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    Operator Logo

    UMTS Radio Network

    Optimization ProposalR1.0

    (For xxx new network)

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    UMTS Radio Network Optimization Proposal

    ZTE Confidential Proprietary 2014 ZTE CORPORATION. All rights reserved. I

    LEGAL INFORMATION

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    ZTE Confidential Proprietary 2014 ZTE CORPORATION. All rights reserved. II

    Revision History

    Product Version Document Version Serial Number Reason for Revision

    1.0 First published

    Author

    DateDocument

    VersionPrepared by Reviewed by Approved by

    2011-11-30 1.0 Mawei

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    About This Document

    Summary

    Chapter Description

    1 Introduction Introduction

    2 Scope Scope

    3 RF Design RNC/LAC/RAC/SAC and scrambling code/neighbor cellplanning

    4 Optimization Process Optimization Process

    5 Optimization definition fordifferent network implementationphases

    Optimization definition for different network implementationphases

    6 Organization Structure Organization Structure

    7 Optimization Analysis Method Optimization Analysis Method

    8 Optimization and diagnostics

    tools

    Optimization and diagnostics tools

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    TABLE OF CONTENTS

    1

    Introduction..................................................................................................... 1

    2

    Scope............................................................................................................... 1

    3

    RF Design ........................................................................................................ 2

    3.1

    RNC Planning ................................................................................................... 2

    3.2

    LAC/RAC planning............................................................................................ 3

    3.3 SAC Planning ................................................................................................... 33.4

    Scrambling code planning................................................................................. 4

    3.5

    Neighbor Cell Planning ..................................................................................... 6

    4

    Optimization Process ..................................................................................... 8

    5

    Optimization definition for different network implementation phases........ 9

    5.1

    Pre-launch Optimization ................................................................................... 9

    5.1.1

    Single Site Verification (SSV) ........................................................................... 9

    5.1.2

    Cluster Optimization ....................................................................................... 10

    5.1.3

    Whole Network Optimization ........................................................................... 13

    5.2

    Soft Launch (Trial-Running Period) Optimization ............................................ 14

    5.3

    Post Launch Optimization ............................................................................... 15

    6

    Organization Structure ................................................................................. 15

    7 Optimization Analysis Method ..................................................................... 16

    7.1

    Optimization Target and Description ............................................................... 167.2

    Optimization Based On Driver Test/Walk Test Data ........................................ 18

    7.2.1

    RF coverage optimization ............................................................................... 18

    7.2.2

    Call Failure Analysis ....................................................................................... 19

    7.2.3

    Call Drop Analysis .......................................................................................... 23

    7.2.4

    Handover Failure Analysis .............................................................................. 25

    7.2.5

    High Access Latency ...................................................................................... 25

    7.2.6

    Low Data Throughput ..................................................................................... 26

    7.3

    Optimization Based On OMC Performance Data ............................................ 27

    7.3.1

    Overall optimization process ........................................................................... 27

    7.3.2

    Call Setup Success Rate Optimization............................................................ 30

    7.3.3 Call Drop Rate Optimization ........................................................................... 31

    7.4

    Optimization in Network Operational Phase .................................................... 32

    7.4.1

    Traffic and RTWP (Received Total Wideband Power) monitoring ................... 32

    7.4.2

    Code resource utilization monitoring ............................................................... 32

    7.4.3

    Transmission utilization rate and RLC retransmission rate monitoring ............ 33

    7.4.4

    Neighbour Cell Optimizaiton ........................................................................... 33

    7.5

    Optimization Based On Capacity .................................................................... 33

    7.6

    Optimization for VIP needs ............................................................................. 35

    8

    Optimization and diagnostics tools ............................................................. 35

    8.1

    Drive test and Analyzing tool .......................................................................... 35

    8.2

    ZXPOS-CNO .................................................................................................. 44

    8.3

    Detected set neighbor report analysis ............................................................. 47

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    8.4

    Signaling trace ................................................................................................ 49

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    FIGURES

    Figure 3-1 Illustration of Neighbor Cell Planning .................................................................. 7

    Figure 4-1 Optimization Milestone ........................................................................................ 8

    Figure 5-1 Cluster Optimization Work Process ................................................................... 11

    Figure 5-2 Cluster definition ............................................................................................... 12

    Figure 6-1 Optimization Organization Structure .................................................................. 16

    Figure 7-1 RF optimization based on coverage .................................................................. 18

    Figure 7-2 Call Failure Analysis Process ............................................................................ 20

    Figure 7-3 Paging Problem Troubleshooting Process ........................................................ 21

    Figure 7-4 RRC Connection Setup Problem Troubleshooting Process ............................... 22

    Figure 7-5 Overall optimization process ............................................................................. 30

    Figure 7-6 Call Setup Success Rate Analysis .................................................................... 31

    Figure 7-7 Optimization Based On Capacity ....................................................................... 34

    TABLES

    Table 3-1 RNC division results ............................................................................................. 2

    Table 5-1 Single Site Verification ......................................................................................... 9

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    1 Introduction

    The purpose of this document is to present the solution of UMTS radio network

    optimization of ZTE for the Operator in 20xx, and make certain guidelines for the

    activities involved in UMTS radio network optimization.

    Network optimization is to verify whether the network design, installation, integration and

    the corresponding network configuration have been implemented correctly, and whether

    the implemented design is consistent with the planning. Through optimization, the

    network performance will meet the operators requirement.

    The core problems involved in optimization are input and output definition, resource

    planning and working schedule as well as work process definition, the tools andmethodologies used in the optimization tasks.

    During each stage of radio network optimization, related project staffs should check this

    document for information like working scopes, plans, principles, procedures, tools,

    resources and suggested troubleshooting methods, so that coordinated working results

    can be expected.

    Notes: Currently, because this document is still under developing, the following is only for

    reference. In the project, the engineers should make some content adjustments according to the

    actual project conditions.

    2 Scope

    From view point of project management and technical problems solving, this document

    describes how important UMTS RF parameters are designed and how radio network

    optimization tasks should be performed in different stages of targeted project. Topics are

    merely concentrated on some important RF parameters planning and optimization

    activities, coverage and capacity planning related work and acceptance test related

    details are not included. Also, optimization works not related to RAN part of network are

    not covered.

    RNC/LAC/RAC/SAC planning

    Scrambling code/Neighbor cell planning

    Optimization process

    Optimization analysis method

    Resource for optimization

    Optimization and diagnostics tools

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    3 RF Design

    RNC/LAC/RAC/SAC planning, scrambling code planning and neighbor cell planning will

    be introduced in this section, but coverage and capacity planning related work are notincluded.

    Notes: In the project, the detailed RNC/LAC/RAC/SAC design and scrambling code/

    neighbor cell planning should be carried out based on actual network information.

    3.1 RNC Planning

    The principles of RNC planning are as follows:

    The NodeBs managed by one RNC are geographically centralized to avoidgeographically overlapping with NodeBs managed by other RNCs, thus reducing the

    number of unnecessary cross-RNC handovers.

    Avoid planning the border area between RNCs in densely populated areas or along

    highways.

    When performing RNC border planning, avoid deploying RNC border along traffic

    arteries including highways and railways so as to prevent ping-pong handover

    between RNCs due to the movement of UEs. Furthermore, inter-RNC handovers are

    hard handovers or cross-lur soft handovers with success rate lower than that of

    intra-RNC soft handovers. Therefore, avoid deploying RNC border in denselypopulated areas so as to decrease inter-RNC handovers and reduce the signaling

    load arising thereof.

    It is recommended that RNC and the switching office are co-located so as to simplify

    lu interface connection.

    As for the RNC coverage planning, the factors that need to be taken into account

    include the number of NodeBs and cells supported by RNC as well as the CS traffic,

    PS traffic and signaling handling capability.

    According to above principles and RNC dimensioning analysis, RNC division results ofthe operator network are as follows:

    Table 3-1 RNC division results

    RNC ID LocationNumber of

    NodeBsNumber of Cells

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    3.2 LAC/RAC planning

    The Location Area Code (LAC) and Router Area Code (RAC) are two parameters used to

    indicate UE paging location. The LAC is a part of the LAI (LAI = MCC + MNC + LAC). The

    paging request of the CS domain is sent through the LAI. The RAC is a part of the RAI

    (RAI = PLMN-ID + LAC + RAC). The paging request of the PS domain is sent through the

    RAI. The numbering rules of RAI show that the RACs are numbered within the LAC.

    Therefore, an LAC may contain several RACs and an RA cannot span more than one LA.

    The principles of LAC/RAC planning are as follows:

    The LAC/RAC cannot be too large.

    When a UE is paged, CN will send a paging request to all UEs in the area in relation

    to the LAC/RAC through RNC. One LAC/RAC may contain scores and even

    hundreds of cells, thus resulting in incredibly high paging traffic to RNC. NodeB has

    to send the paging request to UEs on a limited number of PCHs. Therefore, large

    LAC/RAC may result in NodeB paging overload and eventually the signaling

    congestion and loss of paging information.

    The LAC/RAC cannot be too small.

    If on the other hand, the LAC/RAC is too small, there will be a large number of

    LAC/RAC borders and UEs on these borders are very prone to frequent LA/RA

    update between LAs/RAs. When there is a paging message incoming to a UE which

    happens to quickly move to another LA/RA and initiates the LA/RA update

    procedure, the UE will not receive the paging message sent to the original LA/RA,

    thus resulting in call connection failure.

    It is recommended to plan the LAC/RAC border in areas with low user mobility and

    small traffic.

    When performing LAC/RAC border planning, avoid deploying LAC/RAC border

    along traffic arteries including highways and railways so as to prevent ping-pong

    LAC/RAC update due to the movement of UEs. On the other hand, avoid planning

    the LAC/RAC border in densely populated areas due to the huge number of location

    updates on the LAC/RAC border so as to reduce the signaling load arising thereof

    3.3 SAC Planning

    1. SAC definition for the 3G network

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    SAC is Service Area Code, the only identification used to one cell or more than one cell

    belonging to the same LAC. SACs main purpose is to designate UE to CN.

    Generally one cell can have one or two SACs. One, called SACPC, is belonging to SAC

    for both PS and CS domain. The other SAC, called SACBC, is belonging to BC domain.

    Each cell must have one SACPC for PS and CS domain.

    2. SAC planning principle for the network

    Related SAC parameters have SACPC, SACB and SACCPre, Each parameter planning

    principle is shown below:

    SACPC:

    SAC is Serving Area Code, uniquely identifies one cell or several cells in one location

    area. It is used to locate UE for CN.

    One cell has one or two SAC, one belongs to CS +PS domain, and another belongs to

    BC domain. One cell has to own one SAC belongs to CS +PS domain, which is SACPC.

    The value of cells serving area code belongs to CS+PS domain is corresponding to

    RAC.

    SACB

    SACB is Serving Area Code belong to BC domain; its default value is 0.

    SACBPre: (Service Area Code for BC Domain, current configuration is 0)

    SACB Configuration Tag represents whether SACB is configured; its present default

    value is 0.

    3.4 Scrambling code planning

    Downlink scrambling code planning is a process of distributing 512 groups of primary

    scrambling codes to various cells. Several rules need to be followed during scrambling

    code planning:

    1 Reserve sufficient distances for geographical isolation of PSC reuse sites during thereuse of the same scrambling code.

    The isolation distance required for scrambling code reuse is relevant to the radio

    environment, and it is used to ensure that the identical scrambling code signal will

    not be received at the same place and thus to prevent scrambling code confusion.

    The longer the scrambling code reuse distance, the smaller the scrambling code

    confusion probability, but the scrambling codes may be insufficient for distribution.

    On the contrary, the shorter the scrambling code reuse distance, the greater the

    scrambling code confusion probability, but the scrambling codes are sufficient for

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    distribution. The scrambling code reuse distance can be determined based on your

    experience or onsite test result.

    2 The same scrambling code shall not be distributed to the primary cell and the

    neighbor cell of one of the primary cells neighbor cells.

    For instance, assume that A is a primary cell, B is a neighbor cell of A, and C is a

    neighbor cell of B (C is known as the L2 neighbor cell), then A and C must not be

    distributed with the same scrambling code; otherwise, two cells with the same

    scrambling code will appear in the neighbor cell list of B, and the scrambling code

    will be mixed up during the handover from B to A or C, which will affect the handover

    success rate and service quality.

    For another instance, assume that A and B are neighbor cells and they both stay in

    an active set, C is another neighbor cell of A, and D is another neighbor of B, then C

    and D must not be distributed with the same scrambling code. When both A and Bstay in the same active set, the neighbor cell of A and that of B will be merged to

    form a new neighbor cell list to be distributed to UEs. In this case, C and D will

    probably be merged into the same neighbor cell list. If C and D have the same

    scrambling code, their scrambling code will be mixed up during the handover from A

    or B to C or D, which will affect the handover success rate and service quality. Here,

    C is known as the L3 neighbor cell of B, and D is known as the L3 neighbor cell of A.

    Considering the two cases above, try to void using the same scrambling code in L2

    and L3 neighbor cells, especially not in those cells within a certain range (e.g. the L2

    and L3 neighbor cells within a radius of 20km from the primary cell) during

    scrambling code planning; otherwise, the scrambling code may easily get mixed up

    during handover decision.

    Note: The detection of scrambling codes of neighbor cells is implemented through

    the CNO developed by ZTE. At present, ZTE follows the scrambling code planning

    procedure below:

    i Perform scrambling code planning by using CNO. Take into account the reusedistance instead of neighbor cell relationship during planning.

    ii Check planning results by using CNO based on the neighbor cell relationship orthe reuse distance. For details, see the description of scrambling optimizationfunction of CNO in Section 8.2.

    3 The cells with different carriers in the same sector can be configured with identicalscrambling code in order to simplify the scrambling code planning and optimization.

    The UMTS scrambling code planning of the operator is carried out by using CNO

    practically, a scrambling code planning tool developed by ZTE. For details, see the

    description of scrambling optimization function of CNO in Section 8.2.

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    3.5 Neighbor Cell Planning

    1. Intra-system neighbor cell planning

    Principle of neighbor cell planning mainly includes neighbor cell number, geographic

    topological structure, coverage interference, etc.

    Because the maximum number of neighbor cell list within a system is regulated as 31 in

    protocol, neighbor cell lists will be combined in soft handover status; we need to control

    neighbor cell number in configuration and try to minimize it as much as possible in the

    precondition of insuring the successful handover.

    Whether neighbor cell configuration is reasonable impacts handover between sites; the

    initial neighbor cell list formed in system design phase is set according to the following

    mode, then neighbor cell list will be adjusted according to handover times after the

    system is commissioned.

    Cells of one same site have to be set as each others neighbor cell; the first layer and the

    second layer cells can be chosen as the present cell s neighbor cell according to present

    cells coverage (shown in the following figure). The second layer cells on the same

    direction of the present sector are set as its neighbor cells, the first layer cells on the

    opposite direction of the present sector are also set as its neighbor cells.

    The following is an example of neighbor cell setting shown in the following figure.

    The red one is the present cell whose scrambling codes are set as 4, 8 and 12; those

    cells formed in boldfaced broken lines are present sectors neighbor cells. Pink ones are

    the first layer cells; blue ones are the second layer cells.

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    neighbor cell configuration method in UMTS system, but the situation of neighbor cell

    traffic congestion shall also be considered at the same time.

    For the interoperation between 2G and 3G system, besides configuring GSM cell

    information in UMTS system, UMTS cell information and neighbor cell information should

    also be configured in GSM system that requires cooperation with GSM equipment vendor.

    Provided parameters vary with vendors

    3. Inter-RNC Neighbor Cell Planning

    Inter-RNC handover is hard handover; besides neighbor cell needs to be configured,

    corresponding cell information should also be configured.

    The UMTS neighbor cell planning of the operator is carried out by using CNO practically,

    a neighbor cell planning tool developed by ZTE. For details, see the description of

    scrambling optimization function of CNO in Section 8.2.

    4 Optimization Process

    Radio network optimization consists of three major stages generally: Pre-Launch

    Optimization, Soft Launch Optimization (optional) and Post Launch Optimization.

    Figure 4-1 Optimization Milestone

    Network Construction

    Network Design

    Soft Launch Optimization

    Pre-Launch Optimization

    Site Survey & Planning

    Whole Network Optimization

    Single Site Verification

    Cluster Optimization

    Installation & Commissioning & Test

    Network Soft Launch

    Start End

    Post Launch

    Optimization

    Network Commercial

    Network Design Commissioning PAC FAC

    1. Pre-Launch: The main objective of Pre-Launch Optimization is to control RF network

    air interference, assure network hardware functionality work normally, and ensure the

    KPI target of Preliminary Acceptance Test is achieved. Pre-Launch Optimization

    inludes following three steps:

    Single Site Verification

    Cluster Optimization

    Whole Network Optimization

    2. Soft Launch (optional): There could be a several months trial period from the date of

    issuing PAC. The optimization in this period is named as Soft Launch Optimization.

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    The objective of Soft Launch Optimization is to assure that no Punch List items exists

    in the System. The Punch List is the list that consists of all defects identified during

    the respective Preliminary Acceptance Test, during the period prior to Final

    Acceptance. When all items on the respective Punch List have been resolved in the

    System, a Final Acceptance Certificate will be issued.

    3. Post Launch: The optimizaiton after issuing FAC is named as Post Lauch

    Optimization. The network can be put into commercial servies after FAC. The

    objective of Post Lauch Optimization is to assure the network performance

    stabilization when subscribes are increasing. Post Lauch Optimization focus on

    customer experiences, system load, capcity balance, resource utilization, etc.

    5 Optimization definition for different

    network implementation phases

    5.1 Pre-launch Optimization

    5.1.1 Single Site Verification (SSV)

    The goal of SSV is to eliminate potential errors introduced during the site construction

    and configuration, so as to lay a reasonable basis for the following RF optimization, for it

    will be time-consuming to find out causes of unexpected results during optimization.

    Normally, functional requirements are the main concerns during the SSV; service

    performance of the single site is not strictly required.

    The check items involved in the SSV can be classified into several categories, such as

    equipment-related problems, engineering-related problems, and configuration-related

    problems. Typical problems are presented in the following table. These problems should

    be solved before the service-related SSV test, which involves the coverage test, voice

    call, video call, PS R99 download, HSDPA download specifically.

    Table 5-1 Single Site Verification

    Equipment-related Engineering-related Configuration-related

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    Abnormal power alarm

    PA alarm

    Transmission broken

    Board-related alarmsInternal/external linkalarms

    Antenna VSWR alarm

    Abnormal RTWP alarm

    Clock source/GPS alarm

    Cell/Node B down alarm

    SW version alarm

    Swap feeder

    Loose connection of

    connectorsUnreasonable antennaposition

    Signal obstacle bybuildings

    Wrong antenna tilt andazimuth

    Frequency

    Scrambling code

    LAC/RACCPICH power

    Cell capability

    Cell status

    Transmission bandwidth

    CE configuration

    Above mentioned problems are to be solved by corresponding technical staffs. Most

    equipment-related problems are to be solved by RNS engineers; engineering- related

    problems by RF optimization engineers and installation engineers together;

    configuration-related problems by RF optimization engineers and OMC engineers. After

    site verification, obvious problems that can make the site incapable of being put on air

    should be eliminated.

    The SSV process is mainly based on the stationary check and drive test (DT). The former

    means performing desktop check on items according to configuration data, or walking

    around the site using test terminals. Following items are needed for the stationary check:

    Technical Site Survey (TSS) report

    Planned Engineering Parameters

    Planned Radio Parameters

    Site Configuration Parameters.

    These materials are also used in the DT verification of the site.

    The SSV report is the main output of this step. Besides, SSV engineers will propose

    suggestions for adjusting the site.

    5.1.2 Cluster Optimization

    Cluster optimization mainly involves the coverage optimization, neighbor cell optimization,

    scrambling code optimization and solutions to service access failure, call drop, and

    handover failure, etc. Data collected from the DT and stationary test will be analyzed to

    locate problems, optimize the network and verify the adjusted schema. It is an iterative

    process to achieve cluster acceptance standards.

    The cluster optimization work flow is as follows:

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    Figure 5-2 Cluster definition

    2. Cluster Optimization Test Schedule

    Generally if the ratio of on-air NodeB of one cluster is over 80%, the cluster can be

    optimized. The clusters can be optimized according to priorities. After the optimization

    suggestion is adopted, a new test schedule will be made to justify if it is effective.

    3. Testing Route Planning

    Before cluster optimization, it is necessary to define the testing route. Continuous

    coverage is required along the testing route if not all of sites are on air.

    4. Network Parameters Checking

    Before the cluster optimization, system parameters, such as NodeB ID, Cell ID, LAC,

    RAC, Scrambling codes, and Neighbor cell list, should be imported into the OMC.

    5. Optimization Method Definition

    There are two optimization methods. One is RF parameters adjustment, such as antennaazimuth, down tilt, and height. The other is radio parameters adjustment, such as channel

    power allocation and handover parameters etc.

    6. Document Preparation

    Following documents need to be prepared before the cluster optimization:

    Technical Site Survey report (TSS)

    Single Site Verification report (SSV)

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    Site Engineering Parameters Table

    OMC Configuration Parameters

    7. Optimization Equipments Preparation

    Optimization equipment includes data collection software, post-processing and analysis

    software, test mobile phone, HSPA data card, Scanner, Test laptop, digital map, GPS,

    and Test vehicles.

    5.1.3 Whole Network Optimization

    The whole network optimization, based on the cluster optimization, follows the same

    work flow as the cluster optimization. At this phase, optimization is first carried out in the

    area including several clusters, then in a RNC area, and at last in the whole network. The

    goal of whole network optimization is to verify the functionality of the future commercial

    network operation, such as the cell camping, cell reselection, and handover between

    different network layers.

    Main tasks of the whole network optimization include:

    Locating network problems which are not solved at the cluster optimization stage

    Solving new problems

    Making sure that the network offers continuous service by optimizing the boundary

    of clusters

    Optimizing the hard handover

    Ensuring KPI acceptance level

    The whole network optimization is related to the system commercial strategy. After

    optimization, the network should be ready for commercial launch in terms of both function

    and performance. Every new commissioning site should be integrated into the cluster

    after optimization without degrading the overall performance.

    The input required for the whole network optimization is listed below:

    System commercial strategy description

    Neighbor list configuration

    Radio parameters configuration

    TSS report and SSV report

    Cluster optimization report

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    Test equipment used for the whole network optimization is the same as that for the

    cluster optimization.

    5.2 Soft Launch (Trial-Running Period) Optimization

    When network construction and Pre-Launch optimization work are finished, the network

    can be put into a Soft Launch phase, which means friendly users with special access

    right can begin to use services provided by network and generate useful feedback for the

    enhancement of network performance. The goal of Soft Launch optimization is to further

    optimize the whole network in order to provide a continuous service experience in the

    majority of desired coverage area and assure that no Punch List items exists in the

    System. If any problems are detected in the Soft Launch optimization phase, they should

    be solved and checked thoroughly in the whole network. These problems might cover

    diverse areas such as the CN, RNC, NodeB, transmission, UE, etc. Improving the relatedKPIs to be commercial launch ready is the main purpose.

    The main target in Soft Launch Optimization stage is focused on coverage, neighbors,

    RRM parameters, and border area of clusters. Neighbours optimization mainly includes

    missing neighbour, unidirectional neighbour, inter-frequency neighbour, and inter-RAT

    neighbour. Handover related parameters should be optimized as well. Other RRM

    parameters such as access control, power configuration, load control, etc., should also

    be tuned selectively to meet the traffic requirements.

    The Soft Launch optimization is normally based on both drive test and friendly user

    feedback. As a supplementary data source, the signaling tracing is needed to helptroubleshooting some inner system problems. Passive signaling monitoring equipments

    like Iu signaling tracing system can be used too, which might also be helpful when drilling

    down the identified problems.

    Although there is not much traffic statistics from trial users at this stage, the KPI report

    generated from the Soft Launched network is still helpful for problem analysis. At the

    same time, some optimization assistant tools, helpful at the early phase of the

    commercial network, based on OMC statistics, can also be used. For example, the

    systems missing neighbor detecting function can be used to help optimize the wide

    intra-frequency neighbor list.

    The output of Soft Launch optimization is the performance optimization report for the

    whole network, and the complete set of tuned parameters for the forthcoming commercial

    launch. These parameters, which are to be further optimized in a dynamic process, serve

    as a good baseline for future improvement of the system performance.

    Note:

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    Based on the different launch strategy from different custmer in the future, if immediately,

    cluster or whole network is launched after PAC, Pre-Launch optimization and Soft Launch

    optimization should be combined to finish together during Pre-Launch optimization.

    5.3 Post Launch Optimization

    Post Launch Optimization belongs to operation and maintenance optimization.The target

    in this phase is both the coverage and system performance from OMC statistics.

    Normally, after large subscribers register, the optimization goal is straight forward, that is,

    to keep stable and satisfactory end to end system performance, and enhance the system

    KPI. The daily KPIs from OMC statistics should be monitored and optimized to designed

    level.

    As the main input for this optimization stage, OMC statistics and customer complaints aregiven higher priority than the drive test and walk test data, for after the commercial launch,

    the traffic data of the network is enough for providing detailed statistics on each KPI. The

    end to end performance monitoring result also matters at this stage. For example, it is

    conducive to problem drilling down, troubleshooting, KPI comparison, and cell traffic load.

    The optimization process at this stage is mainly driven by KPI analysis result. For

    selected KPIs, daily analysis is made to keep up-to-date view on the dynamically

    changing network performance. If any problems are identified and classified into specific

    domains, corresponding teams from different domains are responsible for the

    troubleshooting work, and make possible testing, adjustments and verifications until the

    problematic KPIs fall into the acceptable level again.

    The output at this optimization stage includes daily and weekly KPI reports, as well as

    monthly performance test reports based on the drive test data. Typical or critical

    troubleshooting reports generated at this stage are documented, too.

    6 Organization Structure

    The network optimization team will be divided into 3 functional roles:

    1. SSV engineers The key role of these engineers are to conduct SSV field test

    according to predefined test schdeles, and analyzing of test files.

    2. Cluster&network optimization test engineersThe key role of these engineers are to

    conduct cluster&network DT test and perform post processed data analysis of drive

    test data, identify network optimization solutions such as parameter neighbor list

    changes, document such changes, monitor cluster improve throughout the

    optimization process and generate reports.

    3. Experts support engineers These engineers are mainly ZTE RNC, NodeB R&D

    staffs. The key responsibility is to assists post processing and analysis engineers to

    troubleshoot hardware/software related issues, core network and transmission

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    issues. There are also key resources to identify network wide parameter changes

    required during the optimization process.

    Figure 6-1 Optimization Organization Structure

    Optimization

    PM

    P&O Experts

    Cluster & Network

    Optimization TeamSSV Team

    ExPerts Team

    Analysis Engineer

    Analysis Engineer

    Analysis Engineer

    Field Test Engineer

    Field Test Engineer

    Field Test Engineer

    Analysis Engineer

    Analysis Engineer

    Analysis Engineer

    Drive Test Engineer

    Drive Test Engineer

    Drive Test Engineer

    RNS Experts

    R&D Experts

    Tools ExpertsSSV Team 1 SSV Team 2 SSV Team 3 Cluster & Network

    Optimization Team 1

    Cluster & Network

    Optimization Team 2

    Cluster & Network

    Optimization Team 3

    Notes: In the project, the detailed optimization resource and organization structure should

    be decided based on actual project conditions.

    7 Optimization Analysis Method

    7.1 Optimization Target and Description

    During different phases of network optimization, the emphasized optimization targets

    might be a little different. Some target items need iterative tuning to become stable, while

    some are not so frequently tuned. Some adjustments come with costs on time and

    money, while others are easy to be implemented. Main optimization targets and their

    descriptions are listed as follows.

    1) Network hardware / software / configuration faults

    When there are some major releases of network hardware or software, and the new

    version can bring more features or more stable network performance, and then upgrade

    of network is needed, this is some special kind of network optimization choice. Normally,

    more common optimization activities related to the software and hardware are

    configuration faults checking. When there are critical configuration errors, the network

    performance would be unacceptable, even network down can be seen. Sometimes

    configuration faults might cause a hidden problem only when the network develops to a

    certain stage, for example, the configuration of transmission and CE wont be bottleneck

    until the traffic increase to certain degree. This kind of configuration problem needs to be

    analyzed proactively. This can be achieved by correlating monitoring performance KPIs

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    such as Traffic (Erlang number of Call setup per RAB, Total Data throughput, Total

    TxPower per cell, and CE usage) with NodeB CE and transmission configurations.

    2) Radio parameters

    Radio parameters cover nearly every aspect of the whole system, and they are

    commonly used to fine tune the network performance, especially for those RRM related

    radio parameters. Typical parameters include the channel power allocation parameters,

    the handover parameters, the access control parameters, the load control/congestion

    control/load sharing parameters, and so on. Please refer to RAN Feature Description for

    details on parameters.

    3) Default parameter values

    From a statistical point of view, although there are many parameters can be changed,

    practically only a small part of them are frequently modified others are regarded as

    baseline parameters that have been optimized before the release of system hardware or

    software. But for special purposes and scenarios, they can be modified anyway. These

    half-fixed parameters are default ones, and their modification needs extensive

    experiments to prove the validity of the change. Once the change proposal is accepted, it

    is implemented in the baseline parameter set.

    4) Site / Case specific parameter settings such as neighbor cell relationships, HO

    parameters and power settings

    These parameters are emphasized during the cluster optimization stage and they are

    often performed together with RF adjustments. Traditionally these optimization targets

    are most time-consuming part of the whole process, because its hard to have unified

    parameter settings for all the sites, especially for the neighbor relationship optimization.

    With the help of CNO/CNA, some analysis process will be automated, e.g., the detected

    set neighbor reporting can help to find missing neighbors for each cell.

    5) Antenna orientation ( in case of shared antennas, should take into account the effect

    on other networks sharing the same antenna )

    RF related adjustments play important role in the whole optimization work, because they

    are proved to be the most effective way to complement the deficiency of network

    planning and implement a good coverage basis for the network. All optimization work

    related with radio parameters should base on a good coverage, or else the tuning can

    hardly get a satisfactory result. Here good coverage means not only the signal strength

    and Ec/Io, but network interference level in terms of pilot pollution, overshooting, etc.

    Antenna related tuning are key parts of RF optimization, including antenna type, azimuth,

    down tilt, even antenna height when possible. When the antenna system is shared by

    multiple operators or radio systems, the influence of tuning to other system should be

    carefully considered. With antenna types that down tilt can be tuned standalone, the

    influence is negligible, but for antenna azimuth, the tuning can influent all combined

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    system, so this work should be perform carefully. Normally, several round of drive test is

    required to confirm the suitability of such changes.

    6) Sectorization

    sectorization may be one of the solutions when system traffic become a limiting factor of

    network performance, and its related problems include neighbor list re-optimization, RF

    retuning, power adjustments, radio parameters modification, etc. This should be a

    progressive process to guarantee the stability of network.

    7.2 Optimization Based On Driver Test/Walk TestData

    7.2.1 RF coverage optimization

    The optimization based on coverage process is shown in the following figure.

    Figure 7-1 RF optimization based on coverage

    RF Optimization

    Finish

    Meet Coverage

    Requirement

    Add Sites and RF

    Optimization

    Meet Coverage

    Requirement

    N

    Poor Coverage

    Y

    N

    Y

    Scanner measurement data are mainly used for RF coverage optimization. The purpose

    of RF coverage optimization is to provide a good coverage and build a solid basis for

    various services. CPICH RSCP and Ec/Io are the key index for coverage analysis. RF

    coverage optimization focuses on poor coverage area, pilot pollution, overshooting,

    interference, etc.

    Typical solutions for RF adjustments are given below:

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    Tune the antenna azimuth, down tilt, or CPICH power, which are the most frequently

    used methods to eliminate pilot pollution, overshooting and related intra-frequency

    interference. When possible, the antenna type and antenna height can be changed

    too.

    Check the radio environment to avoid signal shadowing, canyon effect, water land

    effect, etc. When no change can be made on site selection, adopt RF adjustments or

    parameter modifications to eliminate the influence of unideal site selection.

    Find the weak coverage area and try to optimize by RF adjustments. If the weak

    coverage area exists in shopping malls, tunnels, underground parking lands, subway

    entrance, or high buildings, etc., the coverage can be enhance by adding indoor

    coverage system.

    Check the hardware problems, especially the power output of NodeB, make sure

    that there is no cell shrink caused by PA problems.

    7.2.2 Call Failure Analysis

    The troubleshooting process for call failure is shown as below.

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    Figure 7-2 Call Failure Analysis Process

    Call Fail

    Paging problem

    RRC connection

    setup problem

    Authentication and

    ciphering problem

    RAB setup problem

    Handover problem

    Coverage OK?

    Caller? Paging received?

    RRC connection

    setup failed

    Authentication and

    ciphering failed

    RAB setup failed

    End

    Handover causedfailure

    Yes

    Yes

    Yes

    Yes

    Yes

    Yes

    No

    No

    No

    No

    No

    No

    Abnormal problem

    Yes

    No

    Enhance coverage

    For paging related problem, check the following flow chart.

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    Figure 7-3 Paging Problem Troubleshooting Process

    Paging problem

    RNC sent paging?

    UE received

    Paging

    Power allocation

    insufficient

    Cell reselection

    problem

    Abnormal

    equipment problem

    Chang power

    allocation for

    AICH/PICH/PCH

    Optimize reselection

    problem

    Abnormal problem

    End

    Yes

    No

    No

    No

    No

    Yes

    Yes

    Yes

    For RRC connection setup related problem, check the following figure.

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    Figure 7-4 RRC Connection Setup Problem Troubleshooting Process

    RRC setup problem

    UE sent RRC

    request?

    RNC received RRCrequest?

    RNC sent setup

    message?

    UE received setupmessage?

    UE abnormal

    problem

    Congestion or other

    problem

    Adjust FACHparameters

    End

    Yes

    No

    No

    No

    No

    Yes

    Yes

    Yes

    UE sent setup

    complete message?

    RNC received setupcomplete message?

    Adjust PRACHparameters

    Cell reselection

    Optimize cell

    reselection

    UE abnormal

    problem

    Adjust UL openloop power control

    param eters

    Yes

    Yes

    Yes

    No

    No

    No

    Typical reasons that will cause the call failure are:

    Originate call in weak coverage area that the signaling process cannot complete;

    Callee is originating location update that results in the failure of paging;

    Cell reselection not quick enough such that the call cannot be originated in the best

    cell;

    Cell radius is not properly configured, and the UE cannot access network.

    Corresponding solutions can be given below:

    Make RF optimization to eliminate coverage hole, pilot pollution, overshooting, etc;

    Optimize the location area border, so that location update happens less frequently

    and at the areas with low traffic if possible;

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    Change cell reselection parameters for only problematic cells, so that the UE can

    select to the best cell quickly;

    Change power allocation parameters for PICH/AICH/PCH/PRACH/FACH if needed,

    and also the random access parameters can be modified;

    Modify the cell radius so that it can match the desired coverage radius of the cell.

    7.2.3 Call Drop Analysis

    The call drop rate reflects the system sustainability for different services; its the most

    important performance indicator that users can directly experience. Wider range call drop

    rate definition should include both the CN and UTRAN call drop, in this section; radio

    related call drops are emphasized. From high level point of view, most call drops are

    caused by the following three types of radio problems, that is, coverage, handover, andinterference. They are described below, respectively.

    7.2.3.1 Caused by coverage problems

    According to optimization experience, the following coverage problems may lead to call

    drops:

    Serving cell has the overshooting problem due to either good propagation

    environment, or high power settings, or high site. When UE moves to the area

    covered by both overshooting cells and normal expected cells, UE might handover tothe overshooting cells, but after that cannot make any outgoing handover from the

    overshooting cells due to absence of neighbor cells, which result in the call drop;

    Overshooting caused invalid scrambling code reuse;

    Canyon effect or water reflection effect leads to the overshooting of serving cell,

    handover decision maybe affected and result in the call drop;

    Due to the isolated island effect, the UE in the isolated cell can not make outgoing

    handover;

    Pilot pollution arise due to no significant dominant pilot can be found, the ping pong

    handover might be observed during the call and result in the call drop;

    Coverage holes exist at the intersected area of two adjacent cells, UE lost coverage

    during the call;

    Shadowing effect caused by high buildings, this leads to weak coverage area or

    areas with rapid signal fluctuation.

    Possible solutions are given below:

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    Eliminate the drifting or overshooting signals. Check the down tilt or azimuth of

    antenna, or reduce the pilot power to optimize the coverage area. Pay attention to

    special coverage scenarios such as street coverage or water area coverage.

    Find the weak coverage area and try to optimize by RF adjustments. If the weak

    coverage area exists in shopping malls, tunnels, underground parking lands, subway

    entrance, or high buildings, etc., the coverage can be enhance by adding indoor

    coverage system.

    Check the hardware problems, especially the power output of serving cell and

    neighbor cells, make sure that there is no cell shrink caused by PA problems.

    7.2.3.2 Caused by handover problems

    According to optimization experience, the following handover problems may lead to call

    drops:

    Missing neighbor cells;

    Hardware problems result in abnormal handover;

    Illegal scrambling code reuse result in handover failure;

    Isolated island problem result in handover failure

    Handover target cell is overloaded and result in handover failure;

    Source cell in seriously interfered in downlink or uplink and result in handover failure;

    Handover parameters are not properly set, such as 1a/1b/1c/1f/2d/2b/2c/3c/3a

    related parameters, which result in handover latency or call drop;

    Ping Pong handover failure result in call drop;

    Signal sudden drop in corner or shadowed area, which result in handover failure and

    call drop.

    Possible solutions are given below:

    Check neighbor list definition;

    Check hardware faults, make sure theres no hardware alarm;

    Check scrambling code planning;

    Make RF adjustments to control interference in network;

    Control cell load at stable level;

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    Modify handover related radio parameters according to radio environments;

    Control and eliminate the internal and external interference in network,

    7.2.3.3 Caused by interference problem

    According to optimization experience, the following interference problems may lead to

    call drops:

    Intra-frequency multiple access interference;

    Interference casued by missing neighbor;

    Interference caused by illegal scrambling code reuse;

    Pilot pollution;

    Other system interference;

    Interference caused by microwave, satellite receiver, radar, TV receiver, etc.

    Possible solutions are given below:

    Control cell load;

    Check neighbor list definition to avoid missing neighbors;

    Check scrambling code planning;

    Make RF adjustments to control the overshooting;

    Add space isolation or Tx/Rx filter to reduce interference from other systems.

    7.2.4 Handover Failure Analysis

    For handover failure problem analysis, please refer to the call drop analysis methods

    described above.

    7.2.5 High Access Latency

    If the service access delay time is abnormal, it is commonly a system level problem, that

    is to say, not only part of cells suffers from the latency problem, but most cells should be

    affected. The delay time is related with both RAN and CN. In order to find out the limiting

    factor, tests can be made to check the time consumed in each major signaling stage, and

    figure out which contributes most to the access time. The test should be made in fixed

    spot where the signal Ec and Ec/Io is good and only one cell is dominant cell, in order to

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    avoid the influence of weak coverage or signal fluctuation on the access time

    measurement.

    Since the measurement needs end to end signaling timing, the signaling tracing system

    should cover the whole process of service call.

    Main configurations that will affect the access delay time are listed as follows:

    Early assignment or later assignment in CN;

    Authentication switch in CN;

    Maximum FACH power allocation;

    PICH/AICH/PCH power allocation;

    RRC setup on FACH or DCH 13.6k or DCH 3.4k;

    Random access power settings;

    RRC retransmission timer and counter T300 and N300;

    Using later assignment and turn off authentication from CN can reduce the access time.

    Increase the values of power related parameters can reduce the access time too, but

    they need to be fine tuned to avoid interference and influence on capacity. A normally

    used policy is to adopt DCH 13.6k high speed SRB to reduce the signaling time, and then

    reconfigure it to 3.4k after service is established.

    7.2.6 Low Data Throughput

    Data throughput for PS services is related with many factors, so its optimization needs to

    check many possible problematic configurations and find out the major reasons for low

    data throughput. The troubleshooting process involves nearly all network elements

    including USIM, UE, NodeB, RNC, HLR, SGSN, GGSN, Transmission, even

    inter-connected routers and switches or cables. Data collected from other interfaces in

    addition to Uu interface is often needed, for example, the signaling tracing from RNC, the

    data log from Node B, the transmission test, etc. According to optimization experience,

    the following problems may lead to low data throughput, and corresponding suggestions

    are presented for reference.

    Equipment Alarm. Alarm checking is the first action to be taken when facing with

    performance problems. For throughput problem, alarms should be checked for Node

    B, RNC, SGSN, GGSN, LAN switch, router, clock abnormal, transmission error, and

    other equipment alarms.

    Radio environment. Data services have strict requirements on the signal strength,

    purity and stability. Signal strength is easy to be checked, signal purity is reflected by

    pilot pollution situation in network. If no dominant pilot can be found, there might be

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    interference or ping pong handover, which in turn will make throughput drops. The

    stability of signal will also directly map to stability of throughput, without continuous

    good coverage, there throughput might drop due to dynamic rate control to adapt to

    the changing of radio conditions. The solution is to make RF optimization to provide

    good basis for PS services.

    Configuration faults for hardware or software. The following miscellaneous factors

    might be concerned during the troubleshooting process. 1) USIM rate allocation; 2)

    Compatibility of UE or data card; 3) Capability of UE or data card; 4) Device drivers

    for test notebooks and servers; 5) Firewall settings for test notebooks and servers; 6)

    APN settings for test notebooks; 7) Server performance, TCP/IP settings, or service

    platform software configurations for PDN or other servers; 8) SGSN/GGSN problems.

    The correctness of related configurations should be confirmed.

    The power allocation and code allocation strategy, along with scheduling strategy in

    network. Normally for different application scenarios, there are default strategies

    recommended, but due to concrete optimization requirements, they can be tuned

    case by case.

    The Uu interface block error rate, including both UL BLER, DL BLER and CQI, the

    solution is to check the coverage of interference, and make RF adjustments.

    The Iub interface transmission error, delay jitter, or bandwidth insufficiently

    configured. These factors should be checked so that Iub is not the bottleneck.

    Check the rate of application layer throughput over RLC layer throughput, if the

    value is considerably lower, there might be heavy overhead result from unnecessary

    TCP/IP retransmission. The solution is to modify the TCP receive window or MTU

    packet size, or try adopting advanced TCP features such as TCP SACK, to improve

    the performance for single TCP connection. Another alternative way is to use

    multi-threaded download or upload test tools so that TCP window and other

    parameters are not the limiting factors during throughput evaluating process.

    7.3 Optimization Based On OMC Performance Data

    7.3.1 Overall optimization process

    When the network is commercial launched, the traffic is expected to increase gradually,

    and statistics from OMC can provide more and more rich support for performance

    monitoring and optimization.

    From the KPI report some KPI degradations can be observed and analyzed. The basic

    idea for analyze the problems is judging from RNC level to cell level, try to exclude

    unrelated factors. Correlated analysis between different KPIs is important for the

    troubleshooting. The RNC level KPIs are firstly examined to understand the overall

    performance. If RNC level KPIs are abnormal, more detailed cell level checks should be

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    made to see whether the problem is common in the whole network or specific to some

    certain cells. TopN Cell level abnormal KPIs will also be checked. For common problems,

    analysis shall be made on coverage, capacity, interference, transmission, software,

    hardware, radio parameters; for specific cells, cell level statistics should be checked in

    detail. What needs to be noticed is that, when analyzing KPIs that are presented in form

    of percentage, the absolute counts should be checked at the same time, because the

    percentage value sometimes may cover some potential problems. One case is that the

    percentage value is not good, but the denominator and numerator are small, which

    means the statistics is not based on large number of samples and are not reliable

    temporarily. The other case is that the failure counter as numerator is large, but the total

    samples as denominator is much larger, so the percentage value is good and problems

    are easy to be ignored, this case should be avoided.

    During the troubleshooting, pure OMC data is not sufficient, other needed data sources

    include alarm data, drive test data, signaling tracing data, etc. For complicatedperformance problems, only through combined analysis can the trouble been solved. The

    following figure shows the troubleshooting process base on OMC statistics.

    First, the sudden and self recoverable problems due to holiday, weather, and so on are

    identified by the engineers, and corresponding actions are taken to prevent similar

    problems happen again in the future. For other problems, equipment alarms are checked

    in the first step, to make sure that problems are not caused by major alarms. Next, the

    low KPI are filtered out and presented on the map, at the same time, collect some

    background information such as transmission configuration table, software and hardware

    version, radio parameters configuration, etc., check whether those filtered cells have

    some characteristics in common, if any, focus on the common points to make furtheranalysis. Typical check points are listed below:

    1) Whether software or hardware version upgrading is made recently

    2) CPU load and link utilization rate;

    3) Transmission broken or transmission bit error rate too high

    4) Whether uplink interference exists

    5) Check radio parameters with stand default configurations

    6) Whether problems happens in certain time only

    7) Whether problems happen in certain area only

    8) Whether problematic cells belongs to certain logic group

    9) Which reason contributes most to the failure

    10) Neighbor list checking

    11) Whether there is site work conducted recently

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    If no common points can be found for abnormal cells, or after the optimization there are

    still unqualified cells, then analysis focused on single cell is made. Main KPIs to be

    analyzed are typically call setup success rate, call drop rate, various handover success

    rate, etc.

    The whole analysis process can benefit from CNO, which make the statistics and query

    of huge volume of performance data easier for engineers

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    Figure 7-5 Overall optimization process

    StartRetrieval of

    performance

    data Abnormal RNC

    performance

    index

    Equipment

    alarms exist?

    Handling alarms

    RNC performance

    index recovered?

    Common

    features exist in

    abnormal cells?

    Transmission, SW/HW

    configuration, radio parameters

    settings.

    CN/RNCTransmis

    sionHW

    SW

    version

    Interfer

    ence

    Radio

    parameters

    Time

    span

    Sudden, self-

    recoverable

    abnormal?

    Causation

    analysis and

    record

    Improvement

    suggestion

    Analysis of common

    characteristics

    Problem

    solved?

    Call

    seup

    Call

    drop

    Soft

    handover

    2/3G

    interoperationPS rate

    Related problems

    solving

    Performance

    index OK?

    End

    Weatherfluctuation,

    holiday,

    congregation,

    sudden

    broken of

    transmission,

    power supply

    fault, etc.

    Y

    N

    Y

    Y

    N

    Y

    N

    Abnormal performance index

    analysis for single cell

    Y

    N

    N

    N

    Y

    N

    Y

    Abnormal cells TopN analysis

    and visualization on map

    7.3.2 Call Setup Success Rate Optimization

    The main process for optimization of call setup success rate based on OMC performance

    data is similar to the process based on drive test data, and the process is given below.

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    Figure 7-6 Call Setup Success Rate Analysis

    Traffic analysis

    Alarm existHandle equipment

    problems

    End

    Yes

    No

    Yes

    Yes

    Yes

    No

    Low paging success

    rate?

    Handle paging

    problems

    No

    Low RRC setup

    success rate?

    Low RAB setup

    success rate?

    Low RB setup

    success rate?

    Handle RAB setup

    problems

    No

    No

    No

    Yes Handle RRC

    problems

    Handle RB setup

    problems

    Using CNO the TopN cells with deteriorated certain KPI can be filtered out quickly. At the

    same time, some other counters and information should be used such as the access

    attempt counter, the CS traffic or PS throughput to help making a combined judgment.

    Analysis can focus on each signaling phase one by one, including the RRC setup

    process, the paging process, the RL setup process, the RB setup process, the

    transmission setup process, the synchronization process, the admission control process,

    etc. Importantly, the OMC can generate statistics on each failure reason counts, which

    provides a very helpful hint for tracing the problem in a correct way.

    When reasons for problematic cells are found, then actions can be taken for optimization.

    Analysis methods are the same as optimization based on drive test data.

    7.3.3 Call Drop Rate Optimization

    For call drop rate optimization, firstly TopN cells are identified, and then most serious call

    drop reasons are figured out for analysis. Except the commonly used check points, other

    typical check points for optimization of call drop rate include:

    If the failure signaling is UciuError or RL failure, and the failure reason is RLC

    unrecoverable, then the call drop might due to poor coverage;

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    Analyze the incoming and outgoing handover success rate for the cell, to check

    whether the handover failure caused the call drop;

    Analyze the uplink RTWP during the time span with high call drop rate, if the RTWP

    level is not accord with cell traffic, there might be uplink interference which caused

    the call drop.

    Check code utilization rate, if the percentage is above threshold, the call drops in the

    cell might be caused by code resources congestion.

    When call drop reasons are roughly identified, drive test in the problematic cell is needed

    to collect more data for combined analysis. Finally, suggested optimization solutions are

    implemented to verify the validity of solutions.

    7.4 Optimization in Network Operational Phase

    In the operational phase of network, daily KPI monitoring is needed to keep system

    performance at a stable level. This is actually a active optimization action intended to find

    potential performance problems before they affect the user experience. Typical active

    performance optimization is described below.

    7.4.1 Traffic and RTWP (Received Total Wideband Power) monitoring

    With the correlated analysis function offered by CNO, the relationship curve of call drop

    rate versus traffic and RTWP versus traffic can be drawn and monitored. If any abnormal

    relationship or trend is observed, the engineer can use the hint to drill down the problems.

    For example, if traffic and call drop rate both grows, and they embody proportional

    relationship, also the traffic grows beyond certain threshold, then capacity expansion

    might be needed.

    Another example, if RTWP and traffic both grows, but the RTWP rise is not proportional

    to the traffic grow, there might be outer interference from other radio systems. When cell

    is unloaded, the RTWP is among the value of -106dBm and -104dBm. Considering

    maximum 75% uplink load, which corresponds to 6dB noise rise, the RTWP around

    -100dBm to -98dBm is regarded as normal. If the maximum or average cell RTWP is notstably increasing, the cell should be checked.

    7.4.2 Code resource utilization monitoring

    The utilization rate of code resources is expected to be at a desired level, too high or too

    low utilization rate is not good situation. Practically, sites at network borders have low

    utilization rate, while sites in dense urban or hot spots have a higher rate, which should

    be monitored with special emphasis, to avoid the network congestion due to spreading

    code.

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    Normally the code resources are allocated dynamically, if the code resource congestion

    lasts for too long time, the traffic might be too much for the cell, and capacity expansion

    should be considered.

    7.4.3 Transmission utilization rate and RLC retransmission ratemonitoring

    For PS services, the throughput is main goal of optimization. From OMC point of view,

    the transmission utilization rate and RLC retransmission rate can both hint the problems

    related with transmission part of network.

    If the Iub interface bandwidth is not configured sufficiently, then with the increasing of

    data traffic, the bandwidth might be used up quickly. By filtering out those cells with high

    transmission utilization rate, engineer can easily identify which cells should be equipped

    with more transmission resources.

    Another problem related with transmission is the bit error rate which can affect the PS

    performance. From RLC retransmission rate monitoring, the potential transmission

    problem can be noticed by engineer, and active troubleshooting can be made.

    7.4.4 Neighbour Cell Optimizaiton

    CNO can make neighbor cell optimization in terms of adding, deleting and reordering, all

    of these decisions are made based on the statistics on handovers and detected set

    report.

    After the sorting the existing neighbor cells according to happened handovers within

    several days, the more frequently used handover target cells are assigned with higher

    priority, and those neighbor cells with handover occurrence count less than a threshold

    can be ranked as low priority neighbor cells, when possible, they can be even be deleted.

    Those defined neighbor cells with zero handover occurrences can be safely deleted too.

    In this way, the work effort needed in neighbor list optimization is cut down, and some

    potential performance problems can be solved.

    7.5 Optimization Based On Capacity

    The optimization based on capacity process is shown in the following figure.

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    Figure 7-7 Optimization Based On Capacity

    Monitor CE or

    Power

    CE or Power

    Constrain

    Meet Capacity

    Requirement

    Finish

    Add BPC Boards and

    RF Optimization

    RF

    Optimization

    Add Freqency and

    RF Optimization

    CE ConstrainPower Constrain

    Meet Capacity

    Requirement

    NCell Split and RF

    Optimization

    Meet Capacity

    Requirement

    Add EBBUB and RF

    Optimization

    Meet Capacity

    Requirement

    Y

    Y

    N

    Y

    Meet CapacityRequirement

    Y

    Add Sites

    Meet Capacity

    Requirement

    Y

    N

    N

    N

    N

    Y

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    7.6 Optimization for VIP needs

    1. Define a VIP list

    We define both VIP sites and VIP customers in order to handle their problem with high

    priority.

    2. Optimization for VIP SSV

    For the SSV of VIP sites, we arrange special engineers take charge for it, and use stricter

    criterion compared to normal sites when SSV. Unless all the test items have been passed,

    then the VIP SSV is finished. Meanwhile, we do RF adjustment and other measures to

    first ensure the coverage for VIP sites, so as to give better service for them.

    3. Optimization for VIP customer complain

    Higher priority will be given when a VIP customers complain happens and we will deal

    with it in sooner time.

    According to the specific complain content, if it is need to implement a work order to

    change some parameters of sites, the parameter track record for VIP will be checked

    firstly, Only if the changes are new for the record or current changes will not have

    adverse effect on recorded changes, the work order can be performed and the parameter

    track record for VIP should be updated again. Otherwise a compromise or alternative

    solution needs to be sorted out first.

    8 Optimization and diagnostics tools

    In the following sections, tools to be used to collect, analyze and improve the

    performance during the various stages of the project are described. These tools are

    introduced based on the stages they are applied in. For each tool, its features, its

    applicable problem domains, as well as its usage are described. And, it s necessary to

    check calibration of equipment before use.

    Notes: In the project, the detailed optimization tools should be decided based on actual

    project conditions.

    8.1 Drive test and Analyzing tool

    The CNT/CNA will be used to collect process and analyze the drive-test measurements

    and reports generation.

    In this document, CNT/CNA will be explicitly described as these are ZTE developed

    products and hence are deeply understood by ZTE engineers.

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    CNT is professional test software of UMTS radio network. It collects data accurately,

    including GPS locating data, UE diagnostic test data, as well as data in every layer (RLC,

    MAC) in the data service, and displays these data in the format of Map, Table, Text, or

    Graph etc.

    CNA is professional analysis software of UMTS radio network optimization. It is based on

    the drive-test data and other auxiliary data. It provides versatile intelligent analysis for

    radio network, and accordingly performing network optimization quickly and highly

    efficiently. It provides abundant and useful analysis parameters. For example: Rx Power,

    Tx Power, Total Aggregate Ec/Io, Best Ec or Ec/Io distribution, Best PSC distribution,

    specific PSCs Ec or Ec/Io distribution, pilot pollution, coverage rate, overshooting

    diagnose, and so on. It provides powerful message analysis functions, supports the

    thorough decoding of RRC and NAS message, and can assemble system information

    blocks of segment transmission. Moreover, it supports browse, play, query and filter of

    messages, the statistics function for basic and user-defined event, as well as versatiledelay analysis and KPI analysis function.

    The CNT software has the following features:

    It provides quick and accurate acquisition and record of data, including GPS location

    data, UE diagnostic test data, as well as data in each layer (RLC, MAC) in the data

    service.

    It can support both indoor and outdoor test.

    It provides real time display of all sorts of test data in the format of Map, Table, Text,

    or Graph etc.

    It supports automatic detection of GPS and scanners in all available ports, and

    manual configuration of these parameters.

    It provides document processing function, including processing of NodeB

    information, electronic map, dial test route, test data, test plan, and project

    workspace.

    It provides display of scanner related parameters, including scanner related

    scrambling code, synchronization channel, frequency spectrum analysis, peak value

    power and channel power.

    It provides display of GPS information, including GPS locating information and

    satellite signal.

    It provides elaborate real time acquisition and display of parameters, including view

    of physical channel parameters of layer 1, transport channel of layer 2, and RLC

    related parameters.

    It provides powerful browse, real time decoding, filtering and sort display of layer 3

    messages.

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    It provides powerful geographic display function and binding of data layer and GIS

    graphic layer, which realizes coverage display and statistics and acquires space

    distribution property of parameters. Additionally, it has operational functions,

    including zoom, move, comment, select, information display, and automatic or

    manual offset, which can avoid overlapping of data graphic layers.

    It provides powerful service test function, and supports automatic test plan of voice

    service and data service, as well as customizing automatic test plan document.

    It provides data playback function, including getting the recorded file while testing,

    and redisplaying test procedure.

    It provides powerful function of event alarm analysis, and customized alarm setting

    of test parameter items.

    The CNA software has the following features:

    It provides abundant and useful analysis parameters. For example: Rx Power, Tx

    Power, Total Aggregate Ec/Io, Best Ec or Ec/Io distribution, Best PSC distribution,

    specific PSCs Ec or Ec/Io distribution, pilot pollution, coverage rate, overshooting

    diagnose, and so on.

    Its data analysis is based on dial test data, and is a comprehensive analysis

    combining station information and GIS information.

    It adopts various analysis methods based on geography, graphs and tables,

    statically and dynamically.

    It supports outdoor test data as well as indoor test data. The indoor geography

    analysis can be performed with indoor maps.

    It provides powerful geography analysis functions, and binding of data layer with GIS

    graphic layer, which realizes coverage display and statistics, and acquires space

    distribution property of parameters. Additionally, it has operational functions,

    including zoom, move, comment, select, information display, and automatic or

    manual offset, which can avoid overlapping of data graphic layers.

    It provides powerful message analysis functions, supports the thorough decoding ofRRC and NAS message, and can assemble system information blocks of segment

    transmission. Moreover, it supports browse, play, query and filter of messages, the

    statistics function for basic and user-defined event, as well as versatile delay

    analysis and KPI analysis function.

    It provides powerful and professional pilot analytic and diagnostic functions, such as

    coverage render of specific or all PSCs, pilot pollution analysis, neighbor list

    analysis, and coverage rate analysis etc.

    It provides flexible and customizable statistics and report functions.

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    It provides convenient and flexible station information management, and supports

    establishment, modification and exchange of station information.

    It provides powerful query function based on analysis.

    It provides versatile customized playback functions, and supports integral data play

    and single point track