UC Regent Gould
Transcript of UC Regent Gould
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- -. C A U f" O R N fA F O R M 700
FAlR pOLitiCAL PRACTICES COIAMISSltlN"II', ,.',.-",. .., , _ ., .. ~:~'" " ,_ " .',. ~ :"" ,_ ..,..; " " ,;. '.,;
S T A TE M E N T O F E C O N O M IC IN T E RE S TSDate R.eceW .~dr
(YfJdiJ) iJ!!.(; Onty
C O V E R P A G E
Please type or print in ink.A Public Document
(FIRST) (MIDDLE) DAYTIME TELEPHONE'Nu!{''t8ER
( 916 )441-6200
! NAME~ (LAST)
lGould
IMAILING ADDRESS
Russell ScottCITY S TATE ZIP CODESTREET
(May use business address)
1303 J Street, Suite 410 Sacramento
f 4. Schedule Summaryi 1. Office, Agency, or CourtI Name of Office. Agency, or Court:! University of California
I Division, Board, District, if applicable:
Your Position:
I i
I II II rI II I
, I II
2. Jurisdiction of Office (Check at least one box)
[] State
[] County of _
UC Regent
"" If filing for multiple positions, list additional agency(ies)/
position(s): (Attach a separate sheet if necessary)
Agency: ___
Position: _
! ! City of __ ~ _
[] Multi-County _
[] Other _
r3. Type of Statement (Check at least one box)
[] Assuming Officellniiial Date: ---.-1---.-1 _
~ Annual: The period covered is January 1, 2008,
through December 31, 2008.
-or-O The period covered is ---.-1---.-1 '_, through
December 31. 2008.
[] Leaving Office Date Left ~---.-1 __
(Check one)
o The period covered is January 1, 2008, through thedate of leaving office.I
I
i
! 0The period covered is ---.-1---.-1 , through' I I the date of leaving office,
[] Candidate
-or~
Election Year:
CA 95814
~ Total number of pages
including this cover page: 6
~ Check applicable schedules or "No reportableinterests."
I have disclosed interests on one or more of the
attaclled schedules:
Schedule A-1 ~ Yes - schedule attachedInvestments (Less than 10% Ownership)
Schedule A-200 Yes - schedule attached
Investments (10% or greater Ovmership)
Schedule B
Real Property
nYes - schedule attached
Schedule C I Z J Yes - schedule attachedIncome, Loans, & Business Positions (Income Other than Gifts
and Travel Paymenfs)
Schedule D
Income - Gifts
nYes - schedule attached
Schedule E 0Yes - schedule attached
Income - Gifts - Travel Payments
-or-
UNo reportable interests on any schedule
I 5.VerificationII I have used all reasonable diligence in preparing thisI . statement. I have reviewed this statement and to the best. of my knowledge the information contained herein and in any
attached schedules is true and complete.
I certify under penalty of perjury under the laws of the State
of California that the foregoing is true and correct.
Date Signed 3/16/08 . _
A 1 ~ _ ~ : ,~ ', '; '/:;1>IFile the originally signed siatecnent I,ith your filfR { j official.) U',
Signature
FPPC Form 700 (2008120
FPPC Toll-Free Helpline: 866!ASK-FPPC www.fppccca.g
http://www.fppccca.gov/http://www.fppccca.gov/ -
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SCHEDULE A~1
Investments
Stocks, Bonds, and Other Interests(Ownership Interest is Less Than 10%) I
Do not attach brokerage or financial statements. L=
&;r- _ ~_:W :& =_ =:wee;;..::.:u.
.... NAME OF BUSINESS ENTITY
Post Advisory Group Total Return Fund, LLPGENERAL DESCRIPTION OF BUSINESS ACTIVITY
Investment Fund
FAIR MARKET VALUE
o $2,000 - $10,000!8 l $100,001 - $1,000,000
0$10.001 - $100,000
o Over $1,000.000
NATURE OF INVESTMENT
o Stock!X l Other Stocks and Bonds
(Describe)
IF APPLICABLE, LIST DATE:
--------1 -------- 1 -.S l!L
ACQUIRED
--------1 --------1 -.S l!L
DISPOSED
1 0 - NAME OF BUSINESS ENTITY'" NAME OF BUSINESS ENTITY
MetWest Small Cap Fund LLPPartnership
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
Investment Fund
FAIR MARKET VALUE
o $2,000 - $10,0000$100,001 - $1,000,000
~ $10,001 - $100,000
o Over $1,000,000
NATURE OF INVESTMENT
!X l Stock
o Other _(Describe)
IF APPLICABLE, LIST DATE:
--------1 -------- 1 -.S l!L
ACQUIRED
--------1 --------1 -.S l!LDISPOSED
I'- NAME OF BUSINESS ENTITY". NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE
o $2,000 - $10,0000$100,001 - 51,000,000
o $10,001 - $100,000
o Over $1,000,000
NATURE OF INVESTMENT
o Stock
o Other ----------------(Describe)
IF APPLICABLE, LIST DATE:
--------1 -------- 1 -.S l!L
ACQUIRED
--------1--------1~DISPOSED
Russell S. Gould
1 F~siNESsENTiTY ~,.='-=N~_ ...W= m.=~=..!~
I I GENERAL DESCRIPTION OF BUSINESS ACTIVITY
L
I I
I
FAIR MARKET VALUE
o $2,000 - $10,0000$100,001 .. $1,000,000
o $10,001 - $100,000o Over 81,000,000
NATURE OF INVESTME~IT
o Stock
o Other ------------,------(Describe)
IF APPLICABLE, LIST DATE:
--------1 --------1 -.S l!L
ACQUIRED
--------1 -------- 1 -.S l!L
DISPOSED
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE
o $2,000 - $10,000o $100.001 - $1,000.000
o $10.001 - $100,000o Over $1.000,000
NATURE OF INVESTMENT
o Stock
o Other(Describe)
IF APPLICABLE, LIST DATE:
--------1 -------- 1 -.S l!LACQUIRED
- - - - - - - -1--- - - - - -1...mLDISPOSED
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
FAIR MARKET VALUE-"'0 $2.000 - $10.000
o $100.001 - $1.000.000o $10,001 - $100,000o Over $1.000.000
NATURE OF INVESTMENT
o Stock
o Other ---------------(Describe)
IF APPLICABLE, LIST DATE:
--------1 ------- -1 -.S l!L
ACQUIRED
- - - - - - - -1--- - - - - -1...mLDISPOSED
Comments: --, __FPPC Form 700 (2008/2009) Sch. A
FPPC Toll-Free Helpline: 866/ASKFPPC www.fppc.ca.gov
http://www.fppc.ca.gov/http://www.fppc.ca.gov/http://www.fppc.ca.gov/ -
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SCHEDULE A~2
investments, Income, and Assets
of Business Entities/Trusts(Ownership interest is 10% or Greater)
~-The Gould Family Trust
Name
15070 Grand Knoll Dr. Meadow Vista, CA 95722
Address
Check one
1 8 1 Trust, go to 2 o Business Entity, complete the box, then go to 2" - -
GENERAL DESCRIPTION OF BUSINESS ACTIVITY
The Gould Group
l Russell S. Gould
Name
15070 Grand Knoll Dr. Meadow Vista, CA 95722
Address
Check oneo Trust, go to 2 1 8 1 Business Entity, complete the box, then go t
GENERAL DESCRIPTION OF BUSINESS ACTiViTY
Business Consulting
IF APPLICABLE, LIST DATE: IF APPliCABLE. LIST DATE:FAIR MARKET VALUE
o 52,000 - S10,000o S10,001 - $100,000oS100,001 - $1,000,000Dover $1,000,000
--.1--.1 08ACQUIRED
--.1--.1 08DISPOSED
NATURE OF INVESTMENT
o Sole Proprietorship 0Partnership 0-----------Other
0$0 - $499
0$500 - $1,000
0$1,001 - $10,000
o $10,001 - $100,0001 8 1 OVER $100,000
PAiR MARKET VAlUE
o G2.000 ' $10,000o $10.001 - $100,000
I~ $100,001 .. $l,QOO,OooDOver $1.000,000
IINATURE OF INVESTMENTIE lSol" Proprietorship 0 Fartnership
I YOUR BUSINESS POSITION Owner_ 1 . .
o SO .. $499o S500 .. $1,000o $1,001 .. $10,000
_---1~08
ACQUIRED
----1__'~DISPOSED
i-Ll -----;::-----
o $10,001 ..$100,000[g ] OVER 5100,000
.
'.~~ . . " lltl .... . .
.. ..-.. - . - .
IBM Corporation; National Homebuyers Fund
.. 4. ftWESTMENTS Ar~DINTERESTS iN REAL PRORERIY ltt.t:D nY mE ',~ , i tN~ INE~ ~.NJ!TYO! ngu.s l. . ~ ,'. ," ~ . ~ , . 'n:" .~;, ;;
Check one box:
~ INVESTMENT o REAL PROPERTY
See attached
Name of Business Entity illStreet Address or Assessor's Parcel Number of Real Property
Descnption of Business Activity ill
City or Other Precise Location of Real Property
FAIR MARKET VALUE
o $2,000 .. $10,000o $10,001 .. $100,000o $100,001 .. $1.000,000DOver $1,000,000
IF APPLICABLE, LIST DATE:
--.1---1 08 ----1----P~ACQUIRED DISPOSED
NATURE OF INTEREST
o Property Ownership/Deed of Trust o Stock o Partnership
o Other -----------o LeaseholdYrs. remaining
o Check box if additional SChedules reporting investments or real propertyare attached
Check one box:
o INVESTMENT o REAL PROPERTY
Name of Business Entity illStreet Address or Assessor's Parcel Number of Real Property
Description of Business Activity illCity. or Other Precise Location of Real Property
FAIR MARKET VALUE
o $2,000 .. $10,000o$10,001 . $100,0000$100,001 - $1,000,000
DOver $1,000,000
IF APPLICABLE, LIST DATE:
----1--.1~ --.1----1~ACQUIRED DISPOSED
NATURE OF INTEREST
o Property Ownership/Deed of Trust
o LeaseholdV,S. remalntng
'[I0 Check box if additional schedules reporting investments or. real propertyI a re at tac hed
o Stock o Partnership
o Other ----------
Comments: FPPC Form 700 (2008/2009) SchFPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc.ca.g
http://www.fppc.ca.gov/http://www.fppc.ca.gov/ -
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Schedule A-2 ~Attachment
Business Entity Classification General Description Fair Market Value Dat
Dispos
77 BANK LTD ORO F Stock Financial $10 001 ~ $100,000 10/16/20
APPLE INC Stock TechnoloQY $10,001 - $100,000 10/16/20AFLAC INC Stock Insurance $10,001 - $100,000 10/16/20AMERICAN INTL GROUP INC COM Stock Insurance $10,001 - $100,000 10/16/20
AMR CORPORATION Stock Transportation $10,001 - $100 000 10/16/20ASTREZENECA Stock Pharm aceutical $10,001 - $100,000 10/16/20AT&T CORP NEW Stock Communication $10,001 - $100,000 10/16/20BAXTER INTL INC COM Stock Healthcare $_j0,001 $100,000 10/16/20BUNGE LIMITED F Stock Insurance $'0,001 - $100,000 10/16/20CARREFOUR SPRMCHSAORDF Stock Consumer Products $10,001 - $100,000 10/16/20DEUTSCHE POSTBANK ORD F Stock Financial $10,0.01 - $1.00,000 10/16/20DEUTSCHE TELEKOM AG Stock Technology $10, .001 - $100,000 10/16/2.DIAGEO PLC SPON ADR NEW Stock Beveraqes/Distillers $10,001 - $100,000 10/16/20ENERSIS SA ADR Stock Communication $10,001 - $10.0,000 10/16/2.FINMECCANICA NEW ORD F Stock Communication $10,001 - $100,00.0 10/16/20HOME DEPOT INC Stock Consumer Products $10,001 - $1.00,000 10/16/20
JP MORGAN CHASE & CO Stock Financial $10,0.01 - $10.0,00.0 10/16/20KAO CORP NEW ADR Stock Communication $10,001 - $100,000 10/16/20
KOMATSU LTD ADR NEW Stock Electronics $10,001 - $1.0.0,00.0 1.0/16/2
LLOHS GATE ENTMT CP NEWF Stock ....Financ.i.a! _ . .$1 O...o.ot~$tOO.QOO 1.0/16/2
LILLY ELI & COMPANY . Stock Pharmaceutical $10,001 - $100,000 10/16/2.
M&T BANK CORPORATION Stock Consumer Products $100.01 - $100,000 10/16/20
MITSUIBISHI UFJ FINL GROUP Stock Manufacturing $10,001 - $100,0.00 10/16/20
NOVARTIS AG SPON ADR Stock Healthcare $10,001 - $1.00,00.0 10/16/2.
NVR INC Stock Financial $10,0.01 - $100,00.0 1.0/16/2
ORACLE CORP COM Stock Technology $10,.0.01 - $1.00 000 10/16/20
ORIX CORPORATION ADR FSPONSORED AOR Stock Insurance $1.0,.0.01 - $1.0.0,.0.0.0 1.0/16/2
ROYAL DUTCH SHELL A Stock Electronics $10,.001 - $1.0.0,.0.0.0 1.0/16/2
SHIONOGI & CO LTD ORD F Stock Pharmaceutical $1.0,001 - $100,000 10/16/2.0STD CHARTER BK ORO NEW F Stock Financial $1.0,001 - $1.0.0,.0.0.0 10/16/20
TEXAS INSTRS INC COM Stock TechnoloQY $1.0,.0.01 - $100,000 1.0/16/2
TIME WARNER INC Stock Entertainment $1.0,001 - $100,.000 10/16/20
THOMAS BETTS CORP TENN Stock Manufacturing $1.0,001 - $1.00,0.00 10/16/20
TORAY INDUSTRIES ORO F Stock Manufacturing $10,.0.01- $1.0.0,00.0 1.0/16/2.
TOTO LTD ORO F Stock Consumer Products $10,001 - $100,00.0 10/16/2.0
TRANSOCEAN INC F Stock Tobacco Products $10,001 - $1.0.0,000 10/16/20
UNICREDITO ITAL SPA ORDF Stock Financial $10,001 - $100,000 10/16/20
UNILEVER N V NY SHS NEWFIN Stock Consumer Products $10001 - $100000 10/16/20
VOOAFONE GROUP PLC NEW SPONSORED ADR Stock Communication $10,001 - $100000 10/16/20
WARNER MUSIC GROUP COM Stock ~-c Entertainment $10,001 - $100,0.00 10/16/20
WEATHERFORD INTERNATIONAL LT COM Stock Enerqy $10,001 - $100,000 10/16/20
GREATER SACRAMENTO BANK COPR Stock Financial Under $10,000
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FORM 700 Statement of Economic Interests for Calend.ar Year 2008
List of Agencies and Member Counties
Agencv Position
CRHMF A Homebuyers Fund Financial Management Adviser
List of Member Counties
Alpine ModocI
Amador Mono
Butte Napa
Calaveras Nevada
Colusa Placer
Del Norte Plumas
EI Dorado San Benito
Glenn San Luis Obispo
Imperial Shasta
Inyo SielTa
Lake Siskiyou
Lassen I Sutter
Madera Tehama
Mariposa Trinity
MercedTuolumne I
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SCHEDULE C
IncomeJ Loans~ &, Business
Positions
(Other than Gifts and Travel Payments)
I~ O O = = " i,i&22&&2:&LUzqr"*i1!iill'iJJiiBiia&iiii&Wi ..... i&1iiiiIINAME OF SOURCE OF INCOME 1 : . 1 NAME OF SOURCE OF INCOME
I I
Wachovia Bank, Wachovia Portfolio Services I ' i l, I
ADDRESS ~
I1303 J Street, 410; Sacramento, CA 95814BUSINESS ACTIVITY, IF ANY OF SOURCEInvestment Management
YOUR BUSINESS POSITION
Sr VP Wachovia Bank; SrMgng Dir Wachovia PS
GROSS INCOME RECEIVED
0$500 - $1.000 0$1,001 - 510,000
o 510,001 - $100,000 [g] OVER 5100,000
CONSIDERATION FOR WHICH INCOME WAS RECEIVED
[gj Salary 0Spouse's or registered domestic partner's income
o Loan repayment
oSale of (Property. car, boal, etc.)
o Commission or 0Rental Income, lisc each source of 570,000 or more
D Other ---------:-:-~:_:_--------(Describe)
Russell S. Gould
ADDRESS
BUSINESS ACTIVITY, IF ANY, OF SOURCE
YOUR BUSINESS POSITION
GROSS INCOME RECEIVED
05500 - $1,000 0$1.001 - $10,000
o $10,001 - 5100.000 0OVER $100,000CONSIDERATION FOR WHICH INCOME WAS RECEIVED
o Salary 0Spouse's or registered domestic partner's incomeo Loan repaymentoSale of ----- _
(Property. car, boat. eCc.)
o Commission or o Rental Income, lisc each source of 570,000 or more
o Other(Describe)
* You are not required to report loans from commercial lending institutions, or any indebtedness created as partof a retail installment or credit card transaction, made in the lender's regular course of business on terms
available to members of the public without regard to your official status. Personal loans and loans received
not in a lender's regular course of business must be disclosed as follows:
NAME OF LENDER'
ADDRESS
BUSINESS ACTIVITY. IF ANY, OF LENDER
HIGHEST BALANCE DURING REPORTING PERIOD
0$500 - $1,000
o $1,001 - $10.000o $10,001 - S100.000DOVER $100,000
Comments:
INTEREST RATE TERM (Montlls/Years)
____ % o None
SECURITY FOR LOAN
o None 0Personal residence- - . . . - : < : : . ,
oReal Property Street address
City
o Guarantor --------------------
o Other (Describe)
FPPC Form 700 (2008/2009) Sch. C
FPPC TolfFree Helpline: 866/ASKFPPC www.fppc.ca.gov
http://www.fppc.ca.gov/http://www.fppc.ca.gov/