveniaSouth AfricaSri LankaSurinameSwedenSwitzerlandTajikistanThailandTogoTunisiaTurkeyTurkmenistanTuvaluUkraineUnited Arab EmiratesUnited Kingdom of Great Britain and Northern IrelandUnited Republic of TanzaniaUzbekistanZambiaZimbabwe

**Compared to 119 Member States as at 5 October 2010

Regular Budget AssessmentsOutstanding at 5 October 2011

(US$ millions)

6

Outstanding Amount

United States 758

Mexico 40

Spain 19

Venezuela 11

57 Other Member States 39

Total 867

Regular Budget Cash Position (Actual)

31 December 201031 December 2010 5 October 20115 October 2011

Regular BudgetRegular Budget 412412 179179

Working Capital FundWorking Capital Fund 150150 150150

Special AccountSpecial Account 251251 255255

Combined General FundCombined General Fund 813813 584584

7

(US$ millions)

Regular Budget Cash Position*Actual and projected figures for Regular Budget for 2010 – 2011**

(US $

mill

ions

)

8

* Does not include balances in Working Capital Fund and Special Account** Estimates for October – December 2011

-100

0

100

200

300

400

500

600

700

800

900

1000

1100

1200

Peacekeeping – Financial Position at 5 October 2011

(US$ millions)

9

Outstanding assessments at 31 December 2010 2,461

Assessments during 2011* 7,433

Total 9,894

Payments/Credits received during 20116,590

Outstanding assessments at 5 October 2011 3,304

* Including assessment for $474 million for UNIFIL issued on 16 September 2011

Unpaid Peacekeeping Assessments(US$ millions)

10

Member State Outstanding Member State Outstanding

Japan 654United States 431United Kingdom ` 307Spain 293France 194Ukraine 140Republic of Korea 139Italy 129Greece 102Others 802

Total 3,191

5 October 2010 5 October 2011

Japan 648Spain 490United States 405Italy 251 United Kingdom 174Republic of Korea 168Ukraine 140China 121Greece 117Others 790

Total 3,304

Fully Paid all peacekeeping assessments* due and payable at 5 October 2011:

17 Member States**

AustraliaCanada

Cote d’ IvoireEstoniaFinland

Germany IcelandIreland

LiechtensteinMonaco

NetherlandsNew Zealand

Saint Kitts and NevisSingaporeSwedenSwitzerlandThailand

* Including Member States owing less than $100 11** Compared to 11 Member States as at 5 October 2010

(US$ millions)

Peacekeeping Cash at 5 October 2011

TOTAL $4,281 million

12

Closed Missions, 314

Peacekeeping Reserve Fund, 143

Active Missions, 3,824

(US$ millions)

Projected Peacekeeping Cash at 31 December 2011

TOTAL $3,223 million

13

Active Missions,

2,767

Peacekeeping Reserve Fund,

140

Closed Missions, 316

Closed Peacekeeping Missions Projected Cash at End of 2011

CLOSED MISSIONS

$316 million

Less: $263 millionLess: $263 million

for liabilitiesfor liabilities

$53 million$53 millionremaining

14

Amounts Owed for Troops/Formed-Police Units Amounts Owed for Troops/Formed-Police Units and Contingent Owned Equipment for 2010 - 2011and Contingent Owned Equipment for 2010 - 2011

15* Reference A/65/715. table 12 (updated figures)

Actual 2010*Actual 2010* Projected 2011Projected 2011

1 January1 January 787787 539539

New obligationsNew obligations 1,9931,993 2,0572,057

Payments toPayments toMember StatesMember States (2,240)(2,240) (2,148)(2,148)

31 December31 December 539539 448 448

(US$ millions)

16

Projected 2011 Debt SituationProjected 2011 Debt Situation

• Increase in new obligations compared to 2010 is primarily due to Increase in new obligations compared to 2010 is primarily due to the one-time the one-time supplemental payment to Troop Contributing Countries (TCCs) supplemental payment to Troop Contributing Countries (TCCs) and deployment of and deployment of military contingent to UNISFA.military contingent to UNISFA.

• Payments for troop/Formed Police Unit (FPU) costs and Contingent Owned Payments for troop/Formed Police Unit (FPU) costs and Contingent Owned Equipment (COE) are current up to August 2011 and June 2011 respectively for Equipment (COE) are current up to August 2011 and June 2011 respectively for most missions.most missions.

• Payments for COE/SS (Self Sustainment) claims are contingent on the timely Payments for COE/SS (Self Sustainment) claims are contingent on the timely finalization of MOUs and subsequent certification of claims. finalization of MOUs and subsequent certification of claims. As of October 2011, out As of October 2011, out of 345 MOUs, 23 (6.7%) are yet to be finalized.of 345 MOUs, 23 (6.7%) are yet to be finalized.

• After the recent payment of $617 million to TCCs and PCCs (Police Contributing After the recent payment of $617 million to TCCs and PCCs (Police Contributing Countries) made in October 2011, the amount owed as at 11 October 2011 Countries) made in October 2011, the amount owed as at 11 October 2011 is is $598 $598 million.million.

17

Pakistan, 63

India, 52

Bangladesh, 52

United States, 34

The Arab Republic of Egypt, 33

Nigeria, 30

South Africa, 27 Brazil, 19

71 other member states, 288

Amounts Owed to Troop and Police Contributing Amounts Owed to Troop and Police Contributing Countries as at 11 October 2011Countries as at 11 October 2011

TOTAL 598 million

79 Member States

(US$ millions)

International Tribunals – Financial Position

* Including Member States owing less than $100 18

5 October2010

5 October2011

Member States paid in full* 88 93

Member States with amounts outstanding to one or both tribunals

104 99

Payments received ($ millions) 242 257

Unpaid assessments ($ millions) 50 56

Fully Paid for Tribunal Assessments*at 5 October 2011: 93 Member States**

19

AlgeriaAndorraAntigua and BarbudaArgentinaAustraliaAustriaAzerbaijanBahamasBelgiumBelizeBosnia and HerzegovinaBrazilBrunei DarussalamBulgariaBurkina FasoCanadaChinaCosta RicaCote d’IvoireCroatiaCubaCyprusCzech RepublicDemocratic People'sRepublic of Korea

Democratic Republic of Congo DenmarkEcuadorEgyptEl SalvadorEritreaEstoniaFinlandFranceGeorgiaGermanyGhanaGuineaGuyanaHondurasHungaryIcelandIndiaIraqIrelandIsraelItalyJapan

KazakhstanKuwaitLatviaLiechtensteinLuxembourgMalawiMexicoMonacoMontenegroMyanmarNepalNetherlandsNew ZealandNicaraguaNigerNigeriaNorwayOmanPanamaPhilippinesPolandRepublic of KoreaRepublic of MoldovaRomania

Russian FederationSaint Kitts and NevisSamoaSan Marino Saudi ArabiaSenegalSerbiaSingaporeSlovakiaSloveniaSouth AfricaSwedenSwitzerlandSyrian Arab RepublicTajikistanThailandTurkeyTurkmenistanUkraineUnited Kingdom of Great Britain and Northern IrelandUnited Republic of TanzaniaUzbekistan

*Including Member States owing less than $100

**Compared to 88 Member States as at 5 October 2010

Unpaid Tribunal Assessments as at 5 October 2011(US$ millions)

* 5 October 2011 20

$ million

3025

51

3426

37

27

56*

0

20

40

60

80

100

2004 2005 2006 2007 2008 2009 2010 2011

101 Member States

International Tribunals Amounts Outstanding at 5 October 2011

21

United States 36

Indonesia 3

Spain 3

Greece 2

United Arab Emirates 2

96 Other Member States 10

Total 56

(US$ millions)

International Tribunals Cash Position Actual and projected figures for Tribunals for 2010 – 2011*

(US $

mill

ions

)

22

*Estimates October – December 2011

-40

-20

0

20

40

60

80

100

120

140

160

180

200

220

240

DEC.

09

JAN.

FEB.

MAR

.AP

RIL

MAY

JUNE

JULY

AUG.

SEPT

.OC

T.NO

V.DE

C. 1

0JA

N.FE

B.M

AR.

APRI

LM

AYJU

NEJU

LYAU

G.SE

PT.

OCT.

NOV.

DEC.

11

Capital Master Plan (CMP)

23

*Not Including payments to the Working Capital Reserve Fund.

881,7811,869Subtotal

484

1,524 257

1,528 341

2003-20102011

Outstanding

Payments as at 5 October

2011* Assessments

(US$ millions)

Capital Master Plan Cash Position*Actual and projected figures for CMP Fund for 2010 – 2011**

(US $

mill

ions

)

24

* Does not include balances in Working Capital Reserve** Estimates for October – December 2011

0

100

200

300

400

500

600

700

800

900

1000

1100

25

Fully Paid for Capital Master Plan Due and Payable* as at 5 October 2011: 124 Member States**

25

Fully Paid for Capital Master Plan Due and Payable* as at 5 October 2011: 124 Member States**

25

LatviaLibyan Arab JamahiriyaLiechtensteinLithuania LuxembourgMadagascarMalawiMalaysiaMaliMaltaMauritiusMexicoMonacoMongoliaMontenegroMozambiqueMyanmarNamibiaNetherlandsNew ZealandNicaraguaNigerNigeriaNorwayOmanPanamaPhilippinesPolandQatarRepublic of KoreaRepublic of MoldovaRomaniaRussian Federation

Saint Kitts and NevisSamoaSan MarinoSaudi ArabiaSenegalSerbiaSingaporeSlovakia SloveniaSouth AfricaSri LankaSurinameSwedenSwitzerlandTajikistanThailandTogoTrinidad and TobagoTurkeyTurkmenistanUgandaUkraineUnited Kingdom of Great Britain and Northern IrelandUnited Republic of TanzaniaUruguayUzbekistan Venezuela (Bolivarian Republic of)ZambiaZimbabwe

AlbaniaAlgeriaAndorraAntigua and BarbudaArgentinaArmeniaAustraliaAustriaAzerbaijanBahamasBelarusBelgiumBelizeBhutanBosnia and HerzegovinaBotswanaBrazilBrunei DarussalamBulgariaBurkina FasoCanadaChileChinaCongoCosta RicaCote d’IvoireCroatiaCubaCyprusCzech Republic Democratic People's Republic of KoreaDemocratic Republic of CongoDenmark

DjiboutiEcuadorEgyptEritreaEstoniaFinlandFranceGeorgiaGermanyGhanaGreeceGrenadaGuatemalaGuineaGuyanaHaitiHondurasHungaryIcelandIndonesiaIraqIrelandIsraelItalyJapanJordanKazakhstanKiribatiLao People's Democratic Republic

* Including Member States owing less than $100 ** Compared to 113 Member States as at 11 October 2010

All Assessments Due and Payable at 11 October 2011 Paid in Full*:

18 Member States**

26* Including Member States owing less than $100 ** Compared to 12 Member States as at 11 October 2010

LiechtensteinMonacoNetherlandsNew ZealandSaint Kitts and NevisSingaporeSwedenSwitzerlandThailand

AustraliaCanadaCote d’ IvoireEstoniaFinlandGermanyIcelandIrelandLatvia

CONCLUSIONS

Financial indicators for 2011 show improvement in some areas, despite the current global financial climate.

Cash positions are projected to be positive at year-end for all funds, although the final outcome is dependent on last quarter contributions.

Debt to Member States is projected to decrease to $448 million at the end of 2011, compared to the $539 million at the end of 2010.

Unpaid assessments reflect increased levels compared to last year for all categories, but the number of Member States meeting their obligations in full is also higher than last year.

18 Member States had paid in full for all categories as at 10 October 2011, compared to 12 Member States last year.

Unpaid assessments continue to be concentrated for all categories; however, for peacekeeping operations, there continues to be improvement.

In order to maintain the financial health of the Organization, it remains as critical as ever for Member States to meet their financial obligations to the United Nations in full and on time.

27