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Urban Agriculture magazine  number 22 June 2009 3 www.ruaf.org Cities will th us con ti nue to f ace new a nd o ng oi ng chall enges in crea ting sufficien t employ ment; enhan cing foodsecurity;providingessentialservicessuchashousing, potablewater,sanitation,basichealthservicesandeduca- tion;planningandmaintaininggreenspaces;andmanag- ing urba n waste s and wast ewate r. Many innovations are alreadytakingplaceinurbanareastorespondtothesechal- lenges.InthepastfewissuesoftheUA-Magazinewehave highlightedthe multiplefunctions ofurban agriculture: the role it can pla y in inc rea sin g fo od sec uri ty , inc ome and employmentgeneration;buildingcommunitiesandsustain- ableenvironments; and inreliefandrehab ilitati on. In this issue,weexploreurbanagricultureanditsroleindeveloping urbanresilience. Disturbances, threats, and shocks Citiesaresocio-ecologicalsystemsthatcan,asaresultof rapidsocial,economicorenvironmentalchanges,disasters orconflicts,slipintoastateofchaos(TidballandKrasny, 2006). Long- term urba n susta inabil ity is chall enged by a numberofworldwidetrends,suchasrisingfoodandfuel pri ces , cli mat e cha nge and inc re asi ng scarci ty of wat er. Unstablemacro-economicandpoliticalsituationsornatural disastersaggravatethesedisturbances.Prioritisinginvest- men ts in cities can hel p to mitiga te the impacts of such dis tur bances in the short run and re duce ris ks in fut ur e. Well-targetedprogrammes,includingthoseinvolvingurban agriculture,canplayanimportantroleincushioningthe impacts for the urban poor during diff icult times (Bak er, 2008). Food priceshaveincreasedsharplyinrecentyears:thishas raisedseriousc oncernsaboutfoodan dnutrition,espe cially wit h regar d to the poor (IFP RI, 2008). Glo bal foo d pri ces incre ase d over 80 per cent in the per iod 2006-2008. Net food-importingcountriessuchasmostcountriesinAfrica havebeenhithardestbytheserisingprices.Althoughthe price sofmaincommodit ieshavecomedownin 2009, the Building Resilient Cities Urban growth is projected to increase significantly in the coming decades. The world’s urban popula- tion is expected to double from 3.3 billion in 2007 to 6.4 billion by 2050, and it is predicted that by 2030, 60 per cent of the world’s populatio n will live in cit- ies. Accompanying this urbanisation process is a phenomenon referred to as the “urbanisation of poverty”. Ravallion (2007) estimates that about one-quarter of the developing world’s poor live in urban areas, and this percentage is expected to increase to 50 per cent by 2035. Marielle Dubbeling Marcia Caton Campbell Femke Hoekstra René van Veenhuizen pricesofmostfooditemsarestillatleastdoublewhatthey werebeforethisincrease,andareanticipatedtoremainhigh overthemediumterm. Hig h fo od costs direct ly hit the household consumpti on budgetsofthepoorastheyarealmostallnetconsumers. Thissituationisaggravatedbythedirecteffectsofworsen- ingeconomiesand joblossesincities ,as wellastheindirect effectsofreducedremittancesandthepotentialforreduced donoraid.Itisestimatedthathighfoodandfuelpricesalone haveincreasedthenumberofextremelypoorintheworldby atleast100million(WorldBank,2008).Children,womenand elderlyareamongthemostvulnerablegroupsaffected.High foodand fuel prices resu lted in widesp read urba n socia l unrestlastyearin countries as diverseasHaiti, Mexico,Egypt, Morocco,BurkinaFaso,CameroonandIndonesia. Editorial Urban agriculture fits in the urban social ecological system Photo: Mario Gonzalez Novo

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Citieswillthuscontinuetofacenewandongoing

challenges in creating sufficient employment; enhancing

foodsecurity;providingessentialservicessuchashousing,

potablewater,sanitation,basichealthservicesandeduca-

tion;planningandmaintaininggreenspaces;andmanag-

ingurbanwastes andwastewater.Many innovations are

alreadytakingplaceinurbanareastorespondtothesechal-

lenges.InthepastfewissuesoftheUA-Magazinewehave

highlightedthemultiplefunctionsofurbanagriculture:the

role it can play in increasing food security, income andemploymentgeneration;buildingcommunitiesandsustain-

ableenvironments;and inreliefandrehabilitation.In this

issue,weexploreurbanagricultureanditsroleindeveloping

urbanresilience.

Disturbances, threats, and shocksCitiesaresocio-ecologicalsystemsthatcan,asaresultof

rapidsocial,economicorenvironmentalchanges,disasters

orconflicts,slipintoastateofchaos(TidballandKrasny,

2006). Long-termurban sustainability is challenged by a

numberofworldwidetrends,suchasrisingfoodandfuel

prices, climate change and increasing scarcity of water.

Unstablemacro-economicandpoliticalsituationsornaturaldisastersaggravatethesedisturbances.Prioritisinginvest-

mentsin cities can help tomitigatethe impactsofsuch

disturbances in the short run and reduce risksin future.

Well-targetedprogrammes,includingthoseinvolvingurban

agriculture,canplayanimportantroleincushioningthe

impacts for theurban poorduring difficult times (Baker,

2008).

Food priceshaveincreasedsharplyinrecentyears:thishas

raisedseriousconcernsaboutfoodandnutrition,especially

with regard to the poor (IFPRI, 2008). Global food prices

increasedover80per cent in the period 2006-2008. Netfood-importingcountries–suchasmostcountriesinAfrica

–havebeenhithardestbytheserisingprices.Althoughthe

pricesofmaincommoditieshavecomedownin2009,the

Building Resilient CitiesUrban growth is projected to increase significantly

in the coming decades. The world’s urban popula-

tion is expected to double from 3.3 billion in 2007 to

6.4 billion by 2050, and it is predicted that by 2030,

60 per cent of the world’s population will live in cit-

ies. Accompanying this urbanisation process is a

phenomenon referred to as the “urbanisation of 

poverty”. Ravallion (2007) estimates that about

one-quarter of the developing world’s poor live in

urban areas, and this percentage is expected to

increase to 50 per cent by 2035.

Marielle DubbelingMarcia Caton Campbell

Femke HoekstraRené van Veenhuizen

pricesofmostfooditemsarestillatleastdoublewhatthey

werebeforethisincrease,andareanticipatedtoremainhighoverthemediumterm.

High food costs directly hit the household consumption

budgetsofthepoorastheyarealmostallnetconsumers.

Thissituationisaggravatedbythedirecteffectsofworsen-

ingeconomiesandjoblossesincities,aswellastheindirect

effectsofreducedremittancesandthepotentialforreduced

donoraid.Itisestimatedthathighfoodandfuelpricesalone

haveincreasedthenumberofextremelypoorintheworldby

atleast100million(WorldBank,2008).Children,womenand

elderlyareamongthemostvulnerablegroupsaffected.High

foodand fuelprices resulted inwidespread urban socialunrestlastyearincountriesasdiverseasHaiti,Mexico,Egypt,

Morocco,BurkinaFaso,CameroonandIndonesia.

Editorial

Urban agriculture fits in the urban social ecological systemPhoto: Mario Gonzalez Novo

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Urban Agriculture magazine  • number 22 • June 2009

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Tackling the complex causes of the foodand agriculture

crisis requiresa comprehensiveapproach (IFPRI, 2008),at

international,nationaland local levels.Citizens invarious

countriesarevoicingconcernabouttheiraccesstofoodand

thevulnerabilityandsustainabilityoftheiragri-foodsystems

(Pollan,2006).Theyareincreasinglycallingforthecreation

ofaregionalurban-focusedfoodsystem(seethearticleson

pages34,41and43)andforsupporttosmallfarmersinrural

andurbanareas,inordertoincreaseavailabilityandaccess

offood.Amongthemanyexamplesofprogrammesfocused

onthebasicfoodneedsofthemostvulnerablepopulationis

the Garden for Life programme inNakuru, Kenya, which

encourages schools to produce their own food for their

schoolfeedingprogrammes(seepage30).

Climate change,whetherexperiencedinlonger-termshifts

orintheformofsuddendroughtsorhurricanes,addstothe

challengesfacedbycities.Itisnowrecognisedasoneofthe

most serious environmental, societal and economic chal-

lengesfacingtheworld(IPCC,2007).Manycitiesriskbecom-ing“disastertraps”thatarevulnerableto,amongotherpro-

blems, severe food supply shortages caused by floods,

droughtsorfrost thatreduceagriculturalproduction.The

increase of the world’s average temperature will lead to

drasticchangesinrainfallpatterns,withsignificantincreases

andmorefrequentfloodinginsomeareas,andsignificant

decreasesandmorefrequentdroughtsinothers(seethe

articlesonAustraliaonpage22andEcuadoronpage25).

Changing rainfall patternswillparticularly affectAfrican

countries.Iffarmerscontinuestandardfarmingpractices,

productivitycoulddeclinebetween10and25percentby2020(HerrenoftheMillenniumInstitute,atanIFADmeet-

ing in February 2009). Use of different crop varieties,

improvedproductionandwatermanagementaretherefore

advised.InUA-Magazineno.20wediscussedtheissueof

growing water scarcity and innovative solutions to this

problem,suchasmoreefficientwateruseanddecentralised

reuseofwastewater.Thecurrentissueupdatesresearchon

Hyderabad,whilearticlesonAustralia(page22)andTunis

(page48)discusswaterinthecontextofclimatechange.

Irrigatedagricultureisthemainwateruserinmanycoun-

Editorial

Cities and climate change: responding to

the urgent agenda

The5thUrbanResearchSymposiumtobeheldinMarseillein

June2009aimsatpushingforwardtheresearchagendaon

climatechangefromacity’sperspective.Thesymposiumis

structuredaroundfivebroadresearchclustersthatrepresentthemostrelevantissuesrelatedtoclimatechangefacedby

citiesandperiurbanareas.

- Science and Indicators of Climate Change and Related Impacts.

- Infrastructure, Built Environment, and Energy Efficiency.

- Role of Institutions, Governance, and Urban Planning.

- Incentive policies, Economics and Finance.

- Social Aspects of Climate Change.

Increasingly,citiesarerecognisedasmajorplayersinstriving

for“carbon-freeeconomicgrowth”,whiletheyareatthesame

timehelpingtheirpopulationsdealwithclimateuncertainty

andnaturaldisasters.Bypayinggreaterattentiontobuilding

codes, urban transportation, and urban form, cities are

expectedtocontributeincreasinglytoclimatechangemitiga-

tion,especiallyin developed countrieswhere citiesarethe

main source of greenhouse gas emissions. In developing

countries,thechallengeisexpectedtobemainlyontheadap-

tationfront.Oneofthemainentrypointsforengagingcities

on climate change is through disaster risk management,

specifically throughpolicies andincentivesthatarein the

pecuniaryinterestofcities.

Thepoorestsectionsofsocietyaremostvulnerabletoclimate

changeimpactsandextremeeventsbecausetheylackadap-

tivecapacityandresilience.Thesegroupsbearthegreatest

riskwhilehavingcontributedtheleasttotheproblem.This

raisesdifficultquestionsregardingequityandfinancingforadaptation,suchashowcitiesinlow-incomecountrieswith

alreadylimitedresourcescanprotecttheirmostvulnerable

populationsandobtainfinancialresourcestoinvestinadap-

tationmeasures. There is increasing urgency to get cities

involved,notonlyinapolitical contextbutalsoincontributing

tocutting-edgeresearchatthecityscale,definingpractical

solutionsforurbanandperiurbanareas,andworkingwith

decisionmakerstoensurethatthisresearchistranslatedinto

localpolicyoptions.

Thesymposiumisuniquebecauseitlooksatcitiesandperiur-

banareasascomplexinterlinkedsystems.Householdsand

firmsinteractandbenefitfromthecloseproximity,exchange

of ideas, and agglomeration economies typical of urbansettings.Economicdevelopmentoccursmostprominentlyin

cities,whichprovidelocalinteraction,suppliersupportand

criticalmass.Citiesareinterconnectedsystemsandsectorsin

whichpoliciesinonesectorimpactandinteractwithother

sectors.

Urbanagriculturecanplayacriticalroleinhelpingtheworld’s

urbanpoorbyprovidingapracticalsolutiontothefoodcrisis

intheshorterterm,andbyprovidingaclimatechangeadap-

tation mechanism in the longer term. This issue of the

UA-Magazineincludesselectedcontributionstothesympo-

siumthatdealwithurbanagriculture.Atthesymposium,a

sessionon “Managing the Urban Space: Urban Agriculture” willcoverresearchinseveralcitiesonhowurbanagriculture

can enhance adaptation, contribute to food security in a

changingclimate,andbeafactorinclimate-optimisedurban

development.For more information about the symposium see

www.urs2009.net/index.html (also on page 54).

www.ruaf.org

Urban agriculture can support human and social resilience

Photo: Urban Harvest

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tries,especiallyinaridandsemi-aridzoneslikeTunisia.Along

withmoreefficientagriculturalwateruse,theproductive

useofrecycledurbanwastewaterandtheuseofrainwater

havebeenidentifiedassustainablewaystoproducefoodfor

Tunisia’sgrowingcities.

Smallholdersandsubsistencefarmerswillalsobeseverely

affectedbecausetheyhavelesscapacity to adapt,whichwill

increasetheriskoffamine.Climatechangeisexpectedto

put49millionadditionalpeopleatriskofhungerby2020,

and 132 million by 2050 (www.ifad.org). In sub-Saharan

Africa,anadditional17to50millionpeoplecouldbeunder-

nourished in the second half of the century because of

climatechange.AMay2009GlobalHumanitarianForum

warnedthatclimatechangeisalready“seriouslyaffecting”

325millionpeople.Almosttwo-thirdsoftheworld’spopula-

tionisclassedas“vulnerable”toclimatechange,while500

millionareat“extremerisk.”AnOXFAMreportwarnsthat

thiscouldoverwhelmtheworld’scurrenthumanitarianaid

capacityandcallsforincreasedinvestmenttoreducerisk.

A two-prongedapproachofmitigationand adaptationis

beingcalledfor. Mitigationreferstolimitingtheeffectsof

climate change throughmeasures to significantly reduce

greenhousegasemissions.Mitigationisparticularlyimpor-

tantinthecitiesofdevelopedcountrieswherehighlevelsof

income are unfortunately associated with high levels of

greenhousegasemissions(seealsothearticleonpage22).

Citiesarethemagnetsofconsumptionandtheir“food-print”

accounts for the bulk of greenhouse gas emissions. The

currentfoodsysteminmanyindustrialisedcountriesuses

overfourtimesmoreenergyintheprocessofgettingfoodfromthefarmtotheplatethanisusedinthefarmingprac-

tice itself (Heinberg and Bomford, 2009). Many cities in

Europe and North America have initiated activities to

enhancethesustainabilityoftheirfoodsystems,including

thedevelopmentofurbanagriculture(Toronto,Vancouver,

ChicagoandLondonaregoodexam-

ples).

 Adaptation involvestakingstepsto

minimisethepredictedimpactsof

climate change. Highly localised

adaptation is particularly relevant

for low-income countries exposedto the consequences of rising sea

levels(i.e.,coastalcities),floodingor

droughts. Adaptation also means

ensuring that actions to reduce

climatechangerisksareintegrated

intotheeverydaypracticesofurban

planning,landuseregulation,water

management and infrastructure

investment.

It isespecially the ruralpoorwho

facehighrisksfromclimatechange,buttheincreasingconcentrationof

thepoorincitieshasresultedina

similarlyhighlevelofvulnerability.

The role of urban agriculture in building resilient cities

World Urban Forum

The RUAF Foundation, together with the Food and

  Agriculture Organization of the United Nations, the

International Development Research Centre, Urban

Harvest, the Chinese Urban Agriculture Association and

the Nanjing Agriculture and Forestry Bureau, organiseda session called “Urban and Periurban Agriculture for 

Resilient Cities (Green, Productive and Socially Inclusive)” 

during the World Urban Forum of UN Habitat from 3 to 7 

November 2008 in Nanjing, China. Proceedings have

been finalised and are available at the RUAF website.

Lessons learned were summarised as:

• The need for a regulatory framework on urban agri-

culture that facilitates the development of safe and

healthy urban agriculture.

• The importance of integrating urban agriculture into

the planning of the city of tomorrow.• The importance of action-based and action-oriented

policies, and (thus) of a participatory, multi-stake-

holder approach to policy making.

• The importance of linking municipal policies to central 

 government policies.

• The need to built capacity on urban agriculture and

related issues, by integrating it into the curricula of 

schools, technical colleges, and universities.

Managing the urban spacePhoto: Mario González Novo

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Editorial

Forinstance,over50percentofMumbai’sinhabitantslivein

slums,manyofwhicharelocatedonreclaimedswamplands

pronetoweathershocks.In2005,widespreadfloodinginthe

citycausedthedeathsofaround900people,mostofwhom

werekilledbylandslidesandbuildingcollapses.IntheUSA,

climate-relatedchallengesaredisproportionatelyborneby

low-income people of colour, creating an environmental

 justice problem of unprecedented scope (Hoerner et al.,

2008).Theinternationalaidcommunityunderlinestheneed

to integrate disaster risk mitigation and reduction, and

climatechangeadaptationwithinfoodaidandemergency

responses.Therehabilitationoffoodsystemsmustaddress

thevulnerabilityofpeopleandcitiestofoodinsecurity.

Resilient citiesAsillustratedabove,thereisagrowingawarenessthatthe

combinedeffectsofclimatechange,peakoil,therecentfood

crisis,rapidurbanisationandcontinuedpopulationgrowth

havethepotentialtounderminetheresilienceofourcities

andultimatelyrenderthecurrentfoodsystemunsustain-able.Increasinglytheimportanceofresilienceandthestrong

connection between resilience and the sustainability of

socio-ecological systems is recognised. Resilience is a

measureofahousehold,cityornation’sabilitytoabsorb

shocks and stresses. One could say that resilience is the

oppositeofvulnerability.

Associo-ecologicalsystems,resilientcitiesarecharacterised

byincreasedself-relianceandtheircapacitytomanageor

bouncebackfromstressordisastrousevents.Aresilientcity

can be imagined to have intensively developed transit

centresandcorridorsthatprovidemultipletransportationmodes,enablingallcitydwellerstowalk,bicycle,takebuses

oruserailorelectriccarstotraveltowork,shoppingand

leisureactivities. Alldevelopment incorporatesrenewable

energysources(solar,wind,biofuels)tothegreatestextent

possible. Suburbs are regenerated and greened through

participatorycommunitydesign(seeforinstancethearti-

clesonpages37and43).Urbanagricultureispromotedasa

more permanent feature in sustainable city planning.

Greateramountsofcarbonaresequesteredingreengrow-

ingspaces,whileurbanforestandgreenroofshelpreduceurbantemperatures(Newmanetal.,2008).

Mostacademicresearchinthisareafocuseson(1)environ-

Urban farming and household food

security

 A recent IWMI survey of 120 households engaged in back-

 yard gardening in Kumasi and Accra showed that 3-10 per 

cent gain some temporary commercial advantage from

this practice while 90-97 per cent use the gardens only for subsistence farming. The contribution of backyards to

household food security has been estimated in terms of 

the saved cost on food expenditures and direct income

 from sales. Due to the subsistence character of the gardens,

the cash income was not noteworthy, while the annually 

saved cost varied in general between 1 and 5 per cent of the

overall food expenditures, with the higher values (up to 10

per cent) being found among the lower wealth classes.

This confirms the result reported ten years ago by Maxwell 

et al. (2000) in their Accra study that even households

largely dependent on agriculture for their livelihood got only about 7-8 per cent of their total food from their own

production. However, although the numbers appear low,

all households valued the contribution highly. They 

considered the supplementary food supply and corre-

sponding reduction in household expenditures to be

significant. One reason for the discrepancy between the

quantitative survey and household perception is that 

every saving counts, even if it is small. Another reason is

that the majority of produced crops are heavy food items

(plantain and tubers), which constitute the main part of 

the local diet. The survey showed that typical backyards in

 Accra produced between 44-146 kg of cassava and 26-104

kg of plantain per year. Although these crops represent 

only a small part of the overall annual food expenditures,

they constitute a significant weight share (20-50 per cent)

of the annual household consumption of these two

commodities; and this is a significant benefit in terms of 

avoided head load, at least for women.

Pay Drechsel, Eric O. Sarpong, Lesley Hope; IWMI Africa

Corresponding author: [email protected]

Note: All data refer to “households with backyards” as we

tried to study the contribution of the gardens at house-

hold level. As not all households have backyards, the data

cannot be generalised for every household.

Farming on open spaces in A ccra though is mainly commercial.Photo: René van Veenhuizen

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The role of urban agriculture in building resilient cities

mentalresilience,(2)economicresilience,and(3)socialresil-

ience, in thatorder,with social resilience receivingscant

attention.TidballandKrasny(2006)contendthatapproachesthatintegratenatural,human,social,financialandphysical

capitalincities,andthatencompassdiversity,self-organisa-

tion,andadaptivelearningandmanagement,playakeyrole

in developingurban (community) resilience.They callfor

policymakersandresearcherstoactivelyinvolvecommunity

membersinintegratingurbanagriculture,greening,local

biodiversity monitoring and other similar activities that

buildurbanresilience.

The role of urban agricultureIffundamentalclimatechangemitigationandadaptation

goalsaretobemet,agricultureneedstobeincludedinthestrategiestobedeveloped(IFPRI,2009).Innovationsinurban

agriculture can play animportant role inmitigating the

impactsofclimatechange,andarealsoaneffectivetoolfor

adaptation.Urbanagricultureitselfischaracterisedbyinno-

vationandadaptationtospecificurbanneeds.Theseinnova-

tionsincludemicro-gardens,whichcan provideanemer-

gencyfoodsourceinthecontextofdisasterriskmanage-

ment;greenrooftops,whichrepresentabuiltenvironment

adaptation to climate change impacts; plantingof trees,

whichserveasgreen“lungs”contributingto improvedair

quality;andrainwaterharvestingsystems,whichcanhelp

lessentheeffectsofflooding.

Urbanagriculturecankeepenvironmentallysensitiveand

dangerousurbanlandsfrombeingusedforillegalresiden-

tialdevelopment(seethearticleonpage49).Itmitigatesthe

adverseeffectsontheurbanpooroffinancialandfoodcrises

through job creation; offersopportunities forsmall-scale

incomegeneration;increasesfoodsecurityandenablesself-

sufficiency;andimprovesnutritionandhealth.TheWorld

MeteorologicalOrganizationhassuggestedthatmoreurban

farmingshould take placeasa response to the ongoing

climatechangeandasawaytobuildmoreresilientcities

(WMOpressreleaseDecember7,2007).

Increasing food security 

Bygrowingfoodandraisinglivestock,theurbanpoorcan

improvetheiraccess tonutritious foodand enhance the

Does urban agriculture enhance dietary

diversity?Recent work by FAO analysed the importance of urban

agriculture for the urban poor and food insecure from a

comparative international perspective. The analysis used

the Rural Income-generating Activities (RIGA) database,

which brings together comparable, nationally represen-

tative household survey data for 15 developing or transi-

tion countries (http://www.fao.org/es/ESA/riga/english/ 

index_en.htm for details).

The results show that concerning the shares of income

  from agricultural activities there is a stark contrast 

between the African countries and other regions. Nigeria

stands out with over 50 per cent of the income of the

urban poorest quintile originating in agriculture, while

this rate was in the order of 20 per cent or somewhat 

higher in the other three African countries in the sample.

Outside Africa the numbers are much lower.

Concerning dietary diversity, which was measured based

on 13 food groups, and builds on the conceptual links

between household food security and participation in

urban agriculture, it was found that – after controlling for 

other factors – engagement in farming in urban areas

corresponds with greater dietary diversity (in 10 out of 

15 countries).

The results provide a fairly robust confirmation of earlier 

suggestions of city case studies, nutritional surveys, and

qualitative and anecdotal observations, that engage-

ment in farming by urban households can allow them to

consume better, more nutritious diets.

Text based on: Zezza, Alberto and Luca Tasciotti. 2008.

Does Urban Agriculture Enhance Dietary Diversity?

Empirical Evidence from a Sample of Developing Countries.

Food and Agriculture Organization (FAO). Draft (availableat ftp://ftp.fao.org/docrep/fao/011/aj304e/aj304e.pdf)

Corresponding author [email protected]

Food production at Roman Ridge, AccraPhoto: René van Veenhuizen

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Editorial

nutritionalqualityoftheirdiets.Formanycities,urbanagri-

cultureprovidesamajorshareofperishableproductslike

leafyvegetables,poultryanddairyproducts(vanVeenhuizen,

2007).Moreover,householdfoodexpensesarereduced,since

poorurbanhouseholdsspend60-80percentoftheirhouse-

holdbudgetsonfood,whileadditionalincomeisgenerated

throughthesaleofproducts.InZimbabwe,nationalfood

insecurityincreasedfrom24percentinNovember2006to

33percentinJanuary2009.Urbanagricultureprovidedfoodforthemostvulnerablepopulationsinandaroundcitieslike

HarareandBulawayo(seeUA-Magazineno.21).

Foodproductioncanbepromotedinandaroundhomes,by

applying“low-space, no-space” technologies in front-and

backyardsoronrooftops,onwindowssills,fences,etc.Urban

agriculturecanalsosupportthesustainablemanagement

ofgreenopenspaces,waterbodiesandrisk-pronelandand

otherlandnotsuitableforconstruction,e.g.,floodzones,

earthquake-pronezones,bufferzones(seepage20),steep

slopes(page25),roadsides,riverbanksandwaterharvesting

areas (while at the same time impeding flooding anderosion)byapplyingwell-adapted production techniques

andoptimisingproductiveandmulti-functionallanduse

(e.g.,“productiveparks”).Forexample,agrowingnumberof

Casablanca’scitizenscombinebuyingfreshvegetablesfrom

smallfarmerswithpicnickinginafield(seearticleon

page27).

Emergency food supply 

Urbanagriculturecanalsoensurefoodavailabilityduring

timesofnaturaldisasters,whentransportationandcommu-

nicationlinksmaybedisrupted,orintheeventthatsupplies

arecutoffduetoarmedconflictsorhighfuelprices.Thismay

beofincreasedimportanceascities,andtheirpoorerresi-

dentsinparticular,areaffectedbyvariousclimatechange

impacts.InSierraLeone,theresidentsofFreetownarestill

well aware of the importance of local farming (see

UA-Magazineno.21),asmanyofthemwouldhavestarved

duringthedecade-longcivilwarifthecityhadnotbecomea

breadbasket foritself.Recentresearch (Forkuor andCofie,

forthcoming) confirms that agricultural lands increased

duringthewar.

Employment and income generationEmployment and income-generating activities related to

urbanagriculturecanincludecommercialfoodandorna-

mentalplantproduction,developmentof smallagro-food

industries,marketingofagriculturalproducts,inputsupply,

andwasterecyclingenterprises.Suchmicro-enterprisesmay

beinitiatedbytheproducersthemselvesorbyothernon-

farming families and groups, especially by young unem-

ployedpersonsinthesamearea.Forexample,inVancouver,

the RichmondFarm Schoolwillsoonbe preparinganew

generationofurbanfarmerstoengageinandleadurban

agriculture enterprises, including production, processing,

addingvalue,distribution,marketingandsales(seepage41).AndinCharlottesville(seepage39),institutionsarelooking

foropportunitiestosourceahigherproportionoftheirfood

needs locally,which enables thecreationofmicro- enter-

prisestomeetthisdemand.

Maintaining green areas and buffer zones

Urbanagriculturecanalsohelptoimprovetheenvironment

and increase green buffers. Green spaces contribute to

economicandenergy savings, by improvingthemicrocli-

mateinacity(urbanvegetationcanhaveasignificantcool-

ingeffectduetodirectshadingandincreasesinevapo-tran-

spiration,andcanreducetheenergyconsumptionofbuild-

ings).Greenspacesalsohelpcontrolstormwaterflows(byincreasinginfiltration).

To create andmaintain riparian buffers, especiallygiven

possiblechangesinriverwatertables,severalcitieshave

decided toprotect the floodzone fromurbanisationand

maintainitasanattractivemultifunctionalareafor(peri)

urbanagriculture,natureandrecreation.Examplesinclude

Rosario,Argentina,Zwolle(intheNetherlands),andShanghai,

China(page20).Citieswhosefloodzonescannotbesuffi-

cientlyprotectedfromlegalorillegalhousingdevelopment

oftensuffertheconsequencesthroughflooding–asisthe

caseinPikine-Dakar,whichfailedtoprotecttheNiayesValleyforagriculturalproduction.

8

Combining food, education and leisure, Grant Park in ChicagoPhoto: Bert Lof

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www.ruaf.org

The role of urban agriculture in building resilient cities

Preserving biodiversity 

Without proper legislation or zoning, construction willrapidlytakeoverurbanfarmland,greenspaces,forestareas

andwaterbodies.Thelossofgreenspacethreatensecologi-

calbiodiversity(seethearticlesonBeijingandHyderabadon

pages20and45).Forexample,inBeijingfewerthan10types

of naturalplants were found indensely built areas,and

fewerthan50typesofplantsinurbanparks,whileinperiur-

banparks,287typesofplantswerecounted(seepage19).

Maintaining (urban) agricultural biodiversity and thus

protectingawiderbaseofplantandanimalgeneticdiversity

areimportantstrategiesforbothruralandurbanfarmersto

adapttochangesinclimate.

Reducing the ecological footprint 

Cities areincluding urbanagriculture in theirmitigation

strategies,reducingtheirecologicalfoot-(andfood-)prints

andCO2emissions,sinceurbanagricultureuseslessenergy

thanconventionalproduction(less transport, lesscooling,

morefreshproductssolddirectlytoconsumers)andenables

cyclicalprocessesandeffectiveuseofwastes(useofurban

organicwastesascompostorproductionofanimalfeed,use

ofexcessheatofindustryingreenhouses).Locallygrownand

preparedfoodcanreducefueluse(“foodmiles”)andmakeit

easiertoidentifyandsupportenvironmentallybenignfood

productionmethods(seearticlesinthisissueonpages22,34,

39and41).Locallygrownproduceisalsolesslikelytobeasso-ciated with the greenhouse gas caused by recent land

conversion.Seasonalfoodneednotbeimported,doesnot

requireenergy-intensiveconditionssuchasheatedgreen-

houses,andreducesthelikelihoodofenergy-intensivemeth-

odsofstorageandtransportsuchasrefrigerationandair-

freighting.Urbanproducersarethusinauniquepositionto

provideconsumersfreshfoodswithlowcarbonfootprints.

Verifiablesystemstosequestercarbonandreceivecarbon

credits for farmers are essential. Forms of labellingmay

eventuallyalsobedeveloped.

Community building and adaptive learningIn addition to its contributions to environmental and

economicresilience,urbanagriculturealsostronglysupports

social(human)resilience.Communitygardensandurban

farms can become places of adaptive learning and civic

engagement,aspeopleofdifferentages,ethnicities,races

andincomelevelscometogethertogrowfood,learnnew

gardeningskills,encounternewfoodsorengageinproblem-

solvingandcollectiveactionforthebenefitofthegarden

andthegardeners.

Development should increasepeople’s learningcapacities

andabilitytoinfluencelocalgovernmentactionandreduce

theirvulnerability.InArgentina(seepage12)duringthecrisis

period,innovativeformsofsocialparticipationandorgani-

sationemergedthatwentbeyondthenetworkingoffarm-

ers.Thishelpedtoraisetheself-esteemandparticipationof

the urban farmers,who are now considered to be (new)

urbanstakeholders,capableofinfluencinglocalpublicpoli-

cies.AlsothePlantAçãoprojectinBrazil(seepage32)shows

howurbanagriculturecanbeanimportantmeansinreduc-

ing social vulnerability. The benefits go beyond simply

providingfood.Urbanagriculturealsoprovidesoccupation,

work, income, increased self-esteem, andandmaycontri-butetoimprovedgovernance.

What needs to be doneOurunderstandingofthenatureandextentofurbanagri-

culture’sroleisstillplaguedbyalack of good-quality,reliable

data.Whilestudiesbasedonsurveydatadoexistforseveral

majorcities,muchoftheevidenceisstillqualitative,ifnot

anecdotal.Tobuildapersuasivecaseforurbanagricultureat

thelocalgovernmentlevel,weneedtoquantify thebenefits:

its outputs, its economicyields, its contributions to local

economicdevelopment(e.g.,jobcreation),itsenvironmental

benefits(e.g.,carbonsequestration),andsoon.Analysisofexistingdatashouldlookatthesocio-economiccharacteris-

ticsofhouseholds,andgenderandage-disaggregateddata

shouldbetakenintoaccount.Datashouldalsobecollected

onthecopingmechanismsoftheurbanpoorwithrespectto

climatechangeimpacts.Itshouldbefocussedatamicro

levelandonadaptiveresponsestoclimatechangebyhouse-

holds involved in urban agriculture. Finally, the collected

Changing climate increases the risk of floodingPhoto: Marielle Dubbeling

Photo: RUAF Ibadan

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www.ruaf.orgUrban Agriculture magazine  • number 22 • june 2009

Editorial

data should capture the citywide environmental adapta-

tionsthatmitigateheat-islandeffects,reducetheeffectsof

flooding,etc.

Research and capacity building activitiesarealsoneededto

helpurbanproducersunderstandandadapttofoodsecurityandfoodsafetyvulnerabilitiesarisingfromclimatechange

and climate variability. Farmers are already adapting to

climate change byusing different crop varieties, rotating

crops, reviewing irrigation techniques, using watermore

efficiently,reducingwaterloss,andmakingchangesinthe

calendar of farm operations (sowing, harvesting, etc).

Farmersalsoneedbetterinformationonclimaterisksand

workable adaptive solutions. Farmers’ local innovation

capacityshouldbestimulatedandlocation-specificadapta-

tionpracticesandtechnologiesidentifiedandpromoted,so

thatresponsestofuturestressescanbefaster,moreefficient

and more effective. In Quito, for example, families have

started to grow more drought-resistant crops that havegreaternutritional value,higher soilprotection potential

andlowerwaterneeds,suchasquinoa,oca,apioorchago

(seearticleonpage25).

Regardlessoftheirsize,location,orrelativeeconomichealth,

cities should have resilience as a primary concern and

preserve agricultural and vacant land.Aroundmanycities,

periurbanagricultureisthreatenedbysprawl,yetthisland

maybemostneededforregionalfoodproductionalongwith

moreintra-urbanagriculturalproduction(Newman et al.,

2008).Land-useplanningthatavoidsusinghigh-riskareas

forhousing,whileprotectingtheareasforgreenandagricul-tural functions is important (Satterthwaite, 2008).

Identification, definition and activation of green fields,

vacantlotsandspacesforurbanagriculturepurposesshould

beacoherentspatialdevicetospurparticipationinmanag-

ingenvironmentally andsociallymore sustainable urban

growth(seethearticleonLondononpage37).Theseproduc-

tive and green spaces could be the structuring element

around which the city and neighbourhood develops. In

Lisbon(seepage49),theGreen Plandefinesacitywidestrat-egyforinterweavinggreenspaceswiththebuiltenviron-

ment,includingtheconsolidationofareasalreadyoccupied

byurbanagricultureaswellasitsexpansiontoothersuit-

ablelands.InMassachusetts(USA),innovativearrangements

oflandusingcommunitylandtrustshavebeenagreedwith

farmersandresidents(Harper,2009).

Participatoryplanning,design andmanagement of open

spacesthatintegratelocalfoodproductionshouldinvolve

architects, landscape architects, urban planners, urban

inhabitantsandurbanagriculturepractitioners.TheCarrot

Cityexhibit inToronto,discussedon page43, shows how

increasinginterestingrowingfoodwithinthecityischang-ingurbandesignandbuiltform.

Urban agriculture is often overlooked, underestimated,

(because) under-reported. The gap between anecdotal 

evidence and effective implementation constrains the

positive impacts that urban agriculture can have on

urban livelihoods, resource use and the environment. The

World Bank, in collaboration with RUAF, IDRC, FAO and

other partners, will be launching new efforts, including

compiling and analysing data, to demonstrate and

enhance urban agriculture’s contribution to increasing

cities’ resilience to the impacts of climate change.

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References

Baker, J.L, 2008, Impacts of nancial, food and fuel crisis on the urban

poor, Directions in urban development, World Bank

Global Humanitarian Forum, 2009, Human Impact Report. Climate

Change: The anatomy of a silent crisis

Heinberg, R. and Bomford, M., 2009, The food & farming transition.

Toward a post carbon food system. Post Carbon Institute, USA

Hoerner, J. A., and N. Robinson, 2008, A Climate of Change: African

Americans, Global Warming, and a Just Climate Policy for the U.S.,

Environmental Justice and Climate Change Initiative, July, http://www.

ejcc.org/climateofchange.pdf.

Intergovernmental Panel on Climate Change, 2007, Climate Change

2007: Synthesis Report – Summary for Policymakers, http://www.ipcc.

ch/pdf/assessment-report/ar4/syr/ar4_syr_spm.pdf

Maxwell, D., C. Levin., M. Armar-Klemesu, M. Ruel, S. Morris, and C.

Ahiadeke. Urban Livelihoods, Food and Nutrition Security in Greater

Accra. IFPRI Research Report #112. 2000.

Nelson, G.C., 2009, Agriculture and Climate Change: an agenda for

negotiation in Copenhagen. IFPRI. Brief 6.

Newman, P., T. Beatley, and H. Boyer, 2008, Resilient Cities: Respon-

ding to Peak Oil and Climate Change (Island Press); .

Pollan. M. 2006, The Omnivore’s Dilemma: A Natural History of Four

Meals, Penguin

Ravallion, M., 2007, How relevant is targeting to the success of an

antipoverty program? Policy Research Working Paper Series 4385, The

World Bank.

Satterthwaite, D., 2008, Insights Cities and Climate Change. ID 21Insight No 71, IDS.

Schuemer-Cross, T. and B. Heaven Taylor, 2009, The Right to Survive:

The humanitarian challenge in the twenty-rst century, Oxfam

International

Tidball, K.G. and M. Krasny, 2006, From Risk to Resilience: What Role

for Community Greening and Civic Ecology in Cities? In: Environment

and Urbanization, September .

World Bank. 2008. Global nancial crisis and implications for

developing countries, G-20 Finance Ministers Meeting

Websites:

Food Climate Research Network at the Center for EnvironmentalStrategy in the UK: www.fcrn.org.uk.

SUSTAIN. London, UK web link on Food and Climate Change:

http://www.sustainweb.org/page.php?id=545.

United Nations Framework Convention on Climate Change

http://www.unfccc.int/documentation/items/2643.php

Integrating urban agriculture in slum upgradingorinthe

design and development of new neighbourhoods will

supportthedevelopmentofmorefoodsecureandinclusive

humansettlements.Eveninaslumordenselybuiltsettle-

mentthereisspaceforandpresenceoffoodgrowing.Urban

agriculturecanbeintegratedinlaneupgradingbyleaving

smallstretchesofsoilforgrowingoneithersideoftheroad

or by applyingvertical growing andcontainer gardening

along lanes. Urbanagriculture can also be integrated in

housing improvementsand design.For instance, housing

shouldcovernomorethan50percentoflotareatoprovide

adequatespaceforagriculture.Exteriorhousewallscanbe

usedforagricultureandallwindowscouldhaveashelfor

windowbox toaccommodate containergardens. Fencing

could support growing and rooftopscan bedesigned for

waterharvesting.Furthermoretheproductiveuseofpublic

areas(multifunctionalparks,roadsides,floodzones,water-

front/canalareas)withinslumscanalsobeutilised.Urban

agriculturecanalsobeintegratedinthesanitationsystems

ofasettlementthroughwastewaterrecyclingforgardeningororganicsolidwasterecyclingforgrowingvegetables.

More investmentinurbanagricultureandurbanareasis

needed.Thiswillrequireconcertedeffortandgoodcollabo-

rationbetweenlocalandnationalgovernmentsandinterna-

tionaldonoragencies.Initiativesareunderwaytointegrate

urbanagricultureinnationalfoodpoliciesincountriessuch

asSriLanka,Brazil(seepage14),SierraLeoneandChina.

Urban policy makers can substantially contribute to the

developmentofsafeandsustainableurbanagricultureby

creatingaconducivepolicyenvironmentandformallyaccept-

ingurbanagricultureasapermanentlanduseratherthana

temporaryone.Theyshouldenhanceaccesstovacantopen

urbanspacesandguaranteesecure landtenure forurban

agricultureuses.Investmentisneededtoenhancetheproduc-

tivityandeconomicviabilityofurbanagriculturebydevelop-

ingmoreappropriatefarmingtechniques,providingtraining

and technicalassistance, andensuring safe productiontomitigatehealthandsanitationproblemspotentiallycaused

bywastewaterortheuseofchemicalfertilisersandwaste

fromanimals.Supportisalsoneededtostrengthenproducer

organisations and create new funding opportunities for

beginningaswellasmoreexperiencedurbanfarmers.

Marcia Caton Campbell,CenterforResilientCities,

[email protected]

Marielle Dubbeling, Femke Hoekstra and René van Veenhuizen,

ETCUrbanAgriculture,[email protected]

All cities should have resilience as

a primary concern