Unidimensionality Reading AbMty Working Memory
Transcript of Unidimensionality Reading AbMty Working Memory
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation of Teacher of English, KATE
Unidimensionality of Reading AbMty and Working Memory
Capacity: Implications for L2 Reading Tests
SHIZUKA [rletsuhito
eukushima National Conege of Technology>
ABSTRAcr
This paper reviews the literature and integrates the findings in divisibilityfidentifiability of L1
and L2 reading skills, and presents a hypothesis cenceTning L2 reading tests. Whether reading
ability can be broken dow'n into component skiils is an issue which has long divided reading
researchers. Review of the literature reveals what can be almost termed a chaos of results.
However, if we distinguish between Psycholag:'cal and Psyehemetrie unidimensionality, the
apparcntly conflicting results could converge nicely into a clear picture. That is, reading ability
could be 'considered
PsychalogicxzUy rnultidimensiQnal but rwhamstricxiU7 unidimensional. It may
follow that at least fbr measurernent purposes, it is not too umeasonable to treat reading as a
unidimensional traiL
What underlies this vinual unidimensionality of reading abiliry rnight be the fact that different
levels of reading processes draw on the same cognitive resource, namely, working memory
capacity. The capacity theory of comprehension proposed by Just and Carpenter (1992) provides a
plausible account for this unidimensionality in the psychometric sense. Since one's working
memory capaciry is a function of hislher lower-order processing eMciency in their ffarnework, one
hypothesis for L2 reading tests would be that for the purpose ef revealing individual diffeiences in
overall reading ability, we may well coneenttate on measuring the Teader's lower-order precessing
ethciency.
1. INTRODUCTION
The current practice among English teachers, materials writers, and test constructors of talking
about, trying to develop, and attempting to measure `reading
ski11s' separately--such as the ski11
of understanding the details of the content accurately, as opposed to that of grasping the gist of a
discourse, etc.--is implicitly based on the view that there exist separately teachable and testable
reading ski11s, i.e. the view that reading is a multi-divisible trait. However, if this is not the case,
namely. if reading can not be 1rroken down into separable ski11s, then such a practice would not be
-65-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation of Teacher of English, KATE
justifiabte, This is an issue which has long puzzled and continues to puzzle reading researchers,
Review of the literatuie be!ow seems to reyeal alrnost uninterpretably confusing results.
2. Ll FACTOR ANALYTIC STVDIES
One of the first factor analytic study of Ll reading comprehension was conducted by Davis
(1941, reported in Davis 1968). Analyzing the scores of 9 subtests, he conclUded that 5 fbetors
were distinguishable, but that word knowledge and reasoning in reading accounted for virtually al1
of the variance of comprehension. However, Thurstone (1946) reanalyzed Davis' (1941) data and
concluded that one cornmon factor adequately accounted for the data.
Denick (1953) attempted but fai1ed to discern (a) the ability to answer fat tual questions, (b) theability to read-between-the-lines, and (c) the ahility to evaluate logical soundness and rhetcxrical
effectiveness, ffom the test scores of 457 fieshmen at Chicago Junior College.
Hunt (1957, reported in Davis 1968) reported that, in his test, only the vocabulary items were
measuring a skill in comprehension that was significantly different ffom the other items. This
implied that reading comprehension involved two ski!ls: word knewledge and paragraphcotnprehension.
Davis' (1968) claimed that he had succeeded in distinguishing the fo11owing five factors frdm
his data of 988 twelfth graders: (1) recalling word meanings, (2) drawing inferences from theconteng (3) finding answers to questions asked explicitly or merely in pasaphrase in the content, (4)recognizing a writer's purpose, atritude, tone, and rnood, and (5) fo11owing the structure of a
passage.
This finding by Davis was challenged by 'Miorndike
(1971), who presented the results of a
components analysis of Davis' (1968) data. He showed that the non-chance variance in the sets of
eight tests could be cempletely accounted for by threc factors, the first factor accounting fOr more
than 93 percent of the variance. Ms paper emphasized the importance of the first factor in tests of
reading cornprehension, which he believed to be largely a measure of reasoning.
A stilt further refbotorization of Davis' data was made by Spearritt (1972). Tbe resuks indicated
that four skills of (1) recalling word meanings, (2) drawing inferences from the content, (3)recognizing a wTiter's purpose, auitude, tone, and mood, (4) following the structure of a passago,were separately distinguishable skilis. However, Spearritt stressed that `although
certain
comprehension subski11s can be differentiated, present types of reading comprehension tests, . .
1argely measure one dasic ability' (p. 1 10).
Tlie confusion around the interptetation of Dayis' data seems to have been somewhat mediated
by Andrich & Godftey (1978-9), who did not rely on factor analysis. Applying Rasch analysis to
the scores of 188 9th to 13th graders in Austraiia, they concluded:
on the one hand, at what might be termed a inacro-level analysis, Davis' test provides
-66-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation of Teacher of English, KATE
a measure ef a unitary trait On the other hand, at what might be terrned a micrv-level
analysis, it appears to measure 4 major ski11s. (p.199)
Lunzer et al. (1979) attempted to devise reading comprehension tests aimed at assessing primary
school children's abilities to understand text at different levels ef comprehension. They
administered four separate tests designed to measure the foliowing separate skills: (1) word
meaning (2) words in context (3) literal comptehension (4) drawing inferences from single strings
(5) drawing inferences from multiple snings (6) interpretation of metapher (7) finding salient ormain ideas, and (8) formingjudgements. However, their fhctor analysis fai1ed to find evidence for
the separabildy of such skills, the single fhctor accounting for 81 percent of the tota1 varianoe. Ihis
1ed them to conclude that `one must reject the hypothesis that the several tasks llsed in tests of
reading comprehension call on distinct ski11s which can he differentially assessect and taught' (p.S9) and that
`individnal differences in reading...reflect only one general aptitude: this being the
pupil's abiliry and willingriess to reflect on whatever it is he is reading' (p. 64).
Zwick (1987) lent another suppert for single trait hypothesis. She assessed the dimensionality of
reading data collected in the 1983-84 NAEP (National Assessment of Educatiet)al Rogtess) survey
in the United States and concluded that `overall,.it is not unreasonable to treat the data as
ilnidimensional.'(p.306).
Carver (1992) investigated the fhctors measured by several standardized reading comprehension
tests adrninistered to over 3oo students in (hades 3-8 and to 64 college students. Four different
factor analyses of these data consistently res"lted in a single fhctor - which Carver interpreted as
Efficiency Level fhctor - in case of elementary and junior high school subjects, and in two factors -
which he temied Accuracy Level factor and Rate Level factor - when the subjects were college
students. Carver has concluded that the most important fat tor involved in tests that measure reading
cornprehension is efficiency level, which includes the ability to read fdst.
Rost (1993) analyut reading compsehension scores of 220 second graders who were learning to
read. Factor analyses yielded either one hroad fhctor, `general
reading comprehension' accounting
for 8S% of the nonchance variance, or, at most two fbctors `vocahulary'
accounting rotated for
55% of the reliable variance and `inferential
reading' accounting fbr 36%. Based on these findings,
Rost (1993: 89) concluded that `(a)dministering
several tests (or subtests) fot the assessment of
reading cemprehension subskills may be a waste of time.'
3. L2 EACTOR ANALYTIC STUDIES
In 1970s, much research was done to test John Oller's `Unitary
Competence Hypothesis'(UCH),
i.e., a hypothesis that language ability could not be broken down into such component parts as
speaking ability, reading ability, ete. Although the hypothesis was eyentually shown to be false
(Oller 1983; Hughes & Porter 1983), the rejoction of the hypothesis that 1anguage is a unitary ski11
would not necessarily imply the Tejection of the hypothesis that reading is a unitary ski11, which
-67-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation of Teacher of English, KATE
concerns us in the psesent paper. [hus, from three studies (Hinofotis 1976, Anderson 1976, Oller &
Perkins 1978) on UCH, those parts related to reading ski11s are reviewed below.
Hinofods (1976, reported in Oller 1979) investigated the pattern of relationships among the
various parts of the placement test used at Center fbr English as a Second Language at Carbondale,
nlinois, the TOEFL, the five subscales on the Foteign Service Institute Oral Interview, plus a cloze
test, Part of the results indicated no eyidence fbr separable components in reading. Similar result
was obtained by Anders`?n (1976, reported in Oller 1979).
Oller (1979) reports an earlier study (Oller & Perkins 1978), in which three kmds of reading test
data were factor analyzed to a principal components solution and then to a varimax solution.
wneTeas the loadings on the general fhctor accounted for 47% of the total avai1able variance, the
interpreted leadings on the four fhctor rotated solution only accounted for an additional 6% (for atota1 of 53%). [his indicated that the indivisibility bypothesis was to be preferred.
Jafarpur (1987) developed a short-context test (SCI) and investigated if it measured different
traits than other traditional reading tests. The data 1ed Jafarpur to adqpt threc ftctor solutions and to
conclude that SCT is factorially different fivm the cloze procedure or traditional reading tests.
However, this interpretation by Jafarpur could be open to question since the first fat tor accounts ftrr
87% of the total variance in the tests, the second for 8.9% and the third for 4.2%. Exarnining
Jafarpur's data, Hateh & Lazaraton (1991: 495-496) argries that `(firom
the eigenvalues, it appears
that the tests are unidimensional'.
Negishi (1996) examined tbe perfbrmarrce by a t(rtal of 460 EFL students in Japan on the tests of
reading in the roEFL and the Cambridge FCE test. Using recently developed technique of fu11
information ftctor analysis (Bock, Gibbons, & Muraki 1985), he succeeded in extracting several
discemible fhctors from his data. However, he concludes that `(i)n any event, the number of rt ading
traits that the current L2 rertding tests are able to discern is much more resnicted than traditionallists of L2 reacling ski11s or L2 reading test spocifications suggest' (p.139).
4. L2 IDENTIFIABILITY STUDIES
The research reyiewed so fhr has been concemed whether statistically distinguishable ski11s
could be extracted ffom reading test scores. There has also been a somewhat different strand of
research which could be terrned `identifiability
studies'. These studies have mainly investigated to
what extent we can agree tihat a test item is mcasuring the specific ski11(s) that it claims to measure.
In their review of recent L2 reading research, Williams & Moran (1989: 223) note that although
whether reading is a single holistic prvcess or whether it consists of a number of component ski11s
remains unresolved, materials abound which claim to promote different reading skills and
strategies. One study that seems to have promoted such an approach is the work of John Munby
(1978). A!though his extensive list of language `microskills'
has been strongly criticized for being
subjective (Davies 1981; Mead 1982), its impact on subsequent syllabus design, materials writing,
.asm
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation of Teacher of English, KATE
and test construction has been considerable (e.g., Grellet, 1981; Yalden, 1987; Heaton 1988),
It was Alderson & Lukmani (1989) who triggeTed the debate over the validlry of subski11s
taxonomy, such as Munby's, in relation to L2 testing, In their study, teachers at Lancaster
University were presented with a reading test used at Bombay University and re(luired to rate the
items as tests of 'lower',
`middle'
or `higher'
order abilities. In 27 out of 41 items, there was little
agreernent on the levels being tested. in addition, for approximately the same number of iterns .
judges disagreed considerably over the ski11s being tested. Alderson & Lukrnani argued that `one
must surely begin to question whether definably separate or different levels do exist' (p.264).
Alderson (1990a) was an attempt to replicate Alderson & Lukmani (1989) with a mere carefu11y
researched test. Again, in most cases there was little agreement between judges. From the results of
these two stildies, Nderson (1990a: 436) has concluded that `(e)ven
if tbere are separable ski11s in
the reading process which one could identify by a rational process of analysis of one's own reading
behavior, it appears to be extrernely dirncult if not impossibie to isolate them for the sake of testing
or research'.
Alderson's (1990a) above claims were strengly eriticized by Weir, Hughes, & Porter (1990).T hcy pointed out that Alderson's methodology was defective in that no evidence was given that his
judges had had any experience in the task they had to do, they had been given no training, and the
terrns `High'
and `Low'
had been insufficiently defirred.
Lumley (1993) made ari attempt to sort out this dispute by using a much more carefu11y defined
skitl taxenomy and trained judges. He investigated the level of agreernent shown by a gtvup of five
experienced ESL teachers on the identification of selected reading ski11s with particular iteTris in a
reading test. Contrary to Al(lerson & Lukmani (1989) and Alderson (1990a), fo11owing diseussion
and definition of terms,. almost complete agreement was reached between the raters for ail items.
Thus it seems to haye been shown thatjudges are able to agree on what an item is testing if they
are trained using a well-defined taxonomy. Nevemhcless, the implications of this finding are not
very clear; the fact that judges can agree what an item is testing may not guaraiitee that the item
does test the ski11 when actually attempted by an examinee, It might be even possible that what
skill(s) an itern elicits varies from one test taker from another (Alderson & Lukmani 1989;
Alderson 1990b). As a matter of fhct, Negishi (1996) has shown that although we can agree, to
some extent on what a reading test item is testing, based on test specifications, the trait(s) that will
actually be tapped by a reading test item cannot be predicted from test specifications.
5. INTEGRATION OF TIIE FINDINGS
Having reviewed quantitative and qualitative studies in L1 and L2 on reading ski11s divisibility,
it seems in order at this point to attempt an integration of the findings. The fo11owing
summarization seems possible:
(1) Three or more ski11s could be distinguished occasionally (Davis, 1941, ] 968; Spearritt 1972;
-69-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation ofTeacher of English, KATE
Andrich and Godftey 1978-9; Negishi 1996), but
(2) Most of the variance could be accounted for by word knewledge and reasoning (Davis 1941,
1968; Hunt 1957; Spearritt 1972 , Rost 1993).
(3) Often Qne generul factor emerged to the extent that reading seemed a unitary skill (Thurstone
1946; Denick 1953; Tliorndike 1971; Andrich and Godfrey 1978-9; Lunzer 1979; Zwick
1987; Carver 1992; Rost 1993; Hinofotis 1976; Anderso: 1976; Oller & Perkins 1978;
Jafarpur 1987),
This sumarization, which at first sight rniglrt appear to be nothing more thafi a mixed bag,
could be rephrased as that a ski11 like reading is multidimensional and unldimensional at the same
time. How can this be?
A test is cal1ed unidimensional when `only
one ability or trait is neoessary to "explain" or
"account!'
for examinee perfbrmance' (Harnbleton & Swaminathan 19g5: 16). This does not imply
that performance on the items is due to a single psychological psocess. As long as al1 the iterns
function in unison - that is, the perfbrmance on each itern is affected by the same processes and in
the sarne form - unidimensionality will hold (Tl]{midike 1982; Bejar 1983, both cited in Baker
1989).
However, as Baker (1989) notes, the concept of unidimensionality has tended to be confused
with psychological simplicity (e.g., Canale 1986). With the intent of solving such
rnisunderstandings, Henning (1992) has suggested distinguishing between Psycholagt'catunidimensionality and Psycbot)retrib unidimensionaliry. According to Henning,
`(p)sychological
unidimensionality in a test impiies that the test scores are intended to be interpreted as refiective of
the extent of the presence of some known unitary psyeboIogical construct or trait' (p. 2), wlrereas`psychometric
unidimensionality can be present when the test measures a vaTiety of correlated
underlying psychological dmenslons ( p.3). McNamara (1991; 1996) rnakes the same distinction.
This distinction seems suitable when we attempt to interpret the above `mixed
bag'
summarization, There is no doubt whatsoever that reading is a complex ski11 consisting of multiple
cognitive activities, e,g., word Tecognition, lexical access, parsing, proposition construction,
discourse-level integration, etc, In this psychological sense, reading skill should he considerd multi-
dimensional arKl rnulti-divisible, But at the same time, it seems also true that those various skills in
rmy cases tend to act in unisop, as if one unitary ski11 to the extent that they form a virtually single
measurement (limension. Thus in this psychomeuic sense, reading tends to be unidimensional and .unltary.
[lhere are two irnportarit features of unidimensionality in the psychomeuic sense that should be
pointed out here. One is that it is a sample-dependent concept (Hambleton & Swaminathan 1985;
Henning 1992). Thus, although in most of samples researched to date psychometricunidirnensionality has been observed, it should be possible to find a sarnple in which reading is
psychometrically multi-dimertsional. The other characteristics is that unidimensionality is not a
catesorical concept but should rather be considered as one end of a continuum (Henning 1992;
-70-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation of Teacher of English, KATE
Chei & Bachnan 1992; Blais & Laurier 1995) Thus one may talk about one test being more
unidirnensional than another or one sample, e.g. adult native speakers, good readers, etc., showing
more unidimensional perfOrTmance than another sarnple, e.g., non-native speakers, poor readers,
children, ete.
The view that reading is a psychologically multidimensional but psychometricallyunidimensional ski11 seems consistent with observadons by cognitive psycbologists. Downing &Leong (l982:t4-18) list 21 major generalizations about the acquisition of skills, the first two of
which are:
1. The perfbrTnance o £ any skill involves a highly cornplex pattern of behavior,
2, A ski11ed perfbrmer executes this complex pattern smoothly, without faltering.
As a conclusion, it seems that reading, which psychologically could be broken down intocomponcnts, tends to be psychornenically a unitary process. So for measurement purposes, it would
not seem too unreasonable to treat it as a single construct.
6. WORKING MEMORY CAPACITY
We have noted that reading ski11s appear to `function
in unison' (Bejar 1983: 31). This
phenomenon could be well aocounted for if we assume a common cognitive factor that affects all
the levels of ski11s (Just & Carpenter 1992). A current the(rry of L1 reading seems to indicate that
this factor might be working mernory. Working mernory
'is an information processing construct
which has processing and storage functions that compete for a limited capacity (Baddeley & Hitch,
1974; Case, 1978; Daneman & Carpenter 1980; Danernan 1987; Rayner and Pol!atsek 1989; Just
and Carpenter 1992). It can be considered a flexible workspace whose limited capacity can be
allocated to either storage or processing.
It was Baddeley and Hiteh (Baddely and Hitch 1974; Hitch & Baddely 1976) who first proposedthe concept of working memory as an alternative to traditional short-term memory concept, which
had storage function only (Atkinson and Shifltin, 1968, 1971; Posner and Rossman, 1965; Waugh
and Norman, 1965, all reported in Daneman 1987). Building on their work, Daneman and
Carpenter (l980) (tevised a test with heavy processing and storage demands to measure the trade-
off between proeessing and storage functions of working memory. The working memory capacity
as measured in this test - reading span - correlated with threc reading comprehension measuros,
including verbal SM (lying between ,S and .6) and tests involving imt renieyal foetween .7 and .9)
and pronominal reference. Also, it was found that subjects with 1arger spans were better at
abstracting a theme ffom a written or spoken narrative passage. Encovraged by these findings, M,
A. Just, P. A. Carpenter and their co-workers have (teveloped a comprehensive theory of !eading
comprehension with working memory as one of its key concepts (Daneman & Carpenter 1980,
1983; Carpenter & Just 1986, 1989; Just & Carpenter 1980, 1987,1992; Daneman 1987; King &
-71-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation of Teacher of English, KATE
Jllst 1991, MacDonald, Just, & Carpenter 1992).
According to Just & Carpenter (1992), while working memory plays a central role in al1 forTn$
of complex thinking, its fimction in language eomprehension is especially evident. Cornprehension
entails ptocessing a sequence of symbols perceived and storing their partial and final products over
time. At lexical level, a reader must be ahle to quickly retrieye the eaclier representation of earlier
words and phraFes in a sentence to integrate tirem to later words and phrases. Storage demands also
occur at discourse-level. The reader must store the theme of the text, the propositions from
preceding sentenoes, cte.
Since storage and processing draw on the same capacity, they affect each othgr. In this
framework, `capacity' of working memory can be expressed as the maximum amount of activation
available to support either storage or processing. When the total amount of activation available to
the system is exceeded by the sum of activation needed for storage and that required for the
ongoing processing, both the activation used for maintenance and the activation allotted for
processing will be scaled back proportionately, Thus, the larger the capacity, the better the
comprehenslon task will be executed.
rt should be peinted out that in this context the capacity of working memory and processing
efficiency are. as it were, two sides of the same coin. By interfering with storage, the inefficient
processes of the poor reader will be functionally equiyalent to a smaller storage capacity (Danemanan(l Carpenter 1983: 562). In other words, indivldual differences reside in the trade-off between the
processing and storage functions, with the rnajer source of individual differenoes residing in the
processing component (Danernan 1987: 61). If prQcessing is more efficienL it wi11 take up less of
the cabacity, 1eaving mere resource for storage and for highcr order cornputation. If prooessing is
less ethcient, it will take llp more of the limited capacity, leaving less resource for storage and for
higher order computation. This means that the preceding relevant infbrmation cannot be retained in
working memory or that little resource can be allocated to higher order computation like
integration, or both, In either case, there would be no way successfu1 comprehension would take
place.
7. EMPIRICAL EVIDENCE
The above theory has considerable empirical support in case of Ll readers. It has been shown
that readers with larger working rnemory capacities can rnore readily recover from
misiinterpretations caused by `garden
path' sentences, i.e., sentences that are characteristically
misinterpreted on their first reading, either as a result of the syntactic structure or as a result of a
lexical ambiguiry (Daneman & Carpemer 1983). Larger capacity readers have also been shown to
better process complex syntactic structures (King & Just 199t) and arnbiguous syntactic structures
(MacDonald, Just & Carpenter 1992), make better use of pragrriatic cues on syntactic processing
(Just & Carpentcr 1992), than those with smaller capacities. At discourse level, 1arger capacity
readers can more successfully find an antecedent for a pronoun, better abstract a theme from a
-72-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation of Teacher of English, KATE
passage Oarieman & Carpenter l980), and more easily integrate infbrmatien over distances in atext (Yuill, Oakhill & Parkin, reported in Just & Carpenter 1992),
Differences in working rnemory capacity or processing efficiency are implied in several age-
related differences as well. The decline in language perfbrmance in the elderly Ll readers has been
shown yo fbcus on scntences whose syntax makes 1arge demands on working memory (Kemper1986). Comprehension differences between younger and okler children mainly seem to reside in
their understanding of implicit informadon rather than in explicit information (Paris & Upton 1976;
Pais & Lindauer 1976, reported in Mitchell 1982). Since developmenta1 research suggests that
children have much slower and less ethcient proeesses (Case, 1978; Chi, 1976; Huttenlocher &
Burke 1976, reported in Daneman & Carpenter l980), this finding could be interpreted as
indicating that ptocessing inefficiency may lead to less ability to work out implied meanings. It has
been also shown that young readers seem to put much less effort into the prooess of organizing and
linking the sentences in a text than adults do (Mitchel; 19g4), which could be taken to mean that
processing inethciency may also mean less ability to integtate information. Older adults (6S-79years of age) show relatively greater deficits than do younger aduks when they must make an
inference that requires integrating infoTmation across sentences (Cohen 1979). This result was not
interpreted as indicating a loss of inferential reasoning ahility per se, but as sbowing that it is a
vulnerable stage of comprehension which tends to drop out when total ptocessing demands exceed .capac1ty.
8. HYPOTHESIS CONCERNING L2 REAI)ING TESTS
Although the theory of capacity constrained comprehension was originally developed in Ll
reading,contexq what the theory predicts would happen and what evidence has shown does happen
with less efficient L1 readers would also seem a plausible account fct what is often observed with
many L2 readers. The fo11owing statement by an L2 reader (Berman 1984: 143) could be
considered expressing difficulty processing one whole sentence due to overloaded working
memory:
`I
was so busy working on this part of the sentence, I forgot it was connected with something
else.'
Perkins & Brutten (1992: 72-3) comment that their own wark indicates that second language
readers' memory span is tco little to be able to psoccss aiKl to recall large quantity of text. Pafan
(1994) reports a finding by Tajika (1990) that readers chose inappropriate cultura1 schemata when
reading in L2 but were able to avoid that when reading the same text in Ll. This could be acase
where dealing with L2 specific problems took up more of their working memory that thcre was not
sufficient cognitive resources left for appropriate higher order operation to take place, In other
words, insufficient processing ethciency may have prevented their desirable Ll reading strategy -
-73-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation ofTeacher of English, KATE
activation of appropriate schemata in this case - to be transferTed to L2 reading. My own experience
also indicates many L2 readers often fhil to make generalizations of to draw inferenoes fVvm the
materials they read. It would not seem reasonable to assume that they 1ack generalization or
inference ability perse since they seem to be much better at such operations when reading in their
L1. What seems to be happening is that those readers are devoting too much capacity to proeessingthe incoming words to be engaged in higher order processing. Borrowing Clarke's (1980: 206)
expression, `1imited
control over the language "short circuits" the good reader's system, causing
himther to revert to poor reader strategies when confVonted with a dirncult or confusing task in the
second1anguage'.
There is strong indication that what enables Ll reading strategies and acquired cognitive
abilities to be transferred to L2 reading is threshold level of L2 ahility (Cummins 1976; Clarke
1979; Alderson 1984). The implication, then, would be that individual differences in L2 reading
ability may essentially exist in lower order processing efficiency rather than in higher orderabilities. 111is woula lead us to hypothesize that ineasuring L2 specific ability - lower order ski11s -
is an ethcient way 6f predich'ng overall L2 reading proficiency because a rz ader's lower erder ski11s
wou{d tell us also about the extent to which she is likely to be able to execute higher or(ler ski11s or
cognitive ability when reading in L2. Whether this hypothesis is empincally supported remains to
be investigated in the future.
BIBLIOGRAPHY
Alderson, J. 1984. Reading in a foreign langtiage: a reading prvblern or a language preblem? In
Alderson, J. C & Unguhart, A. H. (Eds,) Ruting in. a Fbreigpi Latrgucrge. Harlow: Longrnan.
Alderson. J. C. 1990a. Testing reading ccFmprehension ski11s (Part one), Reeding in a Forelgri
la,rguage 6.2. pp. 425-438.
Alderson, J. C. 1990b. Tlesting reading compTehension skills (Part two).Getting students to talk
ahout taking a reading test (a pilot study). Retiding in a Foreigti Lt ngutrge 7, 1. pp. 465-503.Alderson, J. C. & Lukmani, Y. 1989, Cognition and reading: cognitive levels as embodied in test
questions. Readiqg in a Foreigv: Ltitrguage 5,2. pp. 2S3-270.
Anderson, J. 1976. ilsJTholitrguistic Etpert'tnents in Foreign Latrguqge 7lasting. Santa Lucia,
Queensland, Australia: University of Queensland Press.
Andrich, D. & Godffey. J. R. 197g-9. Hierarchies in the skills of Davis' Reading Comprehension
Test, Fonn D: An empirical investigation using a latent trait model. Reading Research
Qxarterty XIV. 2. pp. 1g2-2oo.
Atkinson, R. C., and Shifffin, R. M. 1968. Human memory; A proposed system and its control
ptocesscs. Ip Spence, K. W. and Spence, J. T. (Eds.). The 1 tsyehotqgy ofLeaming and
MbtitAats'on: Advances in Rescarch and 1heot), Vhl. 2. New Yotk: Academic Press.
-74-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation of Teacher of English, KATE
Atkinson, R. C., and Shiffrin, R. M. 1971. The control of short-term memory. Scientijic
Amert'aan 225. New Yotk: Academic Press, pp. 82-90.
Baddeley, A. D. and H{teh, G. 1974. Workirtg memory. In Bower, G. H, (Ed.) 71he Ibychology of
Lecrvting and Malithation. (Vol. g) San Diego, CA: Academic Press,
Baker, R. L. 1989. An investigation of the Rasch madel in its apPtication to foreign langucrge
pmfibientty testing. Unpublished doctoul dissenation, University ofMinburgh.
Bejar, L I. 1983. Achiet-etnent Testitrg: Recent Advatrces. Beverly Hills: Sage Publications,
Berman, R. A. 1984. Syntactic components of tbe FL reading process. In Alderson, J. C &
Unguhart, A. H. (Eds.), Rutitrg in a Fbreign Ltingvetage, Harlow: Longrnan.
Blais, J. and Laurier, M. D, 1995. The dmensionality of a placement test from several analytical
perspectives. Latrgutrge Testitrg 12. 1 , pp. 72-98.
Bock, R. D., Gibbons, R. D., and Muraki, E. 1985. FtiU-hVfOrmation Item Factot' Analysis O(RC
Report No,85-1 [Revised]). Chicago: }gational Opinion Research Center.
Canale, M. 1986. The promise and threat of computerized adaptiye assessment of reading
compreherision. In Stansfield, C. W. CEd.). 7;echttt)lttgy and Latrgut4ge 7;asting. Washington,
DC:Teachers of English to Speakers of Other Languages.
Carpenter, P. A. & Just, M. A. 1986. Cogniti-ve Processes in Reading. In Orasanu, J. Md.), Ruting
dmpahension: Fro"i Researth to P)rdw Hillsdale, NJ: Lawrence Erlbaum.
Carpenter, P. A. & Just, M. A. 1989. [[he role of working memory in 1anguage compreliension. In
Klahr, D. & Kotovsky, K. (Eds.), Cbmptex hofbr,nation Ptocwssi,rg: 11ie imPact ofHerbert A.
Simon. Hillsdale, NJ: Erlbaum.
Carver, R. P. 1992. wnat d'o standardized tests of reading comprehension measure in terms of
efficiency, accuracy,, and fate? Recuiing Research Qtearterly 27. 4. pp. 346-359.
Case, R, 1978. Inte11ectual develcrpment ffom birth to adulthood: A Neo-Piagetian interpretation. In
Seigler, R. (Ed.), C)iildrenls 11iinking VVhctt IlevefizPs? Hillsdale, N, J.: Lawrence Erlballm
Associates.
Chi, M. T. H. 1976. The short-term rnemory limitations in children: Capacity or processing
deficits? Memot y and thgnuton 4. pp. 559-580.
Choi, I. & Bachman, L. F. 1992. An investigation into the adequacy of three IRT models for data
ffom two EFL reading tests. hanguage 71astirg 9.1. pp. 51-78.
Clarke, M. A. 1979. Reading in Spanish and Engtish: Evidence from adult ESL students. languqge
Luarvsing29.pp.121-150.
Clark, M. A. 1980. The short circuit hypothesis of ESL reading-r when language competence
interferes with reading perfbrmance. MtNlervt Ltingv"rgefotcrvttal 64. pp. 203-2{}9,
-75-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation ofTeacher of English, KATE
Cohen, G. 1979. Language comprehension in old age. Cognutve 1ts),choLqgy l l. pp. 412-429.
Cummins, J. 1976. The infiuence of bilingualism on cognitive growth: a synthesis of research
findings and explanatory hypotheses. vabrking Rtpers on Bilinguatism 9. pp. 2-43.
Daneman, M. 1987. Reading and working rnemory. In Beech, J. R, & Colley, A. M. (Eds.).
Ciog7titive Aoprotrches to Reading. John Wiley & Sons: Chichester.
Daneman, M. & Carpenter, P. A. 1980. lndividual differences in working memory and reading,
Jbund of labcti Lcamingand Vlerb`ti Behavier 19. pp. 450466.
Daneman, M. & Carpenter, P. A. 1983. Individual differences in integrating information between
and wimin sentences.foetrnal ofEtperi'mental 1)bycholqgy: Letm:ing Metnot )t and Ct)gnition.
pp.561-584.
Davies, A. 1981. (Reyiew ofi Communicative Syllabus Design. 1;ESQL (?veelrterly 15. pp, 332-336.
Davis, E B. 1941. Fbentlamentalfoctors in cemPrehension in mading' . Unpublished docteral
dissertation; Harvard University.
Davis, F. B. 1968. Research in comprehension in reading. Reading Rescarch Qucirterly 3.4. pp. 499-545.
Denick C. 1953. ITiree tzspects ofretlding comptchension as masured by tests ofdute,ent le,rgtks.
Unpublished doetoral dissertation; University of Chicago.
Downing, J. and Leong, C, K. 1982. Rsychology of Reading. New York: Macmillan.
Grellet, F.1981. Developing Reading Skills: A Ptactical Guide to Reading Cemprehension
Ewvises. Cambridge: Carnbridge University Press.
Hambleton, R. K. and Swaminathan, H. 1985. netn Response lheoty: IVinciptes and 4aPliartions. Boston: Kluwer-Nijhoff
Heaton, J. B. 1988. varititrg' E)rgtish Lamp"rge 1lasts. New Edition. London: bongrnan,
Henning, G. 1992. Dimensionality and construct validity of language tests. Latrgmrge 11estitrg 9.1.
pp.1-11,
Hinofotis, F, A. B. 1976. An inthestigutibn ofthe concttrrerti thcdlddy of alate testing as a tncasure of
otigraU pm]Zcienc), in Eirglish as a secotid language. Unpublished doctoral dissertation, South
IllinoisUniversity.
Hiteh, G. J. and Baddeley, A. D. 1976. Verbal reasoning and working mernory. Quarterlylbtttvtat
ofEtper±'mental
Psphoklgy 28. pp, 603-62 1 .
Hughes, A. & Porter, D. (Eds.), 1983. Current Devel(rpments in Language 11estitrg, London:
Academic Press.
Hunt, L. C. 1957. Can we measure specific factors associated with reading comprehension?
Jlotcrnal ofliUtcaationtzl Rescarch S1. pp, 161-171.
Huttenlocher, J. & Butke. D. 1976. VVhy does memory span increase with age? Jbttf?tal of lerbtzl
-76-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation of Teacher of English, KATE
Lcarningand Verb`d Behavior 8. pp. 1-3 1.
Jafarpur, A. 1987. The short-context technique: an alternative fbr testing reading cornprehensien.
Leingwage Zesting 4.2. pp.193-220.
Just, M. A. & Carpenter, P. A. 1980, A theory of reading: ffom eye fixations to cemprehension.
Pb)ehategicat Rev:'etv 87,4. pp. 329-354,
inst, M. A. & Carpenter, P. A. 1987. 11he PlsyshtMagy ofRuting and in,rgutrge Co,npmhension.
Boston: Allyn & Bacon.
Jusu M. A. & Carpenter, P. A. 1992. A capacity theory of cornprehension: individual differences in
working memory. Psy¢hcilegictze Revlew 99.1. pp. 122-149.
Kemper, S. 1986. Imitation of complex syntactic constructions by elderly adults. APPtied
Asycholotinguistias 7. pp. 277-288.
King, J. & Just M. A, 1991. IndividuEl difiierences in syntactic processing: the role of working
memory. found ofMe,not y and Langutrge 30. pp. 586602.
Lumiey, T, 1993, The notion of subski11s in reading comprehension tests: 'an
EAP example.
Langvarge 71esti,rg 10.3. pp. 21 1-234.
Lunzer, E., Waite, M. & bolan, T. 1on9. Comprehension and comprelrension tests. ln Lunzer, E. &
Gardner, K. (Eds). 1)ie Etrutve tlse oflaeeding. London: Heinemann Educational Books.
MacDonald, M. C., Just, M. A. & Carpenter, P. A. 1992. Wcrrking memory constraints on the
processing of syntactic aTnbiguity. Ckrgn"iee twholclgy 24. pp. 56-98.
McNamara, T. 1991. Test dimensionality: IRT analysis of ari ESP listening test Ltingt"4ge 1;asting
82. pp. 139-159.
McNamara, T. 1996. Mcasun'ng Second Lt"rguage Pwforpnance. Essex: Addison Wesley bongman
Lrd.
Mead. R. 1982. Review of Munby, J. Cemmunicative Syllabus Design. 4Pptied Linguistic s 3.1 . pp.
7078.
Mitehelll, D. C. 1982. 17te P7acess ofRuting: A Ctrgnive Amztysis ofFlnent Ruting and Learning
to RutL Chichester: John Wiley & Sons.
Mitchell, D. C, 1984, An eyaluation ef subject-paced reading tasks and other methods for
investigating immediate process in reading. In Kieras, D.E. and Just, M. A. (Eds,). IVIew
Mbthads in Reading CbmPrehension Rescarch. Hillsdale, New Jersey: Lawrence Erlbaum
Associates.
Munby, J. 1978. Communicative S),Uabus Design. Cambridge: Cambridge University Press.
Negishi, M. 1996. 71he Latent 1hait Sbucture ofL2 Rcaditrg dntptelimtsibtt 11ests. Unpublished
doetoral dissertation, Centre for Applied Language Studies, University of Rcading.
Oller, J. W., Jr. 1979. Latrgmrge 11ests at thhool. London: Longrnan.
-77-
Kantokoshinetsu Association of Teacher of English, KATE
NII-Electronic Library Service
KantokoshinetsuAssociation ofTeacher of English, KATE
Oller, J. W., Jr. (Eds.) 1983. lsswes in Latrgucrge Tbstirrg Research. Rowley, Massachusetts:
Newbury House,
Oller, J. W. Jr. & Perkins, K. 1978. Levngutrge in ElaVeecation: 71asting the 11asts. Rgwly, Mass.:
Newbury House.
Paran, -A. 1994. Rutitrg Proaesses in a ,first atid a second latrgiqge: an on-line compan'son of
E)rgtish and Hleblew. Unpublished doctaral dissertatioru Ur!iversity of Reading.
Paris, S. G. & Lindauer, B. K 1976. The role of inference in children's comprehension and
merriory fbr sentences. C)tegnutve Ilsysholtagty 8. pp. 217-227.Paris, S. G. & Upton, L. R 1976. Children's mernory for inferential relationships in peose. Chua
Detheltipment 47. pp. 660-668.
Perkins, K. & Brutten, S. R. 1988. An item discriminability study of textually expllcit, textually
impliciL and scripta11y implicit question. RELCJbumal 19.2 pp.1-1 1 .
Posner, M. I. and Rossman, E 1965. Etfects of size and location of infbrmational transforms upon
short-term retention.Jburvtal ofE} ptrt'"iental Pk"et hology 70. pp. 496-50S.Rayner, K & PcSlatsek A, 1989. 11re Rspfichaltlgy ofRuting: Englewood Cliffs, N. J.: Prentice Hal1,Rosg D. H. t993. Assessing different components of reading comprehension: fact or fiction?
La,rgmrge 71asting 1O. 1. pp. 79-92.
Speanitg D. 1972. Identification of subski11s of reading cornprehension by maximum likclihood
factor artalysis. RecedingResueTrch Quarterly 8.1, pp, 92-11 1.
Tajika, M. 1990. EFL reading comprehension as an interactive ptocess. Paper presented at the 24th
msOL Convention, San Elrancisco, CA, March 6-IO 1990.
1horndike, R. L. 1971. Reading as reasoning. Address delivered to Division 15, Arnerican
Psychological Assoeiation, Washington D. C.
Tliorndike, R. L. 1982. Ecti)cational measurement: theory and practice. In Spearitt, D. (Ed.) 11he
imProvetnent of Mleasurement in Education and JFts)ichology. Hawthorn, Victoria: The
Australian Council fictr Educational Research.
Thurstone, L. L. 1946. Note on a reanalysis of Davis' resding tests. Pbychometnlha 1 1. pp. 185-188.Waugh, N. C. and NorTnan, D, A. 1965. Prirnary memory. Rs)-chologitzzt Review 72, pp. 89-104.Weir, C, J., Hughes, A. and Porter, D. 1990. Reading skills: hierarchies, implicational relationships
and identifiability. Reeditrg in a Fbtreigvt Latrgi"4ge 7. 1 . pp. 505-51O.Williams, E. & Moran, C. 1989. Reading in a foreign language at intennediate and advanced levels
with particular reference to English. Lzinguqge Tcaching 22.4. pp, 217-228.Yalden, J. 1987. AincsPles of Course Dest'gvt for Ltingwtrge 71eaching. Cambridge: Cambridge
University Press.
Yui11, N., Oakhill, J, & Parkin, A. 1990, Working memory, cornprehension ability afKl the resolution
of text anomaly. Unpublished Manuscript. University of Sussex. Brighton, East Sussex,
England.
Zwick, R. 1987. Assessing the dimensionality of NAEP reading data. fournal of Educational
Maczsurement 24, pp. 293-308.
-78-