u. p. Stock Exchange Limited

7/30/2019 u. p. Stock Exchange Limited

1/44

U.P. Stock Exchange Limited (Formerly known as The U.P. Stock Exchange Association Ltd., Kanpur)

occupies a very prominent place among the existing Stock Exchanges in India. The Exchange was

inaugurated on 27th August, 1982 by the then Finance Minister Shri Pranab Mukherjee. Right from its

inception it has been playing a very prominent role in the development of capital market of Northern

India. U.P. Stock Exchange is the only Stock Exchange in whole of Uttar Pradesh and the membership

of this Stock Exchange is not restricted to the territories of Uttar Pradesh only. Initially it had 350

members which has now increased to 540 members belonging to almost all important cities of the

country. Members living outside Kanpur has contributed a lot by creating the equity cult in whole of

the Uttar PradeshU.P. Stock Exchange Limited (Formerly known as The U.P.Stock Exchange Association Ltd.,

Kanpur) occupies a very prominent place among the existing Stock Exchanges in India. The Exchange was

inaugurated on 27th August, 1982 by the then Finance Minister Shri Pranab Mukherjee. Right from its inception it has

been playing a very prominent role in the development of capital market of Northern India. U.P. Stock Exchange is

the only Stock Exchange in whole of Uttar Pradesh and the membership of this Stock Exchange is not restricted to

the territories of Uttar Pradesh only. Initially it had 350 members which has now increased to 540 members belonging

to almost all important cities of the country. Members living outside Kanpur has contributed a lot by creating the

equity cult in whole of the Uttar Pradesh. Not only this the members are highly qualified and professional and devoted

to the cause of capital formation in the country.

The Exchange was initially started in the rented building but with the efforts of our members, a new complex was

constructed and was inaugurated by His Excellency Shri R Venkataraman the then President of India on 8th

February, 1989.At present we have 843 companies listed with the total capitalization of Rs.81184 Crores. The annual turnover of this

Exchange for the last three years are : 1998-99 : 18429 Crores, 1999-2000 : 23876 Crores and 2000-01 : 25112

Crores. Thus every year we have increased our turnover creating more and more awareness among the people of

Northern India.

This Stock Exchange is wedded to the investors protection and investors education as we have firm conviction that

any investor protection cannot be achieved without proper awareness and education of investors. Thus the Exchangehas a very active investor service Cell and also a very equipped Research and Development Wing is functioning. We

have also a very effectiveThe Exchange has one of the best developed Exchanges of the country so far its

infrastructure is concerned. The Ex-Finance Minister Dr. Manmohan Singh, Ex-Commerce Minister Shri Pranab

Mukherjee, other Central Ministers and Chief Ministers Uttar Pradesh have visited this Exchange and appreciated its

efforts in maintaining the transparency and the integrity of the market. To keep pace of changing technology the

Exchange has embarked upon the Project of Screen Based Trading. The On-line Trading based on VECTOR

Software supplied by CMC has commenced on UPSE from 11th November 1997.

To increase the further business and to facilitate the On-line trading facility to about 22 members at Lucknow an


2/44

additional trading floor has been established at Lucknow. At present at the Additional Trading Floor at Lucknow 22

Lucknow based members have been allotted Computer Terminals which have been connected with UPSE main

Server via VSAT.

As per recent decision of SEBI for the revival of the smaller Stock Exchanges in the country, they can obtain the

membership of big Stock Exchanges like, BSE, NSE, CSE etc. through forming a subsidiary company of the

Exchange and in turn the members of the Exchange can trade through the said subsidiary as sub-broker(s).

Accordingly we have incorporated a wholly owned subsidiary namely UPSE Securities Ltd. and obtained the

membership of BSE to enable the members of UPSE on BOLT.

LIST OF CHAIRMAN SINCE MARCH 31, 2008

S/No NAME DATE OF APPOINTMENT DATE OF CESSATION

01 Mr. K.D.GUPTA 31.03.2008 07.11.2009

02 Mr. ASHOK SHARMA 07.11.2009 23.10.2010

03 Mr. K.D.GUPTA 23.10.2010 CONTINUE....

LIST OF PRESIDENTS SINCE JUNE 15, 1982


01 Dr. G.H.SINGHANIA 15.06.1982 20.05.1985

02 Dr. K.B.AGARWAL 20.05.1985 19.12.1990

03 Mr. P.K.JAIN 19.12.1990 20.11.1992

04 Mr. G.L. JHANWAR 20.11.1992 06.10.1993

05 Dr. K.B.AGARWAL 06.10.1993 15.10.1994

06 Dr. G.H.SINGHANIA 15.10.1994 21.12.1996

07 Mr. R.K.TANDON 21.12.1996 22.11.1997

08 Mr. D.D. SARDA 22.11.1997 26.09.1998

09 Mr. T.N.BANSAL 26.09.1998 14.04.1999


3/44

10 Mr. HARI KRISHAN GARG 14.04.1999 18.12.1999

11 Mr. R.K.AGARWAL 18.12.1999 06.11.2000

12 Mr. S.K.MAHESHWARI 07.11.2000 22.12.2001


LIST OF VICE-PRESIDENTS SINCE JUNE 15, 1982


01 Dr. K.B.AGARWAL 15.06.1982 20.05.1985

02 Mr. P.K.JAIN 20.05.1985 19.12.1990

03 Mr. G.L.JHANWAR 19.12.1990 20.11.1992

04 Mr. D.D.SARDA 20.11.1992 15.10.1994

05 Mr. R.K.TANDON 15.10.1994 21.12.1996


07 Mr. T.N.BANSAL 22.11.1997 26.09.1998

08 Dr. SUDHIR AGARWAL 26.09.1998 14.04.1999

09 Mr. R.K.AGARWAL 14.04.1999 18.12.1999

10 Mr. AVINASH KHANDELWAL 18.12.1999 11.04.2001

11 Mr. SATISH CHANDRA GUPTA 11.04.2001 12.07.2002

system of readdressing the investors complaint

S.N

O

MEM_

NOSEBI_NO

DATE_OF

_AD

REG_D

ATEMEM_NAME FIR_NAME OFF_ADD1 OFF_ADD2

110/044

1-7

INB10034

0518

18.03.198

8

17-12-

1992AJAY GARG

AJAY GARG &

CO.

86/11,

KALPI

ROAD,

DEPUTY K

PARAO,

2 10/052 INB10034 29.06.198 17-12- AJAY AJAY 253, KANPUR


4/44

1-9 0616 9 1992 JAYASWAL JAYASWAL &

CO.

ANANDPU

RI,

3

10/046

2-0

INB10034

0812

30.09.198

8

17-12-

1992

AJAY KUMAR

KABRA

A.KUMAR &

CO.

39/1386,

SARAFFAMARKET,

CHANDNI

CHOWKMARKET,

410/053

2-4

INB10034

0714

26.08.198

9

17-12-

1992

AJAY KUMAR

GUPTA

AJAY GUPTA

& CO.

51/47,

NAYAGANJ

,

KANPUR

510/045

2-2

INB10034

0910

28.05.198

8

17-12-

1992

AJAY KUMAR

MEHRAMEHRA BROS.

124-A/371,

GOVIND

NAGAR,

KANPUR

610/002

0-9

INB10034

1018

21.07.198

2

17-12-

1992

AJAY KUMAR

SAHU

SAHU

INVESTORS

SAHU

BUILDING,HAZRAT G

710/003

8-1

INB10034

1312

23.05.198

7

17-12-

1992

AJIT KUMAR

JAIN

AJIT KUMAR

JAIN

JAIN

BUILDING

73/3-C, CO

BAZAR,

810/054

1-3

INB10034

1410

27.10.198

9

17-12-

1992

AKHILESH

KUMAR

CHATURVEDI

A.K.CHATURV

EDI & CO.

14/113,

CIVIL

LINES,

PADAM TO

910/050

4-9

INB10034

1811

25.11.198

8

17-12-

1992

AMAR NATH

GUPTAAMAR & CO.

37/53, IST

FLOOR,

GILIS

BAZAR,

SHIVALA R

1010/002

2-5

INB10034

1919

21.07.198

2

17-12-

1992

AMAR NATH

KHETAN

AMAR NATH

KHETAN

74/237,

DHAN

KUTTI,

KANPUR -

001

1110/070

8-4

INB10070

3016

23.03.199

5

15-03-

1995

SANJAY

AGARWAL

SATISHKUMAR

AGARWAL

7/95, TILAK

NAGAR,

KANPUR -

002

1210/044

0-9

INB10034

2918

23.05.198

7

17-12-

1992

ANIL KUMAR

BHATIAANIL & CO.

412,

PADAM

TOWER,

14/113, CIV

LINES,


5/44

1310/001

3-6

INB10034

3819

21.07.198

2

17-12-

1992

ANOOP

KISHORE

RASTOGI

A.K.RASTOGI

48/180,

GENERAL

GANJ,

KANPUR

1410/066

1-4

INB10051

7815

14.08.199

2

18-03-

1993

MANJULA

BHANSALI

CRB

SECURITIES

C/O SHRI

C.R.BHANS

ALI

34 B AART

BUILDING

1510/003

5-7

INB10034

5513

23.05.198

7

17-12-

1992

ATUL

KANODIA

ATUL

KANODIA &

CO.

511,

KRISHNA

TOWERS,

CIVIL LINE

16 10/0791-2

INB100967717

25/26.4.97

31-07-1997

AMIT JINDAL AMIT JINDALASSOCIATES

140,

ANANDPU

RI,

KANPUR -023

1710/044

3-3

INB10034

6914

18.03.198

8

17-12-

1992

BHOLENDRA

KUMAR

GUPTA

BHOLENDRA

K. GUPTA &

CO.

37/1 A, THE

MALL,KANPUR

1810/050

0-6

INB10034

7414

25.11.198

8

17-12-

1992

BRIJ

PRABHAT

SRIVASTAVA

BRIJ

SRIVASTAVA

& CO.

C-46, E-

PARK,

MAHANAG

AR

EXTENSIO

N

LUCKNOW

006

1910/048

3-2

INB10034

7815

25.11.198

8

17-12-

1992

CHETAN

SHARMA

CHETAN

SHARMA &

CO.

25,

SYNDICAT

E BANK

COLONY

7TH MAIN,

CROSS,BA

ANKARI

2010/059

6-1

INB10035

9118

28.06.199

1

17-12-

1992

MANGI LAL

BOTHRA

M.L.BOTHRA &

CO.

684,

PADAM

TOWER,

CIVIL LINE

2110/006

9-1

INB10034

8217

21.07.198

2

17-12-

1992

DEEP KUMAR

KAPOOR

KAPOOR &

CO.

35, KHUN

KHUN JI

ROAD,

CHOWK,

22 10/063 INB10051 25.03.199 18-03- RAJESH RAJESH 55/97, KANPUR -


6/44

4-7 7316 2 1993 CHURIWAL CHURIWAL &

CO.

GENERAL

GANJ,

001

2310/008

0-2

INB10034

9216

20.09.198

5

17-12-

1992

DILIP KUMAR

AGARWAL

ANURADHA

CONSULTANT

S

60/52,

NAYAGANJ

,

KANPUR

2410/009

3-4

INB10052

5611

21.07.198

2

02-04-

1993GEETA OMAR

GEETA

SHARE

ENTERPRISES

244,

PADAM

TOWERS,

14/113, CIV

LINES,

25 10/0091-8

INB100350215

21.07.1982

17-12-1992

GHANSHYAMDAS GUPTA

IFMAC

409,

PADAM

TOWERS,

14/113, CIVLINES,

2610/010

5-1

INB10035

0411

23.05.198

7

17-12-

1992

GHANSHYAM

DAS

CHHABARIA

G.D.CHHABAR

IA & CO.

164,

LUKER

GANJ,

ALLAHABA

211 001

2710/048

4-1

INB10035

0518

25.11.198

8

17-12-

1992

GHANSHYAM

DWEVEDI

GHANSHYAM

DASS & CO.

49/62,

BAGLA

BUILDING,

NAYAGAN

2810/066

3-1

INB10051

8814

09.10.199

2

18-03-

1993

VIJAY

MEHROTRA

V.M.ENTERPR

ISES

505, CITY

CENTRE,63/2, THE

2910/084

8-0

INB10103

4214

07.05.199

8

01-07-

1998

MANISH

KUMAR

GUPTA

MANISH & CO.

558

PADAM

TOWERS I

14/113, CIV

LINES

3010/011

5-9

INB10052

5915

21.07.198

2

02-04-

1993

HANUMAN

PRASAD

KANUDIA

H.P.INVESTOR

S

14/113,

CIVIL

LINES,

KANPUR

3110/011

2-4

INB10035

1713

21.07.198

2

17-12-

1992

HARI HAR

NATH SHUKLA

H.N.SHUKLA &

CO.

51/56, SITA

RAM

MARKET,

NAYAGAN

3210/011

3-2

INB10035

1811

21.07.198

2

17-12-

1992

HARI

KRISHNA

H.K.GARG &

CO.

85/72,

LAXMIKANPUR


7/44

GARG PURWA,

3310/066

4-9

INB10051

8618

09.10.199

2

18-03-

1993

TRILOK

CHAND JAIN

TRILOK

CHAND JAIN

77/146,

LATOUCHE

ROAD,

209, VARD

COMPLEX

FLOOR

3410/011

1-6

INB10035

2516

26.08.198

2

17-12-

1992

HEMENDRA

KUMAR M.

CHAWRA

H.M.CHAWRA

75/232,

SUBZI

MANDI,

KANPUR

3510/064

6-1

INB10051

7012

06.05.199

2

18-03-

1993

MANJEET

SINGH SETHIC.M.SETHI

119/3,

G.T.ROAD,JARIB CHO

3610/012

3-0

INB10035

2810

10.05.198

4

17-12-

1992

ISHWAR LAL

MUNJE

ARUN MUNJE

& CO.

CABIN

NO.233,PA

DAM

TOWERS

UPSE BUIL

14/113, CIVLINES

3710/013

7-0

INB10035

3711

23.05.198

7

17-12-

1992

JINENDRA

KUMAR JAINJ.K.JAIN & CO.

H-373,

INDERLOK

COLONY,

KRISHNA

NAGAR,KN

LUCKNOW

3810/012

8-1

INB10035

3819

20.12.198

5

17-12-

1992

JITENDRA

JAIN

ARCH

ENTERPRISES

40/69-B,

HOSPITAL

ROAD,

PARADE,

3910/012

9-9

INB10035

4015

24.12.198

7

17-12-

1992

JOGINDER

MEHTA

R.MEHTA &

CO.

53/8,

NAYAGANJ

,

KANPUR

40

10/015

3-1

INB10035

5014

21.07.198

2

17-12-

1992

KANHAIYA

LAL JAIN JAIN & CO.

19 ATF U P

STOCK

EXCHANG

E ASSN

AROHI TRA

CENTRE,CHOWK

4110/017

3-6

INB10038

3310

23.05.198

7

17-12-

1992

KEDAR NATH

RANASARIA

K.N.

RANASARIA

78/284,

LATOUCHE

ROAD,

KANPUR


8/44

4210/016

7-1

INB10035

5611

21.07.198

2

17-12-

1992

KHEM CHAND

BHATIA

KHEM CHAND

BHATIA & CO.

416,

PADAM

TOWER,

14/113, CIV

LINES,

4310/014

1-8

INB10035

6219

29.12.198

3

17-12-

1992

KRISHNAKUMAR

BHATIA

N.C.BHATIA &

CO.

ROOM NO

413,

PADAM

TOWER - I,

14/113, CIV

LINES,

4410/014

5-1

INB10046

4220

21.07.198

2

22-12-

1992

KRISHAN

KUMAR

TANDON

KRISHAN

KUMAR & CO.

673,

PADAM

TOWER-I,

14/113, CIV

LINES,

4510/016

2-1

INB10035

6415

25.03.198

5

17-12-

1992

KRISHAN

MOHAN

SHUKLA

MOHAN & CO.

111A/396,

ASHOK

NAGAR,

KANPUR

4610/059

1-0

INB10037

5112

28.06.199

1

17-12-

1992

SHASHI

KAPOOR

SHASHI

KAPOOR &

CO.

428,

PADAM

TOWERS,

CIVIL LINE

4710/058

7-1

INB10034

2516

28.06.199

1

17-12-

1992

ANAND

KUMAR

SARASWAT

ANAND

KUMAR

SARASWAT

28/135,

DWARKA

DISH

ROAD,

KANPUR -

001

4810/052

8-6

INB10035

8315

26.08.198

9

17-12-

1992

MAHENDRA

KUMAR JAIN

MAHENDRA

KUMAR JAIN

189, N

BLOCK,

KALPANA

PLAZA,

ROOM NO

BIRHANA

4910/021

1-2

INB10035

8618

23.05.198

7

17-12-

1992

MAHESH

CHANDRA

BAJPAI

M.C. BAJPAI

541,

PADAM

TOWER,

14/113, CIV

LINES,

5010/056

4-2

INB10034

6816

22.09.199

0

17-12-

1992

BHARAT

KUMAR

BHARAT

KUMAR & CO.

542,

PADAM

TOWER,

14/113, CIV

LINES,

5110/020

7-4

INB10035

9813

23.05.198

7

17-12-

1992

MANOHAR

LAL MANWANIRAVI & CO.

397,

PADAM

14/113, CIV

LINES,


9/44

TOWER,

5210/020

4-0

INB10036

0518

31.03.198

6

17-12-

1992

MAYUR

M.PAREKH

MAYUR

M.PAREKH

F/501,

VISHAL

APARTME

NT,

M.V.ROAD

ANDHERI

5310/020

5-8

INB10036

0714

18.11.198

6

17-12-

1992

MOHAN LAL

BANSAL

MOHAN LAL

BANSAL

73/20,

COLLECTO

R GANJ

KANPUR -

5410/020

6-6

INB10036

1018

23.05.198

7

17-12-

1992

MUKESH

MANCHANDA

MANCHANDA

& CO.

15,

CHANDER

NAGAR

MARKET,

ALAMBAG

5510/076

9-6

INB10095

0215

04.10.199

6

27-12-

1996

ANIL KUMAR

AGARWAL

ANIL KUMAR

AGARWAL

110/06,NEHRU

NAGAR,

KANPUR

5610/053

1-9

INB10036

4113

26.08.198

9

17-12-

1992

PRAVEEN

KUMAR

ARORA

PRAVEEN

KUMAR

ARORA & CO.

7/13,

BAMBA

ROAD,

KAUSHAL

5710/058

3-9

INB10036

2311

22.09.199

0

17-12-

1992

NIKUNJ

RASTOGI

KISHORE

INVESTMENT

48/143, RAJ

NIKETAN,GENERAL

5810/024

2-2

INB10036

4818

21.07.198

2

17-12-

1992

PRITI

KAPOORP.KAPOOR

A 505FORTUNA

APARTME

NTS

JOPLING R

5910/087

5-7

INB10106

3536

07.08.199

9

07-09-

1999

PAVAS STOCK

BROKERS

LTD.

PAVAS STOCK

BROKERS

LTD.

CABIN

NO.664,

PADAM

TOWER I,

14/113, CIV

LINES,

60

10/047

3-5

INB10036

8011

30.09.198

8

17-12-

1992

RAKESH

CHANDRAVAISH

RAKESH

CHANDRAVAISH

59/39,

BIRHANAROAD

KANPUR

6110/032

5-9

INB10036

8716

23.05.198

7

17-12-

1992

RAKESH

KUMAR

MANGLIK

R.K.MANGLIK

& CO.

GEETA

BHAWAN,141, NARH

62 10/032 INB10036 23.05.198 17-12- RAM GOPAL RAM GOPAL & 16/26, KANPUR


10/44

4-1 9216 7 1992 AGARWAL CO. CIVIL

LINES,

6310/047

2-7

INB10036

9715

30.09.198

8

17-12-

1992

RAM NATH

BHARGAVA

R.N.BHARGAV

A & CO.

11/313,

SOUTER

GANJ,

KANPUR

6410/028

8-1

INB10037

0019

21.07.198

2

17-12-

1992

RAM

CHANDRA

MEHROTRA

RAM &

COMPANY

33/146,

GAYAPRAS

AD

STREET

KANPUR

6510/028

6-4

INB10037

0411

21.07.198

2

17-12-

1992

RAMESH

CHANDRA

KHANNA

AAR KHANNA

& CO.

128/149- H

BLOCK,KIDWAI NA

6610/094

7-8

INB10125

6734

17.04.200

6

29-03-

2006

RAMANSECURITIES

PVT.LTD.

RAMANSECURITIES

PVT.LTD.

107/266,BRAHMA

NAGAR,

KANPUR -

012

6710/055

4-5

INB10037

1615

29.06.199

0

17-12-

1992

RISHABH

KUMAR OMAROMAR & CO.

FLAT

No.604,

SANGEETA

APPART.,

14/59-A, C

LINES,

6810/063

7-1

INB10051

7218

25.03.199

2

18-03-

1993

OM PRAKASH

BAJAJBAJAJ & CO.

385,

PADAM

TOWER,

14/113, CIV

LINES,

6910/036

0-7

INB10037

2213

21.07.198

2

17-12-

1992

SANJAY

KUMAR

MAHESHWARI

SANJAY

KUMAR

MAHESHWARI

402,

PADAM

TOWER,

14/113, CIV

LINES,

7010/092

7-3

INB10118

2039

11.04.200

1

12-04-

2002

JLG

SECURITIES

PVT.LTD.

JLG

SECURITIES

PVT.LTD.

15/20-C,

CIVIL

LINES,

KANPUR -

001

7110/087

0-6

INB10106

2918

07.08.199

9

02-09-

1999

SANJAY

AGARWAL

SHREE

JAGANNATH

SECURITIES

CABIN

NO.419,

PADAM

TOWERS,

14/113, CIV

LINES,

72 10/065 INB10051 06.05.199 18-03- SANJAY SAROJ & CO 681, 14/113, CIV


11/44

6-8 7414 2 1993 AGARWAL PADAM

TOWER,

LINES,

73

10/050

7-3

INB10037

3613

25.11.198

8

17-12-

1992

SATISH

CHANDRAGUPTA

SATISH S.

GUPTA

B-580,

KAMLANAGAR,

AGRA

7410/040

1-8

INB10046

4523

23.05.198

7

22-12-

1992

SATYA

NARAYAN

NEWATIYA

SATYA

NARAYAN

NEWATIYA

53/1,

NAYAGANJ

,

KANPUR -

7510/034

5-3

INB10037

3819

20.09.198

5

17-12-

1992

SATYA

PRAKASH

MITTAL

MITTAL & CO.

624,

SADAR

BAZAR,

LUCKNOW

001

7610/037

0-4

INB10037

4015

21.07.198

2

17-12-

1992

SAVITA

MALHOTRA

TRUSTWEL

INVESTMENT

S

S-305,

GREATER

KAILASH -

1,

NEW DELH

7710/035

6-9

INB10037

4113

21.07.198

2

17-12-

1992

SAVITA RANI

AGARWAL

SANGAM &

CO.

161/145,

SWAMI

VIVEKANA

ND MARG

(SOUTH

MALAKA),

7810/062

1-5

INB10034

5014

28.09.199

1

17-12-

1992

ASHOK

SAHANI

ASHOK

SAHANI

C/OQUALIK

EMS FINE

CHEMICAL

S P.LTD.

5531,BAST

HARPHUL

SINGH

7910/036

5-8

INB10037

4417

21.07.198

2

17-12-

1992

SHAILENDRA

KUMAR

TANDON

SHAILENDRA

KUMAR

TANDON

375 PADAM

TOWER,

14/113, CIV

LINES,

80 10/0396-8

INB100374710

23.05.1987

17-12-1992

SHANKER LALMANWANI

SHANKER LALMANWANI

117/N/5,KAKADEO

KANPUR

8110/038

6-1

INB10037

5210

31.03.198

6

17-12-

1992

SHASHI

PRABHA

MITTAL

R.N.MITTAL &

CO.

201/204,

JAWALA

MANSION,

4/2,

ASAF ALI

ROAD,ADJ

D.S.E.BUL


12/44

8210/059

4-4

INB10036

1615

28.06.199

1

17-12-

1992

NAVIN KUMAR

MAHESHWARI

N.K.

MAHESHWARI

& CO.

562,

PADAM

TOWER,

14/113, CIV

LINES

8310/039

1-7

INB10052

6718

06.03.198

7

02-04-

1993

SUNIL KUMAR

AGARWAL

LAXMI &

SONS.

2ND

FLOOR,

PADAM

TOWER,

14/113, CIV

LINES,

8410/039

7-6

INB10037

7913

23.05.198

7

17-12-

1992

SUNIL KUMAR

GUPTASUNIL BROS.

FLAT NO.

5, PRABHU

RACHNA,

13-386-D,

LINES,

8510/035

5-1

INB10046

4827

21.07.198

2

22-12-

1992

SURINDER

MEHTA

R.MEHTA &

CO.

112, U P

STOCK

EXCHANG

E,

PADAMTOWERS,

LINES,

8610/042

2-1

INB10037

9617

23.05.198

7

17-12-

1992

UDAY

MERCHANT

UDAY

MERCHANT

250/252,

LUCKY

MANSION,

BAZAR GA

STREET, F

8710/090

0-1

INB10112

4338

16.05.200

0

23-08-

2000

SDL SHARE

AND

ST.BROKERS

P LTD

SDL SHAREAND STOCK

BROK.P LTD

12/36/136,

GWALTOLI,KANPUR

8810/042

7-1

INB10038

0714

21.07.198

2

17-12-

1992

VEENA

PANDEY

VEENA

PANDEY

C/O M/S

PANDEY &

CO.

24/24, KAR

KHANA,

8910/062

7-1

INB10037

0910

31.01.199

2

17-12-

1992

RAJAN

SEHGAL

R.SEHGAL &

CO.

C-2/65,

SUSHANT

LOK

PHASE-I

GURGAON

HARYANA

001

9010/093

5-4

INB10119

0214

09.03.200

2

30-01-

2003

SANDEEP

AGARWAL

KEWAL

KRISHAN &

SONS

59/41,

BIRHANA

ROAD,

KANPUR -

001

91 10/050 INB10038 25.11.198 17-12- VIMAL KUMAR PRABHAT & ROOM 14/113, CIV


13/44

1-4 1410 8 1992 SHARMA CO. NO.254,

PADAM

TOWER II,

LINES,

9210/043

4-4

INB10038

2419

21.07.198

2

17-12-

1992VIVEK SARAN SARAN & CO.

ROOM

NO.120,

PADAM

TOWER II,

14/113, CIV

LINES,

9310/056

5-1

INB10035

2017

22.09.199

0

17-12-

1992

HARISH

KUMAR SHAH

HARISH SHAH

& CO.

55/112,

GENERAL

GANJ,

KANPUR

9410/061

8-5

INB10034

9813

28.09.199

1

17-12-

1992

GANESH MAL

JAIN

SHREE

GANESH &

CO.

309, CITY

CENTRE,THE MALL

9510/058

1-2

INB10037

8618

18.03.199

1

17-12-

1992

SUSHIL

KUMAR

TULSYAN

SHUBHAM &

CO.

55/50,

GENERAL

GANJ,

KANPUR -

001

9610/090

6-1

INB10114

3916

25.08.200

0

16-11-

2000

RANBIR

SINGH

SIMAR

INVESTOR

S/O S

RANJIT

SINGH

CHADHA

120/920, B

NO.10,SAR

HA COLON

9710/061

5-1

INB10036

0117

28.08.199

1

17-12-

1992

MANOJ

KUMAR

KHEMKA

R.KHEMKA &

CO.

CABIN

NO.536,

14/113

CIVIL

LINES

PADAM TO

9810/060

3-7

INB10035

9216

28.08.199

1

17-12-

1992

MANJOO

MISRA

MANJOO

MISRA

106/261-A,

ANAND

BAGH,

KANPUR

99 10/0605-3

INB100343613

28.08.1991

17-12-1992

ANJU

JHUNJHUNWA

LA

ANJU & CO.

CABIN

NO.13

MERCHAN

T

CHAMBER,

14/76, CIVLINES,

10010/067

2-0

INB10057

7619

06.10.199

3

23-03-

1994

ANIL KUMAR

GUPTA

P.R.KHANDEL

WAL & CO.

CABIN

NO.111,

PADAM

14/113, CIV

LINES,


14/44

TOWER,

10110/067

5-4

INB10058

6512

06.12.199

3

03-05-

1994

ROHIT

MEHROTRA

ROHIT

MEHROTRA &

CO.

317, CITY

CENTRE,THE MALL

10210/068

1-9

INB10058

6111

06.12.199

3

03-05-

1994

KANHAIYALAL

GUPTA

KANHAIYALAL

GUPTA

130/L-

1/190,

KIDWAI

NAGAR,

KANPUR

10310/092

5-7

INB10117

9217

11.04.200

1

06-03-

2002JITESH SHAH JITESH SHAH

304,

JHAJARIA

MARKET,

GENERAL

10410/070

6-8

INB10069

3016

24.11.199

4

07-02-

1995

NISHITH

GUPTA

NISHITH

GUPTA

ROOM

NO.18, 3RDFLOOR,

24/147-A,

KALPANAPLAZA,

1050/0715

-7

INB10078

7218

02.05.199

5

14-09-

1995

KEDAR NATH

CHANDAK

CHANDAK

AND

COMPANY

32/131,

MANI RAM

BAGIA,

KANPUR

10610/071

3-1

INB10076

3819

02.05.199

5

30-08-

1995

SUDESH

KUMAR

NANDA

SKN CAPITAL

SERVICES

H-

23,CONNA

UGHT

CIRCUS

N.DELHI11

0001

604,BHAN

HOUSE,91

U PLACE

10710/071

6-5

INB10078

6914

02.05.199

5

14-09-

1995

SHYAM

MEHROTRA

MEHROTRA

INVESTMENT

S

128/79, B -

BLOCK,KIDWAI NA

10810/072

1-1

INB10072

6219

01.07.199

5

07-06-

1995

RAJESH

AGRAWAL

HARYANA

SECURITIES

404,

PADAM

TOWER-I,

CIVIL LINE

10910/072

8-9

INB10083

1018

20.10.199

5

22-11-

1995

PRASHANT

JAIN

PRASHANT

JAIN

60/52,

NAYA

GANJ,

KANPUR

11010/072

7-1

INB10083

1116

20.10.199

5

22-11-

1995

HEMANT

KUMAR JALAN

H.K.JALAN &

CO.

50/168,

NAUGHAR

A,

KANPUR


15/44

11110/074

6-7

INB10092

3515

27.03.199

6

01-07-

1996

PRITHVI RAJ

AGARWAL

P.R.

SECURITIES

49/57,

NAYA

GANJ,

KANPUR

11210/075

8-8

INB10095

2614

27.03.199

6

14-01-

1997

ANUPAMA

JOHARIJOHARI & CO.

21, ASHOK

MARG,LUCKNOW

11310/075

3-0

INB10096

1214

27.03.199

6

11-04-

1997

HARI RAM

AGARWAL

HARI

INVESTMENT

S

424,

PADAM

TOWER,

14/113, CIV

LINES,

114

10/076

1-1

INB10094

2712

20.05.199

6

06-11-

1996

KAMLA RANI

KAPOOR

GANGA

NARAIN

KAPOOR &

SONS

35, KHUN

KHUN JIROAD,

CHOWK,

11510/078

5-8

INB10096

5817

14.03.199

7

10-06-

1997

JAI PRAKASH

BANSAL

BANSAL

SECURITIES

78/63,

LATOUCHE

ROAD,

KANPUR -

001

11610/085

0-1

INB10103

8819

24.07.199

8

16-09-

1998

INDER

NARAIN

GUPTA

SHREE

TIRUPATI

SHARES

16/95, THE

MALL,KANPUR

11710/085

7-9

INB10104

0419

22.08.199

8

07-10-

1998

ANAND

KUMAR

DALMIA

SHREE

BAIDYANATH

SECURITIES

FLAT

NO.Q/4/3

PADAM

APARTME

NTS

16/16, CIV

LINES,

11810/086

1-7

INB10104

3017

03.11.199

8

21-12-

1998

CHANDRAKER

TRIVEDI

CHANDRAKER

TRIVEDI & CO.

118/621,

KAUSHALP

URI,

KANPUR -

012

11910/086

5-0

INB10106

5911

29.05.199

9

12-10-

1999AJAY TANEJA

TANEJAINVESTMENT

S

49/78-A,NAUGHAR

A,

KANPUR

12010/086

6-8

INB10106

0110

29.05.199

9

20-07-

1999

JAI RAM

DUBEY

JAI RAM

DUBEY & CO.

13/04,

SAFED

COLONY,

JUHI,


16/44

12110/086

8-4

INB10106

5812

29.05.199

9

12-10-

1999

ARUN KUMAR

GUPTAKAMLA & CO.

C/O M/S

GUPTA

JWELLERS

169-A MAN

VIHAR-II, 6

FEET ROA

12210/080

4-8

INB10099

9537

23.12.199

7

31-12-

1997

NAGORY

INVESTMENT

S PVT.LTD.

NAGORY

INVESTMENT

S PVT.LTD.

7/197,

SWAROOP

NAGAR,

KANPUR -

002

12310/080

5-6

INB10099

8930

23.12.199

7

31-12-

1997

ARP SHARES

PVT.LTD

ARP SHARES

PVT.LTD.

ROOM

NO.118,

PADAM

TOWER II,

CIVIL LINE

12410/084

3-9

INB10100

0439

23.12.199

7

31-12-

1997

BNK

INVESTMENT

SERVICES P

LTD.

BNK

INVESTMENT

SERVICES

P.LTD.

43-A,CANTONM

ENT ROAD,

OPP.:HUSANJ POWE

HOUSE,

12510/085

3-6

INB10103

9437

22.08.199

8

16-09-

1998

C & C STOCK

BROKERS

PVT.LTD.

C & C STOCK

BROKERS

PVT.LTD.

CABIN

NO.675,

PADAM

TOWER I

14/113, CIV

LINES,

126

10/078

0-7

INB10095

5434

01.04.199

7

03-03-

1997

KESHAV

FINCON LTD.

KESHAV

FINCON LTD.

259,

PADAMTOWERS,

14/113, CIV

LINES,

12710/080

8-1

INB10099

9831

23.12.199

7

31-12-

1997

D.K.TANDON

SECURITIES

PVT.LTD.

D.K.TANDON

SECURITIES

PVT.LTD.

121,

RATAN

DEEP

COMPLEX,

CIVIL LINE

12810/083

2-3

INB10102

3134

23.12.199

7

24-03-

1998

PIYUSH

ST.BROKING

SERV.PVT.LT

PIYUSH

ST.BROKING

SERV.PVT.LT

D

13/386-D,

PRABHU

RACHNA,

FLAT No.3

CIVIL LINE

12910/076

7-0

INB10093

3132

10.09.199

6

26-08-

1996

KANUDIA

CAPT.&

MAN.SER.P.LT

D.

KANUDIA

CAPT.&

MAN.SER.PVT.

LTD

C-20,

SARVODA

YA NAGAR,

P.O.SHAST

NAGAR


17/44

13010/081

9-6

INB10103

1533

23.12.199

7

21-05-

1998

HARVINDER

SECURITIES

PVT.LTD.

HARVINDER

SECURITIES

PVT.LTD.

125-K-17,

GOVIND

NAGAR,

KANPUR -

006

131 10/0834-0

INB101023639

23.12.1997

24-03-1998

INDER

SECURITIES

PVT.LTD.

INDER

SECURITIES

PVT.LTD.

39/6,

MESTON

ROAD,

KANPUR

13210/080

2-1

INB10102

4132

23.12.199

7

24-03-

1998

K.BAJAJ

SHARE

BROKERS

PVT.LTD.

K.BAJAJ

SHARE

BROKERS

PVT.LTD.

8/2, ALLEN

GANJ

ROAD,

KANPUR

13310/081

0-2

INB10099

9038

23.12.199

7

31-12-

1997

TULSIAN

STOCK

BROKERS

PVT.LTD.

TULSIAN

STOCK

BROKERS

PVT.LTD.

410,

PADAM

TOWERS-I,

14/113, CIV

LINES,

13410/082

7-7

INB10102

3530

23.12.199

7

24-03-

1998

KUSUM

STOCK

BROKERS

PVT. LTD.

KUSUM

STOCK

BROKERS

PVT.LTD.

ROOM

NO.671,

PADAM

TOWER,

14/113, CIV

LINES,

13510/083

1-5

INB10104

0138

23.12.199

7

07-10-

1998

AGARWAL

SH.&

STOCK.BROK.

P.LTD.

AGARWAL

SH.&

STOCK.BROK.

P.LTD.

CABIN

NO.13,

BASEMENT

PADAM TO

CIVIL LINE

13610/081

3-7

INB10099

9430

23.12.199

7

31-12-

1997

MMR

FINANCIAL

SERVICES

PVT.LTD

MMR

FINANCIAL

SERVICES

PVT.LTD

3,

BASEMENT

, PADAM

TOWERS,

CIVIL LINE

13710/077

8-6

INB10094

5238

17.12.199

6

29-11-

1996

ASTHA

SECURITIES

PVT.LTD.

ASTHA

SECURITIES

PVT.LTD.

261,

PADAM

TOWERS,

14/113, CIV

LINES,

13810/079

9-8

INB10099

9332

14.11.199

7

01-04-

1998

J V STOCKBROKING

PVT.LTD.

J V STOCKBROKING

PVT.LTD.

15/63-M,CIVIL

LINES,

KANPUR -

001

13910/081

4-5

INB10102

3233

23.12.199

7

24-03-

1998

ENIGMA

FINANCIAL

SERV.PVT.LT

ENIGMA

FINANCIAL

SERV.PVT.LT

55/31,

SEHGAL

MARKET,

KAHOO KO


18/44

D D

14010/083

8-2

INB10097

8636

23.12.199

7

19-12-

1997

P.K.CAPITAL

SERVICES

PVT.LTD.

P.K.CAPITAL

SERVICES

PVT.LTD.

431,

PADAM

TOWER I,

CIVIL LINE

14110/077

6-2

INB10094

3230

17.12.199

6

21-11-

1996

BEDI SAXENA

INVEST.CO.PV

T.LTD.

BEDI SAXENA

INVEST.CO.PV

T.LTD.

17/14, THE

MALL,

OPP.: NAN

PARK

14210/084

2-1

INB10098

1330

23.12.199

7

30-12-

1997

V.K.SINGHANI

A &

CO.PVT.LTD.

V. K.

SINGHANIA &

CO.PVT.LTD.

MERCHAN

T

CHAMBER

14/76, CIV

LINES,

14310/081

6-7

INB10100

0634

23.12.199

7

31-12-

1997

MAUZAMPURI

A

FINL.SERV.PVT.LTD

MAUZAMPURI

A

FINL.SERV.PVT.LTD.

49/13,

GENERAL

GANJ,

KANPUR -

001

14410/083

9-1

INB10097

8431

23.12.199

7

19-12-

1997

R.G.FINSTOC

K PVT.LTD.

R.G.FINSTOC

K PVT.LTD.

1943-A,

AWAS

VIKAS

COLONY,

HANSPUR

NAUBASTA

14510/076

2-9

INB10093

3034

25.06.199

6

26-08-

1996

SURINDER

SECURITIES

PVT.LTD.

SURINDER

SECURITIES

PVT.LTD.

CABIN

NO.739,

5TH

FLOOR,

U.P.STOC

EXCHANG

14610/083

5-8

INB10102

2631

23.12.199

7

23-03-

1998

APOORVA

SECURITIES

PVT.LTD.

APOORVA

SECURITIES

PVT.LTD.

SHOP

NO.35,

CHOWK,

LUCKNOW

003

14710/083

3-1

INB10102

7739

23.12.199

7

21-04-

1998

RAJRATAN

FINANCIAL

SER.PVT.LT.

RAJRATAN

FINANCIAL

SER.PVT.LT.

122,

PADAM

TOWER II,

CIVIL LINE

14810/082

3-4

INB10102

3332

23.12.199

7

24-03-

1998

AJAY

SECURITIES

PVT.LTD

AJAY

SECURITIES

PVT. LTD.

119/505,

DARSHAN

PURWA,

KALPI ROA

14910/085

4-4

INB10104

0930

22.08.199

8

28-10-

1998

SAKSHAM

STOCK

SAKSHAM

STOCK

210,

KUSUMCHOWK,


19/44

BROKERS

PVT.LTD.

BROKERS

PVT.LTD.

DEEP

COMPLEX,

15010/081

8-8

INB10100

0135

23.12.199

7

31-12-

1997

S.K.JINDAL

SHARE

BROKERS

P.LTD

S.K.JINDAL

SHARE

BROKERS

P.LTD

113,

U.P.STOCK

EXCHANG

E BLDG.

14/113, CIV

LINES,

15110/081

7-0

INB10100

0233

23.12.199

7

31-12-

1997

N.P.C.SHARE

BROKERS

PVT.LTD.

N.P.C.SHARE

BROKERS

PVT.LTD.

836,

PADAM

TOWERS,

6TH

FLOOR,

14/113, CIV

LINES,

15210/082

6-9

INB10102

4231

23.12.199

7

24-03-

1998

KARTIKEYA

SECURITIES

PVT.LTD.

KARTIKEYA

SECURITIES

PVT.LTD.

127/1149`A'-W-1,

SAKET

NAGAR,

KANPUR

15310/082

9-3

INB10102

3936

23.12.199

7

24-03-

1998

NAVIN

SECURITIES

PVT.LTD.

NAVIN

SECURITIES

PVT.LTD.

423,

PADAM

TOWERS,

14/113, CIV

LINES,

154

10/074

2-4

INB10083

0439

20.10.199

5

22-11-

1995

MALAY

INVST.&

FIN.SER.PVT.L

TD.

MALAY

INVST.&

FIN.SER.PVT.L

TD.

413, PLAZA

KALPANA,

24/147-A,

BIRHANA

15510/080

3-0

INB10099

9733

23.12.199

7

01-04-

1998

A.M.SHARE

BROKERS

PVT.LTD.

A.M.SHARE

BROKERS

PVT.LTD.

RADHA

KIRPA,

OFFICE

NO.104

49/52 GEN

GANJ

15610/079

7-1

INB10097

8333

14.11.199

7

19-12-

1997

SAMRIDHI

SHARE &

STOCK

BRO.LTD

SAMRIDHI

SHARE &

STOCK

BRO.LTD

CABIN

NO.380,

PADAM

TOWER II,

14/113, CIV

LINES,

15710/081

5-3

INB10103

5039

23.12.199

7

15-07-

1998

KCK INVEST.

& FINANCE

PVT.LTD.

KCK INVEST.

& FINANCE

PVT.LTD.

87-88,

SHAHPUR,

PANKI,

KALPI ROA

158 10/084 AWAITED 27.02.199 G.L.SHARMA G.L.SHARMA `SATYAM' 4/276, PAR


20/44

6-3 8 STOCK

BROK.PVT.LT

D.

STOCK

BROK.PVT.LT

D.

BAGLA RO

15910/071

8-1

INB10085

8538

02.05.199

5

11-01-

1996

SAKSHI

STOCKS &

SHARES

PVT.LTD

SAKSHI

STOCKS &

SHARES

PVT.LTD

36/1,KAILASH

MANDIR,

KANPUR -

001

16010/072

0-1

INB10072

6335

21.06.199

5

07-06-

1995

VIKALP

SECURITIES

LTD.

VIKALP

SECURITIES

LTD.

26/73,

KARACHI

KHANA,

KANPUR 2

16110/072

2-0

INB10074

9939

16.08.199

5

07-07-

1995

NIKHIL

SECURITIES

LTD.

NIKHIL

SECURITIES

LTD.

127/24, W-

1, SAKET

NAGAR,

KANPUR

16210/074

5-9

INB10085

1330

17.01.199

6

11-01-

1996

GLOBE

STOCKs &

SECURT. LTD.

GLOBE

STOCKs &

SECURT.LTD

SAHA

COURT,

IST

FLOOR,

8, GANESH

CHANDRA

AVENUE,

16310/078

1-5

INB10096

5933

14.03.199

7

10-06-

1997

DRB

SECURITIES

PVT.LTD.

DRB

SECURITIES

PVT.LTD.

60/1,

NAYAGANJ

,

KANPUR

16410/084

5-5

INB10103

1830

27.02.199

8

28-05-

1998

KRISHNA

HARE

KRISHNA

CRD. SEC.

KRISHNA

HARE

KRISHNA

CRD. SEC.

117/326, `O'

BLOCK,GEETA NA

16510/087

2-2

INB10106

3015

07.08.199

9

02-09-

1999

GIRISH

AGARWAL

GIRISH

AGARWAL

24/7,

BIRHANA

ROAD,

KANPUR

16610/087

7-3

INB10108

0514

20.01.200

0

07-03-

2000

PRAKASH

CHANDRA

AGARWAL

PRAKASH

CHANDRA

AGARWAL

712,

PADAM

TOWER,U.

P.S.E

14/113, CIV

LINES,

16710/087

9-0

INB10108

2031

20.01.200

0

15-03-

2000

MULTI STOCK

BROKING

PVT.LTD.

MULTI STOCK

BROKING

PVT.LTD.

58/16-A,

IST

FLOOR,

BIRHANA

16810/088

2-0

INB10108

9416

16.03.200

0

26-04-

2000

MANOJ

VERMA

MANOJ

ASSOCIATES

2/448-B,

NAWABGAKANPUR


21/44

NJ

SUBZIMAN

DI,

16910/088

4-6

INB10111

9916

16.03.200

0

01-08-

2000

RAMPRAKASH

MISRA

MUKTA RAM &

CO.

INDUSTRIA

L HEALTH

ORGANISA

TION

G.S.V.M.C

17010/089

1-9

INB10110

5816

16.03.200

0

31-05-

2000

GOPAL DAS

GAUR

GOPAL DAS

GAUR

49/62,

BAGLA

BUILDING,

NAYA GAN

17110/089

2-7

INB10109

3731

16.03.200

0

09-05-

2000

AAYUSHI

STOCK

BROKERS

PVT.LTD.

AAYUSHI

STOCK

BROKERS.PV

T.LTD.

7/22A,

TILAK

NAGAR,

KANPUR

17210/089

5-1

INB10111

1913

16.05.200

0

11-07-

2000

SANJIV

KUMAR

AGARWAL

SANJIV

AGARWAL &

CO.

92, LIC

HOUSING

SOCIETY,

SHARDA

NAGAR,

17310/089

6-0

INB10111

1814

16.05.200

0

11-07-

2000

VISHAL

BAJPAI

V.V.INVESTOR

S

111/186,

HARSH

NAGAR,

KANPUR -

012

17410/090

3-6

INB10112

0013

26.05.200

0

01-08-

2000ANUJ TIWARI

DEVA

INVESTMENT

CORPORATIO

N

19-D,

MALVIYA

ROAD,

ALLAHABA

17510/091

4-1

INB10115

4434

16.11.200

0

15-02-

2001

SHAMS

SECURI.&

SHARES

PVT.LTD.

SHAMS

SECURI.&

SHARES

PVT.LTD.

101/65,

TALAQ

MOHAL,

KAYASTHA

ROAD,

17610/091

5-0

INB10114

9111

16.11.200

0

20-12-

2000

ANJALI

GUPTA

GUPTA PCS &

CO.

38/166, IST

FLOOR,

GILISH BA

17710/091

8-4AWAITED

16.11.200

0

AJAY KUMAR

GUPTA

RAMA NATH

GUPTA

8/61,

GANGA

GHAT,

OPP.: MIS

COLONY G

178 10/091 INB10114 16.11.200 20-12- PRONTO PRONTO 37/17, 1ST WEST COT


22/44

2-5 9038 0 2000 FIN.&

INVESTMENT

S SERV.

FIN.&

INVESTMENT

S SERV.

FLOOR, BUILDING

MALL,

179 10/0928-1

INB101178417

11.04.2001

26-02-2002

SHARADGUPTA

SHARADGUPTA & CO.

11A/366,

ASHOK

NAGAR,

KANPUR -012

18010/092

9-0

INB10117

8516

11.04.200

1

26-02-

2002

SYED JAWAD

HUSAIN

SJH

SECURITIES

709/541,

ATTARSUI

YA,

ALLAHABA

211 003

18110/093

9-7

INB10119

4117

20.11.200

2

14-05-

1903

RENU

SINGHAL

J.P.SINGHAL &

CO.

3/36,

VISHNUPU

RI,

KANPUR -

002

18210/094

2-7

INB10120

6812

14.05.200

4

07-07-

2004

MANJU

SHUKLA

MANJU A.

ASSOCIATES

W/O SHRIAWADHES

H KUMAR

SHUKLA

1/129,

NAWABGA

18310/094

3-5

INB10121

4931

29.11.200

4

16-11-

2004

ANJU SHARE

BROKERS (P)

LTD.

ANJU SHARE

BROKERS (P)

LTD.

ROOM

NO.6, 10TH

FLOOR,

SOM DATT

PLAZA, 10

MALL,

18410/094

4-3

INB10122

5317

05.01.200

5

03-06-

2005

MUNNA LAL

GUPTA

M.L.GUPTA &

CO.

17-A,

POKHARP

UR,

KANPUR

18510/094

5-1

INB10122

2918

21.02.200

5

25-04-

2005

KAMTA

PRASAD

PANDEY

SANKALP

INVESTMENT

104A/138,

RAM

BAGH,

KANPUR

18610/094

6-0

INB10125

6817

15.09.200

5

29-03-

2006ALOK GUPTA

MAHALUXMI

STOCKS

CABIN

NO.556,

PADAM

TOWER,

14/113, CIV

LINES,

18710/094

0-1

INB10119

6930

18.07.200

3

11-07-

2003

KANODIA

SHARE &

SEC.PVT.LTD.

KANODIA

SHARE &

SEC.PVT.LTD.

686,

PADAM

TOWER,

U.P.S.E.,

14/113, CIV

LINES,

18810/094

8-6

INB10127

7219

28.08.200

6

16-11-

2006ANUP NEOTIA

R.N.NEOTIA &

CO.

49/34,

GENERAL

KANPUR -

001


23/44

GANJ,

18910/094

9-4

INB10128

0031

06.03.200

7

22-02-

2007

SANGHITA

SECURITIES

PVT.LTD.

SANGHITA

SECURITIES

PVT.LTD.

4/214, B-1

VISHNUPU

RI

KANPUR -

002

19010/065

5-0

INB10056

3613

09.07.199

2

17-02-

1994

ASHWANY

KUMAR

SAWHNEY

A.K.SAWHNEY3/27 II

FLOOR

OLD RAJIN

NAGAR

19110/004

4-6

INB10034

3212

23.05.198

7

17-12-

1992

ANIL KUMAR

MITTAL

A.K.MITTAL &

CO.

409 & 416

ESSEL

HOUSE,

10, ASAF A

ROAD,

19210/095

0-8

INB10129

3919

30.01.200

8

22-02-

2008

PRATIMA

AWASTHI

BALAJI

INVESTMENT

312 KAN

CHAMBERS

14/113, CIV

LINES,

19310/095

1-6

INB10132

5117

27.09.200

8

02-01-

2009

CHITRA

AGARWALMOHINI & CO.

CABIN

NO.236,

PADAM

TOWER II

14/113, CIV

LINES,

19410/087

4-9

INB10106

4336

07.08.199

9

17-09-

1999

BANSAL

SHAREVEST

SERVICES

LTD.

BANSAL

SHAREVEST

SERVICES

LTD.

708,

KRISHNA

TOWER

7TH FLOO

CIVIL LINE

19510/073

3-5

INB10085

9813

20.10.199

5

11-01-

1996

PRADEEP

KUMAR

BANSAL

PRADEEP

KUMAR

BANSAL

101,NAMA

N CENTRE,

OPP. DENA

BANK

G BLOCK,

BANDRA K

COMPLEX

19610/095

2-4

INB10132

5216

14.11.200

8

02-01-

2009

PRITEE

AGARWAL

VAIBHAV

SECURITIES

101,

ASHIRWAD

COMPLEX

2/448,

NAWABGA

19710/095

3-2

INB10134

2617

11.06.200

9

25-06-

2009KHUSHAL DAS

KHUSHAL DAS

& SONS

240,

PADAM

TOWER-II

14/113, CIV

LINES

198 10/095 INB10138 23.02.201 18-06- ADITI SARSWAT 128/126-H KIDWAI NA


24/44

4-1 6812 0 2010 AGARWAL INTERNATION

AL

BLOCK,

199 10/0955-9

INB101265115

26.08.2010

21-01-1911

ANAND

KUMAR

PATHAK

ARSP

SHARES &STOCK

BROKING

119/130-A,

OM

NAGAR,

GUMTI

NO.5

KANPUR -012

s. .


25/44

Dear Investor,

Now that you have become a stakeholder in a listed company, we welcome you to the securities market. Securities

and Exchange Board of India, a statutory body constituted by the Government of India, stands committed to the

assigned objective ofprotecting investors in the securities market.

Ensuring disclosure offull, fair and adequate information has been the hallmark of our regulatory principle. In

continuation of our efforts in that direction, we thought it fit and timely to write to you making you aware of

the rights that you have as a stakeholder in a company,

the responsibilities that are cast on you,

the risks that you have assumed,

the procedures relating to trading and transfer of the securities and

the remedies for problems that you may encounter.

We hope that this material will give you appropriate guidance, though in brief, whenever you have a question in your

mind. For detailed guidance, you may approach your broker, the investor service centres of the stock exchanges, and

of course, the Investor Guidance Division of the Securities and Exchange Board of India.

Secur i t ies and Exchang e Board of India

Risk Revisited

When you invested, you did so with certain expectations about the performance of the company, the prospects of

income from and/or the capital growth of the securities that you now hold, the corporate benefits that may accrue to

you etc.

While making that investment decision, you should have, obviously, taken note of and duly evaluated the attendant

risks that go with such expectations.

You would remember that one such risk is that your expectations on income and/or growth may not materialise.

You would also recall that if you are an investor in the debt instruments, you can have recourse against the company,

besides the market, for redeeming them. But, as an equity holder of a company, in order to realise the value of such

investment, you have recourse only to the market.

And you would recollect that the dis-investment may result in capital losses also.

Further, you would have also noted that apart from the above mentioned investment risks, you also face the risk of

running into problems with the trading and transfer of the securities.

Your Rights

As a shareholder in a company, you enjoy certain rights, which are as follows:

to receive the share certificates, on allotment or transfer as the case may be, in due time.

to receive copies of the abridged Annual Report, the Balance sheet and the P&L A/c and the Auditors Report.

to participate and vote in General Meetings either personally or through proxies.

to receive Dividends in due time once approved in General Meetings.

To receive corporate benefits like rights, bonus etc. once approved.

to apply to Company Law Board(CLB) to call or direct the Annual General Meeting.

to inspect the minute books of the General Meetings and to receive copies thereof.

to proceed against the company by way of civil or criminal proceedings.

to apply for the winding-up of the Company.


26/44

to receive the residual proceeds

Besides the above rights which you enjoy as an individual shareholder, you also enjoy the following rights

as a group

to requisition an Extra-ordinary General Meeting.

to demand a poll on any resolution.

to apply to CLB to investigate the affairs of the company.

to apply to CLB for relief in cases of oppression and/or mismanagement.

As a debenture-holder, you have the right

to receive interest/ redemption in due time.

to receive a copy of the trust deed on request.

to apply for winding up of the company if the company fails to pay its debt.

to approach the Debenture trustee with your grievance.

You may note that the above mentioned rights may not necessarily be absolute. For example, the right to transfer

securities is subject to the companys right to refuse transfer as per statutory provisions.

Your Responsibilities

While you may be happy to note that you have so many rights as a stakeholder in the company, that should not lead

you to complacency ; because you have also certain responsibilities to discharge. To be specific,

to remain informed

to be vigilant

to participate and vote in general meetings.

to exercise your rights on your own or as a group

Trading of securities

You have the right to sell the securities that you hold at a price and time that you may choose. You can do so

personally with another person or through a recognised stock exchange. Similarly you have the right to buy securitiesfrom anyone or through a recognised stock exchange at a mutually acceptable price and time.

Whether it is a sale or purchase of securities, effected directly by you or through an exchange, all trades should be

executed by a valid, duly completed and stamped transfer deed.

If you choose to deal (buy or sell) directly with another person, you are exposed to counter party risk, i.e., the risk of

non-performance by that party. However, if you deal through a stock exchange, this counter party risk is reduced due

to trade/settlement guarantee offered by the stock exchange mechanism. Further, you also have certain protections

against defaults by your broker.

When you operate through an exchange, you have the right to receive the best price prevailing at that time for the

trade and the right to receive the money or the shares on time. You also have the right to receive a contract note from

the broker confirming the trade and indicating the time of execution of the order and other necessary details of the

trade. You also have the right to receive good delivery and the right to insist on rectification of bad delivery. If you

have a dispute with your broker, you can resolve it through arbitration under the aegis of the exchange.

If you decide to operate through an exchange, you have to avail the services of a SEBI registered broker/sub-broker.

You have to enter into a broker-client agreement and file a client registration form. Since the contract note is a legally

enforceable document, you should insist on receiving it. You have the obligation to deliver the shares in case of sale

or pay the money in case of purchase within the time prescribed. In case of bad delivery of securities by you, you

have the responsibility to rectify them or replace them with good ones.


27/44

Transfer of securities

Transfer of securities mean that the company has recorded in its books, a change in the title of ownership of the

securities effected either privately or through an exchange transaction.

To effect a transfer, the securities should be sent to the company along with a valid, duly executed and stamped

transfer deed duly signed by or on behalf of the transferor (seller) and transferee (buyer). It would be a good idea to

retain photo-copies of the securities and the transfer deed when they are sent to the company for transfer. It is

essential that you send them by registered post with acknowledgement due and watch out for the receipt of the

acknowledgement card. If you do not receive the confirmation of receipt within a reasonable period, you should

immediately approach the postal authorities for confirmation.

Sometimes, for your own convenience, you may choose not to transfer the securities immediately. This may facilitate

easy and quick selling of the securities. In that case you should take care that the transfer deed remains valid.

However, in order to avail the corporate benefits like the Dividends, Bonus or Rights from the company, it is essential

that you get the securities transferred in your name.

On receipt of your request for transfer, the company proceeds to transfer the securities as per provisions of the law.In case they cannot effect the transfer, the company returns back the securities giving details of the grounds under

which the transfer could not be effected. This is known as Company Objection.

When you happen to receive a company objection for transfer, you should proceed to get the errors/ discrepancies

corrected. You may have to contact the transferor (the seller) either directly or through your broker for rectification or

replacement with good securities. Then you can resubmit the securities and the transfer deed to the company for

effecting the transfer.

In case you are unable to get the errors rectified or get them replaced, you have recourse to the seller and his broker

through the stock exchange to get back your money. However, if you had transacted directly with the seller originally,

you have to settle the matter with the seller directly.

Sometimes, your securities may be lost or misplaced. You should immediately request the company to record a stoptransfer of the securities and simultaneously apply for issue of duplicate securities. For effecting stop transfer, the

company may require you to produce a court order or the copy of the FIR filed by you with the Police Further, to issue

duplicate securities to you, the company may require you to submit indemnity bonds, affidavit, sureties etc. besides

issue of a public notice. You have to comply with these requirements in order to protect your own interest.

Sometimes, it may so happen that the securities are lost in transit either from you to the company or from the

company to you. You have to be on your guard and write to the company within a month of your sending the

securities to the company. The moment it comes to your notice that either the company has not received the

securities that you sent or you did not receive the securities that the company claims to have sent to you, you should

immediately request the company to record stop transfer and proceed to apply for duplicate securities.

Depository and dematerialisation

Shares are traditionally held in physical or paper form. This method has its own inherent weaknesses like loss/theft of

certificates, forged/fake certificates, cumbersome and time consuming procedure for transfer of shares etc.

Therefore, to eliminate these weaknesses, a new system called Depository System has been established.

A depository is a system which holds your shares in the form of electronic accounts in the same way a bank holds

your money in a savings account.


28/44

Depository System provides the following advantages to an investor.

Your shares cannot be lost or stolen or mutilated.

You never need to doubt the genuineness of your shares i.e., whether they are forged or fake.

Share transactions like transfer, transmission etc. can be effected immediately.

Transaction costs are usually lower than on the physical segment.

There is no risk of bad delivery.

Bonus /Rights shares allotted to you will be immediately credited to your account.

You will receive the statement of accounts of your transactions/ holdings periodically.

When you decide to have your shares in electronic form, you should approach a Depository Participant (DP) who is

an agent of the depository and open an account. You should surrender your share certificates in physical form and

your DP will arrange to get them sent to and verified by the company and on confirmation credit your account with an

equivalent number of shares. This process is known as de-materialisation. You can always reverse this process if you

so desire and get your shares reconverted into paper format. This process is known as re-materialisation.

Share transactions (like sale or purchase and transfer/transmission etc.) in the electronic form can be effected in a

much simpler and faster way. All you need to do is that after confirmation of sales/purchase transaction by your

broker, you should approach your DP with a request to debit/credit your account for the transaction. The Depository

will immediately arrange to complete the transaction by updating your account. There is no need for separate

communication to the company to register the transfer.

Grievance Redressal

There will be occasions when you have a grievance against the company in which you are a stake-holder. It may be

that you have not received the share certificates on Allotment or on transfer; it may be that you did not receive the

dividend/interest warrant or refund order; perhaps you did not receive the Annual accounts etc. while you would first

approach the company in that regard, you may not be satisfied with the companys response there to. You would like

to know whom you should turn to get your grievance redressed. The following table would provide you the guidancein this regard.

Nature of grievance Can be taken up with

In case of any Public Issue, non-receipt of

Refund order

Interest on delayed refund.

Allotment advice

Share certificates

Duplicates for all of the above

Re-validations.

- SEBI

- Dept. Of Company Affairs

- Dept. Of Company Affairs

- Stock Exchange

- Registrars to the issue

- Registrars to the issue

In case of a listed security, non-receipt of the certificates

after:

transfer

transmission

conversion

- SEBI

- SEBI


29/44

endorsement

consolidation

splitting

duplicates of securities

- SEBI

- Dept. of Company Affairs

- Stock Exchange

- Stock Exchange

- Stock Exchange

Regarding listed Debentures, non-receipt of

interest due

redemption proceeds

interest on delayed payment

- SEBI

- Dept. of Company Affairs

- The Debenture Trustees

- Stock Exchange

Regarding bad delivery of shares Bad delivery cell of the stock exchange.

Regarding shares or debentures in unlisted companies Dept. of Company Affairs

Deposits in collective investment schemes like plantations

etc.

SEBI

Units of Mutual Funds SEBI

Fixed Deposits in Banks and Finance Companies Reserve Bank OF India

Fixed Deposits in manufacturing companies Dept. of Company Affairs

Investor Information Centres have been set up in every recognised stock exchange which in addition to the

complaints to the securities traded/listed with them, will take up all other complaints regarding the trades effected in

the exchange and the relevant member of the exchange.

Moreover two other avenues are always available to the investors to seek redressal of their complaints which are

through

Complaints with Consumers Disputes Redressal Forums

Suits in the Court of Law.

Offices of SEBI

SEBI OfficesJurisdiction For the companies having their

Registered Offices in

Head Office :

Mittal Court, B Wing, 1st Floor, 224 Nariman

Point, MUMBAI - 400 021

Northern Regional office:

Block No.1, Rajendra Bhawan, Rajendra Place, Dist.

Gujarat, Maharashtra, Madhya Pradesh, Goa, Daman

Diu, Dadra and Nagar Haveli.

Haryana, Himachal Pradesh, Jammu and Kasmir, Punjab,


30/44

Centre,

NEW DELHI-110 008

Eastern Regional Office:

FMC Fortuna, 5th Floor, 234/3A AJC Bose Road,

CALCUTTA- 700 020

Southern Regional Office:

3rd Floor, DMonte Bldg. No.32, DMonte Colony, TTK

Road, Alwarpet, CHENNAI-600 018

Rajasthan, Uttar Pradesh, Delhi and Chandigarh.

Assam, Bihar, Manipur, Meghalaya, Nagaland, Orissa, West

Bengal, Sikkim, Arunachal Pradesh, Mizoram, Tripura,

Andaman and Nicobar Islands

Andhra Pradesh, Karnataka, Kerala, Tamilnadu, Pondicherry,

Lakshadweep and Minicoy

KEY TERMS

Arbitration :

Settlement of claims differences or disputes between one member and another and between a member and his

clients, authorised clerks, sub-brokers, etc., through appointed arbitrators. It is a quasi-judicial process that is faster

and is an inexpensive way of resolving a dispute. The Exchange facilitates the process of arbitration between the

members and their clients. The disputes between the parties are resolved through an arbitration in accordance withthe bye-laws of the exchange.

Auction :

An auction is a mechanism utilised by the Exchange to fulfil its obligation to a counter party member when a member

fails to deliver good securities or make the payment. Through auction, the Exchange arranges to buy good securities

and deliver them to the buying broker or arranges to realise the cash and pay it to the selling broker.

Bad delivery cell :

When a delivery of shares turns out to be bad because of company objection etc., the investor can approach the bad

delivery cell of the stock exchange through his broker for correction or replacement with good delivery.

Bid and offer :

Bid is the price of a share a prospective buyer is prepared to pay for a particular scrip. Offer is the price at which a

share is offered for sale.

Brokerage :

Brokerage is the commission charged by the broker for purchase/sale transaction through him. The maximum

brokerage chargeable, as stipulated by SEBI, is at present 2.5% of the trade value.

Carry forward trading :

Carry forward trading has evolved in response to local needs in India and it refers to the trading in which the

settlement is postponed to the next account period on payment of contango charges (known as vyaj badla) in which

the buyer pays interest on borrowed funds or the backwardation charges (known as undha badla) in which the short

seller pays a charge for borrowing securities.

Circuit breakers :

It is a mechanism by which Exchanges temporarily suspend the trading in a security when its prices are volatile and

tend to breach the price band.

Clearing :

Clearing refers to the process by which all transactions between members is settled through multilateral netting.

Company objection :

An investor sends the certificate along with the transfer deed to the company for transfer. In certain cases the


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registration is rejected because of signature difference, or if the shares are fake, forged or stolen etc;. In such cases

the company returns the shares along with a letter which is termed as a company objection.

Cum-bonus :

The share is described as cum-bonus when a purchaser is entitled to receive the current bonus.

Cum-rights :

The share is described as cum-rights when a purchaser is entitled to receive the current rights.

Day order :

A day order, as the name suggests, is an order which is valid for the day on which it is entered. If the order is not

matched during the day, at the end of the trading day the order gets cancelled automatically.

Dematerialisation:

Dematerialisation is the process by which shares in the physical/paper form are cancelled and credit in the form of

electronic balances are maintained on highly secure systems at the depository.

Ex-bonus :

The share is described as ex-bonus when a purchaser is not entitled to receive the current bonus, the right to which

remains with the seller.

Ex-rights :

The share is described as ex-rights when a purchaser is not entitled to receive the current rights, the right of which

remains with the seller.

Forward trading :

Forward trading refers to trading where contracts traded today are settled at some future date at prices decided

today.

Good-bad delivery :

A share certificate together with its transfer form which meet all the requirements of title transfer from seller to buyer

is called good delivery in the market.

Delivery of a share certificate, together with a deed of transfer, which does not meet requirements of title transfer

from seller to buyer is called a bad delivery in the market.Insider trading :

Trading in a Companys shares by a connected person having non-public, price sensitive information, such as

expansion plans, financial results, takeover bids, etc., by virtue of his association with that Company, is called insider

trading. Jumbo certificate : A jumbo share certificate is a single composite share certificate formed by

consolidating/aggregating a large number of market lots.

Market lot :

Market lot is the minimum number of shares of a particular security that must be transacted on the Exchange.

Multiples of the market lot may also be transacted.

No-delivery period :

Whenever a book closure or record date is announced by a company, the Exchange sets a no-delivery period for thatsecurity. During this period, trading is permitted in that security. However, these trades are settled only after the no-

delivery period is over. This is done to ensure that investors entitlement for corporate benefits is clearly determined.

Odd lot :

A number of shares that are less than the market lot are known as odd lots. Under the scrip based delivery system,

these shares are normally traded at a discount to the prevailing price for the marketable lot.

Order driven trading :

It is a trading initiated by buy/sell orders from investors/brokers.


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Over the counter trading :

Trading in those stocks which are not listed on a stock exchange.

Pay-in :

Pay-in day is the designated day on which the securities or funds are paid in by the members to the clearing house of

the Exchange.

Pay-out :

Pay-out is the designated day on which securities and funds are paid out to the members by the clearing house of the

Exchange.

Price band :

The daily/weekly price limits within which price of a security is allowed to rise or fall.

Price rigging :

When a person or person acting in concert with each other collude to artificially increase or decrease the prices of a

security, that process is called price rigging.

Quote driven trading :

Trading where brokers/market makers give buy/sell quote for a scrip simultaneously.

Record date :

Record date is the date on which the beneficial ownership of an investor is entered into the register of members.

Such a member is entitled to get all the corporate benefits.

Rematerialisation of shares :

It is the process through which shares held in electronic form in a depository are converted into physical form.

Screen based trading :

When buying/selling of securities is done using computers and matching of trades is done by a stock exchange

computer.

Settlement :

It refers to the scrip-wise netting of trades by a broker after the trading period is over.

Settlement guarantee :Settlement guarantee is the guarantee provided by the clearing corporation for settlement of all trades even if a party

defaults to deliver securities or pay cash.

Splitting/Consolidation :

The process of splitting shares that have a high face value into shares of a lower face value is known as splitting. The

reverse process of combining shares that have a low face value into one share of higher value is known as

consolidation.

Spot trading :

Trading by delivery of shares and payment for the same on the date of purchase or on the next day.

Stop transfer :

The instruction given by a registered holder of shares to the company to stop the transfer of shares as a result oftheft, loss etc,.

Trade guarantee :

Trade guarantee is the guarantee provided by the clearing corporation for all trades that are executed on the

Exchange. In contrast the settlement guarantee guarantees the settlement of trade after multilateral netting.

Trading for delivery :

Trading conducted with an intention to deliver shares as opposed to a position that is squared off within the

settlement.


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Transfer deed :

A transfer deed is a form that is used for effecting transfer of shares or debentures and is valid for a specified period.

It should be sent to the company along-with the share certificate for registering the transfer. The transfer deed must

be duly stamped and signed by or on behalf of the transferor and transferee and complete in all respects.

Transmission :

Transmission is the lawful process by which the ownership of securities is transferred to the legal heir/s of the

deceased.

The readers are requested to refer to the specific Acts, rules and regulations for exact details and clarifications and

are reminded that this booklet does not purport to explain the laws or rules in force, with respect to any particular fact

pattern. Answers to questions involving particular facts depend upon interpretations, administrative decisions and

court actions. While every effort has been made to ensure the accuracy and completeness of the information

contained, the Board assumes no liability for any errors or omission of information given above.

Search Your Circulars

Notice No. Date Subjects

UPSE/LC/PRV NO-56 10.07.2012 Quarterly Unidited Financial Results

UPSE/LC/PRV NO-55 09.07.2012 AGM and Quarterly Unidited Financial Results

UPSE/2012-13/31 06.07.2012 Reduction of Time-line for Transfer of Equity Shares

UPSE/A & A/2012-13/30 06.07.2012 Review of Notice no. 25 dated 2nd July 2012

UPSE/LC/PRV NO-54 06.07.2012 Quarterly Unidited Financial Results

UPSE/LC/SN-01/2012-2013/29 04.07.2012 Securities Admitted to Deal on the Stock Exchange

UPSE/LC/PRV NO-53 04.07.2012 AGM

UPSE/Mem/2012-13/28 03.07.2012 Deceased Trading MemberShip

UPSE/2012-13/27 02.07.2012 Broad Guidelines on Algorithmic Trading

UPSE/A & A/2012-13/26 02.07.2012 Opening of office on Saturdays

UPSE/LC/PRV NO-52 02.07.2012 Unaudited Financial Results

UPSE/LC/PRV NO-51 28.06.2012 AGM for Year end 31.03.12 and Disclosures under theSEBI(Substantial Acquisition of Shares and Takeover)Regulation 2011PRV 50--- AGM for Year end31.03.12
http://www.upse-india.com/pdf/prv56.pdfhttp://www.upse-india.com/pdf/prv56.pdfhttp://www.upse-india.com/pdf/prv55.pdfhttp://www.upse-india.com/pdf/prv55.pdfhttp://www.upse-india.com/pdf/notice31.pdfhttp://www.upse-india.com/pdf/notice31.pdfhttp://www.upse-india.com/pdf/notice30.pdfhttp://www.upse-india.com/pdf/notice30.pdfhttp://www.upse-india.com/pdf/prv54.pdfhttp://www.upse-india.com/pdf/prv54.pdfhttp://www.upse-india.com/pdf/notice29.pdfhttp://www.upse-india.com/pdf/notice29.pdfhttp://www.upse-india.com/pdf/prv53.pdfhttp://www.upse-india.com/pdf/prv53.pdfhttp://www.upse-india.com/pdf/notice28.pdfhttp://www.upse-india.com/pdf/notice28.pdfhttp://www.upse-india.com/pdf/notice27.pdfhttp://www.upse-india.com/pdf/notice27.pdfhttp://www.upse-india.com/pdf/notice26.pdfhttp://www.upse-india.com/pdf/notice26.pdfhttp://www.upse-india.com/pdf/prv52.pdfhttp://www.upse-india.com/pdf/prv52.pdfhttp://www.upse-india.com/pdf/prv51.pdfhttp://www.upse-india.com/pdf/prv51.pdfhttp://www.upse-india.com/pdf/prv51.pdfhttp://www.upse-india.com/pdf/prv52.pdfhttp://www.upse-india.com/pdf/notice26.pdfhttp://www.upse-india.com/pdf/notice27.pdfhttp://www.upse-india.com/pdf/notice28.pdfhttp://www.upse-india.com/pdf/prv53.pdfhttp://www.upse-india.com/pdf/notice29.pdfhttp://www.upse-india.com/pdf/prv54.pdfhttp://www.upse-india.com/pdf/notice30.pdfhttp://www.upse-india.com/pdf/notice31.pdfhttp://www.upse-india.com/pdf/prv55.pdfhttp://www.upse-india.com/pdf/prv56.pdf


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UPSE/LC/PRV NO-50 26.06.2012 Quarterly Audited Financial Results

UPSE/2012-13/24 26.06.2012 Clarification to the Guidelines for Business ContinuityPlan (BCP) and Disaster Recovery(DR)

UPSE/2012-13/25 26.06.2012 Holiday on 27th June, 2012 on account of Corporation

Elections in Kanpur

UPSE/LC/PRV NO- 46 19.06.2012 Disclosures under the SEBI(Substantial Acquisition ofShares and Takeover) Regulation 2011

UPSE/LC/PRV NO- 47 20.06.2012 AGM for Year end 31.03.12

UPSE/LC/PRV NO- 48 21.06.2012 Allotment of equity Shares

UPSE/LC/PRV NO- 49 25.06.2012 AGM for Year end 31.03.12

UPSE/2012-13/23 18.06.2012 Establishment of Connectivity with both depositories

UPSE/2012-13/22 18.06.2012 Redressal of Complaints through SCORES

UPSE/2012/MEM/21 15.06.2012 Cancellation of SEBI Registration Certificate

UPSE/2012/RESG./T.MEM/149/20 14.06.2012 Resignation from the Trading Membership of theExchange.

UPSE/LC/PRV NO-45 14.06.2012 Audited Financial Results for quarter end 31.03.12

UPSE/LC/PRV NO-44 11.06.2012 Disclosure under SEBI (Substential Acquisitiono ofSharesand takeover) Regulations, 2011

UPSE/LC/PRV NO-43 05.06.2012 AGM for Year end 31.03.12

UPSE/LC/PRV NO-42 04.06.2012 AGM

UPSE/LC/PRV NO-41 01.06.2012 -

UPSE/LC/PRV NO-40 31.05.2012 AGM for Year end 31.03.12


UPSE/LC/PRV NO-38 29.05.2012 AGM for the Year ended 31.03.12

UPSE/LC/PRV NO-37 28.05.2012 AGM for the Year ended 31.03.12

UPSE/LC/PRV NO-36 25.05.2012 Unaudited Financial Results for quarter end 31.03.12


UPSE/LC/PRV NO-34

23.05.2012 Audited Financial Results for quarter end 31.03.12




http://www.upse-india.com/pdf/prv50.pdfhttp://www.upse-india.com/pdf/prv50.pdfhttp://www.upse-india.com/pdf/notice_24.pdfhttp://www.upse-india.com/pdf/notice_24.pdfhttp://www.upse-india.com/pdf/notice_25.pdfhttp://www.upse-india.com/pdf/notice_25.pdfhttp://www.upse-india.com/pdf/prv46.pdfhttp://www.upse-india.com/pdf/prv46.pdfhttp://www.upse-india.com/pdf/prv47.pdfhttp://www.upse-india.com/pdf/prv47.pdfhttp://www.upse-india.com/pdf/prv48.pdfhttp://www.upse-india.com/pdf/prv48.pdfhttp://www.upse-india.com/pdf/prv49.pdfhttp://www.upse-india.com/pdf/prv49.pdfhttp://www.upse-india.com/pdf/notice03_19june12.pdfhttp://www.upse-india.com/pdf/notice03_19june12.pdfhttp://www.upse-india.com/pdf/notice02_19june12.pdfhttp://www.upse-india.com/pdf/notice02_19june12.pdfhttp://www.upse-india.com/pdf/notice01_19june12.pdfhttp://www.upse-india.com/pdf/notice01_19june12.pdfhttp://www.upse-india.com/pdf/notice_20_15june12.pdfhttp://www.upse-india.com/pdf/notice_20_15june12.pdfhttp://www.upse-india.com/pdf/press_release_45.pdfhttp://www.upse-india.com/pdf/press_release_45.pdfhttp://www.upse-india.com/pdf/press_release_44.pdfhttp://www.upse-india.com/pdf/press_release_44.pdfhttp://www.upse-india.com/pdf/press_release_43.pdfhttp://www.upse-india.com/pdf/press_release_43.pdfhttp://www.upse-india.com/pdf/press_release_42.pdfhttp://www.upse-india.com/pdf/press_release_42.pdfhttp://www.upse-india.com/pdf/press_release_41.pdfhttp://www.upse-india.com/pdf/press_release_41.pdfhttp://www.upse-india.com/pdf/press_release_40.pdfhttp://www.upse-india.com/pdf/press_release_40.pdfhttp://www.upse-india.com/pdf/press_release_39.pdfhttp://www.upse-india.com/pdf/press_release_39.pdfhttp://www.upse-india.com/pdf/press_release_38.pdfhttp://www.upse-india.com/pdf/press_release_38.pdfhttp://www.upse-india.com/pdf/press_release_37.pdfhttp://www.upse-india.com/pdf/press_release_37.pdfhttp://www.upse-india.com/pdf/press_release_36.pdfhttp://www.upse-india.com/pdf/press_release_36.pdfhttp://www.upse-india.com/pdf/press_release_35.pdfhttp://www.upse-india.com/pdf/press_release_35.pdfhttp://www.upse-india.com/pdf/press_release_34.pdfhttp://www.upse-india.com/pdf/press_release_34.pdfhttp://www.upse-india.com/pdf/press_release_33.pdfhttp://www.upse-india.com/pdf/press_release_33.pdfhttp://www.upse-india.com/pdf/press_release_32.pdfhttp://www.upse-india.com/pdf/press_release_32.pdfhttp://www.upse-india.com/pdf/press_release_31.pdfhttp://www.upse-india.com/pdf/press_release_31.pdfhttp://www.upse-india.com/pdf/press_release_30.pdfhttp://www.upse-india.com/pdf/press_release_30.pdfhttp://www.upse-india.com/pdf/press_release_30.pdfhttp://www.upse-india.com/pdf/press_release_31.pdfhttp://www.upse-india.com/pdf/press_release_32.pdfhttp://www.upse-india.com/pdf/press_release_33.pdfhttp://www.upse-india.com/pdf/press_release_34.pdfhttp://www.upse-india.com/pdf/press_release_35.pdfhttp://www.upse-india.com/pdf/press_release_36.pdfhttp://www.upse-india.com/pdf/press_release_37.pdfhttp://www.upse-india.com/pdf/press_release_38.pdfhttp://www.upse-india.com/pdf/press_release_39.pdfhttp://www.upse-india.com/pdf/press_release_40.pdfhttp://www.upse-india.com/pdf/press_release_41.pdfhttp://www.upse-india.com/pdf/press_release_42.pdfhttp://www.upse-india.com/pdf/press_release_43.pdfhttp://www.upse-india.com/pdf/press_release_44.pdfhttp://www.upse-india.com/pdf/press_release_45.pdfhttp://www.upse-india.com/pdf/notice_20_15june12.pdfhttp://www.upse-india.com/pdf/notice01_19june12.pdfhttp://www.upse-india.com/pdf/notice02_19june12.pdfhttp://www.upse-india.com/pdf/notice03_19june12.pdfhttp://www.upse-india.com/pdf/prv49.pdfhttp://www.upse-india.com/pdf/prv48.pdfhttp://www.upse-india.com/pdf/prv47.pdfhttp://www.upse-india.com/pdf/prv46.pdfhttp://www.upse-india.com/pdf/notice_25.pdfhttp://www.upse-india.com/pdf/notice_24.pdfhttp://www.upse-india.com/pdf/prv50.pdf


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UPSE/LC/PRV NO-28 15.05.2012 -


UPSE/LC/PRV NO-26 11.05.2012 Audited Annual Accounts and recommendation ofdividead for the year ended 31stmarch.2012







UPSE/2012-13/Mem/019 04.06.2012 -

UPSE/2012-13/Mem/018 22.05.2012 -

UPSE/2012-13/017 21.05.2012 In the High Court of Judicature at Bombay:

(i) Writ Petition NO.1899 of 2011-Srinivas Talluri Vs. SEBI

and

(ii) Writ Petition No.1900 of 2011-Subramani Gopalkrishnan

Vs. SEBI

UPSE/2012-13/Surv./016 18.05.2012 Guidelines and Report Fromat for Interual Audit ofStock Brokers/Clearing Members.

UPSE

u. p. Stock Exchange Limited

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